0001214659-13-000869.txt : 20130214 0001214659-13-000869.hdr.sgml : 20130214 20130214163039 ACCESSION NUMBER: 0001214659-13-000869 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Park West Asset Management LLC CENTRAL INDEX KEY: 0001386928 IRS NUMBER: 300132084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12265 FILM NUMBER: 13614600 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: (415) 354-0677 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 c2813413fhr.txt REPORT FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Park West Asset Management LLC Address: 900 Larkspur Landing Circle, Suite 165 Larkspur, California 94939 Form 13F File Number: 028-12265 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James J. Watson Title: Chief Financial Officer Phone: (415) 524-2902 Signature, Place, and Date of Signing: /s/ James J. Watson Larkspur, California February 8, 2013 ----------------------- ------------------------ --------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 57 FORM 13F INFORMATION TABLE VALUE TOTAL: $708,591 (thousands) LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE PARK WEST ASSET MANAGEMENT LLC FORM 13F HOLDINGS REPORT December 31, 2012
TITLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ACCELRYS INC COM 00430U103 17,889 1,976,700 SH SOLE 1,976,700 AFFORDABLE RESIDENTIAL COMNTY NOTE 7.500% 8/1 00828UAB9 13,664 11,660,000 PRN SOLE 11,660,000 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 7,766 824,401 SH SOLE 824,401 AMERICAN CAPITAL LTD COM 02503Y103 9,841 818,669 SH SOLE 818,669 APPLE INC COM 037833100 4,514 8,482 SH SOLE 8,482 BLACK DIAMOND INC COM 09202G101 7,242 883,205 SH SOLE 883,205 CAI INTERNATIONAL INC COM 12477X106 17,724 807,488 SH SOLE 807,488 CAFEPRESS INC COM 12769A103 6,120 1,060,651 SH SOLE 1,060,651 CALIX INC COM 13100M509 1,867 242,740 SH SOLE 242,740 CASH AMER INTL INC COM 14754D100 43,165 1,088,093 SH SOLE 1,088,093 CENTRAL GARDEN & PET CO COM 153527106 5,771 575,932 SH SOLE 575,932 CENTRAL GARDEN & PET CO CL A NON VTG 153527205 6,083 580,947 SH SOLE 580,947 CHICAGO BRIDGE & IRON N Y REGISTRY SH 167250109 31,430 678,100 SH SOLE 678,100 COMPANY N V CHICAGO BRIDGE & IRON CALL 167250109 29,565 637,869 SH CALL SOLE 637,869 COMPANY N V CLEARWATER PAPER CORP COM 18538R103 41,694 1,064,702 SH SOLE 1,064,702 COINSTAR INC COM 19259P300 48,802 938,308 SH SOLE 938,308 CONCEPTUS INC COM 206016107 8,180 389,500 SH SOLE 389,500 CORENERGY INFRASTRUCTURE TR COM 21870U205 3,015 500,000 SH SOLE 500,000 CRAY INC COM 225223304 7,975 500,000 SH SOLE 500,000 DENNYS CORP COM 24869P104 634 130,000 SH SOLE 130,000 DINEEQUITY INC COM 254423106 1,534 22,893 SH SOLE 22,893 ENPHASE ENERGY INC COM 29355A107 766 209,853 SH SOLE 209,853 ENPRO INDS INC COM 29355X107 6,217 152,000 SH SOLE 152,000 EPOCRATES INC COM 29429D103 4,701 533,032 SH SOLE 533,032 EXIDE TECHNOLOGIES COM 302051206 1,710 500,000 SH SOLE 500,000 EZCORP INC CL A NON VTG 302301106 23,019 1,157,291 SH SOLE 1,157,291 GEO GROUP INC COM 36159R103 430 15,260 SH SOLE 15,260 GP STRATEGIES CORP COM 36225V104 5,780 279,901 SH SOLE 279,901 GSI TECHNOLOGY COM 36241U106 1,810 288,678 SH SOLE 288,678 GAMESTOP CORP NEW CL A 36467W109 19,518 777,932 SH SOLE 777,932 GENCORP INC COM 368682100 22,552 2,464,653 SH SOLE 2,464,653 GENTEX CORP COM 371901109 9,424 499,937 SH SOLE 499,937 GENTHERM INC COM 37253A103 17,677 1,329,078 SH SOLE 1,329,078 GRAND CANYON ED INC COM 38526M106 10,407 443,413 SH SOLE 443,413 GRAPHIC PACKAGING HLDG CO COM 388689101 7,106 1,100,000 SH SOLE 1,100,000 HURON CONSULTING GROUP INC COM 447462102 3,695 109,682 SH SOLE 109,682 INTEGRATED DEVICE TECHNOLOGY COM 458118106 1,460 200,000 SH SOLE 200,000 INTERMOLECULAR INC COM 45882D109 27,079 3,042,530 SH SOLE 3,042,530 INTERNATIONAL SPEEDWAY CORP CL A 460335201 16,370 592,060 SH SOLE 592,060 KULICKE & SOFFA INDS INC COM 501242101 1,591 132,663 SH SOLE 132,663 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 21,080 1,016,386 SH SOLE 1,016,386 LITHIA MTRS INC CL A 536797103 3,088 82,510 SH SOLE 82,510 MPG OFFICE TR INC COM 553274101 308 100,000 SH SOLE 100,000 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 38,924 854,345 SH SOLE 854,345 MOVE INC COM COM 62458M207 29,378 3,880,802 SH SOLE 3,880,802 RENTECH INC COM 760112102 20,574 7,822,830 SH SOLE 7,822,830 SABA SOFTWARE INC COM 784932600 4,370 500,000 SH SOLE 500,000 SEACHANGE INTL INC COM 811699107 2,087 215,832 SH SOLE 215,832 SHUTTERFLY INC COM 82568P304 3,095 103,630 SH SOLE 103,630 SKULLCANDY INC COM 83083J104 390 50,000 SH SOLE 50,000 SPANSION INC COM CL A NEW 84649R200 14,740 1,059,654 SH SOLE 1,059,654 SUNCOKE ENERGY INC COM 86722A103 38,667 2,480,247 SH SOLE 2,480,247 SUSSER HLDGS CORP COM 869233106 12,461 361,300 SH SOLE 361,300 TRINITY BIOTECH PLC SPON ADR NEW 896438306 5,759 399,363 SH SOLE 399,363 VALUECLICK INC COM 92046N102 6,308 325,000 SH SOLE 325,000 W P CAREY & CO LLC COM 92936U109 10,560 202,500 SH SOLE 202,500 TEEKAY TANKERS LTD CL A Y8565N102 1,015 350,000 SH SOLE 350,000