Chief Compliance Officer and Associate General Counsel

0000929638-24-000672.txt : 20240214 0000929638-24-000672.hdr.sgml : 20240214 20240214160846 ACCESSION NUMBER: 0000929638-24-000672 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 ORGANIZATION NAME: IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 24638034 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001386462 XXXXXXXX 12-31-2023 12-31-2023 false Ionic Capital Management LLC

475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 000156400 801-72188 N Steven Vecchio Chief Compliance Officer and Associate General Counsel (212) 294-8500 /s/ Steven Vecchio New York NY 02-14-2024 0 190 407659985 INFORMATION TABLE 2 informationtable.xml A SPAC II ACQUISITION CORP *W EXP 10/15/202 G0543H117 3525 500000 SH SOLE 500000 0 0 A SPAC II ACQUISITION CORP RIGHT 10/15/2026 G0543H133 33391 371015 SH SOLE 371015 0 0 AIMFINITY INVESTMENT CORP I *W EXP 04/21/202 G0135E126 7871 209903 SH SOLE 209903 0 0 ALIGHT INC COM CL A 01626W101 10678758 1251906 SH SOLE 1251906 0 0 ALPHA STAR ACQUISITION CORP *W EXP 12/13/202 G0230C116 3759 429554 SH SOLE 429554 0 0 ALPHABET INC CAP STK CL C 02079K107 1295569 9193 SH SOLE 9193 0 0 APPLE INC COM 037833100 6333274 32895 SH SOLE 32895 0 0 ARCHER AVIATION INC *W EXP 09/16/202 03945R110 3077327 2107758 SH SOLE 2107758 0 0 ARCHER AVIATION INC COM CL A 03945R102 1842000 300000 SH Put SOLE 300000 0 0 ARM HOLDINGS PLC SPONSORED ADR 042068205 1420241 18900 SH Put SOLE 18900 0 0 AST SPACEMOBILE INC *W EXP 04/06/202 00217D118 4042940 2495642 SH SOLE 2495642 0 0 AST SPACEMOBILE INC COM CL A 00217D100 2805759 465300 SH Put SOLE 465300 0 0 AURORA INNOVATION INC *W EXP 11/03/202 051774115 304886 622216 SH SOLE 622216 0 0 AURORA INNOVATION INC CLASS A COM 051774107 437000 100000 SH Put SOLE 100000 0 0 AVEPOINT INC *W EXP 09/18/202 053604112 2413434 1835311 SH SOLE 1835311 0 0 AVEPOINT INC COM CL A 053604104 2562341 312100 SH Put SOLE 312100 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 146000 100000 SH Call SOLE 100000 0 0 BAKKT HOLDINGS INC COM CL A 05759B107 116852 52400 SH Call SOLE 52400 0 0 BANC OF CALIFORNIA INC COM 05990K106 924991 68875 SH SOLE 68875 0 0 BANK HAWAII CORP COM 062540109 318824 4400 SH Call SOLE 4400 0 0 BANK HAWAII CORP COM 062540109 1449200 20000 SH Put SOLE 20000 0 0 BANK HAWAII CORP COM 062540109 880969 12158 SH SOLE 12158 0 0 BITCOIN DEPOT INC *W EXP 06/30/202 09174P113 55210 380761 SH SOLE 380761 0 0 BLACKSKY TECHNOLOGY INC *W EXP 09/09/202 09263B116 28972 579440 SH SOLE 579440 0 0 BLADE AIR MOBILITY INC *W EXP 05/07/202 092667112 130112 371749 SH SOLE 371749 0 0 BOWLERO CORP CL A COM 10258P102 632952 44700 SH Call SOLE 44700 0 0 BOWLERO CORP CL A COM 10258P102 9916928 700348 SH SOLE 700348 0 0 BUTTERFLY NETWORK INC *W EXP 02/12/202 124155110 66266 1893317 SH SOLE 1893317 0 0 CAESARS ENTERTAINMENT INC NE COM 12769G100 618160 13186 SH SOLE 13186 0 0 CANNA GLOBAL ACQUISITION COR *W EXP 11/30/202 13767K119 10561 561751 SH SOLE 561751 0 0 CHEER HLDG INC *W EXP 02/13/202 G39973113 