0000899243-22-032394.txt : 20221003 0000899243-22-032394.hdr.sgml : 20221003 20221003083446 ACCESSION NUMBER: 0000899243-22-032394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221003 DATE AS OF CHANGE: 20221003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chau Hoi Shuen Solina Holly CENTRAL INDEX KEY: 0001687026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 221286104 MAIL ADDRESS: STREET 1: SUITES PT. 2909 & 2910, HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: 999077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dvorak International Ltd CENTRAL INDEX KEY: 0001796851 STATE OF INCORPORATION: D8 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 221286102 BUSINESS ADDRESS: STREET 1: VISTRA CORPORATE SERVICES CENTRE STREET 2: WICKHAMS CAY II, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: (852) 2186 3870 MAIL ADDRESS: STREET 1: C/O SUITES PT. 2909 & 2910, HARBOUR CTR STREET 2: 25 HARBOUR ROAD, WANCHAI CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pioneer Step Holdings Ltd CENTRAL INDEX KEY: 0001705335 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 221286103 BUSINESS ADDRESS: STREET 1: C/O 29TH FLOOR, HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2186 3870 MAIL ADDRESS: STREET 1: C/O 29TH FLOOR, HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChromaDex Corp. CENTRAL INDEX KEY: 0001386570 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 262940963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10900 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 310-388-6706 MAIL ADDRESS: STREET 1: 10900 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: CODY RESOURCES, INC. DATE OF NAME CHANGE: 20070112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-30 0 0001386570 ChromaDex Corp. CDXC 0001687026 Chau Hoi Shuen Solina Holly C/O SUITES PT. 2909 & 2910, HARBOUR CENTRE, 25 HARBOUR ROAD WANCHAI K3 HONG KONG 0 0 1 0 0001705335 Pioneer Step Holdings Ltd C/O SUITES PT. 2909 & 2910 HARBOUR CENTRE, 25 HARBOUR ROAD WANCHAI K3 HONG KONG 0 0 1 0 0001796851 Dvorak International Ltd C/O SUITES PT. 2909 & 2910, HARBOUR CENTRE, 25 HARBOUR ROAD WANCHAI K3 HONG KONG 0 0 1 0 Common Stock 2022-09-30 4 P 0 960000 1.25 A 7885641 I See Footnotes Pioneer Step Holdings Limited ("Pioneer Step") has agreed to purchase 960,000 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated September 30, 2022 by and among the Issuer, Pioneer Step and other purchasers named therein. Of the total shares beneficially owned following the reported transaction (i) 6,917,783 shares of the Issuer's common stock are directly beneficially owned by Pioneer Step, (ii) 420,000 shares of the Issuer's common stock are directly beneficially owned by Dvorak International Limited ("Dvorak International"), and (iii) 547,858 shares of the Issuer's common stock are directly beneficially owned by Skyinvest Associates Limited ("Skyinvest Associates"). Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step, Dvorak International, and Skyinvest Associates. (continued from Footnote 2) As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International and Skyinvest Associates. Solina Chau disclaims Section 16 beneficial ownership of the securities held by each of Pioneer Step, Dvorak International and Skyinvest Associes, except to the extent of her pecuniary interest therein, if any. Exhibit 99.1 Joint Filer Information. Chau Hoi Shuen Solina Holly, By: /s/ Chau Hoi Shuen Solina Holly 2022-10-03 Pioneer Step Holdings Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 2022-10-03 Dvorak International Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 2022-10-03 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Exhibit 99.1

                       FORM 4 JOINT FILER INFORMATION

Names of Joint Filers:
Chau Hoi Shuen Solina Holly
Pioneer Step Holdings Limited
Dvorak International Limited

Address of Joint Filers:
c/o Suites PT. 2909 & 2910, Harbour Centre,
25 Harbour Road
Wanchai, Hong Kong

Designated Filer:
Chau Hoi Shuen Solina Holly

Issuer and Ticker Symbol:
ChromaDex Corporation [CDXC]

Date of Event:
09/30/2022

Signatures of Joint Filers:

Chau Hoi Shuen Solina Holly

 By: /s/ Chau Hoi Shuen Solina Holly
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Pioneer Step Holdings Limited

 By: /s/ Chau Hoi Shuen Solina Holly
 -------------------------------
   Authorized Signatory

Dvorak International Limited

 By: /s/ Chau Hoi Shuen Solina Holly
 -------------------------------
   Authorized Signatory