S-8 1 ea180465-s8_chromadex.htm REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on June 22, 2023

Registration No. 333-                                  

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-8 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

CHROMADEX CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware   26-2940963

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

10900 Wilshire Blvd., Suite 600

Los Angeles, California 90024

(310) 388-6706

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

ChromaDex Corporation 2017 Equity Incentive Plan

(Full title of the plan)

 

Robert Fried

Chief Executive Officer

10900 Wilshire Blvd., Suite 600

Los Angeles, California 90024

(310) 388-6706

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Copies to: 

Ben Orlanski, Esq. 

Louis Rambo, Esq.

Proskauer Rose LLP

2029 Century Park East, Suite 2400

Los Angeles, CA 90067

(310) 557-2900

Brianna L. Gerber

Chief Financial Officer

10900 Wilshire Boulevard, Suite 600

Los Angeles, CA 90024

(310) 388-6706

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

 

 

 

Large accelerated filer Accelerated filer
Non-accelerated filer Smaller reporting company
Emerging growth company  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

 

 

 

 

EXPLANATORY NOTE

 

This Registration Statement on Form S-8 is filed pursuant to General Instruction E to Form S-8 by ChromaDex Corporation (the “Company”) for the purpose of registering an additional 3,650,000 shares of the Company’s common stock, par value $0.001 per share (“common stock”), that were added to the ChromaDex Corporation 2017 Equity Incentive Plan, as amended (the “2017 Plan”), pursuant to a share reserve increase approved by the Company’s stockholders on June 15, 2023.  The Company previously registered shares of its common stock for issuance under the 2017 Plan on Registration Statements on Form S-8 filed with the Securities and Exchange Commission (the “SEC”) on October 31, 2017 (File No. 333-221246), March 23, 2018 (File No. 333-223889), August 22, 2018 (File No. 333-226972) and August 18, 2020 (File No. 333-248104) (the “Prior Registration Statements”). Pursuant to General Instruction E to Form S-8, this Registration Statement hereby incorporates by reference the contents of the Prior Registration Statements.

 

PART II

 

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

ITEM 3. INCORPORATION OF DOCUMENTS BY REFERENCE

 

The following documents filed by the Company with the SEC are incorporated by reference into this Registration Statement:

 

a)The Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2022, filed with the SEC on March 8, 2023 (including the portions of the Company’s definitive proxy statement on Schedule 14A filed on April 28, 2023 incorporated by reference therein);

 

b)The Company’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2023, filed with the SEC on May 10, 2023;

 

c)The Company’s Current Reports on Form 8-K filed with the SEC on January 5, 2023, March 17, 2023, and June 20, 2023; and

 

d)The description of the Company’s common stock included in the Company’s Form 8-A filed with the SEC on April 21, 2016, including any amendments or reports filed for the purpose of updating such description.

 

In addition, all of the Company’s reports filed with the SEC pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), after the date of this Registration Statement and prior to filing a post-effective amendment that indicates that all securities offered hereby have been sold or that deregisters all securities then remaining unsold shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of filing of such reports.

 

Any statement contained herein or in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in any subsequently filed document that also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

 

ITEM 8.EXHIBITS.

 

Exhibit

Number

  Description
   
4.1   Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference from, and filed as Exhibit 3.1 to the Registrant’s Annual Report on Form 10-K (File No. 001-37752) filed with the SEC on March 15, 2018).
4.2   Certificate of Amendment to the Certificate of Incorporation of the Registrant (incorporated by reference from, and filed as Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 000-53290) filed with the SEC on April 12, 2016).

 

1

 

 

4.3   Amended and Restated Bylaws of the Registrant (incorporated by reference from, and filed as Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 001-37752) filed with the SEC on March 17, 2023).
5.1*   Opinion of Proskauer Rose LLP.
23.1*   Consent of Marcum LLP.
23.2*   Consent of Proskauer Rose LLP. Reference is made to Exhibit 5.1.
24.1*   Power of Attorney. Reference is made to the signature page hereto.
99.1   ChromaDex Corporation 2017 Equity Incentive Plan, as amended (incorporated by reference from, and filed as Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-37752) filed with the SEC on June 20, 2023).
107*   Filing Fee Table

 

*Filed herewith

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Los Angeles, State of California, on June 22, 2023.

 

  CHROMADEX CORPORATION
     
  By: /s/ Robert Fried
  Robert Fried
  Chief Executive Officer

 

POWER OF ATTORNEY

 

KNOW ALL BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Robert Fried and Brianna L. Gerber, and each of them, as his or her true and lawful attorneys-in-fact and agents, each with the full power of substitution, for him or her and in his or her name, place or stead, in any and all capacities, to sign any and all amendments to this Registration Statement (including post-effective amendments), and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature   Title   Date
         

/s/ ROBERT FRIED

  Chief Executive Officer and Director   June 22, 2023
Robert Fried   (Principal Executive Officer)    
         

/s/ BRIANNA L. GERBER

  Chief Financial Officer   June 22, 2023
Brianna L. Gerber   (Principal Financial and Accounting Officer)    
         
/s/ FRANK L. JAKSCH JR.   Director   June 22, 2023
Frank L. Jaksch Jr.        
         
/s/ GARTY NG   Director   June 22, 2023
Gary Ng        
         
/s/ STEVEN D. RUBIN   Director   June 22, 2023
Steven D. Rubin        
         
/s/ WENDY YU   Director   June 22, 2023
Wendy Yu        
         
/s/ KRISTIN PATRICK   Director   June 22, 2023
Kristin Patrick        

 

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/s/ ANN COHEN   Director   June 22, 2023
Ann Cohen        
         
/s/ HAMED SHAHBAZI   Director   June 22, 2023
Hamed Shahbazi        

 

 

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