Chief Compliance Officer and Associate General Counsel

0000929638-23-001459.txt : 20230515 0000929638-23-001459.hdr.sgml : 20230515 20230515144410 ACCESSION NUMBER: 0000929638-23-001459 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 23921094 BUSINESS ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8531 MAIL ADDRESS: STREET 1: 475 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001386462 XXXXXXXX 03-31-2023 03-31-2023 false Ionic Capital Management LLC

475 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 000156400 801-72188 N Steven Vecchio Chief Compliance Officer and Associate General Counsel (212) 294-8500 /s/ Steven Vecchio New York NY 05-15-2023 0 333 342934394 INFORMATION TABLE 2 informationtable.xml 180 LIFE SCIENCES CORP *W EXP 11/07/202 68236V112 22547 1138716 SH DFND 1138716 0 0 26 CAPITAL ACQUISITION CORP *W EXP 12/31/202 90138P118 1380 50000 SH DFND 50000 0 0 A SPAC I ACQUISITION CORP RIGHT 12/09/2026 G0542S114 41875 250000 SH DFND 250000 0 0 A SPAC II ACQUISITION CORP *W EXP 10/15/202 G0543H117 16250 500000 SH DFND 500000 0 0 A SPAC II ACQUISITION CORP RIGHT 10/15/2026 G0543H133 59313 650000 SH DFND 650000 0 0 ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 93606 985330 SH DFND 985330 0 0 ACRI CAPITAL ACQUISITION COR *W EXP 02/01/202 00501A119 3750 75000 SH DFND 75000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 513540 6000 SH DFND 6000 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 39582 494777 SH DFND 494777 0 0 AETHERIUM 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ACQUISITION C *W EXP 03/31/202 G6053N121 12375 300000 SH DFND 300000 0 0 METAL SKY STAR ACQUISITION C RIGHT 03/30/2024 G6053N113 62000 400000 SH DFND 400000 0 0 MEXICO EQUITY & INCOME FD COM 592834105 1217332 120887 SH DFND 120887 0 0 MEXICO FD INC COM 592835102 468050 27500 SH DFND 27500 0 0 MICROVAST HOLDINGS INC *W EXP 04/01/202 59516C114 627749 3060698 SH DFND 3060698 0 0 MICROVAST HOLDINGS INC COM 59516C106 18 15 SH DFND 15 0 0 MIRION TECHNOLOGIES INC COM CL A 60471A101 1896119 222028 SH DFND 222028 0 0 MOMENTUS INC *W EXP 05/15/202 60879E119 160260 2913816 SH DFND 2913816 0 0 MONEYLION INC *W EXP 09/22/202 60938K114 34229 575279 SH DFND 575279 0 0 MONTEREY CAP ACQUISITION COR *W EXP 01/01/202 61244M117 15000 375000 SH DFND 375000 0 0 MOOLEC SCIENCE SA *W EXP 12/30/202 L64875112 3511 34000 SH DFND 34000 0 0 MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 122342 1359353 SH DFND 1359353 0 0 NATIONAL ENERGY SERVICES REU *W EXP 06/06/202 G6375R115 514637 2607079 SH DFND 2607079 0 0 NCL CORP LTD NOTE 2.500% 2/1 62886HBK6 2460857 3250000 PRN DFND 3250000 0 0 NERDY INC *W EXP 08/16/202 64081V117 860327 1323580 SH DFND 1323580 0 0 NOGIN INC *W EXP 08/26/202 65528N113 26617 954000 SH DFND 954000 0 0 NOVA VISION ACQUISITION CORP *W EXP 12/31/202 G6759A118 3284 85086 SH DFND 85086 0 0 NOVARTIS AG SPONSORED ADR 66987V109 10745600 116800 SH Call DFND 116800 0 0 NOVOCURE LTD NOTE 11/0 67011XAB9 1726349 2000000 PRN DFND 2000000 0 0 NUBIA BRAND INTERNATIONAL CO *W EXP 11/16/202 67022R111 59975 250000 SH DFND 250000 0 0 NUBURU INC *W EXP 01/31/202 67021W111 12800 250000 SH DFND 250000 0 0 NWTN INC *W EXP 12/31/202 G6693P114 92428 431604 SH DFND 431604 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 2355 32500 SH DFND 32500 0 0 OFFERPAD SOLUTIONS INC *W EXP 09/01/202 67623L117 36258 906440 SH DFND 906440 0 0 OKTA INC NOTE 0.125% 9/0 679295AD7 4983827 5500000 PRN DFND 5500000 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 74688 625000 SH DFND 625000 0 0 OPPFI