Chief Operating Officer and General Counsel

0001567619-19-016994.txt : 20190814 0001567619-19-016994.hdr.sgml : 20190814 20190814161149 ACCESSION NUMBER: 0001567619-19-016994 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 191026469 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001386462 XXXXXXXX 06-30-2019 06-30-2019 Ionic Capital Management LLC

475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 N John C. Richardson Chief Operating Officer and General Counsel 212-294-8500 /s/ John C. Richardson New York NY 08-14-2019 0 105 963349 false INFORMATION TABLE 2 form13fInfoTable.xml ABERDEEN ASIA PACIFIC INCOM COM 003009107 846 202283 SH DFND 202283 0 0 ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 506 50000 SH DFND 50000 0 0 ADAM NAT RES FD INC COM 00548F105 2111 127600 SH Call DFND 127600 0 0 ADAM NAT RES FD INC COM 00548F105 1035 62573 SH DFND 62573 0 0 AGBA ACQUISITION LTD UNIT 05/10/2024 G0120M133 508 50691 SH DFND 50691 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 1901 1750000 PRN DFND 1750000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 489 15000 SH Put DFND 15000 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 2228 181896 SH DFND 181896 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 4166 364154 SH DFND 364154 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 827 5000 SH Put DFND 5000 0 0 BEYOND MEAT INC COM 08862E109 707 4400 SH Call DFND 4400 0 0 BLACKROCK FLOATING RATE INCO COM 091941104 409 32910 SH DFND 32910 0 0 BLINK CHARGING CO *W EXP 01/31/202 09354A118 30 60430 SH DFND 60430 0 0 BLINK CHARGING CO COM 09354A100 150 55800 SH Put DFND 55800 0 0 BLINK CHARGING CO COM 09354A100 60 22516 SH DFND 22516 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 889 19600 SH DFND 19600 0 0 CAESARS ENTMT CORP COM 127686103 586 49600 SH Call DFND 49600 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 0 82 PRN DFND 82 0 0 CARNIVAL PLC ADR 14365C103 1596 35256 SH DFND 35256 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 984 1233000 PRN DFND 1233000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1759 2400 SH Put DFND 2400 0 0 CLOUDERA INC COM 18914U100 285 54200 SH DFND 54200 0 0 CONSTELLIUM NV CL A N22035104 621 61873 SH DFND 61873 0 0 CRAWFORD & CO CL B 224633107 246 26376 SH DFND 26376 0 0 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 439 43700 SH DFND 43700 0 0 CROWN HOLDINGS INC COM 228368106 2052 33580 SH DFND 33580 0 0 DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 710 330046 SH DFND 330046 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 837 14750 SH DFND 14750 0 0 ELECTRAMECCANICA VEHS CORP *W EXP 08/03/202 284849114 130 278937 SH DFND 278937 0 0 ELECTRAMECCANICA VEHS CORP COM NEW 284849205 637 254800 SH Put DFND 254800 0 0 ELECTRAMECCANICA VEHS CORP COM NEW 284849205 61 24350 SH DFND 24350 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 2516 2000000 PRN DFND 2000000 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 155 162841 SH DFND 162841 0 0 FIVE9 INC NOTE 0.125% 5/0 338307AB7 1380 996000 PRN DFND 996000 0 0 FOX CORP CL B COM 35137L204 1727 47266 SH DFND 47266 0 0 FREEPORT-MCMORAN INC CL B 35671D857 348 30000 SH DFND 30000 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 906 40000 SH DFND 40000 0 0 GIGCAPITAL2 INC UNIT 02/28/2026 375036209 507 50500 SH DFND 50500 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 763 75920 SH DFND 75920 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 458 44821 SH DFND 44821 0 0 HEICO CORP NEW CL A 422806208 294 2840 SH DFND 2840 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 199 13300 SH DFND 13300 0 0 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 6219 449378 SH DFND 449378 0 0 HILTON GRAND VACATIONS INC COM 43283X105 1105 34730 SH DFND 34730 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 1310 13400 SH Put DFND 13400 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 1266 666324 SH DFND 666324 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 1784 137580 SH DFND 137580 0 0 INTL PAPER CO COM 460146103 433 10000 SH DFND 10000 0 0 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 8889 82100 SH Call DFND 82100 