0001567619-20-003988.txt : 20200214
0001567619-20-003988.hdr.sgml : 20200214
20200214161004
ACCESSION NUMBER: 0001567619-20-003988
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ionic Capital Management LLC
CENTRAL INDEX KEY: 0001386462
IRS NUMBER: 680629832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12913
FILM NUMBER: 20619729
BUSINESS ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-294-8531
MAIL ADDRESS:
STREET 1: 475 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001386462
XXXXXXXX
12-31-2019
12-31-2019
Ionic Capital Management LLC
475 FIFTH AVENUE
9TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-12913
N
John C. Richardson
Chief Operating Officer and General Counsel
212-294-8500
/s/ John C. Richardson
New York
NY
02-14-2020
0
146
194635
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
850
200000
SH
DFND
200000
0
0
ACACIA COMMUNICATIONS INC
COM
00401C108
340
5008
SH
DFND
5008
0
0
ACT II GLOBAL ACQUISITION CO
UNIT 04/30/2026
G0080J112
238
20000
SH
DFND
20000
0
0
ADAPTHEALTH CORP
COM CL A
00653Q102
110
10000
SH
DFND
10000
0
0
AGBA ACQUISITION LTD
UNIT 05/10/2024
G0120M133
206
20000
SH
DFND
20000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1280
15000
SH
Put
DFND
15000
0
0
AKAZOO SA
*W EXP 09/11/202
L0164E116
47
94332
SH
DFND
94332
0
0
ALLEGRO MERGER CORP
*W EXP 01/06/202
01749N111
18
102000
SH
DFND
102000
0
0
ALLERGAN PLC
SHS
G0177J108
695
3636
SH
DFND
3636
0
0
ALLIED ESPORTS ENTMT INC
COM
019170109
26
10000
SH
DFND
10000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
430
15000
SH
Put
DFND
15000
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1177
114537
SH
DFND
114537
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
5133
100000
SH
Call
DFND
100000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
4748
92500
SH
Put
DFND
92500
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
UNIT 12/01/2026
03212A204
201
20000
SH
DFND
20000
0
0
APEX TECHNOLOGY ACQUISITN CO
UNIT 06/11/2026
03768F201
209
20000
SH
DFND
20000
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
470
34465
SH
DFND
34465
0
0
AXALTA COATING SYS LTD
COM
G0750C108
152
5000
SH
Call
DFND
5000
0
0
AXALTA COATING SYS LTD
COM
G0750C108
912
30000
SH
Put
DFND
30000
0
0
AXALTA COATING SYS LTD
COM
G0750C108
912
30000
SH
DFND
30000
0
0
BANCO MACRO SA
SPON ADR B
05961W105
1370
37800
SH
Call
DFND
37800
0
0
BANCO MACRO SA
SPON ADR B
05961W105
555
15300
SH
Put
DFND
15300
0
0
BLINK CHARGING CO
*W EXP 01/31/202
09354A118
14
33628
SH
DFND
33628
0
0
BRISTOL MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
151
50000
SH
DFND
50000
0
0
BROADMARK RLTY CAP INC
*W EXP 11/15/202
11135B118
108
285200
SH
DFND
285200
0
0
BROOGE HLDGS LTD
*W EXP 12/20/202
G1611B115
37
50000
SH
DFND
50000
0
0
CARNIVAL PLC
ADR
14365C103
1569
32577
SH
DFND
32577
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
5023
6000
SH
Put
DFND
6000
0
0
CHP MERGER CORP
UNIT 11/22/2024
12558Y205