INC *W EXP 07/20/202 68386H111 84831 952084 SH DFND 952084 0 0 OPPFI INC COM CL A 68386H103 31084 15163 SH DFND 15163 0 0 ORIGIN MATERIALS INC *W EXP 06/25/202 68622D114 868193 1277694 SH DFND 1277694 0 0 OUSTER INC *W EXP 03/11/202 68989M111 208842 1789566 SH DFND 1789566 0 0 OWLET INC *W EXP 09/14/202 69120X115 74007 1912324 SH DFND 1912324 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 139678 12062 SH DFND 12062 0 0 PAGERDUTY INC COM 69553P100 221528 6333 SH DFND 6333 0 0 PAYONEER GLOBAL INC *W EXP 06/25/202 70451X112 572000 550000 SH DFND 550000 0 0 PAYSAFE LIMITED *W EXP 03/30/202 G6964L115 396971 4273098 SH DFND 4273098 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 3197779 52996 SH DFND 52996 0 0 PERRIGO CO PLC SHS G97822103 4304400 120000 SH DFND 120000 0 0 PLANET LABS PBC *W EXP 12/06/202 72703X114 126088 182763 SH DFND 182763 0 0 PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 2176 39250 SH DFND 39250 0 0 PROSPECTOR CAPITAL CORP *W EXP 01/11/202 G7273A113 5940 66004 SH DFND 66004 0 0 QUANTUM SI INC *W EXP 06/10/202 74765K113 5046 33640 SH DFND 33640 0 0 REDWIRE CORPORATION *W EXP 05/27/202 75776W111 236962 1438750 SH DFND 1438750 0 0 REDWIRE CORPORATION COM 75776W103 54237 17900 SH Put DFND 17900 0 0 REVELATION BIOSCIENCES INC *W EXP 01/10/202 76135L119 2773 171189 SH DFND 171189 0 0 ROBINHOOD MKTS INC COM CL A 770700102 164633 16955 SH DFND 16955 0 0 ROBLOX CORP CL A 771049103 249099 5538 SH DFND 5538 0 0 ROGERS CORP COM 775133101 1031897 6314 SH DFND 6314 0 0 ROKU INC COM CL A 77543R102 514712 7820 SH DFND 7820 0 0 ROSE HILL ACQUISITION CORP *W EXP 10/07/202 G7637J123 30547 478798 SH DFND 478798 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 23459 205781 SH DFND 205781 0 0 SEASTAR MEDICAL HOLDING CORP *W EXP 10/28/202 81256L112 1970 25000 SH DFND 25000 0 0 SELINA HOSPITALITY PLC *W EXP 10/27/202 G8059B119 87542 769603 SH DFND 769603 0 0 SES AI CORPORATION *W EXP 12/10/202 78397Q117 125263 313000 SH DFND 313000 0 0 SHARECARE INC *W EXP 07/01/202 81948W112 162093 1157809 SH DFND 1157809 0 0 SHIFT4 PMTS INC NOTE 12/1 82452JAB5 4683868 4000000 PRN DFND 4000000 0 0 SHOPIFY INC CL A 82509L107 377000 7864 SH DFND 7864 0 0 SITIO ROYALTIES CORP *W EXP 08/23/202 82983N116 97848 2508933 SH DFND 2508933 0 0 SKILLSOFT CORP *W EXP 06/11/202 83066P119 156147 624589 SH DFND 624589 0 0 SKILLSOFT CORP CL A 83066P200 389600 194800 SH Put DFND 194800 0 0 SKILLSOFT CORP CL A 83066P200 160100 80050 SH DFND 80050 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 34500 150000 SH DFND 150000 0 0 SONDER HOLDINGS INC *W EXP 01/18/202 83542D110 82346 985000 SH DFND 985000 0 0 SONDER HOLDINGS INC CLASS A COM 83542D102 13808 18238 SH DFND 18238 0 0 SOUTHLAND HLDGS INC *W EXP 09/01/202 84445C118 50577 64030 SH DFND 64030 0 0 SPDR GOLD TR GOLD SHS 78463V107 989022 5398 SH DFND 5398 0 0 SPDR SER TR S&P BIOTECH 78464A870 872605 11450 SH DFND 11450 0 0 SPDR SER TR S&P REGL BKG 78464A698 1008780 23000 SH DFND 23000 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 8811293 10500000 PRN DFND 10500000 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 594567 71291 SH DFND 71291 0 0 SWVL HOLDINGS CORP *W EXP 03/31/202 G86302117 1179 56666 SH DFND 56666 0 0 TALKSPACE INC *W EXP 06/21/202 87427V111 58290 796312 SH DFND 796312 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 3938206 1030944 SH DFND 1030944 0 0 TARGET HOSPITALITY CORP COM 87615L107 2628000 200000 SH Call DFND 200000 0 0 TARGET HOSPITALITY CORP COM 87615L107 986814 75100 SH Put DFND 75100 0 