N-PX 1 d167453dnpx.htm NUVEEN CORE EQUITY ALPHA FUND Nuveen Core Equity Alpha Fund

 

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22003

Nuveen Core Equity Alpha Fund

 

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

 

(Address of principal executive offices) (Zip Code)

David J. Lamb – Chief Administrative Officer

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: December 31

Date of reporting period: June 30, 2021

 

 


Item 1. Proxy Voting Record


FORM N-PX



ICA File Number:  811-22003

Registrant Name:  Nuveen Core Equity Alpha Fund

Reporting Period:  07/01/2020 - 06/30/2021


Nuveen Core Equity Alpha Fund

 
ABIOMED, INC.
Meeting Date:  AUG 12, 2020
Record Date:  JUN 15, 2020
Meeting Type:  ANNUAL
Ticker:  ABMD
Security ID:  003654100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Dorothy E. Puhy Management For For
1.2 Elect Director Paul G. Thomas Management For For
1.3 Elect Director Christopher D. Van Gorder Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
 
ANALOG DEVICES, INC.
Meeting Date:  OCT 08, 2020
Record Date:  AUG 31, 2020
Meeting Type:  SPECIAL
Ticker:  ADI
Security ID:  032654105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Acquisition Management For For
2 Adjourn Meeting Management For For
 
AON PLC
Meeting Date:  AUG 26, 2020
Record Date:  JUN 30, 2020
Meeting Type:  SPECIAL
Ticker:  AON
Security ID:  G0403H108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve the Issuance of the Aggregate Scheme Consideration Management For For
2 Adjourn Meeting Management For For
 
AUTOMATIC DATA PROCESSING, INC.
Meeting Date:  NOV 11, 2020
Record Date:  SEP 14, 2020
Meeting Type:  ANNUAL
Ticker:  ADP
Security ID:  053015103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter Bisson Management For For
1b Elect Director Richard T. Clark Management For For
1c Elect Director Linnie M. Haynesworth Management For For
1d Elect Director John P. Jones Management For For
1e Elect Director Francine S. Katsoudas Management For For
1f Elect Director Nazzic S. Keene Management For For
1g Elect Director Thomas J. Lynch Management For For
1h Elect Director Scott F. Powers Management For For
1i Elect Director William J. Ready Management For For
1j Elect Director Carlos A. Rodriguez Management For For
1k Elect Director Sandra S. Wijnberg Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Non-Management Employee Representation on the Board of Directors Shareholder Against Against
 
AUTOZONE, INC.
Meeting Date:  DEC 16, 2020
Record Date:  OCT 19, 2020
Meeting Type:  ANNUAL
Ticker:  AZO
Security ID:  053332102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Douglas H. Brooks Management For For
1.2 Elect Director Linda A. Goodspeed Management For For
1.3 Elect Director Earl G. Graves, Jr. Management For For
1.4 Elect Director Enderson Guimaraes Management For For
1.5 Elect Director Michael M. Calbert Management For For
1.6 Elect Director D. Bryan Jordan Management For For
1.7 Elect Director Gale V. King Management For For
1.8 Elect Director George R. Mrkonic, Jr. Management For For
1.9 Elect Director William C. Rhodes, III Management For For
1.10 Elect Director Jill A. Soltau Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Meeting Date:  NOV 19, 2020
Record Date:  SEP 24, 2020
Meeting Type:  ANNUAL
Ticker:  BR
Security ID:  11133T103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Leslie A. Brun Management For For
1b Elect Director Pamela L. Carter Management For For
1c Elect Director Richard J. Daly Management For For
1d Elect Director Robert N. Duelks Management For For
1e Elect Director Timothy C. Gokey Management For For
1f Elect Director Brett A. Keller Management For For
1g Elect Director Maura A. Markus Management For For
1h Elect Director Thomas J. Perna Management For For
1i Elect Director Alan J. Weber Management For For
1j Elect Director Amit K. Zavery Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Political Contributions Disclosure Shareholder Against Against
 
