0001193125-15-291803.txt : 20150814 0001193125-15-291803.hdr.sgml : 20150814 20150814163252 ACCESSION NUMBER: 0001193125-15-291803 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: db-X Exchange-Traded Funds Inc. CENTRAL INDEX KEY: 0001385533 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22001 FILM NUMBER: 151056410 BUSINESS ADDRESS: STREET 1: 60 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-250-5883 MAIL ADDRESS: STREET 1: 60 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: db-X Exchange - Traded Funds Inc. DATE OF NAME CHANGE: 20110620 FORMER COMPANY: FORMER CONFORMED NAME: TDX Independence Funds, Inc. DATE OF NAME CHANGE: 20080717 FORMER COMPANY: FORMER CONFORMED NAME: TDAX Funds, Inc. DATE OF NAME CHANGE: 20070108 0001385533 S000016521 Deutsche X-trackers 2010 Target Date ETF C000045993 Deutsche X-trackers 2010 Target Date ETF TDD 0001385533 S000016522 Deutsche X-trackers 2020 Target Date ETF C000045994 Deutsche X-trackers 2020 Target Date ETF TDH 0001385533 S000016523 Deutsche X-trackers 2030 Target Date ETF C000045995 Deutsche X-trackers 2030 Target Date ETF TDN 0001385533 S000016524 Deutsche X-trackers 2040 Target Date ETF C000045996 Deutsche X-trackers 2040 Target Date ETF TDV 0001385533 S000016525 Deutsche X-trackers In-Target Date ETF C000045997 Deutsche X-trackers In-Target Date ETF TDX N-PX 1 d15181dnpx.htm DB-X EXCHANGE TRADED FUNDS, INC. DB-X Exchange Traded Funds, Inc.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22001

db-X Exchange-Traded Funds Inc.

(Exact name of registrant as specified in charter)

60 Wall Street

New York, New York 10005

(Address of principal executive offices) (Zip code)

Alex Depetris

db-X Exchange-Traded Funds Inc.

60 Wall Street

New York, New York 10005

(Name and address of agent for service)

Registrant’s telephone number, including area code: (212) 250-4352

Date of fiscal year end: May 31

Date of reporting period: July 1, 2014 – June 30, 2015

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2014 TO JUNE 30, 2015

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Institution Account(s): Deutsche X-trackers 2010 Target Date ETF

Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/15/2014    Country    Spain    Primary Security ID    E6282J109
Record Date    07/10/2014    Meeting Type    Annual    Ticker    ITX

 

Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Approve Standalone Financial Statements   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Discharge of Board   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
4   Approve Stock Split   Mgmt   Yes   For   For
5.a   Amend Article 17.1 Re: Meeting Notice of General Meetings   Mgmt   Yes   For   For
5.b   Amend Article 27.1 Re: Election and Term of Directors   Mgmt   Yes   For   For
6   Amend Article 8.1 of General Meeting Regulations Re: Meeting Notice   Mgmt   Yes   For   For
7   Reelect Carlos Espinosa de los Monteros Bernaldo de Quirós as Director   Mgmt   Yes   For   Against
8   Elect Rodrigo Echenique Gordillo as Director   Mgmt   Yes   For   For
9   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For
10   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For

BT Group plc

 

Meeting Date    07/16/2014    Country    United Kingdom    Primary Security ID    G16612106
Record Date    07/14/2014    Meeting Type    Annual    Ticker    BT.A

 

Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Sir Michael Rake as Director   Mgmt   Yes   For   For
6   Re-elect Gavin Patterson as Director   Mgmt   Yes   For   For


7   Re-elect Tony Chanmugam as Director   Mgmt   Yes   For   For
8   Re-elect Tony Ball as Director   Mgmt   Yes   For   For
9   Re-elect Phil Hodkinson as Director   Mgmt   Yes   For   For
10   Re-elect Karen Richardson as Director   Mgmt   Yes   For   For
11   Re-elect Nick Rose as Director   Mgmt   Yes   For   For
12   Re-elect Jasmine Whitbread as Director   Mgmt   Yes   For   For
13   Elect Iain Conn as Director   Mgmt   Yes   For   For
14   Elect Warren East as Director   Mgmt   Yes   For   For
15   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
20   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
21   Approve EU Political Donations and Expenditure   Mgmt   Yes   For   For

SABMiller plc

 

Meeting Date    07/24/2014    Country    United Kingdom    Primary Security ID    G77395104
Record Date    07/22/2014    Meeting Type    Annual    Ticker    SAB

 

Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   Abstain
4   Re-elect Mark Armour as Director   Mgmt   Yes   For   For
5   Re-elect Geoffrey Bible as Director   Mgmt   Yes   For   For
6   Re-elect Alan Clark as Director   Mgmt   Yes   For   For
7   Re-elect Dinyar Devitre as Director   Mgmt   Yes   For   For
8   Re-elect Guy Elliott as Director   Mgmt   Yes   For   For
9   Re-elect Lesley Knox as Director   Mgmt   Yes   For   For
10   Re-elect John Manser as Director   Mgmt   Yes   For   For
11   Re-elect John Manzoni as Director   Mgmt   Yes   For   For
12   Re-elect Dr Dambisa Moyo as Director   Mgmt   Yes   For   For
13   Re-elect Carlos Perez Davila as Director   Mgmt   Yes   For   For
14   Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   Yes   For   For


15   Re-elect Helen Weir as Director   Mgmt   Yes   For   For
16   Re-elect Howard Willard as Director   Mgmt   Yes   For   For
17   Re-elect Jamie Wilson as Director   Mgmt   Yes   For   For
18   Approve Final Dividend   Mgmt   Yes   For   For
19   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
22   Approve Employee Share Purchase Plan   Mgmt   Yes   For   For
23   Approve Sharesave Plan   Mgmt   Yes   For   For
24   Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan   Mgmt   Yes   For   For
25   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
26   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
27   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

National Grid plc

 

Meeting Date    07/28/2014    Country    United Kingdom    Primary Security ID    G6375K151
Record Date    07/26/2014    Meeting Type    Annual    Ticker    NG.

 

Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Re-elect Sir Peter Gershon as Director   Mgmt   Yes   For   For
4   Re-elect Steve Holliday as Director   Mgmt   Yes   For   For
5   Re-elect Andrew Bonfield as Director   Mgmt   Yes   For   For
6   Re-elect Tom King as Director   Mgmt   Yes   For   For
7   Elect John Pettigrew as Director   Mgmt   Yes   For   For
8   Re-elect Philip Aiken as Director   Mgmt   Yes   For   For
9   Re-elect Nora Mead Brownell as Director   Mgmt   Yes   For   For
10   Re-elect Jonathan Dawson as Director   Mgmt   Yes   For   For
11   Elect Therese Esperdy as Director   Mgmt   Yes   For   For
12   Re-elect Paul Golby as Director   Mgmt   Yes   For   For
13   Re-elect Ruth Kelly as Director   Mgmt   Yes   For   For
14   Re-elect Mark Williamson as Director   Mgmt   Yes   For   For
15   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For


17   Approve Remuneration Policy   Mgmt   Yes   For   For
18   Approve Remuneration Report   Mgmt   Yes   For   For
19   Amend Long Term Performance Plan   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Approve Scrip Dividend Scheme   Mgmt   Yes   For   For
22   Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company’s Scrip Dividend Scheme   Mgmt   Yes   For   For
23   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
24   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
25   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Raptor Pharmaceutical Corp.

 

Meeting Date    07/29/2014    Country    USA    Primary Security ID    75382F106
Record Date    06/02/2014    Meeting Type    Annual    Ticker    RPTP

 

Primary CUSIP 75382F106    Primary ISIN US75382F1066    Primary SEDOL B1FRLT8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Raymond W. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Suzanne L. Bruhn   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Franklin   Mgmt   Yes   For   For
1.4   Elect Director Llew Keltner   Mgmt   Yes   For   For
1.5   Elect Director Erich Sager   Mgmt   Yes   For   For
1.6   Elect Director Vijay B. Samant   Mgmt   Yes   For   For
1.7   Elect Director Christopher M. Starr   Mgmt   Yes   For   For
1.8   Elect Director Timothy P. Walbert   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

Vodafone Group plc

 

Meeting Date    07/29/2014    Country    United Kingdom    Primary Security ID    G93882192
Record Date    07/25/2014    Meeting Type    Annual    Ticker    VOD

 

Primary CUSIP G93882135    Primary ISIN GB00BH4HKS39    Primary SEDOL BH4HKS3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Re-elect Gerard Kleisterlee as Director   Mgmt   Yes   For   For
3   Re-elect Vittorio Colao as Director   Mgmt   Yes   For   For


4   Elect Nick Read as Director   Mgmt   Yes   For   For
5   Re-elect Stephen Pusey as Director   Mgmt   Yes   For   For
6   Elect Sir Crispin Davis as Director   Mgmt   Yes   For   For
7   Elect Dame Clara Furse as Director   Mgmt   Yes   For   For
8   Elect Valerie Gooding as Director   Mgmt   Yes   For   For
9   Re-elect Renee James as Director   Mgmt   Yes   For   For
10   Re-elect Samuel Jonah as Director   Mgmt   Yes   For   For
11   Re-elect Omid Kordestani as Director   Mgmt   Yes   For   For
12   Re-elect Nick Land as Director   Mgmt   Yes   For   For
13   Re-elect Luc Vandevelde as Director   Mgmt   Yes   For   For
14   Re-elect Philip Yea as Director   Mgmt   Yes   For   For
15   Approve Final Dividend   Mgmt   Yes   For   For
16   Approve Remuneration Policy   Mgmt   Yes   For   For
17   Approve Remuneration Report   Mgmt   Yes   For   For
18   Approve Incentive Plan   Mgmt   Yes   For   For
19   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
24   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
25   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    07/30/2014    Country    Israel    Primary Security ID    M8769Q102
Record Date    06/23/2014    Meeting Type    Annual    Ticker    TEVA

 

Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Reelect Dan Propper as Director for a Three Year Term   Mgmt   Yes   For   For
1.2   Reelect Ory Slonim as Director for a Three Year Term   Mgmt   Yes   For   For
2.1   Reelect Joseph Nitzani as External Director and Approve Director’s Remuneration   Mgmt   Yes   For   For
2.2   Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration   Mgmt   Yes   For   For
3.1   Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards   Mgmt   Yes   For   For


3.2   Approve Grant Annual Equity Awards to CEO and President, Starting 2015   Mgmt   Yes   For   For
4   Approve Purchase of D&O Liability Insurance Policie   Mgmt   Yes   For   For
5   Reappoint Kesselman & Kesselman as Auditors   Mgmt   Yes   For   For
6   Discuss Financial Statements and the Report of the Board for 2013   Mgmt   No    
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   Mgmt   Yes   None   Against

Jazz Pharmaceuticals plc

 

Meeting Date    07/31/2014    Country    Ireland    Primary Security ID    G50871105
Record Date    05/27/2014    Meeting Type    Annual    Ticker    JAZZ

 

Primary CUSIP 472147107    Primary ISIN IE00B4Q5ZN47    Primary SEDOL B4Q5ZN4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Bruce C. Cozadd   Mgmt   Yes   For   For
1b   Elect Director Heather Ann McSharry   Mgmt   Yes   For   For
1c   Elect Director Rick E. Winningham   Mgmt   Yes   For   For
2   Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   Yes   For   For
3   Authorize Jazz Pharmaceuticals plc and/or Any Subsidiary of Jazz Pharmaceuticals plc to Make Market Purchases of Jazz Pharmaceuticals plc’s Ordinary Shares   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

The J. M. Smucker Company

 

Meeting Date    08/13/2014    Country    USA    Primary Security ID    832696405
Record Date    06/16/2014    Meeting Type    Annual    Ticker    SJM

 

Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Vincent C. Byrd   Mgmt   Yes   For   For
1b   Elect Director Elizabeth Valk Long   Mgmt   Yes   For   For
1c   Elect Director Sandra Pianalto   Mgmt   Yes   For   For
1d   Elect Director Mark T. Smucker   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Regulations Regarding General Voting Standard   Mgmt   Yes   For   Against


Bob Evans Farms, Inc.

 

Meeting Date    08/20/2014    Country    USA    Primary Security ID    096761101
Record Date    07/03/2014    Meeting Type    Proxy Contest    Ticker    BOBE

 

Primary CUSIP 096761101    Primary ISIN US0967611015    Primary SEDOL 2107750

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (White Card)   Mgmt   No    
1.1   Elect Director Steven A. Davis   Mgmt   Yes   For   Do Not Vote
1.2   Elect Director Michael J. Gasser   Mgmt   Yes   For   Do Not Vote
1.3   Elect Director Mary Kay Haben   Mgmt   Yes   For   Do Not Vote
1.4   Elect Director E.W. (Bill) Ingram III   Mgmt   Yes   For   Do Not Vote
1.5   Elect Director Cheryl L. Krueger   Mgmt   Yes   For   Do Not Vote
1.6   Elect Director Kathleen S. Lane   Mgmt   Yes   For   Do Not Vote
1.7   Elect Director Eileen A. Mallesch   Mgmt   Yes   For   Do Not Vote
1.8   Elect Director Larry S. McWilliams   Mgmt   Yes   For   Do Not Vote
1.9   Elect Director Kevin M. Sheehan   Mgmt   Yes   For   Do Not Vote
1.10   Elect Director Paul S. Williams   Mgmt   Yes   For   Do Not Vote
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Do Not Vote
3   Reduce Supermajority Vote Requirement to Amend Bylaws   Mgmt   Yes   For   Do Not Vote
4   Reduce Supermajority Vote Requirement to Remove Directors   Mgmt   Yes   For   Do Not Vote
5   Reduce Supermajority Vote Requirement to Amend Article Twelve Governing Director Removal   Mgmt   Yes   For   Do Not Vote
6   Provide Right to Call Special Meeting   Mgmt   Yes   For   Do Not Vote
7   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
8   Repeal Any Provision of the Company’s Bylaws That are Inconsistent with or Disadvantageous to the Election of the Director Nominees Nominated for Election by the Sandell Group   SH   Yes   Against   Do Not Vote
  Dissident Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Douglas N. Benham   SH   Yes   For   For
1.2   Elect Director Charles M. Elson   SH   Yes   For   For
1.3   Elect Director David W. Head   SH   Yes   For   For
1.4   Elect Director C. Stephen Lynn   SH   Yes   For   Withhold
1.5   Elect Director Annelise T. Osborne   SH   Yes   For   For
1.6   Elect Director Aron I. Schwartz   SH   Yes   For   Withhold
1.7   Elect Director Michael Weinstein   SH   Yes   For   Withhold
1.8   Elect Director Lee S. Wielansky   SH   Yes   For   Withhold
2   Approve Repeal of Bylaws   Mgmt   Yes   For   For


3   Reduce Supermajority Vote Requirement to Amend Bylaws   Mgmt   Yes   For   For
4   Reduce Supermajority Vote Requirement to Remove Directors   Mgmt   Yes   For   For
5   Reduce Supermajority Vote Requirement to Amend Article Twelve Governing Director Removal   Mgmt   Yes   For   For
6   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
7   Ratify Auditors   Mgmt   Yes   For   For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   Against   For

Finisar Corporation

 

Meeting Date    09/02/2014    Country    USA    Primary Security ID    31787A507
Record Date    07/11/2014    Meeting Type    Annual    Ticker    FNSR

 

Primary CUSIP 31787A507    Primary ISIN US31787A5074    Primary SEDOL 2517832

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Eitan Gertel   Mgmt   Yes   For   For
1.2   Elect Director Thomas E. Pardun   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    09/05/2014    Country    USA    Primary Security ID    66704R704
Record Date    08/06/2014    Meeting Type    Annual    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David T. Hamamoto   Mgmt   Yes   For   For
1.2   Elect Director Judith A. Hannaway   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley D. Minami   Mgmt   Yes   For   For
1.4   Elect Director Louis J. Paglia   Mgmt   Yes   For   Withhold
1.5   Elect Director Charles W. Schoenherr   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For


Banco Santander S.A.

 

Meeting Date    09/14/2014    Country    Spain    Primary Security ID    E19790109
Record Date    09/09/2014    Meeting Type    Special    Ticker    SAN

 

Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.A   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.B   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.C   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.D   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.E   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.F   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
2.A   Approve Amendment to Company’s 2011-2014 Deferred Share Bonus Plans   Mgmt   Yes   For   For
2.B   Approve Amendment to Company’s 2014 Performance Shares Plan   Mgmt   Yes   For   For
2.C   Approve Settlement of Santander Brasil Performance Shares Plan in Company’s Shares   Mgmt   Yes   For   For
2.D   Approve Settlement of Santander Brasil Share Option Plans in Company’s Shares   Mgmt   Yes   For   For
3   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For

Diageo plc

 

Meeting Date    09/18/2014    Country    United Kingdom    Primary Security ID    G42089113
Record Date    09/16/2014    Meeting Type    Annual    Ticker    DGE

 

Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Peggy Bruzelius as Director   Mgmt   Yes   For   For
6   Re-elect Laurence Danon as Director   Mgmt   Yes   For   For


7   Re-elect Lord Davies of Abersoch as Director   Mgmt   Yes   For   For
8   Re-elect Ho KwonPing as Director   Mgmt   Yes   For   For
9   Re-elect Betsy Holden as Director   Mgmt   Yes   For   For
10   Re-elect Dr Franz Humer as Director   Mgmt   Yes   For   For
11   Re-elect Deirdre Mahlan as Director   Mgmt   Yes   For   For
12   Re-elect Ivan Menezes as Director   Mgmt   Yes   For   For
13   Re-elect Philip Scott as Director   Mgmt   Yes   For   For
14   Elect Nicola Mendelsohn as Director   Mgmt   Yes   For   For
15   Elect Alan Stewart as Director   Mgmt   Yes   For   For
16   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
17   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Approve 2014 Long Term Incentive Plan   Mgmt   Yes   For   For

NIKE, Inc.

 

Meeting Date    09/18/2014    Country    USA    Primary Security ID    654106103
Record Date    07/18/2014    Meeting Type    Annual    Ticker    NKE

 

Primary CUSIP 654106103    Primary ISIN US6541061031    Primary SEDOL 2640147

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alan B. Graf, Jr.   Mgmt   Yes   For   For
1.2   Elect Director John C. Lechleiter   Mgmt   Yes   For   For
1.3   Elect Director Michelle A. Peluso   Mgmt   Yes   For   For
1.4   Elect Director Phyllis M. Wise   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Alnylam Pharmaceuticals, Inc.

 

Meeting Date    09/25/2014    Country    USA    Primary Security ID    02043Q107
Record Date    08/15/2014    Meeting Type    Annual    Ticker    ALNY

 

Primary CUSIP 02043Q107    Primary ISIN US02043Q1076    Primary SEDOL B00FWN1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John M. Maraganore   Mgmt   Yes   For   For
1.2   Elect Director Paul R. Schimmel   Mgmt   Yes   For   For


1.3   Elect Director Phillip A. Sharp   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

FedEx Corporation

 

Meeting Date    09/29/2014    Country    USA    Primary Security ID    31428X106
Record Date    08/04/2014    Meeting Type    Annual    Ticker    FDX

 

Primary CUSIP 31428X106    Primary ISIN US31428X1063    Primary SEDOL 2142784

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James L. Barksdale   Mgmt   Yes   For   Against
1.2   Elect Director John A. Edwardson   Mgmt   Yes   For   For
1.3   Elect Director Marvin R. Ellison   Mgmt   Yes   For   For
1.4   Elect Director Kimberly A. Jabal   Mgmt   Yes   For   For
1.5   Elect Director Shirley Ann Jackson   Mgmt   Yes   For   Against
1.6   Elect Director Gary W. Loveman   Mgmt   Yes   For   Against
1.7   Elect Director R. Brad Martin   Mgmt   Yes   For   For
1.8   Elect Director Joshua Cooper Ramo   Mgmt   Yes   For   For
1.9   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1.10   Elect Director Frederick W. Smith   Mgmt   Yes   For   For
1.11   Elect Director David P. Steiner   Mgmt   Yes   For   Against
1.12   Elect Director Paul S. Walsh   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For
4   Adopt Proxy Access Right   SH   Yes   Against   Against
5   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
6   Adopt Policy Prohibiting Hedging and Pledging Transactions   SH   Yes   Against   For
7   Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards   SH   Yes   Against   For
8   Report on Political Contributions   SH   Yes   Against   For

Comcast Corporation

 

Meeting Date    10/08/2014    Country    USA    Primary Security ID    20030N101
Record Date    08/18/2014    Meeting Type    Special    Ticker    CMCSA

 

Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For


Consolidated Communications Holdings, Inc.

 

Meeting Date    10/08/2014    Country    USA    Primary Security ID    209034107
Record Date    08/21/2014    Meeting Type    Special    Ticker    CNSL

 

Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

The Procter & Gamble Company

 

Meeting Date    10/14/2014    Country    USA    Primary Security ID    742718109
Record Date    08/15/2014    Meeting Type    Annual    Ticker    PG

 

Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Angela F. Braly   Mgmt   Yes   For   For
1b   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1c   Elect Director Scott D. Cook   Mgmt   Yes   For   For
1d   Elect Director Susan Desmond-Hellmann   Mgmt   Yes   For   For
1e   Elect Director A.G. Lafley   Mgmt   Yes   For   For
1f   Elect Director Terry J. Lundgren   Mgmt   Yes   For   For
1g   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1h   Elect Director Margaret C. Whitman   Mgmt   Yes   For   For
1i   Elect Director Mary Agnes Wilderotter   Mgmt   Yes   For   For
1j   Elect Director Patricia A. Woertz   Mgmt   Yes   For   For
1k   Elect Director Ernesto Zedillo   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Assess Environmental Impact of Non-Recyclable Packaging   SH   Yes   Against   For
6   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against

CSL Ltd.

 

Meeting Date    10/15/2014    Country    Australia    Primary Security ID    Q3018U109
Record Date    10/13/2014    Meeting Type    Annual    Ticker    CSL

 

Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect John Shine as Director   Mgmt   Yes   For   For
2b   Elect Christine O’Reilly as Director   Mgmt   Yes   For   For


2c   Elect Bruce Brook as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Performance Options and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
5   Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   Yes   For   For

Mistras Group, Inc.

 

Meeting Date    10/21/2014    Country    USA    Primary Security ID    60649T107
Record Date    08/25/2014    Meeting Type    Annual    Ticker    MG

 

Primary CUSIP 60649T107    Primary ISIN US60649T1079    Primary SEDOL B4WCCG1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Forese   Mgmt   Yes   For   For
1.2   Elect Director Richard H. Glanton   Mgmt   Yes   For   For
1.3   Elect Director Michael J. Lange   Mgmt   Yes   For   For
1.4   Elect Director Ellen T. Ruff   Mgmt   Yes   For   For
1.5   Elect Director Manuel N. Stamatakis   Mgmt   Yes   For   For
1.6   Elect Director Sotirios J. Vahaviolos   Mgmt   Yes   For   For
1.7   Elect Director W. Curtis Weldon   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Parker-Hannifin Corporation

 

Meeting Date    10/22/2014    Country    USA    Primary Security ID    701094104
Record Date    08/29/2014    Meeting Type    Annual    Ticker    PH

 

Primary CUSIP 701094104    Primary ISIN US7010941042    Primary SEDOL 2671501

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert G. Bohn   Mgmt   Yes   For   For
1.2   Elect Director Linda S. Harty   Mgmt   Yes   For   For
1.3   Elect Director William E. Kassling   Mgmt   Yes   For   For
1.4   Elect Director Robert J. Kohlhepp   Mgmt   Yes   For   For
1.5   Elect Director Kevin A. Lobo   Mgmt   Yes   For   For
1.6   Elect Director Klaus-Peter Muller   Mgmt   Yes   For   For
1.7   Elect Director Candy M. Obourn   Mgmt   Yes   For   For
1.8   Elect Director Joseph M. Scaminace   Mgmt   Yes   For   For
1.9   Elect Director Wolfgang R. Schmitt   Mgmt   Yes   For   For


1.10   Elect Director Ake Svensson   Mgmt   Yes   For   For
1.11   Elect Director James L. Wainscott   Mgmt   Yes   For   For
1.12   Elect Director Donald E. Washkewicz   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Require a Majority Vote for the Election of Directors   SH   Yes   Against   For

BHP Billiton plc

 

Meeting Date    10/23/2014    Country    United Kingdom    Primary Security ID    G10877101
Record Date    10/21/2014    Meeting Type    Annual    Ticker    BLT

 

Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
4   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
5   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
6   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
7   Approve Remuneration Policy   Mgmt   Yes   For   For
8   Approve Remuneration Report for UK Law Purposes   Mgmt   Yes   For   For
9   Approve Remuneration Report for Australian Law Purposes   Mgmt   Yes   For   For
10   Approve Leaving Entitlements   Mgmt   Yes   For   For
11   Approve Grant of Awards under the Group’s Short and Long Term Incentive Plans to Andrew Mackenzie   Mgmt   Yes   For   For
12   Elect Malcolm Brinded as Director   Mgmt   Yes   For   For
13   Re-elect Malcolm Broomhead as Director   Mgmt   Yes   For   For
14   Re-elect Sir John Buchanan as Director   Mgmt   Yes   For   For
15   Re-elect Carlos Cordeiro as Director   Mgmt   Yes   For   For
16   Re-elect Pat Davies as Director   Mgmt   Yes   For   For
17   Re-elect Carolyn Hewson as Director   Mgmt   Yes   For   For
18   Re-elect Andrew Mackenzie as Director   Mgmt   Yes   For   For
19   Re-elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
20   Re-elect Wayne Murdy as Director   Mgmt   Yes   For   For
21   Re-elect Keith Rumble as Director   Mgmt   Yes   For   For


22   Re-elect John Schubert as Director   Mgmt   Yes   For   For
23   Re-elect Shriti Vadera as Director   Mgmt   Yes   For   For
24   Re-elect Jac Nasser as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
25   Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Yes   Against   Against

International Rectifier Corporation

 

Meeting Date    11/04/2014    Country    USA    Primary Security ID    460254105
Record Date    10/01/2014    Meeting Type    Special    Ticker    IRF

 

Primary CUSIP 460254105    Primary ISIN US4602541058    Primary SEDOL 2465384

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   Against
3   Adjourn Meeting   Mgmt   Yes   For   For

Cardinal Health, Inc.

 

Meeting Date    11/05/2014    Country    USA    Primary Security ID    14149Y108
Record Date    09/10/2014    Meeting Type    Annual    Ticker    CAH

 

Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David J. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Colleen F. Arnold   Mgmt   Yes   For   For
1.3   Elect Director George S. Barrett   Mgmt   Yes   For   For
1.4   Elect Director Carrie S. Cox   Mgmt   Yes   For   For
1.5   Elect Director Calvin Darden   Mgmt   Yes   For   For
1.6   Elect Director Bruce L. Downey   Mgmt   Yes   For   For
1.7   Elect Director Patricia A. Hemingway Hall   Mgmt   Yes   For   For
1.8   Elect Director Clayton M. Jones   Mgmt   Yes   For   For
1.9   Elect Director Gregory B. Kenny   Mgmt   Yes   For   For
1.10   Elect Director David P. King   Mgmt   Yes   For   For
1.11   Elect Director Richard C. Notebaert   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Report on Political Contributions   SH   Yes   Against   For


Oracle Corporation

 

Meeting Date    11/05/2014    Country    USA    Primary Security ID    68389X105
Record Date    09/08/2014    Meeting Type    Annual    Ticker    ORCL

 

Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey S. Berg   Mgmt   Yes   For   For
1.2   Elect Director H. Raymond Bingham   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael J. Boskin   Mgmt   Yes   For   Withhold
1.4   Elect Director Safra A. Catz   Mgmt   Yes   For   For
1.5   Elect Director Bruce R. Chizen   Mgmt   Yes   For   Withhold
1.6   Elect Director George H. Conrades   Mgmt   Yes   For   Withhold
1.7   Elect Director Lawrence J. Ellison   Mgmt   Yes   For   For
1.8   Elect Director Hector Garcia-Molina   Mgmt   Yes   For   For
1.9   Elect Director Jeffrey O. Henley   Mgmt   Yes   For   For
1.10   Elect Director Mark V. Hurd   Mgmt   Yes   For   For
1.11   Elect Director Naomi O. Seligman   Mgmt   Yes   For   Withhold

 

2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
5   Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Yes   Against   For
6   Adopt Specific Performance Standards   SH   Yes   Against   For
7   Adopt Proxy Access Right   SH   Yes   Against   Against

Commonwealth Bank Of Australia

 

Meeting Date    11/12/2014    Country    Australia    Primary Security ID    Q26915100
Record Date    11/10/2014    Meeting Type    Annual    Ticker    CBA

 

Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2a   Elect Launa Inman as Director   Mgmt   Yes   For   For
2b   Elect Andrew Mohl as Director   Mgmt   Yes   For   For
2c   Elect Shirish Apte as Director   Mgmt   Yes   For   For
2d   Elect David Higgins as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    


3   Elect Stephen Mayne as Director   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
4   Approve the Remuneration Report   Mgmt   Yes   For   For
5   Approve the Grant of Reward Rights to Ian Narev, Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
6   Approve the Amendments to the Constitution   SH   Yes   Against   Against

Accuray Incorporated

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    004397105
Record Date    09/26/2014    Meeting Type    Annual    Ticker    ARAY

 

Primary CUSIP 004397105    Primary ISIN US0043971052    Primary SEDOL B1R2HW6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis J. Lavigne, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Dennis L. Winger   Mgmt   Yes   For   For
1.3   Elect Director Jack Goldstein   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

BHP Billiton Limited

 

Meeting Date    11/20/2014    Country    Australia    Primary Security ID    Q1498M100
Record Date    11/18/2014    Meeting Type    Annual    Ticker    BHP

 

Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   Yes   For   For
3   Authorize the Board to Fix the Remuneration of the Auditor   Mgmt   Yes   For   For
4   Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   Yes   For   For
5   Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   Yes   For   For
6   Approve the Repurchase of 211.21 Million Shares in BHP Billiton Plc   Mgmt   Yes   For   For
7   Approve the Remuneration Policy   Mgmt   Yes   For   For
8   Approve the Directors’ Annual Report on Remuneration   Mgmt   Yes   For   For
9   Approve the Remuneration Report   Mgmt   Yes   For   For
10   Approve the Termination Benefits to Any Current or Future Holder of a Managerial or Executive Office   Mgmt   Yes   For   For


11   Approve the Grant of Awards to Andrew Mackenzie, Executive Director of the Company   Mgmt   Yes   For   For
12   Elect Malcolm Brinded as Director   Mgmt   Yes   For   For
13   Elect Malcolm Broomhead as Director   Mgmt   Yes   For   For
14   Elect John Buchanan as Director   Mgmt   Yes   For   For
15   Elect Carlos Cordeiro as Director   Mgmt   Yes   For   For
16   Elect Pat Davies as Director   Mgmt   Yes   For   For
17   Elect Carolyn Hewson as Director   Mgmt   Yes   For   For
18   Elect Andrew Mackenzie as Director   Mgmt   Yes   For   For
19   Elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
20   Elect Wayne Murdy as Director   Mgmt   Yes   For   For
21   Elect Keith Rumble as Director   Mgmt   Yes   For   For
22   Elect John Schubert as Director   Mgmt   Yes   For   For
23   Elect Shriti Vadera as Director   Mgmt   Yes   For   For
24   Elect Jac Nasser as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
25   Elect Ian Dunlop as Director   SH   Yes   Against   Against

Cisco Systems, Inc.

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    17275R102
Record Date    09/22/2014    Meeting Type    Annual    Ticker    CSCO

 

Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Carol A. Bartz   Mgmt   Yes   For   For
1b   Elect Director M. Michele Burns   Mgmt   Yes   For   For
1c   Elect Director Michael D. Capellas   Mgmt   Yes   For   For
1d   Elect Director John T. Chambers   Mgmt   Yes   For   For
1e   Elect Director Brian L. Halla   Mgmt   Yes   For   For
1f   Elect Director John L. Hennessy   Mgmt   Yes   For   For
1g   Elect Director Kristina M. Johnson   Mgmt   Yes   For   For
1h   Elect Director Roderick C. McGeary   Mgmt   Yes   For   For
1i   Elect Director Arun Sarin   Mgmt   Yes   For   For
1j   Elect Director Steven M. West   Mgmt   Yes   For   For
2   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For


5   Establish Public Policy Board Committee   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   Against
7   Report on Political Contributions   SH   Yes   Against   For

Wesfarmers Ltd.

 

Meeting Date    11/20/2014    Country    Australia    Primary Security ID    Q95870103
Record Date    11/18/2014    Meeting Type    Annual    Ticker    WES

 

Primary CUSIP Q95870103    Primary ISIN AU000000WES1    Primary SEDOL 6948836

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect Terence (Terry) James Bowen as Director   Mgmt   Yes   For   For
2b   Elect Robert (Bob) Lindsay Every as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Up to 79,186 Performance Rights to Richard Goyder, Group Managing Director of the Company   Mgmt   Yes   For   For
5   Approve the Grant of Up to 49,406 Performance Rights to Terry Bowen, Finance Director of the Company   Mgmt   Yes   For   For
6   Approve the Return of Capital to Shareholders   Mgmt   Yes   For   For
7   Approve the Consolidation of Shares   Mgmt   Yes   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    11/25/2014    Country    France    Primary Security ID    F58485115
Record Date    11/19/2014    Meeting Type    Special    Ticker    MC

 

Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Extraordinary Business   Mgmt   No    
1   Amend Article 28 of Bylaws Re: Allocation of Income and Dividends   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
2   Approve Transfer from Carry Forward Account to Other Reserves Account   Mgmt   Yes   For   For
3   Approve Distribution in Kind of 2 Hermes International Shares per 41 LVMH Shares   Mgmt   Yes   For   For

Woolworths Ltd.

 

Meeting Date    11/27/2014    Country    Australia    Primary Security ID    Q98418108
Record Date    11/25/2014    Meeting Type    Annual    Ticker    WOW

 

Primary CUSIP Q98418108    Primary ISIN AU000000WOW2    Primary SEDOL 6981239

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No
2a   Elect Jillian Rosemary Broadbent as Director   Mgmt   Yes   For   For


2b   Elect Scott Redvers Perkins as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No  
2c   Elect Stephen Mayne as Director   SH   Yes   Against   Against
  Management Proposals   Mgmt   No  
2d   Elect Ralph Graham Waters as Director   Mgmt   Yes   For   For
3   Approve the Grant of 67,514 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
4   Approve the Remuneration Report   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    11/28/2014    Country    USA    Primary Security ID    66704R704
Record Date    10/14/2014    Meeting Type    Special    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Kodiak Oil & Gas Corp.

 

Meeting Date    12/03/2014    Country    Canada    Primary Security ID    50015Q100
Record Date    10/24/2014    Meeting Type    Special    Ticker    KOG

 

Primary CUSIP 50015Q100    Primary ISIN CA50015Q1000    Primary SEDOL B06MB40

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Continuance of Company [YBCA to BCBCA]   Mgmt   Yes   For   For
2   Approve Arrangement Agreement   Mgmt   Yes   For   For
3   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For
4   Adjourn Meeting   Mgmt   Yes   For   For

Microsoft Corporation

 

Meeting Date    12/03/2014    Country    USA    Primary Security ID    594918104
Record Date    09/30/2014    Meeting Type    Annual    Ticker    MSFT

 

Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William H. Gates lll   Mgmt   Yes   For   For
1.2   Elect Director Maria M. Klawe   Mgmt   Yes   For   Against
1.3   Elect Director Teri L. List-Stoll   Mgmt   Yes   For   For
1.4   Elect Director G. Mason Morfit   Mgmt   Yes   For   For
1.5   Elect Director Satya Nadella   Mgmt   Yes   For   For


1.6   Elect Director Charles H. Noski   Mgmt   Yes   For   For
1.7   Elect Director Helmut Panke   Mgmt   Yes   For   Against
1.8   Elect Director Charles W. Scharf   Mgmt   Yes   For   For
1.9   Elect Director John W. Stanton   Mgmt   Yes   For   Against
1.10   Elect Director John W. Thompson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   Against

Aspen Technology, Inc.

 

Meeting Date    12/04/2014    Country    USA    Primary Security ID    045327103
Record Date    10/10/2014    Meeting Type    Annual    Ticker    AZPN

 

Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joan C. McArdle   Mgmt   Yes   For   For
1.2   Elect Director Simon J. Orebi Gann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Prospect Capital Corporation

 

Meeting Date    12/05/2014    Country    USA    Primary Security ID    74348T102
Record Date    09/10/2014    Meeting Type    Annual    Ticker    PSEC

 

Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William J. Gremp   Mgmt   Yes   For   For
2   Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   Yes   For   For

Reckitt Benckiser Group plc

 

Meeting Date    12/11/2014    Country    United Kingdom    Primary Security ID    G74079107
Record Date    12/09/2014    Meeting Type    Special    Ticker    RB.

 

Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Demerger of the Pharmaceuticals Business by Way of Dividend in Specie   Mgmt   Yes   For   For


Westpac Banking Corporation

 

Meeting Date    12/12/2014    Country    Australia    Primary Security ID    Q97417101
Record Date    12/10/2014    Meeting Type    Annual    Ticker    WBC

 

Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2   Approve the Remuneration Report   Mgmt   Yes   For   For
3a   Elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
3b   Elect Robert Elstone as Director   Mgmt   Yes   For   For
3c   Elect Alison Deans as Director   Mgmt   Yes   For   For

Ubiquiti Networks, Inc.

 

Meeting Date    12/16/2014    Country    USA    Primary Security ID    90347A100
Record Date    11/04/2014    Meeting Type    Annual    Ticker    UBNT

 

Primary CUSIP 90347A100    Primary ISIN US90347A1007    Primary SEDOL B76VD62

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Pera   Mgmt   Yes   For   For
1.2   Elect Director Craig L. Foster   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Infoblox Inc.

 

Meeting Date    12/17/2014    Country    USA    Primary Security ID    45672H104
Record Date    10/28/2014    Meeting Type    Annual    Ticker    BLOX

 

Primary CUSIP 45672H104    Primary ISIN US45672H1041    Primary SEDOL B7TWX51

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Philip Fasano   Mgmt   Yes   For   For
1.2   Elect Director Michael L. Goguen   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year


Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2014    Country    Australia    Primary Security ID    Q09504137
Record Date    12/16/2014    Meeting Type    Annual    Ticker    ANZ

 

Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2   Approve the Remuneration Report   Mgmt   Yes   For   For
3   Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   Yes   For   For
4a   Elect D. M. Gonski as Director   Mgmt   Yes   For   For
4b   Elect J. T. Macfarlane as Director   Mgmt   Yes   For   For
4c   Elect I. R. Atlas as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
5   Approve the Amendments to the Australia and New Zealand Banking Group Ltd. Constitution   SH   Yes   Against   Against

GlaxoSmithKline plc

 

Meeting Date    12/18/2014    Country    United Kingdom    Primary Security ID    G3910J112
Record Date    12/16/2014    Meeting Type    Special    Ticker    GSK

 

Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Transaction by the Company with Novartis AG   Mgmt   Yes   For   For

National Australia Bank Limited

 

Meeting Date    12/18/2014    Country    Australia    Primary Security ID    Q65336119
Record Date    12/16/2014    Meeting Type    Annual    Ticker    NAB

 

Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect Ken Henry as Director   Mgmt   Yes   For   For
2b   Elect David Armstrong as Director   Mgmt   Yes   For   For
2c   Elect Peeyush Gupta as Director   Mgmt   Yes   For   For
2d   Elect Geraldine McBride as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Performance Rights to Andrew G. Thorburn, Group Chief Executive Officer and Managing Director of the Company   Mgmt   Yes   For   For


Zillow, Inc.

 

Meeting Date    12/18/2014    Country    USA    Primary Security ID    98954A107
Record Date    11/05/2014    Meeting Type    Special    Ticker    Z

 

Primary CUSIP 98954A107    Primary ISIN US98954A1079    Primary SEDOL B4KF820

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Amend Articles of Incorporation to Approve Authorization of Nonvoting Class C Capital Stock   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Walgreen Co.

 

Meeting Date    12/29/2014    Country    USA    Primary Security ID   
Record Date    11/17/2014    Meeting Type    Special    Ticker    WAG

 

Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Acuity Brands, Inc

 

Meeting Date    01/07/2015    Country    USA    Primary Security ID    00508Y102
Record Date    11/12/2014    Meeting Type    Annual    Ticker    AYI

 

Primary CUSIP 00508Y102    Primary ISIN US00508Y1029    Primary SEDOL 2818461

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director W. Patrick Battle   Mgmt   Yes   For   For
1.2   Elect Director Peter C. Browning   Mgmt   Yes   For   For
1.3   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Ray M. Robinson   Mgmt   Yes   For   For
1.5   Elect Director Norman H. Wesley   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


UniFirst Corporation

 

Meeting Date    01/13/2015    Country    USA    Primary Security ID    904708104
Record Date    11/19/2014    Meeting Type    Annual    Ticker    UNF

 

Primary CUSIP 904708104    Primary ISIN US9047081040    Primary SEDOL 2466428

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kathleen M. Camilli   Mgmt   Yes   For   For
1.2   Elect Director Michael Iandoli   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For

Actuant Corporation

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    00508X203
Record Date    11/14/2014    Meeting Type    Annual    Ticker    ATU

 

Primary CUSIP 00508X203    Primary ISIN US00508X2036    Primary SEDOL 2716792

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert C. Arzbaecher   Mgmt   Yes   For   For
1.2   Elect Director Gurminder S. Bedi   Mgmt   Yes   For   For
1.3   Elect Director E. James Ferland   Mgmt   Yes   For   For
1.4   Elect Director Thomas J. Fischer   Mgmt   Yes   For   For
1.5   Elect Director Mark E. Goldstein   Mgmt   Yes   For   For
1.6   Elect Director R. Alan Hunter, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Robert A. Peterson   Mgmt   Yes   For   For
1.8   Elect Director Holly A. Van Deursen   Mgmt   Yes   For   For
1.9   Elect Director Dennis K. Williams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

NewStar Financial, Inc.

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    65251F105
Record Date    12/18/2014    Meeting Type    Special    Ticker    NEWS

 

Primary CUSIP 65251F105    Primary ISIN US65251F1057    Primary SEDOL B1L7CP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Issuance of Warrants   Mgmt   Yes   For   For
2   Approve Removal of Exercise Restriction Associated with Certain Warrants   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For


Woodward, Inc.

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    980745103
Record Date    11/25/2014    Meeting Type    Annual    Ticker    WWD

 

Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas A. Gendron   Mgmt   Yes   For   Against
1.2   Elect Director John A. Halbrook   Mgmt   Yes   For   Against
1.3   Elect Director Ronald M. Sega   Mgmt   Yes   For   Against
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Siemens AG

 

Meeting Date    01/27/2015    Country    Germany    Primary Security ID    D69671218
Record Date       Meeting Type    Annual    Ticker    SIE

 

Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 3.30 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2013/2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2013/2014   Mgmt   Yes   For   For
5   Approve Remuneration System for Management Board Members   Mgmt   Yes   For   For
6   Ratify Ernst & Young GmbH as Auditors for Fiscal 2014/2015   Mgmt   Yes   For   For
7.1   Elect Nathalie von Siemens to the Supervisory Board   Mgmt   Yes   For   For
7.2   Elect Norbert Reithofer to the Supervisory Board   Mgmt   Yes   For   For
8   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
9   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
11   Approve Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014   Mgmt   Yes   For   For
12   Amend Articles Re: Board-Related   Mgmt   Yes   For   For
13   Approve Affiliation Agreements with Subsidiary Kyros 47 GmbH   Mgmt   Yes   For   For


Imperial Tobacco Group plc

 

Meeting Date    01/28/2015    Country    United Kingdom    Primary Security ID    G4721W102
Record Date    01/26/2015    Meeting Type    Annual    Ticker    IMT

 

Primary CUSIP G4721W102    Primary ISIN GB0004544929    Primary SEDOL 0454492

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Dr Ken Burnett as Director   Mgmt   Yes   For   For
6   Re-elect Alison Cooper as Director   Mgmt   Yes   For   For
7   Re-elect David Haines as Director   Mgmt   Yes   For   For
8   Re-elect Michael Herlihy as Director   Mgmt   Yes   For   For
9   Re-elect Matthew Phillips as Director   Mgmt   Yes   For   For
10   Re-elect Oliver Tant as Director   Mgmt   Yes   For   For
11   Re-elect Mark Williamson as Director   Mgmt   Yes   For   For
12   Elect Karen Witts as Director   Mgmt   Yes   For   For
13   Re-elect Malcolm Wyman as Director   Mgmt   Yes   For   For
14   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
15   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
16   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
17   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
20   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Imperial Tobacco Group plc

 

Meeting Date    01/28/2015    Country    United Kingdom    Primary Security ID    G4721W102
Record Date    01/26/2015    Meeting Type    Special    Ticker    IMT

 

Primary CUSIP G4721W102    Primary ISIN GB0004544929    Primary SEDOL 0454492

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Acquisition of Certain US Cigarette and E-cigarette Brands and Assets   Mgmt   Yes   For   For


Schnitzer Steel Industries, Inc.

 

Meeting Date    01/28/2015    Country    USA    Primary Security ID    806882106
Record Date    12/02/2014    Meeting Type    Annual    Ticker    SCHN

 

Primary CUSIP 806882106    Primary ISIN US8068821060    Primary SEDOL 2821298

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David J. Anderson   Mgmt   Yes   For   For
1.2   Elect Director John D. Carter   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For

Visa Inc.

 

Meeting Date    01/28/2015    Country    USA    Primary Security ID    92826C839
Record Date    12/01/2014    Meeting Type    Annual    Ticker    V

 

Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mary B. Cranston   Mgmt   Yes   For   For
1b   Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   Yes   For   For
1c   Elect Director Alfred F. Kelly, Jr.   Mgmt   Yes   For   For
1d   Elect Director Robert W. Matschullat   Mgmt   Yes   For   For
1e   Elect Director Cathy E. Minehan   Mgmt   Yes   For   For
1f   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1g   Elect Director David J. Pang   Mgmt   Yes   For   For
1h   Elect Director Charles W. Scharf   Mgmt   Yes   For   For
1i   Elect Director William S. Shanahan   Mgmt   Yes   For   For
1j   Elect Director John A. C. Swainson   Mgmt   Yes   For   For
1k   Elect Director Maynard G. Webb, Jr.   Mgmt   Yes   For   For
2   Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5a   Remove Supermajority Vote Requirement for Exiting Core Payment Business   Mgmt   Yes   For   For
5b   Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company’s Certificate of Incorporation   Mgmt   Yes   For   For
5c   Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications   Mgmt   Yes   For   For


5d   Remove Supermajority Vote Requirement for Removal of Directors   Mgmt   Yes   For   For
5e   Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws   Mgmt   Yes   For   For
6   Ratify Auditors   Mgmt   Yes   For   For

Griffon Corporation

 

Meeting Date    01/29/2015    Country    USA    Primary Security ID    398433102
Record Date    12/09/2014    Meeting Type    Annual    Ticker    GFF

 

Primary CUSIP 398433102    Primary ISIN US3984331021    Primary SEDOL 2463344

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Harvey R. Blau   Mgmt   Yes   For   For
1.2   Elect Director Bradley J. Gross   Mgmt   Yes   For   For
1.3   Elect Director Donald J. Kutyna   Mgmt   Yes   For   For
1.4   Elect Director Kevin F. Sullivan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For

Monsanto Company

 

Meeting Date    01/30/2015    Country    USA    Primary Security ID    61166W101
Record Date    12/02/2014    Meeting Type    Annual    Ticker    MON

 

Primary CUSIP 61166W101    Primary ISIN US61166W1018    Primary SEDOL 2654320

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Gregory H. Boyce   Mgmt   Yes   For   For
1b   Elect Director Janice L. Fields   Mgmt   Yes   For   For
1c   Elect Director Hugh Grant   Mgmt   Yes   For   For
1d   Elect Director Laura K. Ipsen   Mgmt   Yes   For   For
1e   Elect Director Marcos M. Lutz   Mgmt   Yes   For   For
1f   Elect Director C. Steven McMillan   Mgmt   Yes   For   For
1g   Elect Director William U. Parfet   Mgmt   Yes   For   For
1h   Elect Director George H. Poste   Mgmt   Yes   For   For
1i   Elect Director Robert J. Stevens   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   Against
6   Require Independent Board Chairman   SH   Yes   Against   Against


Tyson Foods, Inc.

 

Meeting Date    01/30/2015    Country    USA    Primary Security ID    902494103
Record Date    12/01/2014    Meeting Type    Annual    Ticker    TSN

 

Primary CUSIP 902494103    Primary ISIN US9024941034    Primary SEDOL 2909730

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John Tyson   Mgmt   Yes   For   For
1b   Elect Director Kathleen M. Bader   Mgmt   Yes   For   For
1c   Elect Director Gaurdie E. Banister, Jr.   Mgmt   Yes   For   For
1d   Elect Director Jim Kever   Mgmt   Yes   For   For
1e   Elect Director Kevin M. McNamara   Mgmt   Yes   For   For
1f   Elect Director Brad T. Sauer   Mgmt   Yes   For   For
1g   Elect Director Donnie Smith   Mgmt   Yes   For   For
1h   Elect Director Robert Thurber   Mgmt   Yes   For   For
1i   Elect Director Barbara A. Tyson   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Implement a Water Quality Stewardship Policy   SH   Yes   Against   For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
5   Report on Practices to Mitigate Palm Oil Sourcing Impacts   SH   Yes   Against   For

Emerson Electric Co.

 

Meeting Date    02/03/2015    Country    USA    Primary Security ID    291011104
Record Date    11/25/2014    Meeting Type    Annual    Ticker    EMR

 

Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director A. F. Golden   Mgmt   Yes   For   For
1.2   Elect Director W. R. Johnson   Mgmt   Yes   For   For
1.3   Elect Director C. Kendle   Mgmt   Yes   For   For
1.4   Elect Director J. S. Turley   Mgmt   Yes   For   For
1.5   Elect Director A. A. Busch, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Auditors   Mgmt   Yes   For   For
6   Report on Sustainability, Including GHG Goals   SH   Yes   Against   For
7   Report on Political Contributions   SH   Yes   Against   For
8   Report on Lobbying Payments and Policy   SH   Yes   Against   For


Brooks Automation, Inc.

 

Meeting Date    02/04/2015    Country    USA    Primary Security ID    114340102
Record Date    12/11/2014    Meeting Type    Annual    Ticker    BRKS

 

Primary CUSIP 114340102    Primary ISIN US1143401024    Primary SEDOL 2145460

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director A. Clinton Allen   Mgmt   Yes   For   For
1.2   Elect Director Robyn C. Davis   Mgmt   Yes   For   Withhold
1.3   Elect Director Joseph R. Martin   Mgmt   Yes   For   For
1.4   Elect Director John K. McGillicuddy   Mgmt   Yes   For   For
1.5   Elect Director Krishna G. Palepu   Mgmt   Yes   For   For
1.6   Elect Director Kirk P. Pond   Mgmt   Yes   For   Withhold
1.7   Elect Director Stephen S. Schwartz   Mgmt   Yes   For   For
1.8   Elect Director Alfred Woollacott, III   Mgmt   Yes   For   Withhold
1.9   Elect Director Mark S. Wrighton   Mgmt   Yes   For   For
1.10   Elect Director Ellen M. Zane   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For

Compass Group plc

 

Meeting Date    02/05/2015    Country    United Kingdom    Primary Security ID    G23296190
Record Date    02/03/2015    Meeting Type    Annual    Ticker    CPG

 

Primary CUSIP G23296182    Primary ISIN GB00BLNN3L44    Primary SEDOL BLNN3L4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Elect Carol Arrowsmith as Director   Mgmt   Yes   For   For
6   Re-elect Dominic Blakemore as Director   Mgmt   Yes   For   For
7   Re-elect Richard Cousins as Director   Mgmt   Yes   For   For
8   Re-elect Gary Green as Director   Mgmt   Yes   For   For
9   Re-elect Andrew Martin as Director   Mgmt   Yes   For   For
10   Re-elect John Bason as Director   Mgmt   Yes   For   For
11   Re-elect Susan Murray as Director   Mgmt   Yes   For   For
12   Re-elect Don Robert as Director   Mgmt   Yes   For   For


13   Re-elect Sir Ian Robinson as Director   Mgmt   Yes   For   For
14   Re-elect Paul Walsh as Director   Mgmt   Yes   For   For
15   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
18   Amend Long Term Incentive Plan 2010   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

MICROSEMI CORPORATION

 

Meeting Date    02/10/2015    Country    USA    Primary Security ID    595137100
Record Date    12/15/2014    Meeting Type    Annual    Ticker    MSCC

 

Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Peterson   Mgmt   Yes   For   For
1.2   Elect Director Dennis R. Leibel   Mgmt   Yes   For   For
1.3   Elect Director Thomas R. Anderson   Mgmt   Yes   For   For
1.4   Elect Director William E. Bendush   Mgmt   Yes   For   For
1.5   Elect Director Paul F. Folino   Mgmt   Yes   For   For
1.6   Elect Director William L. Healey   Mgmt   Yes   For   For
1.7   Elect Director Matthew E. Massengill   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Beacon Roofing Supply, Inc.

 

Meeting Date    02/11/2015    Country    USA    Primary Security ID    073685109
Record Date    12/22/2014    Meeting Type    Annual    Ticker    BECN

 

Primary CUSIP 073685109    Primary ISIN US0736851090    Primary SEDOL B02TS99

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert R. Buck   Mgmt   Yes   For   For
1.2   Elect Director Paul M. Isabella   Mgmt   Yes   For   For
1.3   Elect Director Richard W. Frost   Mgmt   Yes   For   For
1.4   Elect Director James J. Gaffney   Mgmt   Yes   For   For
1.5   Elect Director Peter M. Gotsch   Mgmt   Yes   For   For
1.6   Elect Director Neil S. Novich   Mgmt   Yes   For   For


1.7   Elect Director Stuart A. Randle   Mgmt   Yes   For   For
1.8   Elect Director Wilson B. Sexton   Mgmt   Yes   For   For
1.9   Elect Director Douglas L. Young   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Geospace Technologies Corporation

 

Meeting Date    02/12/2015    Country    USA    Primary Security ID    37364X109
Record Date    12/15/2014    Meeting Type    Annual    Ticker    GEOS

 

Primary CUSIP 37364X109    Primary ISIN US37364X1090    Primary SEDOL B89MJ94

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1A   Elect Director Tina M. Langtry   Mgmt   Yes   For   For
1B   Elect Director Michael J. Sheen   Mgmt   Yes   For   For
1C   Elect Director Charles H. Still   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Change State of Incorporation from Delaware to Texas   Mgmt   Yes   For   For

Targa Resources Corp.

 

Meeting Date    02/20/2015    Country    USA    Primary Security ID    87612G101
Record Date    01/22/2015    Meeting Type    Special    Ticker    TRGP

 

Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Engility Holdings, Inc.

 

Meeting Date    02/23/2015    Country    USA    Primary Security ID    29285W104
Record Date    01/09/2015    Meeting Type    Special    Ticker    EGL

 

Primary CUSIP 29285W104    Primary ISIN US29285W1045    Primary SEDOL B83M6H7

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For
3   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For


Quanex Building Products Corporation

 

Meeting Date    02/26/2015    Country    USA    Primary Security ID    747619104
Record Date    01/07/2015    Meeting Type    Annual    Ticker    NX

 

Primary CUSIP 747619104    Primary ISIN US7476191041    Primary SEDOL B2QXCJ9

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert R. Buck   Mgmt   Yes   For   For
1.2   Elect Director Joseph D. Rupp   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Berry Plastics Group, Inc.

 

Meeting Date    03/04/2015    Country    USA    Primary Security ID    08579W103
Record Date    01/12/2015    Meeting Type    Annual    Ticker    BERY

 

Primary CUSIP 08579W103    Primary ISIN US08579W1036    Primary SEDOL B8BR3H3

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert A. Steele   Mgmt   Yes   For   For
1.2   Elect Director Jonathan D. Rich   Mgmt   Yes   For   For
1.3   Elect Director Robert V. Seminara   Mgmt   Yes   For   For
2   Amend Certificate of Incorporation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

PTC Inc.

 

Meeting Date    03/04/2015    Country    USA    Primary Security ID    69370C100
Record Date    01/05/2015    Meeting Type    Annual    Ticker    PTC

 

Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas F. Bogan   Mgmt   Yes   For   For
1.2   Elect Director Janice D. Chaffin   Mgmt   Yes   For   For
1.3   Elect Director Donald K. Grierson   Mgmt   Yes   For   For
1.4   Elect Director James E. Heppelmann   Mgmt   Yes   For   For
1.5   Elect Director Paul A. Lacy   Mgmt   Yes   For   For
1.6   Elect Director Robert P. Schechter   Mgmt   Yes   For   For
1.7   Elect Director Renato Zambonini   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


Sanmina Corporation

 

Meeting Date    03/09/2015    Country    USA    Primary Security ID    801056102
Record Date    01/16/2015    Meeting Type    Annual    Ticker    SANM

 

Primary CUSIP 801056102    Primary ISIN US8010561020    Primary SEDOL B92RRW2

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Neil R. Bonke   Mgmt   Yes   For   For
1b   Elect Director Michael J. Clarke   Mgmt   Yes   For   For
1c   Elect Director Eugene A. Delaney   Mgmt   Yes   For   For
1d   Elect Director John P. Goldsberry   Mgmt   Yes   For   For
1e   Elect Director Joseph G. Licata, Jr.   Mgmt   Yes   For   For
1f   Elect Director Mario M. Rosati   Mgmt   Yes   For   For
1g   Elect Director Wayne Shortridge   Mgmt   Yes   For   For
1h   Elect Director Jure Sola   Mgmt   Yes   For   For
1i   Elect Director Jackie M. Ward   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Apple Inc.

 

Meeting Date    03/10/2015    Country    USA    Primary Security ID    037833100
Record Date    01/09/2015    Meeting Type    Annual    Ticker    AAPL

 

Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Tim Cook   Mgmt   Yes   For   For
1.2   Elect Director Al Gore   Mgmt   Yes   For   Against
1.3   Elect Director Bob Iger   Mgmt   Yes   For   For
1.4   Elect Director Andrea Jung   Mgmt   Yes   For   Against
1.5   Elect Director Art Levinson   Mgmt   Yes   For   Against
1.6   Elect Director Ron Sugar   Mgmt   Yes   For   For
1.7   Elect Director Sue Wagner   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Report on Risks Associated with Repeal of Climate Change Policies   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   For


MAXIMUS, Inc.

 

Meeting Date    03/11/2015    Country    USA    Primary Security ID    577933104
Record Date    01/16/2015    Meeting Type    Annual    Ticker    MMS

 

Primary CUSIP 577933104    Primary ISIN US5779331041    Primary SEDOL 2018669

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard A. Montoni   Mgmt   Yes   For   For
1.2   Elect Director Raymond B. Ruddy   Mgmt   Yes   For   For
1.3   Elect Director Wellington E. Webb   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/12/2015    Country    Spain    Primary Security ID    E11805103
Record Date    03/08/2015    Meeting Type    Annual    Ticker    BBVA

 

Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Approve Consolidated and Standalone Financial Statements   Mgmt   Yes   For   For
1.2   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
1.3   Approve Discharge of Board   Mgmt   Yes   For   For
2.1   Reelect José Antonio Fernández Rivero as Director   Mgmt   Yes   For   For
2.2   Reelect Belén Garijo López as Director   Mgmt   Yes   For   For
2.3   Reelect José Maldonado Ramos as Director   Mgmt   Yes   For   For
2.4   Reelect Juan Pi Llorens as Director   Mgmt   Yes   For   For
2.5   Elect José Miguel Andrés Torrecillas as Director   Mgmt   Yes   For   For
3   Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 250 Billion   Mgmt   Yes   For   For
4.1   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.2   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.3   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.4   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
5.1   Amend Articles Re: General Meetings   Mgmt   Yes   For   Against
5.2   Add Article 39 bis and Amend Articles Re: Board Related   Mgmt   Yes   For   For
5.3   Amend Article 48 Re: Audit Committee   Mgmt   Yes   For   For
6   Amend Articles of General Meeting Regulations   Mgmt   Yes   For   Against


7   Approve Remuneration Policy   Mgmt   Yes   For   For
8   Fix Maximum Variable Compensation Ratio   Mgmt   Yes   For   For
9   Renew Appointment of Deloitte as Auditor   Mgmt   Yes   For   For
10   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For
11   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For

Rofin-Sinar Technologies Inc.

 

Meeting Date    03/12/2015    Country    USA    Primary Security ID    775043102
Record Date    01/23/2015    Meeting Type    Annual    Ticker    RSTI

 

Primary CUSIP 775043102    Primary ISIN US7750431022    Primary SEDOL 2748494

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Guenther Braun   Mgmt   Yes   For   For
1.2   Elect Director Ralph E. Reins   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

The Walt Disney Company

 

Meeting Date    03/12/2015    Country    USA    Primary Security ID    254687106
Record Date    01/12/2015    Meeting Type    Annual    Ticker    DIS

 

Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Susan E. Arnold   Mgmt   Yes   For   For
1b   Elect Director John S. Chen   Mgmt   Yes   For   For
1c   Elect Director Jack Dorsey   Mgmt   Yes   For   For
1d   Elect Director Robert A. Iger   Mgmt   Yes   For   For
1e   Elect Director Fred H. Langhammer   Mgmt   Yes   For   For
1f   Elect Director Aylwin B. Lewis   Mgmt   Yes   For   For
1g   Elect Director Monica C. Lozano   Mgmt   Yes   For   For
1h   Elect Director Robert W. Matschullat   Mgmt   Yes   For   For
1i   Elect Director Sheryl K. Sandberg   Mgmt   Yes   For   For
1j   Elect Director Orin C. Smith   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against


Hewlett-Packard Company

 

Meeting Date    03/18/2015    Country    USA    Primary Security ID    428236103
Record Date    01/20/2015    Meeting Type    Annual    Ticker    HPQ

 

Primary CUSIP 428236103    Primary ISIN US4282361033    Primary SEDOL 2424006

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Marc L. Andreessen   Mgmt   Yes   For   For
1b   Elect Director Shumeet Banerji   Mgmt   Yes   For   For
1c   Elect Director Robert R. Bennett   Mgmt   Yes   For   For
1d   Elect Director Rajiv L. Gupta   Mgmt   Yes   For   For
1e   Elect Director Klaus Kleinfeld   Mgmt   Yes   For   For
1f   Elect Director Raymond J. Lane   Mgmt   Yes   For   For
1g   Elect Director Ann M. Livermore   Mgmt   Yes   For   For
1h   Elect Director Raymond E. Ozzie   Mgmt   Yes   For   For
1i   Elect Director Gary M. Reiner   Mgmt   Yes   For   For
1j   Elect Director Patricia F. Russo   Mgmt   Yes   For   For
1k   Elect Director James A. Skinner   Mgmt   Yes   For   For
1l   Elect Director Margaret C. Whitman   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Act by Written Consent   SH   Yes   Against   For

Nordea Bank AB

 

Meeting Date    03/19/2015    Country    Sweden    Primary Security ID    W57996105
Record Date    03/13/2015    Meeting Type    Annual    Ticker    NDA SEK

 

Primary CUSIP W57996105    Primary ISIN SE0000427361    Primary SEDOL 5380031

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Chairman of Meeting   Mgmt   Yes   For   For
2   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
3   Approve Agenda of Meeting   Mgmt   Yes   For   For
4   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
5   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
6   Receive Financial Statements and Statutory Reports   Mgmt   No    
7   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
8   Approve Allocation of Income and Dividends of EUR 0.62 Per Share   Mgmt   Yes   For   For
9   Approve Discharge of Board and President   Mgmt   Yes   For   For


10   Determine Number of Members (9) and Deputy Members (0) of Board   Mgmt   Yes   For   For
11   Fix Number of Auditors at One   Mgmt   Yes   For   For
12   Approve Remuneration of Directors in the Amount of EUR 279,000 for Chairman, EUR 132,500 for Vice Chairman, and EUR 86,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   Yes   For   For
13   Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Tom Knutzen, Robin Lawther, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Silvija Seres and Birger Steen as New Directors   Mgmt   Yes   For   For
14   Ratify Ohrlings PricewaterhouseCoopers as Auditors   Mgmt   Yes   For   For
15   Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee   Mgmt   Yes   For   For
16   Approve Issuance of Convertible Instruments without Preemptive Rights   Mgmt   Yes   For   For
17a   Authorize Share Repurchase Program   Mgmt   Yes   For   For
17b   Authorize Reissuance of Repurchased Shares   Mgmt   Yes   For   For
18   Authorize Repurchase of Shares in Connection with Securities Trading   Mgmt   Yes   For   For
19   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt   No    
20a   Authorize the Board of Directors to Decide on Redemption of all C-Shares   SH   Yes   None   Against
20b   Amend Article of Association: Each Ordinary Share and Each C-Share Confers One Vote   SH   Yes   None   Against
20c   Instruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act   SH   Yes   None   Against
20d   Instruct Board to Establish Shareholders Association in Nordea   SH   Yes   None   Against
20e   Special Examination Regarding Nordea’s Values and the Legal-Ethical Rules   SH   Yes   None   Against

Novo Nordisk A/S

 

Meeting Date    03/19/2015    Country    Denmark    Primary Security ID    K72807132
Record Date    03/12/2015    Meeting Type    Annual    Ticker    NOVO B

 

Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Report of Board   Mgmt   No    
2   Accept Financial Statements and Statutory Reports for 2014   Mgmt   Yes   For   For
3.1   Approve Remuneration of Directors for 2014   Mgmt   Yes   For   For
3.2   Approve Remuneration of Directors for 2015   Mgmt   Yes   For   For
4   Approve Allocation of Income and Dividends of DKK 5.00 Per Share   Mgmt   Yes   For   For
5.1   Elect Göran Ando as Director and Chairman   Mgmt   Yes   For   For


5.2   Elect Jeppe Christiansen as Director and Deputy Chairman   Mgmt   Yes   For   For
5.3a   Elect Bruno Angelici as Director   Mgmt   Yes   For   For
5.3b   Elect Sylvie Grégoire as Director   Mgmt   Yes   For   For
5.3c   Elect Liz Hewitt as Director   Mgmt   Yes   For   For
5.3d   Elect Thomas Koestler as Director   Mgmt   Yes   For   For
5.3e   Elect Eivind Kolding as Director   Mgmt   Yes   For   For
5.3f   Elect Mary Szela as Director   Mgmt   Yes   For   For
6   Ratify PricewaterhouseCooper as Auditors   Mgmt   Yes   For   For
7.1   Approve Reduction in Share Capital   Mgmt   Yes   For   For
7.2   Authorize Share Repurchase Program   Mgmt   Yes   For   For
7.3   Amend Articles Re: Distribution of Extraordinary Dividends   Mgmt   Yes   For   For
7.4   Approve Revised Remuneration Principles   Mgmt   Yes   For   For
8   Other Business   Mgmt   No    

HEICO Corporation

 

Meeting Date    03/20/2015    Country    USA    Primary Security ID    422806109
Record Date    01/16/2015    Meeting Type    Annual    Ticker    HEI

 

Primary CUSIP 422806109    Primary ISIN US4228061093    Primary SEDOL 2419217

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas S. Culligan   Mgmt   Yes   For   For
1.2   Elect Director Adolfo Henriques   Mgmt   Yes   For   For
1.3   Elect Director Samuel L. Higginbottom   Mgmt   Yes   For   For
1.4   Elect Director Mark H. Hildebrandt   Mgmt   Yes   For   For
1.5   Elect Director Wolfgang Mayrhuber   Mgmt   Yes   For   For
1.6   Elect Director Eric A. Mendelson   Mgmt   Yes   For   For
1.7   Elect Director Laurans A. Mendelson   Mgmt   Yes   For   For
1.8   Elect Director Victor H. Mendelson   Mgmt   Yes   For   For
1.9   Elect Director Julie Neitzel   Mgmt   Yes   For   For
1.10   Elect Director Alan Schriesheim   Mgmt   Yes   For   For
1.11   Elect Director Frank J. Schwitter   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For


Urstadt Biddle Properties Inc.

 

Meeting Date    03/25/2015    Country    USA    Primary Security ID    917286205
Record Date    01/26/2015    Meeting Type    Annual    Ticker    UBA

 

Primary CUSIP 917286205    Primary ISIN US9172862057    Primary SEDOL 2256522

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Catherine U. Biddle   Mgmt   Yes   For   Withhold
1.2   Elect Director Robert R. Douglass   Mgmt   Yes   For   Withhold
1.3   Elect Director George H.C. Lawrence   Mgmt   Yes   For   Withhold
1.4   Elect Director Charles J. Urstadt   Mgmt   Yes   For   Withhold
2   Ratify PKF O’Connor Davies as Auditors   Mgmt   Yes   For   For

Banco Santander S.A.

 

Meeting Date    03/26/2015    Country    Spain    Primary Security ID    E19790109
Record Date    03/20/2015    Meeting Type    Annual    Ticker    SAN

 

Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.A   Approve Consolidated and Standalone Financial Statements   Mgmt   Yes   For   For
1.B   Approve Discharge of Board   Mgmt   Yes   For   For
2   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
3.A   Ratify Appointment of and Elect Carlos Fernández González as Director   Mgmt   Yes   For   For
3.B   Reelect Sol Daurella Comadrán as Director   Mgmt   Yes   For   For
3.C   Reelect Bruce Carnegie-Brown as Director   Mgmt   Yes   For   For
3.D   Reelect José Antonio Álvarez Álvarez as Director   Mgmt   Yes   For   For
3.E   Reelect Juan Rodríguez Inciarte as Director   Mgmt   Yes   For   For
3.F   Reelect Matías Rodríguez Inciarte as Director   Mgmt   Yes   For   For
3.G   Reelect Juan Miguel Villar Mir as Director   Mgmt   Yes   For   For
3.H   Reelect Guillermo de la Dehesa Romero as Director   Mgmt   Yes   For   For
4   Renew Appointment of Deloitte as Auditor   Mgmt   Yes   For   For
5.A   Amend Articles Re: Competence of General Shareholders Meeting   Mgmt   Yes   For   For
5.B   Amend Articles Re: Board of Directors   Mgmt   Yes   For   For
5.C   Amend Articles Re: Annual Corporate Governance Report and Corporate Website   Mgmt   Yes   For   For
5.D   Amend Articles Re: Financial Statements and Distribution of Results   Mgmt   Yes   For   For
6.A   Amend Articles of General Meeting Regulations Re: Powers, Call and Preparation   Mgmt   Yes   For   For


6.B   Amend Articles of General Meeting Regulations Re: Development of General Meeting   Mgmt   Yes   For   For
7   Approve Capital Raising   Mgmt   Yes   For   For
8   Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   Yes   For   For
9.A   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
9.B   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
10.A   Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   Yes   For   For
10.B   Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   Yes   For   For
11   Approve Remuneration Policy   Mgmt   Yes   For   For
12   Approve Remuneration of Directors   Mgmt   Yes   For   For
13   Fix Maximum Variable Compensation Ratio   Mgmt   Yes   For   For
14.A   Approve Deferred Share Bonus Plan   Mgmt   Yes   For   For
14.B   Approve Performance Shares Plan   Mgmt   Yes   For   For
14.C   Approve Employee Stock Purchase Plan   Mgmt   Yes   For   For
15   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For
16   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For

Canon Inc.

 

Meeting Date    03/27/2015    Country    Japan    Primary Security ID    J05124144
Record Date    12/31/2014    Meeting Type    Annual    Ticker    7751

 

Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 85   Mgmt   Yes   For   For
2   Amend Articles to Authorize Public Announcements in Electronic Format   Mgmt   Yes   For   For
3.1   Elect Director Mitarai, Fujio   Mgmt   Yes   For   For
3.2   Elect Director Tanaka, Toshizo   Mgmt   Yes   For   For
3.3   Elect Director Adachi, Yoroku   Mgmt   Yes   For   For
3.4   Elect Director Matsumoto, Shigeyuki   Mgmt   Yes   For   For
3.5   Elect Director Homma, Toshio   Mgmt   Yes   For   For
3.6   Elect Director Ozawa, Hideki   Mgmt   Yes   For   For
3.7   Elect Director Maeda, Masaya   Mgmt   Yes   For   For
3.8   Elect Director Tani, Yasuhiro   Mgmt   Yes   For   For
3.9   Elect Director Nagasawa, Kenichi   Mgmt   Yes   For   For
3.10   Elect Director Otsuka, Naoji   Mgmt   Yes   For   For


3.11   Elect Director Yamada, Masanori   Mgmt   Yes   For   For
3.12   Elect Director Wakiya, Aitake   Mgmt   Yes   For   For
3.13   Elect Director Kimura, Akiyoshi   Mgmt   Yes   For   For
3.14   Elect Director Osanai, Eiji   Mgmt   Yes   For   For
3.15   Elect Director Nakamura, Masaaki   Mgmt   Yes   For   For
3.16   Elect Director Saida, Kunitaro   Mgmt   Yes   For   For
3.17   Elect Director Kato, Haruhiko   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Ono, Kazuto   Mgmt   Yes   For   For
4.2   Appoint Statutory Auditor Oe, Tadashi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    03/27/2015    Country    USA    Primary Security ID    78467J100
Record Date    03/09/2015    Meeting Type    Special    Ticker    SSNC

 

Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Increase Authorized Common Stock   Mgmt   Yes   For   For

Daimler AG

 

Meeting Date    04/01/2015    Country    Germany    Primary Security ID    D1668R123
Record Date       Meeting Type    Annual    Ticker    DAI

 

Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.45 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Elect Paul Achleitner to the Supervisory Board   Mgmt   Yes   For   For
7   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
8   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
9   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
10   Cancel Affiliation Agreement with Subsidiary Daimler Financial Services AG Approved at 2014 AGM   Mgmt   Yes   For   For


Applied Materials, Inc.

 

Meeting Date    04/02/2015    Country    USA    Primary Security ID    038222105
Record Date    02/11/2015    Meeting Type    Annual    Ticker    AMAT

 

Primary CUSIP 038222105    Primary ISIN US0382221051    Primary SEDOL 2046552

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Aart J. de Geus   Mgmt   Yes   For   For
1b   Elect Director Gary E. Dickerson   Mgmt   Yes   For   For
1c   Elect Director Stephen R. Forrest   Mgmt   Yes   For   For
1d   Elect Director Thomas J. Iannotti   Mgmt   Yes   For   For
1e   Elect Director Susan M. James   Mgmt   Yes   For   For
1f   Elect Director Alexander A. Karsner   Mgmt   Yes   For   For
1g   Elect Director Dennis D. Powell   Mgmt   Yes   For   For
1h   Elect Director Willem P. Roelandts   Mgmt   Yes   For   For
1i   Elect Director Michael R. Splinter   Mgmt   Yes   For   For
1j   Elect Director Robert H. Swan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Foundation Medicine, Inc.

 

Meeting Date    04/02/2015    Country    USA    Primary Security ID    350465100
Record Date    02/11/2015    Meeting Type    Special    Ticker    FMI

 

Primary CUSIP 350465100    Primary ISIN US3504651007    Primary SEDOL BDX85T5

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Issuance of Shares for a Private Placement   Mgmt   Yes   For   For
2   Approve Anti-dilution Protections   Mgmt   Yes   For   For
3   Declassify the Board of Directors and Authorize Shareholders to Remove Directors With or Without Cause.   Mgmt   Yes   For   For
4   Amend Certificate of Incorporation to Renounce Foundation’s Expectancy Regarding Certain Corporate Opportunities   Mgmt   Yes   For   For
5   Adjourn Meeting   Mgmt   Yes   For   For


Lennar Corporation

 

Meeting Date    04/08/2015    Country    USA    Primary Security ID    526057104
Record Date    02/12/2015    Meeting Type    Annual    Ticker    LEN

 

Primary CUSIP 526057104    Primary ISIN US5260571048    Primary SEDOL 2511920

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Irving Bolotin   Mgmt   Yes   For   For
1.2   Elect Director Steven L. Gerard   Mgmt   Yes   For   For
1.3   Elect Director Theron I. ‘Tig’ Gilliam   Mgmt   Yes   For   For
1.4   Elect Director Sherrill W. Hudson   Mgmt   Yes   For   For
1.5   Elect Director Sidney Lapidus   Mgmt   Yes   For   For
1.6   Elect Director Teri P. McClure   Mgmt   Yes   For   For
1.7   Elect Director Stuart A. Miller   Mgmt   Yes   For   For
1.8   Elect Director Armando Olivera   Mgmt   Yes   For   For
1.9   Elect Director Jeffrey Sonnenfeld   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Schlumberger Limited

 

Meeting Date    04/08/2015    Country    Curacao    Primary Security ID    806857108
Record Date    02/11/2015    Meeting Type    Annual    Ticker    SLB

 

Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Peter L.S. Currie as Director   Mgmt   Yes   For   For
1b   Elect K. Vaman Kamath as Director   Mgmt   Yes   For   For
1c   Elect V. Maureen Kempston Darkes as Director   Mgmt   Yes   For   For
1d   Elect Paal Kibsgaard as Director   Mgmt   Yes   For   For
1e   Elect Nikolay Kudryavtsev as Director   Mgmt   Yes   For   For
1f   Elect Michael E. Marks as Director   Mgmt   Yes   For   For
1g   Elect Indra K. Nooyi as Director   Mgmt   Yes   For   For
1h   Elect Lubna S. Olayan as Director   Mgmt   Yes   For   For
1i   Elect Leo Rafael Reif as Director   Mgmt   Yes   For   For
1j   Elect Tore I. Sandvold as Director   Mgmt   Yes   For   For
1k   Elect Henri Seydoux as Director   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Adopt and Approve Financials and Dividends   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Carnival Corporation

 

Meeting Date    04/14/2015    Country    Panama    Primary Security ID    143658300
Record Date    02/13/2015    Meeting Type    Annual    Ticker    CCL

 

Primary CUSIP 143658300    Primary ISIN PA1436583006    Primary SEDOL 2523044

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.   Mgmt   Yes   For   For
2   Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
3   Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
4   Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
6   Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
9   Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
10   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation   Mgmt   Yes   For   For
11   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc   Mgmt   Yes   For   For
12   Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2014   Mgmt   Yes   For   For
13   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
14   Approve Remuneration Report of Executive Directors   Mgmt   Yes   For   For
15   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
16   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorize Share Repurchase Program   Mgmt   Yes   For   For


Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/14/2015    Country    Sweden    Primary Security ID    W26049119
Record Date    04/08/2015    Meeting Type    Annual    Ticker    ERIC B

 

Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Chairman of Meeting   Mgmt   Yes   For   For
2   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
3   Approve Agenda of Meeting   Mgmt   Yes   For   For
4   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
5   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
6   Receive Financial Statements and Statutory Reports   Mgmt   No  
7   Receive President’s Report   Mgmt   No  
8.1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
8.2   Approve Discharge of Board and President   Mgmt   Yes   For   For
8.3   Approve Allocation of Income and Dividends of SEK 3.40 Per Share   Mgmt   Yes   For   For
9.1   Determine Number of Directors (11) and Deputy Directors (0) of Board   Mgmt   Yes   For   For
9.2   Approve Remuneration of Directors in the Amount of 4 Million for Chairman and SEK 975,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   Yes   For   For
9.3   Reelect Leif Johansson (Chairman), Roxanne Austin, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Kristin Lund, Hans Vestberg, and Jacob Wallenberg as Directors; Elect Anders Nyren and Sukhinder Cassidy as New Directors   Mgmt   Yes   For   For
9.4   Approve Remuneration of Auditors   Mgmt   Yes   For   For
9.5   Determine Number of Auditors (1) and Deputy Auditors (0)   Mgmt   Yes   For   For
9.6   Ratify PricewaterhouseCoopers as Auditors   Mgmt   Yes   For   For
10   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
11.1   Approve 2015 Stock Purchase Plan   Mgmt   Yes   For   For
11.2   Approve Equity Plan Financing (2015 Stock Purchase Plan)   Mgmt   Yes   For   For
11.3   Approve Alternative Equity Plan Financing (2015 Stock Purchase Plan)   Mgmt   Yes   For   Against
11.4   Approve 2015 Key Contributor Retention Plan   Mgmt   Yes   For   For
11.5   Approve Equity Plan Financing (2015 Key Contributor Retention Plan)   Mgmt   Yes   For   For
11.6   Approve Alternative Equity Plan Financing (2015 Key Contributor Retention Plan)   Mgmt   Yes   For   Against
11.7   Approve 2015 Executive Performance Stock Plan   Mgmt   Yes   For   For


11.8   Approve Equity Plan Financing (2015 Executive Performance Stock Plan)   Mgmt   Yes   For   For
11.9   Approve Alternative Equity Plan Financing (2015 Executive Performance Stock Plan)   Mgmt   Yes   For   Against
12   Approve Equity Plan Financing (2011-2014 Long-Term Variable Remuneration Programs)   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt   No  
13   Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM   SH   Yes   None   For
14.1   Request Board to Take Necessary Action to Create a Shareholders Association   SH   Yes   None   Against
14.2   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies   SH   Yes   None   Against
14.3   Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   Yes   None   Against
14.4   Request Board to Prepare a Proposal regarding “Politician Quarantine” and to Present the Proposal to That Effect at the 2016 AGM   SH   Yes   None   Against
15   Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   Yes   None   Against
16   Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   Yes   None   Against
17   Close Meeting   Mgmt   No  

Vinci

 

Meeting Date    04/14/2015    Country    France    Primary Security ID    F5879X108
Record Date    04/09/2015    Meeting Type    Annual/Special    Ticker    DG

 

Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.22 per Share   Mgmt   Yes   For   For
4   Reelect Robert Castaigne as Director   Mgmt   Yes   For   For
5   Reelect Pascale Sourisse as Director   Mgmt   Yes   For   For
6   Elect Ana Paula Pessoa as Director   Mgmt   Yes   For   For
7   Elect Josiane Marquez as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   For


8   Elect Gerard Duez as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
9   Elect Karin Willio as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
10   Elect Thomas Franz as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
11   Elect Roland Innocenti as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
12   Elect Michel Pitte Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.15 Million   Mgmt   Yes   For   For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
15   Approve Additional Pension Scheme Agreement with Pierre Coppey   Mgmt   Yes   For   For
16   Approve Transaction with Vinci Concessions Re: Management of Comarnic Brasov   Mgmt   Yes   For   For
17   Approve Transaction with Vinci Concessions Re: Financial Restructuring of Via Solutions Sudwest   Mgmt   Yes   For   For
18   Advisory Vote on Compensation of the Chairman and CEO   Mgmt   Yes   For   Against
19   Advisory Vote on Compensation of the Vice CEO since April 15, 2014   Mgmt   Yes   For   Against
  Extraordinary Business   Mgmt   No    
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
21   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
22   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   Yes   For   For
23   Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   Yes   For   For
24   Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   Yes   For   For
25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
26   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   Against
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   Against
29   Amend Article 8 of Bylaws Re: Absence of Double Voting Rights   Mgmt   Yes   For   For
30   Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds   Mgmt   Yes   For   Against
31   Amend Article 17 of Bylaws Re: Record Date   Mgmt   Yes   For   For
32   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For


FirstMerit Corporation

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    337915102
Record Date    02/20/2015    Meeting Type    Annual    Ticker    FMER

 

Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lizabeth A. Ardisana   Mgmt   Yes   For   For
1.2   Elect Director Steven H. Baer   Mgmt   Yes   For   For
1.3   Elect Director Karen S. Belden   Mgmt   Yes   For   For
1.4   Elect Director R. Cary Blair   Mgmt   Yes   For   For
1.5   Elect Director John C. Blickle   Mgmt   Yes   For   For
1.6   Elect Director Robert W. Briggs   Mgmt   Yes   For   For
1.7   Elect Director Richard Colella   Mgmt   Yes   For   For
1.8   Elect Director Robert S. Cubbin   Mgmt   Yes   For   For
1.9   Elect Director Gina D. France   Mgmt   Yes   For   For
1.10   Elect Director Paul G. Greig   Mgmt   Yes   For   For
1.11   Elect Director Terry L. Haines   Mgmt   Yes   For   For
1.12   Elect Director J. Michael Hochschwender   Mgmt   Yes   For   For
1.13   Elect Director Clifford J. Isroff   Mgmt   Yes   For   For
1.14   Elect Director Philip A. Lloyd, II   Mgmt   Yes   For   For
1.15   Elect Director Russ M. Strobel   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Proxy Access Right   Mgmt   Yes   For   For
5   Limit Accelerated Vesting of Equity Awards Upon a Change in Control   SH   Yes   Against   Against

The Sherwin-Williams Company

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    824348106
Record Date    02/24/2015    Meeting Type    Annual    Ticker    SHW

 

Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Arthur F. Anton   Mgmt   Yes   For   For
1.2   Elect Director Christopher M. Connor   Mgmt   Yes   For   For
1.3   Elect Director David F. Hodnik   Mgmt   Yes   For   For
1.4   Elect Director Thomas G. Kadien   Mgmt   Yes   For   For
1.5   Elect Director Richard J. Kramer   Mgmt   Yes   For   For
1.6   Elect Director Susan J. Kropf   Mgmt   Yes   For   For


1.7   Elect Director Christine A. Poon   Mgmt   Yes   For   For
1.8   Elect Director Richard K. Smucker   Mgmt   Yes   For   For
1.9   Elect Director John M. Stropki   Mgmt   Yes   For   For
1.10   Elect Director Matthew Thornton, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Umpqua Holdings Corporation

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    904214103
Record Date    02/06/2015    Meeting Type    Annual    Ticker    UMPQ

 

Primary CUSIP 904214103    Primary ISIN US9042141039    Primary SEDOL 2484389

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ellen R. M. Boyer   Mgmt   Yes   For   For
1.2   Elect Director Raymond P. Davis   Mgmt   Yes   For   For
1.3   Elect Director Robert C. Donegan   Mgmt   Yes   For   For
1.4   Elect Director C. Webb Edwards   Mgmt   Yes   For   For
1.5   Elect Director Peggy Y. Fowler   Mgmt   Yes   For   For
1.6   Elect Director Stephen M. Gambee   Mgmt   Yes   For   For
1.7   Elect Director James S. Greene   Mgmt   Yes   For   For
1.8   Elect Director Luis F. Machuca   Mgmt   Yes   For   For
1.9   Elect Director Maria M. Pope   Mgmt   Yes   For   For
1.10   Elect Director Susan F. Stevens   Mgmt   Yes   For   For
1.11   Elect Director Hilliard C. Terry, III   Mgmt   Yes   For   For
1.12   Elect Director Bryan L. Timm   Mgmt   Yes   For   For
2   Ratify Moss Adams LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

BP plc

 

Meeting Date    04/16/2015    Country    United Kingdom    Primary Security ID    G12793108
Record Date    04/14/2015    Meeting Type    Annual    Ticker    BP.

 

Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For


3   Re-elect Bob Dudley as Director   Mgmt   Yes   For   For
4   Re-elect Dr Brian Gilvary as Director   Mgmt   Yes   For   For
5   Re-elect Paul Anderson as Director   Mgmt   Yes   For   For
6   Elect Alan Boeckmann as Director   Mgmt   Yes   For   For
7   Re-elect Frank Bowman as Director   Mgmt   Yes   For   For
8   Re-elect Antony Burgmans as Director   Mgmt   Yes   For   For
9   Re-elect Cynthia Carroll as Director   Mgmt   Yes   For   For
10   Re-elect Ian Davis as Director   Mgmt   Yes   For   For
11   Re-elect Dame Ann Dowling as Director   Mgmt   Yes   For   For
12   Re-elect Brendan Nelson as Director   Mgmt   Yes   For   For
13   Re-elect Phuthuma Nhleko as Director   Mgmt   Yes   For   For
14   Re-elect Andrew Shilston as Director   Mgmt   Yes   For   For
15   Re-elect Carl-Henric Svanberg as Director   Mgmt   Yes   For   For
16   Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   Yes   For   For
17   Authorise the Renewal of the Scrip Dividend Programme   Mgmt   Yes   For   For
18   Approve Share Award Plan 2015   Mgmt   Yes   For   For
19   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
22   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
23   Adopt New Articles of Association   Mgmt   Yes   For   For
24   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
  Shareholder Resolution   Mgmt   No    
25   Approve Strategic Climate Change Resilience for 2035 and Beyond   SH   Yes   For   For

Humana Inc.

 

Meeting Date    04/16/2015    Country    USA    Primary Security ID    444859102
Record Date    02/20/2015    Meeting Type    Annual    Ticker    HUM

 

Primary CUSIP 444859102    Primary ISIN US4448591028    Primary SEDOL 2445063

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Kurt J. Hilzinger   Mgmt   Yes   For   For
1b   Elect Director Bruce D. Broussard   Mgmt   Yes   For   For
1c   Elect Director Frank A. D’Amelio   Mgmt   Yes   For   For
1d   Elect Director W. Roy Dunbar   Mgmt   Yes   For   For


1e   Elect Director David A. Jones, Jr.   Mgmt   Yes   For   For
1f   Elect Director William J. McDonald   Mgmt   Yes   For   For
1g   Elect Director William E. Mitchell   Mgmt   Yes   For   For
1h   Elect Director David B. Nash   Mgmt   Yes   For   For
1i   Elect Director James J. O’Brien   Mgmt   Yes   For   For
1j   Elect Director Marissa T. Peterson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/16/2015    Country    France    Primary Security ID    F58485115
Record Date    04/13/2015    Meeting Type    Annual/Special    Ticker    MC

 

Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   Against
4   Approve Allocation of Income and Dividends of EUR 3.20 per Share   Mgmt   Yes   For   For
5   Reelect Antoine Arnault as Director   Mgmt   Yes   For   Against
6   Reelect Albert Frere as Director   Mgmt   Yes   For   Against
7   Reelect Lord Powell of Bayswater as Director   Mgmt   Yes   For   Against
8   Reelect Yves-Thibault de Silguy as Director   Mgmt   Yes   For   For
9   Advisory Vote on Compensation of Bernard Arnaut, CEO and Chairman   Mgmt   Yes   For   Against
10   Advisory Vote on Compensation of Antonio Belloni, Vice-CEO   Mgmt   Yes   For   Against
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
12   Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   For
15   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   Against


16   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   Against
17   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   Yes   For   Against
18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   Against
19   Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   Yes   For   Against
20   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
21   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans   Mgmt   Yes   For   Against
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
23   Set Total Limit for Capital Increase to Result from Issuance Requests Above at EUR 50 Million   Mgmt   Yes   For   For
24   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   Against
25   Amend Articles 14, 18 and 23 of Bylaws Re: Board Powers, Related Party Transactions, and Record Date   Mgmt   Yes   For   Against

Rio Tinto plc

 

Meeting Date    04/16/2015    Country    United Kingdom    Primary Security ID    G75754104
Record Date    04/14/2015    Meeting Type    Annual    Ticker    RIO

 

Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Resolutions 1 to 18 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report for UK Law Purposes   Mgmt   Yes   For   For
4   Approve Remuneration Report for Australian Law Purposes   Mgmt   Yes   For   For
5   Elect Megan Clark as Director   Mgmt   Yes   For   For
6   Elect Michael L’Estrange as Director   Mgmt   Yes   For   For
7   Re-elect Robert Brown as Director   Mgmt   Yes   For   For
8   Re-elect Jan du Plessis as Director   Mgmt   Yes   For   For
9   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
10   Re-elect Richard Goodmanson as Director   Mgmt   Yes   For   For
11   Re-elect Anne Lauvergeon as Director   Mgmt   Yes   For   For
12   Re-elect Chris Lynch as Director   Mgmt   Yes   For   For


13   Re-elect Paul Tellier as Director   Mgmt   Yes   For   For
14   Re-elect Simon Thompson as Director   Mgmt   Yes   For   For
15   Re-elect John Varley as Director   Mgmt   Yes   For   For
16   Re-elect Sam Walsh as Director   Mgmt   Yes   For   For
17   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
18   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
  Resolutions 19 to 22 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt   No    
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

COGNEX CORPORATION

 

Meeting Date    04/17/2015    Country    USA    Primary Security ID    192422103
Record Date    02/20/2015    Meeting Type    Annual    Ticker    CGNX

 

Primary CUSIP 192422103    Primary ISIN US1924221039    Primary SEDOL 2208288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Shillman   Mgmt   Yes   For   For
1.2   Elect Director Jeffrey B. Miller   Mgmt   Yes   For   Withhold
1.3   Elect Director Reuben Wasserman   Mgmt   Yes   For   Withhold
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Require a Majority Vote for the Election of Directors   SH   Yes   None   For

Hutchison Whampoa Limited

 

Meeting Date    04/20/2015    Country    Hong Kong    Primary Security ID    Y38024108
Record Date    04/14/2015    Meeting Type    Special    Ticker    00013

 

Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Scheme of Arrangement   Mgmt   Yes   For   For
2   Approve Husky Share Exchange   Mgmt   Yes   For   For
3   Elect Cheng Hoi Chuen, Vincent as Director   Mgmt   Yes   For   Against


Hutchison Whampoa Limited

 

Meeting Date    04/20/2015    Country    Hong Kong    Primary Security ID    Y38024108
Record Date    04/14/2015    Meeting Type    Court    Ticker    00013

 

Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Scheme of Arrangement   Mgmt   Yes   For   For

Prosperity Bancshares, Inc.

 

Meeting Date    04/21/2015    Country    USA    Primary Security ID    743606105
Record Date    02/27/2015    Meeting Type    Annual    Ticker    PB

 

Primary CUSIP 743606105    Primary ISIN US7436061052    Primary SEDOL 2310257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James A. Bouligny   Mgmt   Yes   For   Withhold
1.2   Elect Director W.R. Collier   Mgmt   Yes   For   For
1.3   Elect Director Robert Steelhammer   Mgmt   Yes   For   Withhold
1.4   Elect Director H. E. Timanus, Jr.   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Schneider Electric SA

 

Meeting Date    04/21/2015    Country    France    Primary Security ID    F86921107
Record Date    04/16/2015    Meeting Type    Annual/Special    Ticker    SU

 

Primary CUSIP F86921107    Primary ISIN FR0000121972    Primary SEDOL 4834108

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No  
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 1.92 per Share   Mgmt   Yes   For   For
4   Approve Transaction with Vice Chairman   Mgmt   Yes   For   For
5   Approve Agreement with Jean Pascal Tricoire   Mgmt   Yes   For   For
6   Approve Agreement with Emmanuel Babeau   Mgmt   Yes   For   Against
7   Advisory Vote on Compensation of Jean Pascal Tricoire   Mgmt   Yes   For   Against
8   Advisory Vote on Compensation of Emmanuel Babeau   Mgmt   Yes   For   Against
9   Elect Gregory Spierkel as Director   Mgmt   Yes   For   For
10   Reelect Betsy Atkins as Director   Mgmt   Yes   For   For


11   Reelect Jeong Kim as Director   Mgmt   Yes   For   For
12   Reelect Gerard de La Martiniere as Director   Mgmt   Yes   For   For
13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No  
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   Yes   For   For
15   Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   For
16   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   Yes   For   For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
18   Authorize Capital Increase of up to EUR 230 Million of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
19   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
23   Amend Article 13 of Bylaws Re: Related Party Transactions   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No  
24   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

U.S. Bancorp

 

Meeting Date    04/21/2015    Country    USA    Primary Security ID    902973304
Record Date    02/24/2015    Meeting Type    Annual    Ticker    USB

 

Primary CUSIP 902973304    Primary ISIN US9029733048    Primary SEDOL 2736035

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Douglas M. Baker, Jr.   Mgmt   Yes   For   For
1.1b   Elect Director Arthur D. Collins, Jr.   Mgmt   Yes   For   For
1.1c   Elect Director Richard K. Davis   Mgmt   Yes   For   For
1.1d   Elect Director Kimberly J. Harris   Mgmt   Yes   For   For
1.1e   Elect Director Roland A. Hernandez   Mgmt   Yes   For   For
1.1f   Elect Director Doreen Woo Ho   Mgmt   Yes   For   For
1.1g   Elect Director Joel W. Johnson   Mgmt   Yes   For   For
1.1h   Elect Director Olivia F. Kirtley   Mgmt   Yes   For   For


1.1i   Elect Director Jerry W. Levin   Mgmt   Yes   For   For
1.1j   Elect Director David B. O’Maley   Mgmt   Yes   For   For
1.1k   Elect Director O’dell M. Owens   Mgmt   Yes   For   For
1.1l   Elect Director Craig D. Schnuck   Mgmt   Yes   For   For
1.1m   Elect Director Patrick T. Stokes   Mgmt   Yes   For   For
1.1n   Elect Director Scott W. Wine   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   Against

Convergys Corporation

 

Meeting Date    04/22/2015    Country    USA    Primary Security ID    212485106
Record Date    02/27/2015    Meeting Type    Annual    Ticker    CVG

 

Primary CUSIP 212485106    Primary ISIN US2124851062    Primary SEDOL 2284761

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Andrea J. Ayers   Mgmt   Yes   For   For
1.2   Elect Director John F. Barrett   Mgmt   Yes   For   For
1.3   Elect Director Cheryl K. Beebe   Mgmt   Yes   For   For
1.4   Elect Director Richard R. Devenuti   Mgmt   Yes   For   For
1.5   Elect Director Jeffrey H. Fox   Mgmt   Yes   For   For
1.6   Elect Director Joseph E. Gibbs   Mgmt   Yes   For   For
1.7   Elect Director Joan E. Herman   Mgmt   Yes   For   For
1.8   Elect Director Thomas L. Monahan, III   Mgmt   Yes   For   For
1.9   Elect Director Ronald L. Nelson   Mgmt   Yes   For   For
1.10   Elect Director Richard F. Wallman   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Eaton Corporation plc

 

Meeting Date    04/22/2015    Country    Ireland    Primary Security ID    G29183103
Record Date    02/23/2015    Meeting Type    Annual    Ticker    ETN

 

Primary CUSIP 278058102    Primary ISIN IE00B8KQN827    Primary SEDOL B8KQN82

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Todd M. Bluedorn   Mgmt   Yes   For   For
1b   Elect Director Christopher M. Connor   Mgmt   Yes   For   For


1c   Elect Director Michael J. Critelli   Mgmt   Yes   For   For
1d   Elect Director Alexander M. Cutler   Mgmt   Yes   For   For
1e   Elect Director Charles E. Golden   Mgmt   Yes   For   For
1f   Elect Director Linda A. Hill   Mgmt   Yes   For   For
1g   Elect Director Arthur E. Johnson   Mgmt   Yes   For   For
1h   Elect Director Ned C. Lautenbach   Mgmt   Yes   For   For
1i   Elect Director Deborah L. McCoy   Mgmt   Yes   For   For
1j   Elect Director Gregory R. Page   Mgmt   Yes   For   For
1k   Elect Director Sandra Pianalto   Mgmt   Yes   For   For
1l   Elect Director Gerald B. Smith   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Approval of Overseas Market Purchases of the Company Shares   Mgmt   Yes   For   For

General Electric Company

 

Meeting Date    04/22/2015    Country    USA    Primary Security ID    369604103
Record Date    02/23/2015    Meeting Type    Annual    Ticker    GE

 

Primary CUSIP 369604103    Primary ISIN US3696041033    Primary SEDOL 2380498

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
A1   Elect Director W. Geoffrey Beattie   Mgmt   Yes   For   For
A2   Elect Director John J. Brennan   Mgmt   Yes   For   For
A3   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   For
A4   Elect Director Francisco D’Souza   Mgmt   Yes   For   For
A5   Elect Director Marijn E. Dekkers   Mgmt   Yes   For   For
A6   Elect Director Susan J. Hockfield   Mgmt   Yes   For   For
A7   Elect Director Jeffrey R. Immelt   Mgmt   Yes   For   For
A8   Elect Director Andrea Jung   Mgmt   Yes   For   For
A9   Elect Director Robert W. Lane   Mgmt   Yes   For   For
A10   Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For
A11   Elect Director James J. Mulva   Mgmt   Yes   For   For
A12   Elect Director James E. Rohr   Mgmt   Yes   For   For
A13   Elect Director Mary L. Schapiro   Mgmt   Yes   For   For
A14   Elect Director Robert J. Swieringa   Mgmt   Yes   For   For
A15   Elect Director James S. Tisch   Mgmt   Yes   For   For


A16   Elect Director Douglas A. Warner, III   Mgmt   Yes   For   For
B1   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
B2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
C1   Provide for Cumulative Voting   SH   Yes   Against   Against
C2   Provide Right to Act by Written Consent   SH   Yes   Against   Against
C3   Select One Director from Ranks of Retirees   SH   Yes   Against   Against
C4   Adopt Holy Land Principles   SH   Yes   Against   Against
C5   Pro-rata Vesting on Equity Plans   SH   Yes   Against   Against

Anglo American plc

 

Meeting Date    04/23/2015    Country    United Kingdom    Primary Security ID    G03764134
Record Date    04/21/2015    Meeting Type    Annual    Ticker    AAL

 

Primary CUSIP G03764134    Primary ISIN GB00B1XZS820    Primary SEDOL B1XZS82

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Re-elect Mark Cutifani as Director   Mgmt   Yes   For   For
4   Re-elect Judy Dlamini as Director   Mgmt   Yes   For   For
5   Re-elect Byron Grote as Director   Mgmt   Yes   For   For
6   Re-elect Sir Philip Hampton as Director   Mgmt   Yes   For   For
7   Re-elect Rene Medori as Director   Mgmt   Yes   For   For
8   Re-elect Phuthuma Nhleko as Director   Mgmt   Yes   For   For
9   Re-elect Ray O’Rourke as Director   Mgmt   Yes   For   For
10   Re-elect Sir John Parker as Director   Mgmt   Yes   For   For
11   Re-elect Mphu Ramatlapeng as Director   Mgmt   Yes   For   For
12   Re-elect Jim Rutherford as Director   Mgmt   Yes   For   For
13   Re-elect Anne Stevens as Director   Mgmt   Yes   For   For
14   Re-elect Jack Thompson as Director   Mgmt   Yes   For   For
15   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Approve Remuneration Report   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Barclays plc

 

Meeting Date    04/23/2015    Country    United Kingdom    Primary Security ID    G08036124
Record Date    04/21/2015    Meeting Type    Annual    Ticker    BARC

 

Primary CUSIP G08036124    Primary ISIN GB0031348658    Primary SEDOL 3134865

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Elect Crawford Gillies as Director   Mgmt   Yes   For   For
4   Elect John McFarlane as Director   Mgmt   Yes   For   For
5   Re-elect Mike Ashley as Director   Mgmt   Yes   For   For
6   Re-elect Tim Breedon as Director   Mgmt   Yes   For   For
7   Re-elect Reuben Jeffery III as Director   Mgmt   Yes   For   For
8   Re-elect Antony Jenkins as Director   Mgmt   Yes   For   For
9   Re-elect Wendy Lucas-Bull as Director   Mgmt   Yes   For   For
10   Re-elect Tushar Morzaria as Director   Mgmt   Yes   For   For
11   Re-elect Dambisa Moyo as Director   Mgmt   Yes   For   For
12   Re-elect Frits van Paasschen as Director   Mgmt   Yes   For   For
13   Re-elect Sir Michael Rake as Director   Mgmt   Yes   For   For
14   Re-elect Steve Thieke as Director   Mgmt   Yes   For   For
15   Re-elect Diane de Saint Victor as Director   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   Yes   For   For
23   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
24   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Johnson & Johnson

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    478160104
Record Date    02/24/2015    Meeting Type    Annual    Ticker    JNJ

 

Primary CUSIP 478160104    Primary ISIN US4781601046    Primary SEDOL 2475833

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mary Sue Coleman   Mgmt   Yes   For   For
1b   Elect Director D. Scott Davis   Mgmt   Yes   For   For
1c   Elect Director Ian E. L. Davis   Mgmt   Yes   For   For
1d   Elect Director Alex Gorsky   Mgmt   Yes   For   For
1e   Elect Director Susan L. Lindquist   Mgmt   Yes   For   For
1f   Elect Director Mark B. McClellan   Mgmt   Yes   For   For
1g   Elect Director Anne M. Mulcahy   Mgmt   Yes   For   For
1h   Elect Director William D. Perez   Mgmt   Yes   For   For
1i   Elect Director Charles Prince   Mgmt   Yes   For   For
1j   Elect Director A. Eugene Washington   Mgmt   Yes   For   For
1k   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Policy Regarding Overextended Directors   SH   Yes   Against   Against
5   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against
6   Require Independent Board Chairman   SH   Yes   Against   For

MGIC Investment Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    552848103
Record Date    03/02/2015    Meeting Type    Annual    Ticker    MTG

 

Primary CUSIP 552848103    Primary ISIN US5528481030    Primary SEDOL 2548616

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Daniel A. Arrigoni   Mgmt   Yes   For   For
1.2   Elect Director Cassandra C. Carr   Mgmt   Yes   For   For
1.3   Elect Director C. Edward Chaplin   Mgmt   Yes   For   For
1.4   Elect Director Curt S. Culver   Mgmt   Yes   For   For
1.5   Elect Director Timothy A. Holt   Mgmt   Yes   For   For
1.6   Elect Director Kenneth M. Jastrow, II   Mgmt   Yes   For   For
1.7   Elect Director Michael E. Lehman   Mgmt   Yes   For   For
1.8   Elect Director Donald T. Nicolaisen   Mgmt   Yes   For   For


1.9   Elect Director Gary A. Poliner   Mgmt   Yes   For   For
1.10   Elect Director Patrick Sinks   Mgmt   Yes   For   For
1.11   Elect Director Mark M. Zandi   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date    04/23/2015    Country    Germany    Primary Security ID    D55535104
Record Date       Meeting Type    Annual    Ticker    MUV2

 

Primary CUSIP D55535104    Primary ISIN DE0008430026    Primary SEDOL 5294121

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2014 (Non-Voting)   Mgmt   No    
1.2   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 7.75 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Approve Remuneration System for Management Board Members   Mgmt   Yes   For   For
6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
8   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
9   Approve Creation of EUR 10 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   Yes   For   For
10   Amend Articles Re: Company Representation   Mgmt   Yes   For   For

Pfizer Inc.

