Chief Compliance Officer and Associate General Counsel

0000929638-23-003119.txt : 20231114 0000929638-23-003119.hdr.sgml : 20231114 20231114160419 ACCESSION NUMBER: 0000929638-23-003119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 231405781 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001386462 XXXXXXXX 09-30-2023 09-30-2023 false Ionic Capital Management LLC

475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 000156400 801-72188 N Steven Vecchio Chief Compliance Officer and Associate General Counsel (212) 294-8500 /s/ Steven Vecchio New York NY 11-14-2023 0 246 410555402 INFORMATION TABLE 2 informationtable.xml A SPAC I ACQUISITION CORP RIGHT 12/09/2026 G0542S114 12600 80000 SH SOLE 80000 0 0 A SPAC II ACQUISITION CORP *W EXP 10/15/202 G0543H117 13775 500000 SH SOLE 500000 0 0 A SPAC II ACQUISITION CORP RIGHT 10/15/2026 G0543H133 123500 650000 SH SOLE 650000 0 0 ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 27353 315306 SH SOLE 315306 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2340750 25000 SH SOLE 25000 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 16207 231864 SH SOLE 231864 0 0 AETHERIUM ACQUISITION CORP *W EXP 12/21/202 00809J119 6373 282000 SH SOLE 282000 0 0 AEVA TECHNOLOGIES INC *W EXP 03/12/202 00835Q111 84404 2019238 SH SOLE 2019238 0 0 AIMFINITY INVESTMENT CORP I *W EXP 04/21/202 G0135E126 16635 300000 SH SOLE 300000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 10408800 120000 SH Call SOLE 120000 0 0 ALIGHT INC COM CL A 01626W101 11003014 1551906 SH SOLE 1551906 0 0 ALPHA STAR ACQUISITION CORP *W EXP 12/13/202 G0230C116 4296 429554 SH SOLE 429554 0 0 ALPHABET INC CAP STK CL C 02079K107 730317 5539 SH SOLE 5539 0 0 APOLLOMICS INC *W EXP 04/01/202 G0411D115 4297 87690 SH SOLE 87690 0 0 APPLE INC COM 037833100 270512 1580 SH SOLE 1580 0 0 ARCHER AVIATION INC *W EXP 09/16/202 03945R110 2335259 1875559 SH SOLE 1875559 0 0 ARDAGH METAL PACKAGING S A SHS L02235106 1180370 377115 SH SOLE 377115 0 0 ARK ETF TR INNOVATION ETF 00214Q104 293201 7391 SH SOLE 7391 0 0 AST SPACEMOBILE INC *W EXP 04/06/202 00217D118 2395025 2547899 SH SOLE 2547899 0 0 AST SPACEMOBILE INC COM CL A 00217D100 1724820 453900 SH Put SOLE 453900 0 0 ATHENA CONSUMER ACQ CORP *W EXP 07/31/202 04684M114 90000 250000 SH SOLE 250000 0 0 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 15177 542033 SH SOLE 542033 0 0 AURORA INNOVATION INC *W EXP 11/03/202 051774115 299616 936300 SH SOLE 936300 0 0 AURORA TECHNOLOGY ACQUISITIO *W EXP 01/27/202 G06984127 14850 900000 SH SOLE 900000 0 0 AVEPOINT INC *W EXP 09/18/202 053604112 2237404 2283065 SH SOLE 2283065 0 0 AVEPOINT INC COM CL A 053604104 2352000 350000 SH Put SOLE 350000 0 0 BAKKT HOLDINGS INC *W EXP 10/25/202 05759B115 66849 284583 SH SOLE 284583 0 0 BAKKT HOLDINGS INC COM CL A 05759B107 61308 52400 SH Put SOLE 52400 0 0 BAKKT HOLDINGS INC COM CL A 05759B107 19595 16748 SH SOLE 16748 0 0 BAUSCH HEALTH COS INC COM 071734107 4932000 600000 SH Call SOLE 600000 0 0 BENEFICIENT *W EXP 06/07/202 08178Q119 6923 179808 SH SOLE 179808 0 0 BERRY GLOBAL GROUP INC COM 08579W103 619100 10000 SH Call SOLE 10000 0 0 BITCOIN DEPOT INC *W EXP 06/30/202 09174P113 112706 593500 SH SOLE 593500 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 184498 19565 SH SOLE 19565 0 0 BLACKSKY TECHNOLOGY INC *W EXP 09/09/202 09263B116 46547 581840 SH SOLE 581840 0 0 BLADE AIR