9174 2548430 SH SOLE 2548430 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 23455 131218 SH SOLE 131218 0 0 CISCO SYS INC COM 17275R102 5052 100 SH Put SOLE 100 0 0 CISCO SYS INC COM 17275R102 282255 5587 SH SOLE 5587 0 0 COEPTIS THERAPEUTICS HLDGS I *W EXP 12/31/202 19207A116 16081 518728 SH SOLE 518728 0 0 COEPTIS THERAPEUTICS HLDGS I COM 19207A108 35276 45000 SH SOLE 45000 0 0 COHERENT CORP COM 19247G107 1692882 38890 SH SOLE 38890 0 0 CONCORD ACQUISITION CORP III *W EXP 99/99/999 20607V114 15000 150000 SH SOLE 150000 0 0 CONFLUENT INC NOTE 1/1 20717MAB9 4054493 4850000 PRN SOLE 4850000 0 0 CONSTELLIUM SE CL A SHS F21107101 11621411 582235 SH SOLE 582235 0 0 CSLM ACQUISITION CORP RIGHT 07/01/2023 G2365L127 12571 209520 SH SOLE 209520 0 0 CUSTOM TRUCK ONE SOURCE INC *W EXP 01/01/202 23204X111 178517 2553891 SH SOLE 2553891 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 47124 46200 SH Call SOLE 46200 0 0 DAVE & BUSTERS ENTMT INC COM 238337109 429238 7971 SH SOLE 7971 0 0 DESKTOP METAL INC COM CL A 25058X105 625883 833400 SH Call SOLE 833400 0 0 DESKTOP METAL INC COM CL A 25058X105 3137903 4178300 SH Put SOLE 4178300 0 0 DESKTOP METAL INC COM CL A 25058X105 648204 863121 SH SOLE 863121 0 0 DIGITAL HEALTH ACQUISITION C *W EXP 11/02/202 253893119 15266 576059 SH SOLE 576059 0 0 DIGITALOCEAN HLDGS INC NOTE 12/0 25402DAB8 5370718 6500000 PRN SOLE 6500000 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25460G880 1327757 130300 SH Put SOLE 130300 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25460G880 73327 7196 SH SOLE 7196 0 0 DIREXION SHS ETF TR DLY JR GOLD 2X 25460G807 721600 131200 SH Put SOLE 131200 0 0 EDOC ACQUISITION CORP *W EXP 11/30/202 G4000A110 2472 191626 SH SOLE 191626 0 0 ENERGEM CORP *W EXP 11/15/202 G30449121 5647 401917 SH SOLE 401917 0 0 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 3758040 4100000 PRN SOLE 4100000 0 0 ETSY INC NOTE 0.250% 6/1 29786AAN6 801868 1000000 PRN SOLE 1000000 0 0 EVE HLDG INC *W EXP 05/09/202 29970N112 1027094 1048055 SH SOLE 1048055 0 0 EVE HLDG INC COM 29970N104 1464 200 SH SOLE 200 0 0 EVGO INC CL A COM 30052F100 358000 100000 SH Call SOLE 100000 0 0 EVOLV TECHNOLOGIES HLDNGS IN *W EXP 03/10/202 30049H110 426947 561698 SH SOLE 561698 0 0 FARADAY FUTRE INTLGT ELCTR I COM CL A NEW 307359505 0 298100 SH Call SOLE 298100 0 0 FASTLY INC NOTE 3/1 31188VAB6 3008910 3450000 PRN SOLE 3450000 0 0 FEDEX CORP COM 31428X106 285856 1130 SH SOLE 1130 0 0 FINANCE OF AMERICA COMPAN *W EXP 04/08/202 31738L115 127424 2123730 SH SOLE 2123730 0 0 FINANCE OF AMERICA COMPAN COM CL A 31738L107 110000 100000 SH Put SOLE 100000 0 0 FISKER INC CL A COM STK 33813J106 87500 50000 SH Call SOLE 50000 0 0 FLEX LTD ORD Y2573F102 10433586 342534 SH SOLE 342534 0 0 FREYR BATTERY INC *W EXP 09/01/202 L4135L118 234292 1171458 SH SOLE 1171458 0 0 GAP INC COM 364760108 627300 30000 SH Call SOLE 30000 0 0 GAP INC COM 364760108 627300 30000 SH Put SOLE 30000 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 775274 2153540 SH SOLE 2153540 0 0 