SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chau Hoi Shuen Solina Holly

(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910,
HARBOUR CENTRE, 25 HARBOUR ROAD

(Street)
WANCHAI K3

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ChromaDex Corp. [ CDXC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/20/2024 P 11,408,715(1) A (1) 19,294,356(2)(3) I See Footnotes(2)(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Chau Hoi Shuen Solina Holly

(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910,
HARBOUR CENTRE, 25 HARBOUR ROAD

(Street)
WANCHAI K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Pioneer Step Holdings Ltd

(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD

(Street)
WANCHAI K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Dvorak International Ltd

(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD

(Street)
WANCHAI K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Skyinvest Associates Ltd

(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD

(Street)
WANCHAI K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Elgar International Ltd

(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD

(Street)
WANCHAI K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Brilliant Dynasty Ltd

(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD

(Street)
WANCHAI K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Champion River Ventures Ltd

(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD

(Street)
WANCHAI K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Winsave Resources Ltd

(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD

(Street)
WANCHAI K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Radiant Treasure Ltd

(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD

(Street)
WANCHAI K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. On August 20, 2024, Brilliant Dynasty Limited, a British Virgin Islands corporation ("Brilliant Dynasty") entered into a securities purchase agreement with Prime Tech Global Limited, a British Virgin Islands corporation ("Prime Tech") and Alpha Mount International Limited, a British Virgin Islands corporation ("Alpha") to purchase all of the share capital of Champion River Ventures Limited, a British Virgin Islands corporation ("Champion River"), Winsave Resources Limited, a British Virgin Islands corporation ("Winsave"), and Radiant Treasure Limited, a British Virgin Islands corporation ("Radiant") from Prime Tech and Alpha, for an aggregate consideration of $32,058,489.15 (the "August 2024 Transaction"). At time of entry into the securities purchase agreement, Champion River, Winsave and Radiant beneficially owned 7,940,937, 3,088,433 and 379,345 shares of common stock of the Issuer, respectively.
2. Of the total shares beneficially owned following the reported transaction (i) 6,917,783 shares of the Issuer's common stock are directly beneficially owned by Pioneer Step Holdings Limited, a British Virgin Islands corporation ("Pioneer Step"), (ii) 420,000 shares of the Issuer's common stock are directly beneficially owned by Dvorak International Limited ("Dvorak International"), (iii) 547,858 shares of the Issuer's common stock are directly beneficially owned by Skyinvest Associates Limited ("Skyinvest Associates"), (iv) 7,940,937 shares of the Issuer's common stock are directly beneficially owned by Champion River, (v) 3,088,433 shares of the Issuer's common stock are directly beneficially owned by Winsave, and (vi) 379,345 shares of the Issuer's common stock are directly beneficially owned by Radiant.
3. (continued from Footnote 2) Elgar International Limited, a British Virgin Islands corporation ("Elgar International") is the sole shareholder of Brilliant Dynasty. Brilliant Dynasty will be the sole shareholder of Champion River, Winsave and Radiant upon the completion of the August 2024 Transaction. As such, each of Elger International and Brilliant Dynasty may be deemed to beneficially own the shares of the Issuer's common stock directly held by Champion River, Winsave and Radiant. Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step, Dvorak International, Skyinvest Associates and Elgar International. As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International, Skyinvest Associates, Champion River, Winsave and Radiant.
Remarks:
Solina Chau, Elgar International and Brilliant Dynasty disclaim Section 16 beneficial ownership of the securities held by each of Pioneer Step, Dvorak International, Skyinvest Associates, Champion River, Winsave and Radiant, except to the extent of her pecuniary interest therein, if any. Exhibit 99.1 Joint Filer Information.
Chau Hoi Shuen Solina Holly, By: /s/ Chau Hoi Shuen Solina Holly 08/20/2024
Pioneer Step Holdings Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 08/20/2024
Dvorak International Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 08/20/2024
Skyinvest Associates Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 08/20/2024
Elgar International Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 08/20/2024
Brilliant Dynasty Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 08/20/2024
Champion River Ventures Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 08/20/2024
Radiant Treasure Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 08/20/2024
Winsave Resources Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 08/20/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.