MOBILITY INC *W EXP 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0 CAPRI HOLDINGS LIMITED SHS G1890L107 326182 6200 SH Call SOLE 6200 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 2130389 40494 SH SOLE 40494 0 0 CELULARITY INC *W EXP 07/16/202 151190113 7168 471583 SH SOLE 471583 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 40846 132618 SH SOLE 132618 0 0 CIPHER MINING INC *W EXP 10/22/202 17253J114 324625 801543 SH SOLE 801543 0 0 CLEAN EARTH ACQUISITIONS COR *W EXP 99/99/999 184493112 2071 34496 SH SOLE 34496 0 0 CLEAN EARTH ACQUISITIONS COR RIGHT 01/01/2027 184493120 29425 224618 SH SOLE 224618 0 0 CLOUDFLARE INC NOTE 8/1 18915MAC1 5151186 6056000 PRN SOLE 6056000 0 0 COEPTIS THERAPEUTICS HLDGS I *W EXP 12/31/202 19207A116 11723 518728 SH SOLE 518728 0 0 COEPTIS THERAPEUTICS HLDGS I COM 19207A108 52200 45000 SH SOLE 45000 0 0 COHERENT CORP COM 19247G107 2017087 61798 SH SOLE 61798 0 0 CONFLUENT INC NOTE 1/1 20717MAB9 4792013 5850000 PRN SOLE 5850000 0 0 CONSTELLIUM SE CL A SHS F21107101 14057516 772391 SH SOLE 772391 0 0 CSLM ACQUISITION 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132127 SH SOLE 132127 0 0 E2OPEN PARENT HOLDINGS INC COM CL A 29788T103 1589000 350000 SH Put SOLE 350000 0 0 E2OPEN PARENT HOLDINGS INC COM CL A 29788T103 832146 183292 SH SOLE 183292 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 1200 60000 SH SOLE 60000 0 0 EDOC ACQUISITION CORP *W EXP 11/30/202 G4000A110 5800 200000 SH SOLE 200000 0 0 ELECTRIQ PWR HLDGS INC *W EXP 07/31/202 285046116 299 10504 SH SOLE 10504 0 0 ENERGEM CORP *W EXP 11/15/202 G30449121 21028 442692 SH SOLE 442692 0 0 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 5281523 6000000 PRN SOLE 6000000 0 0 EOS ENERGY ENTERPRISES INC *W EXP 11/17/202 29415C119 135668 326910 SH SOLE 326910 0 0 ESGL HLDGS LTD *W EXP 10/19/202 G3R95P116 2102 107776 SH SOLE 107776 0 0 ETSY INC NOTE 0.250% 6/1 29786AAN6 758306 1000000 PRN SOLE 1000000 0 0 EVE HLDG INC *W EXP 05/09/202 29970N112 827636 1028055 SH SOLE 1028055 0 0 EVE HLDG INC COM 29970N104 1658 200 SH SOLE 200 0 0 EVGO INC CL A COM 30052F100 338000 100000 SH Call SOLE 100000 0 0 EVOLV TECHNOLOGIES HLDNGS IN *W EXP 03/10/202 30049H110 449695 561698 SH SOLE 561698 0 0 EVOLV TECHNOLOGIES HLDNGS IN COM CL A 30049H102 39366 8100 SH Call SOLE 8100 0 0 EXXON MOBIL CORP COM 30231G102 5615500 50000 SH Call SOLE 50000 0 0 FARADAY FUTRE INTLGT ELCTR I COM CL A NEW 307359505 0 298100 SH Call SOLE 298100 0 0 FARFETCH LTD ORD SH CL A 30744W107 292600 140000 SH Call SOLE 140000 0 0 FASTLY INC NOTE 3/1 31188VAB6 2948096 3450000 PRN SOLE 3450000 0 0 FINANCE OF AMERICA COMPAN *W EXP 04/08/202 31738L115 223273 2232730 SH SOLE 2232730 0 0 FINANCE OF AMERICA COMPAN COM CL A 31738L107 128000 100000 SH Put SOLE 100000 0 0 FISKER INC CL A COM STK 33813J106 862206 134300 SH Put SOLE 134300 0 0 FISKER INC CL A COM STK 33813J106 397212 61871 SH SOLE 61871 0 0 FLEX LTD ORD Y2573F102 22384901 829685 SH SOLE 829685 0 0 FORTUNE RISE ACQUISITION COR *W EXP 12/06/202 34969G110 8910 111373 SH SOLE 111373 0 0 FREYR BATTERY *W EXP 09/01/202 L4135L118 1245345 1245345 SH SOLE 1245345 0 0 FREYR BATTERY SHS L4135L100 151101 30900 SH Call SOLE 30900 0 0 FREYR BATTERY SHS L4135L100 806850 165000 SH Put SOLE 165000 0 0 FUTURETECH II ACQUISITION CO *W EXP 08/18/202 36119D111 10814 144000 SH SOLE 144000 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 