0001104659-17-021101.txt : 20170404 0001104659-17-021101.hdr.sgml : 20170404 20170403184735 ACCESSION NUMBER: 0001104659-17-021101 CONFORMED SUBMISSION TYPE: IRANNOTICE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KKR Financial Holdings LLC CENTRAL INDEX KEY: 0001386926 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 113801844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: IRANNOTICE SEC ACT: 1934 Act SEC FILE NUMBER: 001-33437 FILM NUMBER: 17735775 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (415) 315-3620 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 IRANNOTICE 1 a17-10833_1irannotice.htm IRANNOTICE

April 3, 2017

U.S. Securities and Exchange Commission

100 F Street, N.E.

Washington, DC 20549

Re: Notice of Disclosure Filed in the Annual Report on Form 10-K Under Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act

Ladies and Gentlemen:

Pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Securities Exchange Act of 1934, as amended, notice is hereby provided that KKR Financial Holdings LLC (the “Company”) has made disclosure pursuant to those provisions in its Annual Report on Form 10-K for the fiscal year ended December 31, 2016 (the “Report”), which was filed with the Securities and Exchange Commission on March 29, 2017, as amended on April 3, 2017. The matter disclosed in the Report was previously reported in the Annual Report on Form 10-K for the fiscal year ended December 31, 2016 of KKR & Co. L.P., the parent of the Company.

Respectfully submitted,

KKR FINANCIAL HOLDINGS LLC

By:	/s/ Nicole J. Macarchuk
	Nicole J. Macarchuk
	General Counsel and Secretary

GRAPHIC 2 g108331bii001.gif GRAPHIC begin 644 g108331bii001.gif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end