CAMPBELL SOUP COMPANY
Meeting Date:  NOV 18, 2020
Record Date:  SEP 21, 2020
Meeting Type:  ANNUAL
Ticker:  CPB
Security ID:  134429109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Fabiola R. Arredondo Management For For
1.2 Elect Director Howard M. Averill Management For For
1.3 Elect Director John P. (JP) Bilbrey Management For For
1.4 Elect Director Mark A. Clouse Management For For
1.5 Elect Director Bennett Dorrance Management For For
1.6 Elect Director Maria Teresa (Tessa) Hilado Management For For
1.7 Elect Director Sarah Hofstetter Management For For
1.8 Elect Director Marc B. Lautenbach Management For For
1.9 Elect Director Mary Alice Dorrance Malone Management For For
1.10 Elect Director Keith R. McLoughlin Management For For
1.11 Elect Director Kurt T. Schmidt Management For For
1.12 Elect Director Archbold D. van Beuren Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CARDINAL HEALTH, INC.
Meeting Date:  NOV 04, 2020
Record Date:  SEP 08, 2020
Meeting Type:  ANNUAL
Ticker:  CAH
Security ID:  14149Y108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carrie S. Cox Management For For
1b Elect Director Calvin Darden Management For For
1c Elect Director Bruce L. Downey Management For For
1d Elect Director Sheri H. Edison Management For For
1e Elect Director David C. Evans Management For For
1f Elect Director Patricia A. Hemingway Hall Management For For
1g Elect Director Akhil Johri Management For For
1h Elect Director Michael C. Kaufmann Management For For
1i Elect Director Gregory B. Kenny Management For For
1j Elect Director Nancy Killefer Management For For
1k Elect Director J. Michael Losh Management For For
1l Elect Director Dean A. Scarborough Management For For
1m Elect Director John H. Weiland Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Management For For
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
6 Require Independent Board Chair Shareholder Against For
 
CINTAS CORPORATION
Meeting Date:  OCT 27, 2020
Record Date:  SEP 02, 2020
Meeting Type:  ANNUAL
Ticker:  CTAS
Security ID:  172908105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gerald S. Adolph Management For For
1b Elect Director John F. Barrett Management For For
1c Elect Director Melanie W. Barstad Management For For
1d Elect Director Karen L. Carnahan Management For For
1e Elect Director Robert E. Coletti Management For For
1f Elect Director Scott D. Farmer Management For For
1g Elect Director Joseph Scaminace Management For For
1h Elect Director Ronald W. Tysoe Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Report on Political Contributions Disclosure Shareholder Against For
 
CONAGRA BRANDS, INC.
Meeting Date:  SEP 23, 2020
Record Date:  AUG 03, 2020
Meeting Type:  ANNUAL
Ticker:  CAG
Security ID:  205887102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Anil Arora Management For For
1b Elect Director Thomas "Tony" K. Brown Management For For
1c Elect Director Sean M. Connolly Management For For
1d Elect Director Joie A. Gregor Management For For
1e Elect Director Rajive Johri Management For For
1f Elect Director Richard H. Lenny Management For For
1g Elect Director Melissa Lora Management For For
1h Elect Director Ruth Ann Marshall Management For For
1i Elect Director Craig P. Omtvedt Management For For
1j Elect Director Scott Ostfeld Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
COPART, INC.
Meeting Date:  DEC 04, 2020
Record Date:  OCT 12, 2020
Meeting Type:  ANNUAL
Ticker:  CPRT
Security ID:  217204106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Willis J. Johnson Management For For
1.2 Elect Director A. Jayson Adair Management For For
1.3 Elect Director Matt Blunt Management For For
1.4 Elect Director Steven D. Cohan Management For For
1.5 Elect Director Daniel J. Englander Management For For
1.6 Elect Director James E. Meeks Management For For
1.7 Elect Director Thomas N. Tryforos Management For For
1.8 Elect Director Diane M. Morefield Management For For
1.9 Elect Director Stephen Fisher Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Amend Omnibus Stock Plan Management For For
4 Ratify Ernst & Young LLP as Auditors Management For For
 
E*TRADE FINANCIAL CORPORATION
Meeting Date:  JUL 17, 2020
Record Date:  JUN 10, 2020
Meeting Type:  SPECIAL
Ticker:  ETFC
Security ID:  269246401
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For Against
3 Adjourn Meeting Management For For
 