536738 1906029 SH SOLE 1906029 0 0 GENEDX HOLDINGS CORP *W EXP 07/22/202 81663L119 37708 1261129 SH SOLE 1261129 0 0 GINKGO BIOWORKS HOLDINGS INC *W EXP 09/16/202 37611X118 93913 417388 SH SOLE 417388 0 0 GLOBAL BLOCKCHAIN ACQUI CORP *W EXP 05/09/202 37961B120 7980 200000 SH SOLE 200000 0 0 GLOBAL BLOCKCHAIN ACQUI CORP RIGHT 05/09/2027 37961B112 71068 387500 SH SOLE 387500 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 1052750 2770396 SH SOLE 2770396 0 0 GLORY STAR NEW MED GP HLDG L *W EXP 02/13/202 G39973113 29904 2990428 SH SOLE 2990428 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 7846 283232 SH SOLE 283232 0 0 GOLDENSTONE ACQUISITION LTD *W EXP 07/15/202 38136Y110 7712 160000 SH SOLE 160000 0 0 GRAB HOLDINGS LIMITED *W EXP 12/01/202 G4124C117 334397 969266 SH SOLE 969266 0 0 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 752250 212500 SH Put SOLE 212500 0 0 GXO LOGISTICS INCORPORATED COMMON STOCK 36262G101 7008675 119500 SH SOLE 119500 0 0 HAGERTY INC *W EXP 12/02/202 405166117 1153255 508042 SH SOLE 508042 0 0 HH&L ACQUISITION CO *W EXP 02/04/202 G39714129 6557 222263 SH SOLE 222263 0 0 HNR ACQUISITION CORP *W EXP 02/04/202 40472A128 26552 127104 SH SOLE 127104 0 0 HYZON MOTORS INC *W EXP 10/02/202 44951Y110 11814 168774 SH SOLE 168774 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 494500 25000 SH Put SOLE 25000 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 384128 19420 SH SOLE 19420 0 0 INDIE SEMICONDUCTOR INC *W EXP 06/10/202 45569U119 7845049 4407331 SH SOLE 4407331 0 0 INDIE SEMICONDUCTOR INC CLASS A COM 45569U101 945000 150000 SH Call SOLE 150000 0 0 INDIE SEMICONDUCTOR INC CLASS A COM 45569U101 5610780 890600 SH Put SOLE 890600 0 0 ISHARES TR EXPANDED TECH 464287515 511890 1500 SH SOLE 1500 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 17999685 474300 SH Call SOLE 474300 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 18716940 493200 SH Put SOLE 493200 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2072867 54621 SH SOLE 54621 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 883700 5000 SH SOLE 5000 0 0 IVEDA SOLUTIONS INC *W EXP 04/01/202 46583A113 4380 20000 SH SOLE 20000 0 0 JAGUAR GLOBAL GROWTH CORP I *W EXP 11/23/202 G5S11A130 4224 48000 SH SOLE 48000 0 0 JAGUAR GLOBAL GROWTH CORP I RIGHT 01/01/2027 G5S11A155 39206 192000 SH SOLE 192000 0 0 JANUS INTERNATIONAL GROUP IN COMMON STOCK 47103N106 4767567 445567 SH SOLE 445567 0 0 JASPER THERAPEUTICS INC *W EXP 09/24/202 471871111 20857 417132 SH SOLE 417132 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 20212 505300 SH SOLE 505300 0 0 JETAI INC *W EXP 07/26/202 47714H118 26535 534990 SH SOLE 534990 0 0 KATAPULT HOLDINGS INC *W EXP 06/09/202 485859110 10234 1003401 SH SOLE 1003401 0 0 KBR INC COM 48242W106 3241700 55000 SH SOLE 55000 0 0 KELLANOVA COM 487836108 2345280 42000 SH SOLE 42000 0 0 KENVUE INC COM 49177J102 20080000 1000000 SH Call SOLE 1000000 0 0 KENVUE INC COM 49177J102 4016000 200000 SH SOLE 200000 0 0 LANVIN GROUP HOLDINGS LIMITE *W EXP 01/14/202 G5380J118 277500 1500000 SH SOLE 1500000 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 2480266 133635 SH SOLE 133635 0 0 LIBERTY MEDIA CORP DEL COM LBTY SRM S A 531229813 1272500 50000 SH SOLE 50000 0 0 LIBERTY RES ACQUISITION CORP *W EXP 10/31/202 53118A113 3962 105375 SH SOLE 105375 0 0 LIVEVOX HOLDING INC *W EXP 06/18/202 53838L118 