0000919574-19-005887.txt : 20190916 0000919574-19-005887.hdr.sgml : 20190916 20190916161222 ACCESSION NUMBER: 0000919574-19-005887 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190905 FILED AS OF DATE: 20190916 DATE AS OF CHANGE: 20190916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GHL Investments Ltd CENTRAL INDEX KEY: 0001788305 STATE OF INCORPORATION: G4 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56072 FILM NUMBER: 191094854 BUSINESS ADDRESS: STREET 1: C/O SEATANKERS MANAGEMENT CO. LTD STREET 2: P.O. BOX 53562 CITY: LIMASSOL STATE: G4 ZIP: CY-3399 BUSINESS PHONE: 1 357 25-858-300 MAIL ADDRESS: STREET 1: C/O SEATANKERS MANAGEMENT CO. LTD STREET 2: P.O. BOX 53562 CITY: LIMASSOL STATE: G4 ZIP: CY-3399 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENWICH HOLDINGS LTD. CENTRAL INDEX KEY: 0001386989 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56072 FILM NUMBER: 191094855 BUSINESS ADDRESS: STREET 1: 3399 LIMASSOL STREET 2: P.O. BOX 53562 CITY: LIMASSOL STATE: G4 ZIP: CY-3399 BUSINESS PHONE: 011-357-5326 111 MAIL ADDRESS: STREET 1: 3399 LIMASSOL STREET 2: P.O. BOX 53562 CITY: LIMASSOL STATE: G4 ZIP: CY-3399 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: C.K. Ltd CENTRAL INDEX KEY: 0001731638 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56072 FILM NUMBER: 191094856 BUSINESS ADDRESS: STREET 1: IFC 5 CITY: ST. HELIER STATE: Y9 ZIP: JE1 1ST BUSINESS PHONE: 44-0-1534-702161 MAIL ADDRESS: STREET 1: IFC 5 CITY: ST. HELIER STATE: Y9 ZIP: JE1 1ST REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fredriksen John CENTRAL INDEX KEY: 0001731644 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56072 FILM NUMBER: 191094857 MAIL ADDRESS: STREET 1: C/O SEATANKERS CONSULTANCY SERVICES (UK) STREET 2: 15 SLOANE SQUARE, CHELSEA CITY: LONDON STATE: Y9 ZIP: SW1W 8ER ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Guardian III BDC, L.L.C. CENTRAL INDEX KEY: 0001781870 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 3 1 ownership.xml X0206 3 2019-09-05 0 0001781870 New Mountain Guardian III BDC, L.L.C. NONE 0001788305 GHL Investments Ltd (SEE REMARKS) 0 0 1 1 See Footnotes 0001386989 GREENWICH HOLDINGS LTD. (SEE REMARKS) 0 0 1 1 See Footnotes 0001731638 C.K. Ltd (SEE REMARKS) ST. HELIER Y9 JE1 1ST JERSEY 0 0 1 1 See Footnotes 0001731644 Fredriksen John (SEE REMARKS) 0 0 1 1 See Footnotes Units of LLC Interest 2800000 D Units of LLC Interest 2800000 I See Footnotes The reported securities are directly owned by GHL Investments Limited, a Cyprus company ("GHL Investments"), a wholly-owned subsidiary of Greenwich Holdings Limited, a Cyprus company ("Greenwich Holdings"). C.K Limited, a Jersey Company, is the trustee of trusts (the "Trusts") established by John Fredriksen ("Mr. Fredriksen") for the benefit of his immediate family members, which Trusts indirectly hold all of the shares of GHL Investments and Greenwich Holdings. Greenwich Holdings, C.K. Limited and John Fredriksen may be deemed to beneficially own the Units of LLC Interest that are held by GHL Investments. Mr. Fredriksen disclaims beneficial ownership of any Units of LLC Interest beneficially owned by GHL Investments and Greenwich Holdings, except to the extent of his voting and dispositive interests in such Units of LLC Interest. Mr. Fredriksen has no pecuniary interest in the Units of LLC Interest beneficially owned by GHL Investments and this report shall not be deemed an admission of beneficial ownership of the reported Units of LLC Interest by Mr. Fredriksen for purposes of Section 16 or for any other purpose. The address for GHL Investments and Greenwich Holdings is P.O. Box 53562, CY3399, Limassol, Cyprus. The address for C.K. Limited is IFC 5, St. Helier, Jersey JE1 1SR. The address for John Fredriksen is c/o Seatankers Consultancy Services (UK) Limited, 15 Sloane Square, London SW1W 8ER, United Kingdom. /s/ Spyros Episkopou, Director for GHL Investments Limited 2019-09-16 /s/ Spyros Episkopou, Director for Greenwich Holdings Limited 2019-09-16 /s/ Spyros Episkopou, Director for C.K. Limited 2019-09-16 /s/ John Fredriksen 2019-09-16