0001213900-17-011711.txt : 20171109 0001213900-17-011711.hdr.sgml : 20171109 20171109190224 ACCESSION NUMBER: 0001213900-17-011711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Disbrow Joshua R. CENTRAL INDEX KEY: 0001566240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38247 FILM NUMBER: 171192395 MAIL ADDRESS: STREET 1: AMPIO PHARMACEUTICALS, INC. STREET 2: 5445 DTC PARKWAY, SUITE 925 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 4 1 f4110717joshdisbrow_aytubio.xml OWNERSHIP DOCUMENT X0306 4 2017-11-07 0 0001385818 AYTU BIOSCIENCE, INC AYTU 0001566240 Disbrow Joshua R. 373 INVERNESS PARKWAY, SUITE 206 ENGLEWOOD CO 80112 1 1 0 0 Chief Executive Officer Common Stock 2017-11-07 4 A 0 150000 A 264844 D These are restricted shares that vest on November 7, 2027, subject to earlier vesting in certain situations. Of these shares, 9,500 are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations. /s/ Marcelle Balcombe, by power of attorney 2017-11-09