ELECTRONIC ARTS INC.
Meeting Date:  AUG 06, 2020
Record Date:  JUN 12, 2020
Meeting Type:  ANNUAL
Ticker:  EA
Security ID:  285512109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Leonard S. Coleman Management For For
1b Elect Director Jay C. Hoag Management For For
1c Elect Director Jeffrey T. Huber Management For For
1d Elect Director Lawrence F. Probst, III Management For For
1e Elect Director Talbott Roche Management For For
1f Elect Director Richard A. Simonson Management For For
1g Elect Director Luis A. Ubinas Management For For
1h Elect Director Heidi J. Ueberroth Management For For
1i Elect Director Andrew Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify KPMG LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
 
GENERAL MILLS, INC.
Meeting Date:  SEP 22, 2020
Record Date:  JUL 24, 2020
Meeting Type:  ANNUAL
Ticker:  GIS
Security ID:  370334104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director R. Kerry Clark Management For For
1b Elect Director David M. Cordani Management For For
1c Elect Director Roger W. Ferguson, Jr. Management For For
1d Elect Director Jeffrey L. Harmening Management For For
1e Elect Director Maria G. Henry Management For For
1f Elect Director Jo Ann Jenkins Management For For
1g Elect Director Elizabeth C. Lempres Management For For
1h Elect Director Diane L. Neal Management For For
1i Elect Director Steve Odland Management For For
1j Elect Director Maria A. Sastre Management For For
1k Elect Director Eric D. Sprunk Management For For
1l Elect Director Jorge A. Uribe Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Meeting Date:  AUG 27, 2020
Record Date:  JUL 13, 2020
Meeting Type:  SPECIAL
Ticker:  IFF
Security ID:  459506101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Merger Management For For
2 Adjourn Meeting Management For For
 
JACK HENRY & ASSOCIATES, INC.
Meeting Date:  NOV 17, 2020
Record Date:  SEP 21, 2020
Meeting Type:  ANNUAL
Ticker:  JKHY
Security ID:  426281101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Matthew C. Flanigan Management For For
1.2 Elect Director John F. Prim Management For For
1.3 Elect Director Thomas H. Wilson, Jr. Management For For
1.4 Elect Director Jacque R. Fiegel Management For For
1.5 Elect Director Thomas A. Wimsett Management For For
1.6 Elect Director Laura G. Kelly Management For For
1.7 Elect Director Shruti S. Miyashiro Management For For
1.8 Elect Director Wesley A. Brown Management For For
1.9 Elect Director David B. Foss Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Eliminate Supermajority Vote Requirement for Acquisition Transactions Management For For
4 Ratify PricewaterhouseCoopers, LLP as Auditors Management For For
 
KLA CORPORATION
Meeting Date:  NOV 04, 2020
Record Date:  SEP 16, 2020
Meeting Type:  ANNUAL
Ticker:  KLAC
Security ID:  482480100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Edward Barnholt Management For For
1.2 Elect Director Robert Calderoni Management For For
1.3 Elect Director Jeneanne Hanley Management For For
1.4 Elect Director Emiko Higashi Management For For
1.5 Elect Director Kevin Kennedy Management For For
1.6 Elect Director Gary Moore Management For For
1.7 Elect Director Marie Myers Management For For
1.8 Elect Director Kiran Patel Management For For
1.9 Elect Director Victor Peng Management For For
1.10 Elect Director Robert Rango Management For For
1.11 Elect Director Richard Wallace Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Adopt Proxy Access Right Shareholder Against For
 