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 389 34810 SH DFND 34810 0 0 INVESCO SR INCOME TR COM 46131H107 536 124115 SH DFND 124115 0 0 ISHARES TR 20 YR TR BD ETF 464287432 74506 561000 SH Put DFND 561000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 684 16000 SH Call DFND 16000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 6159 144000 SH Put DFND 144000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1569 18000 SH Call DFND 18000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 192799 2211500 SH Put DFND 2211500 0 0 ISHARES TR JPMORGAN USD EMG 464288281 95164 840000 SH Put DFND 840000 0 0 ISHARES TR JPMORGAN USD EMG 464288281 88977 785393 SH DFND 785393 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4845 31159 SH DFND 31159 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 2475 1779000 PRN DFND 1779000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 890 900000 PRN DFND 900000 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 367 29600 SH DFND 29600 0 0 LOWES COS INC COM 548661107 1171 11600 SH Put DFND 11600 0 0 LYFT INC CL A COM 55087P104 841 12800 SH Put DFND 12800 0 0 MAGNOLIA OIL & GAS CORP *W EXP 07/31/202 559663117 1492 446609 SH DFND 446609 0 0 MARRIOTT INTL INC NEW CL A 571903202 282 2008 SH DFND 2008 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 1953 20260 SH DFND 20260 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 1587 1640000 PRN DFND 1640000 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 856 221849 SH DFND 221849 0 0 MICROSOFT CORP COM 594918104 474 3540 SH DFND 3540 0 0 NRC GROUP HLDGS CORP *W EXP 10/17/202 629375114 261 157944 SH DFND 157944 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 442 55840 SH DFND 55840 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 611 62043 SH DFND 62043 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 535 54930 SH DFND 54930 0 0 NXP SEMICONDUCTORS N V NOTE 1.000%12/0 62952QAB6 2904 2750000 PRN DFND 2750000 0 0 ONESPAWORLD HOLDINGS LIMITED COM P73684113 1504 97000 SH DFND 97000 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 237 15252 SH DFND 15252 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 1792 122521 SH DFND 122521 0 0 REALPAGE INC COM 75606N109 909 15445 SH DFND 15445 0 0 REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 501 50000 SH DFND 50000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 1683 24200 SH Put DFND 24200 0 0 SEAWORLD ENTMT INC COM 81282V100 1048 33800 SH DFND 33800 0 0 SHAKE SHACK INC CL A 819047101 1957 27100 SH Put DFND 27100 0 0 SOHU COM LTD SPONSORED ADS 83410S108 390 27885 SH DFND 27885 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3084 23150 SH DFND 23150 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 365371 1247000 SH Call DFND 1247000 0 0 STARBUCKS CORP COM 855244109 1224 14600 SH Put DFND 14600 0 0 TOTAL S A SPONSORED ADS 89151E109 3141 56300 SH Call DFND 56300 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 1550 1585000 PRN DFND 1585000 0 0 UBER TECHNOLOGIES INC COM 90353T100 645 13900 SH Put DFND 13900 0 0 UBS AG LONDON BRH ETRACS MTH 2XLV 90270L842 1884 130354 SH DFND 130354 0 0 UNITED STATES STL CORP NEW COM 912909108 1761 115000 SH Put DFND 115000 0 0 UNIVAR INC COM 91336L107 520 23600 SH DFND 23600 0 0 US FOODS HLDG CORP COM 912008109 1201 33585 SH DFND 33585 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 5112 200000 SH Call DFND 200000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 10224 400000 SH Put DFND 400000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2650 103662 SH DFND 103662 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 3056 87422 SH DFND 87422 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 1171 246012 SH DFND 246012 0 0 WILLSCOT CORP COM 971375126 2005 133280 SH DFND 133280 0 0 XYNOMIC PHARMACUTCLS HLDNG I *W EXP 05/15/202 98421X110 21 101533 SH DFND 101533 0 0 ZAYO GROUP HLDGS INC COM 98919V105 2477 75279 SH DFND 75279 0 0 ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 1698 1500000 PRN DFND 1500000 0 0 ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 2321 174749 SH DFND 174749 0 0 ZIONS BANCORPORATION N A COM 989701107 1379 30000 SH Call DFND 30000 0 0