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    717081103
Record Date    02/25/2015    Meeting Type    Annual    Ticker    PFE

 

Primary CUSIP 717081103    Primary ISIN US7170811035    Primary SEDOL 2684703

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis A. Ausiello   Mgmt   Yes   For   Against
1.2   Elect Director W. Don Cornwell   Mgmt   Yes   For   For


1.3   Elect Director Frances D. Fergusson   Mgmt   Yes   For   For
1.4   Elect Director Helen H. Hobbs   Mgmt   Yes   For   Against
1.5   Elect Director James M. Kilts   Mgmt   Yes   For   For
1.6   Elect Director Shantanu Narayen   Mgmt   Yes   For   Against
1.7   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1.8   Elect Director Ian C. Read   Mgmt   Yes   For   For
1.9   Elect Director Stephen W. Sanger   Mgmt   Yes   For   Against
1.10   Elect Director James C. Smith   Mgmt   Yes   For   For
1.11   Elect Director Marc Tessier-Lavigne   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Review and Assess Membership of Lobbying Organizations   SH   Yes   Against   Against

T. Rowe Price Group, Inc.

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    74144T108
Record Date    02/20/2015    Meeting Type    Annual    Ticker    TROW

 

Primary CUSIP 74144T108    Primary ISIN US74144T1088    Primary SEDOL 2702337

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mark S. Bartlett   Mgmt   Yes   For   For
1b   Elect Director Edward C. Bernard   Mgmt   Yes   For   For
1c   Elect Director Mary K. Bush   Mgmt   Yes   For   For
1d   Elect Director Donald B. Hebb, Jr.   Mgmt   Yes   For   For
1e   Elect Director Freeman A. Hrabowski, III   Mgmt   Yes   For   For
1f   Elect Director James A.C. Kennedy   Mgmt   Yes   For   For
1g   Elect Director Robert F. MacLellan   Mgmt   Yes   For   For
1h   Elect Director Brian C. Rogers   Mgmt   Yes   For   For
1i   Elect Director Olympia J. Snowe   Mgmt   Yes   For   For
1j   Elect Director Alfred Sommer   Mgmt   Yes   For   For
1k   Elect Director Dwight S. Taylor   Mgmt   Yes   For   For
1l   Elect Director Anne Marie Whittemore   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LL as Auditors   Mgmt   Yes   For   For


Webster Financial Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    947890109
Record Date    02/23/2015    Meeting Type    Annual    Ticker    WBS

 

Primary CUSIP 947890109    Primary ISIN US9478901096    Primary SEDOL 2945143

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director William L. Atwell   Mgmt   Yes   For   For
1b   Elect Director Joel S. Becker   Mgmt   Yes   For   For
1c   Elect Director John J. Crawford   Mgmt   Yes   For   For
1d   Elect Director Robert A. Finkenzeller   Mgmt   Yes   For   For
1e   Elect Director Elizabeth E. Flynn   Mgmt   Yes   For   For
1f   Elect Director C. Michael Jacobi   Mgmt   Yes   For   For
1g   Elect Director Laurence C. Morse   Mgmt   Yes   For   For
1h   Elect Director Karen R. Osar   Mgmt   Yes   For   For
1i   Elect Director Mark Pettie   Mgmt   Yes   For   For
1j   Elect Director Charles W. Shivery   Mgmt   Yes   For   For
1k   Elect Director James C. Smith   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

AstraZeneca plc

 

Meeting Date    04/24/2015    Country    United Kingdom    Primary Security ID    G0593M107
Record Date    04/22/2015    Meeting Type    Annual    Ticker    AZN

 

Primary CUSIP G0593M107    Primary ISIN GB0009895292    Primary SEDOL 0989529

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Dividends   Mgmt   Yes   For   For
3   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
5(a)   Re-elect Leif Johansson as Director   Mgmt   Yes   For   For
5(b)   Re-elect Pascal Soriot as Director   Mgmt   Yes   For   For
5(c)   Re-elect Marc Dunoyer as Director   Mgmt   Yes   For   For
5(d)   Elect Cori Bargmann as Director   Mgmt   Yes   For   For
5(e)   Re-elect Genevieve Berger as Director   Mgmt   Yes   For   For
5(f)   Re-elect Bruce Burlington as Director   Mgmt   Yes   For   For


5(g)   Re-elect Ann Cairns as Director   Mgmt   Yes   For   For
5(h)   Re-elect Graham Chipchase as Director   Mgmt   Yes   For   For
5(i)   Re-elect Jean-Philippe Courtois as Director   Mgmt   Yes   For   For
5(j)   Re-elect Rudy Markham as Director   Mgmt   Yes   For   For
5(k)   Re-elect Shriti Vadera as Director   Mgmt   Yes   For   For
5(l)   Re-elect Marcus Wallenberg as Director   Mgmt   Yes   For   For
6   Approve Remuneration Report   Mgmt   Yes   For   For
7   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
8   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
9   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
10   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
11   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
12   Adopt New Articles of Association   Mgmt   Yes   For   For

AT&T Inc.

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    00206R102
Record Date    02/25/2015    Meeting Type    Annual    Ticker    T

 

Primary CUSIP 00206R102    Primary ISIN US00206R1023    Primary SEDOL 2831811

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Randall L. Stephenson   Mgmt   Yes   For   For
1.2   Elect Director Scott T. Ford   Mgmt   Yes   For   For
1.3   Elect Director Glenn H. Hutchins   Mgmt   Yes   For   For
1.4   Elect Director William E. Kennard   Mgmt   Yes   For   For
1.5   Elect Director Jon C. Madonna   Mgmt   Yes   For   For
1.6   Elect Director Michael B. McCallister   Mgmt   Yes   For   For
1.7   Elect Director John B. McCoy   Mgmt   Yes   For   For
1.8   Elect Director Beth E. Mooney   Mgmt   Yes   For   For
1.9   Elect Director Joyce M. Roché   Mgmt   Yes   For   For
1.10   Elect Director Matthew K. Rose   Mgmt   Yes   For   For
1.11   Elect Director Cynthia B. Taylor   Mgmt   Yes   For   For
1.12   Elect Director Laura D’Andrea Tyson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Indirect Political Contribution   SH   Yes   Against   For
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Amend Bylaws to Call Special Meetings   SH   Yes   Against   For


HSBC Holdings plc

 

Meeting Date    04/24/2015    Country    United Kingdom    Primary Security ID    G4634U169
Record Date    04/23/2015    Meeting Type    Annual    Ticker    HSBA

 

Primary CUSIP G4634U169    Primary ISIN GB0005405286    Primary SEDOL 0540528

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3(a)   Elect Phillip Ameen as Director   Mgmt   Yes   For   For
3(b)   Elect Heidi Miller as Director   Mgmt   Yes   For   For
3(c)   Re-elect Kathleen Casey as Director   Mgmt   Yes   For   For
3(d)   Re-elect Safra Catz as Director   Mgmt   Yes   For   For
3(e)   Re-elect Laura Cha as Director   Mgmt   Yes   For   For
3(f)   Re-elect Lord Evans of Weardale as Director   Mgmt   Yes   For   For
3(g)   Re-elect Joachim Faber as Director   Mgmt   Yes   For   For
3(h)   Re-elect Rona Fairhead as Director   Mgmt   Yes   For   For
3(i)   Re-elect Douglas Flint as Director   Mgmt   Yes   For   For
3(j)   Re-elect Stuart Gulliver as Director   Mgmt   Yes   For   For
3(k)   Re-elect Sam Laidlaw as Director   Mgmt   Yes   For   For
3(l)   Re-elect John Lipsky as Director   Mgmt   Yes   For   For
3(m)   Re-elect Rachel Lomax as Director   Mgmt   Yes   For   For
3(n)   Re-elect Iain Mackay as Director   Mgmt   Yes   For   For
3(o)   Re-elect Marc Moses as Director   Mgmt   Yes   For   For
3(p)   Re-elect Sir Simon Robertson as Director   Mgmt   Yes   For   For
3(q)   Re-elect Jonathan Symonds as Director   Mgmt   Yes   For   For
4   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
5   Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
7   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
8   Authorise Directors to Allot Any Repurchased Shares   Mgmt   Yes   For   For
9   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
10   Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   Yes   For   For
11   Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   Yes   For   For
12   Amend Savings-Related Share Option Plan (UK)   Mgmt   Yes   For   For
13   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Intersil Corporation

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    46069S109
Record Date    02/25/2015    Meeting Type    Annual    Ticker    ISIL

 

Primary CUSIP 46069S109    Primary ISIN US46069S1096    Primary SEDOL 2551959

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Necip Sayiner   Mgmt   Yes   For   For
1b   Elect Director Donald Macleod   Mgmt   Yes   For   For
1c   Elect Director Mercedes Johnson   Mgmt   Yes   For   For
1d   Elect Director Sohail Khan   Mgmt   Yes   For   For
1e   Elect Director Gregory Lang   Mgmt   Yes   For   For
1f   Elect Director Forrest E. Norrod   Mgmt   Yes   For   For
1g   Elect Director Jan Peeters   Mgmt   Yes   For   For
1h   Elect Director James A. Urry   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Seaboard Corporation

 

Meeting Date    04/27/2015    Country    USA    Primary Security ID    811543107
Record Date    02/24/2015    Meeting Type    Annual    Ticker    SEB

 

Primary CUSIP 811543107    Primary ISIN US8115431079    Primary SEDOL 2786687

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven J. Bresky   Mgmt   Yes   For   Withhold
1.2   Elect Director David A. Adamsen   Mgmt   Yes   For   For
1.3   Elect Director Douglas W. Baena   Mgmt   Yes   For   For
1.4   Elect Director Edward I. Shifman, Jr.   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Report on Risks Associated with Use of Gestation Crates in Supply Chain   SH   Yes   Against   For

The Boeing Company

 

Meeting Date    04/27/2015    Country    USA    Primary Security ID    097023105
Record Date    02/26/2015    Meeting Type    Annual    Ticker    BA

 

Primary CUSIP 097023105    Primary ISIN US0970231058    Primary SEDOL 2108601

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director David L. Calhoun   Mgmt   Yes   For   For
1b   Elect Director Arthur D. Collins, Jr.   Mgmt   Yes   For   For
1c   Elect Director Kenneth M. Duberstein   Mgmt   Yes   For   For
1d   Elect Director Edmund P. Giambastiani, Jr.   Mgmt   Yes   For   For


1e   Elect Director Lawrence W. Kellner   Mgmt   Yes   For   For
1f   Elect Director Edward M. Liddy   Mgmt   Yes   For   For
1g   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1h   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1i   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
1j   Elect Director Mike S. Zafirovski   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Claw-back of Payments under Restatements   SH   Yes   Against   For
5   Require Independent Board Chairman   SH   Yes   Against   Against
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Report on Lobbying Payments and Policy   SH   Yes   Against   For

AMC Entertainment Holdings, Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    00165C104
Record Date    03/02/2015    Meeting Type    Annual    Ticker    AMC

 

Primary CUSIP 00165C104    Primary ISIN US00165C1045    Primary SEDOL BH4HLL3

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lloyd Hill   Mgmt   Yes   For   For
1.2   Elect Director Ning Ye   Mgmt   Yes   For   Withhold
1.3   Elect Director Howard Koch   Mgmt   Yes   For   Withhold
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Centene Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    15135B101
Record Date    02/27/2015    Meeting Type    Annual    Ticker    CNC

 

Primary CUSIP 15135B101    Primary ISIN US15135B1017    Primary SEDOL 2807061

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert K. Ditmore   Mgmt   Yes   For   For
1.2   Elect Director Frederick H. Eppinger   Mgmt   Yes   For   For
1.3   Elect Director David L. Steward   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   Yes   For   Against


Citigroup Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    172967424
Record Date    02/27/2015    Meeting Type    Annual    Ticker    C

 

Primary CUSIP 172967424    Primary ISIN US1729674242    Primary SEDOL 2297907

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Michael L. Corbat   Mgmt   Yes   For   For
1b   Elect Director Duncan P. Hennes   Mgmt   Yes   For   For
1c   Elect Director Peter B. Henry   Mgmt   Yes   For   For
1d   Elect Director Franz B. Humer   Mgmt   Yes   For   For
1e   Elect Director Michael E. O’Neill   Mgmt   Yes   For   For
1f   Elect Director Gary M. Reiner   Mgmt   Yes   For   For
1g   Elect Director Judith Rodin   Mgmt   Yes   For   For
1h   Elect Director Anthony M. Santomero   Mgmt   Yes   For   For
1i   Elect Director Joan E. Spero   Mgmt   Yes   For   For
1j   Elect Director Diana L. Taylor   Mgmt   Yes   For   For
1k   Elect Director William S. Thompson, Jr.   Mgmt   Yes   For   For
1l   Elect Director James S. Turley   Mgmt   Yes   For   For
1m   Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Proxy Access Right   SH   Yes   For   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Claw-back of Payments under Restatements   SH   Yes   Against   Against
8   Limits for Directors Involved with Bankruptcy   SH   Yes   Against   Against
9   Report on Certain Vesting Program   SH   Yes   Against   For

First Financial Bankshares, Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    32020R109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    FFIN

 

Primary CUSIP 32020R109    Primary ISIN US32020R1095    Primary SEDOL 2266026

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director April Anthony   Mgmt   Yes   For   For
1.2   Elect Director Steven L. Beal   Mgmt   Yes   For   For
1.3   Elect Director Tucker S. Bridwell   Mgmt   Yes   For   For
1.4   Elect Director David Copeland   Mgmt   Yes   For   For


1.5   Elect Director F. Scott Dueser   Mgmt   Yes   For   For
1.6   Elect Director Murray Edwards   Mgmt   Yes   For   For
1.7   Elect Director Ron Giddiens   Mgmt   Yes   For   For
1.8   Elect Director Tim Lancaster   Mgmt   Yes   For   For
1.9   Elect Director Kade L. Matthews   Mgmt   Yes   For   For
1.10   Elect Director Ross H. Smith, Jr.   Mgmt   Yes   For   For
1.11   Elect Director Johnny E. Trotter   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Restricted Stock Plan   Mgmt   Yes   For   Against
5   Increase Authorized Common Stock   Mgmt   Yes   For   For

GDF Suez

 

Meeting Date    04/28/2015    Country    France    Primary Security ID    F42768105
Record Date    04/23/2015    Meeting Type    Annual/Special    Ticker    GSZ

 

Primary CUSIP F42768105    Primary ISIN FR0010208488    Primary SEDOL B0C2CQ3

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 1 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
6   Ratify Appointment of Isabelle Kocher as Director   Mgmt   Yes   For   For
7   Reelect Ann Kristin Achleitner as Director   Mgmt   Yes   For   For
8   Reelect Edmond Alphandery as Director   Mgmt   Yes   For   For
9   Reelect Aldo Cardoso as Director   Mgmt   Yes   For   For
10   Reelect Francoise Malrieu as Director   Mgmt   Yes   For   For
11   Elect Barbara Kux as Director   Mgmt   Yes   For   For
12   Elect Marie Jose Nadeau as Director   Mgmt   Yes   For   For
13   Elect Bruno Bezard as Director   Mgmt   Yes   For   For
14   Elect Mari-Noelle Jego-Laveissiere as Director   Mgmt   Yes   For   For
15   Elect Stephane Pallez as Director   Mgmt   Yes   For   For
16   Elect Catherine Guillouard as Director   Mgmt   Yes   For   For
17   Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO   Mgmt   Yes   For   For


18   Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO until Nov. 11, 2014   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
21   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
22   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for a Few Employees and Corporate Officers   Mgmt   Yes   For   For
23   Adopt New Bylaws   Mgmt   Yes   For   For
24   Amend Article 11 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
25   Amend Article 16 of Bylaws Re: Board Organization   Mgmt   Yes   For   For
26   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Hancock Holding Company

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    410120109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    HBHC

 

Primary CUSIP 410120109    Primary ISIN US4101201097    Primary SEDOL 2415497

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John M. Hairston   Mgmt   Yes   For   For
1.2   Elect Director James H. Horne   Mgmt   Yes   For   For
1.3   Elect Director Jerry L. Levens   Mgmt   Yes   For   For
1.4   Elect Director Christine L. Pickering   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

International Business Machines Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    459200101
Record Date    02/27/2015    Meeting Type    Annual    Ticker    IBM

 

Primary CUSIP 459200101    Primary ISIN US4592001014    Primary SEDOL 2005973

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alain J.P. Belda   Mgmt   Yes   For   For
1.2   Elect Director William R. Brody   Mgmt   Yes   For   For
1.3   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1.4   Elect Director Michael L. Eskew   Mgmt   Yes   For   For
1.5   Elect Director David N. Farr   Mgmt   Yes   For   For


1.6   Elect Director Alex Gorsky   Mgmt   Yes   For   For
1.7   Elect Director Shirley Ann Jackson   Mgmt   Yes   For   For
1.8   Elect Director Andrew N. Liveris   Mgmt   Yes   For   For
1.9   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1.10   Elect Director James W. Owens   Mgmt   Yes   For   For
1.11   Elect Director Virginia M. Rometty   Mgmt   Yes   For   For
1.12   Elect Director Joan E. Spero   Mgmt   Yes   For   For
1.13   Elect Director Sidney Taurel   Mgmt   Yes   For   For
1.14   Elect Director Peter R. Voser   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
7   Establish Public Policy Board Committee   SH   Yes   Against   Against

Shire plc

 

Meeting Date    04/28/2015    Country    United Kingdom    Primary Security ID    G8124V108
Record Date    04/26/2015    Meeting Type    Annual    Ticker    SHP

 

Primary CUSIP G8124V108    Primary ISIN JE00B2QKY057    Primary SEDOL B2QKY05

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Re-elect Dominic Blakemore as Director   Mgmt   Yes   For   For
5   Re-elect William Burns as Director   Mgmt   Yes   For   For
6   Re-elect Dr Steven Gillis as Director   Mgmt   Yes   For   For
7   Re-elect Dr David Ginsburg as Director   Mgmt   Yes   For   For
8   Re-elect David Kappler as Director   Mgmt   Yes   For   For
9   Re-elect Susan Kilsby as Director   Mgmt   Yes   For   For
10   Re-elect Anne Minto as Director   Mgmt   Yes   For   For
11   Re-elect Dr Flemming Ornskov as Director   Mgmt   Yes   For   For
12   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
13   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For


14   Approve Long Term Incentive Plan 2015   Mgmt   Yes   For   For
15   Approve Global Employee Stock Purchase Plan   Mgmt   Yes   For   For
16   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
19   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

The Chubb Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    171232101
Record Date    03/02/2015    Meeting Type    Annual    Ticker    CB

 

Primary CUSIP 171232101    Primary ISIN US1712321017    Primary SEDOL 2195722

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Zoe Baird Budinger   Mgmt   Yes   For   For
1b   Elect Director Sheila P. Burke   Mgmt   Yes   For   Against
1c   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   Against
1d   Elect Director John D. Finnegan   Mgmt   Yes   For   For
1e   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1f   Elect Director Karen M. Hoguet   Mgmt   Yes   For   For
1g   Elect Director Lawrence W. Kellner   Mgmt   Yes   For   For
1h   Elect Director Martin G. McGuinn   Mgmt   Yes   For   Against
1i   Elect Director Lawrence M. Small   Mgmt   Yes   For   For
1j   Elect Director Jess Søderberg   Mgmt   Yes   For   For
1k   Elect Director Daniel E. Somers   Mgmt   Yes   For   For
1l   Elect Director William C. Weldon   Mgmt   Yes   For   Against
1m   Elect Director James M. Zimmerman   Mgmt   Yes   For   Against
1n   Elect Director Alfred W. Zollar   Mgmt   Yes   For   Against
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Report on Sustainability, Including Quantitative Goals   SH   Yes   Against   For

Wells Fargo & Company

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    949746101
Record Date    03/03/2015    Meeting Type    Annual    Ticker    WFC

 

Primary CUSIP 949746101    Primary ISIN US9497461015    Primary SEDOL 2649100

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John D. Baker, II   Mgmt   Yes   For   For
1b   Elect Director Elaine L. Chao   Mgmt   Yes   For   For


1c   Elect Director John S. Chen   Mgmt   Yes   For   For
1d   Elect Director Lloyd H. Dean   Mgmt   Yes   For   For
1e   Elect Director Elizabeth A. Duke   Mgmt   Yes   For   For
1f   Elect Director Susan E. Engel   Mgmt   Yes   For   For
1g   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1h   Elect Director Donald M. James   Mgmt   Yes   For   For
1i   Elect Director Cynthia H. Milligan   Mgmt   Yes   For   For
1j   Elect Director Federico F. Pena   Mgmt   Yes   For   For
1k   Elect Director James H. Quigley   Mgmt   Yes   For   For
1l   Elect Director Judith M. Runstad   Mgmt   Yes   For   For
1m   Elect Director Stephen W. Sanger   Mgmt   Yes   For   For
1n   Elect Director John G. Stumpf   Mgmt   Yes   For   For
1o   Elect Director Susan G. Swenson   Mgmt   Yes   For   For
1p   Elect Director Suzanne M. Vautrinot   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For

Anheuser-Busch InBev SA

 

Meeting Date    04/29/2015    Country    Belgium    Primary Security ID    B6399C107
Record Date    04/15/2015    Meeting Type    Annual/Special    Ticker    ABI

 

Primary CUSIP B6399C107    Primary ISIN BE0003793107    Primary SEDOL 4755317

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual/Special Meeting   Mgmt   No    
  Special Meeting   Mgmt   No    
A1   Amend Articles Re: Remove References to Bearer Shares   Mgmt   Yes   For   For
  Annual Meeting   Mgmt   No    
B1   Receive Directors’ Reports (Non-Voting)   Mgmt   No    
B2   Receive Auditors’ Reports (Non-Voting)   Mgmt   No    
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt   No    
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share   Mgmt   Yes   For   For
B5   Approve Discharge of Directors   Mgmt   Yes   For   For
B6   Approve Discharge of Auditors   Mgmt   Yes   For   For
B7a   Elect Michele Burns as Independent Director   Mgmt   Yes   For   For


B7b   Reelect Olivier Goudet as Independent Director   Mgmt   Yes   For   For
B7c   Elect Kasper Rorsted as Independent Director   Mgmt   Yes   For   For
B7d   Reelect Paul Cornet de Ways Ruart as Director   Mgmt   Yes   For   Against
B7e   Reelect Stefan Descheemaeker as Director   Mgmt   Yes   For   Against
B8a   Approve Remuneration Report   Mgmt   Yes   For   Against
B8b   Proposal to Increase Remuneration of Audit Committee Chairman   Mgmt   Yes   For   For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors   Mgmt   Yes   For   For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   Yes   For   For

British American Tobacco plc

 

Meeting Date    04/29/2015    Country    United Kingdom    Primary Security ID    G1510J102
Record Date    04/27/2015    Meeting Type    Annual    Ticker    BATS

 

Primary CUSIP G1510J102    Primary ISIN GB0002875804    Primary SEDOL 0287580

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal  

Mgmt Rec

  Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Re-elect Richard Burrows as Director   Mgmt   Yes   For   For
7   Re-elect Karen de Segundo as Director   Mgmt   Yes   For   For
8   Re-elect Nicandro Durante as Director   Mgmt   Yes   For   For
9   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
10   Re-elect Savio Kwan as Director   Mgmt   Yes   For   For
11   Re-elect Christine Morin-Postel as Director   Mgmt   Yes   For   For
12   Re-elect Gerry Murphy as Director   Mgmt   Yes   For   For
13   Re-elect Kieran Poynter as Director   Mgmt   Yes   For   For
14   Re-elect Ben Stevens as Director   Mgmt   Yes   For   For
15   Re-elect Richard Tubb as Director   Mgmt   Yes   For   For
16   Elect Sue Farr as Director   Mgmt   Yes   For   For
17   Elect Pedro Malan as Director   Mgmt   Yes   For   For
18   Elect Dimitri Panayotopoulos as Director   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For


22   Approve EU Political Donations and Expenditure   Mgmt   Yes   For   For
23   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

H & M Hennes & Mauritz

 

Meeting Date    04/29/2015    Country    Sweden    Primary Security ID    W41422101
Record Date    04/23/2015    Meeting Type    Annual    Ticker    HM B

 

Primary CUSIP W41422101    Primary ISIN SE0000106270    Primary SEDOL 5687431

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Open Meeting   Mgmt   No  
2   Elect Chairman of Meeting   Mgmt   Yes   For   For
3   Receive President’s Report; Allow Questions   Mgmt   No    
4   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
5   Approve Agenda of Meeting   Mgmt   Yes   For   For
6   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
7   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
8a   Receive Financial Statements and Statutory Reports   Mgmt   No    
8b   Receive Auditor Report   Mgmt   No    
8c   Receive Chairman Report   Mgmt   No    
8d   Receive Nominating Committee Report   Mgmt   No    
9a   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
9b   Approve Allocation of Income and Dividends of SEK 9.75 Per Share   Mgmt   Yes   For   For
9c   Approve Discharge of Board and President   Mgmt   Yes   For   For
10   Determine Number of Directors (8) and Deputy Directors (0) of Board   Mgmt   Yes   For   For
11   Approve Remuneration of Directors in the Amount of SEK 1.6 Million for Chairman, SEK 550,000 for the Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors   Mgmt   Yes   For   For
12   Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Lena Keller, Stefan Persson (Chairman), Melker Schorling, Christian Sievert, and Niklas Zennstrom as Directors   Mgmt   Yes   For   Against
13   Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson as Members of the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   Yes   For   For
14   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt   No    
15a   Amend Articles of Association: Both Class A Shares and Class B Shares are Entitled to One Vote Each   SH   Yes   None   Against
15b   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies   SH   Yes   None   Against


15c   Request Board to Take Necessary Action to Create a Shareholders Association   SH   Yes   None   Against
16   Close Meeting   Mgmt   No    

McGraw Hill Financial, Inc.

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    580645109
Record Date    03/09/2015    Meeting Type    Annual    Ticker    MHFI

 

Primary CUSIP 580645109    Primary ISIN US5806451093    Primary SEDOL 2551443

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Winfried Bischoff   Mgmt   Yes   For   For
1.2   Elect Director William D. Green   Mgmt   Yes   For   For
1.3   Elect Director Charles E. Haldeman, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Rebecca Jacoby   Mgmt   Yes   For   For
1.5   Elect Director Robert P. McGraw   Mgmt   Yes   For   For
1.6   Elect Director Hilda Ochoa-Brillembourg   Mgmt   Yes   For   For
1.7   Elect Director Douglas L. Peterson   Mgmt   Yes   For   For
1.8   Elect Director Michael Rake   Mgmt   Yes   For   For
1.9   Elect Director Edward B. Rust, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Kurt L. Schmoke   Mgmt   Yes   For   For
1.11   Elect Director Sidney Taurel   Mgmt   Yes   For   For
1.12   Elect Director Richard E. Thornburgh   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   Against

The Coca-Cola Company

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    191216100
Record Date    03/02/2015    Meeting Type    Annual    Ticker    KO

 

Primary CUSIP 191216100    Primary ISIN US1912161007    Primary SEDOL 2206657

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Herbert A. Allen   Mgmt   Yes   For   For
1.2   Elect Director Ronald W. Allen   Mgmt   Yes   For   Against
1.3   Elect Director Marc Bolland   Mgmt   Yes   For   For
1.4   Elect Director Ana Botin   Mgmt   Yes   For   For
1.5   Elect Director Howard G. Buffet   Mgmt   Yes   For   For
1.6   Elect Director Richard M. Daley   Mgmt   Yes   For   For


1.7   Elect Director Barry Diller   Mgmt   Yes   For   For
1.8   Elect Director Helene D. Gayle   Mgmt   Yes   For   Against
1.9   Elect Director Evan G. Greenberg   Mgmt   Yes   For   For
1.10   Elect Director Alexis M. Herman   Mgmt   Yes   For   Against
1.11   Elect Director Muhtar Kent   Mgmt   Yes   For   For
1.12   Elect Director Robert A. Kotick   Mgmt   Yes   For   For
1.13   Elect Director Maria Elena Lagomasino   Mgmt   Yes   For   Against
1.14   Elect Director Sam Nunn   Mgmt   Yes   For   For
1.15   Elect Director David B. Weinberg   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For
5   Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives   SH   Yes   Against   Against

Unilever NV

 

Meeting Date    04/29/2015    Country    Netherlands    Primary Security ID    N8981F271
Record Date    04/01/2015    Meeting Type    Annual    Ticker    UNA

 

Primary CUSIP N8981F271    Primary ISIN NL0000009355    Primary SEDOL B12T3J1

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Discussion of the Annual Report and Accounts for the 2014 financial year   Mgmt   No  
2   Approve Financial Statements and Allocation of Income   Mgmt   Yes   For   For
3   Approve Discharge of Executive Board Members   Mgmt   Yes   For   For
4   Approve Discharge of Non-Executive Board Members   Mgmt   Yes   For   For
5   Reelect P G J M Polman as Executive Director   Mgmt   Yes   For   For
6   Reelect R J-M S Huet as Executive Director   Mgmt   Yes   For   For
7   Reelect L M Cha as Non-Executive Director   Mgmt   Yes   For   For
8   Reelect L O Fresco as Non-Executive Director   Mgmt   Yes   For   For
9   Reelect A M Fudge as Non-Executive Director   Mgmt   Yes   For   For
10   Elect M Ma as Non-Executive Director   Mgmt   Yes   For   For
11   Reelect H Nyasulu as Non-Executive Director   Mgmt   Yes   For   For
12   Reelect J. Rishton as Non-Executive Director   Mgmt   Yes   For   For
13   Reelect F Sijbesma as Non-Executive Director.   Mgmt   Yes   For   For
14   Reelect M Treschow as Non-Executive Director   Mgmt   Yes   For   For
15   Elect N S Andersen as Non-Executive Director   Mgmt   Yes   For   For


16   Elect V Colao as Non-Executive Director   Mgmt   Yes   For   For
17   Elect J Hartmann as Non-Executive Director   Mgmt   Yes   For   For
18   Ratify KPMG as Auditors   Mgmt   Yes   For   For
19   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
20   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
21   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
22   Close Meeting   Mgmt   No  

Axa

 

Meeting Date    04/30/2015    Country    France    Primary Security ID    F06106102
Record Date    04/27/2015    Meeting Type    Annual/Special    Ticker    CS

 

Primary CUSIP F06106102    Primary ISIN FR0000120628    Primary SEDOL 7088429

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No  
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 0.95 per Share   Mgmt   Yes   For   For
4   Advisory Vote on Compensation of Henri de Castries, Chairman and CEO   Mgmt   Yes   For   For
5   Advisory Vote on Compensation of Denis Duverne, Vice CEO   Mgmt   Yes   For   For
6   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   Yes   For   For
7   Reelect Jean Pierre Clamadieu as Director   Mgmt   Yes   For   For
8   Reelect Jean Martin Folz as Director   Mgmt   Yes   For   For
9   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.65 Million   Mgmt   Yes   For   For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
11   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   For
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   Yes   For   For
13   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million   Mgmt   Yes   For   For
14   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 550 Million   Mgmt   Yes   For   For


15   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   Yes   For   For
16   Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers   Mgmt   Yes   For   For
17   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
18   Authorize Issuance of Equity without Preemptive Rights upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 550 Million   Mgmt   Yes   For   For
19   Authorize Issuance of Equity with Preemptive Rights upon Conversion of a Subsidiary’s Equity Linked Securities for Up to EUR 2 Billion   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
23   Amend Article 23 of Bylaws Re: Record Date   Mgmt   Yes   For   For
24   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

BASF SE

 

Meeting Date    04/30/2015    Country    Germany    Primary Security ID    D06216317
Record Date       Meeting Type    Annual    Ticker    BAS

 

Primary CUSIP D06216101    Primary ISIN DE000BASF111    Primary SEDOL 5086577

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.80 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For

BT Group plc

 

Meeting Date    04/30/2015    Country    United Kingdom    Primary Security ID    G16612106
Record Date    04/28/2015    Meeting Type    Special    Ticker    BT.A

 

Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Matters Relating to the Acquisition of EE Limited   Mgmt   Yes   For   For
2   Authorise the Company to Enter Into Two Contingent Purchase Contracts   Mgmt   Yes   For   For


EMC Corporation

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    268648102
Record Date    02/27/2015    Meeting Type    Annual    Ticker    EMC

 

Primary CUSIP 268648102    Primary ISIN US2686481027    Primary SEDOL 2295172

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Jose E. Almeida   Mgmt   Yes   For   For
1.1b   Elect Director Michael W. Brown   Mgmt   Yes   For   For
1.1c   Elect Director Donald J. Carty   Mgmt   Yes   For   For
1.1d   Elect Director Randolph L. Cowen   Mgmt   Yes   For   For
1.1e   Elect Director James S. DiStasio   Mgmt   Yes   For   Against
1.1f   Elect Director John R. Egan   Mgmt   Yes   For   For
1.1g   Elect Director William D. Green   Mgmt   Yes   For   For
1.1h   Elect Director Edmund F. Kelly   Mgmt   Yes   For   For
1.1i   Elect Director Jami Miscik   Mgmt   Yes   For   Against
1.1j   Elect Director Paul Sagan   Mgmt   Yes   For   For
1.1k   Elect Director David N. Strohm   Mgmt   Yes   For   Against
1.1l   Elect Director Joseph M. Tucci   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   For

EOG Resources, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    26875P101
Record Date    03/02/2015    Meeting Type    Annual    Ticker    EOG

 

Primary CUSIP 26875P101    Primary ISIN US26875P1012    Primary SEDOL 2318024

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Janet F. Clark   Mgmt   Yes   For   For
1.1b   Elect Director Charles R. Crisp   Mgmt   Yes   For   For
1.1c   Elect Director James C. Day   Mgmt   Yes   For   For
1.1d   Elect Director H. Leighton Steward   Mgmt   Yes   For   For
1.1e   Elect Director Donald F. Textor   Mgmt   Yes   For   For
1.1f   Elect Director William R. Thomas   Mgmt   Yes   For   For
1.1g   Elect Director Frank G. Wisner   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Proxy Access   SH   Yes   Against   For
5   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For

Fluor Corporation

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    343412102
Record Date    03/05/2015    Meeting Type    Annual    Ticker    FLR

 

Primary CUSIP 343412102    Primary ISIN US3434121022    Primary SEDOL 2696838

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1A   Elect Director Peter K. Barker   Mgmt   Yes   For   For
1B   Elect Director Alan M. Bennett   Mgmt   Yes   For   For
1C   Elect Director Rosemary T. Berkery   Mgmt   Yes   For   For
1D   Elect Director Peter J. Fluor   Mgmt   Yes   For   For
1E   Elect Director Deborah D. McWhinney   Mgmt   Yes   For   For
1F   Elect Director Armando J. Olivera   Mgmt   Yes   For   For
1G   Elect Director Joseph W. Prueher   Mgmt   Yes   For   For
1H   Elect Director Matthew K. Rose   Mgmt   Yes   For   For
1I   Elect Director David T. Seaton   Mgmt   Yes   For   For
1J   Elect Director Nader H. Sultan   Mgmt   Yes   For   For
1K   Elect Director Lynn C. Swann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Report on Political Contributions   SH   Yes   Against   For

Mobile Mini, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    60740F105
Record Date    03/12/2015    Meeting Type    Annual    Ticker    MINI

 

Primary CUSIP 60740F105    Primary ISIN US60740F1057    Primary SEDOL 2548177

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jeffrey S. Goble   Mgmt   Yes   For   For
1b   Elect Director James J. Martell   Mgmt   Yes   For   For
1c   Elect Director Stephen A McConnell   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Declassify the Board of Directors   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For


Owens & Minor, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    690732102
Record Date    03/05/2015    Meeting Type    Annual    Ticker    OMI

 

Primary CUSIP 690732102    Primary ISIN US6907321029    Primary SEDOL 2665128

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James L. Bierman   Mgmt   Yes   For   For
1.2   Elect Director Stuart M. Essig   Mgmt   Yes   For   For
1.3   Elect Director John W. Gerdelman   Mgmt   Yes   For   For
1.4   Elect Director Lemuel E. Lewis   Mgmt   Yes   For   For
1.5   Elect Director Martha H. Marsh   Mgmt   Yes   For   For
1.6   Elect Director Eddie N. Moore, Jr.   Mgmt   Yes   For   For
1.7   Elect Director James E. Rogers   Mgmt   Yes   For   For
1.8   Elect Director David S. Simmons   Mgmt   Yes   For   For
1.9   Elect Director Robert C. Sledd   Mgmt   Yes   For   For
1.10   Elect Director Craig R. Smith   Mgmt   Yes   For   For
1.11   Elect Director Anne Marie Whittemore   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Public Storage

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    74460D109
Record Date    03/06/2015    Meeting Type    Annual    Ticker    PSA

 

Primary CUSIP 74460D109    Primary ISIN US74460D1090    Primary SEDOL 2852533

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald L. Havner, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Tamara Hughes Gustavson   Mgmt   Yes   For   For
1.3   Elect Director Uri P. Harkham   Mgmt   Yes   For   For
1.4   Elect Director B. Wayne Hughes, Jr   Mgmt   Yes   For   For
1.5   Elect Director Avedick B. Poladian   Mgmt   Yes   For   For
1.6   Elect Director Gary E. Pruitt   Mgmt   Yes   For   For
1.7   Elect Director Ronald P. Spogli   Mgmt   Yes   For   For
1.8   Elect Director Daniel C. Staton   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Sunstone Hotel Investors, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    867892101
Record Date    03/10/2015    Meeting Type    Annual    Ticker    SHO

 

Primary CUSIP 867892101    Primary ISIN US8678921011    Primary SEDOL B034LG1

 

Proposal

Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John V. Arabia   Mgmt   Yes   For   For
1.2   Elect Director Andrew Batinovich   Mgmt   Yes   For   For
1.3   Elect Director Z. Jamie Behar   Mgmt   Yes   For   For
1.4   Elect Director Thomas A. Lewis, Jr.   Mgmt   Yes   For   For
1.5   Elect Director Keith M. Locker   Mgmt   Yes   For   For
1.6   Elect Director Douglas M. Pasquale   Mgmt   Yes   For   For
1.7   Elect Director Keith P. Russell   Mgmt   Yes   For   For
1.8   Elect Director Lewis N. Wolff   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Alnylam Pharmaceuticals, Inc.

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    02043Q107
Record Date    03/04/2015    Meeting Type    Annual    Ticker    ALNY

 

Primary CUSIP 02043Q107    Primary ISIN US02043Q1076    Primary SEDOL B00FWN1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis A. Ausiello   Mgmt   Yes   For   For
1.2   Elect Director John K. Clarke   Mgmt   Yes   For   For
1.3   Elect Director Marsha H. Fanucci   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Pilgrim’s Pride Corporation

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    72147K108
Record Date    03/13/2015    Meeting Type    Annual    Ticker    PPC

 

Primary CUSIP 72147K108    Primary ISIN US72147K1088    Primary SEDOL B5L3PZ2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gilberto Tomazoni   Mgmt   Yes   For   Withhold
1.2   Elect Director Joesley Mendonca Batista   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley Mendonca Batista   Mgmt   Yes   For   Withhold
1.4   Elect Director William W. Lovette   Mgmt   Yes   For   Withhold


1.5   Elect Director Andre Nogueira de Souza   Mgmt   Yes   For   Withhold
1.6   Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   Yes   For   For
2.1   Elect Director David E. Bell   Mgmt   Yes   For   For
2.2   Elect Director Michael L. Cooper   Mgmt   Yes   For   For
2.3   Elect Director Charles Macaluso   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

RLJ Lodging Trust

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    74965L101
Record Date    03/13/2015    Meeting Type    Annual    Ticker    RLJ

 

Primary CUSIP 74965L101    Primary ISIN US74965L1017    Primary SEDOL B3PY1N7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert L. Johnson   Mgmt   Yes   For   For
1.2   Elect Director Thomas J. Baltimore, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Evan Bayh   Mgmt   Yes   For   For
1.4   Elect Director Nathaniel A. Davis   Mgmt   Yes   For   For
1.5   Elect Director Robert M. La Forgia   Mgmt   Yes   For   For
1.6   Elect Director Glenda G. McNeal   Mgmt   Yes   For   For
1.7   Elect Director Joseph Ryan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Declaration of Trust   Mgmt   Yes   For   For
6   Amend Vote Requirements to Amend Bylaws   SH   Yes   Against   For

Berkshire Hathaway Inc.

 

Meeting Date    05/02/2015    Country    USA    Primary Security ID    084670702
Record Date    03/04/2015    Meeting Type    Annual    Ticker    BRK.B

 

Primary CUSIP 084670702    Primary ISIN US0846707026    Primary SEDOL 2073390

 

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Warren E. Buffett   Mgmt   Yes   For   For
1.2   Elect Director Charles T. Munger   Mgmt   Yes   For   For
1.3   Elect Director Howard G. Buffett   Mgmt   Yes   For   For
1.4   Elect Director Stephen B. Burke   Mgmt   Yes   For   For
1.5   Elect Director Susan L. Decker   Mgmt   Yes   For   For


1.6   Elect Director William H. Gates, III   Mgmt   Yes   For   For
1.7   Elect Director David S. Gottesman   Mgmt   Yes   For   For
1.8   Elect Director Charlotte Guyman   Mgmt   Yes   For   For
1.9   Elect Director Thomas S. Murphy   Mgmt   Yes   For   For
1.10   Elect Director Ronald L. Olson   Mgmt   Yes   For   For
1.11   Elect Director Walter Scott, Jr.   Mgmt   Yes   For   For
1.12   Elect Director Meryl B. Witmer   Mgmt   Yes   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date    05/04/2015    Country    USA    Primary Security ID    209034107
Record Date    03/11/2015    Meeting Type    Annual    Ticker    CNSL

 

Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard A. Lumpkin   Mgmt   Yes   For   For
1.2   Elect Director Timothy D. Taron   Mgmt   Yes   For   For
2   Ratify Ernst & Young, LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

PG&E Corporation

 

Meeting Date    05/04/2015    Country    USA    Primary Security ID    69331C108
Record Date    03/05/2015    Meeting Type    Annual    Ticker    PCG

 

Primary CUSIP 69331C108    Primary ISIN US69331C1080    Primary SEDOL 2689560

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lewis Chew   Mgmt   Yes   For   For
1.2   Elect Director Anthony F. Earley, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Fred J. Fowler   Mgmt   Yes   For   For
1.4   Elect Director Maryellen C. Herringer   Mgmt   Yes   For   For
1.5   Elect Director Richard C. Kelly   Mgmt   Yes   For   For
1.6   Elect Director Roger H. Kimmel   Mgmt   Yes   For   For
1.7   Elect Director Richard A. Meserve   Mgmt   Yes   For   For
1.8   Elect Director Forrest E. Miller   Mgmt   Yes   For   For
1.9   Elect Director Rosendo G. Parra   Mgmt   Yes   For   For
1.10   Elect Director Barbara L. Rambo   Mgmt   Yes   For   For
1.11   Elect Director Anne Shen Smith   Mgmt   Yes   For   For
1.12   Elect Director Barry Lawson Williams   Mgmt   Yes   For   For


2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For

Sanofi

 

Meeting Date    05/04/2015    Country    France    Primary Security ID    F5548N101
Record Date    04/28/2015    Meeting Type    Annual/Special    Ticker    SAN

 

Primary CUSIP F5548N101    Primary ISIN FR0000120578    Primary SEDOL 5671735

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No  
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.85 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   Against
5   Reelect Serge Weinberg as Director   Mgmt   Yes   For   For
6   Reelect Suet-Fern Lee as Director   Mgmt   Yes   For   For
7   Ratify Appointment of Bonnie Bassler as Director   Mgmt   Yes   For   For
8   Reelect Bonnie Bassler as Director   Mgmt   Yes   For   For
9   Ratify Appointment of Olivier Brandicourt as Director   Mgmt   Yes   For   For
10   Advisory Vote on Compensation of Serge Weinberg   Mgmt   Yes   For   For
11   Advisory Vote on Compensation of Christopher Viehbacher   Mgmt   Yes   For   Against
12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   Yes   For   For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million   Mgmt   Yes   For   For
15   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 260 Million   Mgmt   Yes   For   For
16   Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion   Mgmt   Yes   For   For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
18   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
19   Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against


20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
22   Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
23   Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds   Mgmt   Yes   For   Against
24   Amend Article 19 of Bylaws Re: Attendance to General Meetings   Mgmt   Yes   For   For
25   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Amkor Technology, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    031652100
Record Date    03/20/2015    Meeting Type    Annual    Ticker    AMKR

 

Primary CUSIP 031652100    Primary ISIN US0316521006    Primary SEDOL 2242929

 

Proposal Number   Proposal Text   Proponent   Votable Proposal     Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Kim   Mgmt   Yes     For   For
1.2   Elect Director Stephen D. Kelley   Mgmt   Yes     For   For
1.3   Elect Director Roger A. Carolin   Mgmt   Yes     For   For
1.4   Elect Director Winston J. Churchill   Mgmt   Yes     For   For
1.5   Elect Director John T. Kim   Mgmt   Yes     For   For
1.6   Elect Director Susan Y. Kim   Mgmt   Yes     For   For
1.7   Elect Director Robert R. Morse   Mgmt   Yes     For   For
1.8   Elect Director John F. Osborne   Mgmt   Yes     For   For
1.9   Elect Director David N. Watson   Mgmt   Yes     For   For
1.10   Elect Director James W. Zug   Mgmt   Yes     For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes     For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes     For   For

GAMCO Investors, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    361438104
Record Date    03/25/2015    Meeting Type    Annual    Ticker    GBL

 

Primary CUSIP 361438104    Primary ISIN US3614381040    Primary SEDOL 2386827

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Edwin L. Artzt   Mgmt   Yes   For   Withhold
1.2   Elect Director Raymond C. Avansino, Jr.   Mgmt   Yes   For   Withhold
1.3   Elect Director Richard L. Bready   Mgmt   Yes   For   Withhold
1.4   Elect Director Marc Gabelli   Mgmt   Yes   For   For
1.5   Elect Director Mario J. Gabelli   Mgmt   Yes   For   Withhold


1.6   Elect Director Eugene R. McGrath   Mgmt   Yes   For   Withhold
1.7   Elect Director Robert S. Prather, Jr.   Mgmt   Yes   For   Withhold
1.8   Elect Director Elisa M. Wilson   Mgmt   Yes   For   Withhold
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Employment Agreement with Mario J. Gabelli, Chairman and Chief Executive Officer   Mgmt   Yes   For   Against

Penske Automotive Group, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    70959W103
Record Date    03/10/2015    Meeting Type    Annual    Ticker    PAG

 

Primary CUSIP 70959W103    Primary ISIN US70959W1036    Primary SEDOL 2943523

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John D. Barr   Mgmt   Yes   For   Withhold
1.2   Elect Director Michael R. Eisenson   Mgmt   Yes   For   Withhold
1.3   Elect Director Robert H. Kurnick, Jr.   Mgmt   Yes   For   For
1.4   Elect Director William J. Lovejoy   Mgmt   Yes   For   For
1.5   Elect Director Kimberly J. McWaters   Mgmt   Yes   For   Withhold
1.6   Elect Director Lucio A. Noto   Mgmt   Yes   For   For
1.7   Elect Director Roger S. Penske   Mgmt   Yes   For   For
1.8   Elect Director Greg Penske   Mgmt   Yes   For   For
1.9   Elect Director Sandra E. Pierce   Mgmt   Yes   For   For
1.10   Elect Director Kanji Sasaki   Mgmt   Yes   For   For
1.11   Elect Director Ronald G. Steinhart   Mgmt   Yes   For   Withhold
1.12   Elect Director H. Brian Thompson   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Other Business   Mgmt   Yes   For   Against

Allianz SE

 

Meeting Date    05/06/2015    Country    Germany    Primary Security ID    D03080112
Record Date       Meeting Type    Annual    Ticker    ALV

 

Primary CUSIP D03080112    Primary ISIN DE0008404005    Primary SEDOL 5231485

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 6.85 per Share   Mgmt   Yes   For   For


3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Amend Articles Re: Appointment of Employee Representatives   Mgmt   Yes   For   For

Bank of America Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    060505104
Record Date    03/11/2015    Meeting Type    Annual    Ticker    BAC

 

Primary CUSIP 060505104    Primary ISIN US0605051046    Primary SEDOL 2295677

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Sharon L. Allen   Mgmt   Yes   For   Against
1b   Elect Director Susan S. Bies   Mgmt   Yes   For   For
1c   Elect Director Jack O. Bovender, Jr.   Mgmt   Yes   For   For
1d   Elect Director Frank P. Bramble, Sr.   Mgmt   Yes   For   Against
1e   Elect Director Pierre J. P. de Weck   Mgmt   Yes   For   For
1f   Elect Director Arnold W. Donald   Mgmt   Yes   For   For
1g   Elect Director Charles K. Gifford   Mgmt   Yes   For   For
1h   Elect Director Linda P. Hudson   Mgmt   Yes   For   For
1i   Elect Director Monica C. Lozano   Mgmt   Yes   For   For
1j   Elect Director Thomas J. May   Mgmt   Yes   For   Against
1k   Elect Director Brian T. Moynihan   Mgmt   Yes   For   For
1l   Elect Director Lionel L. Nowell, III   Mgmt   Yes   For   Against
1m   Elect Director R. David Yost   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Report on Climate Change Financing Risk   SH   Yes   Against   Against
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Provide Right to Act by Written Consent   SH   Yes   Against   For
8   Establish Other Governance Board Committee   SH   Yes   Against   Against

BHP Billiton Limited

 

Meeting Date    05/06/2015    Country    Australia    Primary Security ID    Q1498M100
Record Date    05/04/2015    Meeting Type    Special    Ticker    BHP

 

Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve the Demerger of South32 from BHP Billiton Limited   Mgmt   Yes   For   For


BHP Billiton plc

 

Meeting Date    05/06/2015    Country    United Kingdom    Primary Security ID    G10877101
Record Date    05/04/2015    Meeting Type    Special    Ticker    BLT

 

Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Demerger of South32 from BHP Billiton   Mgmt   Yes   For   For

Brunswick Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    117043109
Record Date    03/03/2015    Meeting Type    Annual    Ticker    BC

 

Primary CUSIP 117043109    Primary ISIN US1170431092    Primary SEDOL 2149309

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Manuel A. Fernandez   Mgmt   Yes   For   For
1b   Elect Director Mark D. Schwabero   Mgmt   Yes   For   For
1c   Elect Director David V. Singer   Mgmt   Yes   For   For
1d   Elect Director Jane L. Warner   Mgmt   Yes   For   For
1e   Elect Director J. Steven Whisler   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

CNO Financial Group, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    12621E103
Record Date    03/09/2015    Meeting Type    Annual    Ticker    CNO

 

Primary CUSIP 12621E103    Primary ISIN US12621E1038    Primary SEDOL 2657750

 

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Edward J. Bonach   Mgmt   Yes   For   For
1b   Elect Director Ellyn L. Brown   Mgmt   Yes   For   For
1c   Elect Director Robert C. Greving   Mgmt   Yes   For   For
1d   Elect Director Mary R. (Nina) Henderson   Mgmt   Yes   For   For
1e   Elect Director Charles J. Jacklin   Mgmt   Yes   For   For
1f   Elect Director Daniel R. Maurer   Mgmt   Yes   For   For
1g   Elect Director Neal C. Schneider   Mgmt   Yes   For   For
1h   Elect Director Frederick J. Sievert   Mgmt   Yes   For   For
1i   Elect Director Michael T. Tokarz   Mgmt   Yes   For   For
2   Adopt NOL Rights Plan (NOL Pill)   Mgmt   Yes   For   For


3   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dominion Resources, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    25746U109
Record Date    02/27/2015    Meeting Type    Annual    Ticker    D

 

Primary CUSIP 25746U109    Primary ISIN US25746U1097    Primary SEDOL 2542049

 

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William P. Barr   Mgmt   Yes   For   For
1.2   Elect Director Helen E. Dragas   Mgmt   Yes   For   For
1.3   Elect Director James O. Ellis, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Thomas F. Farrell, II   Mgmt   Yes   For   Against
1.5   Elect Director John W. Harris   Mgmt   Yes   For   For
1.6   Elect Director Mark J. Kington   Mgmt   Yes   For   For
1.7   Elect Director Pamela J. Royal   Mgmt   Yes   For   For
1.8   Elect Director Robert H. Spilman, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Michael E. Szymanczyk   Mgmt   Yes   For   For
1.10   Elect Director David A. Wollard   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Cease Construction of New Nuclear Units   SH   Yes   Against   Against
7   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For
8   Include Carbon Reduction as a Performance Measure for Senior Executive Compensation   SH   Yes   Against   Against
9   Report on Financial and Physical Risks of Climate Change   SH   Yes   Against   For
10   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   Against
11   Report on Biomass Carbon Footprint and Assess Risks   SH   Yes   Against   For

General Dynamics Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    369550108
Record Date    03/05/2015    Meeting Type    Annual    Ticker    GD

 

Primary CUSIP 369550108    Primary ISIN US3695501086    Primary SEDOL 2365161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Mary T. Barra   Mgmt   Yes   For   For
1.2   Elect Director Nicholas D. Chabraja   Mgmt   Yes   For   For


1.3   Elect Director James S. Crown   Mgmt   Yes   For   For
1.4   Elect Director Rudy F. deLeon   Mgmt   Yes   For   For
1.5   Elect Director William P. Fricks   Mgmt   Yes   For   For
1.6   Elect Director John M. Keane   Mgmt   Yes   For   For
1.7   Elect Director Lester L. Lyles   Mgmt   Yes   For   For
1.8   Elect Director James N. Mattis   Mgmt   Yes   For   For
1.9   Elect Director Phebe N. Novakovic   Mgmt   Yes   For   For
1.10   Elect Director William A. Osborn   Mgmt   Yes   For   For
1.11   Elect Director Laura J. Schumacher   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against

Gilead Sciences, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    375558103
Record Date    03/11/2015    Meeting Type    Annual    Ticker    GILD

 

Primary CUSIP 375558103    Primary ISIN US3755581036    Primary SEDOL 2369174

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John F. Cogan   Mgmt   Yes   For   For
1b   Elect Director Etienne F. Davignon   Mgmt   Yes   For   Against
1c   Elect Director Carla A. Hills   Mgmt   Yes   For   Against
1d   Elect Director Kevin E. Lofton   Mgmt   Yes   For   For
1e   Elect Director John W. Madigan   Mgmt   Yes   For   For
1f   Elect Director John C. Martin   Mgmt   Yes   For   For
1g   Elect Director Nicholas G. Moore   Mgmt   Yes   For   For
1h   Elect Director Richard J. Whitley   Mgmt   Yes   For   Against
1i   Elect Director Gayle E. Wilson   Mgmt   Yes   For   Against
1j   Elect Director Per Wold-Olsen   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Require Independent Board Chairman   SH   Yes   Against   For
7   Report on Sustainability   SH   Yes   Against   For
8   Report on Specialty Drug Pricing Risks   SH   Yes   Against   For


Hilton Worldwide Holdings Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    43300A104
Record Date    03/12/2015    Meeting Type    Annual    Ticker    HLT

 

Primary CUSIP 43300A104    Primary ISIN US43300A1043    Primary SEDOL BH3XFX2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Christopher J. Nassetta   Mgmt   Yes   For   Withhold
1.2   Elect Director Jonathan D. Gray   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael S. Chae   Mgmt   Yes   For   Withhold
1.4   Elect Director Tyler S. Henritze   Mgmt   Yes   For   Withhold
1.5   Elect Director Judith A. McHale   Mgmt   Yes   For   For
1.6   Elect Director John G. Schreiber   Mgmt   Yes   For   Withhold
1.7   Elect Director Elizabeth A. Smith   Mgmt   Yes   For   For
1.8   Elect Director Douglas M. Steenland   Mgmt   Yes   For   For
1.9   Elect Director William J. Stein   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

L Air Liquide

 

Meeting Date    05/06/2015    Country    France    Primary Security ID    F01764103
Record Date    04/30/2015    Meeting Type    Annual/Special    Ticker    AI

 

Primary CUSIP F01764103    Primary ISIN FR0000120073    Primary SEDOL B1YXBJ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.55 per Share   Mgmt   Yes   For   For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
5   Reelect Sian Herbert-Jones as Director   Mgmt   Yes   For   For
6   Elect Genevieve Berger as Director   Mgmt   Yes   For   For
7   Approve Agreement with Benoit Potier   Mgmt   Yes   For   For
8   Advisory Vote on Compensation of Benoit Potier   Mgmt   Yes   For   For
9   Advisory Vote on Compensation of Pierre Dufour   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
10   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
11   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For


12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million   Mgmt   Yes   For   For
13   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
14   Amend Article 8 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
15   Amend Article 18 of Bylaws Re: Record Date   Mgmt   Yes   For   For
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
17   Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
18   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Molina Healthcare, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    60855R100
Record Date    03/17/2015    Meeting Type    Annual    Ticker    MOH

 

Primary CUSIP 60855R100    Primary ISIN US60855R1005    Primary SEDOL 2212706

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Garrey E. Carruthers   Mgmt   Yes   For   For
1b   Elect Director Daniel Cooperman   Mgmt   Yes   For   For
1c   Elect Director Frank E. Murray   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Philip Morris International Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    718172109
Record Date    03/13/2015    Meeting Type    Annual    Ticker    PM

 

Primary CUSIP 718172109    Primary ISIN US7181721090    Primary SEDOL B2PKRQ3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Harold Brown   Mgmt   Yes   For   Against
1.2   Elect Director André Calantzopoulos   Mgmt   Yes   For   For
1.3   Elect Director Louis C. Camilleri   Mgmt   Yes   For   For
1.4   Elect Director Werner Geissler   Mgmt   Yes   For   Against
1.5   Elect Director Jennifer Li   Mgmt   Yes   For   For
1.6   Elect Director Jun Makihara   Mgmt   Yes   For   For
1.7   Elect Director Sergio Marchionne   Mgmt   Yes   For   Against
1.8   Elect Director Kalpana Morparia   Mgmt   Yes   For   For
1.9   Elect Director Lucio A. Noto   Mgmt   Yes   For   For
1.10   Elect Director Frederik Paulsen   Mgmt   Yes   For   For


1.11   Elect Director Robert B. Polet   Mgmt   Yes   For   Against
1.12   Elect Director Stephen M. Wolf   Mgmt   Yes   For   Against
2   Ratify PricewaterhouseCoopers SA as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Adopt Anti-Forced Labor Policy for Tobacco Supply Chain   SH   Yes   Against   Against

Standard Chartered plc

 

Meeting Date    05/06/2015    Country    United Kingdom    Primary Security ID    G84228157
Record Date    05/01/2015    Meeting Type    Annual    Ticker    STAN

 

Primary CUSIP G84228157    Primary ISIN GB0004082847    Primary SEDOL 0408284

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For
4   Elect Dr Byron Grote as Director   Mgmt   Yes   For   For
5   Elect Andy Halford as Director   Mgmt   Yes   For   For
6   Elect Gay Huey Evans as Director   Mgmt   Yes   For   For
7   Elect Jasmine Whitbread as Director   Mgmt   Yes   For   For
8   Re-elect Om Bhatt as Director   Mgmt   Yes   For   For
9   Re-elect Dr Kurt Campbell as Director   Mgmt   Yes   For   For
10   Re-elect Dr Louis Cheung as Director   Mgmt   Yes   For   For
11   Re-elect Dr Han Seung-soo as Director   Mgmt   Yes   For   For
12   Re-elect Christine Hodgson as Director   Mgmt   Yes   For   For
13   Re-elect Naguib Kheraj as Director   Mgmt   Yes   For   For
14   Re-elect Simon Lowth as Director   Mgmt   Yes   For   For
15   Re-elect Ruth Markland as Director   Mgmt   Yes   For   For
16   Re-elect Sir John Peace as Director   Mgmt   Yes   For   For
17   Re-elect Mike Rees as Director   Mgmt   Yes   For   For
18   Re-elect Viswanathan Shankar as Director   Mgmt   No    
19   Re-elect Paul Skinner as Director   Mgmt   Yes   For   For
20   Re-elect Dr Lars Thunell as Director   Mgmt   Yes   For   For
21   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
22   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
23   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
24   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For


26   Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   Yes   For   For
27   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
28   Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   Yes   For   For
29   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
30   Authorise Market Purchase of Preference Shares   Mgmt   Yes   For   For
31   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Thomson Reuters Corporation

 

Meeting Date    05/06/2015    Country    Canada    Primary Security ID    884903105
Record Date    03/20/2015    Meeting Type    Annual    Ticker    TRI

 

Primary CUSIP 884903105    Primary ISIN CA8849031056    Primary SEDOL 2889371

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Thomson   Mgmt   Yes   For   For
1.2   Elect Director James C. Smith   Mgmt   Yes   For   For
1.3   Elect Director Sheila C. Bair   Mgmt   Yes   For   For
1.4   Elect Director Manvinder S. Banga   Mgmt   Yes   For   For
1.5   Elect Director David W. Binet   Mgmt   Yes   For   For
1.6   Elect Director Mary Cirillo   Mgmt   Yes   For   For
1.7   Elect Director Michael E. Daniels   Mgmt   Yes   For   For
1.8   Elect Director Paul Thomas Jenkins   Mgmt   Yes   For   For
1.9   Elect Director Ken Olisa   Mgmt   Yes   For   For
1.10   Elect Director Vance K. Opperman   Mgmt   Yes   For   For
1.11   Elect Director Peter J. Thomson   Mgmt   Yes   For   For
1.12   Elect Director Wulf von Schimmelmann   Mgmt   Yes   For   For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   Yes   For   For
3   Advisory Vote on Executive Compensation Approach   Mgmt   Yes   For   For

Chemtura Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    163893209
Record Date    03/13/2015    Meeting Type    Annual    Ticker    CHMT

 

Primary CUSIP 163893209    Primary ISIN US1638932095    Primary SEDOL B5KT5L7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey D. Benjamin   Mgmt   Yes   For   For
1.2   Elect Director Timothy J. Bernlohr   Mgmt   Yes   For   For
1.3   Elect Director Anna C. Catalano   Mgmt   Yes   For   For


1.4   Elect Director James W. Crownover   Mgmt   Yes   For   For
1.5   Elect Director Robert A. Dover   Mgmt   Yes   For   For
1.6   Elect Director Jonathan F. Foster   Mgmt   Yes   For   For
1.7   Elect Director Craig A. Rogerson   Mgmt   Yes   For   For
1.8   Elect Director John K. Wulff   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

CVS Health Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    126650100
Record Date    03/12/2015    Meeting Type    Annual    Ticker    CVS

 

Primary CUSIP 126650100    Primary ISIN US1266501006    Primary SEDOL 2577609

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Richard M. Bracken   Mgmt   Yes   For   For
1b   Elect Director C. David Brown, II   Mgmt   Yes   For   Against
1c   Elect Director Alecia A. DeCoudreaux   Mgmt   Yes   For   For
1d   Elect Director Nancy-Ann M. DeParle   Mgmt   Yes   For   For
1e   Elect Director David W. Dorman   Mgmt   Yes   For   Against
1f   Elect Director Anne M. Finucane   Mgmt   Yes   For   Against
1g   Elect Director Larry J. Merlo   Mgmt   Yes   For   For
1h   Elect Director Jean-Pierre Millon   Mgmt   Yes   For   For
1i   Elect Director Richard J. Swift   Mgmt   Yes   For   For
1j   Elect Director William C. Weldon   Mgmt   Yes   For   Against
1k   Elect Director Tony L. White   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against

Duke Energy Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    26441C204
Record Date    03/09/2015    Meeting Type    Annual    Ticker    DUK

 

Primary CUSIP 26441C204    Primary ISIN US26441C2044    Primary SEDOL B7VD3F2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Michael G. Browning   Mgmt   Yes   For   For
1b   Elect Director Harris E. DeLoach, Jr.   Mgmt   Yes   For   For


1c   Elect Director Daniel R. DiMicco   Mgmt   Yes   For   For
1d   Elect Director John H. Forsgren   Mgmt   Yes   For   For
1e   Elect Director Lynn J. Good   Mgmt   Yes   For   For
1f   Elect Director Ann Maynard Gray   Mgmt   Yes   For   For
1g   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
1h   Elect Director John T. Herron   Mgmt   Yes   For   For
1i   Elect Director James B. Hyler, Jr.   Mgmt   Yes   For   For
1j   Elect Director William E. Kennard   Mgmt   Yes   For   For
1k   Elect Director E. Marie McKee   Mgmt   Yes   For   For
1l   Elect Director Richard A. Meserve   Mgmt   Yes   For   For
1m   Elect Director James T. Rhodes   Mgmt   Yes   For   For
1n   Elect Director Carlos A. Saladrigas   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Report on Political Contributions   SH   Yes   Against   For
7   Adopt Proxy Access Right   SH   Yes   Against   For

E.ON SE

 

Meeting Date    05/07/2015    Country    Germany    Primary Security ID    D24914133
Record Date       Meeting Type    Annual    Ticker    EOAN

 

Primary CUSIP D24914133    Primary ISIN DE000ENAG999    Primary SEDOL 4942904

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5.1   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
5.2   Ratify PricewaterhouseCoopers AG as Auditors for the 2015 First Half Year Report   Mgmt   Yes   For   For


GlaxoSmithKline plc

 

Meeting Date    05/07/2015    Country    United Kingdom    Primary Security ID    G3910J112
Record Date    05/05/2015    Meeting Type    Annual    Ticker    GSK

 

Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Elect Sir Philip Hampton as Director   Mgmt   Yes   For   For
4   Elect Urs Rohner as Director   Mgmt   Yes   For   For
5   Re-elect Sir Andrew Witty as Director   Mgmt   Yes   For   For
6   Re-elect Sir Roy Anderson as Director   Mgmt   Yes   For   For
7   Re-elect Dr Stephanie Burns as Director   Mgmt   Yes   For   For
8   Re-elect Stacey Cartwright as Director   Mgmt   Yes   For   For
9   Re-elect Simon Dingemans as Director   Mgmt   Yes   For   For
10   Re-elect Lynn Elsenhans as Director   Mgmt   Yes   For   For
11   Re-elect Judy Lewent as Director   Mgmt   Yes   For   For
12   Re-elect Sir Deryck Maughan as Director   Mgmt   Yes   For   For
13   Re-elect Dr Daniel Podolsky as Director   Mgmt   Yes   For   For
14   Re-elect Dr Moncef Slaoui as Director   Mgmt   Yes   For   For
15   Re-elect Hans Wijers as Director   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   Yes   For   For
23   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
24   Approve Share Value Plan   Mgmt   Yes   For   For

Glencore plc

 

Meeting Date    05/07/2015    Country    Jersey    Primary Security ID    G39420107
Record Date    05/05/2015    Meeting Type    Annual    Ticker    GLEN

 

Primary CUSIP N/A    Primary ISIN JE00B4T3BW64    Primary SEDOL B4T3BW6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Distribution   Mgmt   Yes   For   For


3   Approve Distribution in Specie of Ordinary Shares in Lonmin plc to Shareholders   Mgmt   Yes   For   For
4   Re-elect Anthony Hayward as Director   Mgmt   Yes   For   For
5   Re-elect Leonhard Fischer as Director   Mgmt   Yes   For   For
6   Re-elect William Macaulay as Director   Mgmt   Yes   For   For
7   Re-elect Ivan Glasenberg as Director   Mgmt   Yes   For   For
8   Re-elect Peter Coates as Director   Mgmt   Yes   For   For
9   Re-elect John Mack as Director   Mgmt   Yes   For   For
10   Re-elect Peter Grauer as Director   Mgmt   Yes   For   For
11   Elect Patrice Merrin as Director   Mgmt   Yes   For   For
12   Approve Remuneration Report   Mgmt   Yes   For   For
13   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
14   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
15   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
16   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For

Koninklijke Philips N.V.

 

Meeting Date    05/07/2015    Country    Netherlands    Primary Security ID    N6817P109
Record Date    04/09/2015    Meeting Type    Annual    Ticker    PHIA

 

Primary CUSIP N6817P109    Primary ISIN NL0000009538    Primary SEDOL 5986622

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   President’s Speech   Mgmt   No    
2a   Discuss Remuneration Report   Mgmt   No    
2b   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
2c   Adopt Financial Statements   Mgmt   Yes   For   For
2d   Approve Dividends of EUR 0.80 Per Share   Mgmt   Yes   For   For
2e   Approve Discharge of Management Board   Mgmt   Yes   For   For
2f   Approve Discharge of Supervisory Board   Mgmt   Yes   For   For
3   Approve Seperation of the Lighting Business from Royal Philips   Mgmt   Yes   For   For
4a   Reelect F.A. Van Houten to Management Board   Mgmt   Yes   For   For
4b   Reelect R.H. Wirahadiraksa to Management Board   Mgmt   Yes   For   For
4c   Reelect P.A.J. Nota to Management Board   Mgmt   Yes   For   For
5a   Reelect J.P. Tai to Supervisory Board   Mgmt   Yes   For   For
5b   Reelect H. Von Prondzynski to Supervisory Board   Mgmt   Yes   For   For
5c   Reelect C.J.A Van Lede to Supervisory Board   Mgmt   Yes   For   For


5d   Elect D.E.I. Pyott to Supervisory Board   Mgmt   Yes   For   For
6   Approve Remuneration of Supervisory Board   Mgmt   Yes   For   For
7a   Ratify Ernest & Young Accountants LLP as Auditors   Mgmt   Yes   For   For
7b   Amend Articles Re: Change the Term of Appointment of External Auditors   Mgmt   Yes   For   For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   Yes   For   For
8b   Authorize Board to Exclude Preemptive Rights from Share Issuances Under 8a   Mgmt   Yes   For   For
9   Authorize Repurchase of Shares   Mgmt   Yes   For   For
10   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
11   Other Business (Non-Voting)   Mgmt   No    

LaSalle Hotel Properties

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    517942108
Record Date    02/20/2015    Meeting Type    Annual    Ticker    LHO

 

Primary CUSIP 517942108    Primary ISIN US5179421087    Primary SEDOL 2240161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey T. Foland   Mgmt   Yes   For   For
1.2   Elect Director Darryl Hartley-Leonard   Mgmt   Yes   For   For
1.3   Elect Director William S. McCalmont   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

LDR Holding Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    50185U105
Record Date    03/10/2015    Meeting Type    Annual    Ticker    LDRH

 

Primary CUSIP 50185U105    Primary ISIN US50185U1051    Primary SEDOL BDSV890

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kevin M. Lalande   Mgmt   Yes   For   For
1.2   Elect Director Stefan Widensohler   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

National Health Investors, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    63633D104
Record Date    03/13/2015    Meeting Type    Annual    Ticker    NHI

 

Primary CUSIP 63633D104    Primary ISIN US63633D1046    Primary SEDOL 2626125

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Robert T. Webb   Mgmt   Yes   For   For
2   Amend Stock Option Plan   Mgmt   Yes   For   For


3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify BDO USA, LLP as Auditors   Mgmt   Yes   For   For

Reckitt Benckiser Group plc

 

Meeting Date    05/07/2015    Country    United Kingdom    Primary Security ID    G74079107
Record Date    05/05/2015    Meeting Type    Annual    Ticker    RB.

 

Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Elect Jaspal Bindra as Director   Mgmt   Yes   For   For
5   Elect Mary Harris as Director   Mgmt   Yes   For   For
6   Elect Pamela Kirby as Director   Mgmt   Yes   For   For
7   Elect Sue Shim as Director   Mgmt   Yes   For   For
8   Elect Christopher Sinclair as Director   Mgmt   Yes   For   For
9   Elect Douglas Tough as Director   Mgmt   Yes   For   For
10   Re-elect Adrian Bellamy as Director   Mgmt   Yes   For   For
11   Re-elect Nicandro Durante as Director   Mgmt   Yes   For   For
12   Re-elect Peter Harf as Director   Mgmt   Yes   For   For
13   Re-elect Adrian Hennah as Director   Mgmt   Yes   For   For
14   Re-elect Kenneth Hydon as Director   Mgmt   Yes   For   For
15   Re-elect Rakesh Kapoor as Director   Mgmt   Yes   For   For
16   Re-elect Andre Lacroix as Director   Mgmt   Yes   For   For
17   Re-elect Judith Sprieser as Director   Mgmt   Yes   For   For
18   Re-elect Warren Tucker as Director   Mgmt   Yes   For   For
19   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
23   Amend the Annual Limit of Directors’ Fees   Mgmt   Yes   For   For
24   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
26   Approve 2015 Long Term Incentive Plan   Mgmt   Yes   For   For
27   Approve 2015 Savings Related Share Option Plan   Mgmt   Yes   For   For
28   Authorise Directors to Establish a Further Plan or Plans   Mgmt   Yes   For   For
29   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Ryman Hospitality Properties, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    78377T107
Record Date    03/18/2015    Meeting Type    Annual    Ticker    RHP

 

Primary CUSIP 78377T107    Primary ISIN US78377T1079    Primary SEDOL B8QV5C9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael J. Bender   Mgmt   Yes   For   For
1.2   Elect Director E. K. Gaylord, II   Mgmt   Yes   For   For
1.3   Elect Director D. Ralph Horn   Mgmt   Yes   For   For
1.4   Elect Director Ellen Levine   Mgmt   Yes   For   For
1.5   Elect Director Patrick Q. Moore   Mgmt   Yes   For   For
1.6   Elect Director Robert S. Prather, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Colin V. Reed   Mgmt   Yes   For   For
1.8   Elect Director Michael D. Rose   Mgmt   Yes   For   For
1.9   Elect Director Michael I. Roth   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

United Parcel Service, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    911312106
Record Date    03/09/2015    Meeting Type    Annual    Ticker    UPS

 

Primary CUSIP 911312106    Primary ISIN US9113121068    Primary SEDOL 2517382

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director David P. Abney   Mgmt   Yes   For   For
1b   Elect Director Rodney C. Adkins   Mgmt   Yes   For   For
1c   Elect Director Michael J. Burns   Mgmt   Yes   For   For
1d   Elect Director D. Scott Davis   Mgmt   Yes   For   For
1e   Elect Director William R. Johnson   Mgmt   Yes   For   For
1f   Elect Director Candace Kendle   Mgmt   Yes   For   For
1g   Elect Director Ann M. Livermore   Mgmt   Yes   For   For
1h   Elect Director Rudy H.P. Markham   Mgmt   Yes   For   For
1i   Elect Director Clark T. Randt, Jr.   Mgmt   Yes   For   For
1j   Elect Director John T. Stankey   Mgmt   Yes   For   For
1k   Elect Director Carol B. Tome   Mgmt   Yes   For   For
1l   Elect Director Kevin M. Warsh   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For


4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
6   Adopt Anti Gross-up Policy   SH   Yes   Against   For

Verizon Communications Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    92343V104
Record Date    03/09/2015    Meeting Type    Annual    Ticker    VZ

 

Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Shellye L. Archambeau   Mgmt   Yes   For   Against
1.2   Elect Director Mark T. Bertolini   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Carrion   Mgmt   Yes   For   Against
1.4   Elect Director Melanie L. Healey   Mgmt   Yes   For   For
1.5   Elect Director M. Frances Keeth   Mgmt   Yes   For   Against
1.6   Elect Director Lowell C. McAdam   Mgmt   Yes   For   For
1.7   Elect Director Donald T. Nicolaisen   Mgmt   Yes   For   Against
1.8   Elect Director Clarence Otis, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Rodney E. Slater   Mgmt   Yes   For   Against
1.10   Elect Director Kathryn A. Tesija   Mgmt   Yes   For   Against
1.11   Elect Director Gregory D. Wasson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Net Neutrality   SH   Yes   Against   For
5   Report on Indirect Political Contributions   SH   Yes   Against   For
6   Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Yes   Against   For
7   Stock Retention/Holding Period   SH   Yes   Against   For
8   Provide Right to Act by Written Consent   SH   Yes   Against   For

Equity One, Inc.

 

Meeting Date    05/08/2015    Country    USA    Primary Security ID    294752100
Record Date    03/03/2015    Meeting Type    Annual    Ticker    EQY

 

Primary CUSIP 294752100    Primary ISIN US2947521009    Primary SEDOL 2246329

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Cynthia Cohen   Mgmt   Yes   For   Withhold
1.2   Elect Director David Fischel   Mgmt   Yes   For   For
1.3   Elect Director Neil Flanzraich   Mgmt   Yes   For   For
1.4   Elect Director Jordan Heller   Mgmt   Yes   For   For


1.5   Elect Director Chaim Katzman   Mgmt   Yes   For   For
1.6   Elect Director Peter Linneman   Mgmt   Yes   For   Withhold
1.7   Elect Director David Lukes   Mgmt   Yes   For   For
1.8   Elect Director Galia Maor   Mgmt   Yes   For   Withhold
1.9   Elect Director Dori Segal   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Swift Transportation Company

 

Meeting Date    05/08/2015    Country    USA    Primary Security ID    87074U101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    SWFT

 

Primary CUSIP 87074U101    Primary ISIN US87074U1016    Primary SEDOL B4PZRV7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jerry Moyes   Mgmt   Yes   For   For
1.2   Elect Director Richard H. Dozer   Mgmt   Yes   For   Withhold
1.3   Elect Director David Vander Ploeg   Mgmt   Yes   For   Withhold
1.4   Elect Director Glenn Brown   Mgmt   Yes   For   Withhold
1.5   Elect Director Jose A. Cardenas   Mgmt   Yes   For   Withhold
1.6   Elect Director William F. Riley III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For

American Express Company

 

Meeting Date    05/11/2015    Country    USA    Primary Security ID    025816109
Record Date    03/13/2015    Meeting Type    Annual    Ticker    AXP

 

Primary CUSIP 025816109    Primary ISIN US0258161092    Primary SEDOL 2026082

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Charlene Barshefsky   Mgmt   Yes   For   For
1b   Elect Director Ursula M. Burns   Mgmt   Yes   For   For
1c   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1d   Elect Director Peter Chernin   Mgmt   Yes   For   For
1e   Elect Director Anne Lauvergeon   Mgmt   Yes   For   For
1f   Elect Director Michael O. Leavitt   Mgmt   Yes   For   For
1g   Elect Director Theodore J. Leonsis   Mgmt   Yes   For   For
1h   Elect Director Richard C. Levin   Mgmt   Yes   For   For


1i   Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For
1j   Elect Director Daniel L. Vasella   Mgmt   Yes   For   For
1k   Elect Director Robert D. Walter   Mgmt   Yes   For   For
1l   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Prepare Employment Diversity Report   SH   Yes   Against   For
5   Report on Board Oversight of Privacy and Data Security and Requests for Customer Information   SH   Yes   Against   For
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Report on Lobbying Payments and Policy   SH   Yes   Against   For
8   Require Independent Board Chairman   SH   Yes   Against   Against

ING Groep NV

 

Meeting Date    05/11/2015    Country    Netherlands    Primary Security ID    N4578E413
Record Date    04/13/2015    Meeting Type    Annual    Ticker    INGA

 

Primary CUSIP N4578E413    Primary ISIN NL0000303600    Primary SEDOL 7154182

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Open Meeting   Mgmt   No    
2a   Receive Report of Management Board (Non-Voting)   Mgmt   No    
2b   Receive Announcements on Sustainability   Mgmt   No    
2c   Receive Report of Supervisory Board (Non-Voting)   Mgmt   No    
2d   Discuss Remuneration Report   Mgmt   No    
2e   Discussion on Company’s Corporate Governance Structure   Mgmt   No    
2f   Adopt Financial Statements   Mgmt   Yes   For   For
3a   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
3b   Approve Dividends of EUR 0.12 Per Share   Mgmt   Yes   For   For
4a   Approve Discharge of Management Board   Mgmt   Yes   For   For
4b   Approve Discharge of Supervisory Board   Mgmt   Yes   For   For
5a   Approve Amendments to Remuneration Policy   Mgmt   Yes   For   For
5b   Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration   Mgmt   Yes   For   For
6   Ratify KPMG as Auditors   Mgmt   Yes   For   For
7a   Elect Gheorghe to Supervisory Board   Mgmt   Yes   For   For
7b   Reelect Kuiper to Supervisory Board   Mgmt   Yes   For   For


7c   Reelect Breukink to Supervisory Board   Mgmt   Yes   For   For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
8b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
9a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
9b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   Yes   For   For
10   Other Business (Non-Voting) and Closing   Mgmt   No    

3M Company

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    88579Y101
Record Date    03/13/2015    Meeting Type    Annual    Ticker    MMM

 

Primary CUSIP 88579Y101    Primary ISIN US88579Y1010    Primary SEDOL 2595708

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Linda G. Alvarado   Mgmt   Yes   For   For
1b   Elect Director Sondra L. Barbour   Mgmt   Yes   For   For
1c   Elect Director Thomas ‘Tony’ K. Brown   Mgmt   Yes   For   For
1d   Elect Director Vance D. Coffman   Mgmt   Yes   For   For
1e   Elect Director Michael L. Eskew   Mgmt   Yes   For   For
1f   Elect Director Herbert L. Henkel   Mgmt   Yes   For   For
1g   Elect Director Muhtar Kent   Mgmt   Yes   For   For
1h   Elect Director Edward M. Liddy   Mgmt   Yes   For   For
1i   Elect Director Inge G. Thulin   Mgmt   Yes   For   For
1j   Elect Director Robert J. Ulrich   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Broadcom Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    111320107
Record Date    03/16/2015    Meeting Type    Annual    Ticker    BRCM

 

Primary CUSIP 111320107    Primary ISIN US1113201073    Primary SEDOL 2235822

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Robert J. Finocchio, Jr.   Mgmt   Yes   For   For
1b   Elect Director Nancy H. Handel   Mgmt   Yes   For   For
1c   Elect Director Eddy W. Hartenstein   Mgmt   Yes   For   For
1d   Elect Director Maria M. Klawe   Mgmt   Yes   For   For


1e   Elect Director John E. Major   Mgmt   Yes   For   For
1f   Elect Director Scott A. McGregor   Mgmt   Yes   For   For
1g   Elect Director William T. Morrow   Mgmt   Yes   For   For
1h   Elect Director Henry Samueli   Mgmt   Yes   For   For
1i   Elect Director Robert E. Switz   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Darling Ingredients Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    237266101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    DAR

 

Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Randall C. Stuewe   Mgmt   Yes   For   For
1.2   Elect Director O. Thomas Albrecht   Mgmt   Yes   For   Against
1.3   Elect Director D. Eugene Ewing   Mgmt   Yes   For   Against
1.4   Elect Director Dirk Kloosterboer   Mgmt   Yes   For   For
1.5   Elect Director Mary R. Korby   Mgmt   Yes   For   For
1.6   Elect Director Charles Macaluso   Mgmt   Yes   For   For
1.7   Elect Director John D. March   Mgmt   Yes   For   Against
1.8   Elect Director Justinus J.G.M. Sanders   Mgmt   Yes   For   For
1.9   Elect Director Michael Urbut   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

First American Financial Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    31847R102
Record Date    03/18/2015    Meeting Type    Annual    Ticker    FAF

 

Primary CUSIP 31847R102    Primary ISIN US31847R1023    Primary SEDOL B4NFPK4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis J. Gilmore   Mgmt   Yes   For   For
1.2   Elect Director Virginia M. Ueberroth   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


Impax Laboratories, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    45256B101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    IPXL

 

Primary CUSIP 45256B101    Primary ISIN US45256B1017    Primary SEDOL 2373722

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Leslie Z. Benet   Mgmt   Yes   For   For
1.2   Elect Director Robert L. Burr   Mgmt   Yes   For   For
1.3   Elect Director Allen Chao   Mgmt   Yes   For   For
1.4   Elect Director Nigel Ten Fleming   Mgmt   Yes   For   For
1.5   Elect Director Larry Hsu   Mgmt   Yes   For   For
1.6   Elect Director Michael Markbreiter   Mgmt   Yes   For   For
1.7   Elect Director Mary K. Pendergast   Mgmt   Yes   For   For
1.8   Elect Director Peter R. Terreri   Mgmt   Yes   For   For
1.9   Elect Director G. Frederick Wilkinson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   Against

Linde AG

 

Meeting Date    05/12/2015    Country    Germany    Primary Security ID    D50348107
Record Date    04/20/2015    Meeting Type    Annual    Ticker    LIN

 

Primary CUSIP D50348107    Primary ISIN DE0006483001    Primary SEDOL 5740817

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 3.15 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Approve Cancellation of Capital Authorization   Mgmt   Yes   For   For

NewStar Financial, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    65251F105
Record Date    04/01/2015    Meeting Type    Annual    Ticker    NEWS

 

Primary CUSIP 65251F105    Primary ISIN US65251F1057    Primary SEDOL B1L7CP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Charles N. Bralver   Mgmt   Yes   For   For
1.2   Elect Director Timothy J. Conway   Mgmt   Yes   For   For


1.3   Elect Director Bradley E. Cooper   Mgmt   Yes   For   For
1.4   Elect Director Brian L.P. Fallon   Mgmt   Yes   For   For
1.5   Elect Director Frank R. Noonan   Mgmt   Yes   For   For
1.6   Elect Director Maureen P. O’Hara   Mgmt   Yes   For   For
1.7   Elect Director Peter A. Schmidt-Fellner   Mgmt   Yes   For   For
1.8   Elect Director Richard E. Thornburgh   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Ply Gem Holdings, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    72941W100
Record Date    03/19/2015    Meeting Type    Annual    Ticker    PGEM

 

Primary CUSIP 72941W100    Primary ISIN US72941W1009    Primary SEDOL B99KCV8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey T. Barber   Mgmt   Yes   For   For
1.2   Elect Director Timothy T. Hall   Mgmt   Yes   For   Withhold
1.3   Elect Director Steven M. Lefkowitz   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Eliminate Chairman’s Right to Call Special Meetings   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

The Middleby Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    596278101
Record Date    03/20/2015    Meeting Type    Annual    Ticker    MIDD

 

Primary CUSIP 596278101    Primary ISIN US5962781010    Primary SEDOL 2590930

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Selim A. Bassoul   Mgmt   Yes   For   For
1.2   Elect Director Sarah Palisi Chapin   Mgmt   Yes   For   For
1.3   Elect Director Robert B. Lamb   Mgmt   Yes   For   For
1.4   Elect Director John R. Miller, III   Mgmt   Yes   For   For
1.5   Elect Director Gordon O’Brien   Mgmt   Yes   For   For
1.6   Elect Director Philip G. Putnam   Mgmt   Yes   For   For
1.7   Elect Director Sabin C. Streeter   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Affymetrix, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    00826T108
Record Date    03/23/2015    Meeting Type    Annual    Ticker    AFFX

 

Primary CUSIP 00826T108    Primary ISIN US00826T1088    Primary SEDOL 2034988

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jami Dover Nachtsheim   Mgmt   Yes   For   For
1b   Elect Director Frank Witney   Mgmt   Yes   For   For
1c   Elect Director Nelson C. Chan   Mgmt   Yes   For   For
1d   Elect Director Gary S. Guthart   Mgmt   Yes   For   For
1e   Elect Director Merilee Raines   Mgmt   Yes   For   For
1f   Elect Director Robert H. Trice   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Align Technology, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    016255101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    ALGN

 

Primary CUSIP 016255101    Primary ISIN US0162551016    Primary SEDOL 2679204

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joseph Lacob   Mgmt   Yes   For   For
1.2   Elect Director C. Raymond Larkin, Jr.   Mgmt   Yes   For   For
1.3   Elect Director George J. Morrow   Mgmt   Yes   For   For
1.4   Elect Director David C. Nagel   Mgmt   Yes   For   For
1.5   Elect Director Thomas M. Prescott   Mgmt   Yes   For   For
1.6   Elect Director Andrea L. Saia   Mgmt   Yes   For   For
1.7   Elect Director Greg J. Santora   Mgmt   Yes   For   For
1.8   Elect Director Warren S. Thaler   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    026874784
Record Date    03/18/2015    Meeting Type    Annual    Ticker    AIG

 

Primary CUSIP 026874784    Primary ISIN US0268747849    Primary SEDOL 2027342

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director W. Don Cornwell   Mgmt   Yes   For   For
1b   Elect Director Peter R. Fisher   Mgmt   Yes   For   For


1c   Elect Director John H. Fitzpatrick   Mgmt   Yes   For   For
1d   Elect Director Peter D. Hancock   Mgmt   Yes   For   For
1e   Elect Director William G. Jurgensen   Mgmt   Yes   For   For
1f   Elect Director Christopher S. Lynch   Mgmt   Yes   For   For
1g   Elect Director George L. Miles, Jr.   Mgmt   Yes   For   For
1h   Elect Director Henry S. Miller   Mgmt   Yes   For   For
1i   Elect Director Robert S. Miller   Mgmt   Yes   For   For
1j   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1k   Elect Director Ronald A. Rittenmeyer   Mgmt   Yes   For   For
1l   Elect Director Douglas M. Steenland   Mgmt   Yes   For   For
1m   Elect Director Theresa M. Stone   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

BMW Group Bayerische Motoren Werke AG

 

Meeting Date    05/13/2015    Country    Germany    Primary Security ID    D12096109
Record Date    04/21/2015    Meeting Type    Annual    Ticker    BMW

 

Primary CUSIP D12096109    Primary ISIN DE0005190003    Primary SEDOL 5756029

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.92 per Preffered Share and 2.90 per Ordinary Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6.1   Elect Henning Kagermann to the Supervisory Board   Mgmt   Yes   For   For
6.2   Elect Simone Menne to the Supervisory Board   Mgmt   Yes   For   For
6.3   Elect Norbert Reithofer to the Supervisory Board   Mgmt   Yes   For   For
7   Amend Articles Re: Board-Related   Mgmt   Yes   For   For

BNP Paribas SA

 

Meeting Date    05/13/2015    Country    France    Primary Security ID    F1058Q238
Record Date    05/08/2015    Meeting Type    Annual/Special    Ticker    BNP

 

Primary CUSIP F1058Q238    Primary ISIN FR0000131104    Primary SEDOL 7309681

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Treatment of Losses and Dividends of EUR 1.50 per Share   Mgmt   Yes   For   For


4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
6   Reelect Pierre Andre de Chalendar as Director   Mgmt   Yes   For   For
7   Reelect Denis Kessler as Director   Mgmt   Yes   For   Against
8   Reelect Laurence Parisot as Director   Mgmt   Yes   For   Against
9   Ratify Appointment of Jean Lemierre as Director   Mgmt   Yes   For   For
10   Advisory Vote on Compensation of Jean Lemierre, Chairman since Dec. 1, 2014   Mgmt   Yes   For   For
11   Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO   Mgmt   Yes   For   For
12   Advisory Vote on Compensation of Philippe Bordenave, Vice-CEO   Mgmt   Yes   For   For
13   Advisory Vote on Compensation of Francois Villeroy de Galhau, Vice-CEO   Mgmt   Yes   For   For
14   Advisory Vote on Compensation of Baudouin Prot, Chairman until Dec. 1, 2014   Mgmt   Yes   For   For
15   Advisory Vote on Compensation of Georges Chodron de Courcel, Vice-CEO until June 30, 2014   Mgmt   Yes   For   Against
16   Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers   Mgmt   Yes   For   For
17   Fix Maximum Variable Compensation Ratio for Executives and Risk Takers   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
18   Amend Article 18 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
19   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
20   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

E. I. du Pont de Nemours and Company

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    263534109
Record Date    03/17/2015    Meeting Type    Proxy Contest    Ticker    DD

 

Primary CUSIP 263534109    Primary ISIN US2635341090    Primary SEDOL 2018175

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (White Card)   Mgmt   No    
1.1   Elect Director Lamberto Andreotti   Mgmt   Yes   For   Do Not Vote
1.2   Elect Director Edward D. Breen   Mgmt   Yes   For   Do Not Vote
1.3   Elect Director Robert A. Brown   Mgmt   Yes   For   Do Not Vote
1.4   Elect Director Alexander M. Cutler   Mgmt   Yes   For   Do Not Vote
1.5   Elect Director Eleuthere I. du Pont   Mgmt   Yes   For   Do Not Vote
1.6   Elect Director James L. Gallogly   Mgmt   Yes   For   Do Not Vote
1.7   Elect Director Marillyn A. Hewson   Mgmt   Yes   For   Do Not Vote
1.8   Elect Director Lois D. Juliber   Mgmt   Yes   For   Do Not Vote
1.9   Elect Director Ellen J. Kullman   Mgmt   Yes   For   Do Not Vote


1.10   Elect Director Ulf M. Schneider   Mgmt   Yes   For   Do Not Vote
1.11   Elect Director Lee M. Thomas   Mgmt   Yes   For   Do Not Vote
1.12   Elect Director Patrick J. Ward   Mgmt   Yes   For   Do Not Vote
2   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Do Not Vote
4   Report on Lobbying Payments and Policy   SH   Yes   Against   Do Not Vote
5   Report on Herbicide Use on GMO Crops   SH   Yes   Against   Do Not Vote
6   Establish Committee on Plant Closures   SH   Yes   Against   Do Not Vote
7   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After August 12, 2013   SH   Yes   Against   Do Not Vote
  Dissident Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Nelson Peltz   SH   Yes   For   For
1.2   Elect Director John H. Myers   SH   Yes   For   For
1.3   Elect Director Arthur B. Winkleblack   SH   Yes   For   Withhold
1.4   Elect Director Robert J. Zatta   SH   Yes   For   Withhold
1.5   Management Nominee - Lamberto Andreotti   SH   Yes   For   For
1.6   Management Nominee - Edward D. Breen   SH   Yes   For   For
1.7   Management Nominee - Eleuthere I. du Pont   SH   Yes   For   For
1.8   Management Nominee - James L. Gallogly   SH   Yes   For   For
1.9   Management Nominee - Marillyn A. Hewson   SH   Yes   For   For
1.10   Management Nominee - Ellen J. Kullman   SH   Yes   For   For
1.11   Management Nominee - Ulf M. Schneider   SH   Yes   For   For
1.12   Management Nominee - Patrick J. Ward   SH   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   None   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   None   For
4   Report on Lobbying Payments and Policy   SH   Yes   None   For
5   Report on Herbicide Use on GMO Crops   SH   Yes   None   Against
6   Establish Committee on Plant Closures   SH   Yes   None   Against
7   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After August 12, 2013   SH   Yes   For   For

Eni S.p.A.

