-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KaMuEmQqnrWIuiC6Z4sMAyxbROhqy7VDf2SaFxv+e8x7hX5l7NEF2zYMDPJvuxTJ tDLVOXalrLwvnH9gCQQzDg== 0001214659-09-000325.txt : 20090217 0001214659-09-000325.hdr.sgml : 20090216 20090217163032 ACCESSION NUMBER: 0001214659-09-000325 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Park West Asset Management LLC CENTRAL INDEX KEY: 0001386928 IRS NUMBER: 300132084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12265 FILM NUMBER: 09614359 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: (415) 354-0677 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 c2139113fhr.txt FOR THE PERIOD ENDED DECEMBER 31, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2008 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Park West Asset Management LLC Address: 900 Larkspur Landing Circle, Suite 165 Larkspur, California 94939 Form 13F File Number:028-12265 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: James J. Watson Chief Financial Officer (415) 354-0677 /s/ James J. Watson ------------------------ Larkspur, California February 13, 2009 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers: 0 Form 13 F Information Table Entry Total: 40 Form 13 F Information Table Value Total: $189,853,000 List of Other Included Managers: NONE Park West Asset Management LLC Form 13F Holdings Report December 31, 2008
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 - -------------------------------- ---------- --------- -------- ----------------------- -------- -------- ------------------ Title of Value Shares/ Sh/ Put/ Invstmnt Other Voting Authority Name of Issuer Class Cusip (x$1000) Prn Amt Prn Call Dscretn Mngrs Sole Shared None - -------------------------------- ---------- --------- -------- -------- ------ ----- -------- -------- ------- ------ ---- ALLIANCE IMAGING INC COM 018606202 6,336 794,987 SH SOLE 794,987 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 5,374 581,600 SH SOLE 581,600 APPLE INC COM 037833100 1,471 17,232 SH SOLE 17,232 ATLAS AMERICA, INC COM 049167109 1,171 78,849 SH SOLE 78,849 BPW ACQUISITION CORP COM 055637102 1,794 200,000 SH SOLE 200,000 BLACKBOARD INC NOTE 3.25% 7/0 091935AA4 793 1,000,000 PRN SOLE 1,000,000 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1,460 116,400 SH SOLE 116,400 CAI INTERNATIONAL, INC COM 12477X106 5,125 1,616,585 SH SOLE 1,616,585 CEPHALON INC NOTE 6/1 156708AL3 10,940 8,000,000 PRN SOLE 8,000,000 COGENT COMMUNICATIONS GROUP NOTE 1.000% 6/1 19239VAB0 9,925 19,900,000 PRN SOLE 19,900,000 EARTHLINK INC COM 270321102 321 47,500 SH SOLE 47,500 EARTHLINK INC NOTE 3.25% 11/1 270321AA0 177 200,000 PRN SOLE 200,000 FLUOR CORP NEW NOTE 1.5% 2/1 343412AA0 4,879 3,000,000 PRN SOLE 3,000,000 GLOBAL BRANDS ACQUISITION CO COM 378982102 5,504 599,550 SH SOLE 599,550 GLOBAL CONSUMER AQST CORP COM 378983100 1,758 193,620 SH SOLE 193,620 INVERNESS MED INNOVATIONS IN PFD CONV SER B 46126P304 13,717 111,986 SH SOLE 111,986 INVERNESS MED INNOVATIONS IN NOTE 3.000% 5/1 46126PAD8 4,410 7,000,000 PRN SOLE 7,000,000 MI DEVELOPMENTS INC COM 55304X104 1,773 237,716 SH SOLE 237,716 NRDC ACQUISITION CORP COM 62941R102 5,337 582,000 SH SOLE 582,000 PROSPECT ACQUISITION CORP COM 74347T103 6,405 700,000 SH SOLE 700,000 PROTEIN DESIGN LABS INC NOTE 2.750% 8/1 74369LAD5 8,384 9,500,000 PRN SOLE 9,500,000 PROTEIN DESIGN LABS INC NOTE 2.000% 2/1 74369LAF0 3,575 5,000,000 PRN SOLE 5,000,000 SP ACQUISITION HOLDINGS INC COM 78470A104 5,403 591,100 SH SOLE 591,100 SCHLUMBERGER LTD DBCV 2.125% 6/0 806857AD0 3,785 3,000,000 PRN SOLE 3,000,000 SEPRACOR INC NOTE 10/1 817315AW4 7,390 8,000,000 PRN SOLE 8,000,000 SOLERA HOLDINGS INC COM 83421A104 1,188 49,300 SH SOLE 49,300 SPORTS PPTYS ACQUISITION COR COM 84920F107 5,139 564,700 SH SOLE 564,700 SUNPOWER CORP COM CL A 867652109 370 10,000 SH SOLE 10,000 SUNPOWER CORP PUT 867652109 3,874 104,700 SH PUT SOLE 104,700 SUNPOWER CORP COM CL B 867652307 1,305 42,875 SH SOLE 42,875 SUNPOWER CORP DBCV 0.750% 8/0 867652AB5 16,609 21,500,000 PRN SOLE 21,500,000 TRIPLECROWN ACQUISITION CORP COM 89677G109 5,215 576,200 SH SOLE 576,200 UNITED REFINING ENERGY CORP COM 911360105 5,538 600,000 SH SOLE 600,000 VICTORY ACQUISITION CORP COM 92644D100 3,834 395,300 SH SOLE 395,300 WALTER INDS INC COM 93317Q105 788 45,000 SH SOLE 45,000 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 2,618 3,000,000 PRN SOLE 3,000,000 ZAPATA CORP COM PAR $ 989070602 391 64,910 SH SOLE 64,910 CASTLEPOINT HOLDINGS LTD COM G19522112 14,473 1,067,300 SH SOLE 1,067,300 MAIDEN HOLDINGS LTD SHS G5753U112 9,127 2,916,250 SH SOLE 2,916,250 TEEKAY CORP CALL Y8564W103 2,177 110,800 SH CALL SOLE 110,800
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