1 |
NAME OF REPORTING PERSON:
Richmond Brothers, Inc.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
20-5152300
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
[ ] (a)
[ ] (b)
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3 |
SEC USE ONLY
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4 |
SOURCE OF FUNDS:
SC
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5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
[ ]
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | |
8 | SHARED VOTING POWER | ||
9 |
SOLE DISPOSITIVE POWER
30,006,694
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10 | SHARED DISPOSITIVE POWER | ||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
30,006,694
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12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ]
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.1%
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14 |
TYPE OF REPORTING PERSON
IA
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ITEM 1. | SECURITY AND ISSUER: |
Firma Holdings Corp. | |
ITEM 2. | IDENTITY AND BACKGROUND: |
Richmond Brothers, Inc. Michigan SEC Registered Investment Adviser 3568 Wildwood Avenue Jackson, MI 49202 Richmond Brothers, Inc. has not been convicted in a criminal proceeding nor was it a party to a civil proceeding of a judicial or administrative body of competent jurisdiction. |
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ITEM 3. | SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION: |
Client assets under management are used as source of funds in making the purchases of FRMA. | |
ITEM 4. | PURPOSE OF TRANSACTION: |
ITEM 5. | INTEREST IN SECURITIES OF THE ISSUER: |
ITEM 6. | CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER: |
ITEM 7. | MATERIALS TO BE FILES AS EXHIBITS: |
October 19 2016 |
Richmond Brothers, Inc.
By:
/s/ David Richmond
Name:
David Richmond
Title:
President
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