0001209191-16-092883.txt : 20160121 0001209191-16-092883.hdr.sgml : 20160121 20160121161301 ACCESSION NUMBER: 0001209191-16-092883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160120 FILED AS OF DATE: 20160121 DATE AS OF CHANGE: 20160121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Disbrow Joshua R. CENTRAL INDEX KEY: 0001566240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53121 FILM NUMBER: 161353615 MAIL ADDRESS: STREET 1: AMPIO PHARMACEUTICALS, INC. STREET 2: 5445 DTC PARKWAY, SUITE 925 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-20 0 0001385818 AYTU BIOSCIENCE, INC AYTU 0001566240 Disbrow Joshua R. 373 INVERNESS PARKWAY SUITE 206 ENGLEWOOD CO 80112 0 1 0 0 Chief Executive Officer Common Stock 2016-01-20 4 P 0 153846 0.65 A 153846 D Employee Stock Option Grant 1.51 2025-11-11 Common Stock 600000 600000 D These shares were purchased by the Reporting Person pursuant to a subscription agreement with the Issuer, dated January 20, 2016, which closed on January 20, 2016, and are restricted for resale indefinitely. 33.33% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates. /s/ W. David Mannheim, by power of attorney 2016-01-21