 

Meeting Date    05/13/2015    Country    Italy    Primary Security ID    T3643A145
Record Date    05/04/2015    Meeting Type    Annual    Ticker    ENI

 

Primary CUSIP T3643A145    Primary ISIN IT0003132476    Primary SEDOL 7145056

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Allocation of Income   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For


Highwoods Properties, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    431284108
Record Date    03/02/2015    Meeting Type    Annual    Ticker    HIW

 

Primary CUSIP 431284108    Primary ISIN US4312841087    Primary SEDOL 2420640

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Charles A. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Gene H. Anderson   Mgmt   Yes   For   For
1.3   Elect Director Carlos E. Evans   Mgmt   Yes   For   For
1.4   Elect Director Edward J. Fritsch   Mgmt   Yes   For   For
1.5   Elect Director David J. Hartzell   Mgmt   Yes   For   For
1.6   Elect Director Sherry A. Kellett   Mgmt   Yes   For   For
1.7   Elect Director O. Temple Sloan, Jr.   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For

Indivior PLC

 

Meeting Date    05/13/2015    Country    United Kingdom    Primary Security ID    G4766E108
Record Date    05/11/2015    Meeting Type    Annual    Ticker    INDV

 

Primary CUSIP N/A    Primary ISIN GB00BRS65X63    Primary SEDOL BRS65X6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   Against
4   Elect Howard Pien as Director   Mgmt   Yes   For   For
5   Elect Shaun Thaxter as Director   Mgmt   Yes   For   For
6   Elect Cary Claiborne as Director   Mgmt   Yes   For   For
7   Elect Rupert Bondy as Director   Mgmt   Yes   For   For
8   Elect Dr Yvonne Greenstreet as Director   Mgmt   Yes   For   For
9   Elect Adrian Hennah as Director   Mgmt   Yes   For   Against
10   Elect Dr Thomas McLellan as Director   Mgmt   Yes   For   For
11   Elect Lorna Parker as Director   Mgmt   Yes   For   For
12   Elect Daniel Phelan as Director   Mgmt   Yes   For   For
13   Elect Christian Schade as Director   Mgmt   Yes   For   For
14   Elect Daniel Tasse as Director   Mgmt   Yes   For   For
15   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For


18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Radian Group Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    750236101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    RDN

 

Primary CUSIP 750236101    Primary ISIN US7502361014    Primary SEDOL 2173911

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Herbert Wender   Mgmt   Yes   For   For
1b   Elect Director David C. Carney   Mgmt   Yes   For   For
1c   Elect Director Howard B. Culang   Mgmt   Yes   For   For
1d   Elect Director Lisa W. Hess   Mgmt   Yes   For   For
1e   Elect Director Stephen T. Hopkins   Mgmt   Yes   For   For
1f   Elect Director Sanford A. Ibrahim   Mgmt   Yes   For   For
1g   Elect Director Brian D. Montgomery   Mgmt   Yes   For   For
1h   Elect Director Gaetano Muzio   Mgmt   Yes   For   For
1i   Elect Director Gregory V. Serio   Mgmt   Yes   For   For
1j   Elect Director Noel J. Spiegel   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

The Charles Schwab Corporation

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    808513105
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SCHW

 

Primary CUSIP 808513105    Primary ISIN US8085131055    Primary SEDOL 2779397

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Nancy H. Bechtle   Mgmt   Yes   For   For
1b   Elect Director Walter W. Bettinger, II   Mgmt   Yes   For   For
1c   Elect Director C. Preston Butcher   Mgmt   Yes   For   For
1d   Elect Director Christopher V. Dodds   Mgmt   Yes   For   For
1e   Elect Director Mark A. Goldfarb   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Report on Political Contributions   SH   Yes   Against   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For


7   Prepare Employment Diversity Report   SH   Yes   Against   For
8   Pro-Rata Vesting of Equity Awards   SH   Yes   Against   Against
9   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

USG Corporation

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    903293405
Record Date    03/16/2015    Meeting Type    Annual    Ticker    USG

 

Primary CUSIP 903293405    Primary ISIN US9032934054    Primary SEDOL 2910602

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jose Armario   Mgmt   Yes   For   For
1.2   Elect Director Gretchen R. Haggerty   Mgmt   Yes   For   For
1.3   Elect Director William H. Hernandez   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Watts Water Technologies, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    942749102
Record Date    03/20/2015    Meeting Type    Annual    Ticker    WTS

 

Primary CUSIP 942749102    Primary ISIN US9427491025    Primary SEDOL 2943620

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert L. Ayers   Mgmt   Yes   For   For
1.2   Elect Director Bernard Baert   Mgmt   Yes   For   For
1.3   Elect Director Richard J. Cathcart   Mgmt   Yes   For   For
1.4   Elect Director W. Craig Kissel   Mgmt   Yes   For   For
1.5   Elect Director John K. McGillicuddy   Mgmt   Yes   For   For
1.6   Elect Director Joseph T. Noonan   Mgmt   Yes   For   For
1.7   Elect Director Robert J. Pagano, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Merilee Raines   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Amgen Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    031162100
Record Date    03/16/2015    Meeting Type    Annual    Ticker    AMGN

 

Primary CUSIP 031162100    Primary ISIN US0311621009    Primary SEDOL 2023607

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Baltimore   Mgmt   Yes   For   Against
1.2   Elect Director Frank J. Biondi, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Robert A. Bradway   Mgmt   Yes   For   For


1.4   Elect Director Francois de Carbonnel   Mgmt   Yes   For   Against
1.5   Elect Director Vance D. Coffman   Mgmt   Yes   For   Against
1.6   Elect Director Robert A. Eckert   Mgmt   Yes   For   For
1.7   Elect Director Greg C. Garland   Mgmt   Yes   For   Against
1.8   Elect Director Rebecca M. Henderson   Mgmt   Yes   For   Against
1.9   Elect Director Frank C. Herringer   Mgmt   Yes   For   Against
1.10   Elect Director Tyler Jacks   Mgmt   Yes   For   Against
1.11   Elect Director Judith C. Pelham   Mgmt   Yes   For   For
1.12   Elect Director Ronald D. Sugar   Mgmt   Yes   For   Against
1.13   Elect Director R. Sanders Williams   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

ARRIS Group, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    04270V106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    ARRS

 

Primary CUSIP 04270V106    Primary ISIN US04270V1061    Primary SEDOL B9SMM04

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alex B. Best   Mgmt   Yes   For   For
1.2   Elect Director Harry L. Bosco   Mgmt   Yes   For   For
1.3   Elect Director J. Timothy Bryan   Mgmt   Yes   For   For
1.4   Elect Director James A. Chiddix   Mgmt   Yes   For   For
1.5   Elect Director Andrew T. Heller   Mgmt   Yes   For   For
1.6   Elect Director Jeong H. Kim   Mgmt   Yes   For   For
1.7   Elect Director Robert J. Stanzione   Mgmt   Yes   For   For
1.8   Elect Director Doreen A. Toben   Mgmt   Yes   For   For
1.9   Elect Director Debora J. Wilson   Mgmt   Yes   For   For
1.10   Elect Director David A. Woodle   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Ford Motor Company

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    345370860
Record Date    03/17/2015    Meeting Type    Annual    Ticker    F

 

Primary CUSIP 345370860    Primary ISIN US3453708600    Primary SEDOL 2615468

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Stephen G. Butler   Mgmt   Yes   For   For
2   Elect Director Kimberly A. Casiano   Mgmt   Yes   For   For


3   Elect Director Anthony F. Earley, Jr.   Mgmt   Yes   For   For
4   Elect Director Mark Fields   Mgmt   Yes   For   For
5   Elect Director Edsel B. Ford II   Mgmt   Yes   For   For
6   Elect Director William Clay Ford, Jr.   Mgmt   Yes   For   For
7   Elect Director James P. Hackett   Mgmt   Yes   For   For
8   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
9   Elect Director William W. Helman Iv   Mgmt   Yes   For   For
10   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
11   Elect Director William E. Kennard   Mgmt   Yes   For   For
12   Elect Director John C. Lechleiter   Mgmt   Yes   For   For
13   Elect Director Ellen R. Marram   Mgmt   Yes   For   For
14   Elect Director Gerald L. Shaheen   Mgmt   Yes   For   For
15   Elect Director John L. Thornton   Mgmt   Yes   For   For
16   Ratify PricewaterhouseCoopers LLPas Auditors   Mgmt   Yes   For   For
17   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
18   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
19   Amend Bylaws to Call Special Meetings   SH   Yes   Against   For

KapStone Paper and Packaging Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    48562P103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    KS

 

Primary CUSIP 48562P103    Primary ISIN US48562P1030    Primary SEDOL B0L2NP0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jonathan R. Furer   Mgmt   Yes   For   For
1.2   Elect Director Matthew H. Paull   Mgmt   Yes   For   For
1.3   Elect Director Maurice S. Reznik   Mgmt   Yes   For   For
1.4   Elect Director Roger W. Stone   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Kohl’s Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    500255104
Record Date    03/11/2015    Meeting Type    Annual    Ticker    KSS

 

Primary CUSIP 500255104    Primary ISIN US5002551043    Primary SEDOL 2496113

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Peter Boneparth   Mgmt   Yes   For   For
1b   Elect Director Steven A. Burd   Mgmt   Yes   For   For
1c   Elect Director Dale E. Jones   Mgmt   Yes   For   For


1d   Elect Director Kevin Mansell   Mgmt   Yes   For   For
1e   Elect Director John E. Schlifske   Mgmt   Yes   For   For
1f   Elect Director Frank V. Sica   Mgmt   Yes   For   For
1g   Elect Director Stephanie A. Streeter   Mgmt   Yes   For   For
1h   Elect Director Nina G. Vaca   Mgmt   Yes   For   For
1i   Elect Director Stephen E. Watson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Clawback of Incentive Payments   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   For

Lloyds Banking Group plc

 

Meeting Date    05/14/2015    Country    United Kingdom    Primary Security ID    G5533W248
Record Date    05/12/2015    Meeting Type    Annual    Ticker    LLOY

 

Primary CUSIP G5542W106    Primary ISIN GB0008706128    Primary SEDOL 0870612

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Elect Alan Dickinson as Director   Mgmt   Yes   For   For
3   Elect Simon Henry as Director   Mgmt   Yes   For   For
4   Elect Nick Prettejohn as Director   Mgmt   Yes   For   For
5   Re-elect Lord Blackwell as Director   Mgmt   Yes   For   For
6   Re-elect Juan Colombas as Director   Mgmt   Yes   For   For
7   Re-elect George Culmer as Director   Mgmt   Yes   For   For
8   Re-elect Carolyn Fairbairn as Director   Mgmt   Yes   For   For
9   Re-elect Anita Frew as Director   Mgmt   Yes   For   For
10   Re-elect Antonio Horta-Osorio as Director   Mgmt   Yes   For   For
11   Re-elect Dyfrig John as Director   Mgmt   Yes   For   For
12   Re-elect Nick Luff as Director   Mgmt   Yes   For   For
13   Re-elect Anthony Watson as Director   Mgmt   Yes   For   For
14   Re-elect Sara Weller as Director   Mgmt   Yes   For   For
15   Approve Dividend   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Approve Remuneration Report   Mgmt   Yes   For   For
19   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   Yes   For   For


22   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   Yes   For   For
24   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
25   Authorise Market Purchase of Preference Shares   Mgmt   Yes   For   For
26   Amend Articles of Association Re: Limited Voting Shares   Mgmt   Yes   For   For
27   Amend Articles of Association Re: Deferred Shares   Mgmt   Yes   For   For
28   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

PolyOne Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    73179P106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    POL

 

Primary CUSIP 73179P106    Primary ISIN US73179P1066    Primary SEDOL 2624561

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard H. Fearon   Mgmt   Yes   For   For
1.2   Elect Director Gregory J. Goff   Mgmt   Yes   For   For
1.3   Elect Director Sandra B. Lin   Mgmt   Yes   For   For
1.4   Elect Director Richard A. Lorraine   Mgmt   Yes   For   For
1.5   Elect Director Stephen D. Newlin   Mgmt   Yes   For   For
1.6   Elect Director Robert M. Patterson   Mgmt   Yes   For   For
1.7   Elect Director William H. Powell   Mgmt   Yes   For   For
1.8   Elect Director Kerry J. Preete   Mgmt   Yes   For   For
1.9   Elect Director Farah M. Walters   Mgmt   Yes   For   For
1.10   Elect Director William A. Wulfsohn   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Prudential plc

 

Meeting Date    05/14/2015    Country    United Kingdom    Primary Security ID    G72899100
Record Date    05/12/2015    Meeting Type    Annual    Ticker    PRU

 

Primary CUSIP G72899100    Primary ISIN GB0007099541    Primary SEDOL 0709954

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Re-elect Pierre-Olivier Bouee as Director   Mgmt   Yes   For   For
5   Re-elect Sir Howard Davies as Director   Mgmt   Yes   For   For


6   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
7   Re-elect Jacqueline Hunt as Director   Mgmt   Yes   For   For
8   Re-elect Alexander Johnston as Director   Mgmt   Yes   For   For
9   Re-elect Paul Manduca as Director   Mgmt   Yes   For   For
10   Re-elect Michael McLintock as Director   Mgmt   Yes   For   For
11   Re-elect Kaikhushru Nargolwala as Director   Mgmt   Yes   For   For
12   Re-elect Nicolaos Nicandrou as Director   Mgmt   Yes   For   For
13   Re-elect Anthony Nightingale as Director   Mgmt   Yes   For   For
14   Re-elect Philip Remnant as Director   Mgmt   Yes   For   For
15   Re-elect Alice Schroeder as Director   Mgmt   Yes   For   For
16   Re-elect Barry Stowe as Director   Mgmt   Yes   For   For
17   Re-elect Tidjane Thiam as Director   Mgmt   Yes   For   For
18   Re-elect Michael Wells as Director   Mgmt   Yes   For   For
19   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares   Mgmt   Yes   For   For
24   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
26   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Simon Property Group, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    828806109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SPG

 

Primary CUSIP 828806109    Primary ISIN US8288061091    Primary SEDOL 2812452

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Melvyn E. Bergstein   Mgmt   Yes   For   For
1b   Elect Director Larry C. Glasscock   Mgmt   Yes   For   For
1c   Elect Director Karen N. Horn   Mgmt   Yes   For   For
1d   Elect Director Allan Hubbard   Mgmt   Yes   For   For
1e   Elect Director Reuben S. Leibowitz   Mgmt   Yes   For   For
1f   Elect Director Daniel C. Smith   Mgmt   Yes   For   For
1g   Elect Director J. Albert Smith, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against


The Dow Chemical Company

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    260543103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    DOW

 

Primary CUSIP 260543103    Primary ISIN US2605431038    Primary SEDOL 2278719

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ajay Banga   Mgmt   Yes   For   For
1b   Elect Director Jacqueline K. Barton   Mgmt   Yes   For   For
1c   Elect Director James A. Bell   Mgmt   Yes   For   Against
1d   Elect Director Richard K. Davis   Mgmt   Yes   For   For
1e   Elect Director Jeff M. Fettig   Mgmt   Yes   For   Against
1f   Elect Director Andrew N. Liveris   Mgmt   Yes   For   For
1g   Elect Director Mark Loughridge   Mgmt   Yes   For   For
1h   Elect Director Raymond J. Milchovich   Mgmt   Yes   For   For
1i   Elect Director Robert S. Miller   Mgmt   Yes   For   For
1j   Elect Director Paul Polman   Mgmt   Yes   For   For
1k   Elect Director Dennis H. Reilley   Mgmt   Yes   For   Against
1l   Elect Director James M. Ringler   Mgmt   Yes   For   For
1m   Elect Director Ruth G. Shaw   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against

TTM Technologies, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    87305R109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    TTMI

 

Primary CUSIP 87305R109    Primary ISIN US87305R1095    Primary SEDOL 2635659

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald W. Iverson   Mgmt   Yes   For   For
1.2   Elect Director Robert E. Klatell   Mgmt   Yes   For   For
1.3   Elect Director John G. Mayer   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


Union Pacific Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    907818108
Record Date    03/13/2015    Meeting Type    Annual    Ticker    UNP

 

Primary CUSIP 907818108    Primary ISIN US9078181081    Primary SEDOL 2914734

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Andrew H. Card, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Erroll B. Davis, Jr.   Mgmt   Yes   For   For
1.3   Elect Director David B. Dillon   Mgmt   Yes   For   For
1.4   Elect Director Lance M. Fritz   Mgmt   Yes   For   For
1.5   Elect Director Judith Richards Hope   Mgmt   Yes   For   For
1.6   Elect Director John J. Koraleski   Mgmt   Yes   For   For
1.7   Elect Director Charles C. Krulak   Mgmt   Yes   For   For
1.8   Elect Director Michael R. McCarthy   Mgmt   Yes   For   For
1.9   Elect Director Michael W. McConnell   Mgmt   Yes   For   For
1.10   Elect Director Thomas F. McLarty, III   Mgmt   Yes   For   For
1.11   Elect Director Steven R. Rogel   Mgmt   Yes   For   For
1.12   Elect Director Jose H. Villarreal   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Stock Retention/Holding Period   SH   Yes   Against   For
5   Require Independent Board Chairman   SH   Yes   Against   For

Forum Energy Technologies, Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    34984V100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    FET

 

Primary CUSIP 34984V100    Primary ISIN US34984V1008    Primary SEDOL B4K4F48

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael McShane   Mgmt   Yes   For   For
1.2   Elect Director Terence M. O’Toole   Mgmt   Yes   For   For
1.3   Elect Director Louis A. Raspino   Mgmt   Yes   For   For
1.4   Elect Director John Schmitz   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


Bank of the Ozarks, Inc.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    063904106
Record Date    03/13/2015    Meeting Type    Annual    Ticker    OZRK

 

Primary CUSIP 063904106    Primary ISIN US0639041062    Primary SEDOL 2085856

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director George Gleason   Mgmt   Yes   For   For
1.2   Elect Director Dan Thomas   Mgmt   Yes   For   For
1.3   Elect Director Nicholas Brown   Mgmt   Yes   For   For
1.4   Elect Director Richard Cisne   Mgmt   Yes   For   For
1.5   Elect Director Robert East   Mgmt   Yes   For   For
1.6   Elect Director Catherine B. Freedberg   Mgmt   Yes   For   For
1.7   Elect Director Linda Gleason   Mgmt   Yes   For   For
1.8   Elect Director Peter Kenny   Mgmt   Yes   For   For
1.9   Elect Director William Koefoed, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Henry Mariani   Mgmt   Yes   For   For
1.11   Elect Director Robert Proost   Mgmt   Yes   For   For
1.12   Elect Director R. L. Qualls   Mgmt   Yes   For   For
1.13   Elect Director John Reynolds   Mgmt   Yes   For   For
1.14   Elect Director Tyler Vance   Mgmt   Yes   For   For
1.15   Elect Director Sherece West-Scantlebury   Mgmt   Yes   For   For
1.16   Elect Director Ross Whipple   Mgmt   Yes   For   For
2   Amend Stock Option Plan   Mgmt   Yes   For   For
3   Approve Non-Employee Director Restricted Stock Plan   Mgmt   Yes   For   For
4   Ratify Crowe Horwath LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
6   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year

PacWest Bancorp

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    695263103
Record Date    03/23/2015    Meeting Type    Annual    Ticker    PACW

 

Primary CUSIP 695263103    Primary ISIN US6952631033    Primary SEDOL 2619772

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Craig A. Carlson   Mgmt   Yes   For   For
1.2   Elect Director John M. Eggemeyer   Mgmt   Yes   For   For
1.3   Elect Director Barry C. Fitzpatrick   Mgmt   Yes   For   Withhold


1.4   Elect Director Andrew B. Fremder   Mgmt   Yes   For   For
1.5   Elect Director C. William Hosler   Mgmt   Yes   For   Withhold
1.6   Elect Director Susan E. Lester   Mgmt   Yes   For   For
1.7   Elect Director Douglas H. (Tad) Lowrey   Mgmt   Yes   For   For
1.8   Elect Director Timothy B. Matz   Mgmt   Yes   For   Withhold
1.9   Elect Director Roger H. Molvar   Mgmt   Yes   For   Withhold
1.10   Elect Director James J. Pieczynski   Mgmt   Yes   For   For
1.11   Elect Director Daniel B. Platt   Mgmt   Yes   For   For
1.12   Elect Director Robert A. Stine   Mgmt   Yes   For   Withhold
1.13   Elect Director Matthew P. Wagner   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Tax Asset Protection Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
5   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
6   Adjourn Meeting   Mgmt   Yes   For   Against
7   Other Business   Mgmt   Yes   For   Against

Targa Resources Corp.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    87612G101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    TRGP

 

Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joe Bob Perkins   Mgmt   Yes   For   For
1.2   Elect Director Ershel C. Redd, Jr.   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For

Axiall Corporation

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    05463D100
Record Date    04/06/2015    Meeting Type    Annual    Ticker    AXLL

 

Primary CUSIP 05463D100    Primary ISIN US05463D1000    Primary SEDOL B9F5TH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul D. Carrico   Mgmt   Yes   For   For
1.2   Elect Director T. Kevin DeNicola   Mgmt   Yes   For   For
1.3   Elect Director Patrick J. Fleming   Mgmt   Yes   For   For
1.4   Elect Director Robert M. Gervis   Mgmt   Yes   For   For


1.5   Elect Director Victoria F. Haynes   Mgmt   Yes   For   For
1.6   Elect Director Michael H. McGarry   Mgmt   Yes   For   For
1.7   Elect Director William L. Mansfield   Mgmt   Yes   For   For
1.8   Elect Director Mark L. Noetzel   Mgmt   Yes   For   For
1.9   Elect Director Robert Ripp   Mgmt   Yes   For   For
1.10   Elect Director David N. Weinstein   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP Auditors   Mgmt   Yes   For   For

Group 1 Automotive, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    398905109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    GPI

 

Primary CUSIP 398905109    Primary ISIN US3989051095    Primary SEDOL 2121352

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Doyle L. Arnold   Mgmt   Yes   For   For
1.2   Elect Director Earl J. Hesterberg   Mgmt   Yes   For   For
2   Declassify the Board of Directors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Houghton Mifflin Harcourt Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    44157R109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    HMHC

 

Primary CUSIP 44157R109    Primary ISIN US44157R1095    Primary SEDOL BGCBBK9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Sheru Chowdhry   Mgmt   Yes   For   For
1.2   Elect Director L. Gordon Crovitz   Mgmt   Yes   For   For
1.3   Elect Director Lawrence K. Fish   Mgmt   Yes   For   For
1.4   Elect Director Jill A. Greenthal   Mgmt   Yes   For   For
1.5   Elect Director John F. Killian   Mgmt   Yes   For   For
1.6   Elect Director John R. McKernan, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Jonathan F. Miller   Mgmt   Yes   For   For
1.8   Elect Director E. Rogers Novak, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Linda K. Zecher   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Approve Distribution Policy   SH   Yes   Against   Against
6   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

JPMorgan Chase & Co.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    46625h100
Record Date    03/20/2015    Meeting Type    Annual    Ticker    JPM

 

Primary CUSIP 46625h100    Primary ISIN US46625H1005    Primary SEDOL 2190385

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Linda B. Bammann   Mgmt   Yes   For   For
1b   Elect Director James A. Bell   Mgmt   Yes   For   For
1c   Elect Director Crandall C. Bowles   Mgmt   Yes   For   For
1d   Elect Director Stephen B. Burke   Mgmt   Yes   For   Against
1e   Elect Director James S. Crown   Mgmt   Yes   For   For
1f   Elect Director James Dimon   Mgmt   Yes   For   For
1g   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1h   Elect Director Laban P. Jackson, Jr.   Mgmt   Yes   For   For
1i   Elect Director Michael A. Neal   Mgmt   Yes   For   For
1j   Elect Director Lee R. Raymond   Mgmt   Yes   For   Against
1k   Elect Director William C. Weldon   Mgmt   Yes   For   Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   Against
7   Amend Bylaws - Call Special Meetings   SH   Yes   Against   For
8   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
9   Report on Certain Vesting Program   SH   Yes   Against   For
10   Disclosure of Recoupment Activity from Senior Officers   SH   Yes   Against   For


Kate Spade & Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    485865109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    KATE

 

Primary CUSIP 485865109    Primary ISIN US4858651098    Primary SEDOL BJWG213

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lawrence S. Benjamin   Mgmt   Yes   For   Against
1.2   Elect Director Raul J. Fernandez   Mgmt   Yes   For   Against
1.3   Elect Director Kenneth B. Gilman   Mgmt   Yes   For   Against
1.4   Elect Director Nancy J. Karch   Mgmt   Yes   For   For
1.5   Elect Director Kenneth P. Kopelman   Mgmt   Yes   For   For
1.6   Elect Director Craig A. Leavitt   Mgmt   Yes   For   For
1.7   Elect Director Deborah J. Lloyd   Mgmt   Yes   For   For
1.8   Elect Director Douglas Mack   Mgmt   Yes   For   For
1.9   Elect Director Jan Singer   Mgmt   Yes   For   Against
1.10   Elect Director Doreen A. Toben   Mgmt   Yes   For   Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
5   Amend Right to Call Special Meeting   Mgmt   Yes   For   For
6   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For

Raptor Pharmaceutical Corp.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    75382F106
Record Date    03/10/2015    Meeting Type    Annual    Ticker    RPTP

 

Primary CUSIP 75382F106    Primary ISIN US75382F1066    Primary SEDOL B1FRLT8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Raymond W. (Bill) Anderson   Mgmt   Yes   For   For
1.2   Elect Director Suzanne L. Bruhn   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Franklin   Mgmt   Yes   For   For
1.4   Elect Director Georges Gemayel   Mgmt   Yes   For   For
1.5   Elect Director Llew Keltner   Mgmt   Yes   For   For
1.6   Elect Director Gregg Lapointe   Mgmt   Yes   For   For
1.7   Elect Director Julie Anne Smith   Mgmt   Yes   For   For
1.8   Elect Director Christopher M. Starr   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For


Springleaf Holdings, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    85172J101
Record Date    03/25/2015    Meeting Type    Annual    Ticker    LEAF

 

Primary CUSIP 85172J101    Primary ISIN US85172J1016    Primary SEDOL BFMXX79

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Douglas L. Jacobs   Mgmt   Yes   For   For
1.2   Elect Director Anahaita N. Kotval   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Statoil ASA

 

Meeting Date    05/19/2015    Country    Norway    Primary Security ID    R8413J103
Record Date       Meeting Type    Annual    Ticker    STL

 

Primary CUSIP R4446E112    Primary ISIN NO0010096985    Primary SEDOL 7133608

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Open Meeting   Mgmt   No    
2   Registration of Attending Shareholders and Proxies   Mgmt   No    
3   Elect Chairman of Meeting   Mgmt   Yes   For   For
4   Approve Notice of Meeting and Agenda   Mgmt   Yes   For   For
5   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
6   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.20 Per Share   Mgmt   Yes   For   For
  Shareholder Proposals   Mgmt   No    
7   Implement Strategic Resilience for 2035 and Beyond   SH   Yes   For   For
8   Assess Statoil’s Project Within the Portfolio For its Resilience Against IPCC’s AR5 Scenarios and Report to Shareholders   SH   Yes   Against   For
9   Implement New Strategy for a More Sustainable Development and Administration of the Company’s Resources and Business   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
10   Approve Company’s Corporate Governance Statement   Mgmt   Yes   For   For
11   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   Against
12   Approve Remuneration of Auditors   Mgmt   Yes   For   For
13   Elect Bjorn Haavik as Deputy Member of Nominating Committee   Mgmt   Yes   For   For
14   Approve Remuneration of Corporate Assembly   Mgmt   Yes   For   For
15   Approve Remuneration of Nominating Committee   Mgmt   Yes   For   For
16   Approve Distribution of Dividends   Mgmt   Yes   For   For
17   Approve Equity Plan Financing   Mgmt   Yes   For   Against
18   Authorize Share Repurchase Program and Cancellation of Repurchased Shares   Mgmt   Yes   For   For


Western Alliance Bancorporation

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    957638109
Record Date    04/01/2015    Meeting Type    Annual    Ticker    WAL

 

Primary CUSIP 957638109    Primary ISIN US9576381092    Primary SEDOL B0CCGJ4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Bruce Beach   Mgmt   Yes   For   For
1.2   Elect Director William S. Boyd   Mgmt   Yes   For   For
1.3   Elect Director Steven J. Hilton   Mgmt   Yes   For   For
1.4   Elect Director Marianne Boyd Johnson   Mgmt   Yes   For   For
1.5   Elect Director Kenneth A. Vecchione   Mgmt   Yes   For   For
2   Amend Articles to Declassify the Board, to Provide for the Annual Election of all Directors, and Removal of Directors Without Cause   Mgmt   Yes   For   For
3   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify McGladrey LLP as Auditors   Mgmt   Yes   For   For

American Tower Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    03027X100
Record Date    03/24/2015    Meeting Type    Annual    Ticker    AMT

 

Primary CUSIP 03027X100    Primary ISIN US03027X1000    Primary SEDOL B7FBFL2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Raymond P. Dolan   Mgmt   Yes   For   For
1b   Elect Director Carolyn F. Katz   Mgmt   Yes   For   For
1c   Elect Director Gustavo Lara Cantu   Mgmt   Yes   For   Against
1d   Elect Director Craig Macnab   Mgmt   Yes   For   For
1e   Elect Director JoAnn A. Reed   Mgmt   Yes   For   For
1f   Elect Director Pamela D.A. Reeve   Mgmt   Yes   For   Against
1g   Elect Director David E. Sharbutt   Mgmt   Yes   For   For
1h   Elect Director James D. Taiclet, Jr.   Mgmt   Yes   For   For
1i   Elect Director Samme L. Thompson   Mgmt   Yes   For   Against
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against


AmTrust Financial Services, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    032359309
Record Date    03/25/2015    Meeting Type    Annual    Ticker    AFSI

 

Primary CUSIP 032359309    Primary ISIN US0323593097    Primary SEDOL B1H4YP4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Donald T. DeCarlo   Mgmt   Yes   For   Withhold
1.2   Elect Director Susan C. Fisch   Mgmt   Yes   For   For
1.3   Elect Director Abraham Gulkowitz   Mgmt   Yes   For   For
1.4   Elect Director George Karfunkel   Mgmt   Yes   For   For
1.5   Elect Director Michael Karfunkel   Mgmt   Yes   For   Withhold
1.6   Elect Director Jay J. Miller   Mgmt   Yes   For   Withhold
1.7   Elect Director Barry D. Zyskind   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   Against

Anworth Mortgage Asset Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    037347101
Record Date    03/12/2015    Meeting Type    Annual    Ticker    ANH

 

Primary CUSIP 037347101    Primary ISIN US0373471012    Primary SEDOL 2581901

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lloyd McAdams   Mgmt   Yes   For   For
1.2   Elect Director Lee A. Ault, III   Mgmt   Yes   For   For
1.3   Elect Director Joe E. Davis   Mgmt   Yes   For   For
1.4   Elect Director Robert C. Davis   Mgmt   Yes   For   For
1.5   Elect Director Mark S. Maron   Mgmt   Yes   For   For
1.6   Elect Director Joseph E. McAdams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify McGladrey LLP as Auditors   Mgmt   Yes   For   For

Graphic Packaging Holding Company

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    388689101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    GPK

 

Primary CUSIP 388689101    Primary ISIN US3886891015    Primary SEDOL B2Q8249

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul D. Carrico   Mgmt   Yes   For   For
1.2   Elect Director Philip R. Martens   Mgmt   Yes   For   For
1.3   Elect Director Lynn A. Wentworth   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


ION Geophysical Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    462044108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    IO

 

Primary CUSIP 462044108    Primary ISIN US4620441083    Primary SEDOL 2460293

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director R. Brian Hanson   Mgmt   Yes   For   For
1.2   Elect Director Hao Huimin   Mgmt   Yes   For   For
1.3   Elect Director James M. Lapeyre, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Magellan Health, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    559079207
Record Date    03/31/2015    Meeting Type    Annual    Ticker    MGLN

 

Primary CUSIP 559079207    Primary ISIN US5590792074    Primary SEDOL 2307787

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Eran Broshy   Mgmt   Yes   For   Withhold
1.2   Elect Director Kay Coles James   Mgmt   Yes   For   Withhold
1.3   Elect Director Mary F. Sammons   Mgmt   Yes   For   Withhold
1.4   Elect Director John O. Agwunobi   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Mondelez International, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    609207105
Record Date    03/11/2015    Meeting Type    Annual    Ticker    MDLZ

 

Primary CUSIP 609207105    Primary ISIN US6092071058    Primary SEDOL B8CKK03

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For
1b   Elect Director Lewis W.K. Booth   Mgmt   Yes   For   For
1c   Elect Director Lois D. Juliber   Mgmt   Yes   For   Against
1d   Elect Director Mark D. Ketchum   Mgmt   Yes   For   Against
1e   Elect Director Jorge S. Mesquita   Mgmt   Yes   For   For
1f   Elect Director Joseph Neubauer   Mgmt   Yes   For   For
1g   Elect Director Nelson Peltz   Mgmt   Yes   For   For
1h   Elect Director Fredric G. Reynolds   Mgmt   Yes   For   For


1i   Elect Director Irene B. Rosenfeld   Mgmt   Yes   For   For
1j   Elect Director Patrick T. Siewert   Mgmt   Yes   For   For
1k   Elect Director Ruth J. Simmons   Mgmt   Yes   For   Against
1l   Elect Director Jean-François M. L. van Boxmeer   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Assess Environmental Impact of Non-Recyclable Packaging   SH   Yes   Against   For

ONEOK, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    682680103
Record Date    03/23/2015    Meeting Type    Annual    Ticker    OKE

 

Primary CUSIP 682680103    Primary ISIN US6826801036    Primary SEDOL 2130109

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James C. Day   Mgmt   Yes   For   For
1.2   Elect Director Julie H. Edwards   Mgmt   Yes   For   For
1.3   Elect Director William L. Ford   Mgmt   Yes   For   For
1.4   Elect Director John W. Gibson   Mgmt   Yes   For   For
1.5   Elect Director Steven J. Malcolm   Mgmt   Yes   For   For
1.6   Elect Director Jim W. Mogg   Mgmt   Yes   For   For
1.7   Elect Director Pattye L. Moore   Mgmt   Yes   For   For
1.8   Elect Director Gary D. Parker   Mgmt   Yes   For   For
1.9   Elect Director Eduardo A. Rodriguez   Mgmt   Yes   For   For
1.10   Elect Director Terry K. Spencer   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

RAIT FINANCIAL TRUST

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    749227609
Record Date    03/20/2015    Meeting Type    Annual    Ticker    RAS

 

Primary CUSIP 749227609    Primary ISIN US7492276099    Primary SEDOL 2138716

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Scott F. Schaeffer   Mgmt   Yes   For   For
1.2   Elect Director Andrew Batinovich   Mgmt   Yes   For   For
1.3   Elect Director Edward S. Brown   Mgmt   Yes   For   For


1.4   Elect Director Frank A. Farnesi   Mgmt   Yes   For   For
1.5   Elect Director S. Kristin Kim   Mgmt   Yes   For   For
1.6   Elect Director Jon C. Sarkisian   Mgmt   Yes   For   For
1.7   Elect Director Andrew M. Silberstein   Mgmt   Yes   For   For
1.8   Elect Director Murray Stempel, III   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

SAP SE

 

Meeting Date    05/20/2015    Country    Germany    Primary Security ID    D66992104
Record Date    04/28/2015    Meeting Type    Annual    Ticker    SAP

 

Primary CUSIP D66992104    Primary ISIN DE0007164600    Primary SEDOL 4846288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6.1   Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights   Mgmt   Yes   For   For
6.2   Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   Yes   For   For
7   Approve Remuneration of Supervisory Board   Mgmt   Yes   For   For

YELP INC.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    985817105
Record Date    03/23/2015    Meeting Type    Annual    Ticker    YELP

 

Primary CUSIP 985817105    Primary ISIN US9858171054    Primary SEDOL B7KCD72

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Geoff Donaker   Mgmt   Yes   For   For
1.2   Elect Director Robert Gibbs   Mgmt   Yes   For   For
1.3   Elect Director Jeremy Stoppelman   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Capital Senior Living Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    140475104
Record Date    03/25/2015    Meeting Type    Annual    Ticker    CSU

 

Primary CUSIP 140475104    Primary ISIN US1404751042    Primary SEDOL 2121772

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Keith N. Johannessen   Mgmt   Yes   For   For
1.2   Elect Director Jill M. Krueger   Mgmt   Yes   For   For
1.3   Elect Director Michael W. Reid   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Other Business   Mgmt   Yes   For   Against

Comcast Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    20030N101
Record Date    03/12/2015    Meeting Type    Annual    Ticker    CMCSA

 

Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kenneth J. Bacon   Mgmt   Yes   For   For
1.2   Elect Director Sheldon M. Bonovitz   Mgmt   Yes   For   For
1.3   Elect Director Edward D. Breen   Mgmt   Yes   For   For
1.4   Elect Director Joseph J. Collins   Mgmt   Yes   For   For
1.5   Elect Director J. Michael Cook   Mgmt   Yes   For   For
1.6   Elect Director Gerald L. Hassell   Mgmt   Yes   For   For
1.7   Elect Director Jeffrey A. Honickman   Mgmt   Yes   For   For
1.8   Elect Director Eduardo G. Mestre   Mgmt   Yes   For   For
1.9   Elect Director Brian L. Roberts   Mgmt   Yes   For   For
1.10   Elect Director Ralph J. Roberts   Mgmt   Yes   For   For
1.11   Elect Director Johnathan A. Rodgers   Mgmt   Yes   For   For
1.12   Elect Director Judith Rodin   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For


Deutsche Bank AG

 

Meeting Date    05/21/2015    Country    Germany    Primary Security ID    D18190898
Record Date       Meeting Type    Annual    Ticker    DBK

 

Primary CUSIP D18190898    Primary ISIN DE0005140008    Primary SEDOL 5750355

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   Against
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
8   Elect Louise Parent to the Supervisory Board   Mgmt   Yes   For   For
9   Approve Creation of EUR 352 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   Yes   For   For
10   Approve Creation of EUR 1.4 Billion Pool of Capital with Preemptive Rights   Mgmt   Yes   For   For
  Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V.Through Power of Attorney for Various Shareholders   Mgmt   No    
11   Approve Special Audit Re: Breach of Legal Obligations and Caused Damage to the Company by Management and Supervisory Boards; Appoint BDO AG as Special Auditor   SH   Yes   Against   Against

Deutsche Telekom AG

 

Meeting Date    05/21/2015    Country    Germany    Primary Security ID    D2035M136
Record Date       Meeting Type    Annual    Ticker    DTE

 

Primary CUSIP D2035M136    Primary ISIN DE0005557508    Primary SEDOL 5842359

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Reelect Wulf Bernotat to the Supervisory Board   Mgmt   Yes   For   For
7   Elect Michael Kaschke to the Supervisory Board   Mgmt   Yes   For   For


Employers Holdings, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    292218104
Record Date    03/23/2015    Meeting Type    Annual    Ticker    EIG

 

Primary CUSIP 292218104    Primary ISIN US2922181043    Primary SEDOL B1Q1RR9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Valerie R. Glenn   Mgmt   Yes   For   For
1.2   Elect Director Ronald F. Mosher   Mgmt   Yes   For   For
1.3   Elect Director Katherine W. Ong   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Engility Holdings, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    29286C107
Record Date    03/25/2015    Meeting Type    Annual    Ticker    EGL

 

Primary CUSIP 29286C107    Primary ISIN US29286C1071    Primary SEDOL BVWVSS1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lynn A. Dugle   Mgmt   Yes   For   For
1.2   Elect Director Charles S. Ream   Mgmt   Yes   For   For
1.3   Elect Director Anthony Smeraglinolo   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Intel Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    458140100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    INTC

 

Primary CUSIP 458140100    Primary ISIN US4581401001    Primary SEDOL 2463247

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Charlene Barshefsky   Mgmt   Yes   For   For
1b   Elect Director Aneel Bhusri   Mgmt   Yes   For   For
1c   Elect Director Andy D. Bryant   Mgmt   Yes   For   For
1d   Elect Director Susan L. Decker   Mgmt   Yes   For   For
1e   Elect Director John J. Donahoe   Mgmt   Yes   For   For
1f   Elect Director Reed E. Hundt   Mgmt   Yes   For   For
1g   Elect Director Brian M. Krzanich   Mgmt   Yes   For   For
1h   Elect Director James D. Plummer   Mgmt   Yes   For   For


1i   Elect Director David S. Pottruck   Mgmt   Yes   For   For
1j   Elect Director Frank D. Yeary   Mgmt   Yes   For   For
1k   Elect Director David B. Yoffie   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
6   Adopt Holy Land Principles   SH   Yes   Against   Against
7   Require Independent Board Chairman   SH   Yes   Against   For
8   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

JetBlue Airways Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    477143101
Record Date    03/27/2015    Meeting Type    Annual    Ticker    JBLU

 

Primary CUSIP 477143101    Primary ISIN US4771431016    Primary SEDOL 2852760

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jens Bischof   Mgmt   Yes   For   For
1b   Elect Director Peter Boneparth   Mgmt   Yes   For   For
1c   Elect Director David Checketts   Mgmt   Yes   For   For
1d   Elect Director Virginia Gambale   Mgmt   Yes   For   For
1e   Elect Director Stephan Gemkow   Mgmt   Yes   For   For
1f   Elect Director Robin Hayes   Mgmt   Yes   For   For
1g   Elect Director Ellen Jewett   Mgmt   Yes   For   For
1h   Elect Director Stanley McChrystal   Mgmt   Yes   For   For
1i   Elect Director Joel Peterson   Mgmt   Yes   For   For
1j   Elect Director Frank Sica   Mgmt   Yes   For   For
1k   Elect Director Thomas Winkelmann   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For


MannKind Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    56400P201
Record Date    03/22/2015    Meeting Type    Annual    Ticker    MNKD

 

Primary CUSIP 56400P201    Primary ISIN US56400P2011    Primary SEDOL B010TR8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alfred E. Mann   Mgmt   Yes   For   For
1.2   Elect Director Hakan S. Edstrom   Mgmt   Yes   For   For
1.3   Elect Director Ronald J. Consiglio   Mgmt   Yes   For   For
1.4   Elect Director Michael A. Friedman   Mgmt   Yes   For   For
1.5   Elect Director Kent Kresa   Mgmt   Yes   For   For
1.6   Elect Director David H. MacCallum   Mgmt   Yes   For   For
1.7   Elect Director Henry L. Nordhoff   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Marsh & McLennan Companies, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    571748102
Record Date    03/23/2015    Meeting Type    Annual    Ticker    MMC

 

Primary CUSIP 571748102    Primary ISIN US5717481023    Primary SEDOL 2567741

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Oscar Fanjul   Mgmt   Yes   For   For
1b   Elect Director Daniel S. Glaser   Mgmt   Yes   For   For
1c   Elect Director H. Edward Hanway   Mgmt   Yes   For   For
1d   Elect Director Lord Lang of Monkton   Mgmt   Yes   For   For
1e   Elect Director Elaine La Roche   Mgmt   Yes   For   For
1f   Elect Director Maria Silvia Bastos Marques   Mgmt   Yes   For   For
1g   Elect Director Steven A. Mills   Mgmt   Yes   For   For
1h   Elect Director Bruce P. Nolop   Mgmt   Yes   For   For
1i   Elect Director Marc D. Oken   Mgmt   Yes   For   For
1j   Elect Director Morton O. Schapiro   Mgmt   Yes   For   For
1k   Elect Director Lloyd M. Yates   Mgmt   Yes   For   For
1l   Elect Director R. David Yost   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For


McDonald’s Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    580135101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    MCD

 

Primary CUSIP 580135101    Primary ISIN US5801351017    Primary SEDOL 2550707

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Susan E. Arnold   Mgmt   Yes   For   For
1b   Elect Director Stephen J. Easterbrook   Mgmt   Yes   For   For
1c   Elect Director Robert A. Eckert   Mgmt   Yes   For   For
1d   Elect Director Margaret (Margo) H. Georgiadis   Mgmt   Yes   For   For
1e   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1f   Elect Director Jeanne P. Jackson   Mgmt   Yes   For   For
1g   Elect Director Richard H. Lenny   Mgmt   Yes   For   For
1h   Elect Director Walter E. Massey   Mgmt   Yes   For   For
1i   Elect Director Andrew J. McKenna   Mgmt   Yes   For   For
1j   Elect Director Sheila A. Penrose   Mgmt   Yes   For   For
1k   Elect Director John W. Rogers, Jr.   Mgmt   Yes   For   For
1l   Elect Director Roger W. Stone   Mgmt   Yes   For   For
1m   Elect Director Miles D. White   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Proxy Access   SH   Yes   Against   For
7   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against
8   Educate Public About GMO Benefits   SH   Yes   Against   Against
9   Report on Practices to Mitigate Palm Oil Sourcing Impacts   SH   Yes   Against   Against

Skechers U.S.A., Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    830566105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    SKX

 

Primary CUSIP 830566105    Primary ISIN US8305661055    Primary SEDOL 2428042

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert Greenberg   Mgmt   Yes   For   For
1.2   Elect Director Morton Erlich   Mgmt   Yes   For   Withhold
1.3   Elect Director Thomas Walsh   Mgmt   Yes   For   For
2   Report on Plans to Increase Board Diversity   SH   Yes   Against   For


Strategic Hotels & Resorts, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    86272T106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    BEE

 

Primary CUSIP 86272T106    Primary ISIN US86272T1060    Primary SEDOL 2438654

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert P. Bowen   Mgmt   Yes   For   For
1.2   Elect Director Raymond L. Gellein, Jr.   Mgmt   Yes   For   For
1.3   Elect Director James A. Jeffs   Mgmt   Yes   For   For
1.4   Elect Director David W. Johnson   Mgmt   Yes   For   For
1.5   Elect Director Richard D. Kincaid   Mgmt   Yes   For   For
1.6   Elect Director David M.C. Michels   Mgmt   Yes   For   For
1.7   Elect Director William A. Prezant   Mgmt   Yes   For   For
1.8   Elect Director Eugene F. Reilly   Mgmt   Yes   For   For
1.9   Elect Director Sheli Z. Rosenberg   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Amend Articles to Remove Antitakeover Provisions   SH   Yes   Against   For

The Home Depot, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    437076102
Record Date    03/23/2015    Meeting Type    Annual    Ticker    HD

 

Primary CUSIP 437076102    Primary ISIN US4370761029    Primary SEDOL 2434209

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ari Bousbib   Mgmt   Yes   For   For
1b   Elect Director Gregory D. Brenneman   Mgmt   Yes   For   For
1c   Elect Director J. Frank Brown   Mgmt   Yes   For   For
1d   Elect Director Albert P. Carey   Mgmt   Yes   For   Against
1e   Elect Director Armando Codina   Mgmt   Yes   For   Against
1f   Elect Director Helena B. Foulkes   Mgmt   Yes   For   Against
1g   Elect Director Wayne M. Hewett   Mgmt   Yes   For   For
1h   Elect Director Karen L. Katen   Mgmt   Yes   For   Against
1i   Elect Director Craig A. Menear   Mgmt   Yes   For   For
1j   Elect Director Mark Vadon   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Amend Bylaws - Call Special Meetings   SH   Yes   Against   For


Vornado Realty Trust

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    929042109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    VNO

 

Primary CUSIP 929042109    Primary ISIN US9290421091    Primary SEDOL 2933632

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven Roth   Mgmt   Yes   For   Withhold
1.2   Elect Director Michael D. Fascitelli   Mgmt   Yes   For   Withhold
1.3   Elect Director Russell B. Wight, Jr.   Mgmt   Yes   For   Withhold
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For

Chesapeake Energy Corporation

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    165167107
Record Date    03/23/2015    Meeting Type    Annual    Ticker    CHK

 

Primary CUSIP 165167107    Primary ISIN US1651671075    Primary SEDOL 2182779

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Archie W. Dunham   Mgmt   Yes   For   For
1b   Elect Director Vincent J. Intrieri   Mgmt   Yes   For   For
1c   Elect Director Robert D. Lawler   Mgmt   Yes   For   For
1d   Elect Director John J. Lipinski   Mgmt   Yes   For   For
1e   Elect Director R. Brad Martin   Mgmt   Yes   For   For
1f   Elect Director Merrill A. ‘Pete’ Miller, Jr.   Mgmt   Yes   For   For
1g   Elect Director Frederic M. Poses   Mgmt   Yes   For   For
1h   Elect Director Kimberly K. Querrey   Mgmt   Yes   For   For
1i   Elect Director Louis A. Raspino   Mgmt   Yes   For   For
1j   Elect Director Thomas L. Ryan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Require Director Nominee with Environmental Experience   SH   Yes   Against   Against
5   Report on Capital Expenditure Strategy with Respect to Climate Change Policy   SH   Yes   Against   For
6   Report on Political Contributions   SH   Yes   Against   For
7   Establish Risk Oversight Committee   SH   Yes   Against   Against


Weyerhaeuser Company

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    962166104
Record Date    03/27/2015    Meeting Type    Annual    Ticker    WY

 

Primary CUSIP 962166104    Primary ISIN US9621661043    Primary SEDOL 2958936

 

Proposal

Number

  Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec  

Vote

Instruction

1.1   Elect Director David P. Bozeman   Mgmt   Yes   For   For
1.2   Elect Director Debra A. Cafaro   Mgmt   Yes   For   For
1.3   Elect Director Mark A. Emmert   Mgmt   Yes   For   Against
1.4   Elect Director John I. Kieckhefer   Mgmt   Yes   For   For
1.5   Elect Director Wayne W. Murdy   Mgmt   Yes   For   For
1.6   Elect Director Nicole W. Piasecki   Mgmt   Yes   For   Against
1.7   Elect Director Doyle R. Simons   Mgmt   Yes   For   For
1.8   Elect Director D. Michael Steuert   Mgmt   Yes   For   Against
1.9   Elect Director Kim Williams   Mgmt   Yes   For   For
1.10   Elect Director Charles R. Williamson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

DigitalGlobe, Inc.

 

Meeting Date    05/26/2015    Country    USA    Primary Security ID    25389M877
Record Date    04/01/2015    Meeting Type    Annual    Ticker    DGI

 

Primary CUSIP 25389M877    Primary ISIN US25389M8771    Primary SEDOL B0V0257

 

Proposal

Number

  Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec  

Vote

Instruction

1a   Elect Director Roxanne J. Decyk   Mgmt   Yes   For   For
1b   Elect Director Martin C. Faga   Mgmt   Yes   For   For
1c   Elect Director Lawrence A. Hough   Mgmt   Yes   For   For
1d   Elect Director Warren C. Jenson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Merck & Co., Inc.

 

Meeting Date    05/26/2015    Country    USA    Primary Security ID    58933Y105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    MRK

 

Primary CUSIP 58933Y105    Primary ISIN US58933Y1055    Primary SEDOL 2778844

 

Proposal

Number

  Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec  

Vote

Instruction

1a   Elect Director Leslie A. Brun   Mgmt   Yes   For   For
1b   Elect Director Thomas R. Cech   Mgmt   Yes   For   For


1c   Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For
1d   Elect Director Thomas H. Glocer   Mgmt   Yes   For   For
1e   Elect Director William B. Harrison, Jr.   Mgmt   Yes   For   For
1f   Elect Director C. Robert Kidder   Mgmt   Yes   For   For
1g   Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For
1h   Elect Director Carlos E. Represas   Mgmt   Yes   For   For
1i   Elect Director Patricia F. Russo   Mgmt   Yes   For   For
1j   Elect Director Craig B. Thompson   Mgmt   Yes   For   For
1k   Elect Director Wendell P. Weeks   Mgmt   Yes   For   For
1l   Elect Director Peter C. Wendell   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against

Airbus Group

 

Meeting Date    05/27/2015    Country    Netherlands    Primary Security ID    N0280E105
Record Date    04/29/2015    Meeting Type    Annual    Ticker    AIR

 

Primary CUSIP F17114103    Primary ISIN NL0000235190    Primary SEDOL 4012250

 

Proposal

Number

  Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Open Meeting   Mgmt   No    
2.1   Discussion on Company’s Corporate Governance Structure   Mgmt   No    
2.2   Receive Report on Business and Financial Statements   Mgmt   No    
2.3   Discuss Remuneration Report Containing Remuneration Policy   Mgmt   No    
2.4   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
3   Discussion of Agenda Items   Mgmt   No    
4.1   Adopt Financial Statements   Mgmt   Yes   For   For
4.2   Approve Allocation of Income and Dividends of EUR 1.20 per Share   Mgmt   Yes   For   For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors   Mgmt   Yes   For   For
4.4   Approve Discharge of Executive Members of the Board of Directors   Mgmt   Yes   For   For
4.5   Ratify KPMG as Auditors   Mgmt   Yes   For   For
4.6   Approve Remuneration Policy Changes   Mgmt   Yes   For   For


4.7   Change Company Form to European Company   Mgmt   Yes   For   For
4.8   Elect Maria Amparo Moraleda Martinez as Director   Mgmt   Yes   For   For
4.9   Grant Board Authority to Issue Shares Up to 0.38 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP Plans   Mgmt   Yes   For   For
4.10   Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding   Mgmt   Yes   For   For
4.11   Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
4.12   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital Re: Exceptional Share Buyback Programme   Mgmt   Yes   For   For
4.13   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
5   Close Meeting   Mgmt   No    

Bayer AG

 

Meeting Date    05/27/2015    Country    Germany    Primary Security ID    D0712D163
Record Date       Meeting Type    Annual    Ticker    BAYN

 

Primary CUSIP D0712D163    Primary ISIN DE000BAY0017    Primary SEDOL 5069211

 

Proposal

Number

  Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.25 per Share for Fiscal 2014   Mgmt   Yes   For   For
2   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
3   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
4   Elect Otmar Wiestler to the Supervisory Board   Mgmt   Yes   For   For
5   Amend Corporate Purpose   Mgmt   Yes   For   For
6   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For

Chevron Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    166764100
Record Date    04/01/2015    Meeting Type    Annual    Ticker    CVX

 

Primary CUSIP 166764100    Primary ISIN US1667641005    Primary SEDOL 2838555

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Alexander B. Cummings, Jr.   Mgmt   Yes   For   For
1b   Elect Director Linnet F. Deily   Mgmt   Yes   For   For
1c   Elect Director Robert E. Denham   Mgmt   Yes   For   For
1d   Elect Director Alice P. Gast   Mgmt   Yes   For   For
1e   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1f   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
1g   Elect Director Charles W. Moorman, IV   Mgmt   Yes   For   For


1h   Elect Director John G. Stumpf   Mgmt   Yes   For   For
1i   Elect Director Ronald D. Sugar   Mgmt   Yes   For   For
1j   Elect Director Inge G. Thulin   Mgmt   Yes   For   For
1k   Elect Director Carl Ware   Mgmt   Yes   For   For
1l   Elect Director John S. Watson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Charitable Contributions   SH   Yes   Against   Against
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Prohibit Political Spending   SH   Yes   Against   Against
7   Increase Return of Capital to Shareholders in Light of Climate Change Risks   SH   Yes   Against   Against
8   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   Against
9   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts   SH   Yes   Against   For
10   Proxy Access   SH   Yes   Against   For
11   Require Independent Board Chairman   SH   Yes   Against   Against
12   Require Director Nominee with Environmental Experience   SH   Yes   Against   For
13   Amend Bylaws - Call Special Meetings   SH   Yes   Against   For

Deutsche Post AG

 

Meeting Date    05/27/2015    Country    Germany    Primary Security ID    D19225107
Record Date       Meeting Type    Annual    Ticker    DPW

 

Primary CUSIP D19225107    Primary ISIN DE0005552004    Primary SEDOL 4617859

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Reelect Roland Oetker to the Supervisory Board   Mgmt   Yes   For   For
7   Amend Articles Re: Participation and Voting at General Meeting   Mgmt   Yes   For   For


Exxon Mobil Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    30231G102
Record Date    04/07/2015    Meeting Type    Annual    Ticker    XOM

 

Primary CUSIP 30231G102    Primary ISIN US30231G1022    Primary SEDOL 2326618

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael J. Boskin   Mgmt   Yes   For   For
1.2   Elect Director Peter Brabeck-Letmathe   Mgmt   Yes   For   For
1.3   Elect Director Ursula M. Burns   Mgmt   Yes   For   For
1.4   Elect Director Larry R. Faulkner   Mgmt   Yes   For   For
1.5   Elect Director Jay S. Fishman   Mgmt   Yes   For   For
1.6   Elect Director Henrietta H. Fore   Mgmt   Yes   For   For
1.7   Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For
1.8   Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For
1.9   Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For
1.10   Elect Director Steven S. Reinemund   Mgmt   Yes   For   For
1.11   Elect Director Rex W. Tillerson   Mgmt   Yes   For   For
1.12   Elect Director William C. Weldon   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   For
6   Require Director Nominee with Environmental Experience   SH   Yes   Against   For
7   Increase the Number of Females on the Board   SH   Yes   Against   For
8   Disclose Percentage of Females at Each Percentile of Compensation   SH   Yes   Against   Against
9   Report on Lobbying Payments and Policy   SH   Yes   Against   For
10   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   For
11   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts   SH   Yes   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    31620M106
Record Date    04/01/2015    Meeting Type    Annual    Ticker    FIS

 

Primary CUSIP 31620M106    Primary ISIN US31620M1062    Primary SEDOL 2769796

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ellen R. Alemany   Mgmt   Yes   For   For
1b   Elect Director William P. Foley, II   Mgmt   Yes   For   For
1c   Elect Director Thomas M. Hagerty   Mgmt   Yes   For   For


1d   Elect Director Keith W. Hughes   Mgmt   Yes   For   For
1e   Elect Director David K. Hunt   Mgmt   Yes   For   For
1f   Elect Director Stephan A. James   Mgmt   Yes   For   For
1g   Elect Director Frank R. Martire   Mgmt   Yes   For   For
1h   Elect Director Richard N. Massey   Mgmt   Yes   For   For
1i   Elect Director Leslie M. Muma   Mgmt   Yes   For   For
1j   Elect Director Gary A. Norcross   Mgmt   Yes   For   For
1k   Elect Director James B. Stallings, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Hanmi Financial Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    410495204
Record Date    04/01/2015    Meeting Type    Annual    Ticker    HAFC

 

Primary CUSIP 410495204    Primary ISIN US4104952043    Primary SEDOL B6TPXR5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director I Joon Ahn   Mgmt   Yes   For   For
1.2   Elect Director John J. Ahn   Mgmt   Yes   For   For
1.3   Elect Director Christie K. Chu   Mgmt   Yes   For   For
1.4   Elect Director John A. Hall   Mgmt   Yes   For   For
1.5   Elect Director Paul Seon-Hong Kim   Mgmt   Yes   For   For
1.6   Elect Director C. G. Kum   Mgmt   Yes   For   For
1.7   Elect Director Joon Hyung Lee   Mgmt   Yes   For   For
1.8   Elect Director Joseph K. Rho   Mgmt   Yes   For   For
1.9   Elect Director David L. Rosenblum   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Kindred Healthcare, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    494580103
Record Date    03/30/2015    Meeting Type    Annual    Ticker    KND

 

Primary CUSIP 494580103    Primary ISIN US4945801037    Primary SEDOL 2752677

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Joel Ackerman   Mgmt   Yes   For   For
1b   Elect Director Jonathan D. Blum   Mgmt   Yes   For   For
1c   Elect Director Benjamin A. Breier   Mgmt   Yes   For   For


1d   Elect Director Thomas P. Cooper   Mgmt   Yes   For   For
1e   Elect Director Paul J. Diaz   Mgmt   Yes   For   For
1f   Elect Director Heyward R. Donigan   Mgmt   Yes   For   For
1g   Elect Director Richard Goodman   Mgmt   Yes   For   For
1h   Elect Director Christopher T. Hjelm   Mgmt   Yes   For   For
1i   Elect Director Frederick J. Kleisner   Mgmt   Yes   For   Against
1j   Elect Director John H. Short   Mgmt   Yes   For   For
1k   Elect Director Phyllis R. Yale   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Northfield Bancorp, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    66611T108
Record Date    04/02/2015    Meeting Type    Annual    Ticker    NFBK

 

Primary CUSIP 66611T108    Primary ISIN US66611T1088    Primary SEDOL B8NB2R6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Timothy C. Harrison   Mgmt   Yes   For   For
1.2   Elect Director Karen J. Kessler   Mgmt   Yes   For   For
1.3   Elect Director Susan Lamberti   Mgmt   Yes   For   For
1.4   Elect Director Patrick E. Scura, Jr.   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    66704R704
Record Date    04/08/2015    Meeting Type    Annual    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David T. Hamamoto   Mgmt   Yes   For   For
1.2   Elect Director Judith A. Hannaway   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley D. Minami   Mgmt   Yes   For   For
1.4   Elect Director Louis J. Paglia   Mgmt   Yes   For   Withhold
1.5   Elect Director Charles W. Schoenherr   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For


Perficient, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    71375U101
Record Date    04/01/2015    Meeting Type    Annual    Ticker    PRFT

 

Primary CUSIP 71375U101    Primary ISIN US71375U1016    Primary SEDOL 2442547

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey S. Davis   Mgmt   Yes   For   For
1.2   Elect Director Ralph C. Derrickson   Mgmt   Yes   For   For
1.3   Elect Director John S. Hamlin   Mgmt   Yes   For   For
1.4   Elect Director James R. Kackley   Mgmt   Yes   For   For
1.5   Elect Director David S. Lundeen   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

The Ensign Group, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    29358P101
Record Date    04/02/2015    Meeting Type    Annual    Ticker    ENSG

 

Primary CUSIP 29358P101    Primary ISIN US29358P1012    Primary SEDOL B1YWPP8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Christopher R. Christensen   Mgmt   Yes   For   For
1.2   Elect Director Daren J. Shaw   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Sustainability   SH   Yes   Against   For

EastGroup Properties, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    277276101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    EGP

 

Primary CUSIP 277276101    Primary ISIN US2772761019    Primary SEDOL 2455761

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director D. Pike Aloian   Mgmt   Yes   For   For
1b   Elect Director H.C. Bailey, Jr.   Mgmt   Yes   For   For
1c   Elect Director H. Eric Bolton, Jr.   Mgmt   Yes   For   For
1d   Elect Director Hayden C. Eaves, III   Mgmt   Yes   For   For
1e   Elect Director Fredric H. Gould   Mgmt   Yes   For   For
1f   Elect Director David H. Hoster, II   Mgmt   Yes   For   For
1g   Elect Director Mary E. McCormick   Mgmt   Yes   For   For
1h   Elect Director David M. Osnos   Mgmt   Yes   For   For


1i   Elect Director Leland R. Speed   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

ENEL SpA

 

Meeting Date    05/28/2015    Country    Italy    Primary Security ID    T3679P115
Record Date    05/19/2015    Meeting Type    Annual/Special    Ticker    ENEL

 

Primary CUSIP T3679P115    Primary ISIN IT0003128367    Primary SEDOL 7144569

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
  Management Proposals   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Allocation of Income   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
1   Amend Articles Re: Director Honorability Requirements   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
  Shareholder Proposal Submitted by the Italian Treasury   Mgmt   No    
3   Elect Alfredo Antoniozzi as Director   SH   Yes   None   For
  Management Proposals   Mgmt   No    
4   Approve 2015 Monetary Long-Term Incentive Plan   Mgmt   Yes   For   For
5   Approve Remuneration Report   Mgmt   Yes   For   For

HealthStream, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    42222N103
Record Date    04/02/2015    Meeting Type    Annual    Ticker    HSTM

 

Primary CUSIP 42222N103    Primary ISIN US42222N1037    Primary SEDOL 2577870

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert A. Frist, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Frank Gordon   Mgmt   Yes   For   For
1.3   Elect Director C. Martin Harris   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


SS&C Technologies Holdings, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    78467J100
Record Date    04/01/2015    Meeting Type    Annual    Ticker    SSNC

 

Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William A. Etherington   Mgmt   Yes   For   Withhold
1.2   Elect Director Jonathan E. Michael   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

SunEdison, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    86732Y109
Record Date    04/02/2015    Meeting Type    Annual    Ticker    SUNE

 

Primary CUSIP 86732Y109    Primary ISIN US86732Y1091    Primary SEDOL BBC3995

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Antonio R. Alvarez   Mgmt   Yes   For   Against
1b   Elect Director Peter Blackmore   Mgmt   Yes   For   Against
1c   Elect Director Ahmad R. Chatila   Mgmt   Yes   For   For
1d   Elect Director Clayton C. Daley, Jr.   Mgmt   Yes   For   For
1e   Elect Director Emmanuel T. Hernandez   Mgmt   Yes   For   For
1f   Elect Director Georganne C. Proctor   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Approve Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
6   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
7   Provide Right to Act by Written Consent   SH   Yes   Against   For

THE MEDICINES COMPANY

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    584688105
Record Date    04/14/2015    Meeting Type    Annual    Ticker    MDCO

 

Primary CUSIP 584688105    Primary ISIN US5846881051    Primary SEDOL 2616773

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Armin M. Kessler   Mgmt   Yes   For   For
1.2   Elect Director Robert G. Savage   Mgmt   Yes   For   For
1.3   Elect Director Glenn P. Sblendorio   Mgmt   Yes   For   For
1.4   Elect Director Melvin K. Spigelman   Mgmt   Yes   For   For


2   Increase Authorized Common Stock   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Walgreens Boots Alliance, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    931427108
Record Date    03/30/2015    Meeting Type    Annual    Ticker    WBA

 

Primary CUSIP 931427108    Primary ISIN US9314271084    Primary SEDOL BTN1Y44

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Janice M. Babiak   Mgmt   Yes   For   For
1b   Elect Director David J. Brailer   Mgmt   Yes   For   For
1c   Elect Director Steven A. Davis   Mgmt   Yes   For   For
1d   Elect Director William C. Foote   Mgmt   Yes   For   For
1e   Elect Director Ginger L. Graham   Mgmt   Yes   For   For
1f   Elect Director John A. Lederer   Mgmt   Yes   For   For
1g   Elect Director Dominic P. Murphy   Mgmt   Yes   For   For
1h   Elect Director Stefano Pessina   Mgmt   Yes   For   For
1i   Elect Director Barry Rosenstein   Mgmt   Yes   For   For
1j   Elect Director Leonard D. Schaeffer   Mgmt   Yes   For   For
1k   Elect Director Nancy M. Schlichting   Mgmt   Yes   For   For
1l   Elect Director James A. Skinner   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Stock Retention   SH   Yes   Against   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   For
7   Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Yes   Against   Against

Dealertrack Technologies, Inc.

 

Meeting Date    06/01/2015    Country    USA    Primary Security ID    242309102
Record Date    04/10/2015    Meeting Type    Annual    Ticker    TRAK

 

Primary CUSIP 242309102    Primary ISIN US2423091022    Primary SEDOL B0PBS69

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jason Chapnik   Mgmt   Yes   For   For
1.2   Elect Director James Foy   Mgmt   Yes   For   For


1.3   Elect Director Howard L. Tischler   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

UnitedHealth Group Incorporated

 

Meeting Date    06/01/2015    Country    USA    Primary Security ID    91324P102
Record Date    04/02/2015    Meeting Type    Annual    Ticker    UNH

 

Primary CUSIP 91324P102    Primary ISIN US91324P1021    Primary SEDOL 2917766

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director William C. Ballard, Jr.   Mgmt   Yes   For   For
1b   Elect Director Edson Bueno   Mgmt   Yes   For   For
1c   Elect Director Richard T. Burke   Mgmt   Yes   For   For
1d   Elect Director Robert J. Darretta   Mgmt   Yes   For   For
1e   Elect Director Stephen J. Hemsley   Mgmt   Yes   For   For
1f   Elect Director Michele J. Hooper   Mgmt   Yes   For   For
1g   Elect Director Rodger A. Lawson   Mgmt   Yes   For   For
1h   Elect Director Glenn M. Renwick   Mgmt   Yes   For   For
1i   Elect Director Kenneth I. Shine   Mgmt   Yes   For   For
1j   Elect Director Gail R. Wilensky   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Change State of Incorporation from Minnesota to Delaware   Mgmt   Yes   For   For
5   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
6   Require Independent Board Chairman   SH   Yes   Against   Against

Western Refining, Inc.

 

Meeting Date    06/02/2015    Country    USA    Primary Security ID    959319104
Record Date    04/14/2015    Meeting Type    Annual    Ticker    WNR

 

Primary CUSIP 959319104    Primary ISIN US9593191045    Primary SEDOL B0WHXR6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Carin Marcy Barth   Mgmt   Yes   For   For
1.2   Elect Director Sigmund L. Cornelius   Mgmt   Yes   For   For
1.3   Elect Director Paul L. Foster   Mgmt   Yes   For   For
1.4   Elect Director L. Frederick Francis   Mgmt   Yes   For   For
1.5   Elect Director Robert J. Hassler   Mgmt   Yes   For   For
1.6   Elect Director Brian J. Hogan   Mgmt   Yes   For   For
1.7   Elect Director Scott D. Weaver   Mgmt   Yes   For   For


2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

American Airlines Group Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    02376R102
Record Date    04/06/2015    Meeting Type    Annual    Ticker    AAL

 

Primary CUSIP 02376R102    Primary ISIN US02376R1023    Primary SEDOL BCV7KT2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director James F. Albaugh   Mgmt   Yes   For   For
1b   Elect Director Jeffrey D. Benjamin   Mgmt   Yes   For   For
1c   Elect Director John T. Cahill   Mgmt   Yes   For   For
1d   Elect Director Michael J. Embler   Mgmt   Yes   For   For
1e   Elect Director Matthew J. Hart   Mgmt   Yes   For   For
1f   Elect Director Alberto Ibarguen   Mgmt   Yes   For   For
1g   Elect Director Richard C. Kraemer   Mgmt   Yes   For   For
1h   Elect Director Denise M. O’Leary   Mgmt   Yes   For   For
1i   Elect Director W. Douglas Parker   Mgmt   Yes   For   For
1j   Elect Director Ray M. Robinson   Mgmt   Yes   For   For
1k   Elect Director Richard P. Schifter   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Anika Therapeutics, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    035255108
Record Date    04/06/2015    Meeting Type    Annual    Ticker    ANIK

 

Primary CUSIP 035255108    Primary ISIN US0352551081    Primary SEDOL 2035754

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joseph L. Bower   Mgmt   Yes   For   For
1.2   Elect Director Glenn R. Larsen   Mgmt   Yes   For   For
1.3   Elect Director Jeffery S. Thompson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Antero Resources Corporation

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    03674X106
Record Date    04/09/2015    Meeting Type    Annual    Ticker    AR

 

Primary CUSIP 03674X106    Primary ISIN US03674X1063    Primary SEDOL BFD2WR8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Peter R. Kagan   Mgmt   Yes   For   Withhold
1.2   Elect Director W. Howard Keenan, Jr.   Mgmt   Yes   For   Withhold
1.3   Elect Director Christopher R. Manning   Mgmt   Yes   For   Withhold
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

CoStar Group, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    22160N109
Record Date    04/10/2015    Meeting Type    Annual    Ticker    CSGP

 

Primary CUSIP 22160N109    Primary ISIN US22160N1090    Primary SEDOL 2262864

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael R. Klein   Mgmt   Yes   For   For
1.2   Elect Director Andrew C. Florance   Mgmt   Yes   For   For
1.3   Elect Director Michael J. Glosserman   Mgmt   Yes   For   For
1.4   Elect Director Warren H. Haber   Mgmt   Yes   For   For
1.5   Elect Director John W. Hill   Mgmt   Yes   For   For
1.6   Elect Director Christopher J. Nassetta   Mgmt   Yes   For   For
1.7   Elect Director David J. Steinberg   Mgmt   Yes   For   For
2   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dynegy Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    26817R108
Record Date    04/06/2015    Meeting Type    Annual    Ticker    DYN

 

Primary CUSIP 26817R108    Primary ISIN US26817R1086    Primary SEDOL B6TFK30

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Hilary E. Ackermann   Mgmt   Yes   For   For
1.2   Elect Director Paul M. Barbas   Mgmt   Yes   For   For
1.3   Elect Director Robert C. Flexon   Mgmt   Yes   For   For
1.4   Elect Director Richard Lee Kuersteiner   Mgmt   Yes   For   For
1.5   Elect Director Jeffrey S. Stein   Mgmt   Yes   For   For


1.6   Elect Director John R. Sult   Mgmt   Yes   For   For
1.7   Elect Director Pat Wood, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

FTI Consulting, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    302941109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    FCN

 

Primary CUSIP 302941109    Primary ISIN US3029411093    Primary SEDOL 2351449

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Brenda J. Bacon   Mgmt   Yes   For   Withhold
1b   Elect Director Mark S. Bartlett   Mgmt   Yes   For   For
1c   Elect Director Claudio Costamagna   Mgmt   Yes   For   Withhold
1d   Elect Director James W. Crownover   Mgmt   Yes   For   Withhold
1e   Elect Director Vernon Ellis   Mgmt   Yes   For   For
1f   Elect Director Nicholas C. Fanandakis   Mgmt   Yes   For   For
1g   Elect Director Steven H. Gunby   Mgmt   Yes   For   For
1h   Elect Director Gerard E. Holthaus   Mgmt   Yes   For   Withhold
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

Google Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    38259P706
Record Date    04/06/2015    Meeting Type    Annual    Ticker    GOOG

 

Primary CUSIP 38259P706    Primary ISIN US38259P7069    Primary SEDOL BKM4JZ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Larry Page   Mgmt   Yes   For   For
1.2   Elect Director Sergey Brin   Mgmt   Yes   For   For
1.3   Elect Director Eric E. Schmidt   Mgmt   Yes   For   For
1.4   Elect Director L. John Doerr   Mgmt   Yes   For   Withhold
1.5   Elect Director Diane B. Greene   Mgmt   Yes   For   For
1.6   Elect Director John L. Hennessy   Mgmt   Yes   For   For
1.7   Elect Director Ann Mather   Mgmt   Yes   For   For
1.8   Elect Director Alan R. Mulally   Mgmt   Yes   For   For


1.9   Elect Director Paul S. Otellini   Mgmt   Yes   For   Withhold
1.10   Elect Director K. Ram Shriram   Mgmt   Yes   For   Withhold
1.11   Elect Director Shirley M. Tilghman   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Require a Majority Vote for the Election of Directors   SH   Yes   Against   For
7   Report on Costs of Renewable Energy Investments   SH   Yes   Against   Against
8   Report on Risks Associated with Repeal of Climate Change Policies   SH   Yes   Against   Against

Standard Pacific Corp.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    85375C101
Record Date    04/08/2015    Meeting Type    Annual    Ticker    SPF

 

Primary CUSIP 85375C101    Primary ISIN US85375C1018    Primary SEDOL 2853042

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Bruce A. Choate   Mgmt   Yes   For   For
1.2   Elect Director Ronald R. Foell   Mgmt   Yes   For   For
1.3   Elect Director Douglas C. Jacobs   Mgmt   Yes   For   For
1.4   Elect Director David J. Matlin   Mgmt   Yes   For   For
1.5   Elect Director John R. Peshkin   Mgmt   Yes   For   For
1.6   Elect Director Peter Schoels   Mgmt   Yes   For   For
1.7   Elect Director Scott D. Stowell   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Shareholder Rights Plan (Poison Pill)   Mgmt   Yes   For   Against
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   Yes   For   For

SunPower Corporation

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    867652406
Record Date    04/13/2015    Meeting Type    Annual    Ticker    SPWR

 

Primary CUSIP 867652406    Primary ISIN US8676524064    Primary SEDOL B59DK93

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Arnaud Chaperon   Mgmt   Yes   For   Withhold
1.2   Elect Director Jean-Marc Otero del Val   Mgmt   Yes   For   Withhold
1.3   Elect Director Pat Wood, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Approve Restricted Stock Grant to Thomas H. Werner   Mgmt   Yes   For   For

Ingersoll-Rand plc

 

Meeting Date    06/04/2015    Country    Ireland    Primary Security ID    G47791101
Record Date    04/08/2015    Meeting Type    Annual    Ticker    IR

 

Primary CUSIP G47791101    Primary ISIN IE00B6330302    Primary SEDOL B633030

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ann C. Berzin   Mgmt   Yes   For   For
1b   Elect Director John Bruton   Mgmt   Yes   For   For
1c   Elect Director Elaine L. Chao   Mgmt   Yes   For   For
1d   Elect Director Jared L. Cohon   Mgmt   Yes   For   For
1e   Elect Director Gary D. Forsee   Mgmt   Yes   For   For
1f   Elect Director Constance J. Horner   Mgmt   Yes   For   For
1g   Elect Director Linda P. Hudson   Mgmt   Yes   For   For
1h   Elect Director Michael W. Lamach   Mgmt   Yes   For   For
1i   Elect Director Myles P. Lee   Mgmt   Yes   For   For
1j   Elect Director John P. Surma   Mgmt   Yes   For   For
1k   Elect Director Richard J. Swift   Mgmt   Yes   For   For
1l   Elect Director Tony L. White   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Mgmt   Yes   For   For
4   Renew Directors’ Authority to Issue Shares   Mgmt   Yes   For   For
5   Renew Directors’ Authority to Issue Shares for Cash   Mgmt   Yes   For   For
6   Authorize Reissuance of Repurchased Shares   Mgmt   Yes   For   For

Las Vegas Sands Corp.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    517834107
Record Date    04/13/2015    Meeting Type    Annual    Ticker    LVS

 

Primary CUSIP 517834107    Primary ISIN US5178341070    Primary SEDOL B02T2J7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jason N. Ader   Mgmt   Yes   For   For
1.2   Elect Director Micheline Chau   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael A. Leven   Mgmt   Yes   For   For


1.4   Elect Director David F. Levi   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

Sinclair Broadcast Group, Inc.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    829226109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SBGI

 

Primary CUSIP 829226109    Primary ISIN US8292261091    Primary SEDOL 2799351

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David D. Smith   Mgmt   Yes   For   Withhold
1.2   Elect Director Frederick G. Smith   Mgmt   Yes   For   Withhold
1.3   Elect Director J. Duncan Smith   Mgmt   Yes   For   Withhold
1.4   Elect Director Robert E. Smith   Mgmt   Yes   For   Withhold
1.5   Elect Director Howard E. Friedman   Mgmt   Yes   For   For
1.6   Elect Director Lawrence E. McCanna   Mgmt   Yes   For   For
1.7   Elect Director Daniel C. Keith   Mgmt   Yes   For   Withhold
1.8   Elect Director Martin R. Leader   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers, LLP as Auditors   Mgmt   Yes   For   For

Wal-Mart Stores, Inc.

 

Meeting Date    06/05/2015    Country    USA    Primary Security ID    931142103
Record Date    04/10/2015    Meeting Type    Annual    Ticker    WMT

 

Primary CUSIP 931142103    Primary ISIN US9311421039    Primary SEDOL 2936921

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Aida M. Alvarez   Mgmt   Yes   For   For
1b   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   For
1c   Elect Director Roger C. Corbett   Mgmt   Yes   For   For
1d   Elect Director Pamela J. Craig   Mgmt   Yes   For   For
1e   Elect Director Michael T. Duke   Mgmt   Yes   For   For
1f   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1g   Elect Director Thomas W. Horton   Mgmt   Yes   For   For
1h   Elect Director Marissa A. Mayer   Mgmt   Yes   For   For
1i   Elect Director C. Douglas McMillon   Mgmt   Yes   For   For
1j   Elect Director Gregory B. Penner   Mgmt   Yes   For   For
1k   Elect Director Steven S. Reinemund   Mgmt   Yes   For   For
1l   Elect Director Kevin Y. Systrom   Mgmt   Yes   For   For


1m   Elect Director Jim C. Walton   Mgmt   Yes   For   For
1n   Elect Director S. Robson Walton   Mgmt   Yes   For   For
1o   Elect Director Linda S. Wolf   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Disclosure of Recoupment Activity from Senior Officers   SH   Yes   Against   For
6   Provide Proxy Access Right   SH   Yes   Against   For
7   Adopt Quantitative GHG Goals for Maritime Shipping   SH   Yes   Against   Against
8   Report on Incentive Compensation Plans   SH   Yes   Against   For
9   Require Independent Board Chairman   SH   Yes   Against   For

Angie’s List, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    034754101
Record Date    04/13/2015    Meeting Type    Annual    Ticker    ANGI

 

Primary CUSIP 034754101    Primary ISIN US0347541015    Primary SEDOL B5B33P8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John H. Chuang   Mgmt   Yes   For   Withhold
1.2   Elect Director William S. Oesterle   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

Investors Bancorp, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    46146L101
Record Date    04/20/2015    Meeting Type    Annual    Ticker    ISBC

 

Primary CUSIP 46146L101    Primary ISIN US46146L1017    Primary SEDOL BMHT4M3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert M. Cashill   Mgmt   Yes   For   For
1.2   Elect Director Kevin Cummings   Mgmt   Yes   For   For
1.3   Elect Director Brian D. Dittenhafer   Mgmt   Yes   For   For
1.4   Elect Director Michele N. Siekerka   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year
5   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


Orexigen Therapeutics, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    686164104
Record Date    04/13/2015    Meeting Type    Annual    Ticker    OREX

 

Primary CUSIP 686164104    Primary ISIN US6861641040    Primary SEDOL B1WLCZ6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis C. Bock   Mgmt   Yes   For   For
1.2   Elect Director Wendy L. Dixon   Mgmt   Yes   For   For
1.3   Elect Director Peter K. Honig   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Amazon.com, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    023135106
Record Date    04/13/2015    Meeting Type    Annual    Ticker    AMZN

 

Primary CUSIP 023135106    Primary ISIN US0231351067    Primary SEDOL 2000019

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jeffrey P. Bezos   Mgmt   Yes   For   For
1b   Elect Director Tom A. Alberg   Mgmt   Yes   For   For
1c   Elect Director John Seely Brown   Mgmt   Yes   For   For
1d   Elect Director William B. Gordon   Mgmt   Yes   For   For
1e   Elect Director Jamie S. Gorelick   Mgmt   Yes   For   For
1f   Elect Director Judith A. McGrath   Mgmt   Yes   For   For
1g   Elect Director Alain Monié   Mgmt   Yes   For   For
1h   Elect Director Jonathan J. Rubinstein   Mgmt   Yes   For   For
1i   Elect Director Thomas O. Ryder   Mgmt   Yes   For   For
1j   Elect Director Patricia Q. Stonesifer   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Adopt Proxy Access Right   SH   Yes   Against   For
4   Report on Political Contributions   SH   Yes   Against   For
5   Report on Sustainability, Including GHG Goals   SH   Yes   Against   For
6   Report on Human Rights Risk Assessment Process   SH   Yes   Against   Against

Caterpillar Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    149123101
Record Date    04/13/2015    Meeting Type    Annual    Ticker    CAT

 

Primary CUSIP 149123101    Primary ISIN US1491231015    Primary SEDOL 2180201

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David L. Calhoun   Mgmt   Yes   For   Against
1.2   Elect Director Daniel M. Dickinson   Mgmt   Yes   For   For


1.3   Elect Director Juan Gallardo   Mgmt   Yes   For   For
1.4   Elect Director Jesse J. Greene, Jr.   Mgmt   Yes   For   Against
1.5   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Dennis A. Muilenburg   Mgmt   Yes   For   For
1.7   Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For
1.8   Elect Director William A. Osborn   Mgmt   Yes   For   For
1.9   Elect Director Debra L. Reed   Mgmt   Yes   For   For
1.10   Elect Director Edward B. Rust, Jr.   Mgmt   Yes   For   For
1.11   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1.12   Elect Director Miles D. White   Mgmt   Yes   For   Against
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Require Independent Board Chairman   SH   Yes   Against   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Review and Amend Human Rights Policies   SH   Yes   Against   For
7   Amend Policies to Allow Employees to Participate in Political Process with No Retribution   SH   Yes   Against   Against

Federal-Mogul Holdings Corporation

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    313549404
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FDML

 

Primary CUSIP 313549404    Primary ISIN US3135494041    Primary SEDOL B29N9B7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Carl C. Icahn   Mgmt   Yes   For   Withhold
1.2   Elect Director Sung Hwan Cho   Mgmt   Yes   For   Withhold
1.3   Elect Director Thomas W. Elward   Mgmt   Yes   For   For
1.4   Elect Director George Feldenkreis   Mgmt   Yes   For   For
1.5   Elect Director Hunter C. Gary   Mgmt   Yes   For   Withhold
1.6   Elect Director Rainer Jueckstock   Mgmt   Yes   For   Withhold
1.7   Elect Director J. Michael Laisure   Mgmt   Yes   For   For
1.8   Elect Director Daniel A. Ninivaggi   Mgmt   Yes   For   Withhold
1.9   Elect Director Neil S. Subin   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against


Freeport-McMoRan Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    35671D857
Record Date    04/16/2015    Meeting Type    Annual    Ticker    FCX

 

Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard C. Adkerson   Mgmt   Yes   For   For
1.2   Elect Director Robert J. Allison, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Alan R. Buckwalter, III   Mgmt   Yes   For   For
1.4   Elect Director Robert A. Day   Mgmt   Yes   For   For
1.5   Elect Director James C. Flores   Mgmt   Yes   For   For
1.6   Elect Director Gerald J. Ford   Mgmt   Yes   For   For
1.7   Elect Director Thomas A. Fry, III   Mgmt   Yes   For   For
1.8   Elect Director H. Devon Graham, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Lydia H. Kennard   Mgmt   Yes   For   For
1.10   Elect Director Charles C. Krulak   Mgmt   Yes   For   For
1.11   Elect Director Bobby Lee Lackey   Mgmt   Yes   For   For
1.12   Elect Director Jon C. Madonna   Mgmt   Yes   For   For
1.13   Elect Director Dustan E. McCoy   Mgmt   Yes   For   For
1.14   Elect Director James R. Moffett   Mgmt   Yes   For   For
1.15   Elect Director Stephen H. Siegele   Mgmt   Yes   For   For
1.16   Elect Director Frances Fragos Townsend   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Proxy Access Right   SH   Yes   Against   For

FXCM Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    302693106
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FXCM

 

Primary CUSIP 302693106    Primary ISIN US3026931069    Primary SEDOL B3YPMH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William Ahdout   Mgmt   Yes   For   Withhold
1.2   Elect Director James G. Brown   Mgmt   Yes   For   Withhold
1.3   Elect Director Robin Davis   Mgmt   Yes   For   Withhold
1.4   Elect Director Perry Fish   Mgmt   Yes   For   Withhold
1.5   Elect Director Kenneth Grossman   Mgmt   Yes   For   Withhold
1.6   Elect Director Arthur Gruen   Mgmt   Yes   For   Withhold


1.7   Elect Director Eric LeGoff   Mgmt   Yes   For   Withhold
1.8   Elect Director Dror (Drew) Niv   Mgmt   Yes   For   Withhold
1.9   Elect Director David Sakhai   Mgmt   Yes   For   Withhold
1.10   Elect Director Ryan Silverman   Mgmt   Yes   For   Withhold
1.11   Elect Director Eduard Yusupov   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Generac Holdings Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    368736104
Record Date    04/16/2015    Meeting Type    Annual    Ticker    GNRC

 

Primary CUSIP 368736104    Primary ISIN US3687361044    Primary SEDOL B6197Q2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert D. Dixon   Mgmt   Yes   For   For
1.2   Elect Director David A. Ramon   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Live Nation Entertainment, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    538034109
Record Date    04/15/2015    Meeting Type    Annual    Ticker    LYV

 

Primary CUSIP 538034109    Primary ISIN US5380341090    Primary SEDOL B0T7YX2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Mark Carleton   Mgmt   Yes   For   Against
1.2   Elect Director Jonathan Dolgen   Mgmt   Yes   For   For
1.3   Elect Director Ari Emanuel   Mgmt   Yes   For   For
1.4   Elect Director Robert Ted Enloe, III   Mgmt   Yes   For   Against
1.5   Elect Director Jeffrey T. Hinson   Mgmt   Yes   For   For
1.6   Elect Director James Iovine   Mgmt   Yes   For   For
1.7   Elect Director Margaret “Peggy” Johnson   Mgmt   Yes   For   For
1.8   Elect Director James S. Kahan   Mgmt   Yes   For   For
1.9   Elect Director Gregory B. Maffei   Mgmt   Yes   For   For
1.10   Elect Director Randall T. Mays   Mgmt   Yes   For   For
1.11   Elect Director Michael Rapino   Mgmt   Yes   For   For
1.12   Elect Director Mark S. Shapiro   Mgmt   Yes   For   Against
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For


3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

EMCOR Group, Inc.

 

Meeting Date    06/11/2015    Country    USA    Primary Security ID    29084Q100
Record Date    04/16/2015    Meeting Type    Annual    Ticker    EME

 

Primary CUSIP 29084Q100    Primary ISIN US29084Q1004    Primary SEDOL 2474164

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John W. Altmeyer   Mgmt   Yes   For   For
1b   Elect Director Stephen W. Bershad   Mgmt   Yes   For   For
1c   Elect Director David A.B. Brown   Mgmt   Yes   For   For
1d   Elect Director Larry J. Bump   Mgmt   Yes   For   For
1e   Elect Director Anthony J. Guzzi   Mgmt   Yes   For   For
1f   Elect Director Richard F. Hamm, Jr.   Mgmt   Yes   For   For
1g   Elect Director David H. Laidley   Mgmt   Yes   For   For
1h   Elect Director Frank T. MacInnis   Mgmt   Yes   For   For
1i   Elect Director Jerry E. Ryan   Mgmt   Yes   For   For
1j   Elect Director Michael T. Yonker   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Zillow Group, Inc.

 

Meeting Date    06/11/2015    Country    USA    Primary Security ID    98954M101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    Z

 

Primary CUSIP 98954M101    Primary ISIN US98954M1018    Primary SEDOL BVYJBR3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Erik Blachford   Mgmt   Yes   For   For
1.2   Elect Director Spencer M. Rascoff   Mgmt   Yes   For   For
1.3   Elect Director Gordon Stephenson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   Three Years   One Year
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Spirit Airlines, Inc.

 

Meeting Date    06/16/2015    Country    USA    Primary Security ID    848577102
Record Date    04/17/2015    Meeting Type    Annual    Ticker    SAVE

 

Primary CUSIP 848577102    Primary ISIN US8485771021    Primary SEDOL B3ZG8F4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert D. Johnson   Mgmt   Yes   For   For
1.2   Elect Director Barclay G. Jones, III   Mgmt   Yes   For   For
1.3   Elect Director Dawn M. Zier   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For

Toyota Motor Corp.

 

Meeting Date    06/16/2015    Country    Japan    Primary Security ID    J92676113
Record Date    03/31/2015    Meeting Type    Annual    Ticker    7203

 

Primary CUSIP J92676113    Primary ISIN JP3633400001    Primary SEDOL 6900643

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 125   Mgmt   Yes   For   For
2.1   Elect Director Uchiyamada, Takeshi   Mgmt   Yes   For   For
2.2   Elect Director Toyoda, Akio   Mgmt   Yes   For   For
2.3   Elect Director Kodaira, Nobuyori   Mgmt   Yes   For   For
2.4   Elect Director Kato, Mitsuhisa   Mgmt   Yes   For   For
2.5   Elect Director Sudo, Seiichi   Mgmt   Yes   For   For
2.6   Elect Director Terashi, Shigeki   Mgmt   Yes   For   For
2.7   Elect Director Hayakawa, Shigeru   Mgmt   Yes   For   For
2.8   Elect Director Didier Leroy   Mgmt   Yes   For   For
2.9   Elect Director Ijichi, Takahiko   Mgmt   Yes   For   For
2.10   Elect Director Uno, Ikuo   Mgmt   Yes   For   For
2.11   Elect Director Kato, Haruhiko   Mgmt   Yes   For   For
2.12   Elect Director Mark T. Hogan   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Kato, Masahiro   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Kagawa, Yoshiyuki   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Wake, Yoko   Mgmt   Yes   For   For
3.4   Appoint Statutory Auditor Ozu, Hiroshi   Mgmt   Yes   For   For
4   Appoint Alternate Statutory Auditor Sakai, Ryuji   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For


6   Amend Articles to Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
7   Amend Articles to Create Class AA Shares and Approve Issuance of Class AA Shares   Mgmt   Yes   For   Against

Honda Motor Co. Ltd.

 

Meeting Date    06/17/2015    Country    Japan    Primary Security ID    J22302111
Record Date    03/31/2015    Meeting Type    Annual    Ticker    7267

 

Primary CUSIP J22302111    Primary ISIN JP3854600008    Primary SEDOL 6435145

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   Yes   For   For
2.1   Elect Director Ike, Fumihiko   Mgmt   Yes   For   For
2.2   Elect Director Ito, Takanobu   Mgmt   Yes   For   For
2.3   Elect Director Iwamura, Tetsuo   Mgmt   Yes   For   For
2.4   Elect Director Fukuo, Koichi   Mgmt   Yes   For   For
2.5   Elect Director Matsumoto, Yoshiyuki   Mgmt   Yes   For   For
2.6   Elect Director Yamane, Yoshi   Mgmt   Yes   For   For
2.7   Elect Director Hachigo, Takahiro   Mgmt   Yes   For   For
2.8   Elect Director Yoshida, Masahiro   Mgmt   Yes   For   For
2.9   Elect Director Takeuchi, Kohei   Mgmt   Yes   For   For
2.10   Elect Director Kuroyanagi, Nobuo   Mgmt   Yes   For   For
2.11   Elect Director Kunii, Hideko   Mgmt   Yes   For   For
2.12   Elect Director Aoyama, Shinji   Mgmt   Yes   For   For
2.13   Elect Director Kaihara, Noriya   Mgmt   Yes   For   For
2.14   Elect Director Igarashi, Masayuki   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Takaura, Hideo   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Tamura, Mayumi   Mgmt   Yes   For   For

Mentor Graphics Corporation

 

Meeting Date    06/17/2015    Country    USA    Primary Security ID    587200106
Record Date    04/13/2015    Meeting Type    Annual    Ticker    MENT

 

Primary CUSIP 587200106    Primary ISIN US5872001061    Primary SEDOL 2578033

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Keith L. Barnes   Mgmt   Yes   For   For
1.2   Elect Director Peter L. Bonfield   Mgmt   Yes   For   For
1.3   Elect Director Gregory K. Hinckley   Mgmt   Yes   For   For
1.4   Elect Director Paul A. Mascarenas   Mgmt   Yes   For   For
1.5   Elect Director J. Daniel McCranie   Mgmt   Yes   For   For
1.6   Elect Director Patrick B. McManus   Mgmt   Yes   For   For


1.7   Elect Director Walden C. Rhines   Mgmt   Yes   For   For
1.8   Elect Director Jeffrey M. Stafeil   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Foundation Medicine, Inc.

 

Meeting Date    06/18/2015    Country    USA    Primary Security ID    350465100
Record Date    04/24/2015    Meeting Type    Annual    Ticker    FMI

 

Primary CUSIP 350465100    Primary ISIN US3504651007    Primary SEDOL BDX85T5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alexis Borisy   Mgmt   Yes   For   Against
1.2   Elect Director Sandra Horning   Mgmt   Yes   For   Against
1.3   Elect Director Evan Jones   Mgmt   Yes   For   For
1.4   Elect Director Daniel O’Day   Mgmt   Yes   For   Against
1.5   Elect Director Michael Pellini   Mgmt   Yes   For   Against
1.6   Elect Director David Schenkein   Mgmt   Yes   For   For
1.7   Elect Director Michael Varney   Mgmt   Yes   For   Against
1.8   Elect Director Krishna Yeshwant   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

OPKO Health, Inc.

 

Meeting Date    06/18/2015    Country    USA    Primary Security ID    68375N103
Record Date    04/20/2015    Meeting Type    Annual    Ticker    OPK

 

Primary CUSIP 68375N103    Primary ISIN US68375N1037    Primary SEDOL 2115902

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Phillip Frost   Mgmt   Yes   For   Withhold
1.2   Elect Director Jane H. Hsiao   Mgmt   Yes   For   Withhold
1.3   Elect Director Steven D. Rubin   Mgmt   Yes   For   Withhold
1.4   Elect Director Robert A. Baron   Mgmt   Yes   For   For
1.5   Elect Director Thomas E. Beier   Mgmt   Yes   For   Withhold
1.6   Elect Director Dmitry Kolosov   Mgmt   Yes   For   For
1.7   Elect Director Richard A. Lerner   Mgmt   Yes   For   For
1.8   Elect Director John A. Paganelli   Mgmt   Yes   For   Withhold
1.9   Elect Director Richard C. Pfenniger, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Alice Lin-Tsing Yu   Mgmt   Yes   For   Withhold


Mitsubishi Corp.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J43830116
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8058

 

Primary CUSIP J43830116    Primary ISIN JP3898400001    Primary SEDOL 6596785

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   Yes   For   For
2   Amend Articles to Amend Business Lines—Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Kojima, Yorihiko   Mgmt   Yes   For   For
3.2   Elect Director Kobayashi, Ken   Mgmt   Yes   For   For
3.3   Elect Director Nakahara, Hideto   Mgmt   Yes   For   For
3.4   Elect Director Yanai, Jun   Mgmt   Yes   For   For
3.5   Elect Director Kinukawa, Jun   Mgmt   Yes   For   For
3.6   Elect Director Miyauchi, Takahisa   Mgmt   Yes   For   For
3.7   Elect Director Uchino, Shuma   Mgmt   Yes   For   For
3.8   Elect Director Mori, Kazuyuki   Mgmt   Yes   For   For
3.9   Elect Director Hirota, Yasuhito   Mgmt   Yes   For   For
3.10   Elect Director Tsukuda, Kazuo   Mgmt   Yes   For   For
3.11   Elect Director Kato, Ryozo   Mgmt   Yes   For   For
3.12   Elect Director Konno, Hidehiro   Mgmt   Yes   For   For
3.13   Elect Director Sakie Tachibana Fukushima   Mgmt   Yes   For   For
3.14   Elect Director Nishiyama, Akihiko   Mgmt   Yes   For   For
4   Appoint Statutory Auditor Kizaki, Hiroshi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

Mitsui & Co.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J44690139
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8031

 

Primary CUSIP J44690139    Primary ISIN JP3893600001    Primary SEDOL 6597302

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 32   Mgmt   Yes   For   For
2.1   Elect Director Iijima, Masami   Mgmt   Yes   For   For
2.2   Elect Director Yasunaga,Tatsuo   Mgmt   Yes   For   For
2.3   Elect Director Saiga, Daisuke   Mgmt   Yes   For   For
2.4   Elect Director Kinoshita, Masayuki   Mgmt   Yes   For   For
2.5   Elect Director Ambe, Shintaro   Mgmt   Yes   For   For


2.6   Elect Director Kato, Hiroyuki   Mgmt   Yes   For   For
2.7   Elect Director Hombo, Yoshihiro   Mgmt   Yes   For   For
2.8   Elect Director Suzuki, Makoto   Mgmt   Yes   For   For
2.9   Elect Director Matsubara, Keigo   Mgmt   Yes   For   For
2.10   Elect Director Nonaka, Ikujiro   Mgmt   Yes   For   For
2.11   Elect Director Hirabayashi, Hiroshi   Mgmt   Yes   For   For
2.12   Elect Director Muto, Toshiro   Mgmt   Yes   For   For
2.13   Elect Director Kobayashi, Izumi   Mgmt   Yes   For   For
2.14   Elect Director Jenifer Rogers   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Okada, Joji   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Yamauchi, Takashi   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Ozu, Hiroshi   Mgmt   Yes   For   For
4   Amend Articles to Add Transparent Business Operation to Earn Trust from Customers and Society to Business Objectives   SH   Yes   Against   Against
5   Amend Articles to Add Setup of Fukushima-Daiichi Nuclear Power Plant Accident Response Department to Business Objectives   SH   Yes   Against   Against
6   Amend Articles to Establish Ethics Committee   SH   Yes   Against   Against
7   Amend Articles to Delete Provisions Authorizing Share Buybacks at Board’s Discretion   SH   Yes   Against   Against
8   Amend Articles to Add Provisions Requiring ROE of 12% as Condition to Rebuild Head Office Building   SH   Yes   Against   Against
9   Amend Articles to Authorize Board to Appoint Advisers (with Mandatory Retirement Age of 70)   SH   Yes   Against   Against
10   Remove Director Nonaka, Ikujiro   SH   Yes   Against   Against
11   Authorize Share Repurchase of up to 100 Million Shares in the Coming Year   SH   Yes   Against   Against
12   Amend Articles to Display Shareholder Proposals in Proxy Circulars with Same Character Gap and Line Space as Management Proposals   SH   Yes   Against   Against

Office Depot, Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    676220106
Record Date    04/29/2015    Meeting Type    Annual    Ticker    ODP

 

Primary CUSIP 676220106    Primary ISIN US6762201068    Primary SEDOL 2655981

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   Against
3   Adjourn Meeting   Mgmt   Yes   For   For
4a   Elect Director Roland C. Smith   Mgmt   Yes   For   For


4b   Elect Director Warren F. Bryant   Mgmt   Yes   For   For
4c   Elect Director Rakesh Gangwal   Mgmt   Yes   For   For
4d   Elect Director Cynthia T. Jamison   Mgmt   Yes   For   For
4e   Elect Director V. James Marino   Mgmt   Yes   For   For
4f   Elect Director Michael J. Massey   Mgmt   Yes   For   For
4g   Elect Director Francesca Ruiz de Luzuriaga   Mgmt   Yes   For   For
4h   Elect Director David M. Szymanski   Mgmt   Yes   For   For
4i   Elect Director Nigel Travis   Mgmt   Yes   For   For
4j   Elect Director Joseph Vassalluzzo   Mgmt   Yes   For   For
5   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
6   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
7   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

OncoMed Pharmaceuticals, Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    68234X102
Record Date    04/20/2015    Meeting Type    Annual    Ticker    OMED

 

Primary CUSIP 68234X102    Primary ISIN US68234X1028    Primary SEDOL BC9SJN4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul J. Hastings   Mgmt   Yes   For   For
1.2   Elect Director Laurence Lasky   Mgmt   Yes   For   For
1.3   Elect Director Denise Pollard-Knight   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

SoftBank Corp.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J75963108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    9984

 

Primary CUSIP J75963108    Primary ISIN JP3436100006    Primary SEDOL 6770620

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   Yes   For   For
2   Amend Articles to Change Company Name—Reduce Directors’ Term—Indemnify Directors—Increase Maximum Number of Statutory Auditors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Son, Masayoshi   Mgmt   Yes   For   For
3.2   Elect Director Nikesh Arora   Mgmt   Yes   For   For
3.3   Elect Director Miyauchi, Ken   Mgmt   Yes   For   For
3.4   Elect Director Ronald Fisher   Mgmt   Yes   For   For


3.5   Elect Director Yun Ma   Mgmt   Yes   For   For
3.6   Elect Director Miyasaka, Manabu   Mgmt   Yes   For   For
3.7   Elect Director Yanai, Tadashi   Mgmt   Yes   For   For
3.8   Elect Director Mark Schwartz   Mgmt   Yes   For   For
3.9   Elect Director Nagamori, Shigenobu   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Murata, Tatsuhiro   Mgmt   Yes   For   For
4.2   Appoint Statutory Auditor Toyama, Atsushi   Mgmt   Yes   For   For

Time Warner Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    887317303
Record Date    04/20/2015    Meeting Type    Annual    Ticker    TWX

 

Primary CUSIP 887317303    Primary ISIN US8873173038    Primary SEDOL B63QTN2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director James L. Barksdale   Mgmt   Yes   For   Against
1b   Elect Director William P. Barr   Mgmt   Yes   For   Against
1c   Elect Director Jeffrey L. Bewkes   Mgmt   Yes   For   For
1d   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   Against
1e   Elect Director Robert C. Clark   Mgmt   Yes   For   Against
1f   Elect Director Mathias Dopfner   Mgmt   Yes   For   For
1g   Elect Director Jessica P. Einhorn   Mgmt   Yes   For   Against
1h   Elect Director Carlos M. Gutierrez   Mgmt   Yes   For   For
1i   Elect Director Fred Hassan   Mgmt   Yes   For   For
1j   Elect Director Kenneth J. Novack   Mgmt   Yes   For   Against
1k   Elect Director Paul D. Wachter   Mgmt   Yes   For   For
1l   Elect Director Deborah C. Wright   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Act by Written Consent   SH   Yes   Against   For
5   Board Oversight of Tobacco Use Depicted in Products   SH   Yes   Against   Against
6   Adopt Quantitative GHG Goals for Operations   SH   Yes   Against   For


Mizuho Financial Group Inc.

 

Meeting Date    06/23/2015    Country    Japan    Primary Security ID    J4599L102
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8411

 

Primary CUSIP J4599L102    Primary ISIN JP3885780001    Primary SEDOL 6591014

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Sato, Yasuhiro   Mgmt   Yes   For   For
1.2   Elect Director Tsuhara, Shusaku   Mgmt   Yes   For   For
1.3   Elect Director Aya, Ryusuke   Mgmt   Yes   For   For
1.4   Elect Director Shimbo, Junichi   Mgmt   Yes   For   For
1.5   Elect Director Fujiwara, Koji   Mgmt   Yes   For   For
1.6   Elect Director Takahashi, Hideyuki   Mgmt   Yes   For   For
1.7   Elect Director Funaki, Nobukatsu   Mgmt   Yes   For   For
1.8   Elect Director Ohashi, Mitsuo   Mgmt   Yes   For   For
1.9   Elect Director Seki, Tetsuo   Mgmt   Yes   For   Against
1.10   Elect Director Kawamura, Takashi   Mgmt   Yes   For   Against
1.11   Elect Director Kainaka, Tatsuo   Mgmt   Yes   For   Against
1.12   Elect Director Abe, Hirotake   Mgmt   Yes   For   For
1.13   Elect Director Ota, Hiroko   Mgmt   Yes   For   For
2   Amend Articles to Allow Shareholders to Submit Income Allocation Proposals   SH   Yes   Against   For
3   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Yes   Against   For
4   Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So   SH   Yes   Against   Against
5   Amend Articles to Introduce Provision on Prevention of Sexual Harassment   SH   Yes   Against   Against
6   Amend Articles to Hold Annual Shareholder Meetings within Two Months from Record Date of May 31   SH   Yes   Against   Against
7   Amend Articles to Ban Bundling Proposals that Many Shareholders Are Likely to Support with Proposals that Will Be Controversial   SH   Yes   Against   Against
8   Amend Articles to Disclose Shareholder Meeting Minutes   SH   Yes   Against   Against
9   Amend Articles to Establish System Preventing Employees from Practicing Fraud   SH   Yes   Against   Against
10   Amend Articles to Withdraw from Green-Sheet Markets   SH   Yes   Against   Against
11   Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Participating in Successor System on Green-Sheet Markets   SH   Yes   Against   Against


Equity Residential

 

Meeting Date    06/24/2015    Country    USA    Primary Security ID    29476L107
Record Date    03/31/2015    Meeting Type    Annual    Ticker    EQR

 

Primary CUSIP 29476L107    Primary ISIN US29476L1070    Primary SEDOL 2319157

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John W. Alexander   Mgmt   Yes   For   For
1.2   Elect Director Charles L. Atwood   Mgmt   Yes   For   For
1.3   Elect Director Linda Walker Bynoe   Mgmt   Yes   For   For
1.4   Elect Director Mary Kay Haben   Mgmt   Yes   For   For
1.5   Elect Director Bradley A. Keywell   Mgmt   Yes   For   For
1.6   Elect Director John E. Neal   Mgmt   Yes   For   For
1.7   Elect Director David J. Neithercut   Mgmt   Yes   For   For
1.8   Elect Director Mark S. Shapiro   Mgmt   Yes   For   For
1.9   Elect Director Gerald A. Spector   Mgmt   Yes   For   For
1.10   Elect Director Stephen E. Sterrett   Mgmt   Yes   For   For
1.11   Elect Director B. Joseph White   Mgmt   Yes   For   For
1.12   Elect Director Samuel Zell   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For

Hitachi Ltd.

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J20454112
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6501

 

Primary CUSIP J20454112    Primary ISIN JP3788600009    Primary SEDOL 6429104

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Amend Articles to Indemnify Directors—Reflect Changes in Law   Mgmt   Yes   For   For
2.1   Elect Director Katsumata, Nobuo   Mgmt   Yes   For   For
2.2   Elect Director Cynthia Carroll   Mgmt   Yes   For   For
2.3   Elect Director Sakakibara, Sadayuki   Mgmt   Yes   For   For
2.4   Elect Director George Buckley   Mgmt   Yes   For   For
2.5   Elect Director Louise Pentland   Mgmt   Yes   For   For
2.6   Elect Director Mochizuki, Harufumi   Mgmt   Yes   For   For
2.7   Elect Director Philip Yeo   Mgmt   Yes   For   For
2.8   Elect Director Yoshihara, Hiroaki   Mgmt   Yes   For   For
2.9   Elect Director Nakanishi, Hiroaki   Mgmt   Yes   For   For


2.10   Elect Director Higashihara, Toshiaki   Mgmt   Yes   For   For
2.11   Elect Director Miyoshi, Takashi   Mgmt   Yes   For   For
2.12   Elect Director Mochida, Nobuo   Mgmt   Yes   For   For

LSB Industries, Inc.