203
20000
SH
DFND
20000
0
0
CIIG MERGER CORP
UNIT 12/31/2026
12559C202
239
23500
SH
DFND
23500
0
0
CLARIVATE ANALYTICS PLC
*W EXP 05/13/202
G21810117
1543
246817
SH
DFND
246817
0
0
CLARIVATE ANALYTICS PLC
COM
G21810109
1141
67900
SH
Call
DFND
67900
0
0
CLOUDERA INC
COM
18914U100
293
25200
SH
DFND
25200
0
0
COCA COLA FEMSA S A B DE C V
SPONSORD ADR REP
191241108
606
10000
SH
Call
DFND
10000
0
0
CONSTELLIUM SE
CL A SHS
F21107101
1325
98873
SH
DFND
98873
0
0
CONYERS PK II ACQUISITION CO
UNIT 99/99/9999
212896203
149
13662
SH
DFND
13662
0
0
CRESCENT ACQUISITION CORP
UNIT 99/99/9999
22564L204
207
20000
SH
DFND
20000
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
600
85200
SH
Call
DFND
85200
0
0
CROWN HOLDINGS INC
COM
228368106
1964
27080
SH
DFND
27080
0
0
DASEKE INC
*W EXP 02/27/202
23753F115
13
113400
SH
DFND
113400
0
0
DEL TACO RESTAURANTS INC
*W EXP 06/30/202
245496112
48
483855
SH
DFND
483855
0
0
DOLLAR TREE INC
COM
256746108
941
10000
SH
DFND
10000
0
0
ELECTRAMECCANICA VEHS CORP
*W EXP 08/03/202
284849114
43
135126
SH
DFND
135126
0
0
ELECTRAMECCANICA VEHS CORP
COM NEW
284849205
24
11200
SH
Call
DFND
11200
0
0
ELECTRAMECCANICA VEHS CORP
COM NEW
284849205
10
4500
SH
Put
DFND
4500
0
0
EXPERIENCE INVESTMENT CORP
UNIT 09/01/2026
30217C208
203
20000
SH
DFND
20000
0
0
FELLAZO INC
UNIT 99/99/9999
G3362K104
202
20000
SH
DFND
20000
0
0
FINSERV ACQUISITION CORP
UNIT 12/31/2026
318085206
205
20000
SH
DFND
20000
0
0
FITBIT INC
CL A
33812L102
109
16575
SH
DFND
16575
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
3189
145299
SH
DFND
145299
0
0
GALILEO ACQUISITION CORP
UNIT 99/99/9999
G3770A128
206
20000
SH
DFND
20000
0
0
GENWORTH FINL INC
COM CL A
37247D106
130
29590
SH
DFND
29590
0
0
GIGCAPITAL2 INC
UNIT 02/28/2026
375036209
209
20000
SH
DFND
20000
0
0
GREENVISION ACQUISITION CORP
UNIT 10/28/2024
39678G202
202
20000
SH
DFND
20000
0
0
GX ACQUISITION CORP
UNIT 05/24/2026
36251A206
520
50000
SH
DFND
50000
0
0
HAYMAKER ACQUISITION CORP II
UNIT 10/31/2026
42087L200
211
20000
SH
DFND
20000
0
0
HEALTHCARE MERGER CORP
UNIT 12/17/2021
42227L201
539
52050
SH
DFND
52050
0
0
HIGHLAND INCOME FUND
HIGHLAND INCOME
43010E404
5221
419994
SH
DFND
419994
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
1724
50130
SH
DFND
50130
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
3771
34000
SH
Put
DFND
34000
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
890
451807
SH
DFND
451807
0
0
IAC INTERACTIVECORP
COM
44919P508
2491
10000
SH
DFND
10000
0
0
INFRA AND ENERGY ALTRNTIVE I
*W EXP 05/20/202
45686J112
25
295341
SH
DFND
295341
0
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
2284
152580
SH
DFND
152580
0
0
ISHARES TR
20 YR TR BD ETF
464287432
20322
150000
SH
Put
DFND
150000
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
17402
151902
SH
DFND
151902
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1761
10628
SH
DFND
10628
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