LAM RESEARCH CORPORATION
Meeting Date:  NOV 03, 2020
Record Date:  SEP 04, 2020
Meeting Type:  ANNUAL
Ticker:  LRCX
Security ID:  512807108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Sohail U. Ahmed Management For For
1.2 Elect Director Timothy M. Archer Management For For
1.3 Elect Director Eric K. Brandt Management For For
1.4 Elect Director Michael R. Cannon Management For For
1.5 Elect Director Catherine P. Lego Management For For
1.6 Elect Director Bethany J. Mayer Management For For
1.7 Elect Director Abhijit Y. Talwalkar Management For For
1.8 Elect Director Lih Shyng (Rick L.) Tsai Management For For
1.9 Elect Director Leslie F. Varon Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
LAMB WESTON HOLDINGS, INC.
Meeting Date:  SEP 24, 2020
Record Date:  JUL 27, 2020
Meeting Type:  ANNUAL
Ticker:  LW
Security ID:  513272104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter J. Bensen Management For For
1b Elect Director Charles A. Blixt Management For For
1c Elect Director Robert J. Coviello Management For For
1d Elect Director Andre J. Hawaux Management For For
1e Elect Director W.G. Jurgensen Management For For
1f Elect Director Thomas P. Maurer Management For For
1g Elect Director Robert A. Niblock Management For For
1h Elect Director Hala G. Moddelmog Management For For
1i Elect Director Maria Renna Sharpe Management For For
1j Elect Director Thomas P. Werner Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
MAXIM INTEGRATED PRODUCTS, INC.
Meeting Date:  OCT 08, 2020
Record Date:  AUG 31, 2020
Meeting Type:  SPECIAL
Ticker:  MXIM
Security ID:  57772K101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Adjourn Meeting Management For For
 
MAXIM INTEGRATED PRODUCTS, INC.
Meeting Date:  NOV 05, 2020
Record Date:  SEP 11, 2020
Meeting Type:  ANNUAL
Ticker:  MXIM
Security ID:  57772K101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director William (Bill) P. Sullivan Management For For
1b Elect Director Tunc Doluca Management For For
1c Elect Director Tracy C. Accardi Management For For
1d Elect Director James R. Bergman Management For For
1e Elect Director Joseph R. Bronson Management For For
1f Elect Director Robert E. Grady Management For For
1g Elect Director Mercedes Johnson Management For For
1h Elect Director William D. Watkins Management For For
1i Elect Director MaryAnn Wright Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MEDTRONIC PLC
Meeting Date:  DEC 11, 2020
Record Date:  OCT 15, 2020
Meeting Type:  ANNUAL
Ticker:  MDT
Security ID:  G5960L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard H. Anderson Management For For
1b Elect Director Craig Arnold Management For For
1c Elect Director Scott C. Donnelly Management For For
1d Elect Director Andrea J. Goldsmith Management For For
1e Elect Director Randall J. Hogan, III Management For For
1f Elect Director Michael O. Leavitt Management For For
1g Elect Director James T. Lenehan Management For For
1h Elect Director Kevin E. Lofton Management For For
1i Elect Director Geoffrey S. Martha Management For For
1j Elect Director Elizabeth G. Nabel Management For For
1k Elect Director Denise M. O'Leary Management For For
1l Elect Director Kendall J. Powell Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Renew the Board's Authority to Issue Shares Under Irish Law Management For For
5 Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law Management For For
6 Authorize Overseas Market Purchases of Ordinary Shares Management For For
 
MICROCHIP TECHNOLOGY INCORPORATED
Meeting Date:  AUG 18, 2020
Record Date:  JUN 24, 2020
Meeting Type:  ANNUAL
Ticker:  MCHP
Security ID:  595017104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Steve Sanghi Management For For
1.2 Elect Director Matthew W. Chapman Management For For
1.3 Elect Director L.B. Day Management For For
1.4 Elect Director Esther L. Johnson Management For For
1.5 Elect Director Wade F. Meyercord Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MICROSOFT CORPORATION
Meeting Date:  DEC 02, 2020
Record Date:  OCT 08, 2020
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Reid G. Hoffman Management For For
1.2 Elect Director Hugh F. Johnston Management For For
1.3 Elect Director Teri L. List-Stoll Management For For
1.4 Elect Director Satya Nadella Management For For
1.5 Elect Director Sandra E. Peterson Management For For
1.6 Elect Director Penny S. Pritzker Management For For
1.7 Elect Director Charles W. Scharf Management For For
1.8 Elect Director Arne M. Sorenson Management For For
1.9 Elect Director John W. Stanton Management For For
1.10 Elect Director John W. Thompson Management For For
1.11 Elect Director Emma N. Walmsley Management For For
1.12 Elect Director Padmasree Warrior Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Employee Representation on the Board of Directors Shareholder Against Against
 