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    502160104
Record Date    04/27/2015    Meeting Type    Annual    Ticker    LXU

 

Primary CUSIP 502160104    Primary ISIN US5021601043    Primary SEDOL 2536882

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis S. Massimo   Mgmt   Yes   For   For
1.2   Elect Director Andrew K. Mittag   Mgmt   Yes   For   For
1.3   Elect Director Barry H. Golsen   Mgmt   Yes   For   For
1.4   Elect Director Marran H. Ogilvie   Mgmt   Yes   For   For
1.5   Elect Director Richard W. Roedel   Mgmt   Yes   For   For
1.6   Elect Director Richard S. Sanders, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Lynn F. White   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Mitsubishi UFJ Financial Group

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J44497105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8306

 

Primary CUSIP J44497105    Primary ISIN JP3902900004    Primary SEDOL 6335171

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   Yes   For   For
2   Amend Articles to Remove Provisions on Type 1 Class 5 Preferred Shares and Class 11 Preferred Shares to Reflect Cancellation—Abolish Board Structure with Statutory Auditors—Adopt Board Structure with Three Committees—Indemnify Directors   Mgmt   Yes   For   For
3.1   Elect Director Sono, Kiyoshi   Mgmt   Yes   For   For
3.2   Elect Director Wakabayashi, Tatsuo   Mgmt   Yes   For   For
3.3   Elect Director Nagaoka, Takashi   Mgmt   Yes   For   For
3.4   Elect Director Hirano, Nobuyuki   Mgmt   Yes   For   For
3.5   Elect Director Oyamada, Takashi   Mgmt   Yes   For   For
3.6   Elect Director Kuroda, Tadashi   Mgmt   Yes   For   For
3.7   Elect Director Tokunari, Muneaki   Mgmt   Yes   For   For
3.8   Elect Director Yasuda, Masamichi   Mgmt   Yes   For   For
3.9   Elect Director Mikumo, Takashi   Mgmt   Yes   For   For


3.10   Elect Director Shimamoto, Takehiko   Mgmt   Yes   For   For
3.11   Elect Director Kawamoto, Yuko   Mgmt   Yes   For   For
3.12   Elect Director Matsuyama, Haruka   Mgmt   Yes   For   Against
3.13   Elect Director Okamoto, Kunie   Mgmt   Yes   For   Against
3.14   Elect Director Okuda, Tsutomu   Mgmt   Yes   For   For
3.15   Elect Director Kawakami, Hiroshi   Mgmt   Yes   For   For
3.16   Elect Director Sato, Yukihiro   Mgmt   Yes   For   Against
3.17   Elect Director Yamate, Akira   Mgmt   Yes   For   For
4   Amend Articles to Prohibit Gender Discrimination when Facing Customers   SH   Yes   Against   Against
5   Amend Articles to Set Maximum Limit on Name Transfer Fees in Margin Trading at the Group’s Securities Companies   SH   Yes   Against   Against

Panasonic Corp

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J6354Y104
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6752

 

Primary CUSIP J6354Y104    Primary ISIN JP3866800000    Primary SEDOL 6572707

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Nagae, Shusaku   Mgmt   Yes   For   For
1.2   Elect Director Matsushita, Masayuki   Mgmt   Yes   For   For
1.3   Elect Director Tsuga, Kazuhiro   Mgmt   Yes   For   For
1.4   Elect Director Yamada, Yoshihiko   Mgmt   Yes   For   For
1.5   Elect Director Takami, Kazunori   Mgmt   Yes   For   For
1.6   Elect Director Kawai, Hideaki   Mgmt   Yes   For   For
1.7   Elect Director Miyabe, Yoshiyuki   Mgmt   Yes   For   For
1.8   Elect Director Ito, Yoshio   Mgmt   Yes   For   For
1.9   Elect Director Yoshioka, Tamio   Mgmt   Yes   For   For
1.10   Elect Director Toyama, Takashi   Mgmt   Yes   For   For
1.11   Elect Director Ishii, Jun   Mgmt   Yes   For   For
1.12   Elect Director Sato, Mototsugu   Mgmt   Yes   For   For
1.13   Elect Director Oku, Masayuki   Mgmt   Yes   For   For
1.14   Elect Director Ota, Hiroko   Mgmt   Yes   For   For
1.15   Elect Director Enokido, Yasuji   Mgmt   Yes   For   For
1.16   Elect Director Homma, Tetsuro   Mgmt   Yes   For   For
1.17   Elect Director Tsutsui, Yoshinobu   Mgmt   Yes   For   For
2   Appoint Statutory Auditor Yasuhara, Hirofumi   Mgmt   Yes   For   For


Rite Aid Corporation

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    767754104
Record Date    05/01/2015    Meeting Type    Annual    Ticker    RAD

 

Primary CUSIP 767754104    Primary ISIN US7677541044    Primary SEDOL 2740809

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John T. Standley   Mgmt   Yes   For   For
1b   Elect Director Joseph B. Anderson, Jr.   Mgmt   Yes   For   For
1c   Elect Director Bruce G. Bodaken   Mgmt   Yes   For   For
1d   Elect Director David R. Jessick   Mgmt   Yes   For   For
1e   Elect Director Kevin E. Lofton   Mgmt   Yes   For   For
1f   Elect Director Myrtle S. Potter   Mgmt   Yes   For   For
1g   Elect Director Michael N. Regan   Mgmt   Yes   For   For
1h   Elect Director Frank A. Savage   Mgmt   Yes   For   For
1i   Elect Director Marcy Syms   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
5   Proxy Access   SH   Yes   Against   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J7771X109
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8316

 

Primary CUSIP J7771X109    Primary ISIN JP3890350006    Primary SEDOL 6563024

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 80   Mgmt   Yes   For   For
2   Amend Articles to Allow the Role of Company President to Be Filled by an Executive Officer—Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Oku, Masayuki   Mgmt   Yes   For   For
3.2   Elect Director Kunibe, Takeshi   Mgmt   Yes   For   For
3.3   Elect Director Ito, Yujiro   Mgmt   Yes   For   For
3.4   Elect Director Ogino, Kozo   Mgmt   Yes   For   For
3.5   Elect Director Teramoto, Toshiyuki   Mgmt   Yes   For   For
3.6   Elect Director Tanizaki, Katsunori   Mgmt   Yes   For   For
3.7   Elect Director Nomura, Kuniaki   Mgmt   Yes   For   For
3.8   Elect Director Arthur M. Mitchell   Mgmt   Yes   For   For
3.9   Elect Director Kono, Masaharu   Mgmt   Yes   For   For
3.10   Elect Director Sakurai, Eriko   Mgmt   Yes   For   For


4   Appoint Statutory Auditor Mikami, Toru   Mgmt   Yes   For   For
5   Approve Aggregate Compensation Ceiling for Directors   Mgmt   Yes   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J8129E108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    4502

 

Primary CUSIP J8129E108    Primary ISIN JP3463000004    Primary SEDOL 6870445

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   Yes   For   For
2.1   Elect Director Hasegawa, Yasuchika   Mgmt   Yes   For   Against
2.2   Elect Director Christophe Weber   Mgmt   Yes   For   Against
2.3   Elect Director Honda, Shinji   Mgmt   Yes   For   For
2.4   Elect Director Iwasaki, Masato   Mgmt   Yes   For   For
2.5   Elect Director Francois Roger   Mgmt   Yes   For   For
2.6   Elect Director Sudo, Fumio   Mgmt   Yes   For   For
2.7   Elect Director Kojima, Yorihiko   Mgmt   Yes   For   For
2.8   Elect Director Sakane, Masahiro   Mgmt   Yes   For   For
2.9   Elect Director Andrew Plump   Mgmt   Yes   For   For
3   Appoint Statutory Auditor Yamanaka, Yasuhiko   Mgmt   Yes   For   For
4   Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

Harmonic Inc.

 

Meeting Date    06/29/2015    Country    USA    Primary Security ID    413160102
Record Date    04/30/2015    Meeting Type    Annual    Ticker    HLIT

 

Primary CUSIP 413160102    Primary ISIN US4131601027    Primary SEDOL 2510659

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Patrick J. Harshman   Mgmt   Yes   For   For
1.2   Elect Director Patrick Gallagher   Mgmt   Yes   For   For
1.3   Elect Director Harold Covert   Mgmt   Yes   For   For
1.4   Elect Director E. Floyd Kvamme   Mgmt   Yes   For   For
1.5   Elect Director Mitzi Reaugh   Mgmt   Yes   For   For
1.6   Elect Director William F. Reddersen   Mgmt   Yes   For   For
1.7   Elect Director Susan G. Swenson   Mgmt   Yes   For   For
1.8   Elect Director Nikos Theodosopoulos   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


3   Amend Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Isis Pharmaceuticals, Inc.

 

Meeting Date    06/30/2015    Country    USA    Primary Security ID    464330109
Record Date    05/04/2015    Meeting Type    Annual    Ticker    ISIS

 

Primary CUSIP 464330109    Primary ISIN US4643301090    Primary SEDOL 2459785

 

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Breaux B. Castleman   Mgmt   Yes   For   For
1.2   Elect Director Frederick T. Muto   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Non-Employee Director Stock Option Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Institution Account(s): Deutsche X-trackers 2020 Target Date ETF

Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/15/2014    Country    Spain    Primary Security ID    E6282J109
Record Date    07/10/2014    Meeting Type    Annual    Ticker    ITX

 

Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Standalone Financial Statements   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Discharge of Board   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
4   Approve Stock Split   Mgmt   Yes   For   For
5.a   Amend Article 17.1 Re: Meeting Notice of General Meetings   Mgmt   Yes   For   For
5.b   Amend Article 27.1 Re: Election and Term of Directors   Mgmt   Yes   For   For
6   Amend Article 8.1 of General Meeting Regulations Re: Meeting Notice   Mgmt   Yes   For   For
7   Reelect Carlos Espinosa de los Monteros Bernaldo de Quirós as Director   Mgmt   Yes   For   Against
8   Elect Rodrigo Echenique Gordillo as Director   Mgmt   Yes   For   For
9   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For
10   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For

BT Group plc

 

Meeting Date    07/16/2014    Country    United Kingdom    Primary Security ID    G16612106
Record Date    07/14/2014    Meeting Type    Annual    Ticker    BT.A

 

Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Sir Michael Rake as Director   Mgmt   Yes   For   For
6   Re-elect Gavin Patterson as Director   Mgmt   Yes   For   For
7   Re-elect Tony Chanmugam as Director   Mgmt   Yes   For   For
8   Re-elect Tony Ball as Director   Mgmt   Yes   For   For
9   Re-elect Phil Hodkinson as Director   Mgmt   Yes   For   For
10   Re-elect Karen Richardson as Director   Mgmt   Yes   For   For


11   Re-elect Nick Rose as Director   Mgmt   Yes   For   For
12   Re-elect Jasmine Whitbread as Director   Mgmt   Yes   For   For
13   Elect Iain Conn as Director   Mgmt   Yes   For   For
14   Elect Warren East as Director   Mgmt   Yes   For   For
15   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
20   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
21   Approve EU Political Donations and Expenditure   Mgmt   Yes   For   For

Sun Communities, Inc.

 

Meeting Date    07/22/2014    Country    USA    Primary Security ID    866674104
Record Date    05/09/2014    Meeting Type    Annual    Ticker    SUI

 

Primary CUSIP 866674104    Primary ISIN US8666741041    Primary SEDOL 2860257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Stephanie W. Bergeron   Mgmt   Yes   For   For
1b   Elect Director Brian M. Hermelin   Mgmt   Yes   For   For
1c   Elect Director Paul D. Lapides   Mgmt   Yes   For   For
1d   Elect Director Clunet R. Lewis   Mgmt   Yes   For   For
1e   Elect Director Ronald L. Piasecki   Mgmt   Yes   For   For
1f   Elect Director Gary A. Shiffman   Mgmt   Yes   For   For
1g   Elect Director Arthur A. Weiss   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

SABMiller plc

 

Meeting Date    07/24/2014    Country    United Kingdom    Primary Security ID    G77395104
Record Date    07/22/2014    Meeting Type    Annual    Ticker    SAB

 

Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   Abstain
4   Re-elect Mark Armour as Director   Mgmt   Yes   For   For


5   Re-elect Geoffrey Bible as Director   Mgmt   Yes   For   For
6   Re-elect Alan Clark as Director   Mgmt   Yes   For   For
7   Re-elect Dinyar Devitre as Director   Mgmt   Yes   For   For
8   Re-elect Guy Elliott as Director   Mgmt   Yes   For   For
9   Re-elect Lesley Knox as Director   Mgmt   Yes   For   For
10   Re-elect John Manser as Director   Mgmt   Yes   For   For
11   Re-elect John Manzoni as Director   Mgmt   Yes   For   For
12   Re-elect Dr Dambisa Moyo as Director   Mgmt   Yes   For   For
13   Re-elect Carlos Perez Davila as Director   Mgmt   Yes   For   For
14   Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   Yes   For   For
15   Re-elect Helen Weir as Director   Mgmt   Yes   For   For
16   Re-elect Howard Willard as Director   Mgmt   Yes   For   For
17   Re-elect Jamie Wilson as Director   Mgmt   Yes   For   For
18   Approve Final Dividend   Mgmt   Yes   For   For
19   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
22   Approve Employee Share Purchase Plan   Mgmt   Yes   For   For
23   Approve Sharesave Plan   Mgmt   Yes   For   For
24   Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan   Mgmt   Yes   For   For
25   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
26   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
27   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

National Grid plc

 

Meeting Date    07/28/2014    Country    United Kingdom    Primary Security ID    G6375K151
Record Date    07/26/2014    Meeting Type    Annual    Ticker    NG.

 

Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Re-elect Sir Peter Gershon as Director   Mgmt   Yes   For   For
4   Re-elect Steve Holliday as Director   Mgmt   Yes   For   For
5   Re-elect Andrew Bonfield as Director   Mgmt   Yes   For   For
6   Re-elect Tom King as Director   Mgmt   Yes   For   For
7   Elect John Pettigrew as Director   Mgmt   Yes   For   For


8   Re-elect Philip Aiken as Director   Mgmt   Yes   For   For
9   Re-elect Nora Mead Brownell as Director   Mgmt   Yes   For   For
10   Re-elect Jonathan Dawson as Director   Mgmt   Yes   For   For
11   Elect Therese Esperdy as Director   Mgmt   Yes   For   For
12   Re-elect Paul Golby as Director   Mgmt   Yes   For   For
13   Re-elect Ruth Kelly as Director   Mgmt   Yes   For   For
14   Re-elect Mark Williamson as Director   Mgmt   Yes   For   For
15   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Approve Remuneration Policy   Mgmt   Yes   For   For
18   Approve Remuneration Report   Mgmt   Yes   For   For
19   Amend Long Term Performance Plan   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Approve Scrip Dividend Scheme   Mgmt   Yes   For   For
22   Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company’s Scrip Dividend Scheme   Mgmt   Yes   For   For
23   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
24   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
25   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Raptor Pharmaceutical Corp.

 

Meeting Date    07/29/2014    Country    USA    Primary Security ID    75382F106
Record Date    06/02/2014    Meeting Type    Annual    Ticker    RPTP

 

Primary CUSIP 75382F106    Primary ISIN US75382F1066    Primary SEDOL B1FRLT8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Raymond W. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Suzanne L. Bruhn   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Franklin   Mgmt   Yes   For   For
1.4   Elect Director Llew Keltner   Mgmt   Yes   For   For
1.5   Elect Director Erich Sager   Mgmt   Yes   For   For
1.6   Elect Director Vijay B. Samant   Mgmt   Yes   For   For
1.7   Elect Director Christopher M. Starr   Mgmt   Yes   For   For
1.8   Elect Director Timothy P. Walbert   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For


Vodafone Group plc

 

Meeting Date    07/29/2014    Country    United Kingdom    Primary Security ID    G93882192
Record Date    07/25/2014    Meeting Type    Annual    Ticker    VOD

 

Primary CUSIP G93882135    Primary ISIN GB00BH4HKS39    Primary SEDOL BH4HKS3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Re-elect Gerard Kleisterlee as Director   Mgmt   Yes   For   For
3   Re-elect Vittorio Colao as Director   Mgmt   Yes   For   For
4   Elect Nick Read as Director   Mgmt   Yes   For   For
5   Re-elect Stephen Pusey as Director   Mgmt   Yes   For   For
6   Elect Sir Crispin Davis as Director   Mgmt   Yes   For   For
7   Elect Dame Clara Furse as Director   Mgmt   Yes   For   For
8   Elect Valerie Gooding as Director   Mgmt   Yes   For   For
9   Re-elect Renee James as Director   Mgmt   Yes   For   For
10   Re-elect Samuel Jonah as Director   Mgmt   Yes   For   For
11   Re-elect Omid Kordestani as Director   Mgmt   Yes   For   For
12   Re-elect Nick Land as Director   Mgmt   Yes   For   For
13   Re-elect Luc Vandevelde as Director   Mgmt   Yes   For   For
14   Re-elect Philip Yea as Director   Mgmt   Yes   For   For
15   Approve Final Dividend   Mgmt   Yes   For   For
16   Approve Remuneration Policy   Mgmt   Yes   For   For
17   Approve Remuneration Report   Mgmt   Yes   For   For
18   Approve Incentive Plan   Mgmt   Yes   For   For
19   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
24   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
25   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Teva Pharmaceutical Industries Ltd.

 

Meeting Date    07/30/2014    Country    Israel    Primary Security ID    M8769Q102
Record Date    06/23/2014    Meeting Type    Annual    Ticker    TEVA

 

Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Reelect Dan Propper as Director for a Three Year Term   Mgmt   Yes   For   For
1.2   Reelect Ory Slonim as Director for a Three Year Term   Mgmt   Yes   For   For
2.1   Reelect Joseph Nitzani as External Director and Approve Director’s Remuneration   Mgmt   Yes   For   For
2.2   Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration   Mgmt   Yes   For   For
3.1   Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards   Mgmt   Yes   For   For
3.2   Approve Grant Annual Equity Awards to CEO and President, Starting 2015   Mgmt   Yes   For   For
4   Approve Purchase of D&O Liability Insurance Policie   Mgmt   Yes   For   For
5   Reappoint Kesselman & Kesselman as Auditors   Mgmt   Yes   For   For
6   Discuss Financial Statements and the Report of the Board for 2013   Mgmt   No    
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   Mgmt   Yes   None   Against

Bristow Group Inc.

 

Meeting Date    07/31/2014    Country    USA    Primary Security ID    110394103
Record Date    06/12/2014    Meeting Type    Annual    Ticker    BRS

 

Primary CUSIP 110394103    Primary ISIN US1103941035    Primary SEDOL 2656229

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas N. Amonett   Mgmt   Yes   For   For
1.2   Elect Director Jonathan E. Baliff   Mgmt   Yes   For   For
1.3   Elect Director Stephen J. Cannon   Mgmt   Yes   For   For
1.4   Elect Director Michael A. Flick   Mgmt   Yes   For   For
1.5   Elect Director Lori A. Gobillot   Mgmt   Yes   For   For
1.6   Elect Director Ian A. Godden   Mgmt   Yes   For   For
1.7   Elect Director Stephen A. King   Mgmt   Yes   For   For
1.8   Elect Director Thomas C. Knudson   Mgmt   Yes   For   For
1.9   Elect Director Mathew Masters   Mgmt   Yes   For   For
1.10   Elect Director Bruce H. Stover   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For


EnerSys

 

Meeting Date    07/31/2014    Country    USA    Primary Security ID    29275Y102
Record Date    06/09/2014    Meeting Type    Annual    Ticker    ENS

 

Primary CUSIP 29275Y102    Primary ISIN US29275Y1029    Primary SEDOL B020GQ5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Seifi Ghasemi   Mgmt   Yes   For   For
1.2   Elect Director John F. Lehman   Mgmt   Yes   For   For
1.3   Elect Director Dennis S. Marlo   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year

Jazz Pharmaceuticals plc

 

Meeting Date    07/31/2014    Country    Ireland    Primary Security ID    G50871105
Record Date    05/27/2014    Meeting Type    Annual    Ticker    JAZZ

 

Primary CUSIP 472147107    Primary ISIN IE00B4Q5ZN47    Primary SEDOL B4Q5ZN4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Bruce C. Cozadd   Mgmt   Yes   For   For
1b   Elect Director Heather Ann McSharry   Mgmt   Yes   For   For
1c   Elect Director Rick E. Winningham   Mgmt   Yes   For   For
2   Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   Yes   For   For
3   Authorize Jazz Pharmaceuticals plc and/or Any Subsidiary of Jazz Pharmaceuticals plc to Make Market Purchases of Jazz Pharmaceuticals plc’s Ordinary Shares   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Eagle Materials Inc.

 

Meeting Date    08/07/2014    Country    USA    Primary Security ID    26969P108
Record Date    06/09/2014    Meeting Type    Annual    Ticker    EXP

 

Primary CUSIP 26969P108    Primary ISIN US26969P1084    Primary SEDOL 2191399

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Laurence E. Hirsch   Mgmt   Yes   For   For
1b   Elect Director Michael R. Nicolais   Mgmt   Yes   For   For
1c   Elect Director Richard R. Stewart   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For


The J. M. Smucker Company

 

Meeting Date    08/13/2014    Country    USA    Primary Security ID    832696405
Record Date    06/16/2014    Meeting Type    Annual    Ticker    SJM

 

Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Vincent C. Byrd   Mgmt   Yes   For   For
1b   Elect Director Elizabeth Valk Long   Mgmt   Yes   For   For
1c   Elect Director Sandra Pianalto   Mgmt   Yes   For   For
1d   Elect Director Mark T. Smucker   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Regulations Regarding General Voting Standard   Mgmt   Yes   For   Against

Bob Evans Farms, Inc.

 

Meeting Date    08/20/2014    Country    USA    Primary Security ID    096761101
Record Date    07/03/2014    Meeting Type    Proxy Contest    Ticker    BOBE

 

Primary CUSIP 096761101    Primary ISIN US0967611015    Primary SEDOL 2107750

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (White Card)   Mgmt   No    
1.1   Elect Director Steven A. Davis   Mgmt   Yes   For   Do Not Vote
1.2   Elect Director Michael J. Gasser   Mgmt   Yes   For   Do Not Vote
1.3   Elect Director Mary Kay Haben   Mgmt   Yes   For   Do Not Vote
1.4   Elect Director E.W. (Bill) Ingram III   Mgmt   Yes   For   Do Not Vote
1.5   Elect Director Cheryl L. Krueger   Mgmt   Yes   For   Do Not Vote
1.6   Elect Director Kathleen S. Lane   Mgmt   Yes   For   Do Not Vote
1.7   Elect Director Eileen A. Mallesch   Mgmt   Yes   For   Do Not Vote
1.8   Elect Director Larry S. McWilliams   Mgmt   Yes   For   Do Not Vote
1.9   Elect Director Kevin M. Sheehan   Mgmt   Yes   For   Do Not Vote
1.10   Elect Director Paul S. Williams   Mgmt   Yes   For   Do Not Vote
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Do Not Vote
3   Reduce Supermajority Vote Requirement to Amend Bylaws   Mgmt   Yes   For   Do Not Vote
4   Reduce Supermajority Vote Requirement to Remove Directors   Mgmt   Yes   For   Do Not Vote
5   Reduce Supermajority Vote Requirement to Amend Article Twelve Governing Director Removal   Mgmt   Yes   For   Do Not Vote
6   Provide Right to Call Special Meeting   Mgmt   Yes   For   Do Not Vote
7   Ratify Auditors   Mgmt   Yes   For   Do Not Vote


8   Repeal Any Provision of the Company’s Bylaws That are Inconsistent with or Disadvantageous to the Election of the Director Nominees Nominated for Election by the Sandell Group   SH   Yes   Against   Do Not Vote
  Dissident Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Douglas N. Benham   SH   Yes   For   For
1.2   Elect Director Charles M. Elson   SH   Yes   For   For
1.3   Elect Director David W. Head   SH   Yes   For   For
1.4   Elect Director C. Stephen Lynn   SH   Yes   For   Withhold
1.5   Elect Director Annelise T. Osborne   SH   Yes   For   For
1.6   Elect Director Aron I. Schwartz   SH   Yes   For   Withhold
1.7   Elect Director Michael Weinstein   SH   Yes   For   Withhold
1.8   Elect Director Lee S. Wielansky   SH   Yes   For   Withhold
2   Approve Repeal of Bylaws   Mgmt   Yes   For   For
3   Reduce Supermajority Vote Requirement to Amend Bylaws   Mgmt   Yes   For   For
4   Reduce Supermajority Vote Requirement to Remove Directors   Mgmt   Yes   For   For
5   Reduce Supermajority Vote Requirement to Amend Article Twelve Governing Director Removal   Mgmt   Yes   For   For
6   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
7   Ratify Auditors   Mgmt   Yes   For   For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   Against   For

CommVault Systems, Inc.

 

Meeting Date    08/21/2014    Country    USA    Primary Security ID    204166102
Record Date    06/24/2014    Meeting Type    Annual    Ticker    CVLT

 

Primary CUSIP 204166102    Primary ISIN US2041661024    Primary SEDOL B142B38

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alan G. Bunte   Mgmt   Yes   For   For
1.2   Elect Director Frank J. Fanzilli, Jr.   Mgmt   Yes   For   Against
1.3   Elect Director Daniel Pulver   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against


Finisar Corporation

 

Meeting Date    09/02/2014    Country    USA    Primary Security ID    31787A507
Record Date    07/11/2014    Meeting Type    Annual    Ticker    FNSR

 

Primary CUSIP 31787A507    Primary ISIN US31787A5074    Primary SEDOL 2517832

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Eitan Gertel   Mgmt   Yes   For   For
1.2   Elect Director Thomas E. Pardun   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    09/05/2014    Country    USA    Primary Security ID    66704R704
Record Date    08/06/2014    Meeting Type    Annual    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David T. Hamamoto   Mgmt   Yes   For   For
1.2   Elect Director Judith A. Hannaway   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley D. Minami   Mgmt   Yes   For   For
1.4   Elect Director Louis J. Paglia   Mgmt   Yes   For   Withhold
1.5   Elect Director Charles W. Schoenherr   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For

CONMED Corporation

 

Meeting Date    09/10/2014    Country    USA    Primary Security ID    207410101
Record Date    07/22/2014    Meeting Type    Proxy Contest    Ticker    CNMD

 

Primary CUSIP 207410101    Primary ISIN US2074101013    Primary SEDOL 2216010

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Brian Concannon   Mgmt   Yes   For   For
1.2   Elect Director Charles M. Farkas   Mgmt   Yes   For   For
1.3   Elect Director Jo Ann Golden   Mgmt   Yes   For   For


1.4   Elect Director Curt R. Hartman   Mgmt   Yes   For   For
1.5   Elect Director Dirk M. Kuyper   Mgmt   Yes   For   For
1.6   Elect Director Jerome J. Lande   Mgmt   Yes   For   For
1.7   Elect Director Stephen M. Mandia   Mgmt   Yes   For   For
1.8   Elect Director Mark E. Tryniski   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
  Dissident Proxy (White Card)   Mgmt   No    
1.1   Elect Directors James W. Green   SH   Yes   For   Do Not Vote
1.2   Elect Directors Joshua H. Levine   SH   Yes   For   Do Not Vote
1.3   Elect Directors J. Daniel Plants   SH   Yes   For   Do Not Vote
1.4   Management Nominee - Brian Concannon   SH   Yes   For   Do Not Vote
1.5   Management Nominee - Charles M. Farkas   SH   Yes   For   Do Not Vote
1.6   Management Nominee - Curt R. Hartman   SH   Yes   For   Do Not Vote
1.7   Management Nominee - Dirk M. Kuyper   SH   Yes   For   Do Not Vote
1.8   Management Nominee - Mark E. Tryniski   SH   Yes   For   Do Not Vote
2   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   Against   Do Not Vote

Banco Santander S.A.

 

Meeting Date    09/14/2014    Country    Spain    Primary Security ID    E19790109
Record Date    09/09/2014    Meeting Type    Special    Ticker    SAN

 

Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.A   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.B   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.C   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.D   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.E   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.F   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
2.A   Approve Amendment to Company’s 2011-2014 Deferred Share Bonus Plans   Mgmt   Yes   For   For


2.B   Approve Amendment to Company’s 2014 Performance Shares Plan   Mgmt   Yes   For   For
2.C   Approve Settlement of Santander Brasil Performance Shares Plan in Company’s Shares   Mgmt   Yes   For   For
2.D   Approve Settlement of Santander Brasil Share Option Plans in Company’s Shares   Mgmt   Yes   For   For
3   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For

Diageo plc

 

Meeting Date    09/18/2014    Country    United Kingdom    Primary Security ID    G42089113
Record Date    09/16/2014    Meeting Type    Annual    Ticker    DGE

 

Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Peggy Bruzelius as Director   Mgmt   Yes   For   For
6   Re-elect Laurence Danon as Director   Mgmt   Yes   For   For
7   Re-elect Lord Davies of Abersoch as Director   Mgmt   Yes   For   For
8   Re-elect Ho KwonPing as Director   Mgmt   Yes   For   For
9   Re-elect Betsy Holden as Director   Mgmt   Yes   For   For
10   Re-elect Dr Franz Humer as Director   Mgmt   Yes   For   For
11   Re-elect Deirdre Mahlan as Director   Mgmt   Yes   For   For
12   Re-elect Ivan Menezes as Director   Mgmt   Yes   For   For
13   Re-elect Philip Scott as Director   Mgmt   Yes   For   For
14   Elect Nicola Mendelsohn as Director   Mgmt   Yes   For   For
15   Elect Alan Stewart as Director   Mgmt   Yes   For   For
16   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
17   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Approve 2014 Long Term Incentive Plan   Mgmt   Yes   For   For


NIKE, Inc.

 

Meeting Date    09/18/2014    Country    USA    Primary Security ID    654106103
Record Date    07/18/2014    Meeting Type    Annual    Ticker    NKE

 

Primary CUSIP 654106103    Primary ISIN US6541061031    Primary SEDOL 2640147

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alan B. Graf, Jr.   Mgmt   Yes   For   For
1.2   Elect Director John C. Lechleiter   Mgmt   Yes   For   For
1.3   Elect Director Michelle A. Peluso   Mgmt   Yes   For   For
1.4   Elect Director Phyllis M. Wise   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Alnylam Pharmaceuticals, Inc.

 

Meeting Date    09/25/2014    Country    USA    Primary Security ID    02043Q107
Record Date    08/15/2014    Meeting Type    Annual    Ticker    ALNY

 

Primary CUSIP 02043Q107    Primary ISIN US02043Q1076    Primary SEDOL B00FWN1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John M. Maraganore   Mgmt   Yes   For   For
1.2   Elect Director Paul R. Schimmel   Mgmt   Yes   For   For
1.3   Elect Director Phillip A. Sharp   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

FedEx Corporation

 

Meeting Date    09/29/2014    Country    USA    Primary Security ID    31428X106
Record Date    08/04/2014    Meeting Type    Annual    Ticker    FDX

 

Primary CUSIP 31428X106    Primary ISIN US31428X1063    Primary SEDOL 2142784

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James L. Barksdale   Mgmt   Yes   For   Against
1.2   Elect Director John A. Edwardson   Mgmt   Yes   For   For
1.3   Elect Director Marvin R. Ellison   Mgmt   Yes   For   For
1.4   Elect Director Kimberly A. Jabal   Mgmt   Yes   For   For
1.5   Elect Director Shirley Ann Jackson   Mgmt   Yes   For   Against
1.6   Elect Director Gary W. Loveman   Mgmt   Yes   For   Against
1.7   Elect Director R. Brad Martin   Mgmt   Yes   For   For


1.8   Elect Director Joshua Cooper Ramo   Mgmt   Yes   For   For
1.9   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1.10   Elect Director Frederick W. Smith   Mgmt   Yes   For   For
1.11   Elect Director David P. Steiner   Mgmt   Yes   For   Against
1.12   Elect Director Paul S. Walsh   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For
4   Adopt Proxy Access Right   SH   Yes   Against   Against
5   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
6   Adopt Policy Prohibiting Hedging and Pledging Transactions   SH   Yes   Against   For
7   Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards   SH   Yes   Against   For
8   Report on Political Contributions   SH   Yes   Against   For

Comcast Corporation

 

Meeting Date    10/08/2014    Country    USA    Primary Security ID    20030N101
Record Date    08/18/2014    Meeting Type    Special    Ticker    CMCSA

 

Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date    10/08/2014    Country    USA    Primary Security ID    209034107
Record Date    08/21/2014    Meeting Type    Special    Ticker    CNSL

 

Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

The Procter & Gamble Company

 

Meeting Date    10/14/2014    Country    USA    Primary Security ID    742718109
Record Date    08/15/2014    Meeting Type    Annual    Ticker    PG

 

Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Angela F. Braly   Mgmt   Yes   For   For
1b   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For


1c   Elect Director Scott D. Cook   Mgmt   Yes   For   For
1d   Elect Director Susan Desmond-Hellmann   Mgmt   Yes   For   For
1e   Elect Director A.G. Lafley   Mgmt   Yes   For   For
1f   Elect Director Terry J. Lundgren   Mgmt   Yes   For   For
1g   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1h   Elect Director Margaret C. Whitman   Mgmt   Yes   For   For
1i   Elect Director Mary Agnes Wilderotter   Mgmt   Yes   For   For
1j   Elect Director Patricia A. Woertz   Mgmt   Yes   For   For
1k   Elect Director Ernesto Zedillo   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Assess Environmental Impact of Non-Recyclable Packaging   SH   Yes   Against   For
6   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against

CSL Ltd.

 

Meeting Date    10/15/2014    Country    Australia    Primary Security ID    Q3018U109
Record Date    10/13/2014    Meeting Type    Annual    Ticker    CSL

 

Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect John Shine as Director   Mgmt   Yes   For   For
2b   Elect Christine O’Reilly as Director   Mgmt   Yes   For   For
2c   Elect Bruce Brook as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Performance Options and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
5   Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   Yes   For   For

Mistras Group, Inc.

 

Meeting Date    10/21/2014    Country    USA    Primary Security ID    60649T107
Record Date    08/25/2014    Meeting Type    Annual    Ticker    MG

 

Primary CUSIP 60649T107    Primary ISIN US60649T1079    Primary SEDOL B4WCCG1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Forese   Mgmt   Yes   For   For
1.2   Elect Director Richard H. Glanton   Mgmt   Yes   For   For


1.3   Elect Director Michael J. Lange   Mgmt   Yes   For   For
1.4   Elect Director Ellen T. Ruff   Mgmt   Yes   For   For
1.5   Elect Director Manuel N. Stamatakis   Mgmt   Yes   For   For
1.6   Elect Director Sotirios J. Vahaviolos   Mgmt   Yes   For   For
1.7   Elect Director W. Curtis Weldon   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Parker-Hannifin Corporation

 

Meeting Date    10/22/2014    Country    USA    Primary Security ID    701094104
Record Date    08/29/2014    Meeting Type    Annual    Ticker    PH

 

Primary CUSIP 701094104    Primary ISIN US7010941042    Primary SEDOL 2671501

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert G. Bohn   Mgmt   Yes   For   For
1.2   Elect Director Linda S. Harty   Mgmt   Yes   For   For
1.3   Elect Director William E. Kassling   Mgmt   Yes   For   For
1.4   Elect Director Robert J. Kohlhepp   Mgmt   Yes   For   For
1.5   Elect Director Kevin A. Lobo   Mgmt   Yes   For   For
1.6   Elect Director Klaus-Peter Muller   Mgmt   Yes   For   For
1.7   Elect Director Candy M. Obourn   Mgmt   Yes   For   For
1.8   Elect Director Joseph M. Scaminace   Mgmt   Yes   For   For
1.9   Elect Director Wolfgang R. Schmitt   Mgmt   Yes   For   For
1.10   Elect Director Ake Svensson   Mgmt   Yes   For   For
1.11   Elect Director James L. Wainscott   Mgmt   Yes   For   For
1.12   Elect Director Donald E. Washkewicz   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Require a Majority Vote for the Election of Directors   SH   Yes   Against   For

BHP Billiton plc

 

Meeting Date    10/23/2014    Country    United Kingdom    Primary Security ID    G10877101
Record Date    10/21/2014    Meeting Type    Annual    Ticker    BLT

 

Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For


3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
4   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
5   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
6   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
7   Approve Remuneration Policy   Mgmt   Yes   For   For
8   Approve Remuneration Report for UK Law Purposes   Mgmt   Yes   For   For
9   Approve Remuneration Report for Australian Law Purposes   Mgmt   Yes   For   For
10   Approve Leaving Entitlements   Mgmt   Yes   For   For
11   Approve Grant of Awards under the Group’s Short and Long Term Incentive Plans to Andrew Mackenzie   Mgmt   Yes   For   For
12   Elect Malcolm Brinded as Director   Mgmt   Yes   For   For
13   Re-elect Malcolm Broomhead as Director   Mgmt   Yes   For   For
14   Re-elect Sir John Buchanan as Director   Mgmt   Yes   For   For
15   Re-elect Carlos Cordeiro as Director   Mgmt   Yes   For   For
16   Re-elect Pat Davies as Director   Mgmt   Yes   For   For
17   Re-elect Carolyn Hewson as Director   Mgmt   Yes   For   For
18   Re-elect Andrew Mackenzie as Director   Mgmt   Yes   For   For
19   Re-elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
20   Re-elect Wayne Murdy as Director   Mgmt   Yes   For   For
21   Re-elect Keith Rumble as Director   Mgmt   Yes   For   For
22   Re-elect John Schubert as Director   Mgmt   Yes   For   For
23   Re-elect Shriti Vadera as Director   Mgmt   Yes   For   For
24   Re-elect Jac Nasser as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
25   Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Yes   Against   Against

International Rectifier Corporation

 

Meeting Date    11/04/2014    Country    USA    Primary Security ID    460254105
Record Date    10/01/2014    Meeting Type    Special    Ticker    IRF

 

Primary CUSIP 460254105    Primary ISIN US4602541058    Primary SEDOL 2465384

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   Against
3   Adjourn Meeting   Mgmt   Yes   For   For


Cardinal Health, Inc.

 

Meeting Date    11/05/2014    Country    USA    Primary Security ID    14149Y108
Record Date    09/10/2014    Meeting Type    Annual    Ticker    CAH

 

Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David J. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Colleen F. Arnold   Mgmt   Yes   For   For
1.3   Elect Director George S. Barrett   Mgmt   Yes   For   For
1.4   Elect Director Carrie S. Cox   Mgmt   Yes   For   For
1.5   Elect Director Calvin Darden   Mgmt   Yes   For   For
1.6   Elect Director Bruce L. Downey   Mgmt   Yes   For   For
1.7   Elect Director Patricia A. Hemingway Hall   Mgmt   Yes   For   For
1.8   Elect Director Clayton M. Jones   Mgmt   Yes   For   For
1.9   Elect Director Gregory B. Kenny   Mgmt   Yes   For   For
1.10   Elect Director David P. King   Mgmt   Yes   For   For
1.11   Elect Director Richard C. Notebaert   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Report on Political Contributions   SH   Yes   Against   For

Oracle Corporation

 

Meeting Date    11/05/2014    Country    USA    Primary Security ID    68389X105
Record Date    09/08/2014    Meeting Type    Annual    Ticker    ORCL

 

Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey S. Berg   Mgmt   Yes   For   For
1.2   Elect Director H. Raymond Bingham   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael J. Boskin   Mgmt   Yes   For   Withhold
1.4   Elect Director Safra A. Catz   Mgmt   Yes   For   For
1.5   Elect Director Bruce R. Chizen   Mgmt   Yes   For   Withhold
1.6   Elect Director George H. Conrades   Mgmt   Yes   For   Withhold
1.7   Elect Director Lawrence J. Ellison   Mgmt   Yes   For   For
1.8   Elect Director Hector Garcia-Molina   Mgmt   Yes   For   For
1.9   Elect Director Jeffrey O. Henley   Mgmt   Yes   For   For
1.10   Elect Director Mark V. Hurd   Mgmt   Yes   For   For


1.11   Elect Director Naomi O. Seligman   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
5   Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Yes   Against   For
6   Adopt Specific Performance Standards   SH   Yes   Against   For
7   Adopt Proxy Access Right   SH   Yes   Against   Against

Commonwealth Bank Of Australia

 

Meeting Date    11/12/2014    Country    Australia    Primary Security ID    Q26915100
Record Date    11/10/2014    Meeting Type    Annual    Ticker    CBA

 

Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2a   Elect Launa Inman as Director   Mgmt   Yes   For   For
2b   Elect Andrew Mohl as Director   Mgmt   Yes   For   For
2c   Elect Shirish Apte as Director   Mgmt   Yes   For   For
2d   Elect David Higgins as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
3   Elect Stephen Mayne as Director   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
4   Approve the Remuneration Report   Mgmt   Yes   For   For
5   Approve the Grant of Reward Rights to Ian Narev, Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
6   Approve the Amendments to the Constitution   SH   Yes   Against   Against

Accuray Incorporated

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    004397105
Record Date    09/26/2014    Meeting Type    Annual    Ticker    ARAY

 

Primary CUSIP 004397105    Primary ISIN US0043971052    Primary SEDOL B1R2HW6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis J. Lavigne, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Dennis L. Winger   Mgmt   Yes   For   For
1.3   Elect Director Jack Goldstein   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For


BHP Billiton Limited

 

Meeting Date    11/20/2014    Country    Australia    Primary Security ID    Q1498M100
Record Date    11/18/2014    Meeting Type    Annual    Ticker    BHP

 

Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   Yes   For   For
3   Authorize the Board to Fix the Remuneration of the Auditor   Mgmt   Yes   For   For
4   Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   Yes   For   For
5   Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   Yes   For   For
6   Approve the Repurchase of 211.21 Million Shares in BHP Billiton Plc   Mgmt   Yes   For   For
7   Approve the Remuneration Policy   Mgmt   Yes   For   For
8   Approve the Directors’ Annual Report on Remuneration   Mgmt   Yes   For   For
9   Approve the Remuneration Report   Mgmt   Yes   For   For
10   Approve the Termination Benefits to Any Current or Future Holder of a Managerial or Executive Office   Mgmt   Yes   For   For
11   Approve the Grant of Awards to Andrew Mackenzie, Executive Director of the Company   Mgmt   Yes   For   For
12   Elect Malcolm Brinded as Director   Mgmt   Yes   For   For
13   Elect Malcolm Broomhead as Director   Mgmt   Yes   For   For
14   Elect John Buchanan as Director   Mgmt   Yes   For   For
15   Elect Carlos Cordeiro as Director   Mgmt   Yes   For   For
16   Elect Pat Davies as Director   Mgmt   Yes   For   For
17   Elect Carolyn Hewson as Director   Mgmt   Yes   For   For
18   Elect Andrew Mackenzie as Director   Mgmt   Yes   For   For
19   Elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
20   Elect Wayne Murdy as Director   Mgmt   Yes   For   For
21   Elect Keith Rumble as Director   Mgmt   Yes   For   For
22   Elect John Schubert as Director   Mgmt   Yes   For   For
23   Elect Shriti Vadera as Director   Mgmt   Yes   For   For
24   Elect Jac Nasser as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
25   Elect Ian Dunlop as Director   SH   Yes   Against   Against


Cisco Systems, Inc.

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    17275R102
Record Date    09/22/2014    Meeting Type    Annual    Ticker    CSCO

 

Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Carol A. Bartz   Mgmt   Yes   For   For
1b   Elect Director M. Michele Burns   Mgmt   Yes   For   For
1c   Elect Director Michael D. Capellas   Mgmt   Yes   For   For
1d   Elect Director John T. Chambers   Mgmt   Yes   For   For
1e   Elect Director Brian L. Halla   Mgmt   Yes   For   For
1f   Elect Director John L. Hennessy   Mgmt   Yes   For   For
1g   Elect Director Kristina M. Johnson   Mgmt   Yes   For   For
1h   Elect Director Roderick C. McGeary   Mgmt   Yes   For   For
1i   Elect Director Arun Sarin   Mgmt   Yes   For   For
1j   Elect Director Steven M. West   Mgmt   Yes   For   For
2   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For
5   Establish Public Policy Board Committee   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   Against
7   Report on Political Contributions   SH   Yes   Against   For

The Hain Celestial Group, Inc.

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    405217100
Record Date    09/25/2014    Meeting Type    Annual    Ticker    HAIN

 

Primary CUSIP 405217100    Primary ISIN US4052171000    Primary SEDOL 2492337

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Irwin D. Simon   Mgmt   Yes   For   For
1.2   Elect Director Richard C. Berke   Mgmt   Yes   For   Withhold
1.3   Elect Director Jack Futterman   Mgmt   Yes   For   Withhold
1.4   Elect Director Andrew R. Heyer   Mgmt   Yes   For   For
1.5   Elect Director Roger Meltzer   Mgmt   Yes   For   For
1.6   Elect Director Scott M. O’Neil   Mgmt   Yes   For   Withhold
1.7   Elect Director Adrianne Shapira   Mgmt   Yes   For   For
1.8   Elect Director Lawrence S. Zilavy   Mgmt   Yes   For   For
2   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For


3   Increase Authorized Common Stock   Mgmt   Yes   For   For
4   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
6   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
7   Ratify Auditors   Mgmt   Yes   For   For

Wesfarmers Ltd.

 

Meeting Date    11/20/2014    Country    Australia    Primary Security ID    Q95870103
Record Date    11/18/2014    Meeting Type    Annual    Ticker    WES

 

Primary CUSIP Q95870103    Primary ISIN AU000000WES1    Primary SEDOL 6948836

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect Terence (Terry) James Bowen as Director   Mgmt   Yes   For   For
2b   Elect Robert (Bob) Lindsay Every as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Up to 79,186 Performance Rights to Richard Goyder, Group Managing Director of the Company   Mgmt   Yes   For   For
5   Approve the Grant of Up to 49,406 Performance Rights to Terry Bowen, Finance Director of the Company   Mgmt   Yes   For   For
6   Approve the Return of Capital to Shareholders   Mgmt   Yes   For   For
7   Approve the Consolidation of Shares   Mgmt   Yes   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    11/25/2014    Country    France    Primary Security ID    F58485115
Record Date    11/19/2014    Meeting Type    Special    Ticker    MC

 

Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Extraordinary Business   Mgmt   No    
1   Amend Article 28 of Bylaws Re: Allocation of Income and Dividends   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
2   Approve Transfer from Carry Forward Account to Other Reserves Account   Mgmt   Yes   For   For
3   Approve Distribution in Kind of 2 Hermes International Shares per 41 LVMH Shares   Mgmt   Yes   For   For


Woolworths Ltd.

 

Meeting Date    11/27/2014    Country    Australia    Primary Security ID    Q98418108
Record Date    11/25/2014    Meeting Type    Annual    Ticker    WOW

 

Primary CUSIP Q98418108    Primary ISIN AU000000WOW2    Primary SEDOL 6981239

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2a   Elect Jillian Rosemary Broadbent as Director   Mgmt   Yes   For   For
2b   Elect Scott Redvers Perkins as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
2c   Elect Stephen Mayne as Director   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
2d   Elect Ralph Graham Waters as Director   Mgmt   Yes   For   For
3   Approve the Grant of 67,514 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
4   Approve the Remuneration Report   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    11/28/2014    Country    USA    Primary Security ID    66704R704
Record Date    10/14/2014    Meeting Type    Special    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Kodiak Oil & Gas Corp.

 

Meeting Date    12/03/2014    Country    Canada    Primary Security ID    50015Q100
Record Date    10/24/2014    Meeting Type    Special    Ticker    KOG

 

Primary CUSIP 50015Q100    Primary ISIN CA50015Q1000    Primary SEDOL B06MB40

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Continuance of Company [YBCA to BCBCA]   Mgmt   Yes   For   For
2   Approve Arrangement Agreement   Mgmt   Yes   For   For
3   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For
4   Adjourn Meeting   Mgmt   Yes   For   For


Microsoft Corporation

 

Meeting Date    12/03/2014    Country    USA    Primary Security ID    594918104
Record Date    09/30/2014    Meeting Type    Annual    Ticker    MSFT

 

Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William H. Gates lll   Mgmt   Yes   For   For
1.2   Elect Director Maria M. Klawe   Mgmt   Yes   For   Against
1.3   Elect Director Teri L. List-Stoll   Mgmt   Yes   For   For
1.4   Elect Director G. Mason Morfit   Mgmt   Yes   For   For
1.5   Elect Director Satya Nadella   Mgmt   Yes   For   For
1.6   Elect Director Charles H. Noski   Mgmt   Yes   For   For
1.7   Elect Director Helmut Panke   Mgmt   Yes   For   Against
1.8   Elect Director Charles W. Scharf   Mgmt   Yes   For   For
1.9   Elect Director John W. Stanton   Mgmt   Yes   For   Against
1.10   Elect Director John W. Thompson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   Against

Aspen Technology, Inc.

 

Meeting Date    12/04/2014    Country    USA    Primary Security ID    045327103
Record Date    10/10/2014    Meeting Type    Annual    Ticker    AZPN

 

Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joan C. McArdle   Mgmt   Yes   For   For
1.2   Elect Director Simon J. Orebi Gann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Prospect Capital Corporation

 

Meeting Date    12/05/2014    Country    USA    Primary Security ID    74348T102
Record Date    09/10/2014    Meeting Type    Annual    Ticker    PSEC

 

Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William J. Gremp   Mgmt   Yes   For   For
2   Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   Yes   For   For


Reckitt Benckiser Group plc

 

Meeting Date    12/11/2014    Country    United Kingdom    Primary Security ID    G74079107
Record Date    12/09/2014    Meeting Type    Special    Ticker    RB.

 

Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Demerger of the Pharmaceuticals Business by Way of Dividend in Specie   Mgmt   Yes   For   For

Westpac Banking Corporation

 

Meeting Date    12/12/2014    Country    Australia    Primary Security ID    Q97417101
Record Date    12/10/2014    Meeting Type    Annual    Ticker    WBC

 

Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2   Approve the Remuneration Report   Mgmt   Yes   For   For
3a   Elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
3b   Elect Robert Elstone as Director   Mgmt   Yes   For   For
3c   Elect Alison Deans as Director   Mgmt   Yes   For   For

Ubiquiti Networks, Inc.

 

Meeting Date    12/16/2014    Country    USA    Primary Security ID    90347A100
Record Date    11/04/2014    Meeting Type    Annual    Ticker    UBNT

 

Primary CUSIP 90347A100    Primary ISIN US90347A1007    Primary SEDOL B76VD62

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Pera   Mgmt   Yes   For   For
1.2   Elect Director Craig L. Foster   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Infoblox Inc.

 

Meeting Date    12/17/2014    Country    USA    Primary Security ID    45672H104
Record Date    10/28/2014    Meeting Type    Annual    Ticker    BLOX

 

Primary CUSIP 45672H104    Primary ISIN US45672H1041    Primary SEDOL B7TWX51

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Philip Fasano   Mgmt   Yes   For   For
1.2   Elect Director Michael L. Goguen   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For


3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year

Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2014    Country    Australia    Primary Security ID    Q09504137
Record Date    12/16/2014    Meeting Type    Annual    Ticker    ANZ

 

Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2   Approve the Remuneration Report   Mgmt   Yes   For   For
3   Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   Yes   For   For
4a   Elect D. M. Gonski as Director   Mgmt   Yes   For   For
4b   Elect J. T. Macfarlane as Director   Mgmt   Yes   For   For
4c   Elect I. R. Atlas as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
5   Approve the Amendments to the Australia and New Zealand Banking Group Ltd. Constitution   SH   Yes   Against   Against

GlaxoSmithKline plc

 

Meeting Date    12/18/2014    Country    United Kingdom    Primary Security ID    G3910J112
Record Date    12/16/2014    Meeting Type    Special    Ticker    GSK

 

Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Transaction by the Company with Novartis AG   Mgmt   Yes   For   For

National Australia Bank Limited

 

Meeting Date    12/18/2014    Country    Australia    Primary Security ID    Q65336119
Record Date    12/16/2014    Meeting Type    Annual    Ticker    NAB

 

Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect Ken Henry as Director   Mgmt   Yes   For   For
2b   Elect David Armstrong as Director   Mgmt   Yes   For   For
2c   Elect Peeyush Gupta as Director   Mgmt   Yes   For   For
2d   Elect Geraldine McBride as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Performance Rights to Andrew G. Thorburn, Group Chief Executive Officer and Managing Director of the Company   Mgmt   Yes   For   For


Zillow, Inc.

 

Meeting Date    12/18/2014    Country    USA    Primary Security ID    98954A107
Record Date    11/05/2014    Meeting Type    Special    Ticker    Z

 

Primary CUSIP 98954A107    Primary ISIN US98954A1079    Primary SEDOL B4KF820

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Amend Articles of Incorporation to Approve Authorization of Nonvoting Class C Capital Stock   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Walgreen Co.

 

Meeting Date    12/29/2014    Country    USA    Primary Security ID   
Record Date    11/17/2014    Meeting Type    Special    Ticker    WAG

 

Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Acuity Brands, Inc.

 

Meeting Date    01/07/2015    Country    USA    Primary Security ID    00508Y102
Record Date    11/12/2014    Meeting Type    Annual    Ticker    AYI

 

Primary CUSIP 00508Y102    Primary ISIN US00508Y1029    Primary SEDOL 2818461

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director W. Patrick Battle   Mgmt   Yes   For   For
1.2   Elect Director Peter C. Browning   Mgmt   Yes   For   For
1.3   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Ray M. Robinson   Mgmt   Yes   For   For
1.5   Elect Director Norman H. Wesley   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


UniFirst Corporation

 

Meeting Date    01/13/2015    Country    USA    Primary Security ID    904708104
Record Date    11/19/2014    Meeting Type    Annual    Ticker    UNF

 

Primary CUSIP 904708104    Primary ISIN US9047081040    Primary SEDOL 2466428

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kathleen M. Camilli   Mgmt   Yes   For   For
1.2   Elect Director Michael Iandoli   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For

Actuant Corporation

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    00508X203
Record Date    11/14/2014    Meeting Type    Annual    Ticker    ATU

 

Primary CUSIP 00508X203    Primary ISIN US00508X2036    Primary SEDOL 2716792

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert C. Arzbaecher   Mgmt   Yes   For   For
1.2   Elect Director Gurminder S. Bedi   Mgmt   Yes   For   For
1.3   Elect Director E. James Ferland   Mgmt   Yes   For   For
1.4   Elect Director Thomas J. Fischer   Mgmt   Yes   For   For
1.5   Elect Director Mark E. Goldstein   Mgmt   Yes   For   For
1.6   Elect Director R. Alan Hunter, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Robert A. Peterson   Mgmt   Yes   For   For
1.8   Elect Director Holly A. Van Deursen   Mgmt   Yes   For   For
1.9   Elect Director Dennis K. Williams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

NewStar Financial, Inc.

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    65251F105
Record Date    12/18/2014    Meeting Type    Special    Ticker    NEWS

 

Primary CUSIP 65251F105    Primary ISIN US65251F1057    Primary SEDOL B1L7CP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Issuance of Warrants   Mgmt   Yes   For   For
2   Approve Removal of Exercise Restriction Associated with Certain Warrants   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For


Woodward, Inc.

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    980745103
Record Date    11/25/2014    Meeting Type    Annual    Ticker    WWD

 

Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas A. Gendron   Mgmt   Yes   For   Against
1.2   Elect Director John A. Halbrook   Mgmt   Yes   For   Against
1.3   Elect Director Ronald M. Sega   Mgmt   Yes   For   Against
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Siemens AG

 

Meeting Date    01/27/2015    Country    Germany    Primary Security ID    D69671218
Record Date       Meeting Type    Annual    Ticker    SIE

 

Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 3.30 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2013/2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2013/2014   Mgmt   Yes   For   For
5   Approve Remuneration System for Management Board Members   Mgmt   Yes   For   For
6   Ratify Ernst & Young GmbH as Auditors for Fiscal 2014/2015   Mgmt   Yes   For   For
7.1   Elect Nathalie von Siemens to the Supervisory Board   Mgmt   Yes   For   For
7.2   Elect Norbert Reithofer to the Supervisory Board   Mgmt   Yes   For   For
8   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
9   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
11   Approve Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014   Mgmt   Yes   For   For
12   Amend Articles Re: Board-Related   Mgmt   Yes   For   For
13   Approve Affiliation Agreements with Subsidiary Kyros 47 GmbH   Mgmt   Yes   For   For


Spectrum Brands Holdings, Inc.

 

Meeting Date    01/27/2015    Country    USA    Primary Security ID    84763R101
Record Date    12/15/2014    Meeting Type    Annual    Ticker    SPB

 

Primary CUSIP 84763R101    Primary ISIN US84763R1014    Primary SEDOL B3MYPN8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David M. Maura   Mgmt   Yes   For   Withhold
1.2   Elect Director Terry L. Polistina   Mgmt   Yes   For   Withhold
1.3   Elect Director Hugh R. Rovit   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For

Imperial Tobacco Group plc

 

Meeting Date    01/28/2015    Country    United Kingdom    Primary Security ID    G4721W102
Record Date    01/26/2015    Meeting Type    Annual    Ticker    IMT

 

Primary CUSIP G4721W102    Primary ISIN GB0004544929    Primary SEDOL 0454492

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Dr Ken Burnett as Director   Mgmt   Yes   For   For
6   Re-elect Alison Cooper as Director   Mgmt   Yes   For   For
7   Re-elect David Haines as Director   Mgmt   Yes   For   For
8   Re-elect Michael Herlihy as Director   Mgmt   Yes   For   For
9   Re-elect Matthew Phillips as Director   Mgmt   Yes   For   For
10   Re-elect Oliver Tant as Director   Mgmt   Yes   For   For
11   Re-elect Mark Williamson as Director   Mgmt   Yes   For   For
12   Elect Karen Witts as Director   Mgmt   Yes   For   For
13   Re-elect Malcolm Wyman as Director   Mgmt   Yes   For   For
14   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
15   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
16   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
17   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
20   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Imperial Tobacco Group plc

 

Meeting Date    01/28/2015    Country    United Kingdom    Primary Security ID    G4721W102
Record Date    01/26/2015    Meeting Type    Special    Ticker    IMT

 

Primary CUSIP G4721W102    Primary ISIN GB0004544929    Primary SEDOL 0454492

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Acquisition of Certain US Cigarette and E-cigarette Brands and Assets   Mgmt   Yes   For   For

Schnitzer Steel Industries, Inc.

 

Meeting Date    01/28/2015    Country    USA    Primary Security ID    806882106
Record Date    12/02/2014    Meeting Type    Annual    Ticker    SCHN

 

Primary CUSIP 806882106    Primary ISIN US8068821060    Primary SEDOL 2821298

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David J. Anderson   Mgmt   Yes   For   For
1.2   Elect Director John D. Carter   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For

Visa Inc.

 

Meeting Date    01/28/2015    Country    USA    Primary Security ID    92826C839
Record Date    12/01/2014    Meeting Type    Annual    Ticker    V

 

Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mary B. Cranston   Mgmt   Yes   For   For
1b   Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   Yes   For   For
1c   Elect Director Alfred F. Kelly, Jr.   Mgmt   Yes   For   For
1d   Elect Director Robert W. Matschullat   Mgmt   Yes   For   For
1e   Elect Director Cathy E. Minehan   Mgmt   Yes   For   For
1f   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1g   Elect Director David J. Pang   Mgmt   Yes   For   For
1h   Elect Director Charles W. Scharf   Mgmt   Yes   For   For
1i   Elect Director William S. Shanahan   Mgmt   Yes   For   For
1j   Elect Director John A. C. Swainson   Mgmt   Yes   For   For
1k   Elect Director Maynard G. Webb, Jr.   Mgmt   Yes   For   For
2   Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5a   Remove Supermajority Vote Requirement for Exiting Core Payment Business   Mgmt   Yes   For   For
5b   Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company’s Certificate of Incorporation   Mgmt   Yes   For   For
5c   Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications   Mgmt   Yes   For   For
5d   Remove Supermajority Vote Requirement for Removal of Directors   Mgmt   Yes   For   For
5e   Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws   Mgmt   Yes   For   For
6   Ratify Auditors   Mgmt   Yes   For   For

Griffon Corporation

 

Meeting Date    01/29/2015    Country    USA    Primary Security ID    398433102
Record Date    12/09/2014    Meeting Type    Annual    Ticker    GFF

 

Primary CUSIP 398433102    Primary ISIN US3984331021    Primary SEDOL 2463344

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Harvey R. Blau   Mgmt   Yes   For   For
1.2   Elect Director Bradley J. Gross   Mgmt   Yes   For   For
1.3   Elect Director Donald J. Kutyna   Mgmt   Yes   For   For
1.4   Elect Director Kevin F. Sullivan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For

Monsanto Company

 

Meeting Date    01/30/2015    Country    USA    Primary Security ID    61166W101
Record Date    12/02/2014    Meeting Type    Annual    Ticker    MON

 

Primary CUSIP 61166W101    Primary ISIN US61166W1018    Primary SEDOL 2654320

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Gregory H. Boyce   Mgmt   Yes   For   For
1b   Elect Director Janice L. Fields   Mgmt   Yes   For   For
1c   Elect Director Hugh Grant   Mgmt   Yes   For   For
1d   Elect Director Laura K. Ipsen   Mgmt   Yes   For   For
1e   Elect Director Marcos M. Lutz   Mgmt   Yes   For   For
1f   Elect Director C. Steven McMillan   Mgmt   Yes   For   For
1g   Elect Director William U. Parfet   Mgmt   Yes   For   For
1h   Elect Director George H. Poste   Mgmt   Yes   For   For
1i   Elect Director Robert J. Stevens   Mgmt   Yes   For   For


2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   Against
6   Require Independent Board Chairman   SH   Yes   Against   Against

Tyson Foods, Inc.

 

Meeting Date    01/30/2015    Country    USA    Primary Security ID    902494103
Record Date    12/01/2014    Meeting Type    Annual    Ticker    TSN

 

Primary CUSIP 902494103    Primary ISIN US9024941034    Primary SEDOL 2909730

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John Tyson   Mgmt   Yes   For   For
1b   Elect Director Kathleen M. Bader   Mgmt   Yes   For   For
1c   Elect Director Gaurdie E. Banister, Jr.   Mgmt   Yes   For   For
1d   Elect Director Jim Kever   Mgmt   Yes   For   For
1e   Elect Director Kevin M. McNamara   Mgmt   Yes   For   For
1f   Elect Director Brad T. Sauer   Mgmt   Yes   For   For
1g   Elect Director Donnie Smith   Mgmt   Yes   For   For
1h   Elect Director Robert Thurber   Mgmt   Yes   For   For
1i   Elect Director Barbara A. Tyson   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Implement a Water Quality Stewardship Policy   SH   Yes   Against   For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
5   Report on Practices to Mitigate Palm Oil Sourcing Impacts   SH   Yes   Against   For

Emerson Electric Co.

 

Meeting Date    02/03/2015    Country    USA    Primary Security ID    291011104
Record Date    11/25/2014    Meeting Type    Annual    Ticker    EMR

 

Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director A. F. Golden   Mgmt   Yes   For   For
1.2   Elect Director W. R. Johnson   Mgmt   Yes   For   For
1.3   Elect Director C. Kendle   Mgmt   Yes   For   For
1.4   Elect Director J. S. Turley   Mgmt   Yes   For   For
1.5   Elect Director A. A. Busch, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For


4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Auditors   Mgmt   Yes   For   For
6   Report on Sustainability, Including GHG Goals   SH   Yes   Against   For
7   Report on Political Contributions   SH   Yes   Against   For
8   Report on Lobbying Payments and Policy   SH   Yes   Against   For

Brooks Automation, Inc.

 

Meeting Date    02/04/2015    Country    USA    Primary Security ID    114340102
Record Date    12/11/2014    Meeting Type    Annual    Ticker    BRKS

 

Primary CUSIP 114340102    Primary ISIN US1143401024    Primary SEDOL 2145460

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director A. Clinton Allen   Mgmt   Yes   For   For
1.2   Elect Director Robyn C. Davis   Mgmt   Yes   For   Withhold
1.3   Elect Director Joseph R. Martin   Mgmt   Yes   For   For
1.4   Elect Director John K. McGillicuddy   Mgmt   Yes   For   For
1.5   Elect Director Krishna G. Palepu   Mgmt   Yes   For   For
1.6   Elect Director Kirk P. Pond   Mgmt   Yes   For   Withhold
1.7   Elect Director Stephen S. Schwartz   Mgmt   Yes   For   For
1.8   Elect Director Alfred Woollacott, III   Mgmt   Yes   For   Withhold
1.9   Elect Director Mark S. Wrighton   Mgmt   Yes   For   For
1.10   Elect Director Ellen M. Zane   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For

Compass Group plc

 

Meeting Date    02/05/2015    Country    United Kingdom    Primary Security ID    G23296190
Record Date    02/03/2015    Meeting Type    Annual    Ticker    CPG

 

Primary CUSIP G23296182    Primary ISIN GB00BLNN3L44    Primary SEDOL BLNN3L4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Elect Carol Arrowsmith as Director   Mgmt   Yes   For   For
6   Re-elect Dominic Blakemore as Director   Mgmt   Yes   For   For
7   Re-elect Richard Cousins as Director   Mgmt   Yes   For   For


8   Re-elect Gary Green as Director   Mgmt   Yes   For   For
9   Re-elect Andrew Martin as Director   Mgmt   Yes   For   For
10   Re-elect John Bason as Director   Mgmt   Yes   For   For
11   Re-elect Susan Murray as Director   Mgmt   Yes   For   For
12   Re-elect Don Robert as Director   Mgmt   Yes   For   For
13   Re-elect Sir Ian Robinson as Director   Mgmt   Yes   For   For
14   Re-elect Paul Walsh as Director   Mgmt   Yes   For   For
15   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
18   Amend Long Term Incentive Plan 2010   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

MICROSEMI CORPORATION

 

Meeting Date    02/10/2015    Country    USA    Primary Security ID    595137100
Record Date    12/15/2014    Meeting Type    Annual    Ticker    MSCC

 

Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Peterson   Mgmt   Yes   For   For
1.2   Elect Director Dennis R. Leibel   Mgmt   Yes   For   For
1.3   Elect Director Thomas R. Anderson   Mgmt   Yes   For   For
1.4   Elect Director William E. Bendush   Mgmt   Yes   For   For
1.5   Elect Director Paul F. Folino   Mgmt   Yes   For   For
1.6   Elect Director William L. Healey   Mgmt   Yes   For   For
1.7   Elect Director Matthew E. Massengill   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Beacon Roofing Supply, Inc.

 

Meeting Date    02/11/2015    Country    USA    Primary Security ID    073685109
Record Date    12/22/2014    Meeting Type    Annual    Ticker    BECN

 

Primary CUSIP 073685109    Primary ISIN US0736851090    Primary SEDOL B02TS99

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert R. Buck   Mgmt   Yes   For   For
1.2   Elect Director Paul M. Isabella   Mgmt   Yes   For   For


1.3   Elect Director Richard W. Frost   Mgmt   Yes   For   For
1.4   Elect Director James J. Gaffney   Mgmt   Yes   For   For
1.5   Elect Director Peter M. Gotsch   Mgmt   Yes   For   For
1.6   Elect Director Neil S. Novich   Mgmt   Yes   For   For
1.7   Elect Director Stuart A. Randle   Mgmt   Yes   For   For
1.8   Elect Director Wilson B. Sexton   Mgmt   Yes   For   For
1.9   Elect Director Douglas L. Young   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Geospace Technologies Corporation

 

Meeting Date    02/12/2015    Country    USA    Primary Security ID    37364X109
Record Date    12/15/2014    Meeting Type    Annual    Ticker    GEOS

 

Primary CUSIP 37364X109    Primary ISIN US37364X1090    Primary SEDOL B89MJ94

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1A   Elect Director Tina M. Langtry   Mgmt   Yes   For   For
1B   Elect Director Michael J. Sheen   Mgmt   Yes   For   For
1C   Elect Director Charles H. Still   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Change State of Incorporation from Delaware to Texas   Mgmt   Yes   For   For

Targa Resources Corp.

 

Meeting Date    02/20/2015    Country    USA    Primary Security ID    87612G101
Record Date    01/22/2015    Meeting Type    Special    Ticker    TRGP

 

Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Engility Holdings, Inc.

 

Meeting Date    02/23/2015    Country    USA    Primary Security ID    29285W104
Record Date    01/09/2015    Meeting Type    Special    Ticker    EGL

 

Primary CUSIP 29285W104    Primary ISIN US29285W1045    Primary SEDOL B83M6H7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For
3   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For


Cleco Corporation

 

Meeting Date    02/26/2015    Country    USA    Primary Security ID    12561W105
Record Date    01/13/2015    Meeting Type    Special    Ticker    CNL

 

Primary CUSIP 12561W105    Primary ISIN US12561W1053    Primary SEDOL 2182445

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Quanex Building Products Corporation

 

Meeting Date    02/26/2015    Country    USA    Primary Security ID    747619104
Record Date    01/07/2015    Meeting Type    Annual    Ticker    NX

 

Primary CUSIP 747619104    Primary ISIN US7476191041    Primary SEDOL B2QXCJ9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert R. Buck   Mgmt   Yes   For   For
1.2   Elect Director Joseph D. Rupp   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Haynes International, Inc.

 

Meeting Date    03/02/2015    Country    USA    Primary Security ID    420877201
Record Date    01/16/2015    Meeting Type    Annual    Ticker    HAYN

 

Primary CUSIP 420877201    Primary ISIN US4208772016    Primary SEDOL B02WVH7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Donald C. Campion   Mgmt   Yes   For   For
2   Elect Director Mark M. Comerford   Mgmt   Yes   For   For
3   Elect Director John C. Corey   Mgmt   Yes   For   For
4   Elect Director Robert H. Getz   Mgmt   Yes   For   For
5   Elect Director Timothy J. McCarthy   Mgmt   Yes   For   For
6   Elect Director Michael L. Shor   Mgmt   Yes   For   For
7   Elect Director William P. Wall   Mgmt   Yes   For   For
8   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
10   Amend Restricted Stock Plan   Mgmt   Yes   For   For


Berry Plastics Group, Inc.

 

Meeting Date    03/04/2015    Country    USA    Primary Security ID    08579W103
Record Date    01/12/2015    Meeting Type    Annual    Ticker    BERY

 

Primary CUSIP 08579W103    Primary ISIN US08579W1036    Primary SEDOL B8BR3H3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert A. Steele   Mgmt   Yes   For   For
1.2   Elect Director Jonathan D. Rich   Mgmt   Yes   For   For
1.3   Elect Director Robert V. Seminara   Mgmt   Yes   For   For
2   Amend Certificate of Incorporation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

PTC Inc.

 

Meeting Date    03/04/2015    Country    USA    Primary Security ID    69370C100
Record Date    01/05/2015    Meeting Type    Annual    Ticker    PTC

 

Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas F. Bogan   Mgmt   Yes   For   For
1.2   Elect Director Janice D. Chaffin   Mgmt   Yes   For   For
1.3   Elect Director Donald K. Grierson   Mgmt   Yes   For   For
1.4   Elect Director James E. Heppelmann   Mgmt   Yes   For   For
1.5   Elect Director Paul A. Lacy   Mgmt   Yes   For   For
1.6   Elect Director Robert P. Schechter   Mgmt   Yes   For   For
1.7   Elect Director Renato Zambonini   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Sanmina Corporation

 

Meeting Date    03/09/2015    Country    USA    Primary Security ID    801056102
Record Date    01/16/2015    Meeting Type    Annual    Ticker    SANM

 

Primary CUSIP 801056102    Primary ISIN US8010561020    Primary SEDOL B92RRW2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Neil R. Bonke   Mgmt   Yes   For   For
1b   Elect Director Michael J. Clarke   Mgmt   Yes   For   For
1c   Elect Director Eugene A. Delaney   Mgmt   Yes   For   For
1d   Elect Director John P. Goldsberry   Mgmt   Yes   For   For


1e   Elect Director Joseph G. Licata, Jr.   Mgmt   Yes   For   For
1f   Elect Director Mario M. Rosati   Mgmt   Yes   For   For
1g   Elect Director Wayne Shortridge   Mgmt   Yes   For   For
1h   Elect Director Jure Sola   Mgmt   Yes   For   For
1i   Elect Director Jackie M. Ward   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Apple Inc.

 

Meeting Date    03/10/2015    Country    USA    Primary Security ID    037833100
Record Date    01/09/2015    Meeting Type    Annual    Ticker    AAPL

 

Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Tim Cook   Mgmt   Yes   For   For
1.2   Elect Director Al Gore   Mgmt   Yes   For   Against
1.3   Elect Director Bob Iger   Mgmt   Yes   For   For
1.4   Elect Director Andrea Jung   Mgmt   Yes   For   Against
1.5   Elect Director Art Levinson   Mgmt   Yes   For   Against
1.6   Elect Director Ron Sugar   Mgmt   Yes   For   For
1.7   Elect Director Sue Wagner   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Report on Risks Associated with Repeal of Climate Change Policies   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   For

ESTERLINE TECHNOLOGIES CORPORATION

 

Meeting Date    03/11/2015    Country    USA    Primary Security ID    297425100
Record Date    01/13/2015    Meeting Type    Annual    Ticker    ESL

 

Primary CUSIP 297425100    Primary ISIN US2974251009    Primary SEDOL 2322047

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Delores M. Etter   Mgmt   Yes   For   For
1.2   Elect Director Mary L. Howell   Mgmt   Yes   For   For
1.3   Elect Director Gary E. Pruitt   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


MAXIMUS, Inc.

 

Meeting Date    03/11/2015    Country    USA    Primary Security ID    577933104
Record Date    01/16/2015    Meeting Type    Annual    Ticker    MMS

 

Primary CUSIP 577933104    Primary ISIN US5779331041    Primary SEDOL 2018669

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard A. Montoni   Mgmt   Yes   For   For
1.2   Elect Director Raymond B. Ruddy   Mgmt   Yes   For   For
1.3   Elect Director Wellington E. Webb   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/12/2015    Country    Spain    Primary Security ID    E11805103
Record Date    03/08/2015    Meeting Type    Annual    Ticker    BBVA

 

Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Approve Consolidated and Standalone Financial Statements   Mgmt   Yes   For   For
1.2   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
1.3   Approve Discharge of Board   Mgmt   Yes   For   For
2.1   Reelect José Antonio Fernández Rivero as Director   Mgmt   Yes   For   For
2.2   Reelect Belén Garijo López as Director   Mgmt   Yes   For   For
2.3   Reelect José Maldonado Ramos as Director   Mgmt   Yes   For   For
2.4   Reelect Juan Pi Llorens as Director   Mgmt   Yes   For   For
2.5   Elect José Miguel Andrés Torrecillas as Director   Mgmt   Yes   For   For
3   Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 250 Billion   Mgmt   Yes   For   For
4.1   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.2   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.3   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.4   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
5.1   Amend Articles Re: General Meetings   Mgmt   Yes   For   Against
5.2   Add Article 39 bis and Amend Articles Re: Board Related   Mgmt   Yes   For   For
5.3   Amend Article 48 Re: Audit Committee   Mgmt   Yes   For   For
6   Amend Articles of General Meeting Regulations   Mgmt   Yes   For   Against
7   Approve Remuneration Policy   Mgmt   Yes   For   For
8   Fix Maximum Variable Compensation Ratio   Mgmt   Yes   For   For


9   Renew Appointment of Deloitte as Auditor   Mgmt   Yes   For   For
10   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For
11   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For

Rofin-Sinar Technologies Inc.

 

Meeting Date    03/12/2015    Country    USA    Primary Security ID    775043102
Record Date    01/23/2015    Meeting Type    Annual    Ticker    RSTI

 

Primary CUSIP 775043102    Primary ISIN US7750431022    Primary SEDOL 2748494

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Guenther Braun   Mgmt   Yes   For   For
1.2   Elect Director Ralph E. Reins   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

The Walt Disney Company

 

Meeting Date    03/12/2015    Country    USA    Primary Security ID    254687106
Record Date    01/12/2015    Meeting Type    Annual    Ticker    DIS

 

Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Susan E. Arnold   Mgmt   Yes   For   For
1b   Elect Director John S. Chen   Mgmt   Yes   For   For
1c   Elect Director Jack Dorsey   Mgmt   Yes   For   For
1d   Elect Director Robert A. Iger   Mgmt   Yes   For   For
1e   Elect Director Fred H. Langhammer   Mgmt   Yes   For   For
1f   Elect Director Aylwin B. Lewis   Mgmt   Yes   For   For
1g   Elect Director Monica C. Lozano   Mgmt   Yes   For   For
1h   Elect Director Robert W. Matschullat   Mgmt   Yes   For   For
1i   Elect Director Sheryl K. Sandberg   Mgmt   Yes   For   For
1j   Elect Director Orin C. Smith   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against


Hewlett-Packard Company

 

Meeting Date    03/18/2015    Country    USA    Primary Security ID    428236103
Record Date    01/20/2015    Meeting Type    Annual    Ticker    HPQ

 

Primary CUSIP 428236103    Primary ISIN US4282361033    Primary SEDOL 2424006

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Marc L. Andreessen   Mgmt   Yes   For   For
1b   Elect Director Shumeet Banerji   Mgmt   Yes   For   For
1c   Elect Director Robert R. Bennett   Mgmt   Yes   For   For
1d   Elect Director Rajiv L. Gupta   Mgmt   Yes   For   For
1e   Elect Director Klaus Kleinfeld   Mgmt   Yes   For   For
1f   Elect Director Raymond J. Lane   Mgmt   Yes   For   For
1g   Elect Director Ann M. Livermore   Mgmt   Yes   For   For
1h   Elect Director Raymond E. Ozzie   Mgmt   Yes   For   For
1i   Elect Director Gary M. Reiner   Mgmt   Yes   For   For
1j   Elect Director Patricia F. Russo   Mgmt   Yes   For   For
1k   Elect Director James A. Skinner   Mgmt   Yes   For   For
1l   Elect Director Margaret C. Whitman   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Act by Written Consent   SH   Yes   Against   For

Nordea Bank AB

 

Meeting Date    03/19/2015    Country    Sweden    Primary Security ID    W57996105
Record Date    03/13/2015    Meeting Type    Annual    Ticker    NDA SEK

 

Primary CUSIP W57996105    Primary ISIN SE0000427361    Primary SEDOL 5380031

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Chairman of Meeting   Mgmt   Yes   For   For
2   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
3   Approve Agenda of Meeting   Mgmt   Yes   For   For
4   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
5   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
6   Receive Financial Statements and Statutory Reports   Mgmt   No    
7   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
8   Approve Allocation of Income and Dividends of EUR 0.62 Per Share   Mgmt   Yes   For   For
9   Approve Discharge of Board and President   Mgmt   Yes   For   For
10   Determine Number of Members (9) and Deputy Members (0) of Board   Mgmt   Yes   For   For


11   Fix Number of Auditors at One   Mgmt   Yes   For   For
12   Approve Remuneration of Directors in the Amount of EUR 279,000 for Chairman, EUR 132,500 for Vice Chairman, and EUR 86,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   Yes   For   For
13   Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Tom Knutzen, Robin Lawther, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Silvija Seres and Birger Steen as New Directors   Mgmt   Yes   For   For
14   Ratify Ohrlings PricewaterhouseCoopers as Auditors   Mgmt   Yes   For   For
15   Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee   Mgmt   Yes   For   For
16   Approve Issuance of Convertible Instruments without Preemptive Rights   Mgmt   Yes   For   For
17a   Authorize Share Repurchase Program   Mgmt   Yes   For   For
17b   Authorize Reissuance of Repurchased Shares   Mgmt   Yes   For   For
18   Authorize Repurchase of Shares in Connection with Securities Trading   Mgmt   Yes   For   For
19   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt   No    
20a   Authorize the Board of Directors to Decide on Redemption of all C-Shares   SH   Yes   None   Against
20b   Amend Article of Association: Each Ordinary Share and Each C-Share Confers One Vote   SH   Yes   None   Against
20c   Instruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act   SH   Yes   None   Against
20d   Instruct Board to Establish Shareholders Association in Nordea   SH   Yes   None   Against
20e   Special Examination Regarding Nordea’s Values and the Legal-Ethical Rules   SH   Yes   None   Against

Novo Nordisk A/S

 

Meeting Date    03/19/2015    Country    Denmark    Primary Security ID    K72807132
Record Date    03/12/2015    Meeting Type    Annual    Ticker    NOVO B

 

Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Report of Board   Mgmt   No    
2   Accept Financial Statements and Statutory Reports for 2014   Mgmt   Yes   For   For
3.1   Approve Remuneration of Directors for 2014   Mgmt   Yes   For   For
3.2   Approve Remuneration of Directors for 2015   Mgmt   Yes   For   For
4   Approve Allocation of Income and Dividends of DKK 5.00 Per Share   Mgmt   Yes   For   For
5.1   Elect Göran Ando as Director and Chairman   Mgmt   Yes   For   For
5.2   Elect Jeppe Christiansen as Director and Deputy Chairman   Mgmt   Yes   For   For
5.3a   Elect Bruno Angelici as Director   Mgmt   Yes   For   For


5.3b   Elect Sylvie Grégoire as Director   Mgmt   Yes   For   For
5.3c   Elect Liz Hewitt as Director   Mgmt   Yes   For   For
5.3d   Elect Thomas Koestler as Director   Mgmt   Yes   For   For
5.3e   Elect Eivind Kolding as Director   Mgmt   Yes   For   For
5.3f   Elect Mary Szela as Director   Mgmt   Yes   For   For
6   Ratify PricewaterhouseCooper as Auditors   Mgmt   Yes   For   For
7.1   Approve Reduction in Share Capital   Mgmt   Yes   For   For
7.2   Authorize Share Repurchase Program   Mgmt   Yes   For   For
7.3   Amend Articles Re: Distribution of Extraordinary Dividends   Mgmt   Yes   For   For
7.4   Approve Revised Remuneration Principles   Mgmt   Yes   For   For
8   Other Business   Mgmt   No    

HEICO Corporation

 

Meeting Date    03/20/2015    Country    USA    Primary Security ID    422806109
Record Date    01/16/2015    Meeting Type    Annual    Ticker    HEI

 

Primary CUSIP 422806109    Primary ISIN US4228061093    Primary SEDOL 2419217

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas S. Culligan   Mgmt   Yes   For   For
1.2   Elect Director Adolfo Henriques   Mgmt   Yes   For   For
1.3   Elect Director Samuel L. Higginbottom   Mgmt   Yes   For   For
1.4   Elect Director Mark H. Hildebrandt   Mgmt   Yes   For   For
1.5   Elect Director Wolfgang Mayrhuber   Mgmt   Yes   For   For
1.6   Elect Director Eric A. Mendelson   Mgmt   Yes   For   For
1.7   Elect Director Laurans A. Mendelson   Mgmt   Yes   For   For
1.8   Elect Director Victor H. Mendelson   Mgmt   Yes   For   For
1.9   Elect Director Julie Neitzel   Mgmt   Yes   For   For
1.10   Elect Director Alan Schriesheim   Mgmt   Yes   For   For
1.11   Elect Director Frank J. Schwitter   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

CLARCOR Inc.

 

Meeting Date    03/24/2015    Country    USA    Primary Security ID    179895107
Record Date    02/06/2015    Meeting Type    Annual    Ticker    CLC

 

Primary CUSIP 179895107    Primary ISIN US1798951075    Primary SEDOL 2201265

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James W. Bradford, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Wesley M. Clark   Mgmt   Yes   For   For


1.3   Elect Director James L. Packard   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Report on Sustainability   SH   Yes   Against   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

SYNNEX Corporation

 

Meeting Date    03/24/2015    Country    USA    Primary Security ID    87162W100
Record Date    02/09/2015    Meeting Type    Annual    Ticker    SNX

 

Primary CUSIP 87162W100    Primary ISIN US87162W1009    Primary SEDOL 2002554

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dwight Steffensen   Mgmt   Yes   For   For
1.2   Elect Director Kevin Murai   Mgmt   Yes   For   For
1.3   Elect Director Fred Breidenbach   Mgmt   Yes   For   For
1.4   Elect Director Hau Lee   Mgmt   Yes   For   For
1.5   Elect Director Matthew Miau   Mgmt   Yes   For   For
1.6   Elect Director Dennis Polk   Mgmt   Yes   For   For
1.7   Elect Director Gregory Quesnel   Mgmt   Yes   For   For
1.8   Elect Director Thomas Wurster   Mgmt   Yes   For   For
1.9   Elect Director Duane Zitzner   Mgmt   Yes   For   For
1.10   Elect Director Andrea Zulberti   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Urstadt Biddle Properties Inc.

 

Meeting Date    03/25/2015    Country    USA    Primary Security ID    917286205
Record Date    01/26/2015    Meeting Type    Annual    Ticker    UBA

 

Primary CUSIP 917286205    Primary ISIN US9172862057    Primary SEDOL 2256522

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Catherine U. Biddle   Mgmt   Yes   For   Withhold
1.2   Elect Director Robert R. Douglass   Mgmt   Yes   For   Withhold
1.3   Elect Director George H.C. Lawrence   Mgmt   Yes   For   Withhold
1.4   Elect Director Charles J. Urstadt   Mgmt   Yes   For   Withhold
2   Ratify PKF O’Connor Davies as Auditors   Mgmt   Yes   For   For


Banco Santander S.A.

 

Meeting Date    03/26/2015    Country    Spain    Primary Security ID    E19790109
Record Date    03/20/2015    Meeting Type    Annual    Ticker    SAN

 

Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.A   Approve Consolidated and Standalone Financial Statements   Mgmt   Yes   For   For
1.B   Approve Discharge of Board   Mgmt   Yes   For   For
2   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
3.A   Ratify Appointment of and Elect Carlos Fernández González as Director   Mgmt   Yes   For   For
3.B   Reelect Sol Daurella Comadrán as Director   Mgmt   Yes   For   For
3.C   Reelect Bruce Carnegie-Brown as Director   Mgmt   Yes   For   For
3.D   Reelect José Antonio Álvarez Álvarez as Director   Mgmt   Yes   For   For
3.E   Reelect Juan Rodríguez Inciarte as Director   Mgmt   Yes   For   For
3.F   Reelect Matías Rodríguez Inciarte as Director   Mgmt   Yes   For   For
3.G   Reelect Juan Miguel Villar Mir as Director   Mgmt   Yes   For   For
3.H   Reelect Guillermo de la Dehesa Romero as Director   Mgmt   Yes   For   For
4   Renew Appointment of Deloitte as Auditor   Mgmt   Yes   For   For
5.A   Amend Articles Re: Competence of General Shareholders Meeting   Mgmt   Yes   For   For
5.B   Amend Articles Re: Board of Directors   Mgmt   Yes   For   For
5.C   Amend Articles Re: Annual Corporate Governance Report and Corporate Website   Mgmt   Yes   For   For
5.D   Amend Articles Re: Financial Statements and Distribution of Results   Mgmt   Yes   For   For
6.A   Amend Articles of General Meeting Regulations Re: Powers, Call and Preparation   Mgmt   Yes   For   For
6.B   Amend Articles of General Meeting Regulations Re: Development of General Meeting   Mgmt   Yes   For   For
7   Approve Capital Raising   Mgmt   Yes   For   For
8   Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   Yes   For   For
9.A   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
9.B   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
10.A   Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   Yes   For   For
10.B   Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   Yes   For   For
11   Approve Remuneration Policy   Mgmt   Yes   For   For
12   Approve Remuneration of Directors   Mgmt   Yes   For   For
13   Fix Maximum Variable Compensation Ratio   Mgmt   Yes   For   For


14.A   Approve Deferred Share Bonus Plan   Mgmt   Yes   For   For
14.B   Approve Performance Shares Plan   Mgmt   Yes   For   For
14.C   Approve Employee Stock Purchase Plan   Mgmt   Yes   For   For
15   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For
16   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For

Canon Inc.

 

Meeting Date    03/27/2015    Country    Japan    Primary Security ID    J05124144
Record Date    12/31/2014    Meeting Type    Annual    Ticker    7751

 

Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 85   Mgmt   Yes   For   For
2   Amend Articles to Authorize Public Announcements in Electronic Format   Mgmt   Yes   For   For
3.1   Elect Director Mitarai, Fujio   Mgmt   Yes   For   For
3.2   Elect Director Tanaka, Toshizo   Mgmt   Yes   For   For
3.3   Elect Director Adachi, Yoroku   Mgmt   Yes   For   For
3.4   Elect Director Matsumoto, Shigeyuki   Mgmt   Yes   For   For
3.5   Elect Director Homma, Toshio   Mgmt   Yes   For   For
3.6   Elect Director Ozawa, Hideki   Mgmt   Yes   For   For
3.7   Elect Director Maeda, Masaya   Mgmt   Yes   For   For
3.8   Elect Director Tani, Yasuhiro   Mgmt   Yes   For   For
3.9   Elect Director Nagasawa, Kenichi   Mgmt   Yes   For   For
3.10   Elect Director Otsuka, Naoji   Mgmt   Yes   For   For
3.11   Elect Director Yamada, Masanori   Mgmt   Yes   For   For
3.12   Elect Director Wakiya, Aitake   Mgmt   Yes   For   For
3.13   Elect Director Kimura, Akiyoshi   Mgmt   Yes   For   For
3.14   Elect Director Osanai, Eiji   Mgmt   Yes   For   For
3.15   Elect Director Nakamura, Masaaki   Mgmt   Yes   For   For
3.16   Elect Director Saida, Kunitaro   Mgmt   Yes   For   For
3.17   Elect Director Kato, Haruhiko   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Ono, Kazuto   Mgmt   Yes   For   For
4.2   Appoint Statutory Auditor Oe, Tadashi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For


SS&C Technologies Holdings, Inc.

 

Meeting Date    03/27/2015    Country    USA    Primary Security ID    78467J100
Record Date    03/09/2015    Meeting Type    Special    Ticker    SSNC

 

Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Increase Authorized Common Stock   Mgmt   Yes   For   For

Daimler AG

 

Meeting Date    04/01/2015    Country    Germany    Primary Security ID    D1668R123
Record Date       Meeting Type    Annual    Ticker    DAI

 

Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.45 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Elect Paul Achleitner to the Supervisory Board   Mgmt   Yes   For   For
7   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
8   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
9   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
10   Cancel Affiliation Agreement with Subsidiary Daimler Financial Services AG Approved at 2014 AGM   Mgmt   Yes   For   For

Applied Materials, Inc.

 

Meeting Date    04/02/2015    Country    USA    Primary Security ID    038222105
Record Date    02/11/2015    Meeting Type    Annual    Ticker    AMAT

 

Primary CUSIP 038222105    Primary ISIN US0382221051    Primary SEDOL 2046552

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Aart J. de Geus   Mgmt   Yes   For   For
1b   Elect Director Gary E. Dickerson   Mgmt   Yes   For   For
1c   Elect Director Stephen R. Forrest   Mgmt   Yes   For   For
1d   Elect Director Thomas J. Iannotti   Mgmt   Yes   For   For


1e   Elect Director Susan M. James   Mgmt   Yes   For   For
1f   Elect Director Alexander A. Karsner   Mgmt   Yes   For   For
1g   Elect Director Dennis D. Powell   Mgmt   Yes   For   For
1h   Elect Director Willem P. Roelandts   Mgmt   Yes   For   For
1i   Elect Director Michael R. Splinter   Mgmt   Yes   For   For
1j   Elect Director Robert H. Swan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Foundation Medicine, Inc.

 

Meeting Date    04/02/2015    Country    USA    Primary Security ID    350465100
Record Date    02/11/2015    Meeting Type    Special    Ticker    FMI

 

Primary CUSIP 350465100    Primary ISIN US3504651007    Primary SEDOL BDX85T5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Issuance of Shares for a Private Placement   Mgmt   Yes   For   For
2   Approve Anti-dilution Protections   Mgmt   Yes   For   For
3   Declassify the Board of Directors and Authorize Shareholders to Remove Directors With or Without Cause.   Mgmt   Yes   For   For
4   Amend Certificate of Incorporation to Renounce Foundation’s Expectancy Regarding Certain Corporate Opportunities   Mgmt   Yes   For   For
5   Adjourn Meeting   Mgmt   Yes   For   For

Lennar Corporation

 

Meeting Date    04/08/2015    Country    USA    Primary Security ID    526057104
Record Date    02/12/2015    Meeting Type    Annual    Ticker    LEN

 

Primary CUSIP 526057104    Primary ISIN US5260571048    Primary SEDOL 2511920

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Irving Bolotin   Mgmt   Yes   For   For
1.2   Elect Director Steven L. Gerard   Mgmt   Yes   For   For
1.3   Elect Director Theron I. ‘Tig’ Gilliam   Mgmt   Yes   For   For
1.4   Elect Director Sherrill W. Hudson   Mgmt   Yes   For   For
1.5   Elect Director Sidney Lapidus   Mgmt   Yes   For   For
1.6   Elect Director Teri P. McClure   Mgmt   Yes   For   For
1.7   Elect Director Stuart A. Miller   Mgmt   Yes   For   For
1.8   Elect Director Armando Olivera   Mgmt   Yes   For   For
1.9   Elect Director Jeffrey Sonnenfeld   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Schlumberger Limited

 

Meeting Date    04/08/2015    Country    Curacao    Primary Security ID    806857108
Record Date    02/11/2015    Meeting Type    Annual    Ticker    SLB

 

Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Peter L.S. Currie as Director   Mgmt   Yes   For   For
1b   Elect K. Vaman Kamath as Director   Mgmt   Yes   For   For
1c   Elect V. Maureen Kempston Darkes as Director   Mgmt   Yes   For   For
1d   Elect Paal Kibsgaard as Director   Mgmt   Yes   For   For
1e   Elect Nikolay Kudryavtsev as Director   Mgmt   Yes   For   For
1f   Elect Michael E. Marks as Director   Mgmt   Yes   For   For
1g   Elect Indra K. Nooyi as Director   Mgmt   Yes   For   For
1h   Elect Lubna S. Olayan as Director   Mgmt   Yes   For   For
1i   Elect Leo Rafael Reif as Director   Mgmt   Yes   For   For
1j   Elect Tore I. Sandvold as Director   Mgmt   Yes   For   For
1k   Elect Henri Seydoux as Director   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Adopt and Approve Financials and Dividends   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Carnival Corporation

 

Meeting Date    04/14/2015    Country    Panama    Primary Security ID    143658300
Record Date    02/13/2015    Meeting Type    Annual    Ticker    CCL

 

Primary CUSIP 143658300    Primary ISIN PA1436583006    Primary SEDOL 2523044

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.   Mgmt   Yes   For   For
2   Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
3   Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
4   Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
6   Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For


7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
9   Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
10   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation   Mgmt   Yes   For   For
11   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc   Mgmt   Yes   For   For
12   Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2014   Mgmt   Yes   For   For
13   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
14   Approve Remuneration Report of Executive Directors   Mgmt   Yes   For   For
15   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
16   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorize Share Repurchase Program   Mgmt   Yes   For   For

Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/14/2015    Country    Sweden    Primary Security ID    W26049119
Record Date    04/08/2015    Meeting Type    Annual    Ticker    ERIC B

 

Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Chairman of Meeting   Mgmt   Yes   For   For
2   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
3   Approve Agenda of Meeting   Mgmt   Yes   For   For
4   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
5   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
6   Receive Financial Statements and Statutory Reports   Mgmt   No    
7   Receive President’s Report   Mgmt   No    
8.1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
8.2   Approve Discharge of Board and President   Mgmt   Yes   For   For
8.3   Approve Allocation of Income and Dividends of SEK 3.40 Per Share   Mgmt   Yes   For   For
9.1   Determine Number of Directors (11) and Deputy Directors (0) of Board   Mgmt   Yes   For   For
9.2   Approve Remuneration of Directors in the Amount of 4 Million for Chairman and SEK 975,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   Yes   For   For


9.3   Reelect Leif Johansson (Chairman), Roxanne Austin, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Kristin Lund, Hans Vestberg, and Jacob Wallenberg as Directors; Elect Anders Nyren and Sukhinder Cassidy as New Directors   Mgmt   Yes   For   For
9.4   Approve Remuneration of Auditors   Mgmt   Yes   For   For
9.5   Determine Number of Auditors (1) and Deputy Auditors (0)   Mgmt   Yes   For   For
9.6   Ratify PricewaterhouseCoopers as Auditors   Mgmt   Yes   For   For
10   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
11.1   Approve 2015 Stock Purchase Plan   Mgmt   Yes   For   For
11.2   Approve Equity Plan Financing (2015 Stock Purchase Plan)   Mgmt   Yes   For   For
11.3   Approve Alternative Equity Plan Financing (2015 Stock Purchase Plan)   Mgmt   Yes   For   Against
11.4   Approve 2015 Key Contributor Retention Plan   Mgmt   Yes   For   For
11.5   Approve Equity Plan Financing (2015 Key Contributor Retention Plan)   Mgmt   Yes   For   For
11.6   Approve Alternative Equity Plan Financing (2015 Key Contributor Retention Plan)   Mgmt   Yes   For   Against
11.7   Approve 2015 Executive Performance Stock Plan   Mgmt   Yes   For   For
11.8   Approve Equity Plan Financing (2015 Executive Performance Stock Plan)   Mgmt   Yes   For   For
11.9   Approve Alternative Equity Plan Financing (2015 Executive Performance Stock Plan)   Mgmt   Yes   For   Against
12   Approve Equity Plan Financing (2011-2014 Long-Term Variable Remuneration Programs)   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt   No    
13   Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM   SH   Yes   None   For
14.1   Request Board to Take Necessary Action to Create a Shareholders Association   SH   Yes   None   Against
14.2   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies   SH   Yes   None   Against
14.3   Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   Yes   None   Against
14.4   Request Board to Prepare a Proposal regarding “Politician Quarantine” and to Present the Proposal to That Effect at the 2016 AGM   SH   Yes   None   Against
15   Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   Yes   None   Against
16   Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   Yes   None   Against
17   Close Meeting   Mgmt   No    


Vinci

 

Meeting Date    04/14/2015    Country    France    Primary Security ID    F5879X108
Record Date    04/09/2015    Meeting Type    Annual/Special    Ticker    DG

 

Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.22 per Share   Mgmt   Yes   For   For
4   Reelect Robert Castaigne as Director   Mgmt   Yes   For   For
5   Reelect Pascale Sourisse as Director   Mgmt   Yes   For   For
6   Elect Ana Paula Pessoa as Director   Mgmt   Yes   For   For
7   Elect Josiane Marquez as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   For
8   Elect Gerard Duez as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
9   Elect Karin Willio as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
10   Elect Thomas Franz as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
11   Elect Roland Innocenti as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
12   Elect Michel Pitte Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.15 Million   Mgmt   Yes   For   For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
15   Approve Additional Pension Scheme Agreement with Pierre Coppey   Mgmt   Yes   For   For
16   Approve Transaction with Vinci Concessions Re: Management of Comarnic Brasov   Mgmt   Yes   For   For
17   Approve Transaction with Vinci Concessions Re: Financial Restructuring of Via Solutions Sudwest   Mgmt   Yes   For   For
18   Advisory Vote on Compensation of the Chairman and CEO   Mgmt   Yes   For   Against
19   Advisory Vote on Compensation of the Vice CEO since April 15, 2014   Mgmt   Yes   For   Against
  Extraordinary Business   Mgmt   No    
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
21   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against


22   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   Yes   For   For
23   Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   Yes   For   For
24   Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   Yes   For   For
25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
26   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   Against
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   Against
29   Amend Article 8 of Bylaws Re: Absence of Double Voting Rights   Mgmt   Yes   For   For
30   Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds   Mgmt   Yes   For   Against
31   Amend Article 17 of Bylaws Re: Record Date   Mgmt   Yes   For   For
32   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

FirstMerit Corporation

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    337915102
Record Date    02/20/2015    Meeting Type    Annual    Ticker    FMER

 

Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lizabeth A. Ardisana   Mgmt   Yes   For   For
1.2   Elect Director Steven H. Baer   Mgmt   Yes   For   For
1.3   Elect Director Karen S. Belden   Mgmt   Yes   For   For
1.4   Elect Director R. Cary Blair   Mgmt   Yes   For   For
1.5   Elect Director John C. Blickle   Mgmt   Yes   For   For
1.6   Elect Director Robert W. Briggs   Mgmt   Yes   For   For
1.7   Elect Director Richard Colella   Mgmt   Yes   For   For
1.8   Elect Director Robert S. Cubbin   Mgmt   Yes   For   For
1.9   Elect Director Gina D. France   Mgmt   Yes   For   For
1.10   Elect Director Paul G. Greig   Mgmt   Yes   For   For
1.11   Elect Director Terry L. Haines   Mgmt   Yes   For   For
1.12   Elect Director J. Michael Hochschwender   Mgmt   Yes   For   For
1.13   Elect Director Clifford J. Isroff   Mgmt   Yes   For   For
1.14   Elect Director Philip A. Lloyd, II   Mgmt   Yes   For   For
1.15   Elect Director Russ M. Strobel   Mgmt   Yes   For   For


2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Proxy Access Right   Mgmt   Yes   For   For
5   Limit Accelerated Vesting of Equity Awards Upon a Change in Control   SH   Yes   Against   Against

The Sherwin-Williams Company

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    824348106
Record Date    02/24/2015    Meeting Type    Annual    Ticker    SHW

 

Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Arthur F. Anton   Mgmt   Yes   For   For
1.2   Elect Director Christopher M. Connor   Mgmt   Yes   For   For
1.3   Elect Director David F. Hodnik   Mgmt   Yes   For   For
1.4   Elect Director Thomas G. Kadien   Mgmt   Yes   For   For
1.5   Elect Director Richard J. Kramer   Mgmt   Yes   For   For
1.6   Elect Director Susan J. Kropf   Mgmt   Yes   For   For
1.7   Elect Director Christine A. Poon   Mgmt   Yes   For   For
1.8   Elect Director Richard K. Smucker   Mgmt   Yes   For   For
1.9   Elect Director John M. Stropki   Mgmt   Yes   For   For
1.10   Elect Director Matthew Thornton, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Umpqua Holdings Corporation

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    904214103
Record Date    02/06/2015    Meeting Type    Annual    Ticker    UMPQ

 

Primary CUSIP 904214103    Primary ISIN US9042141039    Primary SEDOL 2484389

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ellen R. M. Boyer   Mgmt   Yes   For   For
1.2   Elect Director Raymond P. Davis   Mgmt   Yes   For   For
1.3   Elect Director Robert C. Donegan   Mgmt   Yes   For   For
1.4   Elect Director C. Webb Edwards   Mgmt   Yes   For   For
1.5   Elect Director Peggy Y. Fowler   Mgmt   Yes   For   For
1.6   Elect Director Stephen M. Gambee   Mgmt   Yes   For   For
1.7   Elect Director James S. Greene   Mgmt   Yes   For   For
1.8   Elect Director Luis F. Machuca   Mgmt   Yes   For   For


1.9   Elect Director Maria M. Pope   Mgmt   Yes   For   For
1.10   Elect Director Susan F. Stevens   Mgmt   Yes   For   For
1.11   Elect Director Hilliard C. Terry, III   Mgmt   Yes   For   For
1.12   Elect Director Bryan L. Timm   Mgmt   Yes   For   For
2   Ratify Moss Adams LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

BP plc

 

Meeting Date    04/16/2015    Country    United Kingdom    Primary Security ID    G12793108
Record Date    04/14/2015    Meeting Type    Annual    Ticker    BP.

