0001387322-21-000009.txt : 20210430 0001387322-21-000009.hdr.sgml : 20210430 20210430160511 ACCESSION NUMBER: 0001387322-21-000009 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210426 FILED AS OF DATE: 20210430 DATE AS OF CHANGE: 20210430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whale Rock Capital Management LLC CENTRAL INDEX KEY: 0001387322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40351 FILM NUMBER: 21877789 BUSINESS ADDRESS: STREET 1: 2 INTERNATIONAL PLACE, 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-502-9901 MAIL ADDRESS: STREET 1: 2 INTERNATIONAL PLACE, 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sacerdote Alexander C CENTRAL INDEX KEY: 0001738173 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40351 FILM NUMBER: 21877788 MAIL ADDRESS: STREET 1: 2 INTERNATIONAL PLACE, 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KnowBe4, Inc. CENTRAL INDEX KEY: 0001664998 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 273205919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 BUSINESS PHONE: (855) 566-9234 MAIL ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2021-04-26 0 0001664998 KnowBe4, Inc. KNBE 0001387322 Whale Rock Capital Management LLC 2 INTERNATIONAL PLACE, 24TH FLOOR BOSTON MA 02110 0 0 1 0 0001738173 Sacerdote Alexander C 2 INTERNATIONAL PLACE, 24TH FLOOR BOSTON MA 02110 0 0 0 1 Managing Member of 10% Owner Class A Common Stock 1250000 I See Footnote Shares reported herein are owned by Whale Rock Flagship Master Fund LP and Whale Rock Flagship (AI) Fund LP, investment limited partnerships for which Whale Rock Capital Management LLC ("Whale Rock") serves as investment manager. Whale Rock, as those investment limited partnerships' investment manager, and Alexander Sacerdote, as managing member and owner ofWhaleRock, may therefore be deemed to beneficially own such securities. Each of Whale Rock and Mr. Sacerdote disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. /s/ Alexander Sacerdote, Managing Member of Whale Rock Capital Management LLC 2021-04-30 /s/ Alexander Sacerdote 2021-04-30