NETAPP, INC.
Meeting Date:  SEP 10, 2020
Record Date:  JUL 17, 2020
Meeting Type:  ANNUAL
Ticker:  NTAP
Security ID:  64110D104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director T. Michael Nevens Management For For
1b Elect Director Deepak Ahuja Management For For
1c Elect Director Gerald Held Management For For
1d Elect Director Kathryn M. Hill Management For For
1e Elect Director Deborah L. Kerr Management For For
1f Elect Director George Kurian Management For For
1g Elect Director Scott F. Schenkel Management For For
1h Elect Director George T. Shaheen Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
 
NIKE, INC.
Meeting Date:  SEP 17, 2020
Record Date:  JUL 17, 2020
Meeting Type:  ANNUAL
Ticker:  NKE
Security ID:  654106103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alan B. Graf, Jr. Management For For
1b Elect Director Peter B. Henry Management For For
1c Elect Director Michelle A. Peluso Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Report on Political Contributions Disclosure Shareholder Against For
 
NORTONLIFELOCK INC.
Meeting Date:  SEP 08, 2020
Record Date:  JUL 13, 2020
Meeting Type:  ANNUAL
Ticker:  NLOK
Security ID:  668771108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sue Barsamian Management For For
1b Elect Director Eric K. Brandt Management For For
1c Elect Director Frank E. Dangeard Management For For
1d Elect Director Nora M. Denzel Management For For
1e Elect Director Peter A. Feld Management For For
1f Elect Director Kenneth Y. Hao Management For For
1g Elect Director David W. Humphrey Management For For
1h Elect Director Vincent Pilette Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Political Contributions and Expenditures Shareholder Against Against
 
ORACLE CORPORATION
Meeting Date:  NOV 04, 2020
Record Date:  SEP 08, 2020
Meeting Type:  ANNUAL
Ticker:  ORCL
Security ID:  68389X105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey S. Berg Management For Withhold
1.2 Elect Director Michael J. Boskin Management For For
1.3 Elect Director Safra A. Catz Management For For
1.4 Elect Director Bruce R. Chizen Management For Withhold
1.5 Elect Director George H. Conrades Management For For
1.6 Elect Director Lawrence J. Ellison Management For For
1.7 Elect Director Rona A. Fairhead Management For For
1.8 Elect Director Jeffrey O. Henley Management For For
1.9 Elect Director Renee J. James Management For For
1.10 Elect Director Charles W. Moorman, IV Management For For
1.11 Elect Director Leon E. Panetta Management For Withhold
1.12 Elect Director William G. Parrett Management For Withhold
1.13 Elect Director Naomi O. Seligman Management For For
1.14 Elect Director Vishal Sikka Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Approve Omnibus Stock Plan Management For For
4 Ratify Ernst & Young LLP as Auditors Management For For
5 Report on Gender Pay Gap Shareholder Against For
6 Require Independent Board Chair Shareholder Against For
 