 

Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Re-elect Bob Dudley as Director   Mgmt   Yes   For   For
4   Re-elect Dr Brian Gilvary as Director   Mgmt   Yes   For   For
5   Re-elect Paul Anderson as Director   Mgmt   Yes   For   For
6   Elect Alan Boeckmann as Director   Mgmt   Yes   For   For
7   Re-elect Frank Bowman as Director   Mgmt   Yes   For   For
8   Re-elect Antony Burgmans as Director   Mgmt   Yes   For   For
9   Re-elect Cynthia Carroll as Director   Mgmt   Yes   For   For
10   Re-elect Ian Davis as Director   Mgmt   Yes   For   For
11   Re-elect Dame Ann Dowling as Director   Mgmt   Yes   For   For
12   Re-elect Brendan Nelson as Director   Mgmt   Yes   For   For
13   Re-elect Phuthuma Nhleko as Director   Mgmt   Yes   For   For
14   Re-elect Andrew Shilston as Director   Mgmt   Yes   For   For
15   Re-elect Carl-Henric Svanberg as Director   Mgmt   Yes   For   For
16   Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   Yes   For   For
17   Authorise the Renewal of the Scrip Dividend Programme   Mgmt   Yes   For   For
18   Approve Share Award Plan 2015   Mgmt   Yes   For   For
19   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
22   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
23   Adopt New Articles of Association   Mgmt   Yes   For   For


24   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
  Shareholder Resolution   Mgmt   No    
25   Approve Strategic Climate Change Resilience for 2035 and Beyond   SH   Yes   For   For

Humana Inc.

 

Meeting Date    04/16/2015    Country    USA    Primary Security ID    444859102
Record Date    02/20/2015    Meeting Type    Annual    Ticker    HUM

 

Primary CUSIP 444859102    Primary ISIN US4448591028    Primary SEDOL 2445063

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Kurt J. Hilzinger   Mgmt   Yes   For   For
1b   Elect Director Bruce D. Broussard   Mgmt   Yes   For   For
1c   Elect Director Frank A. D’Amelio   Mgmt   Yes   For   For
1d   Elect Director W. Roy Dunbar   Mgmt   Yes   For   For
1e   Elect Director David A. Jones, Jr.   Mgmt   Yes   For   For
1f   Elect Director William J. McDonald   Mgmt   Yes   For   For
1g   Elect Director William E. Mitchell   Mgmt   Yes   For   For
1h   Elect Director David B. Nash   Mgmt   Yes   For   For
1i   Elect Director James J. O’Brien   Mgmt   Yes   For   For
1j   Elect Director Marissa T. Peterson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/16/2015    Country    France    Primary Security ID    F58485115
Record Date    04/13/2015    Meeting Type    Annual/Special    Ticker    MC

 

Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   Against
4   Approve Allocation of Income and Dividends of EUR 3.20 per Share   Mgmt   Yes   For   For
5   Reelect Antoine Arnault as Director   Mgmt   Yes   For   Against
6   Reelect Albert Frere as Director   Mgmt   Yes   For   Against
7   Reelect Lord Powell of Bayswater as Director   Mgmt   Yes   For   Against
8   Reelect Yves-Thibault de Silguy as Director   Mgmt   Yes   For   For


9   Advisory Vote on Compensation of Bernard Arnaut, CEO and Chairman   Mgmt   Yes   For   Against
10   Advisory Vote on Compensation of Antonio Belloni, Vice-CEO   Mgmt   Yes   For   Against
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
12   Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   For
15   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   Against
16   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   Against
17   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   Yes   For   Against
18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   Against
19   Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   Yes   For   Against
20   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
21   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans   Mgmt   Yes   For   Against
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
23   Set Total Limit for Capital Increase to Result from Issuance Requests Above at EUR 50 Million   Mgmt   Yes   For   For
24   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   Against
25   Amend Articles 14, 18 and 23 of Bylaws Re: Board Powers, Related Party Transactions, and Record Date   Mgmt   Yes   For   Against

Rio Tinto plc

 

Meeting Date    04/16/2015    Country    United Kingdom    Primary Security ID    G75754104
Record Date    04/14/2015    Meeting Type    Annual    Ticker    RIO

 

Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Resolutions 1 to 18 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For


3   Approve Remuneration Report for UK Law Purposes   Mgmt   Yes   For   For
4   Approve Remuneration Report for Australian Law Purposes   Mgmt   Yes   For   For
5   Elect Megan Clark as Director   Mgmt   Yes   For   For
6   Elect Michael L’Estrange as Director   Mgmt   Yes   For   For
7   Re-elect Robert Brown as Director   Mgmt   Yes   For   For
8   Re-elect Jan du Plessis as Director   Mgmt   Yes   For   For
9   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
10   Re-elect Richard Goodmanson as Director   Mgmt   Yes   For   For
11   Re-elect Anne Lauvergeon as Director   Mgmt   Yes   For   For
12   Re-elect Chris Lynch as Director   Mgmt   Yes   For   For
13   Re-elect Paul Tellier as Director   Mgmt   Yes   For   For
14   Re-elect Simon Thompson as Director   Mgmt   Yes   For   For
15   Re-elect John Varley as Director   Mgmt   Yes   For   For
16   Re-elect Sam Walsh as Director   Mgmt   Yes   For   For
17   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
18   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
  Resolutions 19 to 22 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt   No    
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

COGNEX CORPORATION

 

Meeting Date    04/17/2015    Country    USA    Primary Security ID    192422103
Record Date    02/20/2015    Meeting Type    Annual    Ticker    CGNX

 

Primary CUSIP 192422103    Primary ISIN US1924221039    Primary SEDOL 2208288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Shillman   Mgmt   Yes   For   For
1.2   Elect Director Jeffrey B. Miller   Mgmt   Yes   For   Withhold
1.3   Elect Director Reuben Wasserman   Mgmt   Yes   For   Withhold
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Require a Majority Vote for the Election of Directors   SH   Yes   None   For


Hutchison Whampoa Limited

 

Meeting Date    04/20/2015    Country    Hong Kong    Primary Security ID    Y38024108
Record Date    04/14/2015    Meeting Type    Special    Ticker    00013

 

Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Scheme of Arrangement   Mgmt   Yes   For   For
2   Approve Husky Share Exchange   Mgmt   Yes   For   For
3   Elect Cheng Hoi Chuen, Vincent as Director   Mgmt   Yes   For   Against

Hutchison Whampoa Limited

 

Meeting Date    04/20/2015    Country    Hong Kong    Primary Security ID    Y38024108
Record Date    04/14/2015    Meeting Type    Court    Ticker    00013

 

Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Scheme of Arrangement   Mgmt   Yes   For   For

Prosperity Bancshares, Inc.

 

Meeting Date    04/21/2015    Country    USA    Primary Security ID    743606105
Record Date    02/27/2015    Meeting Type    Annual    Ticker    PB

 

Primary CUSIP 743606105    Primary ISIN US7436061052    Primary SEDOL 2310257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James A. Bouligny   Mgmt   Yes   For   Withhold
1.2   Elect Director W.R. Collier   Mgmt   Yes   For   For
1.3   Elect Director Robert Steelhammer   Mgmt   Yes   For   Withhold
1.4   Elect Director H. E. Timanus, Jr.   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Schneider Electric SA

 

Meeting Date    04/21/2015    Country    France    Primary Security ID    F86921107
Record Date    04/16/2015    Meeting Type    Annual/Special    Ticker    SU

 

Primary CUSIP F86921107    Primary ISIN FR0000121972    Primary SEDOL 4834108

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 1.92 per Share   Mgmt   Yes   For   For
4   Approve Transaction with Vice Chairman   Mgmt   Yes   For   For
5   Approve Agreement with Jean Pascal Tricoire   Mgmt   Yes   For   For
6   Approve Agreement with Emmanuel Babeau   Mgmt   Yes   For   Against
7   Advisory Vote on Compensation of Jean Pascal Tricoire   Mgmt   Yes   For   Against
8   Advisory Vote on Compensation of Emmanuel Babeau   Mgmt   Yes   For   Against
9   Elect Gregory Spierkel as Director   Mgmt   Yes   For   For
10   Reelect Betsy Atkins as Director   Mgmt   Yes   For   For
11   Reelect Jeong Kim as Director   Mgmt   Yes   For   For


12   Reelect Gerard de La Martiniere as Director   Mgmt   Yes   For   For
13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   Yes   For   For
15   Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   For
16   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   Yes   For   For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
18   Authorize Capital Increase of up to EUR 230 Million of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
19   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
23   Amend Article 13 of Bylaws Re: Related Party Transactions   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
24   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

U.S. Bancorp

 

Meeting Date    04/21/2015    Country    USA    Primary Security ID    902973304
Record Date    02/24/2015    Meeting Type    Annual    Ticker    USB

 

Primary CUSIP 902973304    Primary ISIN US9029733048    Primary SEDOL 2736035

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Douglas M. Baker, Jr.   Mgmt   Yes   For   For
1.1b   Elect Director Arthur D. Collins, Jr.   Mgmt   Yes   For   For
1.1c   Elect Director Richard K. Davis   Mgmt   Yes   For   For
1.1d   Elect Director Kimberly J. Harris   Mgmt   Yes   For   For
1.1e   Elect Director Roland A. Hernandez   Mgmt   Yes   For   For
1.1f   Elect Director Doreen Woo Ho   Mgmt   Yes   For   For
1.1g   Elect Director Joel W. Johnson   Mgmt   Yes   For   For
1.1h   Elect Director Olivia F. Kirtley   Mgmt   Yes   For   For
1.1i   Elect Director Jerry W. Levin   Mgmt   Yes   For   For
1.1j   Elect Director David B. O’Maley   Mgmt   Yes   For   For


1.1k   Elect Director O’dell M. Owens   Mgmt   Yes   For   For
1.1l   Elect Director Craig D. Schnuck   Mgmt   Yes   For   For
1.1m   Elect Director Patrick T. Stokes   Mgmt   Yes   For   For
1.1n   Elect Director Scott W. Wine   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   Against

Convergys Corporation

 

Meeting Date    04/22/2015    Country    USA    Primary Security ID    212485106
Record Date    02/27/2015    Meeting Type    Annual    Ticker    CVG

 

Primary CUSIP 212485106    Primary ISIN US2124851062    Primary SEDOL 2284761

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Andrea J. Ayers   Mgmt   Yes   For   For
1.2   Elect Director John F. Barrett   Mgmt   Yes   For   For
1.3   Elect Director Cheryl K. Beebe   Mgmt   Yes   For   For
1.4   Elect Director Richard R. Devenuti   Mgmt   Yes   For   For
1.5   Elect Director Jeffrey H. Fox   Mgmt   Yes   For   For
1.6   Elect Director Joseph E. Gibbs   Mgmt   Yes   For   For
1.7   Elect Director Joan E. Herman   Mgmt   Yes   For   For
1.8   Elect Director Thomas L. Monahan, III   Mgmt   Yes   For   For
1.9   Elect Director Ronald L. Nelson   Mgmt   Yes   For   For
1.10   Elect Director Richard F. Wallman   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Eaton Corporation plc

 

Meeting Date    04/22/2015    Country    Ireland    Primary Security ID    G29183103
Record Date    02/23/2015    Meeting Type    Annual    Ticker    ETN

 

Primary CUSIP 278058102    Primary ISIN IE00B8KQN827    Primary SEDOL B8KQN82

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Todd M. Bluedorn   Mgmt   Yes   For   For
1b   Elect Director Christopher M. Connor   Mgmt   Yes   For   For
1c   Elect Director Michael J. Critelli   Mgmt   Yes   For   For
1d   Elect Director Alexander M. Cutler   Mgmt   Yes   For   For
1e   Elect Director Charles E. Golden   Mgmt   Yes   For   For
1f   Elect Director Linda A. Hill   Mgmt   Yes   For   For
1g   Elect Director Arthur E. Johnson   Mgmt   Yes   For   For
1h   Elect Director Ned C. Lautenbach   Mgmt   Yes   For   For


1i   Elect Director Deborah L. McCoy   Mgmt   Yes   For   For
1j   Elect Director Gregory R. Page   Mgmt   Yes   For   For
1k   Elect Director Sandra Pianalto   Mgmt   Yes   For   For
1l   Elect Director Gerald B. Smith   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Approval of Overseas Market Purchases of the Company Shares   Mgmt   Yes   For   For

General Electric Company

 

Meeting Date    04/22/2015    Country    USA    Primary Security ID    369604103
Record Date    02/23/2015    Meeting Type    Annual    Ticker    GE

 

Primary CUSIP 369604103    Primary ISIN US3696041033    Primary SEDOL 2380498

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
A1   Elect Director W. Geoffrey Beattie   Mgmt   Yes   For   For
A2   Elect Director John J. Brennan   Mgmt   Yes   For   For
A3   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   For
A4   Elect Director Francisco D’Souza   Mgmt   Yes   For   For
A5   Elect Director Marijn E. Dekkers   Mgmt   Yes   For   For
A6   Elect Director Susan J. Hockfield   Mgmt   Yes   For   For
A7   Elect Director Jeffrey R. Immelt   Mgmt   Yes   For   For
A8   Elect Director Andrea Jung   Mgmt   Yes   For   For
A9   Elect Director Robert W. Lane   Mgmt   Yes   For   For
A10   Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For
A11   Elect Director James J. Mulva   Mgmt   Yes   For   For
A12   Elect Director James E. Rohr   Mgmt   Yes   For   For
A13   Elect Director Mary L. Schapiro   Mgmt   Yes   For   For
A14   Elect Director Robert J. Swieringa   Mgmt   Yes   For   For
A15   Elect Director James S. Tisch   Mgmt   Yes   For   For
A16   Elect Director Douglas A. Warner, III   Mgmt   Yes   For   For
B1   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
B2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
C1   Provide for Cumulative Voting   SH   Yes   Against   Against
C2   Provide Right to Act by Written Consent   SH   Yes   Against   Against
C3   Select One Director from Ranks of Retirees   SH   Yes   Against   Against
C4   Adopt Holy Land Principles   SH   Yes   Against   Against
C5   Pro-rata Vesting on Equity Plans   SH   Yes   Against   Against


Anglo American plc

 

Meeting Date    04/23/2015    Country    United Kingdom    Primary Security ID    G03764134
Record Date    04/21/2015    Meeting Type    Annual    Ticker    AAL

 

Primary CUSIP G03764134    Primary ISIN GB00B1XZS820    Primary SEDOL B1XZS82

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Re-elect Mark Cutifani as Director   Mgmt   Yes   For   For
4   Re-elect Judy Dlamini as Director   Mgmt   Yes   For   For
5   Re-elect Byron Grote as Director   Mgmt   Yes   For   For
6   Re-elect Sir Philip Hampton as Director   Mgmt   Yes   For   For
7   Re-elect Rene Medori as Director   Mgmt   Yes   For   For
8   Re-elect Phuthuma Nhleko as Director   Mgmt   Yes   For   For
9   Re-elect Ray O’Rourke as Director   Mgmt   Yes   For   For
10   Re-elect Sir John Parker as Director   Mgmt   Yes   For   For
11   Re-elect Mphu Ramatlapeng as Director   Mgmt   Yes   For   For
12   Re-elect Jim Rutherford as Director   Mgmt   Yes   For   For
13   Re-elect Anne Stevens as Director   Mgmt   Yes   For   For
14   Re-elect Jack Thompson as Director   Mgmt   Yes   For   For
15   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Approve Remuneration Report   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Barclays plc

 

Meeting Date    04/23/2015    Country    United Kingdom    Primary Security ID    G08036124
Record Date    04/21/2015    Meeting Type    Annual    Ticker    BARC

 

Primary CUSIP G08036124    Primary ISIN GB0031348658    Primary SEDOL 3134865

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Elect Crawford Gillies as Director   Mgmt   Yes   For   For
4   Elect John McFarlane as Director   Mgmt   Yes   For   For
5   Re-elect Mike Ashley as Director   Mgmt   Yes   For   For


6   Re-elect Tim Breedon as Director   Mgmt   Yes   For   For
7   Re-elect Reuben Jeffery III as Director   Mgmt   Yes   For   For
8   Re-elect Antony Jenkins as Director   Mgmt   Yes   For   For
9   Re-elect Wendy Lucas-Bull as Director   Mgmt   Yes   For   For
10   Re-elect Tushar Morzaria as Director   Mgmt   Yes   For   For
11   Re-elect Dambisa Moyo as Director   Mgmt   Yes   For   For
12   Re-elect Frits van Paasschen as Director   Mgmt   Yes   For   For
13   Re-elect Sir Michael Rake as Director   Mgmt   Yes   For   For
14   Re-elect Steve Thieke as Director   Mgmt   Yes   For   For
15   Re-elect Diane de Saint Victor as Director   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   Yes   For   For
23   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
24   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Johnson & Johnson

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    478160104
Record Date    02/24/2015    Meeting Type    Annual    Ticker    JNJ

 

Primary CUSIP 478160104    Primary ISIN US4781601046    Primary SEDOL 2475833

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mary Sue Coleman   Mgmt   Yes   For   For
1b   Elect Director D. Scott Davis   Mgmt   Yes   For   For
1c   Elect Director Ian E. L. Davis   Mgmt   Yes   For   For
1d   Elect Director Alex Gorsky   Mgmt   Yes   For   For
1e   Elect Director Susan L. Lindquist   Mgmt   Yes   For   For
1f   Elect Director Mark B. McClellan   Mgmt   Yes   For   For
1g   Elect Director Anne M. Mulcahy   Mgmt   Yes   For   For
1h   Elect Director William D. Perez   Mgmt   Yes   For   For
1i   Elect Director Charles Prince   Mgmt   Yes   For   For
1j   Elect Director A. Eugene Washington   Mgmt   Yes   For   For


1k   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Policy Regarding Overextended Directors   SH   Yes   Against   Against
5   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against
6   Require Independent Board Chairman   SH   Yes   Against   For

MGIC Investment Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    552848103
Record Date    03/02/2015    Meeting Type    Annual    Ticker    MTG

 

Primary CUSIP 552848103    Primary ISIN US5528481030    Primary SEDOL 2548616

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Daniel A. Arrigoni   Mgmt   Yes   For   For
1.2   Elect Director Cassandra C. Carr   Mgmt   Yes   For   For
1.3   Elect Director C. Edward Chaplin   Mgmt   Yes   For   For
1.4   Elect Director Curt S. Culver   Mgmt   Yes   For   For
1.5   Elect Director Timothy A. Holt   Mgmt   Yes   For   For
1.6   Elect Director Kenneth M. Jastrow, II   Mgmt   Yes   For   For
1.7   Elect Director Michael E. Lehman   Mgmt   Yes   For   For
1.8   Elect Director Donald T. Nicolaisen   Mgmt   Yes   For   For
1.9   Elect Director Gary A. Poliner   Mgmt   Yes   For   For
1.10   Elect Director Patrick Sinks   Mgmt   Yes   For   For
1.11   Elect Director Mark M. Zandi   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date    04/23/2015    Country    Germany    Primary Security ID    D55535104
Record Date       Meeting Type    Annual    Ticker    MUV2

 

Primary CUSIP D55535104    Primary ISIN DE0008430026    Primary SEDOL 5294121

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2014 (Non-Voting)   Mgmt   No    
1.2   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 7.75 per Share   Mgmt   Yes   For   For


3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Approve Remuneration System for Management Board Members   Mgmt   Yes   For   For
6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
8   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
9   Approve Creation of EUR 10 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   Yes   For   For
10   Amend Articles Re: Company Representation   Mgmt   Yes   For   For

Pfizer Inc.

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    717081103
Record Date    02/25/2015    Meeting Type    Annual    Ticker    PFE

 

Primary CUSIP 717081103    Primary ISIN US7170811035    Primary SEDOL 2684703

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis A. Ausiello   Mgmt   Yes   For   Against
1.2   Elect Director W. Don Cornwell   Mgmt   Yes   For   For
1.3   Elect Director Frances D. Fergusson   Mgmt   Yes   For   For
1.4   Elect Director Helen H. Hobbs   Mgmt   Yes   For   Against
1.5   Elect Director James M. Kilts   Mgmt   Yes   For   For
1.6   Elect Director Shantanu Narayen   Mgmt   Yes   For   Against
1.7   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1.8   Elect Director Ian C. Read   Mgmt   Yes   For   For
1.9   Elect Director Stephen W. Sanger   Mgmt   Yes   For   Against
1.10   Elect Director James C. Smith   Mgmt   Yes   For   For
1.11   Elect Director Marc Tessier-Lavigne   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Review and Assess Membership of Lobbying Organizations   SH   Yes   Against   Against


Sensient Technologies Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    81725T100
Record Date    02/27/2015    Meeting Type    Annual    Ticker    SXT

 

Primary CUSIP 81725T100    Primary ISIN US81725T1007    Primary SEDOL 2923741

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Hank Brown   Mgmt   Yes   For   For
1.2   Elect Director Joseph Carleone   Mgmt   Yes   For   For
1.3   Elect Director Edward H. Cichurski   Mgmt   Yes   For   For
1.4   Elect Director Fergus M. Clydesdale   Mgmt   Yes   For   For
1.5   Elect Director James A. D. Croft   Mgmt   Yes   For   For
1.6   Elect Director Kenneth P. Manning   Mgmt   Yes   For   For
1.7   Elect Director Paul Manning   Mgmt   Yes   For   For
1.8   Elect Director Deborah McKeithan-Gebhardt   Mgmt   Yes   For   For
1.9   Elect Director Elaine R. Wedral   Mgmt   Yes   For   For
1.10   Elect Director Essie Whitelaw   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

T. Rowe Price Group, Inc.

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    74144T108
Record Date    02/20/2015    Meeting Type    Annual    Ticker    TROW

 

Primary CUSIP 74144T108    Primary ISIN US74144T1088    Primary SEDOL 2702337

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mark S. Bartlett   Mgmt   Yes   For   For
1b   Elect Director Edward C. Bernard   Mgmt   Yes   For   For
1c   Elect Director Mary K. Bush   Mgmt   Yes   For   For
1d   Elect Director Donald B. Hebb, Jr.   Mgmt   Yes   For   For
1e   Elect Director Freeman A. Hrabowski, III   Mgmt   Yes   For   For
1f   Elect Director James A.C. Kennedy   Mgmt   Yes   For   For
1g   Elect Director Robert F. MacLellan   Mgmt   Yes   For   For
1h   Elect Director Brian C. Rogers   Mgmt   Yes   For   For
1i   Elect Director Olympia J. Snowe   Mgmt   Yes   For   For
1j   Elect Director Alfred Sommer   Mgmt   Yes   For   For
1k   Elect Director Dwight S. Taylor   Mgmt   Yes   For   For
1l   Elect Director Anne Marie Whittemore   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LL as Auditors   Mgmt   Yes   For   For


Webster Financial Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    947890109
Record Date    02/23/2015    Meeting Type    Annual    Ticker    WBS

 

Primary CUSIP 947890109    Primary ISIN US9478901096    Primary SEDOL 2945143

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director William L. Atwell   Mgmt   Yes   For   For
1b   Elect Director Joel S. Becker   Mgmt   Yes   For   For
1c   Elect Director John J. Crawford   Mgmt   Yes   For   For
1d   Elect Director Robert A. Finkenzeller   Mgmt   Yes   For   For
1e   Elect Director Elizabeth E. Flynn   Mgmt   Yes   For   For
1f   Elect Director C. Michael Jacobi   Mgmt   Yes   For   For
1g   Elect Director Laurence C. Morse   Mgmt   Yes   For   For
1h   Elect Director Karen R. Osar   Mgmt   Yes   For   For
1i   Elect Director Mark Pettie   Mgmt   Yes   For   For
1j   Elect Director Charles W. Shivery   Mgmt   Yes   For   For
1k   Elect Director James C. Smith   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

AstraZeneca plc

 

Meeting Date    04/24/2015    Country    United Kingdom    Primary Security ID    G0593M107
Record Date    04/22/2015    Meeting Type    Annual    Ticker    AZN

 

Primary CUSIP G0593M107    Primary ISIN GB0009895292    Primary SEDOL 0989529

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Dividends   Mgmt   Yes   For   For
3   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
5(a)   Re-elect Leif Johansson as Director   Mgmt   Yes   For   For
5(b)   Re-elect Pascal Soriot as Director   Mgmt   Yes   For   For
5(c)   Re-elect Marc Dunoyer as Director   Mgmt   Yes   For   For
5(d)   Elect Cori Bargmann as Director   Mgmt   Yes   For   For
5(e)   Re-elect Genevieve Berger as Director   Mgmt   Yes   For   For
5(f)   Re-elect Bruce Burlington as Director   Mgmt   Yes   For   For
5(g)   Re-elect Ann Cairns as Director   Mgmt   Yes   For   For


5(h)   Re-elect Graham Chipchase as Director   Mgmt   Yes   For   For
5(i)   Re-elect Jean-Philippe Courtois as Director   Mgmt   Yes   For   For
5(j)   Re-elect Rudy Markham as Director   Mgmt   Yes   For   For
5(k)   Re-elect Shriti Vadera as Director   Mgmt   Yes   For   For
5(l)   Re-elect Marcus Wallenberg as Director   Mgmt   Yes   For   For
6   Approve Remuneration Report   Mgmt   Yes   For   For
7   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
8   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
9   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
10   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
11   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
12   Adopt New Articles of Association   Mgmt   Yes   For   For

AT&T Inc.

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    00206R102
Record Date    02/25/2015    Meeting Type    Annual    Ticker    T

 

Primary CUSIP 00206R102    Primary ISIN US00206R1023    Primary SEDOL 2831811

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Randall L. Stephenson   Mgmt   Yes   For   For
1.2   Elect Director Scott T. Ford   Mgmt   Yes   For   For
1.3   Elect Director Glenn H. Hutchins   Mgmt   Yes   For   For
1.4   Elect Director William E. Kennard   Mgmt   Yes   For   For
1.5   Elect Director Jon C. Madonna   Mgmt   Yes   For   For
1.6   Elect Director Michael B. McCallister   Mgmt   Yes   For   For
1.7   Elect Director John B. McCoy   Mgmt   Yes   For   For
1.8   Elect Director Beth E. Mooney   Mgmt   Yes   For   For
1.9   Elect Director Joyce M. Roché   Mgmt   Yes   For   For
1.10   Elect Director Matthew K. Rose   Mgmt   Yes   For   For
1.11   Elect Director Cynthia B. Taylor   Mgmt   Yes   For   For
1.12   Elect Director Laura D’Andrea Tyson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Indirect Political Contribution   SH   Yes   Against   For
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Amend Bylaws to Call Special Meetings   SH   Yes   Against   For


HSBC Holdings plc

 

Meeting Date    04/24/2015    Country    United Kingdom    Primary Security ID    G4634U169
Record Date    04/23/2015    Meeting Type    Annual    Ticker    HSBA

 

Primary CUSIP G4634U169    Primary ISIN GB0005405286    Primary SEDOL 0540528

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3(a)   Elect Phillip Ameen as Director   Mgmt   Yes   For   For
3(b)   Elect Heidi Miller as Director   Mgmt   Yes   For   For
3(c)   Re-elect Kathleen Casey as Director   Mgmt   Yes   For   For
3(d)   Re-elect Safra Catz as Director   Mgmt   Yes   For   For
3(e)   Re-elect Laura Cha as Director   Mgmt   Yes   For   For
3(f)   Re-elect Lord Evans of Weardale as Director   Mgmt   Yes   For   For
3(g)   Re-elect Joachim Faber as Director   Mgmt   Yes   For   For
3(h)   Re-elect Rona Fairhead as Director   Mgmt   Yes   For   For
3(i)   Re-elect Douglas Flint as Director   Mgmt   Yes   For   For
3(j)   Re-elect Stuart Gulliver as Director   Mgmt   Yes   For   For
3(k)   Re-elect Sam Laidlaw as Director   Mgmt   Yes   For   For
3(l)   Re-elect John Lipsky as Director   Mgmt   Yes   For   For
3(m)   Re-elect Rachel Lomax as Director   Mgmt   Yes   For   For
3(n)   Re-elect Iain Mackay as Director   Mgmt   Yes   For   For
3(o)   Re-elect Marc Moses as Director   Mgmt   Yes   For   For
3(p)   Re-elect Sir Simon Robertson as Director   Mgmt   Yes   For   For
3(q)   Re-elect Jonathan Symonds as Director   Mgmt   Yes   For   For
4   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
5   Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
7   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
8   Authorise Directors to Allot Any Repurchased Shares   Mgmt   Yes   For   For
9   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
10   Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   Yes   For   For
11   Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   Yes   For   For
12   Amend Savings-Related Share Option Plan (UK)   Mgmt   Yes   For   For
13   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Intersil Corporation

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    46069S109
Record Date    02/25/2015    Meeting Type    Annual    Ticker    ISIL

 

Primary CUSIP 46069S109    Primary ISIN US46069S1096    Primary SEDOL 2551959

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Necip Sayiner   Mgmt   Yes   For   For
1b   Elect Director Donald Macleod   Mgmt   Yes   For   For
1c   Elect Director Mercedes Johnson   Mgmt   Yes   For   For
1d   Elect Director Sohail Khan   Mgmt   Yes   For   For
1e   Elect Director Gregory Lang   Mgmt   Yes   For   For
1f   Elect Director Forrest E. Norrod   Mgmt   Yes   For   For
1g   Elect Director Jan Peeters   Mgmt   Yes   For   For
1h   Elect Director James A. Urry   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Kellogg Company

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    487836108
Record Date    02/26/2015    Meeting Type    Annual    Ticker    K

 

Primary CUSIP 487836108    Primary ISIN US4878361082    Primary SEDOL 2486813

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Benjamin Carson   Mgmt   Yes   For   For
1.2   Elect Director John Dillon   Mgmt   Yes   For   For
1.3   Elect Director Zachary Gund   Mgmt   Yes   For   For
1.4   Elect Director Jim Jenness   Mgmt   Yes   For   For
1.5   Elect Director Don Knauss   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Reduce Supermajority Vote Requirement   SH   Yes   Against   For

Seaboard Corporation

 

Meeting Date    04/27/2015    Country    USA    Primary Security ID    811543107
Record Date    02/24/2015    Meeting Type    Annual    Ticker    SEB

 

Primary CUSIP 811543107    Primary ISIN US8115431079    Primary SEDOL 2786687

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven J. Bresky   Mgmt   Yes   For   Withhold
1.2   Elect Director David A. Adamsen   Mgmt   Yes   For   For


1.3   Elect Director Douglas W. Baena   Mgmt   Yes   For   For
1.4   Elect Director Edward I. Shifman, Jr.   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Report on Risks Associated with Use of Gestation Crates in Supply Chain   SH   Yes   Against   For

The Boeing Company

 

Meeting Date    04/27/2015    Country    USA    Primary Security ID    097023105
Record Date    02/26/2015    Meeting Type    Annual    Ticker    BA

 

Primary CUSIP 097023105    Primary ISIN US0970231058    Primary SEDOL 2108601

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director David L. Calhoun   Mgmt   Yes   For   For
1b   Elect Director Arthur D. Collins, Jr.   Mgmt   Yes   For   For
1c   Elect Director Kenneth M. Duberstein   Mgmt   Yes   For   For
1d   Elect Director Edmund P. Giambastiani, Jr.   Mgmt   Yes   For   For
1e   Elect Director Lawrence W. Kellner   Mgmt   Yes   For   For
1f   Elect Director Edward M. Liddy   Mgmt   Yes   For   For
1g   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1h   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1i   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
1j   Elect Director Mike S. Zafirovski   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Claw-back of Payments under Restatements   SH   Yes   Against   For
5   Require Independent Board Chairman   SH   Yes   Against   Against
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Report on Lobbying Payments and Policy   SH   Yes   Against   For

AMC Entertainment Holdings, Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    00165C104
Record Date    03/02/2015    Meeting Type    Annual    Ticker    AMC

 

Primary CUSIP 00165C104    Primary ISIN US00165C1045    Primary SEDOL BH4HLL3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lloyd Hill   Mgmt   Yes   For   For
1.2   Elect Director Ning Ye   Mgmt   Yes   For   Withhold
1.3   Elect Director Howard Koch   Mgmt   Yes   For   Withhold
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Centene Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    15135B101
Record Date    02/27/2015    Meeting Type    Annual    Ticker    CNC

 

Primary CUSIP 15135B101    Primary ISIN US15135B1017    Primary SEDOL 2807061

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert K. Ditmore   Mgmt   Yes   For   For
1.2   Elect Director Frederick H. Eppinger   Mgmt   Yes   For   For
1.3   Elect Director David L. Steward   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   Yes   For   Against

Citigroup Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    172967424
Record Date    02/27/2015    Meeting Type    Annual    Ticker    C

 

Primary CUSIP 172967424    Primary ISIN US1729674242    Primary SEDOL 2297907

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Michael L. Corbat   Mgmt   Yes   For   For
1b   Elect Director Duncan P. Hennes   Mgmt   Yes   For   For
1c   Elect Director Peter B. Henry   Mgmt   Yes   For   For
1d   Elect Director Franz B. Humer   Mgmt   Yes   For   For
1e   Elect Director Michael E. O’Neill   Mgmt   Yes   For   For
1f   Elect Director Gary M. Reiner   Mgmt   Yes   For   For
1g   Elect Director Judith Rodin   Mgmt   Yes   For   For
1h   Elect Director Anthony M. Santomero   Mgmt   Yes   For   For
1i   Elect Director Joan E. Spero   Mgmt   Yes   For   For
1j   Elect Director Diana L. Taylor   Mgmt   Yes   For   For
1k   Elect Director William S. Thompson, Jr.   Mgmt   Yes   For   For
1l   Elect Director James S. Turley   Mgmt   Yes   For   For
1m   Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Proxy Access Right   SH   Yes   For   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Claw-back of Payments under Restatements   SH   Yes   Against   Against


8   Limits for Directors Involved with Bankruptcy   SH   Yes   Against   Against
9   Report on Certain Vesting Program   SH   Yes   Against   For

First Financial Bankshares, Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    32020R109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    FFIN

 

Primary CUSIP 32020R109    Primary ISIN US32020R1095    Primary SEDOL 2266026

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director April Anthony   Mgmt   Yes   For   For
1.2   Elect Director Steven L. Beal   Mgmt   Yes   For   For
1.3   Elect Director Tucker S. Bridwell   Mgmt   Yes   For   For
1.4   Elect Director David Copeland   Mgmt   Yes   For   For
1.5   Elect Director F. Scott Dueser   Mgmt   Yes   For   For
1.6   Elect Director Murray Edwards   Mgmt   Yes   For   For
1.7   Elect Director Ron Giddiens   Mgmt   Yes   For   For
1.8   Elect Director Tim Lancaster   Mgmt   Yes   For   For
1.9   Elect Director Kade L. Matthews   Mgmt   Yes   For   For
1.10   Elect Director Ross H. Smith, Jr.   Mgmt   Yes   For   For
1.11   Elect Director Johnny E. Trotter   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Restricted Stock Plan   Mgmt   Yes   For   Against
5   Increase Authorized Common Stock   Mgmt   Yes   For   For

GDF Suez

 

Meeting Date    04/28/2015    Country    France    Primary Security ID    F42768105
Record Date    04/23/2015    Meeting Type    Annual/Special    Ticker    GSZ

 

Primary CUSIP F42768105    Primary ISIN FR0010208488    Primary SEDOL B0C2CQ3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 1 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
6   Ratify Appointment of Isabelle Kocher as Director   Mgmt   Yes   For   For
7   Reelect Ann Kristin Achleitner as Director   Mgmt   Yes   For   For


8   Reelect Edmond Alphandery as Director   Mgmt   Yes   For   For
9   Reelect Aldo Cardoso as Director   Mgmt   Yes   For   For
10   Reelect Francoise Malrieu as Director   Mgmt   Yes   For   For
11   Elect Barbara Kux as Director   Mgmt   Yes   For   For
12   Elect Marie Jose Nadeau as Director   Mgmt   Yes   For   For
13   Elect Bruno Bezard as Director   Mgmt   Yes   For   For
14   Elect Mari-Noelle Jego-Laveissiere as Director   Mgmt   Yes   For   For
15   Elect Stephane Pallez as Director   Mgmt   Yes   For   For
16   Elect Catherine Guillouard as Director   Mgmt   Yes   For   For
17   Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO   Mgmt   Yes   For   For
18   Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO until Nov. 11, 2014   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
21   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
22   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for a Few Employees and Corporate Officers   Mgmt   Yes   For   For
23   Adopt New Bylaws   Mgmt   Yes   For   For
24   Amend Article 11 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
25   Amend Article 16 of Bylaws Re: Board Organization   Mgmt   Yes   For   For
26   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Hancock Holding Company

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    410120109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    HBHC

 

Primary CUSIP 410120109    Primary ISIN US4101201097    Primary SEDOL 2415497

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John M. Hairston   Mgmt   Yes   For   For
1.2   Elect Director James H. Horne   Mgmt   Yes   For   For
1.3   Elect Director Jerry L. Levens   Mgmt   Yes   For   For
1.4   Elect Director Christine L. Pickering   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


International Business Machines Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    459200101
Record Date    02/27/2015    Meeting Type    Annual    Ticker    IBM

 

Primary CUSIP 459200101    Primary ISIN US4592001014    Primary SEDOL 2005973

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alain J.P. Belda   Mgmt   Yes   For   For
1.2   Elect Director William R. Brody   Mgmt   Yes   For   For
1.3   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1.4   Elect Director Michael L. Eskew   Mgmt   Yes   For   For
1.5   Elect Director David N. Farr   Mgmt   Yes   For   For
1.6   Elect Director Alex Gorsky   Mgmt   Yes   For   For
1.7   Elect Director Shirley Ann Jackson   Mgmt   Yes   For   For
1.8   Elect Director Andrew N. Liveris   Mgmt   Yes   For   For
1.9   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1.10   Elect Director James W. Owens   Mgmt   Yes   For   For
1.11   Elect Director Virginia M. Rometty   Mgmt   Yes   For   For
1.12   Elect Director Joan E. Spero   Mgmt   Yes   For   For
1.13   Elect Director Sidney Taurel   Mgmt   Yes   For   For
1.14   Elect Director Peter R. Voser   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
7   Establish Public Policy Board Committee   SH   Yes   Against   Against

Shire plc

 

Meeting Date    04/28/2015    Country    United Kingdom    Primary Security ID    G8124V108
Record Date    04/26/2015    Meeting Type    Annual    Ticker    SHP

 

Primary CUSIP G8124V108    Primary ISIN JE00B2QKY057    Primary SEDOL B2QKY05

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Re-elect Dominic Blakemore as Director   Mgmt   Yes   For   For
5   Re-elect William Burns as Director   Mgmt   Yes   For   For


6   Re-elect Dr Steven Gillis as Director   Mgmt   Yes   For   For
7   Re-elect Dr David Ginsburg as Director   Mgmt   Yes   For   For
8   Re-elect David Kappler as Director   Mgmt   Yes   For   For
9   Re-elect Susan Kilsby as Director   Mgmt   Yes   For   For
10   Re-elect Anne Minto as Director   Mgmt   Yes   For   For
11   Re-elect Dr Flemming Ornskov as Director   Mgmt   Yes   For   For
12   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
13   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
14   Approve Long Term Incentive Plan 2015   Mgmt   Yes   For   For
15   Approve Global Employee Stock Purchase Plan   Mgmt   Yes   For   For
16   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
19   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

The Chubb Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    171232101
Record Date    03/02/2015    Meeting Type    Annual    Ticker    CB

 

Primary CUSIP 171232101    Primary ISIN US1712321017    Primary SEDOL 2195722

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Zoe Baird Budinger   Mgmt   Yes   For   For
1b   Elect Director Sheila P. Burke   Mgmt   Yes   For   Against
1c   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   Against
1d   Elect Director John D. Finnegan   Mgmt   Yes   For   For
1e   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1f   Elect Director Karen M. Hoguet   Mgmt   Yes   For   For
1g   Elect Director Lawrence W. Kellner   Mgmt   Yes   For   For
1h   Elect Director Martin G. McGuinn   Mgmt   Yes   For   Against
1i   Elect Director Lawrence M. Small   Mgmt   Yes   For   For
1j   Elect Director Jess Søderberg   Mgmt   Yes   For   For
1k   Elect Director Daniel E. Somers   Mgmt   Yes   For   For
1l   Elect Director William C. Weldon   Mgmt   Yes   For   Against
1m   Elect Director James M. Zimmerman   Mgmt   Yes   For   Against
1n   Elect Director Alfred W. Zollar   Mgmt   Yes   For   Against
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Report on Sustainability, Including Quantitative Goals   SH   Yes   Against   For


UMB Financial Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    902788108
Record Date    03/02/2015    Meeting Type    Annual    Ticker    UMBF

 

Primary CUSIP 902788108    Primary ISIN US9027881088    Primary SEDOL 2918510

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Warner L. Baxter   Mgmt   Yes   For   For
1.2   Elect Director Robin C. Beery   Mgmt   Yes   For   For
1.3   Elect Director Nancy K. Buese   Mgmt   Yes   For   For
1.4   Elect Director Peter J. deSilva   Mgmt   Yes   For   For
1.5   Elect Director Terrence P. Dunn   Mgmt   Yes   For   For
1.6   Elect Director Kevin C. Gallagher   Mgmt   Yes   For   For
1.7   Elect Director Greg M. Graves   Mgmt   Yes   For   For
1.8   Elect Director Alexander C. Kemper   Mgmt   Yes   For   For
1.9   Elect Director J. Mariner Kemper   Mgmt   Yes   For   For
1.10   Elect Director Kris A. Robbins   Mgmt   Yes   For   For
1.11   Elect Director L. Joshua Sosland   Mgmt   Yes   For   For
1.12   Elect Director Paul Uhlmann, III   Mgmt   Yes   For   For
1.13   Elect Director Thomas J. Wood, III   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Require Independent Board Chairman   SH   Yes   Against   For

Wells Fargo & Company

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    949746101
Record Date    03/03/2015    Meeting Type    Annual    Ticker    WFC

 

Primary CUSIP 949746101    Primary ISIN US9497461015    Primary SEDOL 2649100

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John D. Baker, II   Mgmt   Yes   For   For
1b   Elect Director Elaine L. Chao   Mgmt   Yes   For   For
1c   Elect Director John S. Chen   Mgmt   Yes   For   For
1d   Elect Director Lloyd H. Dean   Mgmt   Yes   For   For
1e   Elect Director Elizabeth A. Duke   Mgmt   Yes   For   For
1f   Elect Director Susan E. Engel   Mgmt   Yes   For   For
1g   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1h   Elect Director Donald M. James   Mgmt   Yes   For   For
1i   Elect Director Cynthia H. Milligan   Mgmt   Yes   For   For
1j   Elect Director Federico F. Pena   Mgmt   Yes   For   For
1k   Elect Director James H. Quigley   Mgmt   Yes   For   For


1l   Elect Director Judith M. Runstad   Mgmt   Yes   For   For
1m   Elect Director Stephen W. Sanger   Mgmt   Yes   For   For
1n   Elect Director John G. Stumpf   Mgmt   Yes   For   For
1o   Elect Director Susan G. Swenson   Mgmt   Yes   For   For
1p   Elect Director Suzanne M. Vautrinot   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For

Anheuser-Busch InBev SA

 

Meeting Date    04/29/2015    Country    Belgium    Primary Security ID    B6399C107
Record Date    04/15/2015    Meeting Type    Annual/Special    Ticker    ABI

 

Primary CUSIP B6399C107    Primary ISIN BE0003793107    Primary SEDOL 4755317

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual/Special Meeting   Mgmt   No    
  Special Meeting   Mgmt   No    
A1   Amend Articles Re: Remove References to Bearer Shares   Mgmt   Yes   For   For
  Annual Meeting   Mgmt   No    
B1   Receive Directors’ Reports (Non-Voting)   Mgmt   No    
B2   Receive Auditors’ Reports (Non-Voting)   Mgmt   No    
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt   No    
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share   Mgmt   Yes   For   For
B5   Approve Discharge of Directors   Mgmt   Yes   For   For
B6   Approve Discharge of Auditors   Mgmt   Yes   For   For
B7a   Elect Michele Burns as Independent Director   Mgmt   Yes   For   For
B7b   Reelect Olivier Goudet as Independent Director   Mgmt   Yes   For   For
B7c   Elect Kasper Rorsted as Independent Director   Mgmt   Yes   For   For
B7d   Reelect Paul Cornet de Ways Ruart as Director   Mgmt   Yes   For   Against
B7e   Reelect Stefan Descheemaeker as Director   Mgmt   Yes   For   Against
B8a   Approve Remuneration Report   Mgmt   Yes   For   Against
B8b   Proposal to Increase Remuneration of Audit Committee Chairman   Mgmt   Yes   For   For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors   Mgmt   Yes   For   For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   Yes   For   For


British American Tobacco plc

 

Meeting Date    04/29/2015    Country    United Kingdom    Primary Security ID    G1510J102
Record Date    04/27/2015    Meeting Type    Annual    Ticker    BATS

 

Primary CUSIP G1510J102    Primary ISIN GB0002875804    Primary SEDOL 0287580

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Re-elect Richard Burrows as Director   Mgmt   Yes   For   For
7   Re-elect Karen de Segundo as Director   Mgmt   Yes   For   For
8   Re-elect Nicandro Durante as Director   Mgmt   Yes   For   For
9   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
10   Re-elect Savio Kwan as Director   Mgmt   Yes   For   For
11   Re-elect Christine Morin-Postel as Director   Mgmt   Yes   For   For
12   Re-elect Gerry Murphy as Director   Mgmt   Yes   For   For
13   Re-elect Kieran Poynter as Director   Mgmt   Yes   For   For
14   Re-elect Ben Stevens as Director   Mgmt   Yes   For   For
15   Re-elect Richard Tubb as Director   Mgmt   Yes   For   For
16   Elect Sue Farr as Director   Mgmt   Yes   For   For
17   Elect Pedro Malan as Director   Mgmt   Yes   For   For
18   Elect Dimitri Panayotopoulos as Director   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Approve EU Political Donations and Expenditure   Mgmt   Yes   For   For
23   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Deluxe Corporation

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    248019101
Record Date    03/03/2015    Meeting Type    Annual    Ticker    DLX

 

Primary CUSIP 248019101    Primary ISIN US2480191012    Primary SEDOL 2260363

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald C. Baldwin   Mgmt   Yes   For   For
1.2   Elect Director Charles A. Haggerty   Mgmt   Yes   For   For
1.3   Elect Director C.E. Mayberry McKissack   Mgmt   Yes   For   For


1.4   Elect Director Don J. McGrath   Mgmt   Yes   For   For
1.5   Elect Director Neil J. Metviner   Mgmt   Yes   For   For
1.6   Elect Director Stephen P. Nachtsheim   Mgmt   Yes   For   For
1.7   Elect Director Mary Ann O’Dwyer   Mgmt   Yes   For   For
1.8   Elect Director Thomas J. Reddin   Mgmt   Yes   For   For
1.9   Elect Director Martyn R. Redgrave   Mgmt   Yes   For   For
1.10   Elect Director Lee J. Schram   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

H & M Hennes & Mauritz

 

Meeting Date    04/29/2015    Country    Sweden    Primary Security ID    W41422101
Record Date    04/23/2015    Meeting Type    Annual    Ticker    HM B

 

Primary CUSIP W41422101    Primary ISIN SE0000106270    Primary SEDOL 5687431

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Open Meeting   Mgmt   No    
2   Elect Chairman of Meeting   Mgmt   Yes   For   For
3   Receive President’s Report; Allow Questions   Mgmt   No    
4   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
5   Approve Agenda of Meeting   Mgmt   Yes   For   For
6   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
7   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
8a   Receive Financial Statements and Statutory Reports   Mgmt   No    
8b   Receive Auditor Report   Mgmt   No    
8c   Receive Chairman Report   Mgmt   No    
8d   Receive Nominating Committee Report   Mgmt   No    
9a   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
9b   Approve Allocation of Income and Dividends of SEK 9.75 Per Share   Mgmt   Yes   For   For
9c   Approve Discharge of Board and President   Mgmt   Yes   For   For
10   Determine Number of Directors (8) and Deputy Directors (0) of Board   Mgmt   Yes   For   For
11   Approve Remuneration of Directors in the Amount of SEK 1.6 Million for Chairman, SEK 550,000 for the Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors   Mgmt   Yes   For   For
12   Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Lena Keller, Stefan Persson (Chairman), Melker Schorling, Christian Sievert, and Niklas Zennstrom as Directors   Mgmt   Yes   For   Against


13   Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson as Members of the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   Yes   For   For
14   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt   No    
15a   Amend Articles of Association: Both Class A Shares and Class B Shares are Entitled to One Vote Each   SH   Yes   None   Against
15b   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies   SH   Yes   None   Against
15c   Request Board to Take Necessary Action to Create a Shareholders Association   SH   Yes   None   Against
16   Close Meeting   Mgmt   No    

McGraw Hill Financial, Inc.

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    580645109
Record Date    03/09/2015    Meeting Type    Annual    Ticker    MHFI

 

Primary CUSIP 580645109    Primary ISIN US5806451093    Primary SEDOL 2551443

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Winfried Bischoff   Mgmt   Yes   For   For
1.2   Elect Director William D. Green   Mgmt   Yes   For   For
1.3   Elect Director Charles E. Haldeman, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Rebecca Jacoby   Mgmt   Yes   For   For
1.5   Elect Director Robert P. McGraw   Mgmt   Yes   For   For
1.6   Elect Director Hilda Ochoa-Brillembourg   Mgmt   Yes   For   For
1.7   Elect Director Douglas L. Peterson   Mgmt   Yes   For   For
1.8   Elect Director Michael Rake   Mgmt   Yes   For   For
1.9   Elect Director Edward B. Rust, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Kurt L. Schmoke   Mgmt   Yes   For   For
1.11   Elect Director Sidney Taurel   Mgmt   Yes   For   For
1.12   Elect Director Richard E. Thornburgh   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   Against


The Coca-Cola Company

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    191216100
Record Date    03/02/2015    Meeting Type    Annual    Ticker    KO

 

Primary CUSIP 191216100    Primary ISIN US1912161007    Primary SEDOL 2206657

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Herbert A. Allen   Mgmt   Yes   For   For
1.2   Elect Director Ronald W. Allen   Mgmt   Yes   For   Against
1.3   Elect Director Marc Bolland   Mgmt   Yes   For   For
1.4   Elect Director Ana Botin   Mgmt   Yes   For   For
1.5   Elect Director Howard G. Buffet   Mgmt   Yes   For   For
1.6   Elect Director Richard M. Daley   Mgmt   Yes   For   For
1.7   Elect Director Barry Diller   Mgmt   Yes   For   For
1.8   Elect Director Helene D. Gayle   Mgmt   Yes   For   Against
1.9   Elect Director Evan G. Greenberg   Mgmt   Yes   For   For
1.10   Elect Director Alexis M. Herman   Mgmt   Yes   For   Against
1.11   Elect Director Muhtar Kent   Mgmt   Yes   For   For
1.12   Elect Director Robert A. Kotick   Mgmt   Yes   For   For
1.13   Elect Director Maria Elena Lagomasino   Mgmt   Yes   For   Against
1.14   Elect Director Sam Nunn   Mgmt   Yes   For   For
1.15   Elect Director David B. Weinberg   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For
5   Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives   SH   Yes   Against   Against

Unilever NV

 

Meeting Date    04/29/2015    Country    Netherlands    Primary Security ID    N8981F271
Record Date    04/01/2015    Meeting Type    Annual    Ticker    UNA

 

Primary CUSIP N8981F271    Primary ISIN NL0000009355    Primary SEDOL B12T3J1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Discussion of the Annual Report and Accounts for the 2014 financial year   Mgmt   No    
2   Approve Financial Statements and Allocation of Income   Mgmt   Yes   For   For
3   Approve Discharge of Executive Board Members   Mgmt   Yes   For   For
4   Approve Discharge of Non-Executive Board Members   Mgmt   Yes   For   For
5   Reelect P G J M Polman as Executive Director   Mgmt   Yes   For   For


6   Reelect R J-M S Huet as Executive Director   Mgmt   Yes   For   For
7   Reelect L M Cha as Non-Executive Director   Mgmt   Yes   For   For
8   Reelect L O Fresco as Non-Executive Director   Mgmt   Yes   For   For
9   Reelect A M Fudge as Non-Executive Director   Mgmt   Yes   For   For
10   Elect M Ma as Non-Executive Director   Mgmt   Yes   For   For
11   Reelect H Nyasulu as Non-Executive Director   Mgmt   Yes   For   For
12   Reelect J. Rishton as Non-Executive Director   Mgmt   Yes   For   For
13   Reelect F Sijbesma as Non-Executive Director.   Mgmt   Yes   For   For
14   Reelect M Treschow as Non-Executive Director   Mgmt   Yes   For   For
15   Elect N S Andersen as Non-Executive Director   Mgmt   Yes   For   For
16   Elect V Colao as Non-Executive Director   Mgmt   Yes   For   For
17   Elect J Hartmann as Non-Executive Director   Mgmt   Yes   For   For
18   Ratify KPMG as Auditors   Mgmt   Yes   For   For
19   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
20   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
21   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
22   Close Meeting   Mgmt   No    

Axa

 

Meeting Date    04/30/2015    Country    France    Primary Security ID    F06106102
Record Date    04/27/2015    Meeting Type    Annual/Special    Ticker    CS

 

Primary CUSIP F06106102    Primary ISIN FR0000120628    Primary SEDOL 7088429

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 0.95 per Share   Mgmt   Yes   For   For
4   Advisory Vote on Compensation of Henri de Castries, Chairman and CEO   Mgmt   Yes   For   For
5   Advisory Vote on Compensation of Denis Duverne, Vice CEO   Mgmt   Yes   For   For
6   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   Yes   For   For
7   Reelect Jean Pierre Clamadieu as Director   Mgmt   Yes   For   For
8   Reelect Jean Martin Folz as Director   Mgmt   Yes   For   For
9   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.65 Million   Mgmt   Yes   For   For


10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
11   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   For
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   Yes   For   For
13   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million   Mgmt   Yes   For   For
14   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 550 Million   Mgmt   Yes   For   For
15   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   Yes   For   For
16   Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers   Mgmt   Yes   For   For
17   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
18   Authorize Issuance of Equity without Preemptive Rights upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 550 Million   Mgmt   Yes   For   For
19   Authorize Issuance of Equity with Preemptive Rights upon Conversion of a Subsidiary’s Equity Linked Securities for Up to EUR 2 Billion   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
23   Amend Article 23 of Bylaws Re: Record Date   Mgmt   Yes   For   For
24   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

BASF SE

 

Meeting Date    04/30/2015    Country    Germany    Primary Security ID    D06216317
Record Date       Meeting Type    Annual    Ticker    BAS

 

Primary CUSIP D06216101    Primary ISIN DE000BASF111    Primary SEDOL 5086577

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.80 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For


BT Group plc

 

Meeting Date    04/30/2015    Country    United Kingdom    Primary Security ID    G16612106
Record Date    04/28/2015    Meeting Type    Special    Ticker    BT.A

 

Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Matters Relating to the Acquisition of EE Limited   Mgmt   Yes   For   For
2   Authorise the Company to Enter Into Two Contingent Purchase Contracts   Mgmt   Yes   For   For

EMC Corporation

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    268648102
Record Date    02/27/2015    Meeting Type    Annual    Ticker    EMC

 

Primary CUSIP 268648102    Primary ISIN US2686481027    Primary SEDOL 2295172

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Jose E. Almeida   Mgmt   Yes   For   For
1.1b   Elect Director Michael W. Brown   Mgmt   Yes   For   For
1.1c   Elect Director Donald J. Carty   Mgmt   Yes   For   For
1.1d   Elect Director Randolph L. Cowen   Mgmt   Yes   For   For
1.1e   Elect Director James S. DiStasio   Mgmt   Yes   For   Against
1.1f   Elect Director John R. Egan   Mgmt   Yes   For   For
1.1g   Elect Director William D. Green   Mgmt   Yes   For   For
1.1h   Elect Director Edmund F. Kelly   Mgmt   Yes   For   For
1.1i   Elect Director Jami Miscik   Mgmt   Yes   For   Against
1.1j   Elect Director Paul Sagan   Mgmt   Yes   For   For
1.1k   Elect Director David N. Strohm   Mgmt   Yes   For   Against
1.1l   Elect Director Joseph M. Tucci   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   For

Entegris, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    29362U104
Record Date    03/13/2015    Meeting Type    Annual    Ticker    ENTG

 

Primary CUSIP 29362U104    Primary ISIN US29362U1043    Primary SEDOL 2599700

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael A. Bradley   Mgmt   Yes   For   For
1.2   Elect Director Marvin D. Burkett   Mgmt   Yes   For   For


1.3   Elect Director R. Nicholas Burns   Mgmt   Yes   For   For
1.4   Elect Director Daniel W. Christman   Mgmt   Yes   For   For
1.5   Elect Director James F. Gentilcore   Mgmt   Yes   For   For
1.6   Elect Director James P. Lederer   Mgmt   Yes   For   For
1.7   Elect Director Bertrand Loy   Mgmt   Yes   For   For
1.8   Elect Director Paul L.H. Olson   Mgmt   Yes   For   For
1.9   Elect Director Brian F. Sullivan   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

EOG Resources, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    26875P101
Record Date    03/02/2015    Meeting Type    Annual    Ticker    EOG

 

Primary CUSIP 26875P101    Primary ISIN US26875P1012    Primary SEDOL 2318024

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Janet F. Clark   Mgmt   Yes   For   For
1.1b   Elect Director Charles R. Crisp   Mgmt   Yes   For   For
1.1c   Elect Director James C. Day   Mgmt   Yes   For   For
1.1d   Elect Director H. Leighton Steward   Mgmt   Yes   For   For
1.1e   Elect Director Donald F. Textor   Mgmt   Yes   For   For
1.1f   Elect Director William R. Thomas   Mgmt   Yes   For   For
1.1g   Elect Director Frank G. Wisner   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For
5   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For

Fluor Corporation

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    343412102
Record Date    03/05/2015    Meeting Type    Annual    Ticker    FLR

 

Primary CUSIP 343412102    Primary ISIN US3434121022    Primary SEDOL 2696838

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1A   Elect Director Peter K. Barker   Mgmt   Yes   For   For
1B   Elect Director Alan M. Bennett   Mgmt   Yes   For   For
1C   Elect Director Rosemary T. Berkery   Mgmt   Yes   For   For


1D   Elect Director Peter J. Fluor   Mgmt   Yes   For   For
1E   Elect Director Deborah D. McWhinney   Mgmt   Yes   For   For
1F   Elect Director Armando J. Olivera   Mgmt   Yes   For   For
1G   Elect Director Joseph W. Prueher   Mgmt   Yes   For   For
1H   Elect Director Matthew K. Rose   Mgmt   Yes   For   For
1I   Elect Director David T. Seaton   Mgmt   Yes   For   For
1J   Elect Director Nader H. Sultan   Mgmt   Yes   For   For
1K   Elect Director Lynn C. Swann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Report on Political Contributions   SH   Yes   Against   For

Mobile Mini, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    60740F105
Record Date    03/12/2015    Meeting Type    Annual    Ticker    MINI

 

Primary CUSIP 60740F105    Primary ISIN US60740F1057    Primary SEDOL 2548177

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jeffrey S. Goble   Mgmt   Yes   For   For
1b   Elect Director James J. Martell   Mgmt   Yes   For   For
1c   Elect Director Stephen A McConnell   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Declassify the Board of Directors   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

Owens & Minor, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    690732102
Record Date    03/05/2015    Meeting Type    Annual    Ticker    OMI

 

Primary CUSIP 690732102    Primary ISIN US6907321029    Primary SEDOL 2665128

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James L. Bierman   Mgmt   Yes   For   For
1.2   Elect Director Stuart M. Essig   Mgmt   Yes   For   For
1.3   Elect Director John W. Gerdelman   Mgmt   Yes   For   For
1.4   Elect Director Lemuel E. Lewis   Mgmt   Yes   For   For
1.5   Elect Director Martha H. Marsh   Mgmt   Yes   For   For
1.6   Elect Director Eddie N. Moore, Jr.   Mgmt   Yes   For   For
1.7   Elect Director James E. Rogers   Mgmt   Yes   For   For


1.8   Elect Director David S. Simmons   Mgmt   Yes   For   For
1.9   Elect Director Robert C. Sledd   Mgmt   Yes   For   For
1.10   Elect Director Craig R. Smith   Mgmt   Yes   For   For
1.11   Elect Director Anne Marie Whittemore   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Public Storage

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    74460D109
Record Date    03/06/2015    Meeting Type    Annual    Ticker    PSA

 

Primary CUSIP 74460D109    Primary ISIN US74460D1090    Primary SEDOL 2852533

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald L. Havner, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Tamara Hughes Gustavson   Mgmt   Yes   For   For
1.3   Elect Director Uri P. Harkham   Mgmt   Yes   For   For
1.4   Elect Director B. Wayne Hughes, Jr   Mgmt   Yes   For   For
1.5   Elect Director Avedick B. Poladian   Mgmt   Yes   For   For
1.6   Elect Director Gary E. Pruitt   Mgmt   Yes   For   For
1.7   Elect Director Ronald P. Spogli   Mgmt   Yes   For   For
1.8   Elect Director Daniel C. Staton   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Sunstone Hotel Investors, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    867892101
Record Date    03/10/2015    Meeting Type    Annual    Ticker    SHO

 

Primary CUSIP 867892101    Primary ISIN US8678921011    Primary SEDOL B034LG1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John V. Arabia   Mgmt   Yes   For   For
1.2   Elect Director Andrew Batinovich   Mgmt   Yes   For   For
1.3   Elect Director Z. Jamie Behar   Mgmt   Yes   For   For
1.4   Elect Director Thomas A. Lewis, Jr.   Mgmt   Yes   For   For
1.5   Elect Director Keith M. Locker   Mgmt   Yes   For   For
1.6   Elect Director Douglas M. Pasquale   Mgmt   Yes   For   For
1.7   Elect Director Keith P. Russell   Mgmt   Yes   For   For
1.8   Elect Director Lewis N. Wolff   Mgmt   Yes   For   For


2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Alnylam Pharmaceuticals, Inc.

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    02043Q107
Record Date    03/04/2015    Meeting Type    Annual    Ticker    ALNY

 

Primary CUSIP 02043Q107    Primary ISIN US02043Q1076    Primary SEDOL B00FWN1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis A. Ausiello   Mgmt   Yes   For   For
1.2   Elect Director John K. Clarke   Mgmt   Yes   For   For
1.3   Elect Director Marsha H. Fanucci   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Pilgrim’s Pride Corporation

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    72147K108
Record Date    03/13/2015    Meeting Type    Annual    Ticker    PPC

 

Primary CUSIP 72147K108    Primary ISIN US72147K1088    Primary SEDOL B5L3PZ2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gilberto Tomazoni   Mgmt   Yes   For   Withhold
1.2   Elect Director Joesley Mendonca Batista   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley Mendonca Batista   Mgmt   Yes   For   Withhold
1.4   Elect Director William W. Lovette   Mgmt   Yes   For   Withhold
1.5   Elect Director Andre Nogueira de Souza   Mgmt   Yes   For   Withhold
1.6   Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   Yes   For   For
2.1   Elect Director David E. Bell   Mgmt   Yes   For   For
2.2   Elect Director Michael L. Cooper   Mgmt   Yes   For   For
2.3   Elect Director Charles Macaluso   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


RLJ Lodging Trust

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    74965L101
Record Date    03/13/2015    Meeting Type    Annual    Ticker    RLJ

 

Primary CUSIP 74965L101    Primary ISIN US74965L1017    Primary SEDOL B3PY1N7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert L. Johnson   Mgmt   Yes   For   For
1.2   Elect Director Thomas J. Baltimore, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Evan Bayh   Mgmt   Yes   For   For
1.4   Elect Director Nathaniel A. Davis   Mgmt   Yes   For   For
1.5   Elect Director Robert M. La Forgia   Mgmt   Yes   For   For
1.6   Elect Director Glenda G. McNeal   Mgmt   Yes   For   For
1.7   Elect Director Joseph Ryan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Declaration of Trust   Mgmt   Yes   For   For
6   Amend Vote Requirements to Amend Bylaws   SH   Yes   Against   For

Berkshire Hathaway Inc.

 

Meeting Date    05/02/2015    Country    USA    Primary Security ID    084670702
Record Date    03/04/2015    Meeting Type    Annual    Ticker    BRK.B

 

Primary CUSIP 084670702    Primary ISIN US0846707026    Primary SEDOL 2073390

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Warren E. Buffett   Mgmt   Yes   For   For
1.2   Elect Director Charles T. Munger   Mgmt   Yes   For   For
1.3   Elect Director Howard G. Buffett   Mgmt   Yes   For   For
1.4   Elect Director Stephen B. Burke   Mgmt   Yes   For   For
1.5   Elect Director Susan L. Decker   Mgmt   Yes   For   For
1.6   Elect Director William H. Gates, III   Mgmt   Yes   For   For
1.7   Elect Director David S. Gottesman   Mgmt   Yes   For   For
1.8   Elect Director Charlotte Guyman   Mgmt   Yes   For   For
1.9   Elect Director Thomas S. Murphy   Mgmt   Yes   For   For
1.10   Elect Director Ronald L. Olson   Mgmt   Yes   For   For
1.11   Elect Director Walter Scott, Jr.   Mgmt   Yes   For   For
1.12   Elect Director Meryl B. Witmer   Mgmt   Yes   For   For


Consolidated Communications Holdings, Inc.

 

Meeting Date    05/04/2015    Country    USA    Primary Security ID    209034107
Record Date    03/11/2015    Meeting Type    Annual    Ticker    CNSL

 

Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard A. Lumpkin   Mgmt   Yes   For   For
1.2   Elect Director Timothy D. Taron   Mgmt   Yes   For   For
2   Ratify Ernst & Young, LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

PG&E Corporation

 

Meeting Date    05/04/2015    Country    USA    Primary Security ID    69331C108
Record Date    03/05/2015    Meeting Type    Annual    Ticker    PCG

 

Primary CUSIP 69331C108    Primary ISIN US69331C1080    Primary SEDOL 2689560

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lewis Chew   Mgmt   Yes   For   For
1.2   Elect Director Anthony F. Earley, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Fred J. Fowler   Mgmt   Yes   For   For
1.4   Elect Director Maryellen C. Herringer   Mgmt   Yes   For   For
1.5   Elect Director Richard C. Kelly   Mgmt   Yes   For   For
1.6   Elect Director Roger H. Kimmel   Mgmt   Yes   For   For
1.7   Elect Director Richard A. Meserve   Mgmt   Yes   For   For
1.8   Elect Director Forrest E. Miller   Mgmt   Yes   For   For
1.9   Elect Director Rosendo G. Parra   Mgmt   Yes   For   For
1.10   Elect Director Barbara L. Rambo   Mgmt   Yes   For   For
1.11   Elect Director Anne Shen Smith   Mgmt   Yes   For   For
1.12   Elect Director Barry Lawson Williams   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For


Sanofi

 

Meeting Date    05/04/2015    Country    France    Primary Security ID    F5548N101
Record Date    04/28/2015    Meeting Type    Annual/Special    Ticker    SAN

 

Primary CUSIP F5548N101    Primary ISIN FR0000120578    Primary SEDOL 5671735

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.85 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   Against
5   Reelect Serge Weinberg as Director   Mgmt   Yes   For   For
6   Reelect Suet-Fern Lee as Director   Mgmt   Yes   For   For
7   Ratify Appointment of Bonnie Bassler as Director   Mgmt   Yes   For   For
8   Reelect Bonnie Bassler as Director   Mgmt   Yes   For   For
9   Ratify Appointment of Olivier Brandicourt as Director   Mgmt   Yes   For   For
10   Advisory Vote on Compensation of Serge Weinberg   Mgmt   Yes   For   For
11   Advisory Vote on Compensation of Christopher Viehbacher   Mgmt   Yes   For   Against
12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   Yes   For   For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million   Mgmt   Yes   For   For
15   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 260 Million   Mgmt   Yes   For   For
16   Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion   Mgmt   Yes   For   For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
18   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
19   Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
22   Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For


23   Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds   Mgmt   Yes   For   Against
24   Amend Article 19 of Bylaws Re: Attendance to General Meetings   Mgmt   Yes   For   For
25   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Amkor Technology, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    031652100
Record Date    03/20/2015    Meeting Type    Annual    Ticker    AMKR

 

Primary CUSIP 031652100    Primary ISIN US0316521006    Primary SEDOL 2242929

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Kim   Mgmt   Yes   For   For
1.2   Elect Director Stephen D. Kelley   Mgmt   Yes   For   For
1.3   Elect Director Roger A. Carolin   Mgmt   Yes   For   For
1.4   Elect Director Winston J. Churchill   Mgmt   Yes   For   For
1.5   Elect Director John T. Kim   Mgmt   Yes   For   For
1.6   Elect Director Susan Y. Kim   Mgmt   Yes   For   For
1.7   Elect Director Robert R. Morse   Mgmt   Yes   For   For
1.8   Elect Director John F. Osborne   Mgmt   Yes   For   For
1.9   Elect Director David N. Watson   Mgmt   Yes   For   For
1.10   Elect Director James W. Zug   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Capella Education Company

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    139594105
Record Date    03/09/2015    Meeting Type    Annual    Ticker    CPLA

 

Primary CUSIP 139594105    Primary ISIN US1395941057    Primary SEDOL B0GWDP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Rita D. Brogley   Mgmt   Yes   For   For
1.2   Elect Director H. James Dallas   Mgmt   Yes   For   For
1.3   Elect Director Matthew W. Ferguson   Mgmt   Yes   For   For
1.4   Elect Director J. Kevin Gilligan   Mgmt   Yes   For   For
1.5   Elect Director Michael A. Linton   Mgmt   Yes   For   For
1.6   Elect Director Michael L. Lomax   Mgmt   Yes   For   For
1.7   Elect Director Jody G. Miller   Mgmt   Yes   For   For
1.8   Elect Director Stephen G. Shank   Mgmt   Yes   For   For
1.9   Elect Director David W. Smith   Mgmt   Yes   For   For
1.10   Elect Director Jeffrey W. Taylor   Mgmt   Yes   For   For


1.11   Elect Director Darrell R. Tukua   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

GAMCO Investors, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    361438104
Record Date    03/25/2015    Meeting Type    Annual    Ticker    GBL

 

Primary CUSIP 361438104    Primary ISIN US3614381040    Primary SEDOL 2386827

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Edwin L. Artzt   Mgmt   Yes   For   Withhold
1.2   Elect Director Raymond C. Avansino, Jr.   Mgmt   Yes   For   Withhold
1.3   Elect Director Richard L. Bready   Mgmt   Yes   For   Withhold
1.4   Elect Director Marc Gabelli   Mgmt   Yes   For   For
1.5   Elect Director Mario J. Gabelli   Mgmt   Yes   For   Withhold
1.6   Elect Director Eugene R. McGrath   Mgmt   Yes   For   Withhold
1.7   Elect Director Robert S. Prather, Jr.   Mgmt   Yes   For   Withhold
1.8   Elect Director Elisa M. Wilson   Mgmt   Yes   For   Withhold
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Employment Agreement with Mario J. Gabelli, Chairman and Chief Executive Officer   Mgmt   Yes   For   Against

NRG Yield, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    62942X108
Record Date    03/16/2015    Meeting Type    Annual    Ticker    NYLD

 

Primary CUSIP 62942X108    Primary ISIN US62942X1081    Primary SEDOL BC9S161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Crane   Mgmt   Yes   For   Withhold
1.2   Elect Director John F. Chlebowski   Mgmt   Yes   For   For
1.3   Elect Director Kirkland B. Andrews   Mgmt   Yes   For   Withhold
1.4   Elect Director Brian R. Ford   Mgmt   Yes   For   For
1.5   Elect Director Mauricio Gutierrez   Mgmt   Yes   For   Withhold
1.6   Elect Director Ferrell P. McClean   Mgmt   Yes   For   For
1.7   Elect Director Christopher S. Sotos   Mgmt   Yes   For   Withhold
2A   Authorize a New Class C and Class D of Common Stock   Mgmt   Yes   For   Against
2B   Approve Stock Split   Mgmt   Yes   For   Against
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


Penske Automotive Group, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    70959W103
Record Date    03/10/2015    Meeting Type    Annual    Ticker    PAG

 

Primary CUSIP 70959W103    Primary ISIN US70959W1036    Primary SEDOL 2943523

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John D. Barr   Mgmt   Yes   For   Withhold
1.2   Elect Director Michael R. Eisenson   Mgmt   Yes   For   Withhold
1.3   Elect Director Robert H. Kurnick, Jr.   Mgmt   Yes   For   For
1.4   Elect Director William J. Lovejoy   Mgmt   Yes   For   For
1.5   Elect Director Kimberly J. McWaters   Mgmt   Yes   For   Withhold
1.6   Elect Director Lucio A. Noto   Mgmt   Yes   For   For
1.7   Elect Director Roger S. Penske   Mgmt   Yes   For   For
1.8   Elect Director Greg Penske   Mgmt   Yes   For   For
1.9   Elect Director Sandra E. Pierce   Mgmt   Yes   For   For
1.10   Elect Director Kanji Sasaki   Mgmt   Yes   For   For
1.11   Elect Director Ronald G. Steinhart   Mgmt   Yes   For   Withhold
1.12   Elect Director H. Brian Thompson   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Other Business   Mgmt   Yes   For   Against

Allianz SE

 

Meeting Date    05/06/2015    Country    Germany    Primary Security ID    D03080112
Record Date       Meeting Type    Annual    Ticker    ALV

 

Primary CUSIP D03080112    Primary ISIN DE0008404005    Primary SEDOL 5231485

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 6.85 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Amend Articles Re: Appointment of Employee Representatives   Mgmt   Yes   For   For


Bank of America Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    060505104
Record Date    03/11/2015    Meeting Type    Annual    Ticker    BAC

 

Primary CUSIP 060505104    Primary ISIN US0605051046    Primary SEDOL 2295677

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Sharon L. Allen   Mgmt   Yes   For   Against
1b   Elect Director Susan S. Bies   Mgmt   Yes   For   For
1c   Elect Director Jack O. Bovender, Jr.   Mgmt   Yes   For   For
1d   Elect Director Frank P. Bramble, Sr.   Mgmt   Yes   For   Against
1e   Elect Director Pierre J. P. de Weck   Mgmt   Yes   For   For
1f   Elect Director Arnold W. Donald   Mgmt   Yes   For   For
1g   Elect Director Charles K. Gifford   Mgmt   Yes   For   For
1h   Elect Director Linda P. Hudson   Mgmt   Yes   For   For
1i   Elect Director Monica C. Lozano   Mgmt   Yes   For   For
1j   Elect Director Thomas J. May   Mgmt   Yes   For   Against
1k   Elect Director Brian T. Moynihan   Mgmt   Yes   For   For
1l   Elect Director Lionel L. Nowell, III   Mgmt   Yes   For   Against
1m   Elect Director R. David Yost   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Report on Climate Change Financing Risk   SH   Yes   Against   Against
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Provide Right to Act by Written Consent   SH   Yes   Against   For
8   Establish Other Governance Board Committee   SH   Yes   Against   Against

BHP Billiton Limited

 

Meeting Date    05/06/2015    Country    Australia    Primary Security ID    Q1498M100
Record Date    05/04/2015    Meeting Type    Special    Ticker    BHP

 

Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve the Demerger of South32 from BHP Billiton Limited   Mgmt   Yes   For   For


BHP Billiton plc

 

Meeting Date    05/06/2015    Country    United Kingdom    Primary Security ID    G10877101
Record Date    05/04/2015    Meeting Type    Special    Ticker    BLT

 

Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Demerger of South32 from BHP Billiton   Mgmt   Yes   For   For

Brunswick Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    117043109
Record Date    03/03/2015    Meeting Type    Annual    Ticker    BC

 

Primary CUSIP 117043109    Primary ISIN US1170431092    Primary SEDOL 2149309

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Manuel A. Fernandez   Mgmt   Yes   For   For
1b   Elect Director Mark D. Schwabero   Mgmt   Yes   For   For
1c   Elect Director David V. Singer   Mgmt   Yes   For   For
1d   Elect Director Jane L. Warner   Mgmt   Yes   For   For
1e   Elect Director J. Steven Whisler   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Chesapeake Utilities Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    165303108
Record Date    03/17/2015    Meeting Type    Annual    Ticker    CPK

 

Primary CUSIP 165303108    Primary ISIN US1653031088    Primary SEDOL 2190750

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald G. Forsythe, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Eugene H. Bayard   Mgmt   Yes   For   For
1.3   Elect Director Thomas P. Hill, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Dennis S. Hudson, III   Mgmt   Yes   For   For
1.5   Elect Director Calvert A. Morgan, Jr.   Mgmt   Yes   For   For
2   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Ratify Baker Tilly Virchow Krause LLP as Auditors   Mgmt   Yes   For   For


CNO Financial Group, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    12621E103
Record Date    03/09/2015    Meeting Type    Annual    Ticker    CNO

 

Primary CUSIP 12621E103    Primary ISIN US12621E1038    Primary SEDOL 2657750

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Edward J. Bonach   Mgmt   Yes   For   For
1b   Elect Director Ellyn L. Brown   Mgmt   Yes   For   For
1c   Elect Director Robert C. Greving   Mgmt   Yes   For   For
1d   Elect Director Mary R. (Nina) Henderson   Mgmt   Yes   For   For
1e   Elect Director Charles J. Jacklin   Mgmt   Yes   For   For
1f   Elect Director Daniel R. Maurer   Mgmt   Yes   For   For
1g   Elect Director Neal C. Schneider   Mgmt   Yes   For   For
1h   Elect Director Frederick J. Sievert   Mgmt   Yes   For   For
1i   Elect Director Michael T. Tokarz   Mgmt   Yes   For   For
2   Adopt NOL Rights Plan (NOL Pill)   Mgmt   Yes   For   For
3   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dominion Resources, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    25746U109
Record Date    02/27/2015    Meeting Type    Annual    Ticker    D

 

Primary CUSIP 25746U109    Primary ISIN US25746U1097    Primary SEDOL 2542049

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William P. Barr   Mgmt   Yes   For   For
1.2   Elect Director Helen E. Dragas   Mgmt   Yes   For   For
1.3   Elect Director James O. Ellis, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Thomas F. Farrell, II   Mgmt   Yes   For   Against
1.5   Elect Director John W. Harris   Mgmt   Yes   For   For
1.6   Elect Director Mark J. Kington   Mgmt   Yes   For   For
1.7   Elect Director Pamela J. Royal   Mgmt   Yes   For   For
1.8   Elect Director Robert H. Spilman, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Michael E. Szymanczyk   Mgmt   Yes   For   For
1.10   Elect Director David A. Wollard   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Cease Construction of New Nuclear Units   SH   Yes   Against   Against
7   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For
8   Include Carbon Reduction as a Performance Measure for Senior Executive Compensation   SH   Yes   Against   Against
9   Report on Financial and Physical Risks of Climate Change   SH   Yes   Against   For
10   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   Against
11   Report on Biomass Carbon Footprint and Assess Risks   SH   Yes   Against   For

General Dynamics Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    369550108
Record Date    03/05/2015    Meeting Type    Annual    Ticker    GD

 

Primary CUSIP 369550108    Primary ISIN US3695501086    Primary SEDOL 2365161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Mary T. Barra   Mgmt   Yes   For   For
1.2   Elect Director Nicholas D. Chabraja   Mgmt   Yes   For   For
1.3   Elect Director James S. Crown   Mgmt   Yes   For   For
1.4   Elect Director Rudy F. deLeon   Mgmt   Yes   For   For
1.5   Elect Director William P. Fricks   Mgmt   Yes   For   For
1.6   Elect Director John M. Keane   Mgmt   Yes   For   For
1.7   Elect Director Lester L. Lyles   Mgmt   Yes   For   For
1.8   Elect Director James N. Mattis   Mgmt   Yes   For   For
1.9   Elect Director Phebe N. Novakovic   Mgmt   Yes   For   For
1.10   Elect Director William A. Osborn   Mgmt   Yes   For   For
1.11   Elect Director Laura J. Schumacher   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against

Gilead Sciences, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    375558103
Record Date    03/11/2015    Meeting Type    Annual    Ticker    GILD

 

Primary CUSIP 375558103    Primary ISIN US3755581036    Primary SEDOL 2369174

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John F. Cogan   Mgmt   Yes   For   For
1b   Elect Director Etienne F. Davignon   Mgmt   Yes   For   Against


1c   Elect Director Carla A. Hills   Mgmt   Yes   For   Against
1d   Elect Director Kevin E. Lofton   Mgmt   Yes   For   For
1e   Elect Director John W. Madigan   Mgmt   Yes   For   For
1f   Elect Director John C. Martin   Mgmt   Yes   For   For
1g   Elect Director Nicholas G. Moore   Mgmt   Yes   For   For
1h   Elect Director Richard J. Whitley   Mgmt   Yes   For   Against
1i   Elect Director Gayle E. Wilson   Mgmt   Yes   For   Against
1j   Elect Director Per Wold-Olsen   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Require Independent Board Chairman   SH   Yes   Against   For
7   Report on Sustainability   SH   Yes   Against   For
8   Report on Specialty Drug Pricing Risks   SH   Yes   Against   For

Hilton Worldwide Holdings Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    43300A104
Record Date    03/12/2015    Meeting Type    Annual    Ticker    HLT

 

Primary CUSIP 43300A104    Primary ISIN US43300A1043    Primary SEDOL BH3XFX2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Christopher J. Nassetta   Mgmt   Yes   For   Withhold
1.2   Elect Director Jonathan D. Gray   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael S. Chae   Mgmt   Yes   For   Withhold
1.4   Elect Director Tyler S. Henritze   Mgmt   Yes   For   Withhold
1.5   Elect Director Judith A. McHale   Mgmt   Yes   For   For
1.6   Elect Director John G. Schreiber   Mgmt   Yes   For   Withhold
1.7   Elect Director Elizabeth A. Smith   Mgmt   Yes   For   For
1.8   Elect Director Douglas M. Steenland   Mgmt   Yes   For   For
1.9   Elect Director William J. Stein   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


L Air Liquide

 

Meeting Date    05/06/2015    Country    France    Primary Security ID    F01764103
Record Date    04/30/2015    Meeting Type    Annual/Special    Ticker    AI

 

Primary CUSIP F01764103    Primary ISIN FR0000120073    Primary SEDOL B1YXBJ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.55 per Share   Mgmt   Yes   For   For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
5   Reelect Sian Herbert-Jones as Director   Mgmt   Yes   For   For
6   Elect Genevieve Berger as Director   Mgmt   Yes   For   For
7   Approve Agreement with Benoit Potier   Mgmt   Yes   For   For
8   Advisory Vote on Compensation of Benoit Potier   Mgmt   Yes   For   For
9   Advisory Vote on Compensation of Pierre Dufour   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
10   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
11   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million   Mgmt   Yes   For   For
13   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
14   Amend Article 8 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
15   Amend Article 18 of Bylaws Re: Record Date   Mgmt   Yes   For   For
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
17   Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
18   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Molina Healthcare, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    60855R100
Record Date    03/17/2015    Meeting Type    Annual    Ticker    MOH

 

Primary CUSIP 60855R100    Primary ISIN US60855R1005    Primary SEDOL 2212706

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Garrey E. Carruthers   Mgmt   Yes   For   For
1b   Elect Director Daniel Cooperman   Mgmt   Yes   For   For


1c   Elect Director Frank E. Murray   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Philip Morris International Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    718172109
Record Date    03/13/2015    Meeting Type    Annual    Ticker    PM

 

Primary CUSIP 718172109    Primary ISIN US7181721090    Primary SEDOL B2PKRQ3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Harold Brown   Mgmt   Yes   For   Against
1.2   Elect Director André Calantzopoulos   Mgmt   Yes   For   For
1.3   Elect Director Louis C. Camilleri   Mgmt   Yes   For   For
1.4   Elect Director Werner Geissler   Mgmt   Yes   For   Against
1.5   Elect Director Jennifer Li   Mgmt   Yes   For   For
1.6   Elect Director Jun Makihara   Mgmt   Yes   For   For
1.7   Elect Director Sergio Marchionne   Mgmt   Yes   For   Against
1.8   Elect Director Kalpana Morparia   Mgmt   Yes   For   For
1.9   Elect Director Lucio A. Noto   Mgmt   Yes   For   For
1.10   Elect Director Frederik Paulsen   Mgmt   Yes   For   For
1.11   Elect Director Robert B. Polet   Mgmt   Yes   For   Against
1.12   Elect Director Stephen M. Wolf   Mgmt   Yes   For   Against
2   Ratify PricewaterhouseCoopers SA as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Adopt Anti-Forced Labor Policy for Tobacco Supply Chain   SH   Yes   Against   Against

Standard Chartered plc

 

Meeting Date    05/06/2015    Country    United Kingdom    Primary Security ID    G84228157
Record Date    05/01/2015    Meeting Type    Annual    Ticker    STAN

 

Primary CUSIP G84228157    Primary ISIN GB0004082847    Primary SEDOL 0408284

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For
4   Elect Dr Byron Grote as Director   Mgmt   Yes   For   For
5   Elect Andy Halford as Director   Mgmt   Yes   For   For
6   Elect Gay Huey Evans as Director   Mgmt   Yes   For   For


7   Elect Jasmine Whitbread as Director   Mgmt   Yes   For   For
8   Re-elect Om Bhatt as Director   Mgmt   Yes   For   For
9   Re-elect Dr Kurt Campbell as Director   Mgmt   Yes   For   For
10   Re-elect Dr Louis Cheung as Director   Mgmt   Yes   For   For
11   Re-elect Dr Han Seung-soo as Director   Mgmt   Yes   For   For
12   Re-elect Christine Hodgson as Director   Mgmt   Yes   For   For
13   Re-elect Naguib Kheraj as Director   Mgmt   Yes   For   For
14   Re-elect Simon Lowth as Director   Mgmt   Yes   For   For
15   Re-elect Ruth Markland as Director   Mgmt   Yes   For   For
16   Re-elect Sir John Peace as Director   Mgmt   Yes   For   For
17   Re-elect Mike Rees as Director   Mgmt   Yes   For   For
18   Re-elect Viswanathan Shankar as Director   Mgmt   No    
19   Re-elect Paul Skinner as Director   Mgmt   Yes   For   For
20   Re-elect Dr Lars Thunell as Director   Mgmt   Yes   For   For
21   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
22   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
23   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
24   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
26   Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   Yes   For   For
27   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
28   Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   Yes   For   For
29   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
30   Authorise Market Purchase of Preference Shares   Mgmt   Yes   For   For
31   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Thomson Reuters Corporation

 

Meeting Date    05/06/2015    Country    Canada    Primary Security ID    884903105
Record Date    03/20/2015    Meeting Type    Annual    Ticker    TRI

 

Primary CUSIP 884903105    Primary ISIN CA8849031056    Primary SEDOL 2889371

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Thomson   Mgmt   Yes   For   For
1.2   Elect Director James C. Smith   Mgmt   Yes   For   For
1.3   Elect Director Sheila C. Bair   Mgmt   Yes   For   For
1.4   Elect Director Manvinder S. Banga   Mgmt   Yes   For   For


1.5   Elect Director David W. Binet   Mgmt   Yes   For   For
1.6   Elect Director Mary Cirillo   Mgmt   Yes   For   For
1.7   Elect Director Michael E. Daniels   Mgmt   Yes   For   For
1.8   Elect Director Paul Thomas Jenkins   Mgmt   Yes   For   For
1.9   Elect Director Ken Olisa   Mgmt   Yes   For   For
1.10   Elect Director Vance K. Opperman   Mgmt   Yes   For   For
1.11   Elect Director Peter J. Thomson   Mgmt   Yes   For   For
1.12   Elect Director Wulf von Schimmelmann   Mgmt   Yes   For   For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   Yes   For   For
3   Advisory Vote on Executive Compensation Approach   Mgmt   Yes   For   For

Chemtura Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    163893209
Record Date    03/13/2015    Meeting Type    Annual    Ticker    CHMT

 

Primary CUSIP 163893209    Primary ISIN US1638932095    Primary SEDOL B5KT5L7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey D. Benjamin   Mgmt   Yes   For   For
1.2   Elect Director Timothy J. Bernlohr   Mgmt   Yes   For   For
1.3   Elect Director Anna C. Catalano   Mgmt   Yes   For   For
1.4   Elect Director James W. Crownover   Mgmt   Yes   For   For
1.5   Elect Director Robert A. Dover   Mgmt   Yes   For   For
1.6   Elect Director Jonathan F. Foster   Mgmt   Yes   For   For
1.7   Elect Director Craig A. Rogerson   Mgmt   Yes   For   For
1.8   Elect Director John K. Wulff   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Cohen & Steers, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    19247A100
Record Date    03/13/2015    Meeting Type    Annual    Ticker    CNS

 

Primary CUSIP 19247A100    Primary ISIN US19247A1007    Primary SEDOL B02H882

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Martin Cohen   Mgmt   Yes   For   For
1b   Elect Director Robert H. Steers   Mgmt   Yes   For   For
1c   Elect Director Peter L. Rhein   Mgmt   Yes   For   For


1d   Elect Director Richard P. Simon   Mgmt   Yes   For   For
1e   Elect Director Edmond D. Villani   Mgmt   Yes   For   For
1f   Elect Director Frank T. Connor   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

CVS Health Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    126650100
Record Date    03/12/2015    Meeting Type    Annual    Ticker    CVS

 

Primary CUSIP 126650100    Primary ISIN US1266501006    Primary SEDOL 2577609

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Richard M. Bracken   Mgmt   Yes   For   For
1b   Elect Director C. David Brown, II   Mgmt   Yes   For   Against
1c   Elect Director Alecia A. DeCoudreaux   Mgmt   Yes   For   For
1d   Elect Director Nancy-Ann M. DeParle   Mgmt   Yes   For   For
1e   Elect Director David W. Dorman   Mgmt   Yes   For   Against
1f   Elect Director Anne M. Finucane   Mgmt   Yes   For   Against
1g   Elect Director Larry J. Merlo   Mgmt   Yes   For   For
1h   Elect Director Jean-Pierre Millon   Mgmt   Yes   For   For
1i   Elect Director Richard J. Swift   Mgmt   Yes   For   For
1j   Elect Director William C. Weldon   Mgmt   Yes   For   Against
1k   Elect Director Tony L. White   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against

Duke Energy Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    26441C204
Record Date    03/09/2015    Meeting Type    Annual    Ticker    DUK

 

Primary CUSIP 26441C204    Primary ISIN US26441C2044    Primary SEDOL B7VD3F2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Michael G. Browning   Mgmt   Yes   For   For
1b   Elect Director Harris E. DeLoach, Jr.   Mgmt   Yes   For   For
1c   Elect Director Daniel R. DiMicco   Mgmt   Yes   For   For
1d   Elect Director John H. Forsgren   Mgmt   Yes   For   For


1e   Elect Director Lynn J. Good   Mgmt   Yes   For   For
1f   Elect Director Ann Maynard Gray   Mgmt   Yes   For   For
1g   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
1h   Elect Director John T. Herron   Mgmt   Yes   For   For
1i   Elect Director James B. Hyler, Jr.   Mgmt   Yes   For   For
1j   Elect Director William E. Kennard   Mgmt   Yes   For   For
1k   Elect Director E. Marie McKee   Mgmt   Yes   For   For
1l   Elect Director Richard A. Meserve   Mgmt   Yes   For   For
1m   Elect Director James T. Rhodes   Mgmt   Yes   For   For
1n   Elect Director Carlos A. Saladrigas   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Report on Political Contributions   SH   Yes   Against   For
7   Adopt Proxy Access Right   SH   Yes   Against   For

E.ON SE

 

Meeting Date    05/07/2015    Country    Germany    Primary Security ID    D24914133
Record Date       Meeting Type    Annual    Ticker    EOAN

 

Primary CUSIP D24914133    Primary ISIN DE000ENAG999    Primary SEDOL 4942904

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5.1   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
5.2   Ratify PricewaterhouseCoopers AG as Auditors for the 2015 First Half Year Report   Mgmt   Yes   For   For

FEI Company

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    30241L109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    FEIC

 

Primary CUSIP 30241L109    Primary ISIN US30241L1098    Primary SEDOL 2355764

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Homa Bahrami   Mgmt   Yes   For   For
1.2   Elect Director Arie Huijser   Mgmt   Yes   For   For


1.3   Elect Director Don R. Kania   Mgmt   Yes   For   For
1.4   Elect Director Thomas F. Kelly   Mgmt   Yes   For   For
1.5   Elect Director Jan C. Lobbezoo   Mgmt   Yes   For   For
1.6   Elect Director Jami K. Nachtsheim   Mgmt   Yes   For   For
1.7   Elect Director James T. Richardson   Mgmt   Yes   For   For
1.8   Elect Director Richard H. Wills   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

GlaxoSmithKline plc

 

Meeting Date    05/07/2015    Country    United Kingdom    Primary Security ID    G3910J112
Record Date    05/05/2015    Meeting Type    Annual    Ticker    GSK

 

Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Elect Sir Philip Hampton as Director   Mgmt   Yes   For   For
4   Elect Urs Rohner as Director   Mgmt   Yes   For   For
5   Re-elect Sir Andrew Witty as Director   Mgmt   Yes   For   For
6   Re-elect Sir Roy Anderson as Director   Mgmt   Yes   For   For
7   Re-elect Dr Stephanie Burns as Director   Mgmt   Yes   For   For
8   Re-elect Stacey Cartwright as Director   Mgmt   Yes   For   For
9   Re-elect Simon Dingemans as Director   Mgmt   Yes   For   For
10   Re-elect Lynn Elsenhans as Director   Mgmt   Yes   For   For
11   Re-elect Judy Lewent as Director   Mgmt   Yes   For   For
12   Re-elect Sir Deryck Maughan as Director   Mgmt   Yes   For   For
13   Re-elect Dr Daniel Podolsky as Director   Mgmt   Yes   For   For
14   Re-elect Dr Moncef Slaoui as Director   Mgmt   Yes   For   For
15   Re-elect Hans Wijers as Director   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For


21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   Yes   For   For
23   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
24   Approve Share Value Plan   Mgmt   Yes   For   For

Glencore plc

 

Meeting Date    05/07/2015    Country    Jersey    Primary Security ID    G39420107
Record Date    05/05/2015    Meeting Type    Annual    Ticker    GLEN

 

Primary CUSIP N/A    Primary ISIN JE00B4T3BW64    Primary SEDOL B4T3BW6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Distribution   Mgmt   Yes   For   For
3   Approve Distribution in Specie of Ordinary Shares in Lonmin plc to Shareholders   Mgmt   Yes   For   For
4   Re-elect Anthony Hayward as Director   Mgmt   Yes   For   For
5   Re-elect Leonhard Fischer as Director   Mgmt   Yes   For   For
6   Re-elect William Macaulay as Director   Mgmt   Yes   For   For
7   Re-elect Ivan Glasenberg as Director   Mgmt   Yes   For   For
8   Re-elect Peter Coates as Director   Mgmt   Yes   For   For
9   Re-elect John Mack as Director   Mgmt   Yes   For   For
10   Re-elect Peter Grauer as Director   Mgmt   Yes   For   For
11   Elect Patrice Merrin as Director   Mgmt   Yes   For   For
12   Approve Remuneration Report   Mgmt   Yes   For   For
13   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
14   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
15   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
16   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For

Koninklijke Philips N.V.

 

Meeting Date    05/07/2015    Country    Netherlands    Primary Security ID    N6817P109
Record Date    04/09/2015    Meeting Type    Annual    Ticker    PHIA

 

Primary CUSIP N6817P109    Primary ISIN NL0000009538    Primary SEDOL 5986622

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   President’s Speech   Mgmt   No    
2a   Discuss Remuneration Report   Mgmt   No    


2b   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
2c   Adopt Financial Statements   Mgmt   Yes   For   For
2d   Approve Dividends of EUR 0.80 Per Share   Mgmt   Yes   For   For
2e   Approve Discharge of Management Board   Mgmt   Yes   For   For
2f   Approve Discharge of Supervisory Board   Mgmt   Yes   For   For
3   Approve Seperation of the Lighting Business from Royal Philips   Mgmt   Yes   For   For
4a   Reelect F.A. Van Houten to Management Board   Mgmt   Yes   For   For
4b   Reelect R.H. Wirahadiraksa to Management Board   Mgmt   Yes   For   For
4c   Reelect P.A.J. Nota to Management Board   Mgmt   Yes   For   For
5a   Reelect J.P. Tai to Supervisory Board   Mgmt   Yes   For   For
5b   Reelect H. Von Prondzynski to Supervisory Board   Mgmt   Yes   For   For
5c   Reelect C.J.A Van Lede to Supervisory Board   Mgmt   Yes   For   For
5d   Elect D.E.I. Pyott to Supervisory Board   Mgmt   Yes   For   For
6   Approve Remuneration of Supervisory Board   Mgmt   Yes   For   For
7a   Ratify Ernest & Young Accountants LLP as Auditors   Mgmt   Yes   For   For
7b   Amend Articles Re: Change the Term of Appointment of External Auditors   Mgmt   Yes   For   For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   Yes   For   For
8b   Authorize Board to Exclude Preemptive Rights from Share Issuances Under 8a   Mgmt   Yes   For   For
9   Authorize Repurchase of Shares   Mgmt   Yes   For   For
10   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
11   Other Business (Non-Voting)   Mgmt   No    

LaSalle Hotel Properties

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    517942108
Record Date    02/20/2015    Meeting Type    Annual    Ticker    LHO

 

Primary CUSIP 517942108    Primary ISIN US5179421087    Primary SEDOL 2240161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey T. Foland   Mgmt   Yes   For   For
1.2   Elect Director Darryl Hartley-Leonard   Mgmt   Yes   For   For
1.3   Elect Director William S. McCalmont   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


LDR Holding Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    50185U105
Record Date    03/10/2015    Meeting Type    Annual    Ticker    LDRH

 

Primary CUSIP 50185U105    Primary ISIN US50185U1051    Primary SEDOL BDSV890

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kevin M. Lalande   Mgmt   Yes   For   For
1.2   Elect Director Stefan Widensohler   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

National Health Investors, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    63633D104
Record Date    03/13/2015    Meeting Type    Annual    Ticker    NHI

 

Primary CUSIP 63633D104    Primary ISIN US63633D1046    Primary SEDOL 2626125

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Robert T. Webb   Mgmt   Yes   For   For
2   Amend Stock Option Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify BDO USA, LLP as Auditors   Mgmt   Yes   For   For

Reckitt Benckiser Group plc

 

Meeting Date    05/07/2015    Country    United Kingdom    Primary Security ID    G74079107
Record Date    05/05/2015    Meeting Type    Annual    Ticker    RB.

 

Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Elect Jaspal Bindra as Director   Mgmt   Yes   For   For
5   Elect Mary Harris as Director   Mgmt   Yes   For   For
6   Elect Pamela Kirby as Director   Mgmt   Yes   For   For
7   Elect Sue Shim as Director   Mgmt   Yes   For   For
8   Elect Christopher Sinclair as Director   Mgmt   Yes   For   For
9   Elect Douglas Tough as Director   Mgmt   Yes   For   For
10   Re-elect Adrian Bellamy as Director   Mgmt   Yes   For   For
11   Re-elect Nicandro Durante as Director   Mgmt   Yes   For   For
12   Re-elect Peter Harf as Director   Mgmt   Yes   For   For


13   Re-elect Adrian Hennah as Director   Mgmt   Yes   For   For
14   Re-elect Kenneth Hydon as Director   Mgmt   Yes   For   For
15   Re-elect Rakesh Kapoor as Director   Mgmt   Yes   For   For
16   Re-elect Andre Lacroix as Director   Mgmt   Yes   For   For
17   Re-elect Judith Sprieser as Director   Mgmt   Yes   For   For
18   Re-elect Warren Tucker as Director   Mgmt   Yes   For   For
19   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
23   Amend the Annual Limit of Directors’ Fees   Mgmt   Yes   For   For
24   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
26   Approve 2015 Long Term Incentive Plan   Mgmt   Yes   For   For
27   Approve 2015 Savings Related Share Option Plan   Mgmt   Yes   For   For
28   Authorise Directors to Establish a Further Plan or Plans   Mgmt   Yes   For   For
29   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    78377T107
Record Date    03/18/2015    Meeting Type    Annual    Ticker    RHP

 

Primary CUSIP 78377T107    Primary ISIN US78377T1079    Primary SEDOL B8QV5C9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael J. Bender   Mgmt   Yes   For   For
1.2   Elect Director E. K. Gaylord, II   Mgmt   Yes   For   For
1.3   Elect Director D. Ralph Horn   Mgmt   Yes   For   For
1.4   Elect Director Ellen Levine   Mgmt   Yes   For   For
1.5   Elect Director Patrick Q. Moore   Mgmt   Yes   For   For
1.6   Elect Director Robert S. Prather, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Colin V. Reed   Mgmt   Yes   For   For
1.8   Elect Director Michael D. Rose   Mgmt   Yes   For   For
1.9   Elect Director Michael I. Roth   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


U.S. Silica Holdings, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    90346E103
Record Date    03/09/2015    Meeting Type    Annual    Ticker    SLCA

 

Primary CUSIP 90346E103    Primary ISIN US90346E1038    Primary SEDOL B7GGNT0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Daniel Avramovich   Mgmt   Yes   For   For
1.2   Elect Director Peter Bernard   Mgmt   Yes   For   For
1.3   Elect Director William J. Kacal   Mgmt   Yes   For   For
1.4   Elect Director Charles Shaver   Mgmt   Yes   For   For
1.5   Elect Director Bryan A. Shinn   Mgmt   Yes   For   For
1.6   Elect Director J. Michael Stice   Mgmt   Yes   For   For
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
6   Amend Stock Ownership Limitations   Mgmt   Yes   For   For

United Parcel Service, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    911312106
Record Date    03/09/2015    Meeting Type    Annual    Ticker    UPS

 

Primary CUSIP 911312106    Primary ISIN US9113121068    Primary SEDOL 2517382

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director David P. Abney   Mgmt   Yes   For   For
1b   Elect Director Rodney C. Adkins   Mgmt   Yes   For   For
1c   Elect Director Michael J. Burns   Mgmt   Yes   For   For
1d   Elect Director D. Scott Davis   Mgmt   Yes   For   For
1e   Elect Director William R. Johnson   Mgmt   Yes   For   For
1f   Elect Director Candace Kendle   Mgmt   Yes   For   For
1g   Elect Director Ann M. Livermore   Mgmt   Yes   For   For
1h   Elect Director Rudy H.P. Markham   Mgmt   Yes   For   For
1i   Elect Director Clark T. Randt, Jr.   Mgmt   Yes   For   For
1j   Elect Director John T. Stankey   Mgmt   Yes   For   For
1k   Elect Director Carol B. Tome   Mgmt   Yes   For   For
1l   Elect Director Kevin M. Warsh   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For


5   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
6   Adopt Anti Gross-up Policy   SH   Yes   Against   For

Verizon Communications Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    92343V104
Record Date    03/09/2015    Meeting Type    Annual    Ticker    VZ

 

Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Shellye L. Archambeau   Mgmt   Yes   For   Against
1.2   Elect Director Mark T. Bertolini   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Carrion   Mgmt   Yes   For   Against
1.4   Elect Director Melanie L. Healey   Mgmt   Yes   For   For
1.5   Elect Director M. Frances Keeth   Mgmt   Yes   For   Against
1.6   Elect Director Lowell C. McAdam   Mgmt   Yes   For   For
1.7   Elect Director Donald T. Nicolaisen   Mgmt   Yes   For   Against
1.8   Elect Director Clarence Otis, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Rodney E. Slater   Mgmt   Yes   For   Against
1.10   Elect Director Kathryn A. Tesija   Mgmt   Yes   For   Against
1.11   Elect Director Gregory D. Wasson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Net Neutrality   SH   Yes   Against   For
5   Report on Indirect Political Contributions   SH   Yes   Against   For
6   Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Yes   Against   For
7   Stock Retention/Holding Period   SH   Yes   Against   For
8   Provide Right to Act by Written Consent   SH   Yes   Against   For

Equity One, Inc.