GENEDX HOLDINGS CORP *W EXP 07/22/202 81663L119 5913 591313 SH SOLE 591313 0 0 GINKGO BIOWORKS HOLDINGS INC *W EXP 09/16/202 37611X118 36669 348234 SH SOLE 348234 0 0 GLOBAL BLOCKCHAIN ACQUI CORP *W EXP 05/09/202 37961B120 2800 200000 SH SOLE 200000 0 0 GLOBAL BLOCKCHAIN ACQUI CORP RIGHT 05/09/2027 37961B112 42319 356219 SH SOLE 356219 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 196328 2808691 SH SOLE 2808691 0 0 GLOBAL BUSINESS TRAVEL GROUP COM CL A 37890B100 145938 22626 SH SOLE 22626 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 1328 265563 SH SOLE 265563 0 0 GOLDENSTONE ACQUISITION LTD *W EXP 07/15/202 38136Y110 3600 160000 SH SOLE 160000 0 0 GRAB HOLDINGS LIMITED *W EXP 12/01/202 G4124C117 185670 825935 SH SOLE 825935 0 0 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 2064125 612500 SH Put SOLE 612500 0 0 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 164186 48720 SH SOLE 48720 0 0 GRINDR INC *W EXP 11/18/202 39854F119 296840 164000 SH SOLE 164000 0 0 GXO LOGISTICS INCORPORATED COMMON STOCK 36262G101 6608155 108047 SH SOLE 108047 0 0 HAGERTY INC *W EXP 12/02/202 405166117 728989 425066 SH SOLE 425066 0 0 HOME DEPOT INC COM 437076102 1783346 5146 SH SOLE 5146 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8190400 20000 SH Call SOLE 20000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 69618400 170000 SH Put SOLE 170000 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 8740000 250000 SH Put SOLE 250000 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 3529946 100971 SH SOLE 100971 0 0 ISHARES TR EXPANDED TECH 464287515 608460 1500 SH SOLE 1500 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 20105000 500000 SH Call SOLE 500000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 18094500 450000 SH Put SOLE 450000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 80 2 SH SOLE 2 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1003550 5000 SH SOLE 5000 0 0 IVEDA SOLUTIONS INC *W EXP 04/01/202 46583A113 2504 20000 SH SOLE 20000 0 0 JANUS INTERNATIONAL GROUP IN COMMON STOCK 47103N106 3639371 278879 SH SOLE 278879 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 19022 479152 SH SOLE 479152 0 0 JETAI INC *W EXP 07/26/202 47714H118 21122 528038 SH SOLE 528038 0 0 KATAPULT HOLDINGS INC *W EXP 06/09/202 485859110 6680 902664 SH SOLE 902664 0 0 KBR INC COM 48242W106 3823290 69000 SH SOLE 69000 0 0 KENVUE INC COM 49177J102 2436120 113150 SH SOLE 113150 0 0 KKR & CO INC COM 48251W104 579950 7000 SH SOLE 7000 0 0 LANVIN GROUP HOLDINGS LIMITE *W EXP 01/14/202 G5380J118 228819 1634422 SH SOLE 1634422 0 0 LIBERTY GLOBAL LTD COM CL C G61188127 563394 30225 SH SOLE 30225 0 0 LIBERTY MEDIA CORP DEL COM LBTY SRM S C 531229789 575600 20000 SH SOLE 20000 0 0 LIVEWIRE GROUP INC *W EXP 09/26/202 53838J113 206866 509900 SH SOLE 509900 0 0 LIVEWIRE GROUP INC COM 53838J105 1131 100 SH SOLE 100 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 3571900 4000000 PRN SOLE 4000000 0 0 MANCHESTER UTD PLC NEW ORD CL A G5784H106 1538099 75471 SH SOLE 