0000899243-17-012733.txt : 20170511 0000899243-17-012733.hdr.sgml : 20170511 20170511104301 ACCESSION NUMBER: 0000899243-17-012733 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170426 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChromaDex Corp. CENTRAL INDEX KEY: 0001386570 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 262940963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10005 MUIRLANDS BLVD. STREET 2: STE. G, FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-419-0288 MAIL ADDRESS: STREET 1: 10005 MUIRLANDS BLVD. STREET 2: STE. G, FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: CODY RESOURCES, INC. DATE OF NAME CHANGE: 20070112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Champion River Ventures Ltd CENTRAL INDEX KEY: 0001705321 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 17832895 BUSINESS ADDRESS: STREET 1: C/O 7F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2128 8888 MAIL ADDRESS: STREET 1: C/O 7F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Li Ka Shing CENTRAL INDEX KEY: 0001686621 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 17832896 MAIL ADDRESS: STREET 1: 7TH FLOOR, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 999077 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayspin Management Ltd CENTRAL INDEX KEY: 0001706083 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 17832897 BUSINESS ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2128 8888 MAIL ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prime Tech Global Ltd CENTRAL INDEX KEY: 0001706084 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37752 FILM NUMBER: 17832898 BUSINESS ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2128 8888 MAIL ADDRESS: STREET 1: C/O 7/F, CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2017-04-26 2017-05-08 0 0001386570 ChromaDex Corp. CDXC 0001705321 Champion River Ventures Ltd C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 0001706084 Prime Tech Global Ltd C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 0001706083 Mayspin Management Ltd C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 0001686621 Li Ka Shing C/O 7/F, CHEUNG KONG CENTER 2 QUEEN'S ROAD CENTRAL K3 HONG KONG 0 0 1 0 Common Stock 807692 D Champion River Ventures Limited (the "Champion River") acquired 807,692 shares of the Issuer's common stock at the closing of the first tranche pursuant to the Securities Purchase Agreement, dated April 26, 2017 (the "SPA"), by and among the Issuer, Champion River and Pioneer Step Holdings Limited ("Pioneer"). Pursuant to the SPA, at the closing of the second tranche, which is expected to close within 30 days of the closing of the first tranche, Champion River and Pioneer have the right to acquire an additional 6,303,814 shares of common stock of the Issuer, with the allocation of such shares between Champion River and Pioneer to be mutually agreed upon by Champion River and Pioneer at the closing of the second tranche. The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its pecuniary interest therein, if any. This amendment to Form 3 is being filed to add each of Prime Tech Global Limited and Mayspin Management Limited as Reporting Persons Exhibit 99.1 - Joint Filer Information Champion River Ventures Limited, By: /s/ Pau Yee Wan Ezra, Director 2017-05-11 Prime Tech Global Limited, By: /s/ Pau Yee Wan Ezra, Director 2017-05-11 Mayspin Management Limited, By: /s/ Pau Yee Wan Ezra, Director 2017-05-11 /s/ Li Ka Shing 2017-05-11 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1

                         FORM 3 JOINT FILER INFORMATION

Names of Joint Filers:

Champion River Ventures Limited
Prime Tech Global Limited
Mayspin Management Limited
Li Ka Shing


Address of Joint Filers:

c/o 7/F, Cheung Kong Center
2 Queen's Road Central
Hong Kong


Designated Filer:

Champion River Ventures Limited

Issuer and Ticker Symbol:

ChromaDex Corporation [CDXC]

Date of Event:

April 26, 2017

Signatures of Joint Filers:

Champion River Ventures Limited
  By: /s/ Pau Yee Wan Ezra
      --------------------
      Director

Prime Tech Global Limited
  By: /s/ Pau Yee Wan Ezra
      --------------------
      Director

Mayspin Management Limited
  By: /s/ Pau Yee Wan Ezra
      --------------------
      Director

/s/ Li Ka Shing
---------------
Li Ka Shing