 

Meeting Date    05/08/2015    Country    USA    Primary Security ID    294752100
Record Date    03/03/2015    Meeting Type    Annual    Ticker    EQY

 

Primary CUSIP 294752100    Primary ISIN US2947521009    Primary SEDOL 2246329

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Cynthia Cohen   Mgmt   Yes   For   Withhold
1.2   Elect Director David Fischel   Mgmt   Yes   For   For
1.3   Elect Director Neil Flanzraich   Mgmt   Yes   For   For
1.4   Elect Director Jordan Heller   Mgmt   Yes   For   For


1.5   Elect Director Chaim Katzman   Mgmt   Yes   For   For
1.6   Elect Director Peter Linneman   Mgmt   Yes   For   Withhold
1.7   Elect Director David Lukes   Mgmt   Yes   For   For
1.8   Elect Director Galia Maor   Mgmt   Yes   For   Withhold
1.9   Elect Director Dori Segal   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Swift Transportation Company

 

Meeting Date    05/08/2015    Country    USA    Primary Security ID    87074U101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    SWFT

 

Primary CUSIP 87074U101    Primary ISIN US87074U1016    Primary SEDOL B4PZRV7

 

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jerry Moyes   Mgmt   Yes   For   For
1.2   Elect Director Richard H. Dozer   Mgmt   Yes   For   Withhold
1.3   Elect Director David Vander Ploeg   Mgmt   Yes   For   Withhold
1.4   Elect Director Glenn Brown   Mgmt   Yes   For   Withhold
1.5   Elect Director Jose A. Cardenas   Mgmt   Yes   For   Withhold
1.6   Elect Director William F. Riley III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For

American Express Company

 

Meeting Date    05/11/2015    Country    USA    Primary Security ID    025816109
Record Date    03/13/2015    Meeting Type    Annual    Ticker    AXP

 

Primary CUSIP 025816109    Primary ISIN US0258161092    Primary SEDOL 2026082

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Charlene Barshefsky   Mgmt   Yes   For   For
1b   Elect Director Ursula M. Burns   Mgmt   Yes   For   For
1c   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1d   Elect Director Peter Chernin   Mgmt   Yes   For   For
1e   Elect Director Anne Lauvergeon   Mgmt   Yes   For   For
1f   Elect Director Michael O. Leavitt   Mgmt   Yes   For   For
1g   Elect Director Theodore J. Leonsis   Mgmt   Yes   For   For


1h   Elect Director Richard C. Levin   Mgmt   Yes   For   For
1i   Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For
1j   Elect Director Daniel L. Vasella   Mgmt   Yes   For   For
1k   Elect Director Robert D. Walter   Mgmt   Yes   For   For
1l   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Prepare Employment Diversity Report   SH   Yes   Against   For
5   Report on Board Oversight of Privacy and Data Security and Requests for Customer Information   SH   Yes   Against   For
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Report on Lobbying Payments and Policy   SH   Yes   Against   For
8   Require Independent Board Chairman   SH   Yes   Against   Against

ING Groep NV

 

Meeting Date    05/11/2015    Country    Netherlands    Primary Security ID    N4578E413
Record Date    04/13/2015    Meeting Type    Annual    Ticker    INGA

 

Primary CUSIP N4578E413    Primary ISIN NL0000303600    Primary SEDOL 7154182

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Open Meeting   Mgmt   No    
2a   Receive Report of Management Board (Non-Voting)   Mgmt   No    
2b   Receive Announcements on Sustainability   Mgmt   No    
2c   Receive Report of Supervisory Board (Non-Voting)   Mgmt   No    
2d   Discuss Remuneration Report   Mgmt   No    
2e   Discussion on Company’s Corporate Governance Structure   Mgmt   No    
2f   Adopt Financial Statements   Mgmt   Yes   For   For
3a   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
3b   Approve Dividends of EUR 0.12 Per Share   Mgmt   Yes   For   For
4a   Approve Discharge of Management Board   Mgmt   Yes   For   For
4b   Approve Discharge of Supervisory Board   Mgmt   Yes   For   For
5a   Approve Amendments to Remuneration Policy   Mgmt   Yes   For   For
5b   Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration   Mgmt   Yes   For   For
6   Ratify KPMG as Auditors   Mgmt   Yes   For   For
7a   Elect Gheorghe to Supervisory Board   Mgmt   Yes   For   For


7b   Reelect Kuiper to Supervisory Board   Mgmt   Yes   For   For
7c   Reelect Breukink to Supervisory Board   Mgmt   Yes   For   For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
8b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
9a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
9b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   Yes   For   For
10   Other Business (Non-Voting) and Closing   Mgmt   No    

WellCare Health Plans, Inc.

 

Meeting Date    05/11/2015    Country    USA    Primary Security ID    94946T106
Record Date    03/12/2015    Meeting Type    Annual    Ticker    WCG

 

Primary CUSIP 94946T106    Primary ISIN US94946T1060    Primary SEDOL B01R258

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Richard C. Breon   Mgmt   Yes   For   For
1b   Elect Director Kenneth A. Burdick   Mgmt   Yes   For   For
1c   Elect Director Carol J. Burt   Mgmt   Yes   For   For
1d   Elect Director Roel C. Campos   Mgmt   Yes   For   For
1e   Elect Director D. Robert Graham   Mgmt   Yes   For   For
1f   Elect Director Kevin F. Hickey   Mgmt   Yes   For   For
1g   Elect Director Christian P. Michalik   Mgmt   Yes   For   For
1h   Elect Director Glenn D. Steele, Jr.   Mgmt   Yes   For   For
1i   Elect Director William L. Trubeck   Mgmt   Yes   For   For
1j   Elect Director Paul E. Weaver   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

3M Company

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    88579Y101
Record Date    03/13/2015    Meeting Type    Annual    Ticker    MMM

 

Primary CUSIP 88579Y101    Primary ISIN US88579Y1010    Primary SEDOL 2595708

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Linda G. Alvarado   Mgmt   Yes   For   For
1b   Elect Director Sondra L. Barbour   Mgmt   Yes   For   For
1c   Elect Director Thomas ‘Tony’ K. Brown   Mgmt   Yes   For   For
1d   Elect Director Vance D. Coffman   Mgmt   Yes   For   For


1e   Elect Director Michael L. Eskew   Mgmt   Yes   For   For
1f   Elect Director Herbert L. Henkel   Mgmt   Yes   For   For
1g   Elect Director Muhtar Kent   Mgmt   Yes   For   For
1h   Elect Director Edward M. Liddy   Mgmt   Yes   For   For
1i   Elect Director Inge G. Thulin   Mgmt   Yes   For   For
1j   Elect Director Robert J. Ulrich   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Broadcom Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    111320107
Record Date    03/16/2015    Meeting Type    Annual    Ticker    BRCM

 

Primary CUSIP 111320107    Primary ISIN US1113201073    Primary SEDOL 2235822

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Robert J. Finocchio, Jr.   Mgmt   Yes   For   For
1b   Elect Director Nancy H. Handel   Mgmt   Yes   For   For
1c   Elect Director Eddy W. Hartenstein   Mgmt   Yes   For   For
1d   Elect Director Maria M. Klawe   Mgmt   Yes   For   For
1e   Elect Director John E. Major   Mgmt   Yes   For   For
1f   Elect Director Scott A. McGregor   Mgmt   Yes   For   For
1g   Elect Director William T. Morrow   Mgmt   Yes   For   For
1h   Elect Director Henry Samueli   Mgmt   Yes   For   For
1i   Elect Director Robert E. Switz   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Coca-Cola Bottling Co. Consolidated

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    191098102
Record Date    03/16/2015    Meeting Type    Annual    Ticker    COKE

 

Primary CUSIP 191098102    Primary ISIN US1910981026    Primary SEDOL 2206721

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director J. Frank Harrison, III   Mgmt   Yes   For   Withhold
1.2   Elect Director H.W. McKay Belk   Mgmt   Yes   For   Withhold
1.3   Elect Director Alexander B. Cummings, Jr.   Mgmt   Yes   For   Withhold
1.4   Elect Director Sharon A. Decker   Mgmt   Yes   For   For
1.5   Elect Director William B. Elmore   Mgmt   Yes   For   Withhold


1.6   Elect Director Morgan H. Everett   Mgmt   Yes   For   Withhold
1.7   Elect Director Deborah H. Everhart   Mgmt   Yes   For   Withhold
1.8   Elect Director Henry W. Flint   Mgmt   Yes   For   Withhold
1.9   Elect Director William H. Jones   Mgmt   Yes   For   For
1.10   Elect Director James H. Morgan   Mgmt   Yes   For   Withhold
1.11   Elect Director John W. Murrey, III   Mgmt   Yes   For   For
1.12   Elect Director Dennis A. Wicker   Mgmt   Yes   For   Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   Against

Darling Ingredients Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    237266101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    DAR

 

Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Randall C. Stuewe   Mgmt   Yes   For   For
1.2   Elect Director O. Thomas Albrecht   Mgmt   Yes   For   Against
1.3   Elect Director D. Eugene Ewing   Mgmt   Yes   For   Against
1.4   Elect Director Dirk Kloosterboer   Mgmt   Yes   For   For
1.5   Elect Director Mary R. Korby   Mgmt   Yes   For   For
1.6   Elect Director Charles Macaluso   Mgmt   Yes   For   For
1.7   Elect Director John D. March   Mgmt   Yes   For   Against
1.8   Elect Director Justinus J.G.M. Sanders   Mgmt   Yes   For   For
1.9   Elect Director Michael Urbut   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

First American Financial Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    31847R102
Record Date    03/18/2015    Meeting Type    Annual    Ticker    FAF

 

Primary CUSIP 31847R102    Primary ISIN US31847R1023    Primary SEDOL B4NFPK4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis J. Gilmore   Mgmt   Yes   For   For
1.2   Elect Director Virginia M. Ueberroth   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


Impax Laboratories, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    45256B101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    IPXL

 

Primary CUSIP 45256B101    Primary ISIN US45256B1017    Primary SEDOL 2373722

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Leslie Z. Benet   Mgmt   Yes   For   For
1.2   Elect Director Robert L. Burr   Mgmt   Yes   For   For
1.3   Elect Director Allen Chao   Mgmt   Yes   For   For
1.4   Elect Director Nigel Ten Fleming   Mgmt   Yes   For   For
1.5   Elect Director Larry Hsu   Mgmt   Yes   For   For
1.6   Elect Director Michael Markbreiter   Mgmt   Yes   For   For
1.7   Elect Director Mary K. Pendergast   Mgmt   Yes   For   For
1.8   Elect Director Peter R. Terreri   Mgmt   Yes   For   For
1.9   Elect Director G. Frederick Wilkinson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   Against

Linde AG

 

Meeting Date    05/12/2015    Country    Germany    Primary Security ID    D50348107
Record Date    04/20/2015    Meeting Type    Annual    Ticker    LIN

 

Primary CUSIP D50348107    Primary ISIN DE0006483001    Primary SEDOL 5740817

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 3.15 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Approve Cancellation of Capital Authorization   Mgmt   Yes   For   For

NewStar Financial, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    65251F105
Record Date    04/01/2015    Meeting Type    Annual    Ticker    NEWS

 

Primary CUSIP 65251F105    Primary ISIN US65251F1057    Primary SEDOL B1L7CP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Charles N. Bralver   Mgmt   Yes   For   For
1.2   Elect Director Timothy J. Conway   Mgmt   Yes   For   For


1.3   Elect Director Bradley E. Cooper   Mgmt   Yes   For   For
1.4   Elect Director Brian L.P. Fallon   Mgmt   Yes   For   For
1.5   Elect Director Frank R. Noonan   Mgmt   Yes   For   For
1.6   Elect Director Maureen P. O’Hara   Mgmt   Yes   For   For
1.7   Elect Director Peter A. Schmidt-Fellner   Mgmt   Yes   For   For
1.8   Elect Director Richard E. Thornburgh   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Ply Gem Holdings, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    72941W100
Record Date    03/19/2015    Meeting Type    Annual    Ticker    PGEM

 

Primary CUSIP 72941W100    Primary ISIN US72941W1009    Primary SEDOL B99KCV8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey T. Barber   Mgmt   Yes   For   For
1.2   Elect Director Timothy T. Hall   Mgmt   Yes   For   Withhold
1.3   Elect Director Steven M. Lefkowitz   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Eliminate Chairman’s Right to Call Special Meetings   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

The Middleby Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    596278101
Record Date    03/20/2015    Meeting Type    Annual    Ticker    MIDD

 

Primary CUSIP 596278101    Primary ISIN US5962781010    Primary SEDOL 2590930

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Selim A. Bassoul   Mgmt   Yes   For   For
1.2   Elect Director Sarah Palisi Chapin   Mgmt   Yes   For   For
1.3   Elect Director Robert B. Lamb   Mgmt   Yes   For   For
1.4   Elect Director John R. Miller, III   Mgmt   Yes   For   For
1.5   Elect Director Gordon O’Brien   Mgmt   Yes   For   For
1.6   Elect Director Philip G. Putnam   Mgmt   Yes   For   For
1.7   Elect Director Sabin C. Streeter   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Affymetrix, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    00826T108
Record Date    03/23/2015    Meeting Type    Annual    Ticker    AFFX

 

Primary CUSIP 00826T108    Primary ISIN US00826T1088    Primary SEDOL 2034988

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jami Dover Nachtsheim   Mgmt   Yes   For   For
1b   Elect Director Frank Witney   Mgmt   Yes   For   For
1c   Elect Director Nelson C. Chan   Mgmt   Yes   For   For
1d   Elect Director Gary S. Guthart   Mgmt   Yes   For   For
1e   Elect Director Merilee Raines   Mgmt   Yes   For   For
1f   Elect Director Robert H. Trice   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Align Technology, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    016255101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    ALGN

 

Primary CUSIP 016255101    Primary ISIN US0162551016    Primary SEDOL 2679204

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joseph Lacob   Mgmt   Yes   For   For
1.2   Elect Director C. Raymond Larkin, Jr.   Mgmt   Yes   For   For
1.3   Elect Director George J. Morrow   Mgmt   Yes   For   For
1.4   Elect Director David C. Nagel   Mgmt   Yes   For   For
1.5   Elect Director Thomas M. Prescott   Mgmt   Yes   For   For
1.6   Elect Director Andrea L. Saia   Mgmt   Yes   For   For
1.7   Elect Director Greg J. Santora   Mgmt   Yes   For   For
1.8   Elect Director Warren S. Thaler   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    026874784
Record Date    03/18/2015    Meeting Type    Annual    Ticker    AIG

 

Primary CUSIP 026874784    Primary ISIN US0268747849    Primary SEDOL 2027342

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director W. Don Cornwell   Mgmt   Yes   For   For
1b   Elect Director Peter R. Fisher   Mgmt   Yes   For   For
1c   Elect Director John H. Fitzpatrick   Mgmt   Yes   For   For
1d   Elect Director Peter D. Hancock   Mgmt   Yes   For   For
1e   Elect Director William G. Jurgensen   Mgmt   Yes   For   For
1f   Elect Director Christopher S. Lynch   Mgmt   Yes   For   For
1g   Elect Director George L. Miles, Jr.   Mgmt   Yes   For   For
1h   Elect Director Henry S. Miller   Mgmt   Yes   For   For
1i   Elect Director Robert S. Miller   Mgmt   Yes   For   For
1j   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1k   Elect Director Ronald A. Rittenmeyer   Mgmt   Yes   For   For
1l   Elect Director Douglas M. Steenland   Mgmt   Yes   For   For
1m   Elect Director Theresa M. Stone   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

BMW Group Bayerische Motoren Werke AG

 

Meeting Date    05/13/2015    Country    Germany    Primary Security ID    D12096109
Record Date    04/21/2015    Meeting Type    Annual    Ticker    BMW

 

Primary CUSIP D12096109    Primary ISIN DE0005190003    Primary SEDOL 5756029

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.92 per Preffered Share and 2.90 per Ordinary Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6.1   Elect Henning Kagermann to the Supervisory Board   Mgmt   Yes   For   For
6.2   Elect Simone Menne to the Supervisory Board   Mgmt   Yes   For   For
6.3   Elect Norbert Reithofer to the Supervisory Board   Mgmt   Yes   For   For
7   Amend Articles Re: Board-Related   Mgmt   Yes   For   For


BNP Paribas SA

 

Meeting Date    05/13/2015    Country    France    Primary Security ID    F1058Q238
Record Date    05/08/2015    Meeting Type    Annual/Special    Ticker    BNP

 

Primary CUSIP F1058Q238    Primary ISIN FR0000131104    Primary SEDOL 7309681

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Treatment of Losses and Dividends of EUR 1.50 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
6   Reelect Pierre Andre de Chalendar as Director   Mgmt   Yes   For   For
7   Reelect Denis Kessler as Director   Mgmt   Yes   For   Against
8   Reelect Laurence Parisot as Director   Mgmt   Yes   For   Against
9   Ratify Appointment of Jean Lemierre as Director   Mgmt   Yes   For   For
10   Advisory Vote on Compensation of Jean Lemierre, Chairman since Dec. 1, 2014   Mgmt   Yes   For   For
11   Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO   Mgmt   Yes   For   For
12   Advisory Vote on Compensation of Philippe Bordenave, Vice-CEO   Mgmt   Yes   For   For
13   Advisory Vote on Compensation of Francois Villeroy de Galhau, Vice-CEO   Mgmt   Yes   For   For
14   Advisory Vote on Compensation of Baudouin Prot, Chairman until Dec. 1, 2014   Mgmt   Yes   For   For
15   Advisory Vote on Compensation of Georges Chodron de Courcel, Vice-CEO until June 30, 2014   Mgmt   Yes   For   Against
16   Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers   Mgmt   Yes   For   For
17   Fix Maximum Variable Compensation Ratio for Executives and Risk Takers   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
18   Amend Article 18 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
19   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
20   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For


E. I. du Pont de Nemours and Company

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    263534109
Record Date    03/17/2015    Meeting Type    Proxy Contest    Ticker    DD

 

Primary CUSIP 263534109    Primary ISIN US2635341090    Primary SEDOL 2018175

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (White Card)   Mgmt   No    
1.1   Elect Director Lamberto Andreotti   Mgmt   Yes   For   Do Not Vote
1.2   Elect Director Edward D. Breen   Mgmt   Yes   For   Do Not Vote
1.3   Elect Director Robert A. Brown   Mgmt   Yes   For   Do Not Vote
1.4   Elect Director Alexander M. Cutler   Mgmt   Yes   For   Do Not Vote
1.5   Elect Director Eleuthere I. du Pont   Mgmt   Yes   For   Do Not Vote
1.6   Elect Director James L. Gallogly   Mgmt   Yes   For   Do Not Vote
1.7   Elect Director Marillyn A. Hewson   Mgmt   Yes   For   Do Not Vote
1.8   Elect Director Lois D. Juliber   Mgmt   Yes   For   Do Not Vote
1.9   Elect Director Ellen J. Kullman   Mgmt   Yes   For   Do Not Vote
1.10   Elect Director Ulf M. Schneider   Mgmt   Yes   For   Do Not Vote
1.11   Elect Director Lee M. Thomas   Mgmt   Yes   For   Do Not Vote
1.12   Elect Director Patrick J. Ward   Mgmt   Yes   For   Do Not Vote
2   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Do Not Vote
4   Report on Lobbying Payments and Policy   SH   Yes   Against   Do Not Vote
5   Report on Herbicide Use on GMO Crops   SH   Yes   Against   Do Not Vote
6   Establish Committee on Plant Closures   SH   Yes   Against   Do Not Vote
7   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After August 12, 2013   SH   Yes   Against   Do Not Vote
  Dissident Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Nelson Peltz   SH   Yes   For   For
1.2   Elect Director John H. Myers   SH   Yes   For   For
1.3   Elect Director Arthur B. Winkleblack   SH   Yes   For   Withhold
1.4   Elect Director Robert J. Zatta   SH   Yes   For   Withhold
1.5   Management Nominee - Lamberto Andreotti   SH   Yes   For   For
1.6   Management Nominee - Edward D. Breen   SH   Yes   For   For
1.7   Management Nominee - Eleuthere I. du Pont   SH   Yes   For   For
1.8   Management Nominee - James L. Gallogly   SH   Yes   For   For
1.9   Management Nominee - Marillyn A. Hewson   SH   Yes   For   For
1.10   Management Nominee - Ellen J. Kullman   SH   Yes   For   For


1.11   Management Nominee - Ulf M. Schneider   SH   Yes   For   For
1.12   Management Nominee - Patrick J. Ward   SH   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   None   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   None   For
4   Report on Lobbying Payments and Policy   SH   Yes   None   For
5   Report on Herbicide Use on GMO Crops   SH   Yes   None   Against
6   Establish Committee on Plant Closures   SH   Yes   None   Against
7   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After August 12, 2013   SH   Yes   For   For

Eni S.p.A.

 

Meeting Date    05/13/2015    Country    Italy    Primary Security ID    T3643A145
Record Date    05/04/2015    Meeting Type    Annual    Ticker    ENI

 

Primary CUSIP T3643A145    Primary ISIN IT0003132476    Primary SEDOL 7145056

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Allocation of Income   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For

EPR Properties

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    26884U109
Record Date    03/11/2015    Meeting Type    Annual    Ticker    EPR

 

Primary CUSIP 26884U109    Primary ISIN US26884U1097    Primary SEDOL B8XXZP1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jack A. Newman, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Thomas M. Bloch   Mgmt   Yes   For   For
1.3   Elect Director Gregory K. Silvers   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Highwoods Properties, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    431284108
Record Date    03/02/2015    Meeting Type    Annual    Ticker    HIW

 

Primary CUSIP 431284108    Primary ISIN US4312841087    Primary SEDOL 2420640

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Charles A. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Gene H. Anderson   Mgmt   Yes   For   For


1.3   Elect Director Carlos E. Evans   Mgmt   Yes   For   For
1.4   Elect Director Edward J. Fritsch   Mgmt   Yes   For   For
1.5   Elect Director David J. Hartzell   Mgmt   Yes   For   For
1.6   Elect Director Sherry A. Kellett   Mgmt   Yes   For   For
1.7   Elect Director O. Temple Sloan, Jr.   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For

Indivior PLC

 

Meeting Date    05/13/2015    Country    United Kingdom    Primary Security ID    G4766E108
Record Date    05/11/2015    Meeting Type    Annual    Ticker    INDV

 

Primary CUSIP N/A    Primary ISIN GB00BRS65X63    Primary SEDOL BRS65X6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   Against
4   Elect Howard Pien as Director   Mgmt   Yes   For   For
5   Elect Shaun Thaxter as Director   Mgmt   Yes   For   For
6   Elect Cary Claiborne as Director   Mgmt   Yes   For   For
7   Elect Rupert Bondy as Director   Mgmt   Yes   For   For
8   Elect Dr Yvonne Greenstreet as Director   Mgmt   Yes   For   For
9   Elect Adrian Hennah as Director   Mgmt   Yes   For   Against
10   Elect Dr Thomas McLellan as Director   Mgmt   Yes   For   For
11   Elect Lorna Parker as Director   Mgmt   Yes   For   For
12   Elect Daniel Phelan as Director   Mgmt   Yes   For   For
13   Elect Christian Schade as Director   Mgmt   Yes   For   For
14   Elect Daniel Tasse as Director   Mgmt   Yes   For   For
15   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Radian Group Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    750236101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    RDN

 

Primary CUSIP 750236101    Primary ISIN US7502361014    Primary SEDOL 2173911

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Herbert Wender   Mgmt   Yes   For   For
1b   Elect Director David C. Carney   Mgmt   Yes   For   For
1c   Elect Director Howard B. Culang   Mgmt   Yes   For   For
1d   Elect Director Lisa W. Hess   Mgmt   Yes   For   For
1e   Elect Director Stephen T. Hopkins   Mgmt   Yes   For   For
1f   Elect Director Sanford A. Ibrahim   Mgmt   Yes   For   For
1g   Elect Director Brian D. Montgomery   Mgmt   Yes   For   For
1h   Elect Director Gaetano Muzio   Mgmt   Yes   For   For
1i   Elect Director Gregory V. Serio   Mgmt   Yes   For   For
1j   Elect Director Noel J. Spiegel   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Tenneco Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    880349105
Record Date    03/16/2015    Meeting Type    Annual    Ticker    TEN

 

Primary CUSIP 880349105    Primary ISIN US8803491054    Primary SEDOL 2512600

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Thomas C. Freyman   Mgmt   Yes   For   For
1b   Elect Director Dennis J. Letham   Mgmt   Yes   For   For
1c   Elect Director James S. Metcalf   Mgmt   Yes   For   For
1d   Elect Director Roger B. Porter   Mgmt   Yes   For   For
1e   Elect Director David B. Price, Jr.   Mgmt   Yes   For   For
1f   Elect Director Gregg M. Sherrill   Mgmt   Yes   For   For
1g   Elect Director Paul T. Stecko   Mgmt   Yes   For   For
1h   Elect Director Jane L. Warner   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


The Charles Schwab Corporation

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    808513105
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SCHW

 

Primary CUSIP 808513105    Primary ISIN US8085131055    Primary SEDOL 2779397

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Nancy H. Bechtle   Mgmt   Yes   For   For
1b   Elect Director Walter W. Bettinger, II   Mgmt   Yes   For   For
1c   Elect Director C. Preston Butcher   Mgmt   Yes   For   For
1d   Elect Director Christopher V. Dodds   Mgmt   Yes   For   For
1e   Elect Director Mark A. Goldfarb   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Report on Political Contributions   SH   Yes   Against   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Prepare Employment Diversity Report   SH   Yes   Against   For
8   Pro-Rata Vesting of Equity Awards   SH   Yes   Against   Against
9   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

USG Corporation

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    903293405
Record Date    03/16/2015    Meeting Type    Annual    Ticker    USG

 

Primary CUSIP 903293405    Primary ISIN US9032934054    Primary SEDOL 2910602

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jose Armario   Mgmt   Yes   For   For
1.2   Elect Director Gretchen R. Haggerty   Mgmt   Yes   For   For
1.3   Elect Director William H. Hernandez   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Watts Water Technologies, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    942749102
Record Date    03/20/2015    Meeting Type    Annual    Ticker    WTS

 

Primary CUSIP 942749102    Primary ISIN US9427491025    Primary SEDOL 2943620

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert L. Ayers   Mgmt   Yes   For   For
1.2   Elect Director Bernard Baert   Mgmt   Yes   For   For


1.3   Elect Director Richard J. Cathcart   Mgmt   Yes   For   For
1.4   Elect Director W. Craig Kissel   Mgmt   Yes   For   For
1.5   Elect Director John K. McGillicuddy   Mgmt   Yes   For   For
1.6   Elect Director Joseph T. Noonan   Mgmt   Yes   For   For
1.7   Elect Director Robert J. Pagano, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Merilee Raines   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Amgen Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    031162100
Record Date    03/16/2015    Meeting Type    Annual    Ticker    AMGN

 

Primary CUSIP 031162100    Primary ISIN US0311621009    Primary SEDOL 2023607

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Baltimore   Mgmt   Yes   For   Against
1.2   Elect Director Frank J. Biondi, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Robert A. Bradway   Mgmt   Yes   For   For
1.4   Elect Director Francois de Carbonnel   Mgmt   Yes   For   Against
1.5   Elect Director Vance D. Coffman   Mgmt   Yes   For   Against
1.6   Elect Director Robert A. Eckert   Mgmt   Yes   For   For
1.7   Elect Director Greg C. Garland   Mgmt   Yes   For   Against
1.8   Elect Director Rebecca M. Henderson   Mgmt   Yes   For   Against
1.9   Elect Director Frank C. Herringer   Mgmt   Yes   For   Against
1.10   Elect Director Tyler Jacks   Mgmt   Yes   For   Against
1.11   Elect Director Judith C. Pelham   Mgmt   Yes   For   For
1.12   Elect Director Ronald D. Sugar   Mgmt   Yes   For   Against
1.13   Elect Director R. Sanders Williams   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

ARRIS Group, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    04270V106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    ARRS

 

Primary CUSIP 04270V106    Primary ISIN US04270V1061    Primary SEDOL B9SMM04

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alex B. Best   Mgmt   Yes   For   For
1.2   Elect Director Harry L. Bosco   Mgmt   Yes   For   For


1.3   Elect Director J. Timothy Bryan   Mgmt   Yes   For   For
1.4   Elect Director James A. Chiddix   Mgmt   Yes   For   For
1.5   Elect Director Andrew T. Heller   Mgmt   Yes   For   For
1.6   Elect Director Jeong H. Kim   Mgmt   Yes   For   For
1.7   Elect Director Robert J. Stanzione   Mgmt   Yes   For   For
1.8   Elect Director Doreen A. Toben   Mgmt   Yes   For   For
1.9   Elect Director Debora J. Wilson   Mgmt   Yes   For   For
1.10   Elect Director David A. Woodle   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Computer Programs and Systems, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    205306103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    CPSI

 

Primary CUSIP 205306103    Primary ISIN US2053061030    Primary SEDOL 2872122

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John C. Johnson   Mgmt   Yes   For   For
1.2   Elect Director W. Austin Mulherin, III   Mgmt   Yes   For   For
1.3   Elect Director William R. Seifert, II   Mgmt   Yes   For   For
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Credit Acceptance Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    225310101
Record Date    03/19/2015    Meeting Type    Annual    Ticker    CACC

 

Primary CUSIP 225310101    Primary ISIN US2253101016    Primary SEDOL 2232050

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Donald A. Foss   Mgmt   Yes   For   For
1.2   Elect Director Glenda J. Flanagan   Mgmt   Yes   For   For
1.3   Elect Director Brett A. Roberts   Mgmt   Yes   For   For
1.4   Elect Director Thomas N. Tryforos   Mgmt   Yes   For   For
1.5   Elect Director Scott J. Vassalluzzo   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For


Ford Motor Company

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    345370860
Record Date    03/17/2015    Meeting Type    Annual    Ticker    F

 

Primary CUSIP 345370860    Primary ISIN US3453708600    Primary SEDOL 2615468

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Stephen G. Butler   Mgmt   Yes   For   For
2   Elect Director Kimberly A. Casiano   Mgmt   Yes   For   For
3   Elect Director Anthony F. Earley, Jr.   Mgmt   Yes   For   For
4   Elect Director Mark Fields   Mgmt   Yes   For   For
5   Elect Director Edsel B. Ford II   Mgmt   Yes   For   For
6   Elect Director William Clay Ford, Jr.   Mgmt   Yes   For   For
7   Elect Director James P. Hackett   Mgmt   Yes   For   For
8   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
9   Elect Director William W. Helman Iv   Mgmt   Yes   For   For
10   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
11   Elect Director William E. Kennard   Mgmt   Yes   For   For
12   Elect Director John C. Lechleiter   Mgmt   Yes   For   For
13   Elect Director Ellen R. Marram   Mgmt   Yes   For   For
14   Elect Director Gerald L. Shaheen   Mgmt   Yes   For   For
15   Elect Director John L. Thornton   Mgmt   Yes   For   For
16   Ratify PricewaterhouseCoopers LLPas Auditors   Mgmt   Yes   For   For
17   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
18   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
19   Amend Bylaws to Call Special Meetings   SH   Yes   Against   For

KapStone Paper and Packaging Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    48562P103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    KS

 

Primary CUSIP 48562P103    Primary ISIN US48562P1030    Primary SEDOL B0L2NP0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jonathan R. Furer   Mgmt   Yes   For   For
1.2   Elect Director Matthew H. Paull   Mgmt   Yes   For   For
1.3   Elect Director Maurice S. Reznik   Mgmt   Yes   For   For
1.4   Elect Director Roger W. Stone   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Kohl’s Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    500255104
Record Date    03/11/2015    Meeting Type    Annual    Ticker    KSS

 

Primary CUSIP 500255104    Primary ISIN US5002551043    Primary SEDOL 2496113

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Peter Boneparth   Mgmt   Yes   For   For
1b   Elect Director Steven A. Burd   Mgmt   Yes   For   For
1c   Elect Director Dale E. Jones   Mgmt   Yes   For   For
1d   Elect Director Kevin Mansell   Mgmt   Yes   For   For
1e   Elect Director John E. Schlifske   Mgmt   Yes   For   For
1f   Elect Director Frank V. Sica   Mgmt   Yes   For   For
1g   Elect Director Stephanie A. Streeter   Mgmt   Yes   For   For
1h   Elect Director Nina G. Vaca   Mgmt   Yes   For   For
1i   Elect Director Stephen E. Watson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Clawback of Incentive Payments   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   For

Lloyds Banking Group plc

 

Meeting Date    05/14/2015    Country    United Kingdom    Primary Security ID    G5533W248
Record Date    05/12/2015    Meeting Type    Annual    Ticker    LLOY

 

Primary CUSIP G5542W106    Primary ISIN GB0008706128    Primary SEDOL 0870612

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Elect Alan Dickinson as Director   Mgmt   Yes   For   For
3   Elect Simon Henry as Director   Mgmt   Yes   For   For
4   Elect Nick Prettejohn as Director   Mgmt   Yes   For   For
5   Re-elect Lord Blackwell as Director   Mgmt   Yes   For   For
6   Re-elect Juan Colombas as Director   Mgmt   Yes   For   For
7   Re-elect George Culmer as Director   Mgmt   Yes   For   For
8   Re-elect Carolyn Fairbairn as Director   Mgmt   Yes   For   For
9   Re-elect Anita Frew as Director   Mgmt   Yes   For   For
10   Re-elect Antonio Horta-Osorio as Director   Mgmt   Yes   For   For
11   Re-elect Dyfrig John as Director   Mgmt   Yes   For   For
12   Re-elect Nick Luff as Director   Mgmt   Yes   For   For


13   Re-elect Anthony Watson as Director   Mgmt   Yes   For   For
14   Re-elect Sara Weller as Director   Mgmt   Yes   For   For
15   Approve Dividend   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Approve Remuneration Report   Mgmt   Yes   For   For
19   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   Yes   For   For
24   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
25   Authorise Market Purchase of Preference Shares   Mgmt   Yes   For   For
26   Amend Articles of Association Re: Limited Voting Shares   Mgmt   Yes   For   For
27   Amend Articles of Association Re: Deferred Shares   Mgmt   Yes   For   For
28   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

PolyOne Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    73179P106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    POL

 

Primary CUSIP 73179P106    Primary ISIN US73179P1066    Primary SEDOL 2624561

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard H. Fearon   Mgmt   Yes   For   For
1.2   Elect Director Gregory J. Goff   Mgmt   Yes   For   For
1.3   Elect Director Sandra B. Lin   Mgmt   Yes   For   For
1.4   Elect Director Richard A. Lorraine   Mgmt   Yes   For   For
1.5   Elect Director Stephen D. Newlin   Mgmt   Yes   For   For
1.6   Elect Director Robert M. Patterson   Mgmt   Yes   For   For
1.7   Elect Director William H. Powell   Mgmt   Yes   For   For
1.8   Elect Director Kerry J. Preete   Mgmt   Yes   For   For
1.9   Elect Director Farah M. Walters   Mgmt   Yes   For   For
1.10   Elect Director William A. Wulfsohn   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Prudential plc

 

Meeting Date    05/14/2015    Country    United Kingdom    Primary Security ID    G72899100
Record Date    05/12/2015    Meeting Type    Annual    Ticker    PRU

 

Primary CUSIP G72899100    Primary ISIN GB0007099541    Primary SEDOL 0709954

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Re-elect Pierre-Olivier Bouee as Director   Mgmt   Yes   For   For
5   Re-elect Sir Howard Davies as Director   Mgmt   Yes   For   For
6   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
7   Re-elect Jacqueline Hunt as Director   Mgmt   Yes   For   For
8   Re-elect Alexander Johnston as Director   Mgmt   Yes   For   For
9   Re-elect Paul Manduca as Director   Mgmt   Yes   For   For
10   Re-elect Michael McLintock as Director   Mgmt   Yes   For   For
11   Re-elect Kaikhushru Nargolwala as Director   Mgmt   Yes   For   For
12   Re-elect Nicolaos Nicandrou as Director   Mgmt   Yes   For   For
13   Re-elect Anthony Nightingale as Director   Mgmt   Yes   For   For
14   Re-elect Philip Remnant as Director   Mgmt   Yes   For   For
15   Re-elect Alice Schroeder as Director   Mgmt   Yes   For   For
16   Re-elect Barry Stowe as Director   Mgmt   Yes   For   For
17   Re-elect Tidjane Thiam as Director   Mgmt   Yes   For   For
18   Re-elect Michael Wells as Director   Mgmt   Yes   For   For
19   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares   Mgmt   Yes   For   For
24   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
26   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Simon Property Group, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    828806109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SPG

 

Primary CUSIP 828806109    Primary ISIN US8288061091    Primary SEDOL 2812452

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Melvyn E. Bergstein   Mgmt   Yes   For   For
1b   Elect Director Larry C. Glasscock   Mgmt   Yes   For   For
1c   Elect Director Karen N. Horn   Mgmt   Yes   For   For
1d   Elect Director Allan Hubbard   Mgmt   Yes   For   For
1e   Elect Director Reuben S. Leibowitz   Mgmt   Yes   For   For
1f   Elect Director Daniel C. Smith   Mgmt   Yes   For   For
1g   Elect Director J. Albert Smith, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

The Dow Chemical Company

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    260543103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    DOW

 

Primary CUSIP 260543103    Primary ISIN US2605431038    Primary SEDOL 2278719

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ajay Banga   Mgmt   Yes   For   For
1b   Elect Director Jacqueline K. Barton   Mgmt   Yes   For   For
1c   Elect Director James A. Bell   Mgmt   Yes   For   Against
1d   Elect Director Richard K. Davis   Mgmt   Yes   For   For
1e   Elect Director Jeff M. Fettig   Mgmt   Yes   For   Against
1f   Elect Director Andrew N. Liveris   Mgmt   Yes   For   For
1g   Elect Director Mark Loughridge   Mgmt   Yes   For   For
1h   Elect Director Raymond J. Milchovich   Mgmt   Yes   For   For
1i   Elect Director Robert S. Miller   Mgmt   Yes   For   For
1j   Elect Director Paul Polman   Mgmt   Yes   For   For
1k   Elect Director Dennis H. Reilley   Mgmt   Yes   For   Against
1l   Elect Director James M. Ringler   Mgmt   Yes   For   For
1m   Elect Director Ruth G. Shaw   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against


TTM Technologies, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    87305R109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    TTMI

 

Primary CUSIP 87305R109    Primary ISIN US87305R1095    Primary SEDOL 2635659

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald W. Iverson   Mgmt   Yes   For   For
1.2   Elect Director Robert E. Klatell   Mgmt   Yes   For   For
1.3   Elect Director John G. Mayer   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Union Pacific Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    907818108
Record Date    03/13/2015    Meeting Type    Annual    Ticker    UNP

 

Primary CUSIP 907818108    Primary ISIN US9078181081    Primary SEDOL 2914734

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Andrew H. Card, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Erroll B. Davis, Jr.   Mgmt   Yes   For   For
1.3   Elect Director David B. Dillon   Mgmt   Yes   For   For
1.4   Elect Director Lance M. Fritz   Mgmt   Yes   For   For
1.5   Elect Director Judith Richards Hope   Mgmt   Yes   For   For
1.6   Elect Director John J. Koraleski   Mgmt   Yes   For   For
1.7   Elect Director Charles C. Krulak   Mgmt   Yes   For   For
1.8   Elect Director Michael R. McCarthy   Mgmt   Yes   For   For
1.9   Elect Director Michael W. McConnell   Mgmt   Yes   For   For
1.10   Elect Director Thomas F. McLarty, III   Mgmt   Yes   For   For
1.11   Elect Director Steven R. Rogel   Mgmt   Yes   For   For
1.12   Elect Director Jose H. Villarreal   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Stock Retention/Holding Period   SH   Yes   Against   For
5   Require Independent Board Chairman   SH   Yes   Against   For


Forum Energy Technologies, Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    34984V100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    FET

 

Primary CUSIP 34984V100    Primary ISIN US34984V1008    Primary SEDOL B4K4F48

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Michael McShane   Mgmt   Yes   For   For
1.2   Elect Director Terence M. O’Toole   Mgmt   Yes   For   For
1.3   Elect Director Louis A. Raspino   Mgmt   Yes   For   For
1.4   Elect Director John Schmitz   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Macy’s, Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    55616P104
Record Date    03/20/2015    Meeting Type    Annual    Ticker    M

 

Primary CUSIP 55616P104    Primary ISIN US55616P1049    Primary SEDOL 2345022

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For
1b   Elect Director John A. Bryant   Mgmt   Yes   For   For
1c   Elect Director Deirdre P. Connelly   Mgmt   Yes   For   For
1d   Elect Director Meyer Feldberg   Mgmt   Yes   For   For
1e   Elect Director Leslie D. Hale   Mgmt   Yes   For   For
1f   Elect Director Sara Levinson   Mgmt   Yes   For   For
1g   Elect Director Terry J. Lundgren   Mgmt   Yes   For   For
1h   Elect Director Joseph Neubauer   Mgmt   Yes   For   For
1i   Elect Director Joyce M. Roche   Mgmt   Yes   For   For
1j   Elect Director Paul C. Varga   Mgmt   Yes   For   For
1k   Elect Director Craig E. Weatherup   Mgmt   Yes   For   For
1l   Elect Director Marna C. Whittington   Mgmt   Yes   For   For
1m   Elect Director Annie Young-Scrivner   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Rosetta Resources Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    777779307
Record Date    03/19/2015    Meeting Type    Annual    Ticker    ROSE

 

Primary CUSIP 777779307    Primary ISIN US7777793073    Primary SEDOL B0YV6N3

 

Proposal Number     Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1     Elect Director James E. Craddock   Mgmt   Yes   For   For
1.2     Elect Director Matthew D. Fitzgerald   Mgmt   Yes   For   For
1.3     Elect Director Philip L. Frederickson   Mgmt   Yes   For   For
1.4     Elect Director Carin S. Knickel   Mgmt   Yes   For   For
1.5     Elect Director Holli C. Ladhani   Mgmt   Yes   For   For
1.6     Elect Director Donald D. Patteson, Jr.   Mgmt   Yes   For   For
1.7     Elect Director Jerry R. Schuyler   Mgmt   Yes   For   For
2     Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3     Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4     Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

WEX Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    96208T104
Record Date    03/17/2015    Meeting Type    Annual    Ticker    WEX

 

Primary CUSIP 96208T104    Primary ISIN US96208T1043    Primary SEDOL B8383P2

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director George L. McTavish   Mgmt   Yes   For   For
1.2   Elect Director Regina O. Sommer   Mgmt   Yes   For   For
1.3   Elect Director Jack VanWoerkom   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Bank of the Ozarks, Inc.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    063904106
Record Date    03/13/2015    Meeting Type    Annual    Ticker    OZRK

 

Primary CUSIP 063904106    Primary ISIN US0639041062    Primary SEDOL 2085856

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director George Gleason   Mgmt   Yes   For   For
1.2   Elect Director Dan Thomas   Mgmt   Yes   For   For


1.3   Elect Director Nicholas Brown   Mgmt   Yes   For   For
1.4   Elect Director Richard Cisne   Mgmt   Yes   For   For
1.5   Elect Director Robert East   Mgmt   Yes   For   For
1.6   Elect Director Catherine B. Freedberg   Mgmt   Yes   For   For
1.7   Elect Director Linda Gleason   Mgmt   Yes   For   For
1.8   Elect Director Peter Kenny   Mgmt   Yes   For   For
1.9   Elect Director William Koefoed, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Henry Mariani   Mgmt   Yes   For   For
1.11   Elect Director Robert Proost   Mgmt   Yes   For   For
1.12   Elect Director R. L. Qualls   Mgmt   Yes   For   For
1.13   Elect Director John Reynolds   Mgmt   Yes   For   For
1.14   Elect Director Tyler Vance   Mgmt   Yes   For   For
1.15   Elect Director Sherece West-Scantlebury   Mgmt   Yes   For   For
1.16   Elect Director Ross Whipple   Mgmt   Yes   For   For
2   Amend Stock Option Plan   Mgmt   Yes   For   For
3   Approve Non-Employee Director Restricted Stock Plan   Mgmt   Yes   For   For
4   Ratify Crowe Horwath LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
6   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year

PacWest Bancorp

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    695263103
Record Date    03/23/2015    Meeting Type    Annual    Ticker    PACW

 

Primary CUSIP 695263103    Primary ISIN US6952631033    Primary SEDOL 2619772

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Craig A. Carlson   Mgmt   Yes   For   For
1.2   Elect Director John M. Eggemeyer   Mgmt   Yes   For   For
1.3   Elect Director Barry C. Fitzpatrick   Mgmt   Yes   For   Withhold
1.4   Elect Director Andrew B. Fremder   Mgmt   Yes   For   For
1.5   Elect Director C. William Hosler   Mgmt   Yes   For   Withhold
1.6   Elect Director Susan E. Lester   Mgmt   Yes   For   For
1.7   Elect Director Douglas H. (Tad) Lowrey   Mgmt   Yes   For   For
1.8   Elect Director Timothy B. Matz   Mgmt   Yes   For   Withhold
1.9   Elect Director Roger H. Molvar   Mgmt   Yes   For   Withhold
1.10   Elect Director James J. Pieczynski   Mgmt   Yes   For   For
1.11   Elect Director Daniel B. Platt   Mgmt   Yes   For   For


1.12   Elect Director Robert A. Stine   Mgmt   Yes   For   Withhold
1.13   Elect Director Matthew P. Wagner   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Tax Asset Protection Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
5   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
6   Adjourn Meeting   Mgmt   Yes   For   Against
7   Other Business   Mgmt   Yes   For   Against

Targa Resources Corp.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    87612G101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    TRGP

 

Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Joe Bob Perkins   Mgmt   Yes   For   For
1.2   Elect Director Ershel C. Redd, Jr.   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For

The Ultimate Software Group, Inc.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    90385D107
Record Date    03/24/2015    Meeting Type    Annual    Ticker    ULTI

 

Primary CUSIP 90385D107    Primary ISIN US90385D1072    Primary SEDOL 2249964

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Marc D. Scherr   Mgmt   Yes   For   For
1b   Elect Director Rick A. Wilber   Mgmt   Yes   For   Against
1c   Elect Director James A. FitzPatrick, Jr.   Mgmt   Yes   For   Against
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

Axiall Corporation

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    05463D100
Record Date    04/06/2015    Meeting Type    Annual    Ticker    AXLL

 

Primary CUSIP 05463D100    Primary ISIN US05463D1000    Primary SEDOL B9F5TH2

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Paul D. Carrico   Mgmt   Yes   For   For
1.2   Elect Director T. Kevin DeNicola   Mgmt   Yes   For   For


1.3   Elect Director Patrick J. Fleming   Mgmt   Yes   For   For
1.4   Elect Director Robert M. Gervis   Mgmt   Yes   For   For
1.5   Elect Director Victoria F. Haynes   Mgmt   Yes   For   For
1.6   Elect Director Michael H. McGarry   Mgmt   Yes   For   For
1.7   Elect Director William L. Mansfield   Mgmt   Yes   For   For
1.8   Elect Director Mark L. Noetzel   Mgmt   Yes   For   For
1.9   Elect Director Robert Ripp   Mgmt   Yes   For   For
1.10   Elect Director David N. Weinstein   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP Auditors   Mgmt   Yes   For   For

Columbia Sportswear Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    198516106
Record Date    03/25/2015    Meeting Type    Annual    Ticker    COLM

 

Primary CUSIP 198516106    Primary ISIN US1985161066    Primary SEDOL 2229126

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Gertrude Boyle   Mgmt   Yes   For   For
1.2   Elect Director Timothy P. Boyle   Mgmt   Yes   For   For
1.3   Elect Director Sarah A. Bany   Mgmt   Yes   For   For
1.4   Elect Director Murrey R. Albers   Mgmt   Yes   For   For
1.5   Elect Director Stephen E. Babson   Mgmt   Yes   For   For
1.6   Elect Director Andy D. Bryant   Mgmt   Yes   For   For
1.7   Elect Director Edward S. George   Mgmt   Yes   For   For
1.8   Elect Director Walter T. Klenz   Mgmt   Yes   For   For
1.9   Elect Director Ronald E. Nelson   Mgmt   Yes   For   For
1.10   Elect Director John W. Stanton   Mgmt   Yes   For   For
1.11   Elect Director Malia H. Wasson   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Financial Engines, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    317485100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    FNGN

 

Primary CUSIP 317485100    Primary ISIN US3174851002    Primary SEDOL B65V2X6

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director E. Olena Berg-Lacy   Mgmt   Yes   For   For
1.2   Elect Director John B. Shoven   Mgmt   Yes   For   For


1.3   Elect Director David B. Yoffie   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Group 1 Automotive, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    398905109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    GPI

 

Primary CUSIP 398905109    Primary ISIN US3989051095    Primary SEDOL 2121352

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Doyle L. Arnold   Mgmt   Yes   For   For
1.2   Elect Director Earl J. Hesterberg   Mgmt   Yes   For   For
2   Declassify the Board of Directors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Houghton Mifflin Harcourt Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    44157R109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    HMHC

 

Primary CUSIP 44157R109    Primary ISIN US44157R1095    Primary SEDOL BGCBBK9

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Sheru Chowdhry   Mgmt   Yes   For   For
1.2   Elect Director L. Gordon Crovitz   Mgmt   Yes   For   For
1.3   Elect Director Lawrence K. Fish   Mgmt   Yes   For   For
1.4   Elect Director Jill A. Greenthal   Mgmt   Yes   For   For
1.5   Elect Director John F. Killian   Mgmt   Yes   For   For
1.6   Elect Director John R. McKernan, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Jonathan F. Miller   Mgmt   Yes   For   For
1.8   Elect Director E. Rogers Novak, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Linda K. Zecher   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Approve Distribution Policy   SH   Yes   Against   Against
6   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


HSN, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    404303109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    HSNI

 

Primary CUSIP 404303109    Primary ISIN US4043031099    Primary SEDOL B3CLRB1

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director William Costello   Mgmt   Yes   For   For
1.2   Elect Director James M. Follo   Mgmt   Yes   For   For
1.3   Elect Director Mindy Grossman   Mgmt   Yes   For   For
1.4   Elect Director Stephanie Kugelman   Mgmt   Yes   For   For
1.5   Elect Director Arthur C. Martinez   Mgmt   Yes   For   For
1.6   Elect Director Thomas J. Mclnerney   Mgmt   Yes   For   For
1.7   Elect Director John B. (Jay) Morse, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Matthew E. Rubel   Mgmt   Yes   For   For
1.9   Elect Director Ann Sarnoff   Mgmt   Yes   For   For
1.10   Elect Director Courtnee Ulrich   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

JPMorgan Chase & Co.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    46625h100
Record Date    03/20/2015    Meeting Type    Annual    Ticker    JPM

 

Primary CUSIP 46625h100    Primary ISIN US46625H1005    Primary SEDOL 2190385

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Linda B. Bammann   Mgmt   Yes   For   For
1b   Elect Director James A. Bell   Mgmt   Yes   For   For
1c   Elect Director Crandall C. Bowles   Mgmt   Yes   For   For
1d   Elect Director Stephen B. Burke   Mgmt   Yes   For   Against
1e   Elect Director James S. Crown   Mgmt   Yes   For   For
1f   Elect Director James Dimon   Mgmt   Yes   For   For
1g   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1h   Elect Director Laban P. Jackson, Jr.   Mgmt   Yes   For   For
1i   Elect Director Michael A. Neal   Mgmt   Yes   For   For
1j   Elect Director Lee R. Raymond   Mgmt   Yes   For   Against
1k   Elect Director William C. Weldon   Mgmt   Yes   For   Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For


5   Require Independent Board Chairman   SH   Yes   Against   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   Against
7   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For
8   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
9   Report on Certain Vesting Program   SH   Yes   Against   For
10   Disclosure of Recoupment Activity from Senior Officers   SH   Yes   Against   For

Kate Spade & Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    485865109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    KATE

 

Primary CUSIP 485865109    Primary ISIN US4858651098    Primary SEDOL BJWG213

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Lawrence S. Benjamin   Mgmt   Yes   For   Against
1.2   Elect Director Raul J. Fernandez   Mgmt   Yes   For   Against
1.3   Elect Director Kenneth B. Gilman   Mgmt   Yes   For   Against
1.4   Elect Director Nancy J. Karch   Mgmt   Yes   For   For
1.5   Elect Director Kenneth P. Kopelman   Mgmt   Yes   For   For
1.6   Elect Director Craig A. Leavitt   Mgmt   Yes   For   For
1.7   Elect Director Deborah J. Lloyd   Mgmt   Yes   For   For
1.8   Elect Director Douglas Mack   Mgmt   Yes   For   For
1.9   Elect Director Jan Singer   Mgmt   Yes   For   Against
1.10   Elect Director Doreen A. Toben   Mgmt   Yes   For   Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
5   Amend Right to Call Special Meeting   Mgmt   Yes   For   For
6   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For

Raptor Pharmaceutical Corp.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    75382F106
Record Date    03/10/2015    Meeting Type    Annual    Ticker    RPTP

 

Primary CUSIP 75382F106    Primary ISIN US75382F1066    Primary SEDOL B1FRLT8

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Raymond W. (Bill) Anderson   Mgmt   Yes   For   For
1.2   Elect Director Suzanne L. Bruhn   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Franklin   Mgmt   Yes   For   For


1.4   Elect Director Georges Gemayel   Mgmt   Yes   For   For
1.5   Elect Director Llew Keltner   Mgmt   Yes   For   For
1.6   Elect Director Gregg Lapointe   Mgmt   Yes   For   For
1.7   Elect Director Julie Anne Smith   Mgmt   Yes   For   For
1.8   Elect Director Christopher M. Starr   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

Springleaf Holdings, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    85172J101
Record Date    03/25/2015    Meeting Type    Annual    Ticker    LEAF

 

Primary CUSIP 85172J101    Primary ISIN US85172J1016    Primary SEDOL BFMXX79

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Douglas L. Jacobs   Mgmt   Yes   For   For
1.2   Elect Director Anahaita N. Kotval   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Statoil ASA

 

Meeting Date    05/19/2015    Country    Norway    Primary Security ID    R8413J103
Record Date       Meeting Type    Annual    Ticker    STL

 

Primary CUSIP R4446E112    Primary ISIN NO0010096985    Primary SEDOL 7133608

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Open Meeting   Mgmt   No    
2   Registration of Attending Shareholders and Proxies   Mgmt   No    
3   Elect Chairman of Meeting   Mgmt   Yes   For   For
4   Approve Notice of Meeting and Agenda   Mgmt   Yes   For   For
5   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
6   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.20 Per Share   Mgmt   Yes   For   For
  Shareholder Proposals   Mgmt   No    
7   Implement Strategic Resilience for 2035 and Beyond   SH   Yes   For   For
8   Assess Statoil’s Project Within the Portfolio For its Resilience Against IPCC’s AR5 Scenarios and Report to Shareholders   SH   Yes   Against   For
9   Implement New Strategy for a More Sustainable Development and Administration of the Company’s Resources and Business   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
10   Approve Company’s Corporate Governance Statement   Mgmt   Yes   For   For


11   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   Against
12   Approve Remuneration of Auditors   Mgmt   Yes   For   For
13   Elect Bjorn Haavik as Deputy Member of Nominating Committee   Mgmt   Yes   For   For
14   Approve Remuneration of Corporate Assembly   Mgmt   Yes   For   For
15   Approve Remuneration of Nominating Committee   Mgmt   Yes   For   For
16   Approve Distribution of Dividends   Mgmt   Yes   For   For
17   Approve Equity Plan Financing   Mgmt   Yes   For   Against
18   Authorize Share Repurchase Program and Cancellation of Repurchased Shares   Mgmt   Yes   For   For

Western Alliance Bancorporation

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    957638109
Record Date    04/01/2015    Meeting Type    Annual    Ticker    WAL

 

Primary CUSIP 957638109    Primary ISIN US9576381092    Primary SEDOL B0CCGJ4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Bruce Beach   Mgmt   Yes   For   For
1.2   Elect Director William S. Boyd   Mgmt   Yes   For   For
1.3   Elect Director Steven J. Hilton   Mgmt   Yes   For   For
1.4   Elect Director Marianne Boyd Johnson   Mgmt   Yes   For   For
1.5   Elect Director Kenneth A. Vecchione   Mgmt   Yes   For   For
2   Amend Articles to Declassify the Board, to Provide for the Annual Election of all Directors, and Removal of Directors Without Cause   Mgmt   Yes   For   For
3   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify McGladrey LLP as Auditors   Mgmt   Yes   For   For

American Tower Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    03027X100
Record Date    03/24/2015    Meeting Type    Annual    Ticker    AMT

 

Primary CUSIP 03027X100    Primary ISIN US03027X1000    Primary SEDOL B7FBFL2

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Raymond P. Dolan   Mgmt   Yes   For   For
1b   Elect Director Carolyn F. Katz   Mgmt   Yes   For   For
1c   Elect Director Gustavo Lara Cantu   Mgmt   Yes   For   Against
1d   Elect Director Craig Macnab   Mgmt   Yes   For   For
1e   Elect Director JoAnn A. Reed   Mgmt   Yes   For   For


1f   Elect Director Pamela D.A. Reeve   Mgmt   Yes   For   Against
1g   Elect Director David E. Sharbutt   Mgmt   Yes   For   For
1h   Elect Director James D. Taiclet, Jr.   Mgmt   Yes   For   For
1i   Elect Director Samme L. Thompson   Mgmt   Yes   For   Against
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

AmSurg Corp.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    03232P405
Record Date    04/02/2015    Meeting Type    Annual    Ticker    AMSG

 

Primary CUSIP 03232P405    Primary ISIN US03232P4054    Primary SEDOL 2781381

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas G. Cigarran   Mgmt   Yes   For   For
1.2   Elect Director John T. Gawaluck   Mgmt   Yes   For   For
1.3   Elect Director Cynthia S. Miller   Mgmt   Yes   For   For
1.4   Elect Director John W. Popp, Jr.   Mgmt   Yes   For   For
2   Amend Charter to Increase Authorized Capital Stock, Increase Authorized Common Stock and Remove the Designation of the Preferences, Limitations and Rights of the Series C Junior Participating Preferred Stock and Adopt Articles of Amendment   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

AmTrust Financial Services, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    032359309
Record Date    03/25/2015    Meeting Type    Annual    Ticker    AFSI

 

Primary CUSIP 032359309    Primary ISIN US0323593097    Primary SEDOL B1H4YP4

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Donald T. DeCarlo   Mgmt   Yes   For   Withhold
1.2   Elect Director Susan C. Fisch   Mgmt   Yes   For   For
1.3   Elect Director Abraham Gulkowitz   Mgmt   Yes   For   For
1.4   Elect Director George Karfunkel   Mgmt   Yes   For   For
1.5   Elect Director Michael Karfunkel   Mgmt   Yes   For   Withhold
1.6   Elect Director Jay J. Miller   Mgmt   Yes   For   Withhold
1.7   Elect Director Barry D. Zyskind   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   Against


Anworth Mortgage Asset Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    037347101
Record Date    03/12/2015    Meeting Type    Annual    Ticker    ANH

 

Primary CUSIP 037347101    Primary ISIN US0373471012    Primary SEDOL 2581901

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Lloyd McAdams   Mgmt   Yes   For   For
1.2   Elect Director Lee A. Ault, III   Mgmt   Yes   For   For
1.3   Elect Director Joe E. Davis   Mgmt   Yes   For   For
1.4   Elect Director Robert C. Davis   Mgmt   Yes   For   For
1.5   Elect Director Mark S. Maron   Mgmt   Yes   For   For
1.6   Elect Director Joseph E. McAdams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify McGladrey LLP as Auditors   Mgmt   Yes   For   For

Graphic Packaging Holding Company

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    388689101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    GPK

 

Primary CUSIP 388689101    Primary ISIN US3886891015    Primary SEDOL B2Q8249

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Paul D. Carrico   Mgmt   Yes   For   For
1.2   Elect Director Philip R. Martens   Mgmt   Yes   For   For
1.3   Elect Director Lynn A. Wentworth   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

ION Geophysical Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    462044108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    IO

 

Primary CUSIP 462044108    Primary ISIN US4620441083    Primary SEDOL 2460293

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director R. Brian Hanson   Mgmt   Yes   For   For
1.2   Elect Director Hao Huimin   Mgmt   Yes   For   For
1.3   Elect Director James M. Lapeyre, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For


Magellan Health, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    559079207
Record Date    03/31/2015    Meeting Type    Annual    Ticker    MGLN

 

Primary CUSIP 559079207    Primary ISIN US5590792074    Primary SEDOL 2307787

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Eran Broshy   Mgmt   Yes   For   Withhold
1.2   Elect Director Kay Coles James   Mgmt   Yes   For   Withhold
1.3   Elect Director Mary F. Sammons   Mgmt   Yes   For   Withhold
1.4   Elect Director John O. Agwunobi   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Mondelez International, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    609207105
Record Date    03/11/2015    Meeting Type    Annual    Ticker    MDLZ

 

Primary CUSIP 609207105    Primary ISIN US6092071058    Primary SEDOL B8CKK03

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For
1b   Elect Director Lewis W.K. Booth   Mgmt   Yes   For   For
1c   Elect Director Lois D. Juliber   Mgmt   Yes   For   Against
1d   Elect Director Mark D. Ketchum   Mgmt   Yes   For   Against
1e   Elect Director Jorge S. Mesquita   Mgmt   Yes   For   For
1f   Elect Director Joseph Neubauer   Mgmt   Yes   For   For
1g   Elect Director Nelson Peltz   Mgmt   Yes   For   For
1h   Elect Director Fredric G. Reynolds   Mgmt   Yes   For   For
1i   Elect Director Irene B. Rosenfeld   Mgmt   Yes   For   For
1j   Elect Director Patrick T. Siewert   Mgmt   Yes   For   For
1k   Elect Director Ruth J. Simmons   Mgmt   Yes   For   Against
1l   Elect Director Jean-François M. L. van Boxmeer   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Assess Environmental Impact of Non-Recyclable Packaging   SH   Yes   Against   For


ONEOK, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    682680103
Record Date    03/23/2015    Meeting Type    Annual    Ticker    OKE

 

Primary CUSIP 682680103    Primary ISIN US6826801036    Primary SEDOL 2130109

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director James C. Day   Mgmt   Yes   For   For
1.2   Elect Director Julie H. Edwards   Mgmt   Yes   For   For
1.3   Elect Director William L. Ford   Mgmt   Yes   For   For
1.4   Elect Director John W. Gibson   Mgmt   Yes   For   For
1.5   Elect Director Steven J. Malcolm   Mgmt   Yes   For   For
1.6   Elect Director Jim W. Mogg   Mgmt   Yes   For   For
1.7   Elect Director Pattye L. Moore   Mgmt   Yes   For   For
1.8   Elect Director Gary D. Parker   Mgmt   Yes   For   For
1.9   Elect Director Eduardo A. Rodriguez   Mgmt   Yes   For   For
1.10   Elect Director Terry K. Spencer   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

RAIT FINANCIAL TRUST

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    749227609
Record Date    03/20/2015    Meeting Type    Annual    Ticker    RAS

 

Primary CUSIP 749227609    Primary ISIN US7492276099    Primary SEDOL 2138716

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Scott F. Schaeffer   Mgmt   Yes   For   For
1.2   Elect Director Andrew Batinovich   Mgmt   Yes   For   For
1.3   Elect Director Edward S. Brown   Mgmt   Yes   For   For
1.4   Elect Director Frank A. Farnesi   Mgmt   Yes   For   For
1.5   Elect Director S. Kristin Kim   Mgmt   Yes   For   For
1.6   Elect Director Jon C. Sarkisian   Mgmt   Yes   For   For
1.7   Elect Director Andrew M. Silberstein   Mgmt   Yes   For   For
1.8   Elect Director Murray Stempel, III   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


SAP SE

 

Meeting Date    05/20/2015    Country    Germany    Primary Security ID    D66992104
Record Date    04/28/2015    Meeting Type    Annual    Ticker    SAP

 

Primary CUSIP D66992104    Primary ISIN DE0007164600    Primary SEDOL 4846288

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6.1   Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights   Mgmt   Yes   For   For
6.2   Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   Yes   For   For
7   Approve Remuneration of Supervisory Board   Mgmt   Yes   For   For

YELP INC.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    985817105
Record Date    03/23/2015    Meeting Type    Annual    Ticker    YELP

 

Primary CUSIP 985817105    Primary ISIN US9858171054    Primary SEDOL B7KCD72

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Geoff Donaker   Mgmt   Yes   For   For
1.2   Elect Director Robert Gibbs   Mgmt   Yes   For   For
1.3   Elect Director Jeremy Stoppelman   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Capital Senior Living Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    140475104
Record Date    03/25/2015    Meeting Type    Annual    Ticker    CSU

 

Primary CUSIP 140475104    Primary ISIN US1404751042    Primary SEDOL 2121772

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Keith N. Johannessen   Mgmt   Yes   For   For
1.2   Elect Director Jill M. Krueger   Mgmt   Yes   For   For
1.3   Elect Director Michael W. Reid   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Other Business   Mgmt   Yes   For   Against

Comcast Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    20030N101
Record Date    03/12/2015    Meeting Type    Annual    Ticker    CMCSA

 

Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Kenneth J. Bacon   Mgmt   Yes   For   For
1.2   Elect Director Sheldon M. Bonovitz   Mgmt   Yes   For   For
1.3   Elect Director Edward D. Breen   Mgmt   Yes   For   For
1.4   Elect Director Joseph J. Collins   Mgmt   Yes   For   For
1.5   Elect Director J. Michael Cook   Mgmt   Yes   For   For
1.6   Elect Director Gerald L. Hassell   Mgmt   Yes   For   For
1.7   Elect Director Jeffrey A. Honickman   Mgmt   Yes   For   For
1.8   Elect Director Eduardo G. Mestre   Mgmt   Yes   For   For
1.9   Elect Director Brian L. Roberts   Mgmt   Yes   For   For
1.10   Elect Director Ralph J. Roberts   Mgmt   Yes   For   For
1.11   Elect Director Johnathan A. Rodgers   Mgmt   Yes   For   For
1.12   Elect Director Judith Rodin   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For

Deutsche Bank AG

 

Meeting Date    05/21/2015    Country    Germany    Primary Security ID    D18190898
Record Date       Meeting Type    Annual    Ticker    DBK

 

Primary CUSIP D18190898    Primary ISIN DE0005140008    Primary SEDOL 5750355

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   Yes   For   For


3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   Against
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
8   Elect Louise Parent to the Supervisory Board   Mgmt   Yes   For   For
9   Approve Creation of EUR 352 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   Yes   For   For
10   Approve Creation of EUR 1.4 Billion Pool of Capital with Preemptive Rights   Mgmt   Yes   For   For
  Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V.Through Power of Attorney for Various Shareholders   Mgmt   No    
11   Approve Special Audit Re: Breach of Legal Obligations and Caused Damage to the Company by Management and Supervisory Boards; Appoint BDO AG as Special Auditor   SH   Yes   Against   Against

Deutsche Telekom AG

 

Meeting Date    05/21/2015    Country    Germany    Primary Security ID    D2035M136
Record Date       Meeting Type    Annual    Ticker    DTE

 

Primary CUSIP D2035M136    Primary ISIN DE0005557508    Primary SEDOL 5842359

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Reelect Wulf Bernotat to the Supervisory Board   Mgmt   Yes   For   For
7   Elect Michael Kaschke to the Supervisory Board   Mgmt   Yes   For   For

Employers Holdings, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    292218104
Record Date    03/23/2015    Meeting Type    Annual    Ticker    EIG

 

Primary CUSIP 292218104    Primary ISIN US2922181043    Primary SEDOL B1Q1RR9

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Valerie R. Glenn   Mgmt   Yes   For   For
1.2   Elect Director Ronald F. Mosher   Mgmt   Yes   For   For
1.3   Elect Director Katherine W. Ong   Mgmt   Yes   For   For


2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Engility Holdings, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    29286C107
Record Date    03/25/2015    Meeting Type    Annual    Ticker    EGL

 

Primary CUSIP 29286C107    Primary ISIN US29286C1071    Primary SEDOL BVWVSS1

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Lynn A. Dugle   Mgmt   Yes   For   For
1.2   Elect Director Charles S. Ream   Mgmt   Yes   For   For
1.3   Elect Director Anthony Smeraglinolo   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Euronet Worldwide, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    298736109
Record Date    03/24/2015    Meeting Type    Annual    Ticker    EEFT

 

Primary CUSIP 298736109    Primary ISIN US2987361092    Primary SEDOL 2320148

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Paul S. Althasen   Mgmt   Yes   For   For
1.2   Elect Director Thomas A. McDonnell   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Intel Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    458140100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    INTC

 

Primary CUSIP 458140100    Primary ISIN US4581401001    Primary SEDOL 2463247

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Charlene Barshefsky   Mgmt   Yes   For   For
1b   Elect Director Aneel Bhusri   Mgmt   Yes   For   For
1c   Elect Director Andy D. Bryant   Mgmt   Yes   For   For
1d   Elect Director Susan L. Decker   Mgmt   Yes   For   For
1e   Elect Director John J. Donahoe   Mgmt   Yes   For   For
1f   Elect Director Reed E. Hundt   Mgmt   Yes   For   For
1g   Elect Director Brian M. Krzanich   Mgmt   Yes   For   For


1h   Elect Director James D. Plummer   Mgmt   Yes   For   For
1i   Elect Director David S. Pottruck   Mgmt   Yes   For   For
1j   Elect Director Frank D. Yeary   Mgmt   Yes   For   For
1k   Elect Director David B. Yoffie   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
6   Adopt Holy Land Principles   SH   Yes   Against   Against
7   Require Independent Board Chairman   SH   Yes   Against   For
8   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

JetBlue Airways Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    477143101
Record Date    03/27/2015    Meeting Type    Annual    Ticker    JBLU

 

Primary CUSIP 477143101    Primary ISIN US4771431016    Primary SEDOL 2852760

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Jens Bischof   Mgmt   Yes   For   For
1b   Elect Director Peter Boneparth   Mgmt   Yes   For   For
1c   Elect Director David Checketts   Mgmt   Yes   For   For
1d   Elect Director Virginia Gambale   Mgmt   Yes   For   For
1e   Elect Director Stephan Gemkow   Mgmt   Yes   For   For
1f   Elect Director Robin Hayes   Mgmt   Yes   For   For
1g   Elect Director Ellen Jewett   Mgmt   Yes   For   For
1h   Elect Director Stanley McChrystal   Mgmt   Yes   For   For
1i   Elect Director Joel Peterson   Mgmt   Yes   For   For
1j   Elect Director Frank Sica   Mgmt   Yes   For   For
1k   Elect Director Thomas Winkelmann   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For


MannKind Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    56400P201
Record Date    03/22/2015    Meeting Type    Annual    Ticker    MNKD

 

Primary CUSIP 56400P201    Primary ISIN US56400P2011    Primary SEDOL B010TR8

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Alfred E. Mann   Mgmt   Yes   For   For
1.2   Elect Director Hakan S. Edstrom   Mgmt   Yes   For   For
1.3   Elect Director Ronald J. Consiglio   Mgmt   Yes   For   For
1.4   Elect Director Michael A. Friedman   Mgmt   Yes   For   For
1.5   Elect Director Kent Kresa   Mgmt   Yes   For   For
1.6   Elect Director David H. MacCallum   Mgmt   Yes   For   For
1.7   Elect Director Henry L. Nordhoff   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Marsh & McLennan Companies, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    571748102
Record Date    03/23/2015    Meeting Type    Annual    Ticker    MMC

 

Primary CUSIP 571748102    Primary ISIN US5717481023    Primary SEDOL 2567741

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Oscar Fanjul   Mgmt   Yes   For   For
1b   Elect Director Daniel S. Glaser   Mgmt   Yes   For   For
1c   Elect Director H. Edward Hanway   Mgmt   Yes   For   For
1d   Elect Director Lord Lang of Monkton   Mgmt   Yes   For   For
1e   Elect Director Elaine La Roche   Mgmt   Yes   For   For
1f   Elect Director Maria Silvia Bastos Marques   Mgmt   Yes   For   For
1g   Elect Director Steven A. Mills   Mgmt   Yes   For   For
1h   Elect Director Bruce P. Nolop   Mgmt   Yes   For   For
1i   Elect Director Marc D. Oken   Mgmt   Yes   For   For
1j   Elect Director Morton O. Schapiro   Mgmt   Yes   For   For
1k   Elect Director Lloyd M. Yates   Mgmt   Yes   For   For
1l   Elect Director R. David Yost   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For


McDonald’s Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    580135101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    MCD

 

Primary CUSIP 580135101    Primary ISIN US5801351017    Primary SEDOL 2550707

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Susan E. Arnold   Mgmt   Yes   For   For
1b   Elect Director Stephen J. Easterbrook   Mgmt   Yes   For   For
1c   Elect Director Robert A. Eckert   Mgmt   Yes   For   For
1d   Elect Director Margaret (Margo) H. Georgiadis   Mgmt   Yes   For   For
1e   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1f   Elect Director Jeanne P. Jackson   Mgmt   Yes   For   For
1g   Elect Director Richard H. Lenny   Mgmt   Yes   For   For
1h   Elect Director Walter E. Massey   Mgmt   Yes   For   For
1i   Elect Director Andrew J. McKenna   Mgmt   Yes   For   For
1j   Elect Director Sheila A. Penrose   Mgmt   Yes   For   For
1k   Elect Director John W. Rogers, Jr.   Mgmt   Yes   For   For
1l   Elect Director Roger W. Stone   Mgmt   Yes   For   For
1m   Elect Director Miles D. White   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Proxy Access   SH   Yes   Against   For
7   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against
8   Educate Public About GMO Benefits   SH   Yes   Against   Against
9   Report on Practices to Mitigate Palm Oil Sourcing Impacts   SH   Yes   Against   Against

Skechers U.S.A., Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    830566105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    SKX

 

Primary CUSIP 830566105    Primary ISIN US8305661055    Primary SEDOL 2428042

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Robert Greenberg   Mgmt   Yes   For   For
1.2   Elect Director Morton Erlich   Mgmt   Yes   For   Withhold
1.3   Elect Director Thomas Walsh   Mgmt   Yes   For   For
2   Report on Plans to Increase Board Diversity   SH   Yes   Against   For


Sovran Self Storage, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    84610H108
Record Date    03/20/2015    Meeting Type    Annual    Ticker    SSS

 

Primary CUSIP 84610H108    Primary ISIN US84610H1086    Primary SEDOL 2832212

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Attea   Mgmt   Yes   For   For
1.2   Elect Director Kenneth F. Myszka   Mgmt   Yes   For   For
1.3   Elect Director Charles E. Lannon   Mgmt   Yes   For   For
1.4   Elect Director Stephen R. Rusmisel   Mgmt   Yes   For   For
1.5   Elect Director Arthur L. Havener, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Mark G. Barberio   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Deferred Compensation Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Strategic Hotels & Resorts, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    86272T106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    BEE

 

Primary CUSIP 86272T106    Primary ISIN US86272T1060    Primary SEDOL 2438654

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Robert P. Bowen   Mgmt   Yes   For   For
1.2   Elect Director Raymond L. Gellein, Jr.   Mgmt   Yes   For   For
1.3   Elect Director James A. Jeffs   Mgmt   Yes   For   For
1.4   Elect Director David W. Johnson   Mgmt   Yes   For   For
1.5   Elect Director Richard D. Kincaid   Mgmt   Yes   For   For
1.6   Elect Director David M.C. Michels   Mgmt   Yes   For   For
1.7   Elect Director William A. Prezant   Mgmt   Yes   For   For
1.8   Elect Director Eugene F. Reilly   Mgmt   Yes   For   For
1.9   Elect Director Sheli Z. Rosenberg   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Amend Articles to Remove Antitakeover Provisions   SH   Yes   Against   For


The Home Depot, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    437076102
Record Date    03/23/2015    Meeting Type    Annual    Ticker    HD

 

Primary CUSIP 437076102    Primary ISIN US4370761029    Primary SEDOL 2434209

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Ari Bousbib   Mgmt   Yes   For   For
1b   Elect Director Gregory D. Brenneman   Mgmt   Yes   For   For
1c   Elect Director J. Frank Brown   Mgmt   Yes   For   For
1d   Elect Director Albert P. Carey   Mgmt   Yes   For   Against
1e   Elect Director Armando Codina   Mgmt   Yes   For   Against
1f   Elect Director Helena B. Foulkes   Mgmt   Yes   For   Against
1g   Elect Director Wayne M. Hewett   Mgmt   Yes   For   For
1h   Elect Director Karen L. Katen   Mgmt   Yes   For   Against
1i   Elect Director Craig A. Menear   Mgmt   Yes   For   For
1j   Elect Director Mark Vadon   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For

Vornado Realty Trust

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    929042109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    VNO

 

Primary CUSIP 929042109    Primary ISIN US9290421091    Primary SEDOL 2933632

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Steven Roth   Mgmt   Yes   For   Withhold
1.2   Elect Director Michael D. Fascitelli   Mgmt   Yes   For   Withhold
1.3   Elect Director Russell B. Wight, Jr.   Mgmt   Yes   For   Withhold
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For


Chesapeake Energy Corporation

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    165167107
Record Date    03/23/2015    Meeting Type    Annual    Ticker    CHK

 

Primary CUSIP 165167107    Primary ISIN US1651671075    Primary SEDOL 2182779

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Archie W. Dunham   Mgmt   Yes   For   For
1b   Elect Director Vincent J. Intrieri   Mgmt   Yes   For   For
1c   Elect Director Robert D. Lawler   Mgmt   Yes   For   For
1d   Elect Director John J. Lipinski   Mgmt   Yes   For   For
1e   Elect Director R. Brad Martin   Mgmt   Yes   For   For
1f   Elect Director Merrill A. ‘Pete’ Miller, Jr.   Mgmt   Yes   For   For
1g   Elect Director Frederic M. Poses   Mgmt   Yes   For   For
1h   Elect Director Kimberly K. Querrey   Mgmt   Yes   For   For
1i   Elect Director Louis A. Raspino   Mgmt   Yes   For   For
1j   Elect Director Thomas L. Ryan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Require Director Nominee with Environmental Experience   SH   Yes   Against   Against
5   Report on Capital Expenditure Strategy with Respect to Climate Change Policy   SH   Yes   Against   For
6   Report on Political Contributions   SH   Yes   Against   For
7   Establish Risk Oversight Committee   SH   Yes   Against   Against

Integra LifeSciences Holdings Corporation

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    457985208
Record Date    03/31/2015    Meeting Type    Annual    Ticker    IART

 

Primary CUSIP 457985208    Primary ISIN US4579852082    Primary SEDOL 2248693

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Peter J. Arduini   Mgmt   Yes   For   For
1.2   Elect Director Keith Bradley   Mgmt   Yes   For   For
1.3   Elect Director Richard E. Caruso   Mgmt   Yes   For   For
1.4   Elect Director Stuart M. Essig   Mgmt   Yes   For   For
1.5   Elect Director Barbara B. Hill   Mgmt   Yes   For   For
1.6   Elect Director Lloyd W. Howell, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Donald E. Morel, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Raymond G. Murphy   Mgmt   Yes   For   For


1.9   Elect Director Christian S. Schade   Mgmt   Yes   For   For
1.10   Elect Director James M. Sullivan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Weyerhaeuser Company

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    962166104
Record Date    03/27/2015    Meeting Type    Annual    Ticker    WY

 

Primary CUSIP 962166104    Primary ISIN US9621661043    Primary SEDOL 2958936

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David P. Bozeman   Mgmt   Yes   For   For
1.2   Elect Director Debra A. Cafaro   Mgmt   Yes   For   For
1.3   Elect Director Mark A. Emmert   Mgmt   Yes   For   Against
1.4   Elect Director John I. Kieckhefer   Mgmt   Yes   For   For
1.5   Elect Director Wayne W. Murdy   Mgmt   Yes   For   For
1.6   Elect Director Nicole W. Piasecki   Mgmt   Yes   For   Against
1.7   Elect Director Doyle R. Simons   Mgmt   Yes   For   For
1.8   Elect Director D. Michael Steuert   Mgmt   Yes   For   Against
1.9   Elect Director Kim Williams   Mgmt   Yes   For   For
1.10   Elect Director Charles R. Williamson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

DigitalGlobe, Inc.

 

Meeting Date    05/26/2015    Country    USA    Primary Security ID    25389M877
Record Date    04/01/2015    Meeting Type    Annual    Ticker    DGI

 

Primary CUSIP 25389M877    Primary ISIN US25389M8771    Primary SEDOL B0V0257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Roxanne J. Decyk   Mgmt   Yes   For   For
1b   Elect Director Martin C. Faga   Mgmt   Yes   For   For
1c   Elect Director Lawrence A. Hough   Mgmt   Yes   For   For
1d   Elect Director Warren C. Jenson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


Merck & Co., Inc.

 

Meeting Date    05/26/2015    Country    USA    Primary Security ID    58933Y105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    MRK

 

Primary CUSIP 58933Y105    Primary ISIN US58933Y1055    Primary SEDOL 2778844

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Leslie A. Brun   Mgmt   Yes   For   For
1b   Elect Director Thomas R. Cech   Mgmt   Yes   For   For
1c   Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For
1d   Elect Director Thomas H. Glocer   Mgmt   Yes   For   For
1e   Elect Director William B. Harrison, Jr.   Mgmt   Yes   For   For
1f   Elect Director C. Robert Kidder   Mgmt   Yes   For   For
1g   Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For
1h   Elect Director Carlos E. Represas   Mgmt   Yes   For   For
1i   Elect Director Patricia F. Russo   Mgmt   Yes   For   For
1j   Elect Director Craig B. Thompson   Mgmt   Yes   For   For
1k   Elect Director Wendell P. Weeks   Mgmt   Yes   For   For
1l   Elect Director Peter C. Wendell   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against

Airbus Group

 

Meeting Date    05/27/2015    Country    Netherlands    Primary Security ID    N0280E105
Record Date    04/29/2015    Meeting Type    Annual    Ticker    AIR

 

Primary CUSIP F17114103    Primary ISIN NL0000235190    Primary SEDOL 4012250

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Open Meeting   Mgmt   No    
2.1   Discussion on Company’s Corporate Governance Structure   Mgmt   No    
2.2   Receive Report on Business and Financial Statements   Mgmt   No    
2.3   Discuss Remuneration Report Containing Remuneration Policy   Mgmt   No    
2.4   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
3   Discussion of Agenda Items   Mgmt   No    


4.1   Adopt Financial Statements   Mgmt   Yes   For   For
4.2   Approve Allocation of Income and Dividends of EUR 1.20 per Share   Mgmt   Yes   For   For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors   Mgmt   Yes   For   For
4.4   Approve Discharge of Executive Members of the Board of Directors   Mgmt   Yes   For   For
4.5   Ratify KPMG as Auditors   Mgmt   Yes   For   For
4.6   Approve Remuneration Policy Changes   Mgmt   Yes   For   For
4.7   Change Company Form to European Company   Mgmt   Yes   For   For
4.8   Elect Maria Amparo Moraleda Martinez as Director   Mgmt   Yes   For   For
4.9   Grant Board Authority to Issue Shares Up to 0.38 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP Plans   Mgmt   Yes   For   For
4.10   Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding   Mgmt   Yes   For   For
4.11   Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
4.12   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital Re: Exceptional Share Buyback Programme   Mgmt   Yes   For   For
4.13   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
5   Close Meeting   Mgmt   No    

Bayer AG

 

Meeting Date    05/27/2015    Country    Germany    Primary Security ID    D0712D163
Record Date       Meeting Type    Annual    Ticker    BAYN

 

Primary CUSIP D0712D163    Primary ISIN DE000BAY0017    Primary SEDOL 5069211

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.25 per Share for Fiscal 2014   Mgmt   Yes   For   For
2   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
3   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
4   Elect Otmar Wiestler to the Supervisory Board   Mgmt   Yes   For   For
5   Amend Corporate Purpose   Mgmt   Yes   For   For
6   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For

Chevron Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    166764100
Record Date    04/01/2015    Meeting Type    Annual    Ticker    CVX

 

Primary CUSIP 166764100    Primary ISIN US1667641005    Primary SEDOL 2838555

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Alexander B. Cummings, Jr.   Mgmt   Yes   For   For
1b   Elect Director Linnet F. Deily   Mgmt   Yes   For   For


1c   Elect Director Robert E. Denham   Mgmt   Yes   For   For
1d   Elect Director Alice P. Gast   Mgmt   Yes   For   For
1e   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1f   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
1g   Elect Director Charles W. Moorman, IV   Mgmt   Yes   For   For
1h   Elect Director John G. Stumpf   Mgmt   Yes   For   For
1i   Elect Director Ronald D. Sugar   Mgmt   Yes   For   For
1j   Elect Director Inge G. Thulin   Mgmt   Yes   For   For
1k   Elect Director Carl Ware   Mgmt   Yes   For   For
1l   Elect Director John S. Watson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Charitable Contributions   SH   Yes   Against   Against
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Prohibit Political Spending   SH   Yes   Against   Against
7   Increase Return of Capital to Shareholders in Light of Climate Change Risks   SH   Yes   Against   Against
8   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   Against
9   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts   SH   Yes   Against   For
10   Proxy Access   SH   Yes   Against   For
11   Require Independent Board Chairman   SH   Yes   Against   Against
12   Require Director Nominee with Environmental Experience   SH   Yes   Against   For
13   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For

Deutsche Post AG

 

Meeting Date    05/27/2015    Country    Germany    Primary Security ID    D19225107
Record Date       Meeting Type    Annual    Ticker    DPW

 

Primary CUSIP D19225107    Primary ISIN DE0005552004    Primary SEDOL 4617859

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Reelect Roland Oetker to the Supervisory Board   Mgmt   Yes   For   For
7   Amend Articles Re: Participation and Voting at General Meeting   Mgmt   Yes   For   For


Exxon Mobil Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    30231G102
Record Date    04/07/2015    Meeting Type    Annual    Ticker    XOM

 

Primary CUSIP 30231G102    Primary ISIN US30231G1022    Primary SEDOL 2326618

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael J. Boskin   Mgmt   Yes   For   For
1.2   Elect Director Peter Brabeck-Letmathe   Mgmt   Yes   For   For
1.3   Elect Director Ursula M. Burns   Mgmt   Yes   For   For
1.4   Elect Director Larry R. Faulkner   Mgmt   Yes   For   For
1.5   Elect Director Jay S. Fishman   Mgmt   Yes   For   For
1.6   Elect Director Henrietta H. Fore   Mgmt   Yes   For   For
1.7   Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For
1.8   Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For
1.9   Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For
1.10   Elect Director Steven S. Reinemund   Mgmt   Yes   For   For
1.11   Elect Director Rex W. Tillerson   Mgmt   Yes   For   For
1.12   Elect Director William C. Weldon   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   For
6   Require Director Nominee with Environmental Experience   SH   Yes   Against   For
7   Increase the Number of Females on the Board   SH   Yes   Against   For
8   Disclose Percentage of Females at Each Percentile of Compensation   SH   Yes   Against   Against
9   Report on Lobbying Payments and Policy   SH   Yes   Against   For
10   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   For
11   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts   SH   Yes   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    31620M106
Record Date    04/01/2015    Meeting Type    Annual    Ticker    FIS

 

Primary CUSIP 31620M106    Primary ISIN US31620M1062    Primary SEDOL 2769796

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ellen R. Alemany   Mgmt   Yes   For   For
1b   Elect Director William P. Foley, II   Mgmt   Yes   For   For
1c   Elect Director Thomas M. Hagerty   Mgmt   Yes   For   For


1d   Elect Director Keith W. Hughes   Mgmt   Yes   For   For
1e   Elect Director David K. Hunt   Mgmt   Yes   For   For
1f   Elect Director Stephan A. James   Mgmt   Yes   For   For
1g   Elect Director Frank R. Martire   Mgmt   Yes   For   For
1h   Elect Director Richard N. Massey   Mgmt   Yes   For   For
1i   Elect Director Leslie M. Muma   Mgmt   Yes   For   For
1j   Elect Director Gary A. Norcross   Mgmt   Yes   For   For
1k   Elect Director James B. Stallings, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Hanmi Financial Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    410495204
Record Date    04/01/2015    Meeting Type    Annual    Ticker    HAFC

 

Primary CUSIP 410495204    Primary ISIN US4104952043    Primary SEDOL B6TPXR5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director I Joon Ahn   Mgmt   Yes   For   For
1.2   Elect Director John J. Ahn   Mgmt   Yes   For   For
1.3   Elect Director Christie K. Chu   Mgmt   Yes   For   For
1.4   Elect Director John A. Hall   Mgmt   Yes   For   For
1.5   Elect Director Paul Seon-Hong Kim   Mgmt   Yes   For   For
1.6   Elect Director C. G. Kum   Mgmt   Yes   For   For
1.7   Elect Director Joon Hyung Lee   Mgmt   Yes   For   For
1.8   Elect Director Joseph K. Rho   Mgmt   Yes   For   For
1.9   Elect Director David L. Rosenblum   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Kindred Healthcare, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    494580103
Record Date    03/30/2015    Meeting Type    Annual    Ticker    KND

 

Primary CUSIP 494580103    Primary ISIN US4945801037    Primary SEDOL 2752677

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Joel Ackerman   Mgmt   Yes   For   For
1b   Elect Director Jonathan D. Blum   Mgmt   Yes   For   For
1c   Elect Director Benjamin A. Breier   Mgmt   Yes   For   For


1d   Elect Director Thomas P. Cooper   Mgmt   Yes   For   For
1e   Elect Director Paul J. Diaz   Mgmt   Yes   For   For
1f   Elect Director Heyward R. Donigan   Mgmt   Yes   For   For
1g   Elect Director Richard Goodman   Mgmt   Yes   For   For
1h   Elect Director Christopher T. Hjelm   Mgmt   Yes   For   For
1i   Elect Director Frederick J. Kleisner   Mgmt   Yes   For   Against
1j   Elect Director John H. Short   Mgmt   Yes   For   For
1k   Elect Director Phyllis R. Yale   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Northfield Bancorp, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    66611T108
Record Date    04/02/2015    Meeting Type    Annual    Ticker    NFBK

 

Primary CUSIP 66611T108    Primary ISIN US66611T1088    Primary SEDOL B8NB2R6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Timothy C. Harrison   Mgmt   Yes   For   For
1.2   Elect Director Karen J. Kessler   Mgmt   Yes   For   For
1.3   Elect Director Susan Lamberti   Mgmt   Yes   For   For
1.4   Elect Director Patrick E. Scura, Jr.   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    66704R704
Record Date    04/08/2015    Meeting Type    Annual    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David T. Hamamoto   Mgmt   Yes   For   For
1.2   Elect Director Judith A. Hannaway   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley D. Minami   Mgmt   Yes   For   For
1.4   Elect Director Louis J. Paglia   Mgmt   Yes   For   Withhold
1.5   Elect Director Charles W. Schoenherr   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For


Perficient, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    71375U101
Record Date    04/01/2015    Meeting Type    Annual    Ticker    PRFT

 

Primary CUSIP 71375U101    Primary ISIN US71375U1016    Primary SEDOL 2442547

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey S. Davis   Mgmt   Yes   For   For
1.2   Elect Director Ralph C. Derrickson   Mgmt   Yes   For   For
1.3   Elect Director John S. Hamlin   Mgmt   Yes   For   For
1.4   Elect Director James R. Kackley   Mgmt   Yes   For   For
1.5   Elect Director David S. Lundeen   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

The Ensign Group, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    29358P101
Record Date    04/02/2015    Meeting Type    Annual    Ticker    ENSG

 

Primary CUSIP 29358P101    Primary ISIN US29358P1012    Primary SEDOL B1YWPP8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Christopher R. Christensen   Mgmt   Yes   For   For
1.2   Elect Director Daren J. Shaw   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Sustainability   SH   Yes   Against   For

Belden Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    077454106
Record Date    04/02/2015    Meeting Type    Annual    Ticker    BDC

 

Primary CUSIP 077454106    Primary ISIN US0774541066    Primary SEDOL B01WL78

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Aldrich   Mgmt   Yes   For   For
1.2   Elect Director Lance C. Balk   Mgmt   Yes   For   For
1.3   Elect Director Steven W. Berglund   Mgmt   Yes   For   For
1.4   Elect Director Judy L. Brown   Mgmt   Yes   For   For
1.5   Elect Director Bryan C. Cressey   Mgmt   Yes   For   For
1.6   Elect Director Glenn Kalnasy   Mgmt   Yes   For   For
1.7   Elect Director George Minnich   Mgmt   Yes   For   For


1.8   Elect Director John M. Monter   Mgmt   Yes   For   For
1.9   Elect Director John S. Stroup   Mgmt   Yes   For   For
2   Ratify Ernst & Young as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

CONMED Corporation

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    207410101
Record Date    04/09/2015    Meeting Type    Annual    Ticker    CNMD

 

Primary CUSIP 207410101    Primary ISIN US2074101013    Primary SEDOL 2216010

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Brian P. Concannon   Mgmt   Yes   For   For
1.2   Elect Director Charles M. Farkas   Mgmt   Yes   For   For
1.3   Elect Director Jo Ann Golden   Mgmt   Yes   For   For
1.4   Elect Director Curt R. Hartman   Mgmt   Yes   For   For
1.5   Elect Director Dirk M. Kuyper   Mgmt   Yes   For   For
1.6   Elect Director Jerome J. Lande   Mgmt   Yes   For   For
1.7   Elect Director Mark E. Tryniski   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against

EastGroup Properties, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    277276101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    EGP

 

Primary CUSIP 277276101    Primary ISIN US2772761019    Primary SEDOL 2455761

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director D. Pike Aloian   Mgmt   Yes   For   For
1b   Elect Director H.C. Bailey, Jr.   Mgmt   Yes   For   For
1c   Elect Director H. Eric Bolton, Jr.   Mgmt   Yes   For   For
1d   Elect Director Hayden C. Eaves, III   Mgmt   Yes   For   For
1e   Elect Director Fredric H. Gould   Mgmt   Yes   For   For
1f   Elect Director David H. Hoster, II   Mgmt   Yes   For   For
1g   Elect Director Mary E. McCormick   Mgmt   Yes   For   For
1h   Elect Director David M. Osnos   Mgmt   Yes   For   For
1i   Elect Director Leland R. Speed   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


ENEL SpA

 

Meeting Date    05/28/2015    Country    Italy    Primary Security ID    T3679P115
Record Date    05/19/2015    Meeting Type    Annual/Special    Ticker    ENEL

 

Primary CUSIP T3679P115    Primary ISIN IT0003128367    Primary SEDOL 7144569

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
  Management Proposals   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Allocation of Income   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
1   Amend Articles Re: Director Honorability Requirements   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
  Shareholder Proposal Submitted by the Italian Treasury   Mgmt   No    
3   Elect Alfredo Antoniozzi as Director   SH   Yes   None   For
  Management Proposals   Mgmt   No    
4   Approve 2015 Monetary Long-Term Incentive Plan   Mgmt   Yes   For   For
5   Approve Remuneration Report   Mgmt   Yes   For   For

HealthStream, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    42222N103
Record Date    04/02/2015    Meeting Type    Annual    Ticker    HSTM

 

Primary CUSIP 42222N103    Primary ISIN US42222N1037    Primary SEDOL 2577870

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert A. Frist, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Frank Gordon   Mgmt   Yes   For   For
1.3   Elect Director C. Martin Harris   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    78467J100
Record Date    04/01/2015    Meeting Type    Annual    Ticker    SSNC

 

Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William A. Etherington   Mgmt   Yes   For   Withhold
1.2   Elect Director Jonathan E. Michael   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


SunEdison, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    86732Y109
Record Date    04/02/2015    Meeting Type    Annual    Ticker    SUNE

 

Primary CUSIP 86732Y109    Primary ISIN US86732Y1091    Primary SEDOL BBC3995

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Antonio R. Alvarez   Mgmt   Yes   For   Against
1b   Elect Director Peter Blackmore   Mgmt   Yes   For   Against
1c   Elect Director Ahmad R. Chatila   Mgmt   Yes   For   For
1d   Elect Director Clayton C. Daley, Jr.   Mgmt   Yes   For   For
1e   Elect Director Emmanuel T. Hernandez   Mgmt   Yes   For   For
1f   Elect Director Georganne C. Proctor   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Approve Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
6   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
7   Provide Right to Act by Written Consent   SH   Yes   Against   For

THE MEDICINES COMPANY

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    584688105
Record Date    04/14/2015    Meeting Type    Annual    Ticker    MDCO

 

Primary CUSIP 584688105    Primary ISIN US5846881051    Primary SEDOL 2616773

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Armin M. Kessler   Mgmt   Yes   For   For
1.2   Elect Director Robert G. Savage   Mgmt   Yes   For   For
1.3   Elect Director Glenn P. Sblendorio   Mgmt   Yes   For   For
1.4   Elect Director Melvin K. Spigelman   Mgmt   Yes   For   For
2   Increase Authorized Common Stock   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Walgreens Boots Alliance, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    931427108
Record Date    03/30/2015    Meeting Type    Annual    Ticker    WBA

 

Primary CUSIP 931427108    Primary ISIN US9314271084    Primary SEDOL BTN1Y44

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Janice M. Babiak   Mgmt   Yes   For   For
1b   Elect Director David J. Brailer   Mgmt   Yes   For   For
1c   Elect Director Steven A. Davis   Mgmt   Yes   For   For
1d   Elect Director William C. Foote   Mgmt   Yes   For   For
1e   Elect Director Ginger L. Graham   Mgmt   Yes   For   For
1f   Elect Director John A. Lederer   Mgmt   Yes   For   For
1g   Elect Director Dominic P. Murphy   Mgmt   Yes   For   For
1h   Elect Director Stefano Pessina   Mgmt   Yes   For   For
1i   Elect Director Barry Rosenstein   Mgmt   Yes   For   For
1j   Elect Director Leonard D. Schaeffer   Mgmt   Yes   For   For
1k   Elect Director Nancy M. Schlichting   Mgmt   Yes   For   For
1l   Elect Director James A. Skinner   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Stock Retention   SH   Yes   Against   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   For
7   Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Yes   Against   Against

PRA GROUP, INC.

 

Meeting Date    05/29/2015    Country    USA    Primary Security ID    69354N106
Record Date    04/04/2015    Meeting Type    Annual    Ticker    PRAA

 

Primary CUSIP 69354N106    Primary ISIN US69354N1063    Primary SEDOL BSHZ3P9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven D. Fredrickson   Mgmt   Yes   For   For
1.2   Elect Director Penelope W. Kyle   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Dealertrack Technologies, Inc.

 

Meeting Date    06/01/2015    Country    USA    Primary Security ID    242309102
Record Date    04/10/2015    Meeting Type    Annual    Ticker    TRAK

 

Primary CUSIP 242309102    Primary ISIN US2423091022    Primary SEDOL B0PBS69

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jason Chapnik   Mgmt   Yes   For   For
1.2   Elect Director James Foy   Mgmt   Yes   For   For
1.3   Elect Director Howard L. Tischler   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

UnitedHealth Group Incorporated

 

Meeting Date    06/01/2015    Country    USA    Primary Security ID    91324P102
Record Date    04/02/2015    Meeting Type    Annual    Ticker    UNH

 

Primary CUSIP 91324P102    Primary ISIN US91324P1021    Primary SEDOL 2917766

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director William C. Ballard, Jr.   Mgmt   Yes   For   For
1b   Elect Director Edson Bueno   Mgmt   Yes   For   For
1c   Elect Director Richard T. Burke   Mgmt   Yes   For   For
1d   Elect Director Robert J. Darretta   Mgmt   Yes   For   For
1e   Elect Director Stephen J. Hemsley   Mgmt   Yes   For   For
1f   Elect Director Michele J. Hooper   Mgmt   Yes   For   For
1g   Elect Director Rodger A. Lawson   Mgmt   Yes   For   For
1h   Elect Director Glenn M. Renwick   Mgmt   Yes   For   For
1i   Elect Director Kenneth I. Shine   Mgmt   Yes   For   For
1j   Elect Director Gail R. Wilensky   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Change State of Incorporation from Minnesota to Delaware   Mgmt   Yes   For   For
5   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
6   Require Independent Board Chairman   SH   Yes   Against   Against


Syntel, Inc.

 

Meeting Date    06/02/2015    Country    USA    Primary Security ID    87162H103
Record Date    04/07/2015    Meeting Type    Annual    Ticker    SYNT

 

Primary CUSIP 87162H103    Primary ISIN US87162H1032    Primary SEDOL 2095703

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paritosh K. Choksi   Mgmt   Yes   For   For
1.2   Elect Director Bharat Desai   Mgmt   Yes   For   For
1.3   Elect Director Thomas Doke   Mgmt   Yes   For   For
1.4   Elect Director Rajesh Mashruwala   Mgmt   Yes   For   For
1.5   Elect Director George R. Mrkonic, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Nitin Rakesh   Mgmt   Yes   For   For
1.7   Elect Director Prashant Ranade   Mgmt   Yes   For   For
1.8   Elect Director Vinod K. Sahney   Mgmt   Yes   For   For
1.9   Elect Director Neerja Sethi   Mgmt   Yes   For   For
2   Increase Authorized Common Stock   Mgmt   Yes   For   For
3   Ratify Crowe Horwath LLP as Auditors   Mgmt   Yes   For   For

Western Refining, Inc.