PARKER-HANNIFIN CORPORATION
Meeting Date:  OCT 28, 2020
Record Date:  SEP 04, 2020
Meeting Type:  ANNUAL
Ticker:  PH
Security ID:  701094104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lee C. Banks Management For For
1b Elect Director Robert G. Bohn Management For For
1c Elect Director Linda S. Harty Management For For
1d Elect Director Kevin A. Lobo Management For For
1e Elect Director Candy M. Obourn Management For For
1f Elect Director Joseph Scaminace Management For For
1g Elect Director Ake Svensson Management For For
1h Elect Director Laura K. Thompson Management For For
1i Elect Director James R. Verrier Management For For
1j Elect Director James L. Wainscott Management For For
1k Elect Director Thomas L. Williams Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
PAYCHEX, INC.
Meeting Date:  OCT 15, 2020
Record Date:  AUG 17, 2020
Meeting Type:  ANNUAL
Ticker:  PAYX
Security ID:  704326107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director B. Thomas Golisano Management For For
1b Elect Director Thomas F. Bonadio Management For For
1c Elect Director Joseph G. Doody Management For For
1d Elect Director David J.S. Flaschen Management For For
1e Elect Director Pamela A. Joseph Management For For
1f Elect Director Martin Mucci Management For For
1g Elect Director Joseph M. Tucci Management For For
1h Elect Director Joseph M. Velli Management For For
1i Elect Director Kara Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
QORVO, INC.
Meeting Date:  AUG 04, 2020
Record Date:  JUN 11, 2020
Meeting Type:  ANNUAL
Ticker:  QRVO
Security ID:  74736K101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ralph G. Quinsey Management For For
1.2 Elect Director Robert A. Bruggeworth Management For For
1.3 Elect Director Jeffery R. Gardner Management For For
1.4 Elect Director John R. Harding Management For For
1.5 Elect Director David H. Y. Ho Management For For
1.6 Elect Director Roderick D. Nelson Management For For
1.7 Elect Director Walden C. Rhines Management For For
1.8 Elect Director Susan L. Spradley Management For For
1.9 Elect Director Walter H. Wilkinson, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
RESMED INC.
Meeting Date:  NOV 19, 2020
Record Date:  SEP 22, 2020
Meeting Type:  ANNUAL
Ticker:  RMD
Security ID:  761152107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Karen Drexler Management For For
1b Elect Director Michael Farrell Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
SEAGATE TECHNOLOGY PLC
Meeting Date:  OCT 22, 2020
Record Date:  AUG 24, 2020
Meeting Type:  ANNUAL
Ticker:  STX
Security ID:  G7945M107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mark W. Adams Management For For
1b Elect Director Judy Bruner Management For For
1c Elect Director Michael R. Cannon Management For For
1d Elect Director William T. Coleman Management For For
1e Elect Director Jay L. Geldmacher Management For For
1f Elect Director Dylan G. Haggart Management For For
1g Elect Director Stephen J. Luczo Management For For
1h Elect Director William D. Mosley Management For For
1i Elect Director Stephanie Tilenius Management For For
1j Elect Director Edward J. Zander Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
4 Determine Price Range for Reissuance of Treasury Shares Management For For
 
SYSCO CORPORATION
Meeting Date:  NOV 20, 2020
Record Date:  SEP 21, 2020
Meeting Type:  ANNUAL
Ticker:  SYY
Security ID:  871829107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Daniel J. Brutto Management For For
1b Elect Director John M. Cassaday Management For For
1c Elect Director Joshua D. Frank Management For For
1d Elect Director Larry C. Glasscock Management For For
1e Elect Director Bradley M. Halverson Management For For
1f Elect Director John M. Hinshaw Management For For
1g Elect Director Kevin P. Hourican Management For For
1h Elect Director Hans-Joachim Koerber Management For For
1i Elect Director Stephanie A. Lundquist Management For For
1j Elect Director Nelson Peltz Management For For
1k Elect Director Edward D. Shirley Management For For
1l Elect Director Sheila G. Talton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Meeting Date:  SEP 16, 2020
Record Date:  JUL 20, 2020
Meeting Type:  ANNUAL
Ticker:  TTWO
Security ID:  874054109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Strauss Zelnick Management For For
1.2 Elect Director Michael Dornemann Management For For
1.3 Elect Director J Moses Management For For
1.4 Elect Director Michael Sheresky Management For For
1.5 Elect Director LaVerne Srinivasan Management For For
1.6 Elect Director Susan Tolson Management For For
1.7 Elect Director Paul Viera Management For For
1.8 Elect Director Roland Hernandez Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify Ernst & Young LLP as Auditors Management For For
 
THE CLOROX COMPANY
Meeting Date:  NOV 18, 2020
Record Date:  SEP 25, 2020
Meeting Type:  ANNUAL
Ticker:  CLX
Security ID:  189054109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Amy Banse Management For For
1.2 Elect Director Richard H. Carmona Management For For
1.3 Elect Director Benno Dorer Management For For
1.4 Elect Director Spencer C. Fleischer Management For For
1.5 Elect Director Esther Lee Management For For
1.6 Elect Director A.D. David Mackay Management For For
1.7 Elect Director Paul Parker Management For For
1.8 Elect Director Linda Rendle Management For For
1.9 Elect Director Matthew J. Shattock Management For For
1.10 Elect Director Kathryn Tesija Management For For
1.11 Elect Director Pamela Thomas-Graham Management For For
1.12 Elect Director Russell J. Weiner Management For For
1.13 Elect Director Christopher J. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations Management For For
 
