0001578563-20-000020.txt : 20200427 0001578563-20-000020.hdr.sgml : 20200427 20200427093050 ACCESSION NUMBER: 0001578563-20-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200415 FILED AS OF DATE: 20200427 DATE AS OF CHANGE: 20200427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cerecor Inc. CENTRAL INDEX KEY: 0001534120 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38247 FILM NUMBER: 20817481 BUSINESS ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 410-522-8707 MAIL ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-04-15 0 0001385818 AYTU BIOSCIENCE, INC AYTU 0001534120 Cerecor Inc. 540 GAITHER ROAD SUITE 400 ROCKVILLE MD 20850 0 0 1 0 Common Stock 2020-04-10 4 C 0 9805845 A 9805845 D Common Stock 2020-04-15 4 S 0 92777 1.5531 D 9713068 D Convertible Preferred Stock 2020-04-10 4 C 0 9805845 0 D Common Stock 9805845 0 D Shares of the Issuer's convertible preferred stock were convertible into shares of the Issuer's common stock upon the expiration of the Reporting Person's Lock-Up Agreement with the Issuer, which was accelerated, on a one-for-one basis at the option of the Reporting Person upon distribution to the Reporting Person's stockholders or upon a sale. The convertible preferred stock has no expiration date. Cerecor Inc., By: Christopher Sullivan, Interim Chief Financial Officer, /s/ Christopher Sullivan, Interim Chief Financial Officer 2020-04-27