138891 496041 SH SOLE 496041 0 0 LUMENTUM HLDGS INC NOTE 0.500% 6/1 55024UAF6 2196142 3000000 PRN SOLE 3000000 0 0 MANCHESTER UTD PLC NEW ORD CL A G5784H106 1810211 91471 SH SOLE 91471 0 0 MAQUIA CAPITAL ACQUISITION C *W EXP 05/05/202 56564V119 23313 367138 SH SOLE 367138 0 0 MARATHON DIGITAL HOLDINGS IN NOTE 1.000%12/0 565788AB2 3267507 4550000 PRN SOLE 4550000 0 0 MARBLEGATE ACQUISITION CORP *W EXP 08/31/202 56608A113 24707 494140 SH SOLE 494140 0 0 MARBLEGATE ACQUISITION CORP COM CL A 56608A105 1040000 100000 SH SOLE 100000 0 0 META PLATFORMS INC CL A 30303M102 680876 2268 SH SOLE 2268 0 0 METAL SKY STAR ACQUISITION C *W EXP 03/31/202 G6053N121 5850 300000 SH SOLE 300000 0 0 METAL SKY STAR ACQUISITION C RIGHT 03/30/2024 G6053N113 53960 400000 SH SOLE 400000 0 0 MEXICO EQUITY & INCOME FD COM 592834105 1136338 120887 SH SOLE 120887 0 0 MEXICO FD INC COM 592835102 452925 27500 SH SOLE 27500 0 0 MICROSOFT CORP COM 594918104 554457 1756 SH SOLE 1756 0 0 MICROVAST HOLDINGS INC *W EXP 04/01/202 59516C114 542364 2781355 SH SOLE 2781355 0 0 MOMENTUS INC *W EXP 05/15/202 60879E119 49905 2585778 SH SOLE 2585778 0 0 MONTEREY CAP ACQUISITION COR *W EXP 01/01/202 61244M117 11944 375000 SH SOLE 375000 0 0 MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 36613 631253 SH SOLE 631253 0 0 NCL CORP LTD NOTE 2.500% 2/1 62886HBK6 5525371 6400000 PRN SOLE 6400000 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 297000 10000 SH SOLE 10000 0 0 NUBIA BRAND INTERNATIONAL CO *W EXP 11/16/202 67022R111 27515 247440 SH SOLE 247440 0 0 NUBURU INC *W EXP 01/31/202 67021W111 5363 248293 SH SOLE 248293 0 0 NUVEEN DOW 30 DYNMC OVERWRT SHS 67075F105 2178958 159048 SH SOLE 159048 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 3234826 143962 SH SOLE 143962 0 0 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 463644 31285 SH SOLE 31285 0 0 NVIDIA CORPORATION COM 67066G104 10874750 25000 SH Call SOLE 25000 0 0 NVIDIA CORPORATION COM 67066G104 228370 525 SH SOLE 525 0 0 NWTN INC *W EXP 12/31/202 G6693P114 119211 469518 SH SOLE 469518 0 0 OKTA INC NOTE 0.125% 9/0 679295AD7 4998264 5500000 PRN SOLE 5500000 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 8700 200000 SH SOLE 200000 0 0 OPPFI INC *W EXP 07/20/202 68386H111 17039 368020 SH SOLE 368020 0 0 ORIGIN MATERIALS INC *W EXP 06/25/202 68622D114 103318 1067336 SH SOLE 1067336 0 0 ORIGIN MATERIALS INC COM 68622D106 284544 222300 SH Call SOLE 222300 0 0 PACWEST BANCORP DEL COM 695263103 600369 75900 SH Put SOLE 75900 0 0 PACWEST BANCORP DEL COM 695263103 1073608 135728 SH SOLE 135728 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 972603 16524 SH SOLE 16524 0 0 PERRIGO CO PLC SHS G97822103 5591250 175000 SH SOLE 175000 0 0 PROSHARES TR SHORT BITCOIN 74347G291 707517 33484 SH SOLE 33484 0 0 REDWIRE CORPORATION *W EXP 05/27/202 75776W111 621188 1411792 SH SOLE 1411792 0 0 REDWIRE CORPORATION COM 75776W103 722500 250000 SH Put SOLE 250000 0 0 ROCKET LAB USA INC COM 773122106 1445400 330000 SH Put SOLE 330000 0 0 ROCKET LAB USA INC COM 773122106 871620 199000 SH SOLE 199000 0 0 ROGERS CORP COM 775133101 1618922 12314 SH SOLE 12314 0 0 ROSE HILL ACQUISITION CORP *W EXP 10/07/202 G7637J123 23940 478798 SH SOLE 478798 0 0 SELECT SECTOR SPDR TR INDL 81369Y704 5069000 50000 SH Call SOLE 50000 0 0 SELECT SECTOR SPDR TR INDL 81369Y704 6082800 60000 SH Put SOLE 60000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5504800 