 

Meeting Date    06/02/2015    Country    USA    Primary Security ID    959319104
Record Date    04/14/2015    Meeting Type    Annual    Ticker    WNR

 

Primary CUSIP 959319104    Primary ISIN US9593191045    Primary SEDOL B0WHXR6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Carin Marcy Barth   Mgmt   Yes   For   For
1.2   Elect Director Sigmund L. Cornelius   Mgmt   Yes   For   For
1.3   Elect Director Paul L. Foster   Mgmt   Yes   For   For
1.4   Elect Director L. Frederick Francis   Mgmt   Yes   For   For
1.5   Elect Director Robert J. Hassler   Mgmt   Yes   For   For
1.6   Elect Director Brian J. Hogan   Mgmt   Yes   For   For
1.7   Elect Director Scott D. Weaver   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For


American Airlines Group Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    02376R102
Record Date    04/06/2015    Meeting Type    Annual    Ticker    AAL

 

Primary CUSIP 02376R102    Primary ISIN US02376R1023    Primary SEDOL BCV7KT2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director James F. Albaugh   Mgmt   Yes   For   For
1b   Elect Director Jeffrey D. Benjamin   Mgmt   Yes   For   For
1c   Elect Director John T. Cahill   Mgmt   Yes   For   For
1d   Elect Director Michael J. Embler   Mgmt   Yes   For   For
1e   Elect Director Matthew J. Hart   Mgmt   Yes   For   For
1f   Elect Director Alberto Ibarguen   Mgmt   Yes   For   For
1g   Elect Director Richard C. Kraemer   Mgmt   Yes   For   For
1h   Elect Director Denise M. O’Leary   Mgmt   Yes   For   For
1i   Elect Director W. Douglas Parker   Mgmt   Yes   For   For
1j   Elect Director Ray M. Robinson   Mgmt   Yes   For   For
1k   Elect Director Richard P. Schifter   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Anika Therapeutics, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    035255108
Record Date    04/06/2015    Meeting Type    Annual    Ticker    ANIK

 

Primary CUSIP 035255108    Primary ISIN US0352551081    Primary SEDOL 2035754

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joseph L. Bower   Mgmt   Yes   For   For
1.2   Elect Director Glenn R. Larsen   Mgmt   Yes   For   For
1.3   Elect Director Jeffery S. Thompson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Antero Resources Corporation

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    03674X106
Record Date    04/09/2015    Meeting Type    Annual    Ticker    AR

 

Primary CUSIP 03674X106    Primary ISIN US03674X1063    Primary SEDOL BFD2WR8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Peter R. Kagan   Mgmt   Yes   For   Withhold
1.2   Elect Director W. Howard Keenan, Jr.   Mgmt   Yes   For   Withhold


1.3   Elect Director Christopher R. Manning   Mgmt   Yes   For   Withhold
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

CoStar Group, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    22160N109
Record Date    04/10/2015    Meeting Type    Annual    Ticker    CSGP

 

Primary CUSIP 22160N109    Primary ISIN US22160N1090    Primary SEDOL 2262864

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael R. Klein   Mgmt   Yes   For   For
1.2   Elect Director Andrew C. Florance   Mgmt   Yes   For   For
1.3   Elect Director Michael J. Glosserman   Mgmt   Yes   For   For
1.4   Elect Director Warren H. Haber   Mgmt   Yes   For   For
1.5   Elect Director John W. Hill   Mgmt   Yes   For   For
1.6   Elect Director Christopher J. Nassetta   Mgmt   Yes   For   For
1.7   Elect Director David J. Steinberg   Mgmt   Yes   For   For
2   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dynegy Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    26817R108
Record Date    04/06/2015    Meeting Type    Annual    Ticker    DYN

 

Primary CUSIP 26817R108    Primary ISIN US26817R1086    Primary SEDOL B6TFK30

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Hilary E. Ackermann   Mgmt   Yes   For   For
1.2   Elect Director Paul M. Barbas   Mgmt   Yes   For   For
1.3   Elect Director Robert C. Flexon   Mgmt   Yes   For   For
1.4   Elect Director Richard Lee Kuersteiner   Mgmt   Yes   For   For
1.5   Elect Director Jeffrey S. Stein   Mgmt   Yes   For   For
1.6   Elect Director John R. Sult   Mgmt   Yes   For   For
1.7   Elect Director Pat Wood, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


FTI Consulting, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    302941109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    FCN

 

Primary CUSIP 302941109    Primary ISIN US3029411093    Primary SEDOL 2351449

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Brenda J. Bacon   Mgmt   Yes   For   Withhold
1b   Elect Director Mark S. Bartlett   Mgmt   Yes   For   For
1c   Elect Director Claudio Costamagna   Mgmt   Yes   For   Withhold
1d   Elect Director James W. Crownover   Mgmt   Yes   For   Withhold
1e   Elect Director Vernon Ellis   Mgmt   Yes   For   For
1f   Elect Director Nicholas C. Fanandakis   Mgmt   Yes   For   For
1g   Elect Director Steven H. Gunby   Mgmt   Yes   For   For
1h   Elect Director Gerard E. Holthaus   Mgmt   Yes   For   Withhold
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

Google Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    38259P706
Record Date    04/06/2015    Meeting Type    Annual    Ticker    GOOG

 

Primary CUSIP 38259P706    Primary ISIN US38259P7069    Primary SEDOL BKM4JZ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Larry Page   Mgmt   Yes   For   For
1.2   Elect Director Sergey Brin   Mgmt   Yes   For   For
1.3   Elect Director Eric E. Schmidt   Mgmt   Yes   For   For
1.4   Elect Director L. John Doerr   Mgmt   Yes   For   Withhold
1.5   Elect Director Diane B. Greene   Mgmt   Yes   For   For
1.6   Elect Director John L. Hennessy   Mgmt   Yes   For   For
1.7   Elect Director Ann Mather   Mgmt   Yes   For   For
1.8   Elect Director Alan R. Mulally   Mgmt   Yes   For   For
1.9   Elect Director Paul S. Otellini   Mgmt   Yes   For   Withhold
1.10   Elect Director K. Ram Shriram   Mgmt   Yes   For   Withhold
1.11   Elect Director Shirley M. Tilghman   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For


5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Require a Majority Vote for the Election of Directors   SH   Yes   Against   For
7   Report on Costs of Renewable Energy Investments   SH   Yes   Against   Against
8   Report on Risks Associated with Repeal of Climate Change Policies   SH   Yes   Against   Against

Standard Pacific Corp.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    85375C101
Record Date    04/08/2015    Meeting Type    Annual    Ticker    SPF

 

Primary CUSIP 85375C101    Primary ISIN US85375C1018    Primary SEDOL 2853042

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Bruce A. Choate   Mgmt   Yes   For   For
1.2   Elect Director Ronald R. Foell   Mgmt   Yes   For   For
1.3   Elect Director Douglas C. Jacobs   Mgmt   Yes   For   For
1.4   Elect Director David J. Matlin   Mgmt   Yes   For   For
1.5   Elect Director John R. Peshkin   Mgmt   Yes   For   For
1.6   Elect Director Peter Schoels   Mgmt   Yes   For   For
1.7   Elect Director Scott D. Stowell   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Shareholder Rights Plan (Poison Pill)   Mgmt   Yes   For   Against
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   Yes   For   For

SunPower Corporation

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    867652406
Record Date    04/13/2015    Meeting Type    Annual    Ticker    SPWR

 

Primary CUSIP 867652406    Primary ISIN US8676524064    Primary SEDOL B59DK93

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Arnaud Chaperon   Mgmt   Yes   For   Withhold
1.2   Elect Director Jean-Marc Otero del Val   Mgmt   Yes   For   Withhold
1.3   Elect Director Pat Wood, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Approve Restricted Stock Grant to Thomas H. Werner   Mgmt   Yes   For   For


Ingersoll-Rand plc

 

Meeting Date    06/04/2015    Country    Ireland    Primary Security ID    G47791101
Record Date    04/08/2015    Meeting Type    Annual    Ticker    IR

 

Primary CUSIP G47791101    Primary ISIN IE00B6330302    Primary SEDOL B633030

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ann C. Berzin   Mgmt   Yes   For   For
1b   Elect Director John Bruton   Mgmt   Yes   For   For
1c   Elect Director Elaine L. Chao   Mgmt   Yes   For   For
1d   Elect Director Jared L. Cohon   Mgmt   Yes   For   For
1e   Elect Director Gary D. Forsee   Mgmt   Yes   For   For
1f   Elect Director Constance J. Horner   Mgmt   Yes   For   For
1g   Elect Director Linda P. Hudson   Mgmt   Yes   For   For
1h   Elect Director Michael W. Lamach   Mgmt   Yes   For   For
1i   Elect Director Myles P. Lee   Mgmt   Yes   For   For
1j   Elect Director John P. Surma   Mgmt   Yes   For   For
1k   Elect Director Richard J. Swift   Mgmt   Yes   For   For
1l   Elect Director Tony L. White   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Mgmt   Yes   For   For
4   Renew Directors’ Authority to Issue Shares   Mgmt   Yes   For   For
5   Renew Directors’ Authority to Issue Shares for Cash   Mgmt   Yes   For   For
6   Authorize Reissuance of Repurchased Shares   Mgmt   Yes   For   For

Las Vegas Sands Corp.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    517834107
Record Date    04/13/2015    Meeting Type    Annual    Ticker    LVS

 

Primary CUSIP 517834107    Primary ISIN US5178341070    Primary SEDOL B02T2J7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jason N. Ader   Mgmt   Yes   For   For
1.2   Elect Director Micheline Chau   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael A. Leven   Mgmt   Yes   For   For
1.4   Elect Director David F. Levi   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against


MarketAxess Holdings Inc.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    57060D108
Record Date    04/07/2015    Meeting Type    Annual    Ticker    MKTX

 

Primary CUSIP 57060D108    Primary ISIN US57060D1081    Primary SEDOL B03Q9D0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Richard M. McVey   Mgmt   Yes   For   For
1b   Elect Director Steven L. Begleiter   Mgmt   Yes   For   For
1c   Elect Director Stephen P. Casper   Mgmt   Yes   For   For
1d   Elect Director Jane Chwick   Mgmt   Yes   For   For
1e   Elect Director William F. Cruger   Mgmt   Yes   For   For
1f   Elect Director David G. Gomach   Mgmt   Yes   For   For
1g   Elect Director Carlos M. Hernandez   Mgmt   Yes   For   For
1h   Elect Director Ronald M. Hersch   Mgmt   Yes   For   For
1i   Elect Director John Steinhardt   Mgmt   Yes   For   For
1j   Elect Director James J. Sullivan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Sinclair Broadcast Group, Inc.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    829226109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SBGI

 

Primary CUSIP 829226109    Primary ISIN US8292261091    Primary SEDOL 2799351

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David D. Smith   Mgmt   Yes   For   Withhold
1.2   Elect Director Frederick G. Smith   Mgmt   Yes   For   Withhold
1.3   Elect Director J. Duncan Smith   Mgmt   Yes   For   Withhold
1.4   Elect Director Robert E. Smith   Mgmt   Yes   For   Withhold
1.5   Elect Director Howard E. Friedman   Mgmt   Yes   For   For
1.6   Elect Director Lawrence E. McCanna   Mgmt   Yes   For   For
1.7   Elect Director Daniel C. Keith   Mgmt   Yes   For   Withhold
1.8   Elect Director Martin R. Leader   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers, LLP as Auditors   Mgmt   Yes   For   For


Marriott Vacations Worldwide Corporation

 

Meeting Date    06/05/2015    Country    USA    Primary Security ID    57164Y107
Record Date    04/09/2015    Meeting Type    Annual    Ticker    VAC

 

Primary CUSIP 57164Y107    Primary ISIN US57164Y1073    Primary SEDOL B45K9N8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Melquiades R. Martinez   Mgmt   Yes   For   For
1.2   Elect Director Stephen P. Weisz   Mgmt   Yes   For   For
2   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Wal-Mart Stores, Inc.

 

Meeting Date    06/05/2015    Country    USA    Primary Security ID    931142103
Record Date    04/10/2015    Meeting Type    Annual    Ticker    WMT

 

Primary CUSIP 931142103    Primary ISIN US9311421039    Primary SEDOL 2936921

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Aida M. Alvarez   Mgmt   Yes   For   For
1b   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   For
1c   Elect Director Roger C. Corbett   Mgmt   Yes   For   For
1d   Elect Director Pamela J. Craig   Mgmt   Yes   For   For
1e   Elect Director Michael T. Duke   Mgmt   Yes   For   For
1f   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1g   Elect Director Thomas W. Horton   Mgmt   Yes   For   For
1h   Elect Director Marissa A. Mayer   Mgmt   Yes   For   For
1i   Elect Director C. Douglas McMillon   Mgmt   Yes   For   For
1j   Elect Director Gregory B. Penner   Mgmt   Yes   For   For
1k   Elect Director Steven S. Reinemund   Mgmt   Yes   For   For
1l   Elect Director Kevin Y. Systrom   Mgmt   Yes   For   For
1m   Elect Director Jim C. Walton   Mgmt   Yes   For   For
1n   Elect Director S. Robson Walton   Mgmt   Yes   For   For
1o   Elect Director Linda S. Wolf   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Disclosure of Recoupment Activity from Senior Officers   SH   Yes   Against   For


6   Provide Proxy Access Right   SH   Yes   Against   For
7   Adopt Quantitative GHG Goals for Maritime Shipping   SH   Yes   Against   Against
8   Report on Incentive Compensation Plans   SH   Yes   Against   For
9   Require Independent Board Chairman   SH   Yes   Against   For

Diamondback Energy, Inc.

 

Meeting Date    06/08/2015    Country    USA    Primary Security ID    25278X109
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FANG

 

Primary CUSIP 25278X109    Primary ISIN US25278X1090    Primary SEDOL B7Y8YR3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven E. West   Mgmt   Yes   For   For
1.2   Elect Director Travis D. Stice   Mgmt   Yes   For   For
1.3   Elect Director Michael P. Cross   Mgmt   Yes   For   For
1.4   Elect Director David L. Houston   Mgmt   Yes   For   For
1.5   Elect Director Mark L. Plaumann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Evercore Partners Inc.

 

Meeting Date    06/08/2015    Country    USA    Primary Security ID    29977A105
Record Date    04/20/2015    Meeting Type    Annual    Ticker    EVR

 

Primary CUSIP 29977A105    Primary ISIN US29977A1051    Primary SEDOL B1BHXZ2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Roger C. Altman   Mgmt   Yes   For   For
1.2   Elect Director Richard I. Beattie   Mgmt   Yes   For   For
1.3   Elect Director Francois de Saint Phalle   Mgmt   Yes   For   For
1.4   Elect Director Gail B. Harris   Mgmt   Yes   For   For
1.5   Elect Director Curt Hessler   Mgmt   Yes   For   For
1.6   Elect Director Robert B. Millard   Mgmt   Yes   For   For
1.7   Elect Director Willard J. Overlock, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Ralph L. Schlosstein   Mgmt   Yes   For   For
1.9   Elect Director William J. Wheeler   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For


Angie’s List, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    034754101
Record Date    04/13/2015    Meeting Type    Annual    Ticker    ANGI

 

Primary CUSIP 034754101    Primary ISIN US0347541015    Primary SEDOL B5B33P8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John H. Chuang   Mgmt   Yes   For   Withhold
1.2   Elect Director William S. Oesterle   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

Investors Bancorp, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    46146L101
Record Date    04/20/2015    Meeting Type    Annual    Ticker    ISBC

 

Primary CUSIP 46146L101    Primary ISIN US46146L1017    Primary SEDOL BMHT4M3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert M. Cashill   Mgmt   Yes   For   For
1.2   Elect Director Kevin Cummings   Mgmt   Yes   For   For
1.3   Elect Director Brian D. Dittenhafer   Mgmt   Yes   For   For
1.4   Elect Director Michele N. Siekerka   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year
5   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Orexigen Therapeutics, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    686164104
Record Date    04/13/2015    Meeting Type    Annual    Ticker    OREX

 

Primary CUSIP 686164104    Primary ISIN US6861641040    Primary SEDOL B1WLCZ6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis C. Bock   Mgmt   Yes   For   For
1.2   Elect Director Wendy L. Dixon   Mgmt   Yes   For   For
1.3   Elect Director Peter K. Honig   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Tesla Motors, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    88160R101
Record Date    04/15/2015    Meeting Type    Annual    Ticker    TSLA

 

Primary CUSIP 88160R101    Primary ISIN US88160R1014    Primary SEDOL B616C79

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Antonio J. Gracias   Mgmt   Yes   For   For
1.2   Elect Director Kimbal Musk   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Adopt Goals to Reduce Use of Animal-Sourced Materials   SH   Yes   Against   Against
4   Become First Cruelty-Free Premium Brand   SH   Yes   Against   Against

Amazon.com, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    023135106
Record Date    04/13/2015    Meeting Type    Annual    Ticker    AMZN

 

Primary CUSIP 023135106    Primary ISIN US0231351067    Primary SEDOL 2000019

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jeffrey P. Bezos   Mgmt   Yes   For   For
1b   Elect Director Tom A. Alberg   Mgmt   Yes   For   For
1c   Elect Director John Seely Brown   Mgmt   Yes   For   For
1d   Elect Director William B. Gordon   Mgmt   Yes   For   For
1e   Elect Director Jamie S. Gorelick   Mgmt   Yes   For   For
1f   Elect Director Judith A. McGrath   Mgmt   Yes   For   For
1g   Elect Director Alain Monié   Mgmt   Yes   For   For
1h   Elect Director Jonathan J. Rubinstein   Mgmt   Yes   For   For
1i   Elect Director Thomas O. Ryder   Mgmt   Yes   For   For
1j   Elect Director Patricia Q. Stonesifer   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Adopt Proxy Access Right   SH   Yes   Against   For
4   Report on Political Contributions   SH   Yes   Against   For
5   Report on Sustainability, Including GHG Goals   SH   Yes   Against   For
6   Report on Human Rights Risk Assessment Process   SH   Yes   Against   Against


athenahealth, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    04685W103
Record Date    04/15/2015    Meeting Type    Annual    Ticker    ATHN

 

Primary CUSIP 04685W103    Primary ISIN US04685W1036    Primary SEDOL B24FJV8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jacqueline B. Kosecoff   Mgmt   Yes   For   For
1.2   Elect Director David E. Robinson   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Caterpillar Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    149123101
Record Date    04/13/2015    Meeting Type    Annual    Ticker    CAT

 

Primary CUSIP 149123101    Primary ISIN US1491231015    Primary SEDOL 2180201

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David L. Calhoun   Mgmt   Yes   For   Against
1.2   Elect Director Daniel M. Dickinson   Mgmt   Yes   For   For
1.3   Elect Director Juan Gallardo   Mgmt   Yes   For   For
1.4   Elect Director Jesse J. Greene, Jr.   Mgmt   Yes   For   Against
1.5   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Dennis A. Muilenburg   Mgmt   Yes   For   For
1.7   Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For
1.8   Elect Director William A. Osborn   Mgmt   Yes   For   For
1.9   Elect Director Debra L. Reed   Mgmt   Yes   For   For
1.10   Elect Director Edward B. Rust, Jr.   Mgmt   Yes   For   For
1.11   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1.12   Elect Director Miles D. White   Mgmt   Yes   For   Against
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Require Independent Board Chairman   SH   Yes   Against   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Review and Amend Human Rights Policies   SH   Yes   Against   For
7   Amend Policies to Allow Employees to Participate in Political Process with No Retribution   SH   Yes   Against   Against


Federal-Mogul Holdings Corporation

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    313549404
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FDML

 

Primary CUSIP 313549404    Primary ISIN US3135494041    Primary SEDOL B29N9B7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Carl C. Icahn   Mgmt   Yes   For   Withhold
1.2   Elect Director Sung Hwan Cho   Mgmt   Yes   For   Withhold
1.3   Elect Director Thomas W. Elward   Mgmt   Yes   For   For
1.4   Elect Director George Feldenkreis   Mgmt   Yes   For   For
1.5   Elect Director Hunter C. Gary   Mgmt   Yes   For   Withhold
1.6   Elect Director Rainer Jueckstock   Mgmt   Yes   For   Withhold
1.7   Elect Director J. Michael Laisure   Mgmt   Yes   For   For
1.8   Elect Director Daniel A. Ninivaggi   Mgmt   Yes   For   Withhold
1.9   Elect Director Neil S. Subin   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against

Freeport-McMoRan Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    35671D857
Record Date    04/16/2015    Meeting Type    Annual    Ticker    FCX

 

Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard C. Adkerson   Mgmt   Yes   For   For
1.2   Elect Director Robert J. Allison, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Alan R. Buckwalter, III   Mgmt   Yes   For   For
1.4   Elect Director Robert A. Day   Mgmt   Yes   For   For
1.5   Elect Director James C. Flores   Mgmt   Yes   For   For
1.6   Elect Director Gerald J. Ford   Mgmt   Yes   For   For
1.7   Elect Director Thomas A. Fry, III   Mgmt   Yes   For   For
1.8   Elect Director H. Devon Graham, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Lydia H. Kennard   Mgmt   Yes   For   For
1.10   Elect Director Charles C. Krulak   Mgmt   Yes   For   For
1.11   Elect Director Bobby Lee Lackey   Mgmt   Yes   For   For
1.12   Elect Director Jon C. Madonna   Mgmt   Yes   For   For
1.13   Elect Director Dustan E. McCoy   Mgmt   Yes   For   For
1.14   Elect Director James R. Moffett   Mgmt   Yes   For   For


1.15   Elect Director Stephen H. Siegele   Mgmt   Yes   For   For
1.16   Elect Director Frances Fragos Townsend   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Proxy Access Right   SH   Yes   Against   For

FXCM Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    302693106
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FXCM

 

Primary CUSIP 302693106    Primary ISIN US3026931069    Primary SEDOL B3YPMH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William Ahdout   Mgmt   Yes   For   Withhold
1.2   Elect Director James G. Brown   Mgmt   Yes   For   Withhold
1.3   Elect Director Robin Davis   Mgmt   Yes   For   Withhold
1.4   Elect Director Perry Fish   Mgmt   Yes   For   Withhold
1.5   Elect Director Kenneth Grossman   Mgmt   Yes   For   Withhold
1.6   Elect Director Arthur Gruen   Mgmt   Yes   For   Withhold
1.7   Elect Director Eric LeGoff   Mgmt   Yes   For   Withhold
1.8   Elect Director Dror (Drew) Niv   Mgmt   Yes   For   Withhold
1.9   Elect Director David Sakhai   Mgmt   Yes   For   Withhold
1.10   Elect Director Ryan Silverman   Mgmt   Yes   For   Withhold
1.11   Elect Director Eduard Yusupov   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Generac Holdings Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    368736104
Record Date    04/16/2015    Meeting Type    Annual    Ticker    GNRC

 

Primary CUSIP 368736104    Primary ISIN US3687361044    Primary SEDOL B6197Q2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert D. Dixon   Mgmt   Yes   For   For
1.2   Elect Director David A. Ramon   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Live Nation Entertainment, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    538034109
Record Date    04/15/2015    Meeting Type    Annual    Ticker    LYV

 

Primary CUSIP 538034109    Primary ISIN US5380341090    Primary SEDOL B0T7YX2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Mark Carleton   Mgmt   Yes   For   Against
1.2   Elect Director Jonathan Dolgen   Mgmt   Yes   For   For
1.3   Elect Director Ari Emanuel   Mgmt   Yes   For   For
1.4   Elect Director Robert Ted Enloe, III   Mgmt   Yes   For   Against
1.5   Elect Director Jeffrey T. Hinson   Mgmt   Yes   For   For
1.6   Elect Director James Iovine   Mgmt   Yes   For   For
1.7   Elect Director Margaret “Peggy” Johnson   Mgmt   Yes   For   For
1.8   Elect Director James S. Kahan   Mgmt   Yes   For   For
1.9   Elect Director Gregory B. Maffei   Mgmt   Yes   For   For
1.10   Elect Director Randall T. Mays   Mgmt   Yes   For   For
1.11   Elect Director Michael Rapino   Mgmt   Yes   For   For
1.12   Elect Director Mark S. Shapiro   Mgmt   Yes   For   Against
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

EMCOR Group, Inc.

 

Meeting Date    06/11/2015    Country    USA    Primary Security ID    29084Q100
Record Date    04/16/2015    Meeting Type    Annual    Ticker    EME

 

Primary CUSIP 29084Q100    Primary ISIN US29084Q1004    Primary SEDOL 2474164

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John W. Altmeyer   Mgmt   Yes   For   For
1b   Elect Director Stephen W. Bershad   Mgmt   Yes   For   For
1c   Elect Director David A.B. Brown   Mgmt   Yes   For   For
1d   Elect Director Larry J. Bump   Mgmt   Yes   For   For
1e   Elect Director Anthony J. Guzzi   Mgmt   Yes   For   For
1f   Elect Director Richard F. Hamm, Jr.   Mgmt   Yes   For   For
1g   Elect Director David H. Laidley   Mgmt   Yes   For   For
1h   Elect Director Frank T. MacInnis   Mgmt   Yes   For   For
1i   Elect Director Jerry E. Ryan   Mgmt   Yes   For   For


1j   Elect Director Michael T. Yonker   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Zillow Group, Inc.

 

Meeting Date    06/11/2015    Country    USA    Primary Security ID    98954M101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    Z

 

Primary CUSIP 98954M101    Primary ISIN US98954M1018    Primary SEDOL BVYJBR3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Erik Blachford   Mgmt   Yes   For   For
1.2   Elect Director Spencer M. Rascoff   Mgmt   Yes   For   For
1.3   Elect Director Gordon Stephenson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   Three Years   One Year
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Spirit Airlines, Inc.

 

Meeting Date    06/16/2015    Country    USA    Primary Security ID    848577102
Record Date    04/17/2015    Meeting Type    Annual    Ticker    SAVE

 

Primary CUSIP 848577102    Primary ISIN US8485771021    Primary SEDOL B3ZG8F4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert D. Johnson   Mgmt   Yes   For   For
1.2   Elect Director Barclay G. Jones, III   Mgmt   Yes   For   For
1.3   Elect Director Dawn M. Zier   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For

Toyota Motor Corp.

 

Meeting Date    06/16/2015    Country    Japan    Primary Security ID    J92676113
Record Date    03/31/2015    Meeting Type    Annual    Ticker    7203

 

Primary CUSIP J92676113    Primary ISIN JP3633400001    Primary SEDOL 6900643

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 125   Mgmt   Yes   For   For
2.1   Elect Director Uchiyamada, Takeshi   Mgmt   Yes   For   For


2.2   Elect Director Toyoda, Akio   Mgmt   Yes   For   For
2.3   Elect Director Kodaira, Nobuyori   Mgmt   Yes   For   For
2.4   Elect Director Kato, Mitsuhisa   Mgmt   Yes   For   For
2.5   Elect Director Sudo, Seiichi   Mgmt   Yes   For   For
2.6   Elect Director Terashi, Shigeki   Mgmt   Yes   For   For
2.7   Elect Director Hayakawa, Shigeru   Mgmt   Yes   For   For
2.8   Elect Director Didier Leroy   Mgmt   Yes   For   For
2.9   Elect Director Ijichi, Takahiko   Mgmt   Yes   For   For
2.10   Elect Director Uno, Ikuo   Mgmt   Yes   For   For
2.11   Elect Director Kato, Haruhiko   Mgmt   Yes   For   For
2.12   Elect Director Mark T. Hogan   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Kato, Masahiro   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Kagawa, Yoshiyuki   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Wake, Yoko   Mgmt   Yes   For   For
3.4   Appoint Statutory Auditor Ozu, Hiroshi   Mgmt   Yes   For   For
4   Appoint Alternate Statutory Auditor Sakai, Ryuji   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For
6   Amend Articles to Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
7   Amend Articles to Create Class AA Shares and Approve Issuance of Class AA Shares   Mgmt   Yes   For   Against

Aon plc

 

Meeting Date    06/17/2015    Country    United Kingdom    Primary Security ID    G0408V102
Record Date    04/22/2015    Meeting Type    Annual    Ticker    AON

 

Primary CUSIP 037389103    Primary ISIN GB00B5BT0K07    Primary SEDOL B5BT0K0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lester B. Knight   Mgmt   Yes   For   For
1.2   Elect Director Gregory C. Case   Mgmt   Yes   For   For
1.3   Elect Director Fulvio Conti   Mgmt   Yes   For   For
1.4   Elect Director Cheryl A. Francis   Mgmt   Yes   For   For
1.5   Elect Director James W. Leng   Mgmt   Yes   For   For
1.6   Elect Director J. Michael Losh   Mgmt   Yes   For   For
1.7   Elect Director Robert S. Morrison   Mgmt   Yes   For   For
1.8   Elect Director Richard B. Myers   Mgmt   Yes   For   For
1.9   Elect Director Richard C. Notebaert   Mgmt   Yes   For   For
1.10   Elect Director Gloria Santona   Mgmt   Yes   For   For


1.11   Elect Director Carolyn Y. Woo   Mgmt   Yes   For   For
2   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Aon’s Auditors   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as U.K. Statutory Auditor   Mgmt   Yes   For   For
5   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
7   Advisory Vote to Ratify Directors’ Remuneration Report   Mgmt   Yes   For   For
8   Authorise Shares for Market Purchase   Mgmt   Yes   For   For
9   Issue of Equity or Equity-Linked Securities with Pre-emptive Rights   Mgmt   Yes   For   For
10   Issue of Equity or Equity-Linked Securities without Pre-emptive Rights   Mgmt   Yes   For   For
11   Approve Political Donations   Mgmt   Yes   For   For

Honda Motor Co. Ltd.

 

Meeting Date    06/17/2015    Country    Japan    Primary Security ID    J22302111
Record Date    03/31/2015    Meeting Type    Annual    Ticker    7267

 

Primary CUSIP J22302111    Primary ISIN JP3854600008    Primary SEDOL 6435145

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   Yes   For   For
2.1   Elect Director Ike, Fumihiko   Mgmt   Yes   For   For
2.2   Elect Director Ito, Takanobu   Mgmt   Yes   For   For
2.3   Elect Director Iwamura, Tetsuo   Mgmt   Yes   For   For
2.4   Elect Director Fukuo, Koichi   Mgmt   Yes   For   For
2.5   Elect Director Matsumoto, Yoshiyuki   Mgmt   Yes   For   For
2.6   Elect Director Yamane, Yoshi   Mgmt   Yes   For   For
2.7   Elect Director Hachigo, Takahiro   Mgmt   Yes   For   For
2.8   Elect Director Yoshida, Masahiro   Mgmt   Yes   For   For
2.9   Elect Director Takeuchi, Kohei   Mgmt   Yes   For   For
2.10   Elect Director Kuroyanagi, Nobuo   Mgmt   Yes   For   For
2.11   Elect Director Kunii, Hideko   Mgmt   Yes   For   For
2.12   Elect Director Aoyama, Shinji   Mgmt   Yes   For   For
2.13   Elect Director Kaihara, Noriya   Mgmt   Yes   For   For
2.14   Elect Director Igarashi, Masayuki   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Takaura, Hideo   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Tamura, Mayumi   Mgmt   Yes   For   For


Mentor Graphics Corporation

 

Meeting Date    06/17/2015    Country    USA    Primary Security ID    587200106
Record Date    04/13/2015    Meeting Type    Annual    Ticker    MENT

 

Primary CUSIP 587200106    Primary ISIN US5872001061    Primary SEDOL 2578033

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Keith L. Barnes   Mgmt   Yes   For   For
1.2   Elect Director Peter L. Bonfield   Mgmt   Yes   For   For
1.3   Elect Director Gregory K. Hinckley   Mgmt   Yes   For   For
1.4   Elect Director Paul A. Mascarenas   Mgmt   Yes   For   For
1.5   Elect Director J. Daniel McCranie   Mgmt   Yes   For   For
1.6   Elect Director Patrick B. McManus   Mgmt   Yes   For   For
1.7   Elect Director Walden C. Rhines   Mgmt   Yes   For   For
1.8   Elect Director Jeffrey M. Stafeil   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Foundation Medicine, Inc.

 

Meeting Date    06/18/2015    Country    USA    Primary Security ID    350465100
Record Date    04/24/2015    Meeting Type    Annual    Ticker    FMI

 

Primary CUSIP 350465100    Primary ISIN US3504651007    Primary SEDOL BDX85T5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alexis Borisy   Mgmt   Yes   For   Against
1.2   Elect Director Sandra Horning   Mgmt   Yes   For   Against
1.3   Elect Director Evan Jones   Mgmt   Yes   For   For
1.4   Elect Director Daniel O’Day   Mgmt   Yes   For   Against
1.5   Elect Director Michael Pellini   Mgmt   Yes   For   Against
1.6   Elect Director David Schenkein   Mgmt   Yes   For   For
1.7   Elect Director Michael Varney   Mgmt   Yes   For   Against
1.8   Elect Director Krishna Yeshwant   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


OPKO Health, Inc.

 

Meeting Date    06/18/2015    Country    USA    Primary Security ID    68375N103
Record Date    04/20/2015    Meeting Type    Annual    Ticker    OPK

 

Primary CUSIP 68375N103    Primary ISIN US68375N1037    Primary SEDOL 2115902

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Phillip Frost   Mgmt   Yes   For   Withhold
1.2   Elect Director Jane H. Hsiao   Mgmt   Yes   For   Withhold
1.3   Elect Director Steven D. Rubin   Mgmt   Yes   For   Withhold
1.4   Elect Director Robert A. Baron   Mgmt   Yes   For   For
1.5   Elect Director Thomas E. Beier   Mgmt   Yes   For   Withhold
1.6   Elect Director Dmitry Kolosov   Mgmt   Yes   For   For
1.7   Elect Director Richard A. Lerner   Mgmt   Yes   For   For
1.8   Elect Director John A. Paganelli   Mgmt   Yes   For   Withhold
1.9   Elect Director Richard C. Pfenniger, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Alice Lin-Tsing Yu   Mgmt   Yes   For   Withhold

Mitsubishi Corp.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J43830116
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8058

 

Primary CUSIP J43830116    Primary ISIN JP3898400001    Primary SEDOL 6596785

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   Yes   For   For
2   Amend Articles to Amend Business Lines—Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Kojima, Yorihiko   Mgmt   Yes   For   For
3.2   Elect Director Kobayashi, Ken   Mgmt   Yes   For   For
3.3   Elect Director Nakahara, Hideto   Mgmt   Yes   For   For
3.4   Elect Director Yanai, Jun   Mgmt   Yes   For   For
3.5   Elect Director Kinukawa, Jun   Mgmt   Yes   For   For
3.6   Elect Director Miyauchi, Takahisa   Mgmt   Yes   For   For
3.7   Elect Director Uchino, Shuma   Mgmt   Yes   For   For
3.8   Elect Director Mori, Kazuyuki   Mgmt   Yes   For   For
3.9   Elect Director Hirota, Yasuhito   Mgmt   Yes   For   For
3.10   Elect Director Tsukuda, Kazuo   Mgmt   Yes   For   For
3.11   Elect Director Kato, Ryozo   Mgmt   Yes   For   For
3.12   Elect Director Konno, Hidehiro   Mgmt   Yes   For   For


3.13   Elect Director Sakie Tachibana Fukushima   Mgmt   Yes   For   For
3.14   Elect Director Nishiyama, Akihiko   Mgmt   Yes   For   For
4   Appoint Statutory Auditor Kizaki, Hiroshi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

Mitsui & Co.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J44690139
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8031

 

Primary CUSIP J44690139    Primary ISIN JP3893600001    Primary SEDOL 6597302

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 32   Mgmt   Yes   For   For
2.1   Elect Director Iijima, Masami   Mgmt   Yes   For   For
2.2   Elect Director Yasunaga,Tatsuo   Mgmt   Yes   For   For
2.3   Elect Director Saiga, Daisuke   Mgmt   Yes   For   For
2.4   Elect Director Kinoshita, Masayuki   Mgmt   Yes   For   For
2.5   Elect Director Ambe, Shintaro   Mgmt   Yes   For   For
2.6   Elect Director Kato, Hiroyuki   Mgmt   Yes   For   For
2.7   Elect Director Hombo, Yoshihiro   Mgmt   Yes   For   For
2.8   Elect Director Suzuki, Makoto   Mgmt   Yes   For   For
2.9   Elect Director Matsubara, Keigo   Mgmt   Yes   For   For
2.10   Elect Director Nonaka, Ikujiro   Mgmt   Yes   For   For
2.11   Elect Director Hirabayashi, Hiroshi   Mgmt   Yes   For   For
2.12   Elect Director Muto, Toshiro   Mgmt   Yes   For   For
2.13   Elect Director Kobayashi, Izumi   Mgmt   Yes   For   For
2.14   Elect Director Jenifer Rogers   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Okada, Joji   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Yamauchi, Takashi   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Ozu, Hiroshi   Mgmt   Yes   For   For
4   Amend Articles to Add Transparent Business Operation to Earn Trust from Customers and Society to Business Objectives   SH   Yes   Against   Against
5   Amend Articles to Add Setup of Fukushima-Daiichi Nuclear Power Plant Accident Response Department to Business Objectives   SH   Yes   Against   Against
6   Amend Articles to Establish Ethics Committee   SH   Yes   Against   Against
7   Amend Articles to Delete Provisions Authorizing Share Buybacks at Board’s Discretion   SH   Yes   Against   Against
8   Amend Articles to Add Provisions Requiring ROE of 12% as Condition to Rebuild Head Office Building   SH   Yes   Against   Against


9   Amend Articles to Authorize Board to Appoint Advisers (with Mandatory Retirement Age of 70)   SH   Yes   Against   Against
10   Remove Director Nonaka, Ikujiro   SH   Yes   Against   Against
11   Authorize Share Repurchase of up to 100 Million Shares in the Coming Year   SH   Yes   Against   Against
12   Amend Articles to Display Shareholder Proposals in Proxy Circulars with Same Character Gap and Line Space as Management Proposals   SH   Yes   Against   Against

Office Depot, Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    676220106
Record Date    04/29/2015    Meeting Type    Annual    Ticker    ODP

 

Primary CUSIP 676220106    Primary ISIN US6762201068    Primary SEDOL 2655981

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   Against
3   Adjourn Meeting   Mgmt   Yes   For   For
4a   Elect Director Roland C. Smith   Mgmt   Yes   For   For
4b   Elect Director Warren F. Bryant   Mgmt   Yes   For   For
4c   Elect Director Rakesh Gangwal   Mgmt   Yes   For   For
4d   Elect Director Cynthia T. Jamison   Mgmt   Yes   For   For
4e   Elect Director V. James Marino   Mgmt   Yes   For   For
4f   Elect Director Michael J. Massey   Mgmt   Yes   For   For
4g   Elect Director Francesca Ruiz de Luzuriaga   Mgmt   Yes   For   For
4h   Elect Director David M. Szymanski   Mgmt   Yes   For   For
4i   Elect Director Nigel Travis   Mgmt   Yes   For   For
4j   Elect Director Joseph Vassalluzzo   Mgmt   Yes   For   For
5   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
6   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
7   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

OncoMed Pharmaceuticals, Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    68234X102
Record Date    04/20/2015    Meeting Type    Annual    Ticker    OMED

 

Primary CUSIP 68234X102    Primary ISIN US68234X1028    Primary SEDOL BC9SJN4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul J. Hastings   Mgmt   Yes   For   For
1.2   Elect Director Laurence Lasky   Mgmt   Yes   For   For


1.3   Elect Director Denise Pollard-Knight   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

SoftBank Corp.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J75963108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    9984

 

Primary CUSIP J75963108    Primary ISIN JP3436100006    Primary SEDOL 6770620

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   Yes   For   For
2   Amend Articles to Change Company Name—Reduce Directors’ Term—Indemnify Directors—Increase Maximum Number of Statutory Auditors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Son, Masayoshi   Mgmt   Yes   For   For
3.2   Elect Director Nikesh Arora   Mgmt   Yes   For   For
3.3   Elect Director Miyauchi, Ken   Mgmt   Yes   For   For
3.4   Elect Director Ronald Fisher   Mgmt   Yes   For   For
3.5   Elect Director Yun Ma   Mgmt   Yes   For   For
3.6   Elect Director Miyasaka, Manabu   Mgmt   Yes   For   For
3.7   Elect Director Yanai, Tadashi   Mgmt   Yes   For   For
3.8   Elect Director Mark Schwartz   Mgmt   Yes   For   For
3.9   Elect Director Nagamori, Shigenobu   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Murata, Tatsuhiro   Mgmt   Yes   For   For
4.2   Appoint Statutory Auditor Toyama, Atsushi   Mgmt   Yes   For   For

Time Warner Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    887317303
Record Date    04/20/2015    Meeting Type    Annual    Ticker    TWX

 

Primary CUSIP 887317303    Primary ISIN US8873173038    Primary SEDOL B63QTN2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director James L. Barksdale   Mgmt   Yes   For   Against
1b   Elect Director William P. Barr   Mgmt   Yes   For   Against
1c   Elect Director Jeffrey L. Bewkes   Mgmt   Yes   For   For
1d   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   Against
1e   Elect Director Robert C. Clark   Mgmt   Yes   For   Against
1f   Elect Director Mathias Dopfner   Mgmt   Yes   For   For
1g   Elect Director Jessica P. Einhorn   Mgmt   Yes   For   Against
1h   Elect Director Carlos M. Gutierrez   Mgmt   Yes   For   For


1i   Elect Director Fred Hassan   Mgmt   Yes   For   For
1j   Elect Director Kenneth J. Novack   Mgmt   Yes   For   Against
1k   Elect Director Paul D. Wachter   Mgmt   Yes   For   For
1l   Elect Director Deborah C. Wright   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Act by Written Consent   SH   Yes   Against   For
5   Board Oversight of Tobacco Use Depicted in Products   SH   Yes   Against   Against
6   Adopt Quantitative GHG Goals for Operations   SH   Yes   Against   For

East Japan Railway Co.

 

Meeting Date    06/23/2015    Country    Japan    Primary Security ID    J1257M109
Record Date    03/31/2015    Meeting Type    Annual    Ticker    9020

 

Primary CUSIP J1257M109    Primary ISIN JP3783600004    Primary SEDOL 6298542

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   Yes   For   For
2   Amend Articles to Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3   Elect Director Ito, Motoshige   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Hoshino, Shigeo   Mgmt   Yes   For   Against
4.2   Appoint Statutory Auditor Higashikawa, Hajime   Mgmt   Yes   For   Against
4.3   Appoint Statutory Auditor Ishida, Yoshio   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   Yes   For   For

Mizuho Financial Group Inc.

 

Meeting Date    06/23/2015    Country    Japan    Primary Security ID    J4599L102
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8411

 

Primary CUSIP J4599L102    Primary ISIN JP3885780001    Primary SEDOL 6591014

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Sato, Yasuhiro   Mgmt   Yes   For   For
1.2   Elect Director Tsuhara, Shusaku   Mgmt   Yes   For   For
1.3   Elect Director Aya, Ryusuke   Mgmt   Yes   For   For
1.4   Elect Director Shimbo, Junichi   Mgmt   Yes   For   For
1.5   Elect Director Fujiwara, Koji   Mgmt   Yes   For   For
1.6   Elect Director Takahashi, Hideyuki   Mgmt   Yes   For   For
1.7   Elect Director Funaki, Nobukatsu   Mgmt   Yes   For   For
1.8   Elect Director Ohashi, Mitsuo   Mgmt   Yes   For   For


1.9   Elect Director Seki, Tetsuo   Mgmt   Yes   For   Against
1.10   Elect Director Kawamura, Takashi   Mgmt   Yes   For   Against
1.11   Elect Director Kainaka, Tatsuo   Mgmt   Yes   For   Against
1.12   Elect Director Abe, Hirotake   Mgmt   Yes   For   For
1.13   Elect Director Ota, Hiroko   Mgmt   Yes   For   For
2   Amend Articles to Allow Shareholders to Submit Income Allocation Proposals   SH   Yes   Against   For
3   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Yes   Against   For
4   Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So   SH   Yes   Against   Against
5   Amend Articles to Introduce Provision on Prevention of Sexual Harassment   SH   Yes   Against   Against
6   Amend Articles to Hold Annual Shareholder Meetings within Two Months from Record Date of May 31   SH   Yes   Against   Against
7   Amend Articles to Ban Bundling Proposals that Many Shareholders Are Likely to Support with Proposals that Will Be Controversial   SH   Yes   Against   Against
8   Amend Articles to Disclose Shareholder Meeting Minutes   SH   Yes   Against   Against
9   Amend Articles to Establish System Preventing Employees from Practicing Fraud   SH   Yes   Against   Against
10   Amend Articles to Withdraw from Green-Sheet Markets   SH   Yes   Against   Against
11   Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Participating in Successor System on Green-Sheet Markets   SH   Yes   Against   Against

Equity Residential

 

Meeting Date    06/24/2015    Country    USA    Primary Security ID    29476L107
Record Date    03/31/2015    Meeting Type    Annual    Ticker    EQR

 

Primary CUSIP 29476L107    Primary ISIN US29476L1070    Primary SEDOL 2319157

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John W. Alexander   Mgmt   Yes   For   For
1.2   Elect Director Charles L. Atwood   Mgmt   Yes   For   For
1.3   Elect Director Linda Walker Bynoe   Mgmt   Yes   For   For
1.4   Elect Director Mary Kay Haben   Mgmt   Yes   For   For
1.5   Elect Director Bradley A. Keywell   Mgmt   Yes   For   For
1.6   Elect Director John E. Neal   Mgmt   Yes   For   For
1.7   Elect Director David J. Neithercut   Mgmt   Yes   For   For
1.8   Elect Director Mark S. Shapiro   Mgmt   Yes   For   For
1.9   Elect Director Gerald A. Spector   Mgmt   Yes   For   For
1.10   Elect Director Stephen E. Sterrett   Mgmt   Yes   For   For


1.11   Elect Director B. Joseph White   Mgmt   Yes   For   For
1.12   Elect Director Samuel Zell   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For

Restoration Hardware Holdings, Inc.

 

Meeting Date    06/24/2015    Country    USA    Primary Security ID    761283100
Record Date    05/08/2015    Meeting Type    Annual    Ticker    RH

 

Primary CUSIP 761283100    Primary ISIN US7612831005    Primary SEDOL B8V9GG9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gary Friedman   Mgmt   Yes   For   For
1.2   Elect Director Carlos Alberini   Mgmt   Yes   For   For
1.3   Elect Director J. Michael Chu   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Genesco Inc.

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    371532102
Record Date    04/27/2015    Meeting Type    Annual    Ticker    GCO

 

Primary CUSIP 371532102    Primary ISIN US3715321028    Primary SEDOL 2367101

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joanna Barsh   Mgmt   Yes   For   For
1.2   Elect Director James S. Beard   Mgmt   Yes   For   For
1.3   Elect Director Leonard L. Berry   Mgmt   Yes   For   For
1.4   Elect Director William F. Blaufuss, Jr.   Mgmt   Yes   For   For
1.5   Elect Director James W. Bradford   Mgmt   Yes   For   For
1.6   Elect Director Robert J. Dennis   Mgmt   Yes   For   For
1.7   Elect Director Matthew C. Diamond   Mgmt   Yes   For   For
1.8   Elect Director Marty G. Dickens   Mgmt   Yes   For   For
1.9   Elect Director Thurgood Marshall, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Kathleen Mason   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Hitachi Ltd.

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J20454112
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6501

 

Primary CUSIP J20454112    Primary ISIN JP3788600009    Primary SEDOL 6429104

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Amend Articles to Indemnify Directors—Reflect Changes in Law   Mgmt   Yes   For   For
2.1   Elect Director Katsumata, Nobuo   Mgmt   Yes   For   For
2.2   Elect Director Cynthia Carroll   Mgmt   Yes   For   For
2.3   Elect Director Sakakibara, Sadayuki   Mgmt   Yes   For   For
2.4   Elect Director George Buckley   Mgmt   Yes   For   For
2.5   Elect Director Louise Pentland   Mgmt   Yes   For   For
2.6   Elect Director Mochizuki, Harufumi   Mgmt   Yes   For   For
2.7   Elect Director Philip Yeo   Mgmt   Yes   For   For
2.8   Elect Director Yoshihara, Hiroaki   Mgmt   Yes   For   For
2.9   Elect Director Nakanishi, Hiroaki   Mgmt   Yes   For   For
2.10   Elect Director Higashihara, Toshiaki   Mgmt   Yes   For   For
2.11   Elect Director Miyoshi, Takashi   Mgmt   Yes   For   For
2.12   Elect Director Mochida, Nobuo   Mgmt   Yes   For   For

LSB Industries, Inc.

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    502160104
Record Date    04/27/2015    Meeting Type    Annual    Ticker    LXU

 

Primary CUSIP 502160104    Primary ISIN US5021601043    Primary SEDOL 2536882

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis S. Massimo   Mgmt   Yes   For   For
1.2   Elect Director Andrew K. Mittag   Mgmt   Yes   For   For
1.3   Elect Director Barry H. Golsen   Mgmt   Yes   For   For
1.4   Elect Director Marran H. Ogilvie   Mgmt   Yes   For   For
1.5   Elect Director Richard W. Roedel   Mgmt   Yes   For   For
1.6   Elect Director Richard S. Sanders, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Lynn F. White   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Mitsubishi UFJ Financial Group

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J44497105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8306

 

Primary CUSIP J44497105    Primary ISIN JP3902900004    Primary SEDOL 6335171

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   Yes   For   For
2   Amend Articles to Remove Provisions on Type 1 Class 5 Preferred Shares and Class 11 Preferred Shares to Reflect Cancellation—Abolish Board Structure with Statutory Auditors—Adopt Board Structure with Three Committees—Indemnify Directors   Mgmt   Yes   For   For
3.1   Elect Director Sono, Kiyoshi   Mgmt   Yes   For   For
3.2   Elect Director Wakabayashi, Tatsuo   Mgmt   Yes   For   For
3.3   Elect Director Nagaoka, Takashi   Mgmt   Yes   For   For
3.4   Elect Director Hirano, Nobuyuki   Mgmt   Yes   For   For
3.5   Elect Director Oyamada, Takashi   Mgmt   Yes   For   For
3.6   Elect Director Kuroda, Tadashi   Mgmt   Yes   For   For
3.7   Elect Director Tokunari, Muneaki   Mgmt   Yes   For   For
3.8   Elect Director Yasuda, Masamichi   Mgmt   Yes   For   For
3.9   Elect Director Mikumo, Takashi   Mgmt   Yes   For   For
3.10   Elect Director Shimamoto, Takehiko   Mgmt   Yes   For   For
3.11   Elect Director Kawamoto, Yuko   Mgmt   Yes   For   For
3.12   Elect Director Matsuyama, Haruka   Mgmt   Yes   For   Against
3.13   Elect Director Okamoto, Kunie   Mgmt   Yes   For   Against
3.14   Elect Director Okuda, Tsutomu   Mgmt   Yes   For   For
3.15   Elect Director Kawakami, Hiroshi   Mgmt   Yes   For   For
3.16   Elect Director Sato, Yukihiro   Mgmt   Yes   For   Against
3.17   Elect Director Yamate, Akira   Mgmt   Yes   For   For
4   Amend Articles to Prohibit Gender Discrimination when Facing Customers   SH   Yes   Against   Against
5   Amend Articles to Set Maximum Limit on Name Transfer Fees in Margin Trading at the Group’s Securities Companies   SH   Yes   Against   Against


Panasonic Corp

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J6354Y104
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6752

 

Primary CUSIP J6354Y104    Primary ISIN JP3866800000    Primary SEDOL 6572707

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Nagae, Shusaku   Mgmt   Yes   For   For
1.2   Elect Director Matsushita, Masayuki   Mgmt   Yes   For   For
1.3   Elect Director Tsuga, Kazuhiro   Mgmt   Yes   For   For
1.4   Elect Director Yamada, Yoshihiko   Mgmt   Yes   For   For
1.5   Elect Director Takami, Kazunori   Mgmt   Yes   For   For
1.6   Elect Director Kawai, Hideaki   Mgmt   Yes   For   For
1.7   Elect Director Miyabe, Yoshiyuki   Mgmt   Yes   For   For
1.8   Elect Director Ito, Yoshio   Mgmt   Yes   For   For
1.9   Elect Director Yoshioka, Tamio   Mgmt   Yes   For   For
1.10   Elect Director Toyama, Takashi   Mgmt   Yes   For   For
1.11   Elect Director Ishii, Jun   Mgmt   Yes   For   For
1.12   Elect Director Sato, Mototsugu   Mgmt   Yes   For   For
1.13   Elect Director Oku, Masayuki   Mgmt   Yes   For   For
1.14   Elect Director Ota, Hiroko   Mgmt   Yes   For   For
1.15   Elect Director Enokido, Yasuji   Mgmt   Yes   For   For
1.16   Elect Director Homma, Tetsuro   Mgmt   Yes   For   For
1.17   Elect Director Tsutsui, Yoshinobu   Mgmt   Yes   For   For
2   Appoint Statutory Auditor Yasuhara, Hirofumi   Mgmt   Yes   For   For

Rite Aid Corporation

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    767754104
Record Date    05/01/2015    Meeting Type    Annual    Ticker    RAD

 

Primary CUSIP 767754104    Primary ISIN US7677541044    Primary SEDOL 2740809

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John T. Standley   Mgmt   Yes   For   For
1b   Elect Director Joseph B. Anderson, Jr.   Mgmt   Yes   For   For
1c   Elect Director Bruce G. Bodaken   Mgmt   Yes   For   For
1d   Elect Director David R. Jessick   Mgmt   Yes   For   For
1e   Elect Director Kevin E. Lofton   Mgmt   Yes   For   For
1f   Elect Director Myrtle S. Potter   Mgmt   Yes   For   For
1g   Elect Director Michael N. Regan   Mgmt   Yes   For   For


1h   Elect Director Frank A. Savage   Mgmt   Yes   For   For
1i   Elect Director Marcy Syms   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
5   Proxy Access   SH   Yes   Against   For

Fanuc Corp.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J13440102
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6954

 

Primary CUSIP J13440102    Primary ISIN JP3802400006    Primary SEDOL 6356934

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 491.93   Mgmt   Yes   For   For
2.1   Elect Director Inaba, Yoshiharu   Mgmt   Yes   For   For
2.2   Elect Director Yamaguchi, Kenji   Mgmt   Yes   For   For
2.3   Elect Director Uchida, Hiroyuki   Mgmt   Yes   For   For
2.4   Elect Director Gonda, Yoshihiro   Mgmt   Yes   For   For
2.5   Elect Director Inaba, Kiyonori   Mgmt   Yes   For   For
2.6   Elect Director Matsubara, Shunsuke   Mgmt   Yes   For   For
2.7   Elect Director Noda, Hiroshi   Mgmt   Yes   For   For
2.8   Elect Director Kohari, Katsuo   Mgmt   Yes   For   For
2.9   Elect Director Okada, Toshiya   Mgmt   Yes   For   For
2.10   Elect Director Richard E. Schneider   Mgmt   Yes   For   For
2.11   Elect Director Olaf C. Gehrels   Mgmt   Yes   For   For
2.12   Elect Director Ono, Masato   Mgmt   Yes   For   For
2.13   Elect Director Tsukuda, Kazuo   Mgmt   Yes   For   For
2.14   Elect Director Imai, Yasuo   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Kimura, Shunsuke   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Shimizu, Naoki   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Nakagawa, Takeo   Mgmt   Yes   For   For


Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J7771X109
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8316

 

Primary CUSIP J7771X109    Primary ISIN JP3890350006    Primary SEDOL 6563024

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 80   Mgmt   Yes   For   For
2   Amend Articles to Allow the Role of Company President to Be Filled by an Executive Officer—Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Oku, Masayuki   Mgmt   Yes   For   For
3.2   Elect Director Kunibe, Takeshi   Mgmt   Yes   For   For
3.3   Elect Director Ito, Yujiro   Mgmt   Yes   For   For
3.4   Elect Director Ogino, Kozo   Mgmt   Yes   For   For
3.5   Elect Director Teramoto, Toshiyuki   Mgmt   Yes   For   For
3.6   Elect Director Tanizaki, Katsunori   Mgmt   Yes   For   For
3.7   Elect Director Nomura, Kuniaki   Mgmt   Yes   For   For
3.8   Elect Director Arthur M. Mitchell   Mgmt   Yes   For   For
3.9   Elect Director Kono, Masaharu   Mgmt   Yes   For   For
3.10   Elect Director Sakurai, Eriko   Mgmt   Yes   For   For
4   Appoint Statutory Auditor Mikami, Toru   Mgmt   Yes   For   For
5   Approve Aggregate Compensation Ceiling for Directors   Mgmt   Yes   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J8129E108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    4502

 

Primary CUSIP J8129E108    Primary ISIN JP3463000004    Primary SEDOL 6870445

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   Yes   For   For
2.1   Elect Director Hasegawa, Yasuchika   Mgmt   Yes   For   Against
2.2   Elect Director Christophe Weber   Mgmt   Yes   For   Against
2.3   Elect Director Honda, Shinji   Mgmt   Yes   For   For
2.4   Elect Director Iwasaki, Masato   Mgmt   Yes   For   For
2.5   Elect Director Francois Roger   Mgmt   Yes   For   For
2.6   Elect Director Sudo, Fumio   Mgmt   Yes   For   For
2.7   Elect Director Kojima, Yorihiko   Mgmt   Yes   For   For
2.8   Elect Director Sakane, Masahiro   Mgmt   Yes   For   For


2.9   Elect Director Andrew Plump   Mgmt   Yes   For   For
3   Appoint Statutory Auditor Yamanaka, Yasuhiko   Mgmt   Yes   For   For
4   Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

Harmonic Inc.

 

Meeting Date    06/29/2015    Country    USA    Primary Security ID    413160102
Record Date    04/30/2015    Meeting Type    Annual    Ticker    HLIT

 

Primary CUSIP 413160102    Primary ISIN US4131601027    Primary SEDOL 2510659

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Patrick J. Harshman   Mgmt   Yes   For   For
1.2   Elect Director Patrick Gallagher   Mgmt   Yes   For   For
1.3   Elect Director Harold Covert   Mgmt   Yes   For   For
1.4   Elect Director E. Floyd Kvamme   Mgmt   Yes   For   For
1.5   Elect Director Mitzi Reaugh   Mgmt   Yes   For   For
1.6   Elect Director William F. Reddersen   Mgmt   Yes   For   For
1.7   Elect Director Susan G. Swenson   Mgmt   Yes   For   For
1.8   Elect Director Nikos Theodosopoulos   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Isis Pharmaceuticals, Inc.

 

Meeting Date    06/30/2015    Country    USA    Primary Security ID    464330109
Record Date    05/04/2015    Meeting Type    Annual    Ticker    ISIS

 

Primary CUSIP 464330109    Primary ISIN US4643301090    Primary SEDOL 2459785

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Breaux B. Castleman   Mgmt   Yes   For   For
1.2   Elect Director Frederick T. Muto   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Non-Employee Director Stock Option Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Institution Account(s): Deutsche X-trackers 2030 Target Date ETF

Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/15/2014    Country    Spain    Primary Security ID    E6282J109
Record Date    07/10/2014    Meeting Type    Annual    Ticker    ITX

 

Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Standalone Financial Statements   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Discharge of Board   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
4   Approve Stock Split   Mgmt   Yes   For   For
5.a   Amend Article 17.1 Re: Meeting Notice of General Meetings   Mgmt   Yes   For   For
5.b   Amend Article 27.1 Re: Election and Term of Directors   Mgmt   Yes   For   For
6   Amend Article 8.1 of General Meeting Regulations Re: Meeting Notice   Mgmt   Yes   For   For
7   Reelect Carlos Espinosa de los Monteros Bernaldo de Quirós as Director   Mgmt   Yes   For   Against
8   Elect Rodrigo Echenique Gordillo as Director   Mgmt   Yes   For   For
9   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For
10   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For

BT Group plc

 

Meeting Date    07/16/2014    Country    United Kingdom    Primary Security ID    G16612106
Record Date    07/14/2014    Meeting Type    Annual    Ticker    BT.A

 

Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Sir Michael Rake as Director   Mgmt   Yes   For   For
6   Re-elect Gavin Patterson as Director   Mgmt   Yes   For   For
7   Re-elect Tony Chanmugam as Director   Mgmt   Yes   For   For
8   Re-elect Tony Ball as Director   Mgmt   Yes   For   For
9   Re-elect Phil Hodkinson as Director   Mgmt   Yes   For   For
10   Re-elect Karen Richardson as Director   Mgmt   Yes   For   For
11   Re-elect Nick Rose as Director   Mgmt   Yes   For   For
12   Re-elect Jasmine Whitbread as Director   Mgmt   Yes   For   For


13   Elect Iain Conn as Director   Mgmt   Yes   For   For
14   Elect Warren East as Director   Mgmt   Yes   For   For
15   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
20   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
21   Approve EU Political Donations and Expenditure   Mgmt   Yes   For   For

Sun Communities, Inc.

 

Meeting Date    07/22/2014    Country    USA    Primary Security ID    866674104
Record Date    05/09/2014    Meeting Type    Annual    Ticker    SUI

 

Primary CUSIP 866674104    Primary ISIN US8666741041    Primary SEDOL 2860257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Stephanie W. Bergeron   Mgmt   Yes   For   For
1b   Elect Director Brian M. Hermelin   Mgmt   Yes   For   For
1c   Elect Director Paul D. Lapides   Mgmt   Yes   For   For
1d   Elect Director Clunet R. Lewis   Mgmt   Yes   For   For
1e   Elect Director Ronald L. Piasecki   Mgmt   Yes   For   For
1f   Elect Director Gary A. Shiffman   Mgmt   Yes   For   For
1g   Elect Director Arthur A. Weiss   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

SABMiller plc

 

Meeting Date    07/24/2014    Country    United Kingdom    Primary Security ID    G77395104
Record Date    07/22/2014    Meeting Type    Annual    Ticker    SAB

 

Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   Abstain
4   Re-elect Mark Armour as Director   Mgmt   Yes   For   For
5   Re-elect Geoffrey Bible as Director   Mgmt   Yes   For   For
6   Re-elect Alan Clark as Director   Mgmt   Yes   For   For
7   Re-elect Dinyar Devitre as Director   Mgmt   Yes   For   For
8   Re-elect Guy Elliott as Director   Mgmt   Yes   For   For
9   Re-elect Lesley Knox as Director   Mgmt   Yes   For   For


10   Re-elect John Manser as Director   Mgmt   Yes   For   For
11   Re-elect John Manzoni as Director   Mgmt   Yes   For   For
12   Re-elect Dr Dambisa Moyo as Director   Mgmt   Yes   For   For
13   Re-elect Carlos Perez Davila as Director   Mgmt   Yes   For   For
14   Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   Yes   For   For
15   Re-elect Helen Weir as Director   Mgmt   Yes   For   For
16   Re-elect Howard Willard as Director   Mgmt   Yes   For   For
17   Re-elect Jamie Wilson as Director   Mgmt   Yes   For   For
18   Approve Final Dividend   Mgmt   Yes   For   For
19   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
22   Approve Employee Share Purchase Plan   Mgmt   Yes   For   For
23   Approve Sharesave Plan   Mgmt   Yes   For   For
24   Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan   Mgmt   Yes   For   For
25   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
26   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
27   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

National Grid plc

 

Meeting Date    07/28/2014    Country    United Kingdom    Primary Security ID    G6375K151
Record Date    07/26/2014    Meeting Type    Annual    Ticker    NG.

 

Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Re-elect Sir Peter Gershon as Director   Mgmt   Yes   For   For
4   Re-elect Steve Holliday as Director   Mgmt   Yes   For   For
5   Re-elect Andrew Bonfield as Director   Mgmt   Yes   For   For
6   Re-elect Tom King as Director   Mgmt   Yes   For   For
7   Elect John Pettigrew as Director   Mgmt   Yes   For   For
8   Re-elect Philip Aiken as Director   Mgmt   Yes   For   For
9   Re-elect Nora Mead Brownell as Director   Mgmt   Yes   For   For
10   Re-elect Jonathan Dawson as Director   Mgmt   Yes   For   For
11   Elect Therese Esperdy as Director   Mgmt   Yes   For   For
12   Re-elect Paul Golby as Director   Mgmt   Yes   For   For
13   Re-elect Ruth Kelly as Director   Mgmt   Yes   For   For


14   Re-elect Mark Williamson as Director   Mgmt   Yes   For   For
15   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Approve Remuneration Policy   Mgmt   Yes   For   For
18   Approve Remuneration Report   Mgmt   Yes   For   For
19   Amend Long Term Performance Plan   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Approve Scrip Dividend Scheme   Mgmt   Yes   For   For
22   Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company’s Scrip Dividend Scheme   Mgmt   Yes   For   For
23   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
24   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
25   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Raptor Pharmaceutical Corp.

 

Meeting Date    07/29/2014    Country    USA    Primary Security ID    75382F106
Record Date    06/02/2014    Meeting Type    Annual    Ticker    RPTP

 

Primary CUSIP 75382F106    Primary ISIN US75382F1066    Primary SEDOL B1FRLT8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Raymond W. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Suzanne L. Bruhn   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Franklin   Mgmt   Yes   For   For
1.4   Elect Director Llew Keltner   Mgmt   Yes   For   For
1.5   Elect Director Erich Sager   Mgmt   Yes   For   For
1.6   Elect Director Vijay B. Samant   Mgmt   Yes   For   For
1.7   Elect Director Christopher M. Starr   Mgmt   Yes   For   For
1.8   Elect Director Timothy P. Walbert   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

Vodafone Group plc

 

Meeting Date    07/29/2014    Country    United Kingdom    Primary Security ID    G93882192
Record Date    07/25/2014    Meeting Type    Annual    Ticker    VOD

 

Primary CUSIP G93882135    Primary ISIN GB00BH4HKS39    Primary SEDOL BH4HKS3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Re-elect Gerard Kleisterlee as Director   Mgmt   Yes   For   For


3   Re-elect Vittorio Colao as Director   Mgmt   Yes   For   For
4   Elect Nick Read as Director   Mgmt   Yes   For   For
5   Re-elect Stephen Pusey as Director   Mgmt   Yes   For   For
6   Elect Sir Crispin Davis as Director   Mgmt   Yes   For   For
7   Elect Dame Clara Furse as Director   Mgmt   Yes   For   For
8   Elect Valerie Gooding as Director   Mgmt   Yes   For   For
9   Re-elect Renee James as Director   Mgmt   Yes   For   For
10   Re-elect Samuel Jonah as Director   Mgmt   Yes   For   For
11   Re-elect Omid Kordestani as Director   Mgmt   Yes   For   For
12   Re-elect Nick Land as Director   Mgmt   Yes   For   For
13   Re-elect Luc Vandevelde as Director   Mgmt   Yes   For   For
14   Re-elect Philip Yea as Director   Mgmt   Yes   For   For
15   Approve Final Dividend   Mgmt   Yes   For   For
16   Approve Remuneration Policy   Mgmt   Yes   For   For
17   Approve Remuneration Report   Mgmt   Yes   For   For
18   Approve Incentive Plan   Mgmt   Yes   For   For
19   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
24   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
25   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    07/30/2014    Country    Israel    Primary Security ID    M8769Q102
Record Date    06/23/2014    Meeting Type    Annual    Ticker    TEVA

 

Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Reelect Dan Propper as Director for a Three Year Term   Mgmt   Yes   For   For
1.2   Reelect Ory Slonim as Director for a Three Year Term   Mgmt   Yes   For   For
2.1   Reelect Joseph Nitzani as External Director and Approve Director’s Remuneration   Mgmt   Yes   For   For
2.2   Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration   Mgmt   Yes   For   For
3.1   Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards   Mgmt   Yes   For   For
3.2   Approve Grant Annual Equity Awards to CEO and President, Starting 2015   Mgmt   Yes   For   For
4   Approve Purchase of D&O Liability Insurance Policie   Mgmt   Yes   For   For


5   Reappoint Kesselman & Kesselman as Auditors   Mgmt   Yes   For   For
6   Discuss Financial Statements and the Report of the Board for 2013   Mgmt   No    
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   Mgmt   Yes   None   Against

Bristow Group Inc.

 

Meeting Date    07/31/2014    Country    USA    Primary Security ID    110394103
Record Date    06/12/2014    Meeting Type    Annual    Ticker    BRS

 

Primary CUSIP 110394103    Primary ISIN US1103941035    Primary SEDOL 2656229

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas N. Amonett   Mgmt   Yes   For   For
1.2   Elect Director Jonathan E. Baliff   Mgmt   Yes   For   For
1.3   Elect Director Stephen J. Cannon   Mgmt   Yes   For   For
1.4   Elect Director Michael A. Flick   Mgmt   Yes   For   For
1.5   Elect Director Lori A. Gobillot   Mgmt   Yes   For   For
1.6   Elect Director Ian A. Godden   Mgmt   Yes   For   For
1.7   Elect Director Stephen A. King   Mgmt   Yes   For   For
1.8   Elect Director Thomas C. Knudson   Mgmt   Yes   For   For
1.9   Elect Director Mathew Masters   Mgmt   Yes   For   For
1.10   Elect Director Bruce H. Stover   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

EnerSys

 

Meeting Date    07/31/2014    Country    USA    Primary Security ID    29275Y102
Record Date    06/09/2014    Meeting Type    Annual    Ticker    ENS

 

Primary CUSIP 29275Y102    Primary ISIN US29275Y1029    Primary SEDOL B020GQ5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Seifi Ghasemi   Mgmt   Yes   For   For
1.2   Elect Director John F. Lehman   Mgmt   Yes   For   For
1.3   Elect Director Dennis S. Marlo   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year


Jazz Pharmaceuticals plc

 

Meeting Date    07/31/2014    Country    Ireland    Primary Security ID    G50871105
Record Date    05/27/2014    Meeting Type    Annual    Ticker    JAZZ

 

Primary CUSIP 472147107    Primary ISIN IE00B4Q5ZN47    Primary SEDOL B4Q5ZN4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Bruce C. Cozadd   Mgmt   Yes   For   For
1b   Elect Director Heather Ann McSharry   Mgmt   Yes   For   For
1c   Elect Director Rick E. Winningham   Mgmt   Yes   For   For
2   Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   Yes   For   For
3   Authorize Jazz Pharmaceuticals plc and/or Any Subsidiary of Jazz Pharmaceuticals plc to Make Market Purchases of Jazz Pharmaceuticals plc’s Ordinary Shares   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Eagle Materials Inc.

 

Meeting Date    08/07/2014    Country    USA    Primary Security ID    26969P108
Record Date    06/09/2014    Meeting Type    Annual    Ticker    EXP

 

Primary CUSIP 26969P108    Primary ISIN US26969P1084    Primary SEDOL 2191399

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Laurence E. Hirsch   Mgmt   Yes   For   For
1b   Elect Director Michael R. Nicolais   Mgmt   Yes   For   For
1c   Elect Director Richard R. Stewart   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

The J. M. Smucker Company

 

Meeting Date    08/13/2014    Country    USA    Primary Security ID    832696405
Record Date    06/16/2014    Meeting Type    Annual    Ticker    SJM

 

Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Vincent C. Byrd   Mgmt   Yes   For   For
1b   Elect Director Elizabeth Valk Long   Mgmt   Yes   For   For
1c   Elect Director Sandra Pianalto   Mgmt   Yes   For   For
1d   Elect Director Mark T. Smucker   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Regulations Regarding General Voting Standard   Mgmt   Yes   For   Against


Bob Evans Farms, Inc.

 

Meeting Date    08/20/2014    Country    USA    Primary Security ID    096761101
Record Date    07/03/2014    Meeting Type    Proxy Contest    Ticker    BOBE

 

Primary CUSIP 096761101    Primary ISIN US0967611015    Primary SEDOL 2107750

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (White Card)   Mgmt   No    
1.1   Elect Director Steven A. Davis   Mgmt   Yes   For   Do Not Vote
1.2   Elect Director Michael J. Gasser   Mgmt   Yes   For   Do Not Vote
1.3   Elect Director Mary Kay Haben   Mgmt   Yes   For   Do Not Vote
1.4   Elect Director E.W. (Bill) Ingram III   Mgmt   Yes   For   Do Not Vote
1.5   Elect Director Cheryl L. Krueger   Mgmt   Yes   For   Do Not Vote
1.6   Elect Director Kathleen S. Lane   Mgmt   Yes   For   Do Not Vote
1.7   Elect Director Eileen A. Mallesch   Mgmt   Yes   For   Do Not Vote
1.8   Elect Director Larry S. McWilliams   Mgmt   Yes   For   Do Not Vote
1.9   Elect Director Kevin M. Sheehan   Mgmt   Yes   For   Do Not Vote
1.10   Elect Director Paul S. Williams   Mgmt   Yes   For   Do Not Vote
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Do Not Vote
3   Reduce Supermajority Vote Requirement to Amend Bylaws   Mgmt   Yes   For   Do Not Vote
4   Reduce Supermajority Vote Requirement to Remove Directors   Mgmt   Yes   For   Do Not Vote
5   Reduce Supermajority Vote Requirement to Amend Article Twelve Governing Director Removal   Mgmt   Yes   For   Do Not Vote
6   Provide Right to Call Special Meeting   Mgmt   Yes   For   Do Not Vote
7   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
8   Repeal Any Provision of the Company’s Bylaws That are Inconsistent with or Disadvantageous to the Election of the Director Nominees Nominated for Election by the Sandell Group   SH   Yes   Against   Do Not Vote
  Dissident Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Douglas N. Benham   SH   Yes   For   For
1.2   Elect Director Charles M. Elson   SH   Yes   For   For
1.3   Elect Director David W. Head   SH   Yes   For   For
1.4   Elect Director C. Stephen Lynn   SH   Yes   For   Withhold
1.5   Elect Director Annelise T. Osborne   SH   Yes   For   For
1.6   Elect Director Aron I. Schwartz   SH   Yes   For   Withhold
1.7   Elect Director Michael Weinstein   SH   Yes   For   Withhold
1.8   Elect Director Lee S. Wielansky   SH   Yes   For   Withhold
2   Approve Repeal of Bylaws   Mgmt   Yes   For   For
3   Reduce Supermajority Vote Requirement to Amend Bylaws   Mgmt   Yes   For   For
4   Reduce Supermajority Vote Requirement to Remove Directors   Mgmt   Yes   For   For
5   Reduce Supermajority Vote Requirement to Amend Article Twelve Governing Director Removal   Mgmt   Yes   For   For


6   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
7   Ratify Auditors   Mgmt   Yes   For   For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   Against   For

CommVault Systems, Inc.

 

Meeting Date    08/21/2014    Country    USA    Primary Security ID    204166102
Record Date    06/24/2014    Meeting Type    Annual    Ticker    CVLT

 

Primary CUSIP 204166102    Primary ISIN US2041661024    Primary SEDOL B142B38

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alan G. Bunte   Mgmt   Yes   For   For
1.2   Elect Director Frank J. Fanzilli, Jr.   Mgmt   Yes   For   Against
1.3   Elect Director Daniel Pulver   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

Finisar Corporation

 

Meeting Date    09/02/2014    Country    USA    Primary Security ID    31787A507
Record Date    07/11/2014    Meeting Type    Annual    Ticker    FNSR

 

Primary CUSIP 31787A507    Primary ISIN US31787A5074    Primary SEDOL 2517832

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Eitan Gertel   Mgmt   Yes   For   For
1.2   Elect Director Thomas E. Pardun   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    09/05/2014    Country    USA    Primary Security ID    66704R704
Record Date    08/06/2014    Meeting Type    Annual    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David T. Hamamoto   Mgmt   Yes   For   For
1.2   Elect Director Judith A. Hannaway   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley D. Minami   Mgmt   Yes   For   For
1.4   Elect Director Louis J. Paglia   Mgmt   Yes   For   Withhold
1.5   Elect Director Charles W. Schoenherr   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For


CONMED Corporation

 

Meeting Date    09/10/2014    Country    USA    Primary Security ID    207410101
Record Date    07/22/2014    Meeting Type    Proxy Contest    Ticker    CNMD

 

Primary CUSIP 207410101    Primary ISIN US2074101013    Primary SEDOL 2216010

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Brian Concannon   Mgmt   Yes   For   For
1.2   Elect Director Charles M. Farkas   Mgmt   Yes   For   For
1.3   Elect Director Jo Ann Golden   Mgmt   Yes   For   For
1.4   Elect Director Curt R. Hartman   Mgmt   Yes   For   For
1.5   Elect Director Dirk M. Kuyper   Mgmt   Yes   For   For
1.6   Elect Director Jerome J. Lande   Mgmt   Yes   For   For
1.7   Elect Director Stephen M. Mandia   Mgmt   Yes   For   For
1.8   Elect Director Mark E. Tryniski   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
  Dissident Proxy (White Card)   Mgmt   No    
1.1   Elect Directors James W. Green   SH   Yes   For   Do Not Vote
1.2   Elect Directors Joshua H. Levine   SH   Yes   For   Do Not Vote
1.3   Elect Directors J. Daniel Plants   SH   Yes   For   Do Not Vote
1.4   Management Nominee—Brian Concannon   SH   Yes   For   Do Not Vote
1.5   Management Nominee—Charles M. Farkas   SH   Yes   For   Do Not Vote
1.6   Management Nominee—Curt R. Hartman   SH   Yes   For   Do Not Vote
1.7   Management Nominee—Dirk M. Kuyper   SH   Yes   For   Do Not Vote
1.8   Management Nominee—Mark E. Tryniski   SH   Yes   For   Do Not Vote
2   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   Against   Do Not Vote

Banco Santander S.A.

 

Meeting Date    09/14/2014    Country    Spain    Primary Security ID    E19790109
Record Date    09/09/2014    Meeting Type    Special    Ticker    SAN

 

Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.A   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.B   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.C   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For


1.D   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.E   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.F   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
2.A   Approve Amendment to Company’s 2011-2014 Deferred Share Bonus Plans   Mgmt   Yes   For   For
2.B   Approve Amendment to Company’s 2014 Performance Shares Plan   Mgmt   Yes   For   For
2.C   Approve Settlement of Santander Brasil Performance Shares Plan in Company’s Shares   Mgmt   Yes   For   For
2.D   Approve Settlement of Santander Brasil Share Option Plans in Company’s Shares   Mgmt   Yes   For   For
3   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For

Diageo plc

 

Meeting Date    09/18/2014    Country    United Kingdom    Primary Security ID    G42089113
Record Date    09/16/2014    Meeting Type    Annual    Ticker    DGE

 

Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Peggy Bruzelius as Director   Mgmt   Yes   For   For
6   Re-elect Laurence Danon as Director   Mgmt   Yes   For   For
7   Re-elect Lord Davies of Abersoch as Director   Mgmt   Yes   For   For
8   Re-elect Ho KwonPing as Director   Mgmt   Yes   For   For
9   Re-elect Betsy Holden as Director   Mgmt   Yes   For   For
10   Re-elect Dr Franz Humer as Director   Mgmt   Yes   For   For
11   Re-elect Deirdre Mahlan as Director   Mgmt   Yes   For   For
12   Re-elect Ivan Menezes as Director   Mgmt   Yes   For   For
13   Re-elect Philip Scott as Director   Mgmt   Yes   For   For
14   Elect Nicola Mendelsohn as Director   Mgmt   Yes   For   For
15   Elect Alan Stewart as Director   Mgmt   Yes   For   For
16   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
17   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For


21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Approve 2014 Long Term Incentive Plan   Mgmt   Yes   For   For

NIKE, Inc.

 

Meeting Date    09/18/2014    Country    USA    Primary Security ID    654106103
Record Date    07/18/2014    Meeting Type    Annual    Ticker    NKE

 

Primary CUSIP 654106103    Primary ISIN US6541061031    Primary SEDOL 2640147

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alan B. Graf, Jr.   Mgmt   Yes   For   For
1.2   Elect Director John C. Lechleiter   Mgmt   Yes   For   For
1.3   Elect Director Michelle A. Peluso   Mgmt   Yes   For   For
1.4   Elect Director Phyllis M. Wise   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Alnylam Pharmaceuticals, Inc.

 

Meeting Date    09/25/2014    Country    USA    Primary Security ID    02043Q107
Record Date    08/15/2014    Meeting Type    Annual    Ticker    ALNY

 

Primary CUSIP 02043Q107    Primary ISIN US02043Q1076    Primary SEDOL B00FWN1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John M. Maraganore   Mgmt   Yes   For   For
1.2   Elect Director Paul R. Schimmel   Mgmt   Yes   For   For
1.3   Elect Director Phillip A. Sharp   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

FedEx Corporation

 

Meeting Date    09/29/2014    Country    USA    Primary Security ID    31428X106
Record Date    08/04/2014    Meeting Type    Annual    Ticker    FDX

 

Primary CUSIP 31428X106    Primary ISIN US31428X1063    Primary SEDOL 2142784

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James L. Barksdale   Mgmt   Yes   For   Against
1.2   Elect Director John A. Edwardson   Mgmt   Yes   For   For
1.3   Elect Director Marvin R. Ellison   Mgmt   Yes   For   For
1.4   Elect Director Kimberly A. Jabal   Mgmt   Yes   For   For
1.5   Elect Director Shirley Ann Jackson   Mgmt   Yes   For   Against
1.6   Elect Director Gary W. Loveman   Mgmt   Yes   For   Against
1.7   Elect Director R. Brad Martin   Mgmt   Yes   For   For


1.8   Elect Director Joshua Cooper Ramo   Mgmt   Yes   For   For
1.9   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1.10   Elect Director Frederick W. Smith   Mgmt   Yes   For   For
1.11   Elect Director David P. Steiner   Mgmt   Yes   For   Against
1.12   Elect Director Paul S. Walsh   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For
4   Adopt Proxy Access Right   SH   Yes   Against   Against
5   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
6   Adopt Policy Prohibiting Hedging and Pledging Transactions   SH   Yes   Against   For
7   Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards   SH   Yes   Against   For
8   Report on Political Contributions   SH   Yes   Against   For

Comcast Corporation

 

Meeting Date    10/08/2014    Country    USA    Primary Security ID    20030N101
Record Date    08/18/2014    Meeting Type    Special    Ticker    CMCSA

 

Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date    10/08/2014    Country    USA    Primary Security ID    209034107
Record Date    08/21/2014    Meeting Type    Special    Ticker    CNSL

 

Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

The Procter & Gamble Company

 

Meeting Date    10/14/2014    Country    USA    Primary Security ID    742718109
Record Date    08/15/2014    Meeting Type    Annual    Ticker    PG

 

Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Angela F. Braly   Mgmt   Yes   For   For
1b   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1c   Elect Director Scott D. Cook   Mgmt   Yes   For   For
1d   Elect Director Susan Desmond-Hellmann   Mgmt   Yes   For   For
1e   Elect Director A.G. Lafley   Mgmt   Yes   For   For


1f   Elect Director Terry J. Lundgren   Mgmt   Yes   For   For
1g   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1h   Elect Director Margaret C. Whitman   Mgmt   Yes   For   For
1i   Elect Director Mary Agnes Wilderotter   Mgmt   Yes   For   For
1j   Elect Director Patricia A. Woertz   Mgmt   Yes   For   For
1k   Elect Director Ernesto Zedillo   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Assess Environmental Impact of Non-Recyclable Packaging   SH   Yes   Against   For
6   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against

CSL Ltd.

 

Meeting Date    10/15/2014    Country    Australia    Primary Security ID    Q3018U109
Record Date    10/13/2014    Meeting Type    Annual    Ticker    CSL

 

Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect John Shine as Director   Mgmt   Yes   For   For
2b   Elect Christine O’Reilly as Director   Mgmt   Yes   For   For
2c   Elect Bruce Brook as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Performance Options and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
5   Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   Yes   For   For

Mistras Group, Inc.

 

Meeting Date    10/21/2014    Country    USA    Primary Security ID    60649T107
Record Date    08/25/2014    Meeting Type    Annual    Ticker    MG

 

Primary CUSIP 60649T107    Primary ISIN US60649T1079    Primary SEDOL B4WCCG1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Forese   Mgmt   Yes   For   For
1.2   Elect Director Richard H. Glanton   Mgmt   Yes   For   For
1.3   Elect Director Michael J. Lange   Mgmt   Yes   For   For
1.4   Elect Director Ellen T. Ruff   Mgmt   Yes   For   For
1.5   Elect Director Manuel N. Stamatakis   Mgmt   Yes   For   For
1.6   Elect Director Sotirios J. Vahaviolos   Mgmt   Yes   For   For
1.7   Elect Director W. Curtis Weldon   Mgmt   Yes   For   For


2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Parker-Hannifin Corporation

 

Meeting Date    10/22/2014    Country    USA    Primary Security ID    701094104
Record Date    08/29/2014    Meeting Type    Annual    Ticker    PH

 

Primary CUSIP 701094104    Primary ISIN US7010941042    Primary SEDOL 2671501

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert G. Bohn   Mgmt   Yes   For   For
1.2   Elect Director Linda S. Harty   Mgmt   Yes   For   For
1.3   Elect Director William E. Kassling   Mgmt   Yes   For   For
1.4   Elect Director Robert J. Kohlhepp   Mgmt   Yes   For   For
1.5   Elect Director Kevin A. Lobo   Mgmt   Yes   For   For
1.6   Elect Director Klaus-Peter Muller   Mgmt   Yes   For   For
1.7   Elect Director Candy M. Obourn   Mgmt   Yes   For   For
1.8   Elect Director Joseph M. Scaminace   Mgmt   Yes   For   For
1.9   Elect Director Wolfgang R. Schmitt   Mgmt   Yes   For   For
1.10   Elect Director Ake Svensson   Mgmt   Yes   For   For
1.11   Elect Director James L. Wainscott   Mgmt   Yes   For   For
1.12   Elect Director Donald E. Washkewicz   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Require a Majority Vote for the Election of Directors   SH   Yes   Against   For

BHP Billiton plc

 

Meeting Date    10/23/2014    Country    United Kingdom    Primary Security ID    G10877101
Record Date    10/21/2014    Meeting Type    Annual    Ticker    BLT

 

Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
4   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
5   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
6   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
7   Approve Remuneration Policy   Mgmt   Yes   For   For
8   Approve Remuneration Report for UK Law Purposes   Mgmt   Yes   For   For


9   Approve Remuneration Report for Australian Law Purposes   Mgmt   Yes   For   For
10   Approve Leaving Entitlements   Mgmt   Yes   For   For
11   Approve Grant of Awards under the Group’s Short and Long Term Incentive Plans to Andrew Mackenzie   Mgmt   Yes   For   For
12   Elect Malcolm Brinded as Director   Mgmt   Yes   For   For
13   Re-elect Malcolm Broomhead as Director   Mgmt   Yes   For   For
14   Re-elect Sir John Buchanan as Director   Mgmt   Yes   For   For
15   Re-elect Carlos Cordeiro as Director   Mgmt   Yes   For   For
16   Re-elect Pat Davies as Director   Mgmt   Yes   For   For
17   Re-elect Carolyn Hewson as Director   Mgmt   Yes   For   For
18   Re-elect Andrew Mackenzie as Director   Mgmt   Yes   For   For
19   Re-elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
20   Re-elect Wayne Murdy as Director   Mgmt   Yes   For   For
21   Re-elect Keith Rumble as Director   Mgmt   Yes   For   For
22   Re-elect John Schubert as Director   Mgmt   Yes   For   For
23   Re-elect Shriti Vadera as Director   Mgmt   Yes   For   For
24   Re-elect Jac Nasser as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
25   Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Yes   Against   Against

International Rectifier Corporation

 

Meeting Date    11/04/2014    Country    USA    Primary Security ID    460254105
Record Date    10/01/2014    Meeting Type    Special    Ticker    IRF

 

Primary CUSIP 460254105    Primary ISIN US4602541058    Primary SEDOL 2465384

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   Against
3   Adjourn Meeting   Mgmt   Yes   For   For

Cardinal Health, Inc.

 

Meeting Date    11/05/2014    Country    USA    Primary Security ID    14149Y108
Record Date    09/10/2014    Meeting Type    Annual    Ticker    CAH

 

Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David J. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Colleen F. Arnold   Mgmt   Yes   For   For
1.3   Elect Director George S. Barrett   Mgmt   Yes   For   For
1.4   Elect Director Carrie S. Cox   Mgmt   Yes   For   For
1.5   Elect Director Calvin Darden   Mgmt   Yes   For   For


1.6   Elect Director Bruce L. Downey   Mgmt   Yes   For   For
1.7   Elect Director Patricia A. Hemingway Hall   Mgmt   Yes   For   For
1.8   Elect Director Clayton M. Jones   Mgmt   Yes   For   For
1.9   Elect Director Gregory B. Kenny   Mgmt   Yes   For   For
1.10   Elect Director David P. King   Mgmt   Yes   For   For
1.11   Elect Director Richard C. Notebaert   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Report on Political Contributions   SH   Yes   Against   For

Oracle Corporation

 

Meeting Date    11/05/2014    Country    USA    Primary Security ID    68389X105
Record Date    09/08/2014    Meeting Type    Annual    Ticker    ORCL

 

Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey S. Berg   Mgmt   Yes   For   For
1.2   Elect Director H. Raymond Bingham   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael J. Boskin   Mgmt   Yes   For   Withhold
1.4   Elect Director Safra A. Catz   Mgmt   Yes   For   For
1.5   Elect Director Bruce R. Chizen   Mgmt   Yes   For   Withhold
1.6   Elect Director George H. Conrades   Mgmt   Yes   For   Withhold
1.7   Elect Director Lawrence J. Ellison   Mgmt   Yes   For   For
1.8   Elect Director Hector Garcia-Molina   Mgmt   Yes   For   For
1.9   Elect Director Jeffrey O. Henley   Mgmt   Yes   For   For
1.10   Elect Director Mark V. Hurd   Mgmt   Yes   For   For
1.11   Elect Director Naomi O. Seligman   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
5   Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Yes   Against   For
6   Adopt Specific Performance Standards   SH   Yes   Against   For
7   Adopt Proxy Access Right   SH   Yes   Against   Against


Commonwealth Bank Of Australia

 

Meeting Date    11/12/2014    Country    Australia    Primary Security ID    Q26915100
Record Date    11/10/2014    Meeting Type    Annual    Ticker    CBA

 

Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2a   Elect Launa Inman as Director   Mgmt   Yes   For   For
2b   Elect Andrew Mohl as Director   Mgmt   Yes   For   For
2c   Elect Shirish Apte as Director   Mgmt   Yes   For   For
2d   Elect David Higgins as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
3   Elect Stephen Mayne as Director   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
4   Approve the Remuneration Report   Mgmt   Yes   For   For
5   Approve the Grant of Reward Rights to Ian Narev, Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
6   Approve the Amendments to the Constitution   SH   Yes   Against   Against

Accuray Incorporated

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    004397105
Record Date    09/26/2014    Meeting Type    Annual    Ticker    ARAY

 

Primary CUSIP 004397105    Primary ISIN US0043971052    Primary SEDOL B1R2HW6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis J. Lavigne, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Dennis L. Winger   Mgmt   Yes   For   For
1.3   Elect Director Jack Goldstein   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

BHP Billiton Limited

 

Meeting Date    11/20/2014    Country    Australia    Primary Security ID    Q1498M100
Record Date    11/18/2014    Meeting Type    Annual    Ticker    BHP

 

Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   Yes   For   For
3   Authorize the Board to Fix the Remuneration of the Auditor   Mgmt   Yes   For   For


4   Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   Yes   For   For
5   Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   Yes   For   For
6   Approve the Repurchase of 211.21 Million Shares in BHP Billiton Plc   Mgmt   Yes   For   For
7   Approve the Remuneration Policy   Mgmt   Yes   For   For
8   Approve the Directors’ Annual Report on Remuneration   Mgmt   Yes   For   For
9   Approve the Remuneration Report   Mgmt   Yes   For   For
10   Approve the Termination Benefits to Any Current or Future Holder of a Managerial or Executive Office   Mgmt   Yes   For   For
11   Approve the Grant of Awards to Andrew Mackenzie, Executive Director of the Company   Mgmt   Yes   For   For
12   Elect Malcolm Brinded as Director   Mgmt   Yes   For   For
13   Elect Malcolm Broomhead as Director   Mgmt   Yes   For   For
14   Elect John Buchanan as Director   Mgmt   Yes   For   For
15   Elect Carlos Cordeiro as Director   Mgmt   Yes   For   For
16   Elect Pat Davies as Director   Mgmt   Yes   For   For
17   Elect Carolyn Hewson as Director   Mgmt   Yes   For   For
18   Elect Andrew Mackenzie as Director   Mgmt   Yes   For   For
19   Elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
20   Elect Wayne Murdy as Director   Mgmt   Yes   For   For
21   Elect Keith Rumble as Director   Mgmt   Yes   For   For
22   Elect John Schubert as Director   Mgmt   Yes   For   For
23   Elect Shriti Vadera as Director   Mgmt   Yes   For   For
24   Elect Jac Nasser as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
25   Elect Ian Dunlop as Director   SH   Yes   Against   Against

Cisco Systems, Inc.

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    17275R102
Record Date    09/22/2014    Meeting Type    Annual    Ticker    CSCO

 

Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Carol A. Bartz   Mgmt   Yes   For   For
1b   Elect Director M. Michele Burns   Mgmt   Yes   For   For
1c   Elect Director Michael D. Capellas   Mgmt   Yes   For   For
1d   Elect Director John T. Chambers   Mgmt   Yes   For   For
1e   Elect Director Brian L. Halla   Mgmt   Yes   For   For
1f   Elect Director John L. Hennessy   Mgmt   Yes   For   For
1g   Elect Director Kristina M. Johnson   Mgmt   Yes   For   For
1h   Elect Director Roderick C. McGeary   Mgmt   Yes   For   For
1i   Elect Director Arun Sarin   Mgmt   Yes   For   For


1j   Elect Director Steven M. West   Mgmt   Yes   For   For
2   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For
5   Establish Public Policy Board Committee   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   Against
7   Report on Political Contributions   SH   Yes   Against   For

The Hain Celestial Group, Inc.

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    405217100
Record Date    09/25/2014    Meeting Type    Annual    Ticker    HAIN

 

Primary CUSIP 405217100    Primary ISIN US4052171000    Primary SEDOL 2492337

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Irwin D. Simon   Mgmt   Yes   For   For
1.2   Elect Director Richard C. Berke   Mgmt   Yes   For   Withhold
1.3   Elect Director Jack Futterman   Mgmt   Yes   For   Withhold
1.4   Elect Director Andrew R. Heyer   Mgmt   Yes   For   For
1.5   Elect Director Roger Meltzer   Mgmt   Yes   For   For
1.6   Elect Director Scott M. O’Neil   Mgmt   Yes   For   Withhold
1.7   Elect Director Adrianne Shapira   Mgmt   Yes   For   For
1.8   Elect Director Lawrence S. Zilavy   Mgmt   Yes   For   For
2   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
3   Increase Authorized Common Stock   Mgmt   Yes   For   For
4   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
6   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
7   Ratify Auditors   Mgmt   Yes   For   For

Wesfarmers Ltd.

 

Meeting Date    11/20/2014    Country    Australia    Primary Security ID    Q95870103
Record Date    11/18/2014    Meeting Type    Annual    Ticker    WES

 

Primary CUSIP Q95870103    Primary ISIN AU000000WES1    Primary SEDOL 6948836

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect Terence (Terry) James Bowen as Director   Mgmt   Yes   For   For
2b   Elect Robert (Bob) Lindsay Every as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Up to 79,186 Performance Rights to Richard Goyder, Group Managing Director of the Company   Mgmt   Yes   For   For
5   Approve the Grant of Up to 49,406 Performance Rights to Terry Bowen, Finance Director of the Company   Mgmt   Yes   For   For


6   Approve the Return of Capital to Shareholders   Mgmt   Yes   For   For
7   Approve the Consolidation of Shares   Mgmt   Yes   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    11/25/2014    Country    France    Primary Security ID    F58485115
Record Date    11/19/2014    Meeting Type    Special    Ticker    MC

 

Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Extraordinary Business   Mgmt   No    
1   Amend Article 28 of Bylaws Re: Allocation of Income and Dividends   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
2   Approve Transfer from Carry Forward Account to Other Reserves Account   Mgmt   Yes   For   For
3   Approve Distribution in Kind of 2 Hermes International Shares per 41 LVMH Shares   Mgmt   Yes   For   For

Woolworths Ltd.

 

Meeting Date    11/27/2014    Country    Australia    Primary Security ID    Q98418108
Record Date    11/25/2014    Meeting Type    Annual    Ticker    WOW

 

Primary CUSIP Q98418108    Primary ISIN AU000000WOW2    Primary SEDOL 6981239

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2a   Elect Jillian Rosemary Broadbent as Director   Mgmt   Yes   For   For
2b   Elect Scott Redvers Perkins as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
2c   Elect Stephen Mayne as Director   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
2d   Elect Ralph Graham Waters as Director   Mgmt   Yes   For   For
3   Approve the Grant of 67,514 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
4   Approve the Remuneration Report   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    11/28/2014    Country    USA    Primary Security ID    66704R704
Record Date    10/14/2014    Meeting Type    Special    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For


Kodiak Oil & Gas Corp.

 

Meeting Date    12/03/2014    Country    Canada    Primary Security ID    50015Q100
Record Date    10/24/2014    Meeting Type    Special    Ticker    KOG

 

Primary CUSIP 50015Q100    Primary ISIN CA50015Q1000    Primary SEDOL B06MB40

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Continuance of Company [YBCA to BCBCA]   Mgmt   Yes   For   For
2   Approve Arrangement Agreement   Mgmt   Yes   For   For
3   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For
4   Adjourn Meeting   Mgmt   Yes   For   For

Microsoft Corporation

 

Meeting Date    12/03/2014    Country    USA    Primary Security ID    594918104
Record Date    09/30/2014    Meeting Type    Annual    Ticker    MSFT

 

Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William H. Gates lll   Mgmt   Yes   For   For
1.2   Elect Director Maria M. Klawe   Mgmt   Yes   For   Against
1.3   Elect Director Teri L. List-Stoll   Mgmt   Yes   For   For
1.4   Elect Director G. Mason Morfit   Mgmt   Yes   For   For
1.5   Elect Director Satya Nadella   Mgmt   Yes   For   For
1.6   Elect Director Charles H. Noski   Mgmt   Yes   For   For
1.7   Elect Director Helmut Panke   Mgmt   Yes   For   Against
1.8   Elect Director Charles W. Scharf   Mgmt   Yes   For   For
1.9   Elect Director John W. Stanton   Mgmt   Yes   For   Against
1.10   Elect Director John W. Thompson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   Against

Aspen Technology, Inc.

 

Meeting Date    12/04/2014    Country    USA    Primary Security ID    045327103
Record Date    10/10/2014    Meeting Type    Annual    Ticker    AZPN

 

Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joan C. McArdle   Mgmt   Yes   For   For
1.2   Elect Director Simon J. Orebi Gann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Prospect Capital Corporation

 

Meeting Date    12/05/2014    Country    USA    Primary Security ID    74348T102
Record Date    09/10/2014    Meeting Type    Annual    Ticker    PSEC

 

Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William J. Gremp   Mgmt   Yes   For   For
2   Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   Yes   For   For

Reckitt Benckiser Group plc

 

Meeting Date    12/11/2014    Country    United Kingdom    Primary Security ID    G74079107
Record Date    12/09/2014    Meeting Type    Special    Ticker    RB.

 

Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Demerger of the Pharmaceuticals Business by Way of Dividend in Specie   Mgmt   Yes   For   For

Westpac Banking Corporation

 

Meeting Date    12/12/2014    Country    Australia    Primary Security ID    Q97417101
Record Date    12/10/2014    Meeting Type    Annual    Ticker    WBC

 

Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2   Approve the Remuneration Report   Mgmt   Yes   For   For
3a   Elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
3b   Elect Robert Elstone as Director   Mgmt   Yes   For   For
3c   Elect Alison Deans as Director   Mgmt   Yes   For   For

Ubiquiti Networks, Inc.

 

Meeting Date    12/16/2014    Country    USA    Primary Security ID    90347A100
Record Date    11/04/2014    Meeting Type    Annual    Ticker    UBNT

 

Primary CUSIP 90347A100    Primary ISIN US90347A1007    Primary SEDOL B76VD62

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Pera   Mgmt   Yes   For   For
1.2   Elect Director Craig L. Foster   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For


Infoblox Inc.

 

Meeting Date    12/17/2014    Country    USA    Primary Security ID    45672H104
Record Date    10/28/2014    Meeting Type    Annual    Ticker    BLOX

 

Primary CUSIP 45672H104    Primary ISIN US45672H1041    Primary SEDOL B7TWX51

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Philip Fasano   Mgmt   Yes   For   For
1.2   Elect Director Michael L. Goguen   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year

Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2014    Country    Australia    Primary Security ID    Q09504137
Record Date    12/16/2014    Meeting Type    Annual    Ticker    ANZ

 

Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2   Approve the Remuneration Report   Mgmt   Yes   For   For
3   Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   Yes   For   For
4a   Elect D. M. Gonski as Director   Mgmt   Yes   For   For
4b   Elect J. T. Macfarlane as Director   Mgmt   Yes   For   For
4c   Elect I. R. Atlas as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
5   Approve the Amendments to the Australia and New Zealand Banking Group Ltd. Constitution   SH   Yes   Against   Against

GlaxoSmithKline plc

 

Meeting Date    12/18/2014    Country    United Kingdom    Primary Security ID    G3910J112
Record Date    12/16/2014    Meeting Type    Special    Ticker    GSK

 

Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Transaction by the Company with Novartis AG   Mgmt   Yes   For   For


National Australia Bank Limited

 

Meeting Date    12/18/2014    Country    Australia    Primary Security ID    Q65336119
Record Date    12/16/2014    Meeting Type    Annual    Ticker    NAB

 

Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect Ken Henry as Director   Mgmt   Yes   For   For
2b   Elect David Armstrong as Director   Mgmt   Yes   For   For
2c   Elect Peeyush Gupta as Director   Mgmt   Yes   For   For
2d   Elect Geraldine McBride as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Performance Rights to Andrew G. Thorburn, Group Chief Executive Officer and Managing Director of the Company   Mgmt   Yes   For   For

Zillow, Inc.

 

Meeting Date    12/18/2014    Country    USA    Primary Security ID    98954A107
Record Date    11/05/2014    Meeting Type    Special    Ticker    Z

 

Primary CUSIP 98954A107    Primary ISIN US98954A1079    Primary SEDOL B4KF820

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Amend Articles of Incorporation to Approve Authorization of Nonvoting Class C Capital Stock   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Walgreen Co.

 

Meeting Date    12/29/2014    Country    USA    Primary Security ID   
Record Date    11/17/2014    Meeting Type    Special    Ticker    WAG

 

Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Acuity Brands, Inc.

