0000905718-20-001167.txt : 20201214
0000905718-20-001167.hdr.sgml : 20201214
20201214172239
ACCESSION NUMBER: 0000905718-20-001167
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201210
FILED AS OF DATE: 20201214
DATE AS OF CHANGE: 20201214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Park West Asset Management LLC
CENTRAL INDEX KEY: 0001386928
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39753
FILM NUMBER: 201387122
BUSINESS ADDRESS:
STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: (415) 524-2902
MAIL ADDRESS:
STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165
CITY: LARKSPUR
STATE: CA
ZIP: 94939
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rodgers Silicon Valley Acquisition Corp
CENTRAL INDEX KEY: 0001828318
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 853174357
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 575 EASTVIEW WAY
CITY: WOODSIDE
STATE: CA
ZIP: 94062
BUSINESS PHONE: 650-722-2555
MAIL ADDRESS:
STREET 1: 575 EASTVIEW WAY
CITY: WOODSIDE
STATE: CA
ZIP: 94062
4
1
rodgers_fm4dec102020.xml
X0306
4
2020-12-10
0
0001828318
Rodgers Silicon Valley Acquisition Corp
RSVAU
0001386928
Park West Asset Management LLC
900 LARKSPUR LANDING CIRCLE, SUITE 165
LARKSPUR
CA
94939
0
0
1
0
Common stock, par value $0.0001
2020-12-10
4
P
0
386600
A
4219913
I
See Footnote
Common stock, par value $0.0001
2020-12-11
4
P
0
80087
A
4300000
I
See Footnote
Warrant
11.50
2020-12-10
4
P
0
193300
A
Common stock, par value $0.0001
193300
2109956
I
See Footnote
Warrant
11.50
2020-12-11
4
P
0
40043
A
Common stock, par value $0.0001
40043
2149999
I
See Footnote
The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").
The Units were purchased for $11.49 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $11.40 to $11.50 per Unit, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.
The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 11, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,912,074 Units and PWPI held 387,926 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.
The Units were purchased for $12.37 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $12.00 to $12.42 per Unit, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.
The Warrants will become exercisable at any time commencing on the later of (a) 12 months from the closing of the offering or (b) 30 days after the completion of the Company's initial business combination.
The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.
/s/ Grace Jimenez, Chief Financial Officer of Park West Asset Management LLC
2020-12-14