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 7082 40000 SH DFND 40000 0 0 TECHNOLOGY & TELECOM ACQ COR *W EXP 04/15/202 G87119114 23585 623940 SH DFND 623940 0 0 TELADOC HEALTH INC COM 87918A105 256151 9890 SH DFND 9890 0 0 TEMPO AUTOMATION HOLDINGS IN *W EXP 09/30/202 88024M116 46482 469519 SH DFND 469519 0 0 TERRAN ORBITAL CORPORATION *W EXP 03/25/202 88105P111 298185 1147305 SH DFND 1147305 0 0 TESLA INC COM 88160R101 301024 1451 SH DFND 1451 0 0 TH INTERNATIONAL LIMITED *W EXP 09/28/202 G8656L114 180892 369167 SH DFND 369167 0 0 THE BEACHBODY COMPANY INC *W EXP 12/31/202 073463119 233410 3956108 SH DFND 3956108 0 0 THE GROWTH FOR GOOD ACQU COR RIGHT 11/12/2026 G41522130 66977 516000 SH DFND 516000 0 0 THE LION ELECTRIC COMPANY *W EXP 05/06/202 536221112 333442 1422533 SH DFND 1422533 0 0 THE LION ELECTRIC COMPANY *W EXP 12/16/202 536221120 309861 442658 SH DFND 442658 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 232314 124900 SH Call DFND 124900 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 1715478 922300 SH Put DFND 922300 0 0 THE LION ELECTRIC COMPANY COMMON STOCK 536221104 796080 428000 SH DFND 428000 0 0 TLGY ACQUISITION CORPORATION *W EXP 11/09/202 G8656T125 26486 311600 SH DFND 311600 0 0 TMC THE METALS COMPANY INC *W EXP 09/09/202 87261Y114 93212 783291 SH DFND 783291 0 0 T-MOBILE US INC COM 872590104 1216656 8400 SH DFND 8400 0 0 TRAVEL PLUS LEISURE CO COM 894164102 16517547 421366 SH DFND 421366 0 0 TWILIO INC CL A 90138F102 259590 3896 SH DFND 3896 0 0 UIPATH INC CL A 90364P105 399437 22747 SH DFND 22747 0 0 UNILEVER PLC SPON ADR NEW 904767704 9975753 192100 SH Call DFND 192100 0 0 UNITY SOFTWARE INC COM 91332U101 233146 7187 SH DFND 7187 0 0 UNITY SOFTWARE INC NOTE 11/1 91332UAB7 4779100 6150000 PRN DFND 6150000 0 0 UPHEALTH INC *W EXP 06/08/202 91532B119 26525 1326241 SH DFND 1326241 0 0 UWM HOLDINGS CORPORATION *W EXP 01/21/202 91823B117 211971 1695765 SH DFND 1695765 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 285651 8830 SH DFND 8830 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 526380 2000 SH DFND 2000 0 0 VELO3D INC *W EXP 09/29/202 92259N112 206111 533827 SH DFND 533827 0 0 VERTICAL AEROSPACE LTD *W EXP 09/15/202 G9471C115 88269 504392 SH DFND 504392 0 0 VICARIOUS SURGICAL INC *W EXP 09/17/202 92561V117 308008 2053385 SH DFND 2053385 0 0 VICARIOUS SURGICAL INC COM CL A 92561V109 18367 8091 SH DFND 8091 0 0 VIEW INC *W EXP 03/08/202 92671V114 108016 3313376 SH DFND 3313376 0 0 VINTAGE WINE ESTATES INC *W EXP 06/08/202 92747V114 160320 1801352 SH DFND 1801352 0 0 VISION SENSING ACQUISITION C *W EXP 10/21/202 92838J111 21815 379388 SH DFND 379388 0 0 VIVID SEATS INC *W EXP 10/18/202 92854T118 2352813 1120387 SH DFND 1120387 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 255024 23100 SH DFND 23100 0 0 WESTROCK CO COM 96145D105 3717340 122000 SH DFND 122000 0 0 WEWORK INC *W EXP 10/20/202 96209A112 328720 3652449 SH DFND 3652449 0 0 WHEELS UP EXPERIENCE INC *W EXP 07/13/202 96328L114 65394 1326455 SH DFND 1326455 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 7904 96386 SH DFND 96386 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 2768817 1081569 SH DFND 1081569 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 1204632 13200 SH DFND 13200 0 0 XOS INC *W EXP 99/99/999 98423B116 12259 350258 SH DFND 350258 0 0 YS BIOPHARMA CO LTD *W EXP 03/15/202 G9845F117 42532 273169 SH DFND 273169 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 524781 7107 SH DFND 7107 0 0 ZURA BIO LTD *W EXP 03/20/202 G9TY5A119 30926 119130 SH DFND 119130 0 0