0000899243-20-012130.txt : 20200506 0000899243-20-012130.hdr.sgml : 20200506 20200506161528 ACCESSION NUMBER: 0000899243-20-012130 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200427 FILED AS OF DATE: 20200506 DATE AS OF CHANGE: 20200506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chau Hoi Shuen Solina Holly CENTRAL INDEX KEY: 0001687026 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 20852789 MAIL ADDRESS: STREET 1: SUITES PT. 2909 & 2910, HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: 999077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pioneer Step Holdings Ltd CENTRAL INDEX KEY: 0001705335 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 20852790 BUSINESS ADDRESS: STREET 1: C/O 29TH FLOOR, HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2186 3870 MAIL ADDRESS: STREET 1: C/O 29TH FLOOR, HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dvorak International Ltd CENTRAL INDEX KEY: 0001796851 STATE OF INCORPORATION: D8 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 20852791 BUSINESS ADDRESS: STREET 1: VISTRA CORPORATE SERVICES CENTRE STREET 2: WICKHAMS CAY II, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: (852) 2186 3870 MAIL ADDRESS: STREET 1: C/O SUITES PT. 2909 & 2910, HARBOUR CTR STREET 2: 25 HARBOUR ROAD, WANCHAI CITY: HONG KONG STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChromaDex Corp. CENTRAL INDEX KEY: 0001386570 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 262940963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10900 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 310-388-6706 MAIL ADDRESS: STREET 1: 10900 WILSHIRE BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: CODY RESOURCES, INC. DATE OF NAME CHANGE: 20070112 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-04-27 0 0001386570 ChromaDex Corp. CDXC 0001687026 Chau Hoi Shuen Solina Holly C/O SUITES PT. 2909 & 2910, HARBOUR CENTRE, 25 HARBOUR ROAD WANCHAI K3 HONG KONG 0 0 1 0 0001705335 Pioneer Step Holdings Ltd C/O SUITES PT. 2909 & 2910, HARBOUR CENTRE, 25 HARBOUR ROAD WANCHAI K3 HONG KONG 0 0 1 0 0001796851 Dvorak International Ltd C/O SUITES PT. 2909 & 2910, HARBOUR CENTRE, 25 HARBOUR ROAD WANCHAI K3 HONG KONG 0 0 1 0 Common Stock 6377783 I See Footnote Of the reported shares (i) 5,957,783 shares of the Issuer's common stock are held directly by Pioneer Step Holdings Limited ("Pioneer Step") and (ii) 420,000 shares of the Issuer's common stock are held directly by Dvorak International Limited ("Dvorak International"). Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step and Dvorak International and as such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step and Dvorak International. Solina Chau disclaims Section 16 beneficial ownership of the securities held by each of Pioneer Step and Dvorak International, except to the extent of her pecuniary interest therein, if any. Exhibit 24 Power of Attorney (incorporated by reference to Exhibit 24 to Schedule 13D/A filed by Pioneer Step Holdings Limited with the SEC on April 29, 2020). Exhibit 99.1 Joint Filer Information Chau Hoi Shuen Solina Holly, By: /s/ Ng Ngar Bun Raymond, Attorney-in-Fact 2020-05-06 Pioneer Step Holdings Limited, By: /s/ Ng Ngar Bun Raymond, Attorney-in-Fact 2020-05-06 Dvorak International Limited, By: /s/ Ng Ngar Bun Raymond, Attorney-in-Fact 2020-05-06 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1

                         FORM 3 JOINT FILER INFORMATION

Names of Joint Filers:
Chau Hoi Shuen Solina Holly
Pioneer Step Holdings Limited
Dvorak International Limited

Address of Joint Filers:
c/o Suites PT. 2909 & 2910, Harbour Centre,
25 Harbour Road
Wanchai, Hong Kong

Designated Filer:
Chau Hoi Shuen Solina Holly

Issuer and Ticker Symbol:
ChromaDex Corporation [CDXC]

Date of Event:
April 27, 2020

Signatures of Joint Filers:

Chau Hoi Shuen Solina Holly

  By: /s/ Ng Ngar Bun Raymond
      -----------------------
      Attorney-in-Fact

Pioneer Step Holdings Limited

  By: /s/ Ng Ngar Bun Raymond
      -----------------------
      Attorney-in-Fact

Dvorak International Limited

  By: /s/ Ng Ngar Bun Raymond
      -----------------------
      Attorney-in-Fact