0000899243-17-027134.txt : 20171121 0000899243-17-027134.hdr.sgml : 20171121 20171121120132 ACCESSION NUMBER: 0000899243-17-027134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171117 FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Li Ka Shing CENTRAL INDEX KEY: 0001686621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 171215886 MAIL ADDRESS: STREET 1: 7TH FLOOR, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 999077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Champion River Ventures Ltd CENTRAL INDEX KEY: 0001705321 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 171215889 BUSINESS ADDRESS: STREET 1: C/O 7F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2128 8888 MAIL ADDRESS: STREET 1: C/O 7F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayspin Management Ltd CENTRAL INDEX KEY: 0001706083 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 171215887 BUSINESS ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2128 8888 MAIL ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prime Tech Global Ltd CENTRAL INDEX KEY: 0001706084 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 171215888 BUSINESS ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2128 8888 MAIL ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChromaDex Corp. CENTRAL INDEX KEY: 0001386570 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 262940963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10005 MUIRLANDS BLVD. STREET 2: STE. G, FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-419-0288 MAIL ADDRESS: STREET 1: 10005 MUIRLANDS BLVD. STREET 2: STE. G, FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: CODY RESOURCES, INC. DATE OF NAME CHANGE: 20070112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-17 0 0001386570 ChromaDex Corp. CDXC 0001705321 Champion River Ventures Ltd C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 0001706084 Prime Tech Global Ltd C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 0001706083 Mayspin Management Ltd C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 0001686621 Li Ka Shing C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 Common Stock 2017-11-17 4 P 0 731707 4.10 A 6500937 D On November 17, 2017, Champion River Ventures Limited ("Champion River") acquired 731,707 shares of the Issuer's common stock pursuant to the transactions contemplated by the Securities Purchase Agreement, dated November 3, 2017 (the "SPA"), by and among the Issuer, Champion River and various other purchasers named therein. The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its or his pecuniary interest therein, if any. Winsave Resources Limited, a company organized under the laws of British Virgin Islands ("Winsave"), acquired 1,219,512 shares pursuant to the SPA. All of the equity of Winsave is owned by Li Ka Shing (Overseas) Foundation, a company incorporated under the laws of the Cayman Islands (the "Foundation"). Investment decisions by the Foundation are made by the majority vote of a board of directors currently consisting of 14 persons, of which Li Ka Shing is the Chairman. Investment decisions by Winsave are made by the majority vote of a board of directors currently consisting of five persons. Li Ka Shing is not a director or officer of Winsave. Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by the Foundation, except to the extent of his pecuniary interest therein, if any. Champion River Ventures Limited, By: /s/ Pau Yee Wan Ezra, Director 2017-11-21 Prime Tech Global Limited, By: /s/ Pau Yee Wan Ezra, Director 2017-11-21 Mayspin Management Limited, By: /s/ Pau Yee Wan Ezra, Director 2017-11-21 /s/ Li Ka Shing 2017-11-21