1411
1400000
PRN
DFND
1400000
0
0
JOYY INC
ADS REPSTG COM A
46591M109
264
5000
SH
Call
DFND
5000
0
0
JUNIPER INDL HLDGS INC
UNIT 11/13/2026
48205G205
204
20000
SH
DFND
20000
0
0
LATAM AIRLS GROUP S A
SPONSORED ADR
51817R106
254
25000
SH
Put
DFND
25000
0
0
LATAM AIRLS GROUP S A
SPONSORED ADR
51817R106
322
31683
SH
DFND
31683
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
20
2700
SH
Call
DFND
2700
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
16
2200
SH
Put
DFND
2200
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
1207
164215
SH
DFND
164215
0
0
LIV CAP ACQUISITION CORP
UNIT 99/99/9999
G5510C124
855
85000
SH
DFND
85000
0
0
LOMA NEGRA CORP
SPONSORED ADS
54150E104
313
40000
SH
Call
DFND
40000
0
0
LOMA NEGRA CORP
SPONSORED ADS
54150E104
314
40100
SH
Put
DFND
40100
0
0
LOWES COS INC
COM
548661107
3473
29000
SH
Put
DFND
29000
0
0
MARRIOTT VACTINS WORLDWID CO
COM
57164Y107
2583
20064
SH
DFND
20064
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
258
2206
SH
DFND
2206
0
0
MERIDA MERGER CORP I
*W EXP 11/07/202
58953M114
5
10000
SH
DFND
10000
0
0
MERIDA MERGER CORP I
COM
58953M106
195
20000
SH
DFND
20000
0
0
MESA LABS INC
NOTE 1.375% 8/1
59064RAA7
1097
1000000
PRN
DFND
1000000
0
0
MYLAN N V
SHS EURO
N59465109
1162
57800
SH
Call
DFND
57800
0
0
NATIONAL ENERGY SERVICES REU
*W EXP 05/05/202
G6375R115
171
190500
SH
DFND
190500
0
0
NEW PROVIDENCE ACQUISITIN CO
UNIT 09/01/2024
64822P205
205
20000
SH
DFND
20000
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
2346
104857
SH
DFND
104857
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
245
31986
SH
DFND
31986
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
516
51682
SH
DFND
51682
0
0
OAKTREE ACQUISITION CORP
UNIT 99/99/9999
G67145121
204
20000
SH
DFND
20000
0
0
ONESPAWORLD HOLDINGS LIMITED
COM
P73684113
1633
97000
SH
DFND
97000
0
0
OSPREY TECHNLGY AQUISTION CO
UNIT 10/30/2024
68839R401
204
20000
SH
DFND
20000
0
0
PFIZER INC
COM
717081103
1979
50500
SH
Call
DFND
50500
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
1232
80025
SH
DFND
80025
0
0
PINDUODUO INC
SPONSORED ADS
722304102
1218
32200
SH
Call
DFND
32200
0
0
PINDUODUO INC
SPONSORED ADS
722304102
567
15000
SH
Put
DFND
15000
0
0
PIVOTAL INVT CORP II
UNIT 06/01/2025
72582K209
204
20000
SH
DFND
20000
0
0
RANPAK HLDGS CORP
*W EXP 06/03/202
75321W111
57
50000
SH
DFND
50000
0
0
REALPAGE INC
COM
75606N109
830
15445
SH
DFND
15445
0
0
REDFIN CORP
COM
75737F108
211
10000
SH
Call
DFND
10000
0
0
REDFIN CORP
NOTE 1.750% 7/1
75737FAA6
1485
1500000
PRN
DFND
1500000
0
0
REPLAY ACQUISITION CORP
UNIT 03/01/2024
G75130123
208
20000
SH
DFND
20000
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
2219
34800
SH
Put
DFND
34800
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
3537
215302
SH
DFND
215302
0
0
RMR REAL ESTATE INCOME FUND
COM
76970B101
807
39942
SH
DFND
39942
0
0
SEAWORLD ENTMT INC
COM
81282V100
2229
70300
SH
DFND
70300
0
0