75471 0 0 MARATHON DIGITAL HOLDINGS IN NOTE 1.000%12/0 565788AB2 3828108 4550000 PRN SOLE 4550000 0 0 MARBLEGATE ACQUISITION CORP *W EXP 08/31/202 56608A113 18489 616297 SH SOLE 616297 0 0 MARBLEGATE ACQUISITION CORP COM CL A 56608A105 1042000 100000 SH SOLE 100000 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 1323741 1500000 PRN SOLE 1500000 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 57164YAF4 2222485 2500000 PRN SOLE 2500000 0 0 META PLATFORMS INC CL A 30303M102 1589280 4490 SH SOLE 4490 0 0 METAL SKY STAR ACQUISITION C *W EXP 03/31/202 G6053N121 1845 300000 SH SOLE 300000 0 0 METAL SKY STAR ACQUISITION C RIGHT 03/30/2024 G6053N113 33733 374816 SH SOLE 374816 0 0 MEXICO EQUITY & INCOME FD COM 592834105 1353934 120887 SH SOLE 120887 0 0 MEXICO FD INC COM 592835102 524700 27500 SH SOLE 27500 0 0 MICROSOFT CORP COM 594918104 150416 400 SH Put SOLE 400 0 0 MICROSOFT CORP COM 594918104 3974367 10569 SH SOLE 10569 0 0 MICROVAST HOLDINGS INC *W EXP 04/01/202 59516C114 365540 2556226 SH SOLE 2556226 0 0 MOMENTUS INC *W EXP 05/15/202 60879E119 19077 1907690 SH SOLE 1907690 0 0 MONEYHERO LIMITED *W EXP 09/13/202 G6202B119 29803 425151 SH SOLE 425151 0 0 MONEYHERO LIMITED ORD SHS G6202B101 129000 75000 SH Call SOLE 75000 0 0 MONTEREY CAP ACQUISITION COR *W EXP 01/01/202 61244M117 3972 369500 SH SOLE 369500 0 0 MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 6273 627253 SH SOLE 627253 0 0 NCL CORP LTD NOTE 2.500% 2/1 62886HBK6 4608230 4900000 PRN SOLE 4900000 0 0 NUBIA BRAND INTERNATIONAL CO *W EXP 11/16/202 67022R111 13494 287109 SH SOLE 287109 0 0 NUVEEN DOW 30 DYNMC OVERWRT SHS 67075F105 2726556 194754 SH SOLE 194754 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 3345152 144499 SH SOLE 144499 0 0 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 476768 31700 SH SOLE 31700 0 0 NVIDIA CORPORATION COM 67066G104 918633 1855 SH SOLE 1855 0 0 NWTN INC *W EXP 12/31/202 G6693P114 78806 473596 SH SOLE 473596 0 0 OKTA INC NOTE 0.125% 9/0 679295AD7 3697028 4000000 PRN SOLE 4000000 0 0 OPPFI INC *W EXP 07/20/202 68386H111 148403 380520 SH SOLE 380520 0 0 OPPFI INC COM CL A 68386H103 920576 179800 SH Put SOLE 179800 0 0 ORACLE CORP COM 68389X105 316290 3000 SH SOLE 3000 0 0 ORIGIN MATERIALS INC COM 68622D106 185887 222300 SH Call SOLE 222300 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 1142635 16524 SH SOLE 16524 0 0 PERRIGO CO PLC SHS G97822103 6114200 190000 SH SOLE 190000 0 0 PFIZER INC COM 717081103 331085 11500 SH SOLE 11500 0 0 REDWIRE CORPORATION *W EXP 05/27/202 75776W111 562604 1409683 SH SOLE 1409683 0 0 REDWIRE CORPORATION COM 75776W103 997785 350100 SH Put SOLE 350100 0 0 REDWIRE CORPORATION COM 75776W103 249309 87477 SH SOLE 87477 0 0 RESERVOIR MEDIA INC *W EXP 08/26/202 76119X113 162768 100474 SH SOLE 100474 0 0 ROGERS CORP COM 775133101 1890450 14314 SH SOLE 14314 0 0 SELECT SECTOR SPDR TR INDL 81369Y704 5699500 50000 SH Call SOLE 50000 0 0 SELECT SECTOR SPDR TR INDL 81369Y704 19378300 170000 SH Put SOLE 170000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9363900 