0001387467-16-000238.txt : 20161115 0001387467-16-000238.hdr.sgml : 20161115 20161115190807 ACCESSION NUMBER: 0001387467-16-000238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161111 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd CENTRAL INDEX KEY: 0001387467 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-830-9742 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD DATE OF NAME CHANGE: 20070123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chang Mike F CENTRAL INDEX KEY: 0001511393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34717 FILM NUMBER: 162001040 MAIL ADDRESS: STREET 1: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 wf-form4_147925487375128.xml FORM 4 X0306 4 2016-11-11 0 0001387467 ALPHA & OMEGA SEMICONDUCTOR Ltd AOSL 0001511393 Chang Mike F 475 OAKMEAD PARKWAY SUNNYVALE CA 94085 1 1 1 0 Chief Executive Officer Common Shares 2016-11-11 4 S 0 28877 21 D 4070838 D Common Shares 2016-11-14 4 S 0 21123 21 D 4049715 D The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Sep 8, 2016. The price reported in Column 4 is the exact price at which all shares were sold. Includes an aggregate of 79,375 shares subject to restricted share unit awards granted on February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms. /s/ Yanbing Hong, attorney-in-fact for Mike F. Chang 2016-11-15