SILVER SPIKE ACQUISITION COR
UNIT 99/99/9999
G8136L122
204
20000
SH
DFND
20000
0
0
SNAP INC
CL A
83304A106
408
25000
SH
Put
DFND
25000
0
0
SOHU COM LTD
SPONSORED ADS
83410S108
292
26114
SH
DFND
26114
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
2858
20000
SH
Put
DFND
20000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
4787
33500
SH
DFND
33500
0
0
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
579
9000
SH
DFND
9000
0
0
SPRINT CORPORATION
COM
85207U105
261
50000
SH
DFND
50000
0
0
STABLE RD ACQUISITION CORP
UNIT 05/15/2026
85236Q208
206
20000
SH
DFND
20000
0
0
STARBUCKS CORP
COM
855244109
2462
28000
SH
Put
DFND
28000
0
0
SYNAPTICS INC
NOTE 0.500% 6/1
87157DAD1
1113
1000000
PRN
DFND
1000000
0
0
TELECOM ARGENTINA S A
SPON ADR REP B
879273209
327
28800
SH
Call
DFND
28800
0
0
TELECOM ARGENTINA S A
SPON ADR REP B
879273209
310
27300
SH
Put
DFND
27300
0
0
TESLA INC
COM
88160R101
6275
15000
SH
Put
DFND
15000
0
0
TKK SYMPHONY ACQUISITION COR
*W EXP 02/20/202
G88950129
17
289622
SH
DFND
289622
0
0
TUSCAN HLDGS CORP II
UNIT 04/01/2026
90070A202
202
20000
SH
DFND
20000
0
0
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
1925
1988000
PRN
DFND
1988000
0
0
UNILEVER N V
N Y SHS NEW
904784709
2011
35000
SH
Call
DFND
35000
0
0
UNION ACQUISITION CORP II
UNIT 99/99/9999
G9402Q118
204
20000
SH
DFND
20000
0
0
US ECOLOGY INC
*W EXP 10/17/202
91734M111
954
82273
SH
DFND
82273
0
0
US FOODS HLDG CORP
COM
912008109
1407
33585
SH
DFND
33585
0
0
VANECK VECTORS ETF TRUST
GOLD MINERS ETF
92189F106
5856
200000
SH
Put
DFND
200000
0
0
VANECK VECTORS ETF TRUST
GOLD MINERS ETF
92189F106
5338
182319
SH
DFND
182319
0
0
VANECK VECTORS ETF TRUST
JR GOLD MINERS E
92189F791
1239
29317
SH
DFND
29317
0
0
VERB TECHNOLOGY CO INC
*W EXP 03/14/202
92337U112
11
24117
SH
DFND
24117
0
0
VIACOMCBS INC
CL B
92556H206
2099
50000
SH
Call
DFND
50000
0
0
VIRGIN GALACTIC HOLDINGS INC
*W EXP 11/25/202
92766K114
546
163017
SH
DFND
163017
0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
1188
191954
SH
DFND
191954
0
0
VOYA NAT RES EQUITY INCOME F
COM
92913C106
906
219959
SH
DFND
219959
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
557
111176
SH
DFND
111176
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
653
450
SH
DFND
450
0
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
236
23527
SH
DFND
23527
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
254
50000
SH
DFND
50000
0
0
WILLSCOT CORP
COM
971375126
2249
121619
SH
DFND
121619
0
0
WORKIVA INC
COM CL A
98139A105
210
5000
SH
Call
DFND
5000
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
237
25600
SH
Call
DFND
25600
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
2608
75279
SH
DFND
75279
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
230
5000
SH
Put
DFND
5000
0
0
ZIONS BANCORPORATION N A
*W EXP 05/21/202
989701115
3818
195129
SH
DFND
195129
0
0
ZIONS BANCORPORATION N A
COM
989701107
5192
100000
SH
Put
DFND
100000
0
0