0001140361-18-003407.txt : 20180126 0001140361-18-003407.hdr.sgml : 20180126 20180126162140 ACCESSION NUMBER: 0001140361-18-003407 CONFORMED SUBMISSION TYPE: 15-15D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180126 DATE AS OF CHANGE: 20180126 EFFECTIVENESS DATE: 20180126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KKR Financial Holdings LLC CENTRAL INDEX KEY: 0001386926 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 113801844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-15D SEC ACT: 1934 Act SEC FILE NUMBER: 333-167479 FILM NUMBER: 18552142 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (415) 315-3620 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 15-15D 1 form15-15d.htm 15-15D
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 15
 
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Commission File Number 333-167479
 
KKR Financial Holdings LLC
(Exact name of registrant as specified in its charter)

555 California Street, 50th Floor
San Francisco, CA  94104
415-315-3620
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

7.375% Series A LLC Preferred Shares
(Title of each class of securities covered by this Form)

None
(Titles of all other classes of securities for which a duty to file reports under Section 13(a) or 15(d) remains)
 
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

  Rule 12g-4(a)(1)
☐
  Rule 12g-4(a)(2)
☐
  Rule 12h-3(b)(1)(i)
☐
  Rule 12h-3(b)(1)(ii)
☐
  Rule 15d-6
☒
  Rule 15d-22(b)
☐
 
Approximate number of holders of record as of the certification or notice date: 0(1)

Pursuant to the requirements of the Securities Exchange Act of 1934, KKR Financial Holdings LLC has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

Date:
January 26, 2018
  
By:
 /s/ NICOLE J. MACARCHUK
       
Name: 
 Nicole J. Macarchuk
       
Title:
 General Counsel and Secretary
 
(1) On January 16, 2018, all of the securities covered by this Form that were then outstanding were redeemed and paid in full.