130000 SH Call SOLE 130000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7203000 100000 SH Put SOLE 100000 0 0 SELINA HOSPITALITY PLC *W EXP 10/27/202 G8059B119 983 233941 SH SOLE 233941 0 0 SES AI CORPORATION *W EXP 12/10/202 78397Q117 47627 276100 SH SOLE 276100 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 547000 100000 SH SOLE 100000 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 19000 100000 SH SOLE 100000 0 0 SNAP INC NOTE 0.125% 3/0 83304AAH9 3939125 5000000 PRN SOLE 5000000 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 1385280 14800 SH Call SOLE 14800 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 4367147 4800000 PRN SOLE 4800000 0 0 SOUTHLAND HLDGS INC *W EXP 02/14/202 84445C118 95893 228372 SH SOLE 228372 0 0 SPDR GOLD TR GOLD SHS 78463V107 280638 1468 SH SOLE 1468 0 0 SPDR SER TR S&P BIOTECH 78464A870 1022371 11450 SH SOLE 11450 0 0 SPDR SER TR S&P REGL BKG 78464A698 1205890 23000 SH SOLE 23000 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 3358399 3800000 PRN SOLE 3800000 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1330008 164605 SH SOLE 164605 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 292852 681050 SH SOLE 681050 0 0 TARGET HOSPITALITY CORP COM 87615L107 9730 1000 SH Put SOLE 1000 0 0 TECHNOLOGY & TELECOM ACQ COR *W EXP 04/15/202 G87119114 2953 292407 SH SOLE 292407 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 220188 124400 SH Call SOLE 124400 0 0 TRAVEL PLUS LEISURE CO COM 894164102 10618681 271647 SH SOLE 271647 0 0 UNITED RENTALS INC COM 911363109 1662918 2900 SH SOLE 2900 0 0 UNITY SOFTWARE INC NOTE 11/1 91332UAB7 3772082 4525000 PRN SOLE 4525000 0 0 VALLEY NATL BANCORP COM 919794107 1086 100 SH Put SOLE 100 0 0 VALLEY NATL BANCORP COM 919794107 868800 80000 SH SOLE 80000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1098064 35410 SH SOLE 35410 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 699480 4000 SH SOLE 4000 0 0 VELO3D INC COMMON STOCK 92259N104 19880 50000 SH Call SOLE 50000 0 0 VINFAST AUTO LTD SHS Y9390M103 83700 10000 SH Call SOLE 10000 0 0 VINTAGE WINE ESTATES INC *W EXP 06/08/202 92747V114 13859 1345552 SH SOLE 1345552 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 615107 48818 SH SOLE 48818 0 0 VISA INC COM CL A 92826C839 1427499 5483 SH SOLE 5483 0 0 VISION SENSING ACQUISITION C *W EXP 10/21/202 92838J111 1439 239880 SH SOLE 239880 0 0 VIVID SEATS INC *W EXP 10/18/202 92854T118 1160882 1149388 SH SOLE 1149388 0 0 WESTERN ASSET HIGH INCOME OP COM 95766K109 2395836 620683 SH SOLE 620683 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 7711 96386 SH SOLE 96386 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 4845712 1421030 SH SOLE 1421030 0 0 WIX COM LTD NOTE 8/1 92940WAD1 2273684 2500000 PRN SOLE 2500000 0 0 ZAPP ELEC VEHS GROUP LTD *W EXP 04/28/202 G9889X115 2109 285000 SH SOLE 285000 0 0 ZIONS BANCORPORATION N A COM 989701107 5742582 130900 SH Put SOLE 130900 0 0 ZIONS BANCORPORATION N A COM 989701107 105025 2394 SH SOLE 2394 0 0