0000905718-20-001167.txt : 20201214 0000905718-20-001167.hdr.sgml : 20201214 20201214172239 ACCESSION NUMBER: 0000905718-20-001167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Park West Asset Management LLC CENTRAL INDEX KEY: 0001386928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39753 FILM NUMBER: 201387122 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: (415) 524-2902 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rodgers Silicon Valley Acquisition Corp CENTRAL INDEX KEY: 0001828318 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 853174357 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 575 EASTVIEW WAY CITY: WOODSIDE STATE: CA ZIP: 94062 BUSINESS PHONE: 650-722-2555 MAIL ADDRESS: STREET 1: 575 EASTVIEW WAY CITY: WOODSIDE STATE: CA ZIP: 94062 4 1 rodgers_fm4dec102020.xml X0306 4 2020-12-10 0 0001828318 Rodgers Silicon Valley Acquisition Corp RSVAU 0001386928 Park West Asset Management LLC 900 LARKSPUR LANDING CIRCLE, SUITE 165 LARKSPUR CA 94939 0 0 1 0 Common stock, par value $0.0001 2020-12-10 4 P 0 386600 A 4219913 I See Footnote Common stock, par value $0.0001 2020-12-11 4 P 0 80087 A 4300000 I See Footnote Warrant 11.50 2020-12-10 4 P 0 193300 A Common stock, par value $0.0001 193300 2109956 I See Footnote Warrant 11.50 2020-12-11 4 P 0 40043 A Common stock, par value $0.0001 40043 2149999 I See Footnote The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants"). The Units were purchased for $11.49 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $11.40 to $11.50 per Unit, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein. The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 11, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,912,074 Units and PWPI held 387,926 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities. The Units were purchased for $12.37 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $12.00 to $12.42 per Unit, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein. The Warrants will become exercisable at any time commencing on the later of (a) 12 months from the closing of the offering or (b) 30 days after the completion of the Company's initial business combination. The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. /s/ Grace Jimenez, Chief Financial Officer of Park West Asset Management LLC 2020-12-14