THE ESTEE LAUDER COMPANIES INC.
Meeting Date:  NOV 10, 2020
Record Date:  SEP 11, 2020
Meeting Type:  ANNUAL
Ticker:  EL
Security ID:  518439104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Charlene Barshefsky Management For For
1b Elect Director Wei Sun Christianson Management For For
1c Elect Director Fabrizio Freda Management For For
1d Elect Director Jane Lauder Management For For
1e Elect Director Leonard A. Lauder Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
THE J. M. SMUCKER COMPANY
Meeting Date:  AUG 19, 2020
Record Date:  JUN 22, 2020
Meeting Type:  ANNUAL
Ticker:  SJM
Security ID:  832696405
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan E. Chapman-Hughes Management For For
1b Elect Director Paul J. Dolan Management For For
1c Elect Director Jay L. Henderson Management For For
1d Elect Director Kirk L. Perry Management For For
1e Elect Director Sandra Pianalto Management For For
1f Elect Director Nancy Lopez Russell Management For For
1g Elect Director Alex Shumate Management For For
1h Elect Director Mark T. Smucker Management For For
1i Elect Director Richard K. Smucker Management For For
1j Elect Director Timothy P. Smucker Management For For
1k Elect Director Jodi L. Taylor Management For For
1l Elect Director Dawn C. Willoughby Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
VF CORPORATION
Meeting Date:  JUL 28, 2020
Record Date:  MAY 29, 2020
Meeting Type:  ANNUAL
Ticker:  VFC
Security ID:  918204108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard T. Carucci Management For For
1.2 Elect Director Juliana L. Chugg Management For For
1.3 Elect Director Benno Dorer Management For For
1.4 Elect Director Mark S. Hoplamazian Management For For
1.5 Elect Director Laura W. Lang Management For For
1.6 Elect Director W. Alan McCollough Management For For
1.7 Elect Director W. Rodney McMullen Management For For
1.8 Elect Director Clarence Otis, Jr. Management For For
1.9 Elect Director Steven E. Rendle Management For For
1.10 Elect Director Carol L. Roberts Management For For
1.11 Elect Director Matthew J. Shattock Management For For
1.12 Elect Director Veronica B. Wu Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
WESTERN DIGITAL CORPORATION
Meeting Date:  NOV 18, 2020
Record Date:  SEP 21, 2020
Meeting Type:  ANNUAL
Ticker:  WDC
Security ID:  958102105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kimberly E. Alexy Management For For
1b Elect Director Martin I. Cole Management For For
1c Elect Director Kathleen A. Cote Management For For
1d Elect Director Tunc Doluca Management For For
1e Elect Director David V. Goeckeler Management For For
1f Elect Director Matthew E. Massengill Management For For
1g Elect Director Paula A. Price Management For For
1h Elect Director Stephanie A. Streeter Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify KPMG LLP as Auditors Management For For
 
XILINX, INC.
Meeting Date:  AUG 05, 2020
Record Date:  JUN 10, 2020
Meeting Type:  ANNUAL
Ticker:  XLNX
Security ID:  983919101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Dennis Segers Management For For
1.2 Elect Director Raman K. Chitkara Management For For
1.3 Elect Director Saar Gillai Management For For
1.4 Elect Director Ronald S. Jankov Management For For
1.5 Elect Director Mary Louise Krakauer Management For For
1.6 Elect Director Thomas H. Lee Management For For
1.7 Elect Director Jon A. Olson Management For For
1.8 Elect Director Victor Peng Management For For
1.9 Elect Director Elizabeth W. Vanderslice Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For

END NPX REPORT


SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Nuveen Core Equity Alpha Fund

 

By

 

/s/ David J. Lamb

  David J. Lamb – Chief Administrative Officer
Date  

August 16, 2021