80000 SH Call SOLE 80000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3440500 50000 SH Put SOLE 50000 0 0 SELINA HOSPITALITY PLC *W EXP 10/27/202 G8059B119 7039 558684 SH SOLE 558684 0 0 SES AI CORPORATION *W EXP 12/10/202 78397Q117 84760 313000 SH SOLE 313000 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 452000 100000 SH Call SOLE 100000 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 836200 185000 SH SOLE 185000 0 0 SKILLSOFT CORP *W EXP 06/11/202 83066P119 6204 558909 SH SOLE 558909 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 18825 150000 SH SOLE 150000 0 0 SNAP INC NOTE 0.125% 3/0 83304AAH9 3469670 5000000 PRN SOLE 5000000 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 5765762 6300000 PRN SOLE 6300000 0 0 SONDER HOLDINGS INC *W EXP 01/18/202 83542D110 2152 134495 SH SOLE 134495 0 0 SOUTHLAND HLDGS INC *W EXP 02/14/202 84445C118 157166 228372 SH SOLE 228372 0 0 SPDR SER TR S&P BIOTECH 78464A870 836079 11450 SH SOLE 11450 0 0 SPDR SER TR S&P REGL BKG 78464A698 960710 23000 SH SOLE 23000 0 0 SPECTRAL AI INC *W EXP 09/11/202 84757T113 24832 191012 SH SOLE 191012 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 4944250 5800000 PRN SOLE 5800000 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 928868 122542 SH SOLE 122542 0 0 STARWOOD PPTY TR INC NOTE 6.750% 7/1 85571BBA2 2565445 2500000 PRN SOLE 2500000 0 0 STRATASYS LTD SHS M85548101 1361000 100000 SH SOLE 100000 0 0 TAPESTRY INC COM 876030107 1725000 60000 SH SOLE 60000 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 3148404 616126 SH SOLE 616126 0 0 TARGET HOSPITALITY CORP COM 87615L107 4779880 301000 SH Put SOLE 301000 0 0 TECHNOLOGY & TELECOM ACQ COR *W EXP 04/15/202 G87119114 25270 623940 SH SOLE 623940 0 0 TEMPO AUTOMATION HOLDINGS IN *W EXP 09/30/202 88024M116 1461 162290 SH SOLE 162290 0 0 TERRAN ORBITAL CORPORATION *W EXP 03/25/202 88105P111 170979 1139862 SH SOLE 1139862 0 0 THE BEACHBODY COMPANY INC *W EXP 12/31/202 073463119 70123 3690666 SH SOLE 3690666 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 237604 124400 SH Call SOLE 124400 0 0 TLGY ACQUISITION CORPORATION *W EXP 11/09/202 G8656T125 5860 136281 SH SOLE 136281 0 0 TMC THE METALS COMPANY INC *W EXP 09/09/202 87261Y114 27305 248000 SH SOLE 248000 0 0 TRAVEL PLUS LEISURE CO COM 894164102 17956048 488866 SH SOLE 488866 0 0 UNITED RENTALS INC COM 911363109 1289253 2900 SH SOLE 2900 0 0 UNITEDHEALTH GROUP INC COM 91324P102 529904 1051 SH SOLE 1051 0 0 UNITY SOFTWARE INC NOTE 11/1 91332UAB7 3593674 4525000 PRN SOLE 4525000 0 0 UPHEALTH INC *W EXP 06/08/202 91532B119 12934 1077821 SH SOLE 1077821 0 0 VALLEY NATL BANCORP COM 919794107 428000 50000 SH SOLE 50000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 2152800 80000 SH Call SOLE 80000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 807300 30000 SH Put SOLE 30000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 481958 17910 SH SOLE 17910 0 0 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 805750 25000 SH Put SOLE 25000 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 579920 4000 SH SOLE 4000 0 0 VELO3D INC 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EXP 04/28/202 G9889X115 7153 285000 SH SOLE 285000 0 0 ZIONS BANCORPORATION N A COM 989701107 6978000 200000 SH Call SOLE 200000 0 0 ZIONS BANCORPORATION N A COM 989701107 59313 1700 SH Put SOLE 1700 0 0