 

Meeting Date    01/07/2015    Country    USA    Primary Security ID    00508Y102
Record Date    11/12/2014    Meeting Type    Annual    Ticker    AYI

 

Primary CUSIP 00508Y102    Primary ISIN US00508Y1029    Primary SEDOL 2818461

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director W. Patrick Battle   Mgmt   Yes   For   For
1.2   Elect Director Peter C. Browning   Mgmt   Yes   For   For
1.3   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For


1.4   Elect Director Ray M. Robinson   Mgmt   Yes   For   For
1.5   Elect Director Norman H. Wesley   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

UniFirst Corporation

 

Meeting Date    01/13/2015    Country    USA    Primary Security ID    904708104
Record Date    11/19/2014    Meeting Type    Annual    Ticker    UNF

 

Primary CUSIP 904708104    Primary ISIN US9047081040    Primary SEDOL 2466428

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kathleen M. Camilli   Mgmt   Yes   For   For
1.2   Elect Director Michael Iandoli   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For

Actuant Corporation

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    00508X203
Record Date    11/14/2014    Meeting Type    Annual    Ticker    ATU

 

Primary CUSIP 00508X203    Primary ISIN US00508X2036    Primary SEDOL 2716792

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert C. Arzbaecher   Mgmt   Yes   For   For
1.2   Elect Director Gurminder S. Bedi   Mgmt   Yes   For   For
1.3   Elect Director E. James Ferland   Mgmt   Yes   For   For
1.4   Elect Director Thomas J. Fischer   Mgmt   Yes   For   For
1.5   Elect Director Mark E. Goldstein   Mgmt   Yes   For   For
1.6   Elect Director R. Alan Hunter, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Robert A. Peterson   Mgmt   Yes   For   For
1.8   Elect Director Holly A. Van Deursen   Mgmt   Yes   For   For
1.9   Elect Director Dennis K. Williams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For


NewStar Financial, Inc.

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    65251F105
Record Date    12/18/2014    Meeting Type    Special    Ticker    NEWS

 

Primary CUSIP 65251F105    Primary ISIN US65251F1057    Primary SEDOL B1L7CP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Issuance of Warrants   Mgmt   Yes   For   For
2   Approve Removal of Exercise Restriction Associated with Certain Warrants   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Woodward, Inc.

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    980745103
Record Date    11/25/2014    Meeting Type    Annual    Ticker    WWD

 

Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas A. Gendron   Mgmt   Yes   For   Against
1.2   Elect Director John A. Halbrook   Mgmt   Yes   For   Against
1.3   Elect Director Ronald M. Sega   Mgmt   Yes   For   Against
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Siemens AG

 

Meeting Date    01/27/2015    Country    Germany    Primary Security ID    D69671218
Record Date       Meeting Type    Annual    Ticker    SIE

 

Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 3.30 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2013/2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2013/2014   Mgmt   Yes   For   For
5   Approve Remuneration System for Management Board Members   Mgmt   Yes   For   For
6   Ratify Ernst & Young GmbH as Auditors for Fiscal 2014/2015   Mgmt   Yes   For   For
7.1   Elect Nathalie von Siemens to the Supervisory Board   Mgmt   Yes   For   For
7.2   Elect Norbert Reithofer to the Supervisory Board   Mgmt   Yes   For   For
8   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
9   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For


10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
11   Approve Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014   Mgmt   Yes   For   For
12   Amend Articles Re: Board-Related   Mgmt   Yes   For   For
13   Approve Affiliation Agreements with Subsidiary Kyros 47 GmbH   Mgmt   Yes   For   For

Spectrum Brands Holdings, Inc.

 

Meeting Date    01/27/2015    Country    USA    Primary Security ID    84763R101
Record Date    12/15/2014    Meeting Type    Annual    Ticker    SPB

 

Primary CUSIP 84763R101    Primary ISIN US84763R1014    Primary SEDOL B3MYPN8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David M. Maura   Mgmt   Yes   For   Withhold
1.2   Elect Director Terry L. Polistina   Mgmt   Yes   For   Withhold
1.3   Elect Director Hugh R. Rovit   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For

Imperial Tobacco Group plc

 

Meeting Date    01/28/2015    Country    United Kingdom    Primary Security ID    G4721W102
Record Date    01/26/2015    Meeting Type    Annual    Ticker    IMT

 

Primary CUSIP G4721W102    Primary ISIN GB0004544929    Primary SEDOL 0454492

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Dr Ken Burnett as Director   Mgmt   Yes   For   For
6   Re-elect Alison Cooper as Director   Mgmt   Yes   For   For
7   Re-elect David Haines as Director   Mgmt   Yes   For   For
8   Re-elect Michael Herlihy as Director   Mgmt   Yes   For   For
9   Re-elect Matthew Phillips as Director   Mgmt   Yes   For   For
10   Re-elect Oliver Tant as Director   Mgmt   Yes   For   For
11   Re-elect Mark Williamson as Director   Mgmt   Yes   For   For
12   Elect Karen Witts as Director   Mgmt   Yes   For   For
13   Re-elect Malcolm Wyman as Director   Mgmt   Yes   For   For
14   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
15   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
16   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For


17   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
20   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Imperial Tobacco Group plc

 

Meeting Date    01/28/2015    Country    United Kingdom    Primary Security ID    G4721W102
Record Date    01/26/2015    Meeting Type    Special    Ticker    IMT

 

Primary CUSIP G4721W102    Primary ISIN GB0004544929    Primary SEDOL 0454492

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Acquisition of Certain US Cigarette and E-cigarette Brands and Assets   Mgmt   Yes   For   For

Schnitzer Steel Industries, Inc.

 

Meeting Date    01/28/2015    Country    USA    Primary Security ID    806882106
Record Date    12/02/2014    Meeting Type    Annual    Ticker    SCHN

 

Primary CUSIP 806882106    Primary ISIN US8068821060    Primary SEDOL 2821298

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David J. Anderson   Mgmt   Yes   For   For
1.2   Elect Director John D. Carter   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For

Visa Inc.

 

Meeting Date    01/28/2015    Country    USA    Primary Security ID    92826C839
Record Date    12/01/2014    Meeting Type    Annual    Ticker    V

 

Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mary B. Cranston   Mgmt   Yes   For   For
1b   Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   Yes   For   For
1c   Elect Director Alfred F. Kelly, Jr.   Mgmt   Yes   For   For
1d   Elect Director Robert W. Matschullat   Mgmt   Yes   For   For
1e   Elect Director Cathy E. Minehan   Mgmt   Yes   For   For
1f   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1g   Elect Director David J. Pang   Mgmt   Yes   For   For
1h   Elect Director Charles W. Scharf   Mgmt   Yes   For   For
1i   Elect Director William S. Shanahan   Mgmt   Yes   For   For
1j   Elect Director John A. C. Swainson   Mgmt   Yes   For   For
1k   Elect Director Maynard G. Webb, Jr.   Mgmt   Yes   For   For


2   Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5a   Remove Supermajority Vote Requirement for Exiting Core Payment Business   Mgmt   Yes   For   For
5b   Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company’s Certificate of Incorporation   Mgmt   Yes   For   For
5c   Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications   Mgmt   Yes   For   For
5d   Remove Supermajority Vote Requirement for Removal of Directors   Mgmt   Yes   For   For
5e   Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws   Mgmt   Yes   For   For
6   Ratify Auditors   Mgmt   Yes   For   For

Griffon Corporation

 

Meeting Date    01/29/2015    Country    USA    Primary Security ID    398433102
Record Date    12/09/2014    Meeting Type    Annual    Ticker    GFF

 

Primary CUSIP 398433102    Primary ISIN US3984331021    Primary SEDOL 2463344

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Harvey R. Blau   Mgmt   Yes   For   For
1.2   Elect Director Bradley J. Gross   Mgmt   Yes   For   For
1.3   Elect Director Donald J. Kutyna   Mgmt   Yes   For   For
1.4   Elect Director Kevin F. Sullivan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For

Monsanto Company

 

Meeting Date    01/30/2015    Country    USA    Primary Security ID    61166W101
Record Date    12/02/2014    Meeting Type    Annual    Ticker    MON

 

Primary CUSIP 61166W101    Primary ISIN US61166W1018    Primary SEDOL 2654320

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Gregory H. Boyce   Mgmt   Yes   For   For
1b   Elect Director Janice L. Fields   Mgmt   Yes   For   For
1c   Elect Director Hugh Grant   Mgmt   Yes   For   For
1d   Elect Director Laura K. Ipsen   Mgmt   Yes   For   For
1e   Elect Director Marcos M. Lutz   Mgmt   Yes   For   For
1f   Elect Director C. Steven McMillan   Mgmt   Yes   For   For
1g   Elect Director William U. Parfet   Mgmt   Yes   For   For
1h   Elect Director George H. Poste   Mgmt   Yes   For   For


1i   Elect Director Robert J. Stevens   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   Against
6   Require Independent Board Chairman   SH   Yes   Against   Against

Tyson Foods, Inc.

 

Meeting Date    01/30/2015    Country    USA    Primary Security ID    902494103
Record Date    12/01/2014    Meeting Type    Annual    Ticker    TSN

 

Primary CUSIP 902494103    Primary ISIN US9024941034    Primary SEDOL 2909730

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John Tyson   Mgmt   Yes   For   For
1b   Elect Director Kathleen M. Bader   Mgmt   Yes   For   For
1c   Elect Director Gaurdie E. Banister, Jr.   Mgmt   Yes   For   For
1d   Elect Director Jim Kever   Mgmt   Yes   For   For
1e   Elect Director Kevin M. McNamara   Mgmt   Yes   For   For
1f   Elect Director Brad T. Sauer   Mgmt   Yes   For   For
1g   Elect Director Donnie Smith   Mgmt   Yes   For   For
1h   Elect Director Robert Thurber   Mgmt   Yes   For   For
1i   Elect Director Barbara A. Tyson   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Implement a Water Quality Stewardship Policy   SH   Yes   Against   For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
5   Report on Practices to Mitigate Palm Oil Sourcing Impacts   SH   Yes   Against   For

Emerson Electric Co.

 

Meeting Date    02/03/2015    Country    USA    Primary Security ID    291011104
Record Date    11/25/2014    Meeting Type    Annual    Ticker    EMR

 

Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director A. F. Golden   Mgmt   Yes   For   For
1.2   Elect Director W. R. Johnson   Mgmt   Yes   For   For
1.3   Elect Director C. Kendle   Mgmt   Yes   For   For
1.4   Elect Director J. S. Turley   Mgmt   Yes   For   For
1.5   Elect Director A. A. Busch, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For


5   Ratify Auditors   Mgmt   Yes   For   For
6   Report on Sustainability, Including GHG Goals   SH   Yes   Against   For
7   Report on Political Contributions   SH   Yes   Against   For
8   Report on Lobbying Payments and Policy   SH   Yes   Against   For

Brooks Automation, Inc.

 

Meeting Date    02/04/2015    Country    USA    Primary Security ID    114340102
Record Date    12/11/2014    Meeting Type    Annual    Ticker    BRKS

 

Primary CUSIP 114340102    Primary ISIN US1143401024    Primary SEDOL 2145460

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director A. Clinton Allen   Mgmt   Yes   For   For
1.2   Elect Director Robyn C. Davis   Mgmt   Yes   For   Withhold
1.3   Elect Director Joseph R. Martin   Mgmt   Yes   For   For
1.4   Elect Director John K. McGillicuddy   Mgmt   Yes   For   For
1.5   Elect Director Krishna G. Palepu   Mgmt   Yes   For   For
1.6   Elect Director Kirk P. Pond   Mgmt   Yes   For   Withhold
1.7   Elect Director Stephen S. Schwartz   Mgmt   Yes   For   For
1.8   Elect Director Alfred Woollacott, III   Mgmt   Yes   For   Withhold
1.9   Elect Director Mark S. Wrighton   Mgmt   Yes   For   For
1.10   Elect Director Ellen M. Zane   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For

Compass Group plc

 

Meeting Date    02/05/2015    Country    United Kingdom    Primary Security ID    G23296190
Record Date    02/03/2015    Meeting Type    Annual    Ticker    CPG

 

Primary CUSIP G23296182    Primary ISIN GB00BLNN3L44    Primary SEDOL BLNN3L4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Elect Carol Arrowsmith as Director   Mgmt   Yes   For   For
6   Re-elect Dominic Blakemore as Director   Mgmt   Yes   For   For
7   Re-elect Richard Cousins as Director   Mgmt   Yes   For   For
8   Re-elect Gary Green as Director   Mgmt   Yes   For   For
9   Re-elect Andrew Martin as Director   Mgmt   Yes   For   For
10   Re-elect John Bason as Director   Mgmt   Yes   For   For


11   Re-elect Susan Murray as Director   Mgmt   Yes   For   For
12   Re-elect Don Robert as Director   Mgmt   Yes   For   For
13   Re-elect Sir Ian Robinson as Director   Mgmt   Yes   For   For
14   Re-elect Paul Walsh as Director   Mgmt   Yes   For   For
15   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
18   Amend Long Term Incentive Plan 2010   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

MICROSEMI CORPORATION

 

Meeting Date    02/10/2015    Country    USA    Primary Security ID    595137100
Record Date    12/15/2014    Meeting Type    Annual    Ticker    MSCC

 

Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Peterson   Mgmt   Yes   For   For
1.2   Elect Director Dennis R. Leibel   Mgmt   Yes   For   For
1.3   Elect Director Thomas R. Anderson   Mgmt   Yes   For   For
1.4   Elect Director William E. Bendush   Mgmt   Yes   For   For
1.5   Elect Director Paul F. Folino   Mgmt   Yes   For   For
1.6   Elect Director William L. Healey   Mgmt   Yes   For   For
1.7   Elect Director Matthew E. Massengill   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Beacon Roofing Supply, Inc.

 

Meeting Date    02/11/2015    Country    USA    Primary Security ID    073685109
Record Date    12/22/2014    Meeting Type    Annual    Ticker    BECN

 

Primary CUSIP 073685109    Primary ISIN US0736851090    Primary SEDOL B02TS99

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert R. Buck   Mgmt   Yes   For   For
1.2   Elect Director Paul M. Isabella   Mgmt   Yes   For   For
1.3   Elect Director Richard W. Frost   Mgmt   Yes   For   For
1.4   Elect Director James J. Gaffney   Mgmt   Yes   For   For
1.5   Elect Director Peter M. Gotsch   Mgmt   Yes   For   For
1.6   Elect Director Neil S. Novich   Mgmt   Yes   For   For


1.7   Elect Director Stuart A. Randle   Mgmt   Yes   For   For
1.8   Elect Director Wilson B. Sexton   Mgmt   Yes   For   For
1.9   Elect Director Douglas L. Young   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Geospace Technologies Corporation

 

Meeting Date    02/12/2015    Country    USA    Primary Security ID    37364X109
Record Date    12/15/2014    Meeting Type    Annual    Ticker    GEOS

 

Primary CUSIP 37364X109    Primary ISIN US37364X1090    Primary SEDOL B89MJ94

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1A   Elect Director Tina M. Langtry   Mgmt   Yes   For   For
1B   Elect Director Michael J. Sheen   Mgmt   Yes   For   For
1C   Elect Director Charles H. Still   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Change State of Incorporation from Delaware to Texas   Mgmt   Yes   For   For

Targa Resources Corp.

 

Meeting Date    02/20/2015    Country    USA    Primary Security ID    87612G101
Record Date    01/22/2015    Meeting Type    Special    Ticker    TRGP

 

Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Engility Holdings, Inc.

 

Meeting Date    02/23/2015    Country    USA    Primary Security ID    29285W104
Record Date    01/09/2015    Meeting Type    Special    Ticker    EGL

 

Primary CUSIP 29285W104    Primary ISIN US29285W1045    Primary SEDOL B83M6H7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For
3   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For


Cleco Corporation

 

Meeting Date    02/26/2015    Country    USA    Primary Security ID    12561W105
Record Date    01/13/2015    Meeting Type    Special    Ticker    CNL

 

Primary CUSIP 12561W105    Primary ISIN US12561W1053    Primary SEDOL 2182445

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Quanex Building Products Corporation

 

Meeting Date    02/26/2015    Country    USA    Primary Security ID    747619104
Record Date    01/07/2015    Meeting Type    Annual    Ticker    NX

 

Primary CUSIP 747619104    Primary ISIN US7476191041    Primary SEDOL B2QXCJ9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert R. Buck   Mgmt   Yes   For   For
1.2   Elect Director Joseph D. Rupp   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Haynes International, Inc.

 

Meeting Date    03/02/2015    Country    USA    Primary Security ID    420877201
Record Date    01/16/2015    Meeting Type    Annual    Ticker    HAYN

 

Primary CUSIP 420877201    Primary ISIN US4208772016    Primary SEDOL B02WVH7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Donald C. Campion   Mgmt   Yes   For   For
2   Elect Director Mark M. Comerford   Mgmt   Yes   For   For
3   Elect Director John C. Corey   Mgmt   Yes   For   For
4   Elect Director Robert H. Getz   Mgmt   Yes   For   For
5   Elect Director Timothy J. McCarthy   Mgmt   Yes   For   For
6   Elect Director Michael L. Shor   Mgmt   Yes   For   For
7   Elect Director William P. Wall   Mgmt   Yes   For   For
8   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
10   Amend Restricted Stock Plan   Mgmt   Yes   For   For


Berry Plastics Group, Inc.

 

Meeting Date    03/04/2015    Country    USA    Primary Security ID    08579W103
Record Date    01/12/2015    Meeting Type    Annual    Ticker    BERY

 

Primary CUSIP 08579W103    Primary ISIN US08579W1036    Primary SEDOL B8BR3H3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert A. Steele   Mgmt   Yes   For   For
1.2   Elect Director Jonathan D. Rich   Mgmt   Yes   For   For
1.3   Elect Director Robert V. Seminara   Mgmt   Yes   For   For
2   Amend Certificate of Incorporation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

PTC Inc.

 

Meeting Date    03/04/2015    Country    USA    Primary Security ID    69370C100
Record Date    01/05/2015    Meeting Type    Annual    Ticker    PTC

 

Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas F. Bogan   Mgmt   Yes   For   For
1.2   Elect Director Janice D. Chaffin   Mgmt   Yes   For   For
1.3   Elect Director Donald K. Grierson   Mgmt   Yes   For   For
1.4   Elect Director James E. Heppelmann   Mgmt   Yes   For   For
1.5   Elect Director Paul A. Lacy   Mgmt   Yes   For   For
1.6   Elect Director Robert P. Schechter   Mgmt   Yes   For   For
1.7   Elect Director Renato Zambonini   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Sanmina Corporation

 

Meeting Date    03/09/2015    Country    USA    Primary Security ID    801056102
Record Date    01/16/2015    Meeting Type    Annual    Ticker    SANM

 

Primary CUSIP 801056102    Primary ISIN US8010561020    Primary SEDOL B92RRW2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Neil R. Bonke   Mgmt   Yes   For   For
1b   Elect Director Michael J. Clarke   Mgmt   Yes   For   For
1c   Elect Director Eugene A. Delaney   Mgmt   Yes   For   For
1d   Elect Director John P. Goldsberry   Mgmt   Yes   For   For
1e   Elect Director Joseph G. Licata, Jr.   Mgmt   Yes   For   For
1f   Elect Director Mario M. Rosati   Mgmt   Yes   For   For


1g   Elect Director Wayne Shortridge   Mgmt   Yes   For   For
1h   Elect Director Jure Sola   Mgmt   Yes   For   For
1i   Elect Director Jackie M. Ward   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Apple Inc.

 

Meeting Date    03/10/2015    Country    USA    Primary Security ID    037833100
Record Date    01/09/2015    Meeting Type    Annual    Ticker    AAPL

 

Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Tim Cook   Mgmt   Yes   For   For
1.2   Elect Director Al Gore   Mgmt   Yes   For   Against
1.3   Elect Director Bob Iger   Mgmt   Yes   For   For
1.4   Elect Director Andrea Jung   Mgmt   Yes   For   Against
1.5   Elect Director Art Levinson   Mgmt   Yes   For   Against
1.6   Elect Director Ron Sugar   Mgmt   Yes   For   For
1.7   Elect Director Sue Wagner   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Report on Risks Associated with Repeal of Climate Change Policies   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   For

ESTERLINE TECHNOLOGIES CORPORATION

 

Meeting Date    03/11/2015    Country    USA    Primary Security ID    297425100
Record Date    01/13/2015    Meeting Type    Annual    Ticker    ESL

 

Primary CUSIP 297425100    Primary ISIN US2974251009    Primary SEDOL 2322047

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Delores M. Etter   Mgmt   Yes   For   For
1.2   Elect Director Mary L. Howell   Mgmt   Yes   For   For
1.3   Elect Director Gary E. Pruitt   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


MAXIMUS, Inc.

 

Meeting Date    03/11/2015    Country    USA    Primary Security ID    577933104
Record Date    01/16/2015    Meeting Type    Annual    Ticker    MMS

 

Primary CUSIP 577933104    Primary ISIN US5779331041    Primary SEDOL 2018669

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard A. Montoni   Mgmt   Yes   For   For
1.2   Elect Director Raymond B. Ruddy   Mgmt   Yes   For   For
1.3   Elect Director Wellington E. Webb   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/12/2015    Country    Spain    Primary Security ID    E11805103
Record Date    03/08/2015    Meeting Type    Annual    Ticker    BBVA

 

Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Approve Consolidated and Standalone Financial Statements   Mgmt   Yes   For   For
1.2   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
1.3   Approve Discharge of Board   Mgmt   Yes   For   For
2.1   Reelect José Antonio Fernández Rivero as Director   Mgmt   Yes   For   For
2.2   Reelect Belén Garijo López as Director   Mgmt   Yes   For   For
2.3   Reelect José Maldonado Ramos as Director   Mgmt   Yes   For   For
2.4   Reelect Juan Pi Llorens as Director   Mgmt   Yes   For   For
2.5   Elect José Miguel Andrés Torrecillas as Director   Mgmt   Yes   For   For
3   Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 250 Billion   Mgmt   Yes   For   For
4.1   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.2   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.3   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.4   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
5.1   Amend Articles Re: General Meetings   Mgmt   Yes   For   Against
5.2   Add Article 39 bis and Amend Articles Re: Board Related   Mgmt   Yes   For   For
5.3   Amend Article 48 Re: Audit Committee   Mgmt   Yes   For   For
6   Amend Articles of General Meeting Regulations   Mgmt   Yes   For   Against
7   Approve Remuneration Policy   Mgmt   Yes   For   For
8   Fix Maximum Variable Compensation Ratio   Mgmt   Yes   For   For
9   Renew Appointment of Deloitte as Auditor   Mgmt   Yes   For   For
10   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For
11   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For


Rofin-Sinar Technologies Inc.

 

Meeting Date    03/12/2015    Country    USA    Primary Security ID    775043102
Record Date    01/23/2015    Meeting Type    Annual    Ticker    RSTI

 

Primary CUSIP 775043102    Primary ISIN US7750431022    Primary SEDOL 2748494

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Guenther Braun   Mgmt   Yes   For   For
1.2   Elect Director Ralph E. Reins   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

The Walt Disney Company

 

Meeting Date    03/12/2015    Country    USA    Primary Security ID    254687106
Record Date    01/12/2015    Meeting Type    Annual    Ticker    DIS

 

Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Susan E. Arnold   Mgmt   Yes   For   For
1b   Elect Director John S. Chen   Mgmt   Yes   For   For
1c   Elect Director Jack Dorsey   Mgmt   Yes   For   For
1d   Elect Director Robert A. Iger   Mgmt   Yes   For   For
1e   Elect Director Fred H. Langhammer   Mgmt   Yes   For   For
1f   Elect Director Aylwin B. Lewis   Mgmt   Yes   For   For
1g   Elect Director Monica C. Lozano   Mgmt   Yes   For   For
1h   Elect Director Robert W. Matschullat   Mgmt   Yes   For   For
1i   Elect Director Sheryl K. Sandberg   Mgmt   Yes   For   For
1j   Elect Director Orin C. Smith   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against

Hewlett-Packard Company

 

Meeting Date    03/18/2015    Country    USA    Primary Security ID    428236103
Record Date    01/20/2015    Meeting Type    Annual    Ticker    HPQ

 

Primary CUSIP 428236103    Primary ISIN US4282361033    Primary SEDOL 2424006

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Marc L. Andreessen   Mgmt   Yes   For   For
1b   Elect Director Shumeet Banerji   Mgmt   Yes   For   For
1c   Elect Director Robert R. Bennett   Mgmt   Yes   For   For


1d   Elect Director Rajiv L. Gupta   Mgmt   Yes   For   For
1e   Elect Director Klaus Kleinfeld   Mgmt   Yes   For   For
1f   Elect Director Raymond J. Lane   Mgmt   Yes   For   For
1g   Elect Director Ann M. Livermore   Mgmt   Yes   For   For
1h   Elect Director Raymond E. Ozzie   Mgmt   Yes   For   For
1i   Elect Director Gary M. Reiner   Mgmt   Yes   For   For
1j   Elect Director Patricia F. Russo   Mgmt   Yes   For   For
1k   Elect Director James A. Skinner   Mgmt   Yes   For   For
1l   Elect Director Margaret C. Whitman   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Act by Written Consent   SH   Yes   Against   For

Nordea Bank AB

 

Meeting Date    03/19/2015    Country    Sweden    Primary Security ID    W57996105
Record Date    03/13/2015    Meeting Type    Annual    Ticker    NDA SEK

 

Primary CUSIP W57996105    Primary ISIN SE0000427361    Primary SEDOL 5380031

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Chairman of Meeting   Mgmt   Yes   For   For
2   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
3   Approve Agenda of Meeting   Mgmt   Yes   For   For
4   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
5   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
6   Receive Financial Statements and Statutory Reports   Mgmt   No    
7   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
8   Approve Allocation of Income and Dividends of EUR 0.62 Per Share   Mgmt   Yes   For   For
9   Approve Discharge of Board and President   Mgmt   Yes   For   For
10   Determine Number of Members (9) and Deputy Members (0) of Board   Mgmt   Yes   For   For
11   Fix Number of Auditors at One   Mgmt   Yes   For   For
12   Approve Remuneration of Directors in the Amount of EUR 279,000 for Chairman, EUR 132,500 for Vice Chairman, and EUR 86,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   Yes   For   For
13   Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Tom Knutzen, Robin Lawther, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Silvija Seres and Birger Steen as New Directors   Mgmt   Yes   For   For
14   Ratify Ohrlings PricewaterhouseCoopers as Auditors   Mgmt   Yes   For   For
15   Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee   Mgmt   Yes   For   For
16   Approve Issuance of Convertible Instruments without Preemptive Rights   Mgmt   Yes   For   For
17a   Authorize Share Repurchase Program   Mgmt   Yes   For   For


17b   Authorize Reissuance of Repurchased Shares   Mgmt   Yes   For   For
18   Authorize Repurchase of Shares in Connection with Securities Trading   Mgmt   Yes   For   For
19   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt   No    
20a   Authorize the Board of Directors to Decide on Redemption of all C-Shares   SH   Yes   None   Against
20b   Amend Article of Association: Each Ordinary Share and Each C-Share Confers One Vote   SH   Yes   None   Against
20c   Instruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act   SH   Yes   None   Against
20d   Instruct Board to Establish Shareholders Association in Nordea   SH   Yes   None   Against
20e   Special Examination Regarding Nordea’s Values and the Legal-Ethical Rules   SH   Yes   None   Against

Novo Nordisk A/S

 

Meeting Date    03/19/2015    Country    Denmark    Primary Security ID    K72807132
Record Date    03/12/2015    Meeting Type    Annual    Ticker    NOVO B

 

Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Report of Board   Mgmt   No    
2   Accept Financial Statements and Statutory Reports for 2014   Mgmt   Yes   For   For
3.1   Approve Remuneration of Directors for 2014   Mgmt   Yes   For   For
3.2   Approve Remuneration of Directors for 2015   Mgmt   Yes   For   For
4   Approve Allocation of Income and Dividends of DKK 5.00 Per Share   Mgmt   Yes   For   For
5.1   Elect Göran Ando as Director and Chairman   Mgmt   Yes   For   For
5.2   Elect Jeppe Christiansen as Director and Deputy Chairman   Mgmt   Yes   For   For
5.3a   Elect Bruno Angelici as Director   Mgmt   Yes   For   For
5.3b   Elect Sylvie Grégoire as Director   Mgmt   Yes   For   For
5.3c   Elect Liz Hewitt as Director   Mgmt   Yes   For   For
5.3d   Elect Thomas Koestler as Director   Mgmt   Yes   For   For
5.3e   Elect Eivind Kolding as Director   Mgmt   Yes   For   For
5.3f   Elect Mary Szela as Director   Mgmt   Yes   For   For
6   Ratify PricewaterhouseCooper as Auditors   Mgmt   Yes   For   For
7.1   Approve Reduction in Share Capital   Mgmt   Yes   For   For
7.2   Authorize Share Repurchase Program   Mgmt   Yes   For   For
7.3   Amend Articles Re: Distribution of Extraordinary Dividends   Mgmt   Yes   For   For
7.4   Approve Revised Remuneration Principles   Mgmt   Yes   For   For
8   Other Business   Mgmt   No    


HEICO Corporation

 

Meeting Date    03/20/2015    Country    USA    Primary Security ID    422806109
Record Date    01/16/2015    Meeting Type    Annual    Ticker    HEI

 

Primary CUSIP 422806109    Primary ISIN US4228061093    Primary SEDOL 2419217

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas S. Culligan   Mgmt   Yes   For   For
1.2   Elect Director Adolfo Henriques   Mgmt   Yes   For   For
1.3   Elect Director Samuel L. Higginbottom   Mgmt   Yes   For   For
1.4   Elect Director Mark H. Hildebrandt   Mgmt   Yes   For   For
1.5   Elect Director Wolfgang Mayrhuber   Mgmt   Yes   For   For
1.6   Elect Director Eric A. Mendelson   Mgmt   Yes   For   For
1.7   Elect Director Laurans A. Mendelson   Mgmt   Yes   For   For
1.8   Elect Director Victor H. Mendelson   Mgmt   Yes   For   For
1.9   Elect Director Julie Neitzel   Mgmt   Yes   For   For
1.10   Elect Director Alan Schriesheim   Mgmt   Yes   For   For
1.11   Elect Director Frank J. Schwitter   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

CLARCOR Inc.

 

Meeting Date    03/24/2015    Country    USA    Primary Security ID    179895107
Record Date    02/06/2015    Meeting Type    Annual    Ticker    CLC

 

Primary CUSIP 179895107    Primary ISIN US1798951075    Primary SEDOL 2201265

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James W. Bradford, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Wesley M. Clark   Mgmt   Yes   For   For
1.3   Elect Director James L. Packard   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Report on Sustainability   SH   Yes   Against   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

SYNNEX Corporation

 

Meeting Date    03/24/2015    Country    USA    Primary Security ID    87162W100
Record Date    02/09/2015    Meeting Type    Annual    Ticker    SNX

 

Primary CUSIP 87162W100    Primary ISIN US87162W1009    Primary SEDOL 2002554

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dwight Steffensen   Mgmt   Yes   For   For
1.2   Elect Director Kevin Murai   Mgmt   Yes   For   For
1.3   Elect Director Fred Breidenbach   Mgmt   Yes   For   For
1.4   Elect Director Hau Lee   Mgmt   Yes   For   For


1.5   Elect Director Matthew Miau   Mgmt   Yes   For   For
1.6   Elect Director Dennis Polk   Mgmt   Yes   For   For
1.7   Elect Director Gregory Quesnel   Mgmt   Yes   For   For
1.8   Elect Director Thomas Wurster   Mgmt   Yes   For   For
1.9   Elect Director Duane Zitzner   Mgmt   Yes   For   For
1.10   Elect Director Andrea Zulberti   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Urstadt Biddle Properties Inc.

 

Meeting Date    03/25/2015    Country    USA    Primary Security ID    917286205
Record Date    01/26/2015    Meeting Type    Annual    Ticker    UBA

 

Primary CUSIP 917286205    Primary ISIN US9172862057    Primary SEDOL 2256522

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Catherine U. Biddle   Mgmt   Yes   For   Withhold
1.2   Elect Director Robert R. Douglass   Mgmt   Yes   For   Withhold
1.3   Elect Director George H.C. Lawrence   Mgmt   Yes   For   Withhold
1.4   Elect Director Charles J. Urstadt   Mgmt   Yes   For   Withhold
2   Ratify PKF O’Connor Davies as Auditors   Mgmt   Yes   For   For

Banco Santander S.A.

 

Meeting Date    03/26/2015    Country    Spain    Primary Security ID    E19790109
Record Date    03/20/2015    Meeting Type    Annual    Ticker    SAN

 

Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.A   Approve Consolidated and Standalone Financial Statements   Mgmt   Yes   For   For
1.B   Approve Discharge of Board   Mgmt   Yes   For   For
2   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
3.A   Ratify Appointment of and Elect Carlos Fernández González as Director   Mgmt   Yes   For   For
3.B   Reelect Sol Daurella Comadrán as Director   Mgmt   Yes   For   For
3.C   Reelect Bruce Carnegie-Brown as Director   Mgmt   Yes   For   For
3.D   Reelect José Antonio Álvarez Álvarez as Director   Mgmt   Yes   For   For
3.E   Reelect Juan Rodríguez Inciarte as Director   Mgmt   Yes   For   For
3.F   Reelect Matías Rodríguez Inciarte as Director   Mgmt   Yes   For   For
3.G   Reelect Juan Miguel Villar Mir as Director   Mgmt   Yes   For   For
3.H   Reelect Guillermo de la Dehesa Romero as Director   Mgmt   Yes   For   For
4   Renew Appointment of Deloitte as Auditor   Mgmt   Yes   For   For
5.A   Amend Articles Re: Competence of General Shareholders Meeting   Mgmt   Yes   For   For
5.B   Amend Articles Re: Board of Directors   Mgmt   Yes   For   For


5.C   Amend Articles Re: Annual Corporate Governance Report and Corporate Website   Mgmt   Yes   For   For
5.D   Amend Articles Re: Financial Statements and Distribution of Results   Mgmt   Yes   For   For
6.A   Amend Articles of General Meeting Regulations Re: Powers, Call and Preparation   Mgmt   Yes   For   For
6.B   Amend Articles of General Meeting Regulations Re: Development of General Meeting   Mgmt   Yes   For   For
7   Approve Capital Raising   Mgmt   Yes   For   For
8   Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   Yes   For   For
9.A   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
9.B   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
10.A   Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   Yes   For   For
10.B   Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   Yes   For   For
11   Approve Remuneration Policy   Mgmt   Yes   For   For
12   Approve Remuneration of Directors   Mgmt   Yes   For   For
13   Fix Maximum Variable Compensation Ratio   Mgmt   Yes   For   For
14.A   Approve Deferred Share Bonus Plan   Mgmt   Yes   For   For
14.B   Approve Performance Shares Plan   Mgmt   Yes   For   For
14.C   Approve Employee Stock Purchase Plan   Mgmt   Yes   For   For
15   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For
16   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For

Canon Inc.

 

Meeting Date    03/27/2015    Country    Japan    Primary Security ID    J05124144
Record Date    12/31/2014    Meeting Type    Annual    Ticker    7751

 

Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 85   Mgmt   Yes   For   For
2   Amend Articles to Authorize Public Announcements in Electronic Format   Mgmt   Yes   For   For
3.1   Elect Director Mitarai, Fujio   Mgmt   Yes   For   For
3.2   Elect Director Tanaka, Toshizo   Mgmt   Yes   For   For
3.3   Elect Director Adachi, Yoroku   Mgmt   Yes   For   For
3.4   Elect Director Matsumoto, Shigeyuki   Mgmt   Yes   For   For
3.5   Elect Director Homma, Toshio   Mgmt   Yes   For   For
3.6   Elect Director Ozawa, Hideki   Mgmt   Yes   For   For
3.7   Elect Director Maeda, Masaya   Mgmt   Yes   For   For
3.8   Elect Director Tani, Yasuhiro   Mgmt   Yes   For   For


3.9   Elect Director Nagasawa, Kenichi   Mgmt   Yes   For   For
3.10   Elect Director Otsuka, Naoji   Mgmt   Yes   For   For
3.11   Elect Director Yamada, Masanori   Mgmt   Yes   For   For
3.12   Elect Director Wakiya, Aitake   Mgmt   Yes   For   For
3.13   Elect Director Kimura, Akiyoshi   Mgmt   Yes   For   For
3.14   Elect Director Osanai, Eiji   Mgmt   Yes   For   For
3.15   Elect Director Nakamura, Masaaki   Mgmt   Yes   For   For
3.16   Elect Director Saida, Kunitaro   Mgmt   Yes   For   For
3.17   Elect Director Kato, Haruhiko   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Ono, Kazuto   Mgmt   Yes   For   For
4.2   Appoint Statutory Auditor Oe, Tadashi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    03/27/2015    Country    USA    Primary Security ID    78467J100
Record Date    03/09/2015    Meeting Type    Special    Ticker    SSNC

 

Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Increase Authorized Common Stock   Mgmt   Yes   For   For

Daimler AG

 

Meeting Date    04/01/2015    Country    Germany    Primary Security ID    D1668R123
Record Date       Meeting Type    Annual    Ticker    DAI

 

Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.45 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Elect Paul Achleitner to the Supervisory Board   Mgmt   Yes   For   For
7   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
8   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
9   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
10   Cancel Affiliation Agreement with Subsidiary Daimler Financial Services AG Approved at 2014 AGM   Mgmt   Yes   For   For


Applied Materials, Inc.

 

Meeting Date    04/02/2015    Country    USA    Primary Security ID    038222105
Record Date    02/11/2015    Meeting Type    Annual    Ticker    AMAT

 

Primary CUSIP 038222105    Primary ISIN US0382221051    Primary SEDOL 2046552

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Aart J. de Geus   Mgmt   Yes   For   For
1b   Elect Director Gary E. Dickerson   Mgmt   Yes   For   For
1c   Elect Director Stephen R. Forrest   Mgmt   Yes   For   For
1d   Elect Director Thomas J. Iannotti   Mgmt   Yes   For   For
1e   Elect Director Susan M. James   Mgmt   Yes   For   For
1f   Elect Director Alexander A. Karsner   Mgmt   Yes   For   For
1g   Elect Director Dennis D. Powell   Mgmt   Yes   For   For
1h   Elect Director Willem P. Roelandts   Mgmt   Yes   For   For
1i   Elect Director Michael R. Splinter   Mgmt   Yes   For   For
1j   Elect Director Robert H. Swan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Foundation Medicine, Inc.

 

Meeting Date    04/02/2015    Country    USA    Primary Security ID    350465100
Record Date    02/11/2015    Meeting Type    Special    Ticker    FMI

 

Primary CUSIP 350465100    Primary ISIN US3504651007    Primary SEDOL BDX85T5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Issuance of Shares for a Private Placement   Mgmt   Yes   For   For
2   Approve Anti-dilution Protections   Mgmt   Yes   For   For
3   Declassify the Board of Directors and Authorize Shareholders to Remove Directors With or Without Cause.   Mgmt   Yes   For   For
4   Amend Certificate of Incorporation to Renounce Foundation’s Expectancy Regarding Certain Corporate Opportunities   Mgmt   Yes   For   For
5   Adjourn Meeting   Mgmt   Yes   For   For

Lennar Corporation

 

Meeting Date    04/08/2015    Country    USA    Primary Security ID    526057104
Record Date    02/12/2015    Meeting Type    Annual    Ticker    LEN

 

Primary CUSIP 526057104    Primary ISIN US5260571048    Primary SEDOL 2511920

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Irving Bolotin   Mgmt   Yes   For   For
1.2   Elect Director Steven L. Gerard   Mgmt   Yes   For   For
1.3   Elect Director Theron I. ‘Tig’ Gilliam   Mgmt   Yes   For   For


1.4   Elect Director Sherrill W. Hudson   Mgmt   Yes   For   For
1.5   Elect Director Sidney Lapidus   Mgmt   Yes   For   For
1.6   Elect Director Teri P. McClure   Mgmt   Yes   For   For
1.7   Elect Director Stuart A. Miller   Mgmt   Yes   For   For
1.8   Elect Director Armando Olivera   Mgmt   Yes   For   For
1.9   Elect Director Jeffrey Sonnenfeld   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Schlumberger Limited

 

Meeting Date    04/08/2015    Country    Curacao    Primary Security ID    806857108
Record Date    02/11/2015    Meeting Type    Annual    Ticker    SLB

 

Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Peter L.S. Currie as Director   Mgmt   Yes   For   For
1b   Elect K. Vaman Kamath as Director   Mgmt   Yes   For   For
1c   Elect V. Maureen Kempston Darkes as Director   Mgmt   Yes   For   For
1d   Elect Paal Kibsgaard as Director   Mgmt   Yes   For   For
1e   Elect Nikolay Kudryavtsev as Director   Mgmt   Yes   For   For
1f   Elect Michael E. Marks as Director   Mgmt   Yes   For   For
1g   Elect Indra K. Nooyi as Director   Mgmt   Yes   For   For
1h   Elect Lubna S. Olayan as Director   Mgmt   Yes   For   For
1i   Elect Leo Rafael Reif as Director   Mgmt   Yes   For   For
1j   Elect Tore I. Sandvold as Director   Mgmt   Yes   For   For
1k   Elect Henri Seydoux as Director   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Adopt and Approve Financials and Dividends   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Carnival Corporation

 

Meeting Date    04/14/2015    Country    Panama    Primary Security ID    143658300
Record Date    02/13/2015    Meeting Type    Annual    Ticker    CCL

 

Primary CUSIP 143658300    Primary ISIN PA1436583006    Primary SEDOL 2523044

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.   Mgmt   Yes   For   For
2   Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
3   Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For


4   Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
6   Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
9   Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
10   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation   Mgmt   Yes   For   For
11   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc   Mgmt   Yes   For   For
12   Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2014   Mgmt   Yes   For   For
13   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
14   Approve Remuneration Report of Executive Directors   Mgmt   Yes   For   For
15   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
16   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorize Share Repurchase Program   Mgmt   Yes   For   For

Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/14/2015    Country    Sweden    Primary Security ID    W26049119
Record Date    04/08/2015    Meeting Type    Annual    Ticker    ERIC B

 

Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Chairman of Meeting   Mgmt   Yes   For   For
2   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
3   Approve Agenda of Meeting   Mgmt   Yes   For   For
4   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
5   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
6   Receive Financial Statements and Statutory Reports   Mgmt   No    
7   Receive President’s Report   Mgmt   No    
8.1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
8.2   Approve Discharge of Board and President   Mgmt   Yes   For   For
8.3   Approve Allocation of Income and Dividends of SEK 3.40 Per Share   Mgmt   Yes   For   For
9.1   Determine Number of Directors (11) and Deputy Directors (0) of Board   Mgmt   Yes   For   For


9.2   Approve Remuneration of Directors in the Amount of 4 Million for Chairman and SEK 975,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   Yes   For   For
9.3   Reelect Leif Johansson (Chairman), Roxanne Austin, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Kristin Lund, Hans Vestberg, and Jacob Wallenberg as Directors; Elect Anders Nyren and Sukhinder Cassidy as New Directors   Mgmt   Yes   For   For
9.4   Approve Remuneration of Auditors   Mgmt   Yes   For   For
9.5   Determine Number of Auditors (1) and Deputy Auditors (0)   Mgmt   Yes   For   For
9.6   Ratify PricewaterhouseCoopers as Auditors   Mgmt   Yes   For   For
10   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
11.1   Approve 2015 Stock Purchase Plan   Mgmt   Yes   For   For
11.2   Approve Equity Plan Financing (2015 Stock Purchase Plan)   Mgmt   Yes   For   For
11.3   Approve Alternative Equity Plan Financing (2015 Stock Purchase Plan)   Mgmt   Yes   For   Against
11.4   Approve 2015 Key Contributor Retention Plan   Mgmt   Yes   For   For
11.5   Approve Equity Plan Financing (2015 Key Contributor Retention Plan)   Mgmt   Yes   For   For
11.6   Approve Alternative Equity Plan Financing (2015 Key Contributor Retention Plan)   Mgmt   Yes   For   Against
11.7   Approve 2015 Executive Performance Stock Plan   Mgmt   Yes   For   For
11.8   Approve Equity Plan Financing (2015 Executive Performance Stock Plan)   Mgmt   Yes   For   For
11.9   Approve Alternative Equity Plan Financing (2015 Executive Performance Stock Plan)   Mgmt   Yes   For   Against
12   Approve Equity Plan Financing (2011-2014 Long-Term Variable Remuneration Programs)   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt   No    
13   Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM   SH   Yes   None   For
14.1   Request Board to Take Necessary Action to Create a Shareholders Association   SH   Yes   None   Against
14.2   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies   SH   Yes   None   Against
14.3   Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   Yes   None   Against
14.4   Request Board to Prepare a Proposal regarding “Politician Quarantine” and to Present the Proposal to That Effect at the 2016 AGM   SH   Yes   None   Against
15   Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   Yes   None   Against
16   Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   Yes   None   Against
17   Close Meeting   Mgmt   No    


Vinci

 

Meeting Date    04/14/2015    Country    France    Primary Security ID    F5879X108
Record Date    04/09/2015    Meeting Type    Annual/Special    Ticker    DG

 

Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.22 per Share   Mgmt   Yes   For   For
4   Reelect Robert Castaigne as Director   Mgmt   Yes   For   For
5   Reelect Pascale Sourisse as Director   Mgmt   Yes   For   For
6   Elect Ana Paula Pessoa as Director   Mgmt   Yes   For   For
7   Elect Josiane Marquez as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   For
8   Elect Gerard Duez as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
9   Elect Karin Willio as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
10   Elect Thomas Franz as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
11   Elect Roland Innocenti as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
12   Elect Michel Pitte Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.15 Million   Mgmt   Yes   For   For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
15   Approve Additional Pension Scheme Agreement with Pierre Coppey   Mgmt   Yes   For   For
16   Approve Transaction with Vinci Concessions Re: Management of Comarnic Brasov   Mgmt   Yes   For   For
17   Approve Transaction with Vinci Concessions Re: Financial Restructuring of Via Solutions Sudwest   Mgmt   Yes   For   For
18   Advisory Vote on Compensation of the Chairman and CEO   Mgmt   Yes   For   Against
19   Advisory Vote on Compensation of the Vice CEO since April 15, 2014   Mgmt   Yes   For   Against
  Extraordinary Business   Mgmt   No    
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
21   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
22   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   Yes   For   For
23   Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   Yes   For   For


24   Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   Yes   For   For
25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
26   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   Against
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   Against
29   Amend Article 8 of Bylaws Re: Absence of Double Voting Rights   Mgmt   Yes   For   For
30   Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds   Mgmt   Yes   For   Against
31   Amend Article 17 of Bylaws Re: Record Date   Mgmt   Yes   For   For
32   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

FirstMerit Corporation

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    337915102
Record Date    02/20/2015    Meeting Type    Annual    Ticker    FMER

 

Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lizabeth A. Ardisana   Mgmt   Yes   For   For
1.2   Elect Director Steven H. Baer   Mgmt   Yes   For   For
1.3   Elect Director Karen S. Belden   Mgmt   Yes   For   For
1.4   Elect Director R. Cary Blair   Mgmt   Yes   For   For
1.5   Elect Director John C. Blickle   Mgmt   Yes   For   For
1.6   Elect Director Robert W. Briggs   Mgmt   Yes   For   For
1.7   Elect Director Richard Colella   Mgmt   Yes   For   For
1.8   Elect Director Robert S. Cubbin   Mgmt   Yes   For   For
1.9   Elect Director Gina D. France   Mgmt   Yes   For   For
1.10   Elect Director Paul G. Greig   Mgmt   Yes   For   For
1.11   Elect Director Terry L. Haines   Mgmt   Yes   For   For
1.12   Elect Director J. Michael Hochschwender   Mgmt   Yes   For   For
1.13   Elect Director Clifford J. Isroff   Mgmt   Yes   For   For
1.14   Elect Director Philip A. Lloyd, II   Mgmt   Yes   For   For
1.15   Elect Director Russ M. Strobel   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Proxy Access Right   Mgmt   Yes   For   For
5   Limit Accelerated Vesting of Equity Awards Upon a Change in Control   SH   Yes   Against   Against


The Sherwin-Williams Company

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    824348106
Record Date    02/24/2015    Meeting Type    Annual    Ticker    SHW

 

Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Arthur F. Anton   Mgmt   Yes   For   For
1.2   Elect Director Christopher M. Connor   Mgmt   Yes   For   For
1.3   Elect Director David F. Hodnik   Mgmt   Yes   For   For
1.4   Elect Director Thomas G. Kadien   Mgmt   Yes   For   For
1.5   Elect Director Richard J. Kramer   Mgmt   Yes   For   For
1.6   Elect Director Susan J. Kropf   Mgmt   Yes   For   For
1.7   Elect Director Christine A. Poon   Mgmt   Yes   For   For
1.8   Elect Director Richard K. Smucker   Mgmt   Yes   For   For
1.9   Elect Director John M. Stropki   Mgmt   Yes   For   For
1.10   Elect Director Matthew Thornton, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Umpqua Holdings Corporation

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    904214103
Record Date    02/06/2015    Meeting Type    Annual    Ticker    UMPQ

 

Primary CUSIP 904214103    Primary ISIN US9042141039    Primary SEDOL 2484389

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ellen R. M. Boyer   Mgmt   Yes   For   For
1.2   Elect Director Raymond P. Davis   Mgmt   Yes   For   For
1.3   Elect Director Robert C. Donegan   Mgmt   Yes   For   For
1.4   Elect Director C. Webb Edwards   Mgmt   Yes   For   For
1.5   Elect Director Peggy Y. Fowler   Mgmt   Yes   For   For
1.6   Elect Director Stephen M. Gambee   Mgmt   Yes   For   For
1.7   Elect Director James S. Greene   Mgmt   Yes   For   For
1.8   Elect Director Luis F. Machuca   Mgmt   Yes   For   For
1.9   Elect Director Maria M. Pope   Mgmt   Yes   For   For
1.10   Elect Director Susan F. Stevens   Mgmt   Yes   For   For
1.11   Elect Director Hilliard C. Terry, III   Mgmt   Yes   For   For
1.12   Elect Director Bryan L. Timm   Mgmt   Yes   For   For
2   Ratify Moss Adams LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


BP plc

 

Meeting Date    04/16/2015    Country    United Kingdom    Primary Security ID    G12793108
Record Date    04/14/2015    Meeting Type    Annual    Ticker    BP.

 

Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Re-elect Bob Dudley as Director   Mgmt   Yes   For   For
4   Re-elect Dr Brian Gilvary as Director   Mgmt   Yes   For   For
5   Re-elect Paul Anderson as Director   Mgmt   Yes   For   For
6   Elect Alan Boeckmann as Director   Mgmt   Yes   For   For
7   Re-elect Frank Bowman as Director   Mgmt   Yes   For   For
8   Re-elect Antony Burgmans as Director   Mgmt   Yes   For   For
9   Re-elect Cynthia Carroll as Director   Mgmt   Yes   For   For
10   Re-elect Ian Davis as Director   Mgmt   Yes   For   For
11   Re-elect Dame Ann Dowling as Director   Mgmt   Yes   For   For
12   Re-elect Brendan Nelson as Director   Mgmt   Yes   For   For
13   Re-elect Phuthuma Nhleko as Director   Mgmt   Yes   For   For
14   Re-elect Andrew Shilston as Director   Mgmt   Yes   For   For
15   Re-elect Carl-Henric Svanberg as Director   Mgmt   Yes   For   For
16   Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   Yes   For   For
17   Authorise the Renewal of the Scrip Dividend Programme   Mgmt   Yes   For   For
18   Approve Share Award Plan 2015   Mgmt   Yes   For   For
19   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
22   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
23   Adopt New Articles of Association   Mgmt   Yes   For   For
24   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
  Shareholder Resolution   Mgmt   No    
25   Approve Strategic Climate Change Resilience for 2035 and Beyond   SH   Yes   For   For


Humana Inc.

 

Meeting Date    04/16/2015    Country    USA    Primary Security ID    444859102
Record Date    02/20/2015    Meeting Type    Annual    Ticker    HUM

 

Primary CUSIP 444859102    Primary ISIN US4448591028    Primary SEDOL 2445063

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Kurt J. Hilzinger   Mgmt   Yes   For   For
1b   Elect Director Bruce D. Broussard   Mgmt   Yes   For   For
1c   Elect Director Frank A. D’Amelio   Mgmt   Yes   For   For
1d   Elect Director W. Roy Dunbar   Mgmt   Yes   For   For
1e   Elect Director David A. Jones, Jr.   Mgmt   Yes   For   For
1f   Elect Director William J. McDonald   Mgmt   Yes   For   For
1g   Elect Director William E. Mitchell   Mgmt   Yes   For   For
1h   Elect Director David B. Nash   Mgmt   Yes   For   For
1i   Elect Director James J. O’Brien   Mgmt   Yes   For   For
1j   Elect Director Marissa T. Peterson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/16/2015    Country    France    Primary Security ID    F58485115
Record Date    04/13/2015    Meeting Type    Annual/Special    Ticker    MC

 

Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   Against
4   Approve Allocation of Income and Dividends of EUR 3.20 per Share   Mgmt   Yes   For   For
5   Reelect Antoine Arnault as Director   Mgmt   Yes   For   Against
6   Reelect Albert Frere as Director   Mgmt   Yes   For   Against
7   Reelect Lord Powell of Bayswater as Director   Mgmt   Yes   For   Against
8   Reelect Yves-Thibault de Silguy as Director   Mgmt   Yes   For   For
9   Advisory Vote on Compensation of Bernard Arnaut, CEO and Chairman   Mgmt   Yes   For   Against
10   Advisory Vote on Compensation of Antonio Belloni, Vice-CEO   Mgmt   Yes   For   Against
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
12   Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against


13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   For
15   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   Against
16   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   Against
17   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   Yes   For   Against
18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   Against
19   Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   Yes   For   Against
20   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
21   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans   Mgmt   Yes   For   Against
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
23   Set Total Limit for Capital Increase to Result from Issuance Requests Above at EUR 50 Million   Mgmt   Yes   For   For
24   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   Against
25   Amend Articles 14, 18 and 23 of Bylaws Re: Board Powers, Related Party Transactions, and Record Date   Mgmt   Yes   For   Against

Rio Tinto plc

 

Meeting Date    04/16/2015    Country    United Kingdom    Primary Security ID    G75754104
Record Date    04/14/2015    Meeting Type    Annual    Ticker    RIO

 

Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Resolutions 1 to 18 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report for UK Law Purposes   Mgmt   Yes   For   For
4   Approve Remuneration Report for Australian Law Purposes   Mgmt   Yes   For   For
5   Elect Megan Clark as Director   Mgmt   Yes   For   For
6   Elect Michael L’Estrange as Director   Mgmt   Yes   For   For
7   Re-elect Robert Brown as Director   Mgmt   Yes   For   For
8   Re-elect Jan du Plessis as Director   Mgmt   Yes   For   For
9   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
10   Re-elect Richard Goodmanson as Director   Mgmt   Yes   For   For


11   Re-elect Anne Lauvergeon as Director   Mgmt   Yes   For   For
12   Re-elect Chris Lynch as Director   Mgmt   Yes   For   For
13   Re-elect Paul Tellier as Director   Mgmt   Yes   For   For
14   Re-elect Simon Thompson as Director   Mgmt   Yes   For   For
15   Re-elect John Varley as Director   Mgmt   Yes   For   For
16   Re-elect Sam Walsh as Director   Mgmt   Yes   For   For
17   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
18   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
  Resolutions 19 to 22 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt   No    
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

COGNEX CORPORATION

 

Meeting Date    04/17/2015    Country    USA    Primary Security ID    192422103
Record Date    02/20/2015    Meeting Type    Annual    Ticker    CGNX

 

Primary CUSIP 192422103    Primary ISIN US1924221039    Primary SEDOL 2208288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Shillman   Mgmt   Yes   For   For
1.2   Elect Director Jeffrey B. Miller   Mgmt   Yes   For   Withhold
1.3   Elect Director Reuben Wasserman   Mgmt   Yes   For   Withhold
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Require a Majority Vote for the Election of Directors   SH   Yes   None   For

Hutchison Whampoa Limited

 

Meeting Date    04/20/2015    Country    Hong Kong    Primary Security ID    Y38024108
Record Date    04/14/2015    Meeting Type    Special    Ticker    00013

 

Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Scheme of Arrangement   Mgmt   Yes   For   For
2   Approve Husky Share Exchange   Mgmt   Yes   For   For
3   Elect Cheng Hoi Chuen, Vincent as Director   Mgmt   Yes   For   Against


Hutchison Whampoa Limited

 

Meeting Date    04/20/2015    Country    Hong Kong    Primary Security ID    Y38024108
Record Date    04/14/2015    Meeting Type    Court    Ticker    00013

 

Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Scheme of Arrangement   Mgmt   Yes   For   For

Prosperity Bancshares, Inc.

 

Meeting Date    04/21/2015    Country    USA    Primary Security ID    743606105
Record Date    02/27/2015    Meeting Type    Annual    Ticker    PB

 

Primary CUSIP 743606105    Primary ISIN US7436061052    Primary SEDOL 2310257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James A. Bouligny   Mgmt   Yes   For   Withhold
1.2   Elect Director W.R. Collier   Mgmt   Yes   For   For
1.3   Elect Director Robert Steelhammer   Mgmt   Yes   For   Withhold
1.4   Elect Director H. E. Timanus, Jr.   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Schneider Electric SA

 

Meeting Date    04/21/2015    Country    France    Primary Security ID    F86921107
Record Date    04/16/2015    Meeting Type    Annual/Special    Ticker    SU

 

Primary CUSIP F86921107    Primary ISIN FR0000121972    Primary SEDOL 4834108

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 1.92 per Share   Mgmt   Yes   For   For
4   Approve Transaction with Vice Chairman   Mgmt   Yes   For   For
5   Approve Agreement with Jean Pascal Tricoire   Mgmt   Yes   For   For
6   Approve Agreement with Emmanuel Babeau   Mgmt   Yes   For   Against
7   Advisory Vote on Compensation of Jean Pascal Tricoire   Mgmt   Yes   For   Against
8   Advisory Vote on Compensation of Emmanuel Babeau   Mgmt   Yes   For   Against
9   Elect Gregory Spierkel as Director   Mgmt   Yes   For   For
10   Reelect Betsy Atkins as Director   Mgmt   Yes   For   For
11   Reelect Jeong Kim as Director   Mgmt   Yes   For   For
12   Reelect Gerard de La Martiniere as Director   Mgmt   Yes   For   For
13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For


  Extraordinary Business   Mgmt   No    
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   Yes   For   For
15   Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   For
16   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   Yes   For   For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
18   Authorize Capital Increase of up to EUR 230 Million of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
19   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
23   Amend Article 13 of Bylaws Re: Related Party Transactions   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
24   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

U.S. Bancorp

 

Meeting Date    04/21/2015    Country    USA    Primary Security ID    902973304
Record Date    02/24/2015    Meeting Type    Annual    Ticker    USB

 

Primary CUSIP 902973304    Primary ISIN US9029733048    Primary SEDOL 2736035

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Douglas M. Baker, Jr.   Mgmt   Yes   For   For
1.1b   Elect Director Arthur D. Collins, Jr.   Mgmt   Yes   For   For
1.1c   Elect Director Richard K. Davis   Mgmt   Yes   For   For
1.1d   Elect Director Kimberly J. Harris   Mgmt   Yes   For   For
1.1e   Elect Director Roland A. Hernandez   Mgmt   Yes   For   For
1.1f   Elect Director Doreen Woo Ho   Mgmt   Yes   For   For
1.1g   Elect Director Joel W. Johnson   Mgmt   Yes   For   For
1.1h   Elect Director Olivia F. Kirtley   Mgmt   Yes   For   For
1.1i   Elect Director Jerry W. Levin   Mgmt   Yes   For   For
1.1j   Elect Director David B. O’Maley   Mgmt   Yes   For   For
1.1k   Elect Director O’dell M. Owens   Mgmt   Yes   For   For
1.1l   Elect Director Craig D. Schnuck   Mgmt   Yes   For   For
1.1m   Elect Director Patrick T. Stokes   Mgmt   Yes   For   For


1.1n   Elect Director Scott W. Wine   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   Against

Convergys Corporation

 

Meeting Date    04/22/2015    Country    USA    Primary Security ID    212485106
Record Date    02/27/2015    Meeting Type    Annual    Ticker    CVG

 

Primary CUSIP 212485106    Primary ISIN US2124851062    Primary SEDOL 2284761

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Andrea J. Ayers   Mgmt   Yes   For   For
1.2   Elect Director John F. Barrett   Mgmt   Yes   For   For
1.3   Elect Director Cheryl K. Beebe   Mgmt   Yes   For   For
1.4   Elect Director Richard R. Devenuti   Mgmt   Yes   For   For
1.5   Elect Director Jeffrey H. Fox   Mgmt   Yes   For   For
1.6   Elect Director Joseph E. Gibbs   Mgmt   Yes   For   For
1.7   Elect Director Joan E. Herman   Mgmt   Yes   For   For
1.8   Elect Director Thomas L. Monahan, III   Mgmt   Yes   For   For
1.9   Elect Director Ronald L. Nelson   Mgmt   Yes   For   For
1.10   Elect Director Richard F. Wallman   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Eaton Corporation plc

 

Meeting Date    04/22/2015    Country    Ireland    Primary Security ID    G29183103
Record Date    02/23/2015    Meeting Type    Annual    Ticker    ETN

 

Primary CUSIP 278058102    Primary ISIN IE00B8KQN827    Primary SEDOL B8KQN82

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Todd M. Bluedorn   Mgmt   Yes   For   For
1b   Elect Director Christopher M. Connor   Mgmt   Yes   For   For
1c   Elect Director Michael J. Critelli   Mgmt   Yes   For   For
1d   Elect Director Alexander M. Cutler   Mgmt   Yes   For   For
1e   Elect Director Charles E. Golden   Mgmt   Yes   For   For
1f   Elect Director Linda A. Hill   Mgmt   Yes   For   For
1g   Elect Director Arthur E. Johnson   Mgmt   Yes   For   For
1h   Elect Director Ned C. Lautenbach   Mgmt   Yes   For   For
1i   Elect Director Deborah L. McCoy   Mgmt   Yes   For   For


1j   Elect Director Gregory R. Page   Mgmt   Yes   For   For
1k   Elect Director Sandra Pianalto   Mgmt   Yes   For   For
1l   Elect Director Gerald B. Smith   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Approval of Overseas Market Purchases of the Company Shares   Mgmt   Yes   For   For

General Electric Company

 

Meeting Date    04/22/2015    Country    USA    Primary Security ID    369604103
Record Date    02/23/2015    Meeting Type    Annual    Ticker    GE

 

Primary CUSIP 369604103    Primary ISIN US3696041033    Primary SEDOL 2380498

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
A1   Elect Director W. Geoffrey Beattie   Mgmt   Yes   For   For
A2   Elect Director John J. Brennan   Mgmt   Yes   For   For
A3   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   For
A4   Elect Director Francisco D’Souza   Mgmt   Yes   For   For
A5   Elect Director Marijn E. Dekkers   Mgmt   Yes   For   For
A6   Elect Director Susan J. Hockfield   Mgmt   Yes   For   For
A7   Elect Director Jeffrey R. Immelt   Mgmt   Yes   For   For
A8   Elect Director Andrea Jung   Mgmt   Yes   For   For
A9   Elect Director Robert W. Lane   Mgmt   Yes   For   For
A10   Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For
A11   Elect Director James J. Mulva   Mgmt   Yes   For   For
A12   Elect Director James E. Rohr   Mgmt   Yes   For   For
A13   Elect Director Mary L. Schapiro   Mgmt   Yes   For   For
A14   Elect Director Robert J. Swieringa   Mgmt   Yes   For   For
A15   Elect Director James S. Tisch   Mgmt   Yes   For   For
A16   Elect Director Douglas A. Warner, III   Mgmt   Yes   For   For
B1   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
B2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
C1   Provide for Cumulative Voting   SH   Yes   Against   Against
C2   Provide Right to Act by Written Consent   SH   Yes   Against   Against
C3   Select One Director from Ranks of Retirees   SH   Yes   Against   Against
C4   Adopt Holy Land Principles   SH   Yes   Against   Against
C5   Pro-rata Vesting on Equity Plans   SH   Yes   Against   Against


Anglo American plc

 

Meeting Date    04/23/2015    Country    United Kingdom    Primary Security ID    G03764134
Record Date    04/21/2015    Meeting Type    Annual    Ticker    AAL

 

Primary CUSIP G03764134    Primary ISIN GB00B1XZS820    Primary SEDOL B1XZS82

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Re-elect Mark Cutifani as Director   Mgmt   Yes   For   For
4   Re-elect Judy Dlamini as Director   Mgmt   Yes   For   For
5   Re-elect Byron Grote as Director   Mgmt   Yes   For   For
6   Re-elect Sir Philip Hampton as Director   Mgmt   Yes   For   For
7   Re-elect Rene Medori as Director   Mgmt   Yes   For   For
8   Re-elect Phuthuma Nhleko as Director   Mgmt   Yes   For   For
9   Re-elect Ray O’Rourke as Director   Mgmt   Yes   For   For
10   Re-elect Sir John Parker as Director   Mgmt   Yes   For   For
11   Re-elect Mphu Ramatlapeng as Director   Mgmt   Yes   For   For
12   Re-elect Jim Rutherford as Director   Mgmt   Yes   For   For
13   Re-elect Anne Stevens as Director   Mgmt   Yes   For   For
14   Re-elect Jack Thompson as Director   Mgmt   Yes   For   For
15   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Approve Remuneration Report   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Barclays plc

 

Meeting Date    04/23/2015    Country    United Kingdom    Primary Security ID    G08036124
Record Date    04/21/2015    Meeting Type    Annual    Ticker    BARC

 

Primary CUSIP G08036124    Primary ISIN GB0031348658    Primary SEDOL 3134865

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Elect Crawford Gillies as Director   Mgmt   Yes   For   For
4   Elect John McFarlane as Director   Mgmt   Yes   For   For
5   Re-elect Mike Ashley as Director   Mgmt   Yes   For   For
6   Re-elect Tim Breedon as Director   Mgmt   Yes   For   For


7   Re-elect Reuben Jeffery III as Director   Mgmt   Yes   For   For
8   Re-elect Antony Jenkins as Director   Mgmt   Yes   For   For
9   Re-elect Wendy Lucas-Bull as Director   Mgmt   Yes   For   For
10   Re-elect Tushar Morzaria as Director   Mgmt   Yes   For   For
11   Re-elect Dambisa Moyo as Director   Mgmt   Yes   For   For
12   Re-elect Frits van Paasschen as Director   Mgmt   Yes   For   For
13   Re-elect Sir Michael Rake as Director   Mgmt   Yes   For   For
14   Re-elect Steve Thieke as Director   Mgmt   Yes   For   For
15   Re-elect Diane de Saint Victor as Director   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   Yes   For   For
23   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
24   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Johnson & Johnson

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    478160104
Record Date    02/24/2015    Meeting Type    Annual    Ticker    JNJ

 

Primary CUSIP 478160104    Primary ISIN US4781601046    Primary SEDOL 2475833

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mary Sue Coleman   Mgmt   Yes   For   For
1b   Elect Director D. Scott Davis   Mgmt   Yes   For   For
1c   Elect Director Ian E. L. Davis   Mgmt   Yes   For   For
1d   Elect Director Alex Gorsky   Mgmt   Yes   For   For
1e   Elect Director Susan L. Lindquist   Mgmt   Yes   For   For
1f   Elect Director Mark B. McClellan   Mgmt   Yes   For   For
1g   Elect Director Anne M. Mulcahy   Mgmt   Yes   For   For
1h   Elect Director William D. Perez   Mgmt   Yes   For   For
1i   Elect Director Charles Prince   Mgmt   Yes   For   For
1j   Elect Director A. Eugene Washington   Mgmt   Yes   For   For
1k   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


4   Policy Regarding Overextended Directors   SH   Yes   Against   Against
5   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against
6   Require Independent Board Chairman   SH   Yes   Against   For

MGIC Investment Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    552848103
Record Date    03/02/2015    Meeting Type    Annual    Ticker    MTG

 

Primary CUSIP 552848103    Primary ISIN US5528481030    Primary SEDOL 2548616

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Daniel A. Arrigoni   Mgmt   Yes   For   For
1.2   Elect Director Cassandra C. Carr   Mgmt   Yes   For   For
1.3   Elect Director C. Edward Chaplin   Mgmt   Yes   For   For
1.4   Elect Director Curt S. Culver   Mgmt   Yes   For   For
1.5   Elect Director Timothy A. Holt   Mgmt   Yes   For   For
1.6   Elect Director Kenneth M. Jastrow, II   Mgmt   Yes   For   For
1.7   Elect Director Michael E. Lehman   Mgmt   Yes   For   For
1.8   Elect Director Donald T. Nicolaisen   Mgmt   Yes   For   For
1.9   Elect Director Gary A. Poliner   Mgmt   Yes   For   For
1.10   Elect Director Patrick Sinks   Mgmt   Yes   For   For
1.11   Elect Director Mark M. Zandi   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date    04/23/2015    Country    Germany    Primary Security ID    D55535104
Record Date       Meeting Type    Annual    Ticker    MUV2

 

Primary CUSIP D55535104    Primary ISIN DE0008430026    Primary SEDOL 5294121

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2014 (Non-Voting)   Mgmt   No    
1.2   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 7.75 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Approve Remuneration System for Management Board Members   Mgmt   Yes   For   For
6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For


7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
8   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
9   Approve Creation of EUR 10 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   Yes   For   For
10   Amend Articles Re: Company Representation   Mgmt   Yes   For   For

Pfizer Inc.

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    717081103
Record Date    02/25/2015    Meeting Type    Annual    Ticker    PFE

 

Primary CUSIP 717081103    Primary ISIN US7170811035    Primary SEDOL 2684703

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis A. Ausiello   Mgmt   Yes   For   Against
1.2   Elect Director W. Don Cornwell   Mgmt   Yes   For   For
1.3   Elect Director Frances D. Fergusson   Mgmt   Yes   For   For
1.4   Elect Director Helen H. Hobbs   Mgmt   Yes   For   Against
1.5   Elect Director James M. Kilts   Mgmt   Yes   For   For
1.6   Elect Director Shantanu Narayen   Mgmt   Yes   For   Against
1.7   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1.8   Elect Director Ian C. Read   Mgmt   Yes   For   For
1.9   Elect Director Stephen W. Sanger   Mgmt   Yes   For   Against
1.10   Elect Director James C. Smith   Mgmt   Yes   For   For
1.11   Elect Director Marc Tessier-Lavigne   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Review and Assess Membership of Lobbying Organizations   SH   Yes   Against   Against

Sensient Technologies Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    81725T100
Record Date    02/27/2015    Meeting Type    Annual    Ticker    SXT

 

Primary CUSIP 81725T100    Primary ISIN US81725T1007    Primary SEDOL 2923741

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Hank Brown   Mgmt   Yes   For   For
1.2   Elect Director Joseph Carleone   Mgmt   Yes   For   For
1.3   Elect Director Edward H. Cichurski   Mgmt   Yes   For   For
1.4   Elect Director Fergus M. Clydesdale   Mgmt   Yes   For   For
1.5   Elect Director James A. D. Croft   Mgmt   Yes   For   For
1.6   Elect Director Kenneth P. Manning   Mgmt   Yes   For   For


1.7   Elect Director Paul Manning   Mgmt   Yes   For   For
1.8   Elect Director Deborah McKeithan-Gebhardt   Mgmt   Yes   For   For
1.9   Elect Director Elaine R. Wedral   Mgmt   Yes   For   For
1.10   Elect Director Essie Whitelaw   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

T. Rowe Price Group, Inc.

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    74144T108
Record Date    02/20/2015    Meeting Type    Annual    Ticker    TROW

 

Primary CUSIP 74144T108    Primary ISIN US74144T1088    Primary SEDOL 2702337

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mark S. Bartlett   Mgmt   Yes   For   For
1b   Elect Director Edward C. Bernard   Mgmt   Yes   For   For
1c   Elect Director Mary K. Bush   Mgmt   Yes   For   For
1d   Elect Director Donald B. Hebb, Jr.   Mgmt   Yes   For   For
1e   Elect Director Freeman A. Hrabowski, III   Mgmt   Yes   For   For
1f   Elect Director James A.C. Kennedy   Mgmt   Yes   For   For
1g   Elect Director Robert F. MacLellan   Mgmt   Yes   For   For
1h   Elect Director Brian C. Rogers   Mgmt   Yes   For   For
1i   Elect Director Olympia J. Snowe   Mgmt   Yes   For   For
1j   Elect Director Alfred Sommer   Mgmt   Yes   For   For
1k   Elect Director Dwight S. Taylor   Mgmt   Yes   For   For
1l   Elect Director Anne Marie Whittemore   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LL as Auditors   Mgmt   Yes   For   For

Webster Financial Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    947890109
Record Date    02/23/2015    Meeting Type    Annual    Ticker    WBS

 

Primary CUSIP 947890109    Primary ISIN US9478901096    Primary SEDOL 2945143

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director William L. Atwell   Mgmt   Yes   For   For
1b   Elect Director Joel S. Becker   Mgmt   Yes   For   For
1c   Elect Director John J. Crawford   Mgmt   Yes   For   For
1d   Elect Director Robert A. Finkenzeller   Mgmt   Yes   For   For
1e   Elect Director Elizabeth E. Flynn   Mgmt   Yes   For   For


1f   Elect Director C. Michael Jacobi   Mgmt   Yes   For   For
1g   Elect Director Laurence C. Morse   Mgmt   Yes   For   For
1h   Elect Director Karen R. Osar   Mgmt   Yes   For   For
1i   Elect Director Mark Pettie   Mgmt   Yes   For   For
1j   Elect Director Charles W. Shivery   Mgmt   Yes   For   For
1k   Elect Director James C. Smith   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

AstraZeneca plc

 

Meeting Date    04/24/2015    Country    United Kingdom    Primary Security ID    G0593M107
Record Date    04/22/2015    Meeting Type    Annual    Ticker    AZN

 

Primary CUSIP G0593M107    Primary ISIN GB0009895292    Primary SEDOL 0989529

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Dividends   Mgmt   Yes   For   For
3   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
5(a)   Re-elect Leif Johansson as Director   Mgmt   Yes   For   For
5(b)   Re-elect Pascal Soriot as Director   Mgmt   Yes   For   For
5(c)   Re-elect Marc Dunoyer as Director   Mgmt   Yes   For   For
5(d)   Elect Cori Bargmann as Director   Mgmt   Yes   For   For
5(e)   Re-elect Genevieve Berger as Director   Mgmt   Yes   For   For
5(f)   Re-elect Bruce Burlington as Director   Mgmt   Yes   For   For
5(g)   Re-elect Ann Cairns as Director   Mgmt   Yes   For   For
5(h)   Re-elect Graham Chipchase as Director   Mgmt   Yes   For   For
5(i)   Re-elect Jean-Philippe Courtois as Director   Mgmt   Yes   For   For
5(j)   Re-elect Rudy Markham as Director   Mgmt   Yes   For   For
5(k)   Re-elect Shriti Vadera as Director   Mgmt   Yes   For   For
5(l)   Re-elect Marcus Wallenberg as Director   Mgmt   Yes   For   For
6   Approve Remuneration Report   Mgmt   Yes   For   For
7   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
8   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
9   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
10   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
11   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
12   Adopt New Articles of Association   Mgmt   Yes   For   For


AT&T Inc.

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    00206R102
Record Date    02/25/2015    Meeting Type    Annual    Ticker    T

 

Primary CUSIP 00206R102    Primary ISIN US00206R1023    Primary SEDOL 2831811

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Randall L. Stephenson   Mgmt   Yes   For   For
1.2   Elect Director Scott T. Ford   Mgmt   Yes   For   For
1.3   Elect Director Glenn H. Hutchins   Mgmt   Yes   For   For
1.4   Elect Director William E. Kennard   Mgmt   Yes   For   For
1.5   Elect Director Jon C. Madonna   Mgmt   Yes   For   For
1.6   Elect Director Michael B. McCallister   Mgmt   Yes   For   For
1.7   Elect Director John B. McCoy   Mgmt   Yes   For   For
1.8   Elect Director Beth E. Mooney   Mgmt   Yes   For   For
1.9   Elect Director Joyce M. Roché   Mgmt   Yes   For   For
1.10   Elect Director Matthew K. Rose   Mgmt   Yes   For   For
1.11   Elect Director Cynthia B. Taylor   Mgmt   Yes   For   For
1.12   Elect Director Laura D’Andrea Tyson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Indirect Political Contribution   SH   Yes   Against   For
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Amend Bylaws to Call Special Meetings   SH   Yes   Against   For

HSBC Holdings plc

 

Meeting Date    04/24/2015    Country    United Kingdom    Primary Security ID    G4634U169
Record Date    04/23/2015    Meeting Type    Annual    Ticker    HSBA

 

Primary CUSIP G4634U169    Primary ISIN GB0005405286    Primary SEDOL 0540528

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3(a)   Elect Phillip Ameen as Director   Mgmt   Yes   For   For
3(b)   Elect Heidi Miller as Director   Mgmt   Yes   For   For
3(c)   Re-elect Kathleen Casey as Director   Mgmt   Yes   For   For
3(d)   Re-elect Safra Catz as Director   Mgmt   Yes   For   For
3(e)   Re-elect Laura Cha as Director   Mgmt   Yes   For   For
3(f)   Re-elect Lord Evans of Weardale as Director   Mgmt   Yes   For   For
3(g)   Re-elect Joachim Faber as Director   Mgmt   Yes   For   For
3(h)   Re-elect Rona Fairhead as Director   Mgmt   Yes   For   For


3(i)   Re-elect Douglas Flint as Director   Mgmt   Yes   For   For
3(j)   Re-elect Stuart Gulliver as Director   Mgmt   Yes   For   For
3(k)   Re-elect Sam Laidlaw as Director   Mgmt   Yes   For   For
3(l)   Re-elect John Lipsky as Director   Mgmt   Yes   For   For
3(m)   Re-elect Rachel Lomax as Director   Mgmt   Yes   For   For
3(n)   Re-elect Iain Mackay as Director   Mgmt   Yes   For   For
3(o)   Re-elect Marc Moses as Director   Mgmt   Yes   For   For
3(p)   Re-elect Sir Simon Robertson as Director   Mgmt   Yes   For   For
3(q)   Re-elect Jonathan Symonds as Director   Mgmt   Yes   For   For
4   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
5   Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
7   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
8   Authorise Directors to Allot Any Repurchased Shares   Mgmt   Yes   For   For
9   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
10   Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   Yes   For   For
11   Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   Yes   For   For
12   Amend Savings-Related Share Option Plan (UK)   Mgmt   Yes   For   For
13   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Intersil Corporation

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    46069S109
Record Date    02/25/2015    Meeting Type    Annual    Ticker    ISIL

 

Primary CUSIP 46069S109    Primary ISIN US46069S1096    Primary SEDOL 2551959

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Necip Sayiner   Mgmt   Yes   For   For
1b   Elect Director Donald Macleod   Mgmt   Yes   For   For
1c   Elect Director Mercedes Johnson   Mgmt   Yes   For   For
1d   Elect Director Sohail Khan   Mgmt   Yes   For   For
1e   Elect Director Gregory Lang   Mgmt   Yes   For   For
1f   Elect Director Forrest E. Norrod   Mgmt   Yes   For   For
1g   Elect Director Jan Peeters   Mgmt   Yes   For   For
1h   Elect Director James A. Urry   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Kellogg Company

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    487836108
Record Date    02/26/2015    Meeting Type    Annual    Ticker    K

 

Primary CUSIP 487836108    Primary ISIN US4878361082    Primary SEDOL 2486813

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Benjamin Carson   Mgmt   Yes   For   For
1.2   Elect Director John Dillon   Mgmt   Yes   For   For
1.3   Elect Director Zachary Gund   Mgmt   Yes   For   For
1.4   Elect Director Jim Jenness   Mgmt   Yes   For   For
1.5   Elect Director Don Knauss   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Reduce Supermajority Vote Requirement   SH   Yes   Against   For

Seaboard Corporation

 

Meeting Date    04/27/2015    Country    USA    Primary Security ID    811543107
Record Date    02/24/2015    Meeting Type    Annual    Ticker    SEB

 

Primary CUSIP 811543107    Primary ISIN US8115431079    Primary SEDOL 2786687

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven J. Bresky   Mgmt   Yes   For   Withhold
1.2   Elect Director David A. Adamsen   Mgmt   Yes   For   For
1.3   Elect Director Douglas W. Baena   Mgmt   Yes   For   For
1.4   Elect Director Edward I. Shifman, Jr.   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Report on Risks Associated with Use of Gestation Crates in Supply Chain   SH   Yes   Against   For

The Boeing Company

 

Meeting Date    04/27/2015    Country    USA    Primary Security ID    097023105
Record Date    02/26/2015    Meeting Type    Annual    Ticker    BA

 

Primary CUSIP 097023105    Primary ISIN US0970231058    Primary SEDOL 2108601

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director David L. Calhoun   Mgmt   Yes   For   For
1b   Elect Director Arthur D. Collins, Jr.   Mgmt   Yes   For   For
1c   Elect Director Kenneth M. Duberstein   Mgmt   Yes   For   For
1d   Elect Director Edmund P. Giambastiani, Jr.   Mgmt   Yes   For   For
1e   Elect Director Lawrence W. Kellner   Mgmt   Yes   For   For
1f   Elect Director Edward M. Liddy   Mgmt   Yes   For   For
1g   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1h   Elect Director Susan C. Schwab   Mgmt   Yes   For   For


1i   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
1j   Elect Director Mike S. Zafirovski   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Claw-back of Payments under Restatements   SH   Yes   Against   For
5   Require Independent Board Chairman   SH   Yes   Against   Against
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Report on Lobbying Payments and Policy   SH   Yes   Against   For

AMC Entertainment Holdings, Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    00165C104
Record Date    03/02/2015    Meeting Type    Annual    Ticker    AMC

 

Primary CUSIP 00165C104    Primary ISIN US00165C1045    Primary SEDOL BH4HLL3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lloyd Hill   Mgmt   Yes   For   For
1.2   Elect Director Ning Ye   Mgmt   Yes   For   Withhold
1.3   Elect Director Howard Koch   Mgmt   Yes   For   Withhold
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Centene Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    15135B101
Record Date    02/27/2015    Meeting Type    Annual    Ticker    CNC

 

Primary CUSIP 15135B101    Primary ISIN US15135B1017    Primary SEDOL 2807061

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert K. Ditmore   Mgmt   Yes   For   For
1.2   Elect Director Frederick H. Eppinger   Mgmt   Yes   For   For
1.3   Elect Director David L. Steward   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   Yes   For   Against

Citigroup Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    172967424
Record Date    02/27/2015    Meeting Type    Annual    Ticker    C

 

Primary CUSIP 172967424    Primary ISIN US1729674242    Primary SEDOL 2297907

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Michael L. Corbat   Mgmt   Yes   For   For
1b   Elect Director Duncan P. Hennes   Mgmt   Yes   For   For


1c   Elect Director Peter B. Henry   Mgmt   Yes   For   For
1d   Elect Director Franz B. Humer   Mgmt   Yes   For   For
1e   Elect Director Michael E. O’Neill   Mgmt   Yes   For   For
1f   Elect Director Gary M. Reiner   Mgmt   Yes   For   For
1g   Elect Director Judith Rodin   Mgmt   Yes   For   For
1h   Elect Director Anthony M. Santomero   Mgmt   Yes   For   For
1i   Elect Director Joan E. Spero   Mgmt   Yes   For   For
1j   Elect Director Diana L. Taylor   Mgmt   Yes   For   For
1k   Elect Director William S. Thompson, Jr.   Mgmt   Yes   For   For
1l   Elect Director James S. Turley   Mgmt   Yes   For   For
1m   Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Proxy Access Right   SH   Yes   For   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Claw-back of Payments under Restatements   SH   Yes   Against   Against
8   Limits for Directors Involved with Bankruptcy   SH   Yes   Against   Against
9   Report on Certain Vesting Program   SH   Yes   Against   For

First Financial Bankshares, Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    32020R109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    FFIN

 

Primary CUSIP 32020R109    Primary ISIN US32020R1095    Primary SEDOL 2266026

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director April Anthony   Mgmt   Yes   For   For
1.2   Elect Director Steven L. Beal   Mgmt   Yes   For   For
1.3   Elect Director Tucker S. Bridwell   Mgmt   Yes   For   For
1.4   Elect Director David Copeland   Mgmt   Yes   For   For
1.5   Elect Director F. Scott Dueser   Mgmt   Yes   For   For
1.6   Elect Director Murray Edwards   Mgmt   Yes   For   For
1.7   Elect Director Ron Giddiens   Mgmt   Yes   For   For
1.8   Elect Director Tim Lancaster   Mgmt   Yes   For   For
1.9   Elect Director Kade L. Matthews   Mgmt   Yes   For   For
1.10   Elect Director Ross H. Smith, Jr.   Mgmt   Yes   For   For
1.11   Elect Director Johnny E. Trotter   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Approve Restricted Stock Plan   Mgmt   Yes   For   Against
5   Increase Authorized Common Stock   Mgmt   Yes   For   For

GDF Suez

 

Meeting Date    04/28/2015    Country    France    Primary Security ID    F42768105
Record Date    04/23/2015    Meeting Type    Annual/Special    Ticker    GSZ

 

Primary CUSIP F42768105    Primary ISIN FR0010208488    Primary SEDOL B0C2CQ3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 1 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
6   Ratify Appointment of Isabelle Kocher as Director   Mgmt   Yes   For   For
7   Reelect Ann Kristin Achleitner as Director   Mgmt   Yes   For   For
8   Reelect Edmond Alphandery as Director   Mgmt   Yes   For   For
9   Reelect Aldo Cardoso as Director   Mgmt   Yes   For   For
10   Reelect Francoise Malrieu as Director   Mgmt   Yes   For   For
11   Elect Barbara Kux as Director   Mgmt   Yes   For   For
12   Elect Marie Jose Nadeau as Director   Mgmt   Yes   For   For
13   Elect Bruno Bezard as Director   Mgmt   Yes   For   For
14   Elect Mari-Noelle Jego-Laveissiere as Director   Mgmt   Yes   For   For
15   Elect Stephane Pallez as Director   Mgmt   Yes   For   For
16   Elect Catherine Guillouard as Director   Mgmt   Yes   For   For
17   Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO   Mgmt   Yes   For   For
18   Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO until Nov. 11, 2014   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
21   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
22   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for a Few Employees and Corporate Officers   Mgmt   Yes   For   For
23   Adopt New Bylaws   Mgmt   Yes   For   For
24   Amend Article 11 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
25   Amend Article 16 of Bylaws Re: Board Organization   Mgmt   Yes   For   For
26   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For


Hancock Holding Company

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    410120109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    HBHC

 

Primary CUSIP 410120109    Primary ISIN US4101201097    Primary SEDOL 2415497

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John M. Hairston   Mgmt   Yes   For   For
1.2   Elect Director James H. Horne   Mgmt   Yes   For   For
1.3   Elect Director Jerry L. Levens   Mgmt   Yes   For   For
1.4   Elect Director Christine L. Pickering   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

International Business Machines Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    459200101
Record Date    02/27/2015    Meeting Type    Annual    Ticker    IBM

 

Primary CUSIP 459200101    Primary ISIN US4592001014    Primary SEDOL 2005973

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alain J.P. Belda   Mgmt   Yes   For   For
1.2   Elect Director William R. Brody   Mgmt   Yes   For   For
1.3   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1.4   Elect Director Michael L. Eskew   Mgmt   Yes   For   For
1.5   Elect Director David N. Farr   Mgmt   Yes   For   For
1.6   Elect Director Alex Gorsky   Mgmt   Yes   For   For
1.7   Elect Director Shirley Ann Jackson   Mgmt   Yes   For   For
1.8   Elect Director Andrew N. Liveris   Mgmt   Yes   For   For
1.9   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1.10   Elect Director James W. Owens   Mgmt   Yes   For   For
1.11   Elect Director Virginia M. Rometty   Mgmt   Yes   For   For
1.12   Elect Director Joan E. Spero   Mgmt   Yes   For   For
1.13   Elect Director Sidney Taurel   Mgmt   Yes   For   For
1.14   Elect Director Peter R. Voser   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
7   Establish Public Policy Board Committee   SH   Yes   Against   Against


Shire plc

 

Meeting Date    04/28/2015    Country    United Kingdom    Primary Security ID    G8124V108
Record Date    04/26/2015    Meeting Type    Annual    Ticker    SHP

 

Primary CUSIP G8124V108    Primary ISIN JE00B2QKY057    Primary SEDOL B2QKY05

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Re-elect Dominic Blakemore as Director   Mgmt   Yes   For   For
5   Re-elect William Burns as Director   Mgmt   Yes   For   For
6   Re-elect Dr Steven Gillis as Director   Mgmt   Yes   For   For
7   Re-elect Dr David Ginsburg as Director   Mgmt   Yes   For   For
8   Re-elect David Kappler as Director   Mgmt   Yes   For   For
9   Re-elect Susan Kilsby as Director   Mgmt   Yes   For   For
10   Re-elect Anne Minto as Director   Mgmt   Yes   For   For
11   Re-elect Dr Flemming Ornskov as Director   Mgmt   Yes   For   For
12   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
13   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
14   Approve Long Term Incentive Plan 2015   Mgmt   Yes   For   For
15   Approve Global Employee Stock Purchase Plan   Mgmt   Yes   For   For
16   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
19   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

The Chubb Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    171232101
Record Date    03/02/2015    Meeting Type    Annual    Ticker    CB

 

Primary CUSIP 171232101    Primary ISIN US1712321017    Primary SEDOL 2195722

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Zoe Baird Budinger   Mgmt   Yes   For   For
1b   Elect Director Sheila P. Burke   Mgmt   Yes   For   Against
1c   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   Against
1d   Elect Director John D. Finnegan   Mgmt   Yes   For   For
1e   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1f   Elect Director Karen M. Hoguet   Mgmt   Yes   For   For
1g   Elect Director Lawrence W. Kellner   Mgmt   Yes   For   For


1h   Elect Director Martin G. McGuinn   Mgmt   Yes   For   Against
1i   Elect Director Lawrence M. Small   Mgmt   Yes   For   For
1j   Elect Director Jess Søderberg   Mgmt   Yes   For   For
1k   Elect Director Daniel E. Somers   Mgmt   Yes   For   For
1l   Elect Director William C. Weldon   Mgmt   Yes   For   Against
1m   Elect Director James M. Zimmerman   Mgmt   Yes   For   Against
1n   Elect Director Alfred W. Zollar   Mgmt   Yes   For   Against
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Report on Sustainability, Including Quantitative Goals   SH   Yes   Against   For

UMB Financial Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    902788108
Record Date    03/02/2015    Meeting Type    Annual    Ticker    UMBF

 

Primary CUSIP 902788108    Primary ISIN US9027881088    Primary SEDOL 2918510

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Warner L. Baxter   Mgmt   Yes   For   For
1.2   Elect Director Robin C. Beery   Mgmt   Yes   For   For
1.3   Elect Director Nancy K. Buese   Mgmt   Yes   For   For
1.4   Elect Director Peter J. deSilva   Mgmt   Yes   For   For
1.5   Elect Director Terrence P. Dunn   Mgmt   Yes   For   For
1.6   Elect Director Kevin C. Gallagher   Mgmt   Yes   For   For
1.7   Elect Director Greg M. Graves   Mgmt   Yes   For   For
1.8   Elect Director Alexander C. Kemper   Mgmt   Yes   For   For
1.9   Elect Director J. Mariner Kemper   Mgmt   Yes   For   For
1.10   Elect Director Kris A. Robbins   Mgmt   Yes   For   For
1.11   Elect Director L. Joshua Sosland   Mgmt   Yes   For   For
1.12   Elect Director Paul Uhlmann, III   Mgmt   Yes   For   For
1.13   Elect Director Thomas J. Wood, III   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Require Independent Board Chairman   SH   Yes   Against   For

Wells Fargo & Company

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    949746101
Record Date    03/03/2015    Meeting Type    Annual    Ticker    WFC

 

Primary CUSIP 949746101    Primary ISIN US9497461015    Primary SEDOL 2649100

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John D. Baker, II   Mgmt   Yes   For   For
1b   Elect Director Elaine L. Chao   Mgmt   Yes   For   For


1c   Elect Director John S. Chen   Mgmt   Yes   For   For
1d   Elect Director Lloyd H. Dean   Mgmt   Yes   For   For
1e   Elect Director Elizabeth A. Duke   Mgmt   Yes   For   For
1f   Elect Director Susan E. Engel   Mgmt   Yes   For   For
1g   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1h   Elect Director Donald M. James   Mgmt   Yes   For   For
1i   Elect Director Cynthia H. Milligan   Mgmt   Yes   For   For
1j   Elect Director Federico F. Pena   Mgmt   Yes   For   For
1k   Elect Director James H. Quigley   Mgmt   Yes   For   For
1l   Elect Director Judith M. Runstad   Mgmt   Yes   For   For
1m   Elect Director Stephen W. Sanger   Mgmt   Yes   For   For
1n   Elect Director John G. Stumpf   Mgmt   Yes   For   For
1o   Elect Director Susan G. Swenson   Mgmt   Yes   For   For
1p   Elect Director Suzanne M. Vautrinot   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For

Anheuser-Busch InBev SA

 

Meeting Date    04/29/2015    Country    Belgium    Primary Security ID    B6399C107
Record Date    04/15/2015    Meeting Type    Annual/Special    Ticker    ABI

 

Primary CUSIP B6399C107    Primary ISIN BE0003793107    Primary SEDOL 4755317

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual/Special Meeting   Mgmt   No    
  Special Meeting   Mgmt   No    
A1   Amend Articles Re: Remove References to Bearer Shares   Mgmt   Yes   For   For
  Annual Meeting   Mgmt   No    
B1   Receive Directors’ Reports (Non-Voting)   Mgmt   No    
B2   Receive Auditors’ Reports (Non-Voting)   Mgmt   No    
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt   No    
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share   Mgmt   Yes   For   For
B5   Approve Discharge of Directors   Mgmt   Yes   For   For
B6   Approve Discharge of Auditors   Mgmt   Yes   For   For
B7a   Elect Michele Burns as Independent Director   Mgmt   Yes   For   For
B7b   Reelect Olivier Goudet as Independent Director   Mgmt   Yes   For   For
B7c   Elect Kasper Rorsted as Independent Director   Mgmt   Yes   For   For


B7d   Reelect Paul Cornet de Ways Ruart as Director   Mgmt   Yes   For   Against
B7e   Reelect Stefan Descheemaeker as Director   Mgmt   Yes   For   Against
B8a   Approve Remuneration Report   Mgmt   Yes   For   Against
B8b   Proposal to Increase Remuneration of Audit Committee Chairman   Mgmt   Yes   For   For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors   Mgmt   Yes   For   For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   Yes   For   For

British American Tobacco plc

 

Meeting Date    04/29/2015    Country    United Kingdom    Primary Security ID    G1510J102
Record Date    04/27/2015    Meeting Type    Annual    Ticker    BATS

 

Primary CUSIP G1510J102    Primary ISIN GB0002875804    Primary SEDOL 0287580

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Re-elect Richard Burrows as Director   Mgmt   Yes   For   For
7   Re-elect Karen de Segundo as Director   Mgmt   Yes   For   For
8   Re-elect Nicandro Durante as Director   Mgmt   Yes   For   For
9   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
10   Re-elect Savio Kwan as Director   Mgmt   Yes   For   For
11   Re-elect Christine Morin-Postel as Director   Mgmt   Yes   For   For
12   Re-elect Gerry Murphy as Director   Mgmt   Yes   For   For
13   Re-elect Kieran Poynter as Director   Mgmt   Yes   For   For
14   Re-elect Ben Stevens as Director   Mgmt   Yes   For   For
15   Re-elect Richard Tubb as Director   Mgmt   Yes   For   For
16   Elect Sue Farr as Director   Mgmt   Yes   For   For
17   Elect Pedro Malan as Director   Mgmt   Yes   For   For
18   Elect Dimitri Panayotopoulos as Director   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Approve EU Political Donations and Expenditure   Mgmt   Yes   For   For
23   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Deluxe Corporation

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    248019101
Record Date    03/03/2015    Meeting Type    Annual    Ticker    DLX

 

Primary CUSIP 248019101    Primary ISIN US2480191012    Primary SEDOL 2260363

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald C. Baldwin   Mgmt   Yes   For   For
1.2   Elect Director Charles A. Haggerty   Mgmt   Yes   For   For
1.3   Elect Director C.E. Mayberry McKissack   Mgmt   Yes   For   For
1.4   Elect Director Don J. McGrath   Mgmt   Yes   For   For
1.5   Elect Director Neil J. Metviner   Mgmt   Yes   For   For
1.6   Elect Director Stephen P. Nachtsheim   Mgmt   Yes   For   For
1.7   Elect Director Mary Ann O’Dwyer   Mgmt   Yes   For   For
1.8   Elect Director Thomas J. Reddin   Mgmt   Yes   For   For
1.9   Elect Director Martyn R. Redgrave   Mgmt   Yes   For   For
1.10   Elect Director Lee J. Schram   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

H & M Hennes & Mauritz

 

Meeting Date    04/29/2015    Country    Sweden    Primary Security ID    W41422101
Record Date    04/23/2015    Meeting Type    Annual    Ticker    HM B

 

Primary CUSIP W41422101    Primary ISIN SE0000106270    Primary SEDOL 5687431

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Open Meeting   Mgmt   No    
2   Elect Chairman of Meeting   Mgmt   Yes   For   For
3   Receive President’s Report; Allow Questions   Mgmt   No    
4   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
5   Approve Agenda of Meeting   Mgmt   Yes   For   For
6   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
7   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
8a   Receive Financial Statements and Statutory Reports   Mgmt   No    
8b   Receive Auditor Report   Mgmt   No    
8c   Receive Chairman Report   Mgmt   No    
8d   Receive Nominating Committee Report   Mgmt   No    
9a   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
9b   Approve Allocation of Income and Dividends of SEK 9.75 Per Share   Mgmt   Yes   For   For
9c   Approve Discharge of Board and President   Mgmt   Yes   For   For
10   Determine Number of Directors (8) and Deputy Directors (0) of Board   Mgmt   Yes   For   For


11   Approve Remuneration of Directors in the Amount of SEK 1.6 Million for Chairman, SEK 550,000 for the Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors   Mgmt   Yes   For   For
12   Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Lena Keller, Stefan Persson (Chairman), Melker Schorling, Christian Sievert, and Niklas Zennstrom as Directors   Mgmt   Yes   For   Against
13   Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson as Members of the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   Yes   For   For
14   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt   No    
15a   Amend Articles of Association: Both Class A Shares and Class B Shares are Entitled to One Vote Each   SH   Yes   None   Against
15b   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies   SH   Yes   None   Against
15c   Request Board to Take Necessary Action to Create a Shareholders Association   SH   Yes   None   Against
16   Close Meeting   Mgmt   No    

McGraw Hill Financial, Inc.

 

Meeting Date    04/29/2015    Country    USA   Primary Security ID    580645109
Record Date    03/09/2015    Meeting Type    Annual   Ticker    MHFI

 

Primary CUSIP 580645109    Primary ISIN US5806451093    Primary SEDOL 2551443

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Winfried Bischoff   Mgmt   Yes   For   For
1.2   Elect Director William D. Green   Mgmt   Yes   For   For
1.3   Elect Director Charles E. Haldeman, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Rebecca Jacoby   Mgmt   Yes   For   For
1.5   Elect Director Robert P. McGraw   Mgmt   Yes   For   For
1.6   Elect Director Hilda Ochoa-Brillembourg   Mgmt   Yes   For   For
1.7   Elect Director Douglas L. Peterson   Mgmt   Yes   For   For
1.8   Elect Director Michael Rake   Mgmt   Yes   For   For
1.9   Elect Director Edward B. Rust, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Kurt L. Schmoke   Mgmt   Yes   For   For
1.11   Elect Director Sidney Taurel   Mgmt   Yes   For   For
1.12   Elect Director Richard E. Thornburgh   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   Against


The Coca-Cola Company

 

Meeting Date    04/29/2015    Country    USA   Primary Security ID    191216100
Record Date    03/02/2015    Meeting Type    Annual   Ticker    KO

 

Primary CUSIP 191216100    Primary ISIN US1912161007    Primary SEDOL 2206657

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Herbert A. Allen   Mgmt   Yes   For   For
1.2   Elect Director Ronald W. Allen   Mgmt   Yes   For   Against
1.3   Elect Director Marc Bolland   Mgmt   Yes   For   For
1.4   Elect Director Ana Botin   Mgmt   Yes   For   For
1.5   Elect Director Howard G. Buffet   Mgmt   Yes   For   For
1.6   Elect Director Richard M. Daley   Mgmt   Yes   For   For
1.7   Elect Director Barry Diller   Mgmt   Yes   For   For
1.8   Elect Director Helene D. Gayle   Mgmt   Yes   For   Against
1.9   Elect Director Evan G. Greenberg   Mgmt   Yes   For   For
1.10   Elect Director Alexis M. Herman   Mgmt   Yes   For   Against
1.11   Elect Director Muhtar Kent   Mgmt   Yes   For   For
1.12   Elect Director Robert A. Kotick   Mgmt   Yes   For   For
1.13   Elect Director Maria Elena Lagomasino   Mgmt   Yes   For   Against
1.14   Elect Director Sam Nunn   Mgmt   Yes   For   For
1.15   Elect Director David B. Weinberg   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For
5   Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives   SH   Yes   Against   Against

Unilever NV

 

Meeting Date    04/29/2015    Country    Netherlands   Primary Security ID    N8981F271
Record Date    04/01/2015    Meeting Type    Annual   Ticker    UNA

 

Primary CUSIP N8981F271    Primary ISIN NL0000009355    Primary SEDOL B12T3J1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Discussion of the Annual Report and Accounts for the 2014 financial year   Mgmt   No    
2   Approve Financial Statements and Allocation of Income   Mgmt   Yes   For   For
3   Approve Discharge of Executive Board Members   Mgmt   Yes   For   For
4   Approve Discharge of Non-Executive Board Members   Mgmt   Yes   For   For
5   Reelect P G J M Polman as Executive Director   Mgmt   Yes   For   For
6   Reelect R J-M S Huet as Executive Director   Mgmt   Yes   For   For
7   Reelect L M Cha as Non-Executive Director   Mgmt   Yes   For   For


8   Reelect L O Fresco as Non-Executive Director   Mgmt   Yes   For   For
9   Reelect A M Fudge as Non-Executive Director   Mgmt   Yes   For   For
10   Elect M Ma as Non-Executive Director   Mgmt   Yes   For   For
11   Reelect H Nyasulu as Non-Executive Director   Mgmt   Yes   For   For
12   Reelect J. Rishton as Non-Executive Director   Mgmt   Yes   For   For
13   Reelect F Sijbesma as Non-Executive Director.   Mgmt   Yes   For   For
14   Reelect M Treschow as Non-Executive Director   Mgmt   Yes   For   For
15   Elect N S Andersen as Non-Executive Director   Mgmt   Yes   For   For
16   Elect V Colao as Non-Executive Director   Mgmt   Yes   For   For
17   Elect J Hartmann as Non-Executive Director   Mgmt   Yes   For   For
18   Ratify KPMG as Auditors   Mgmt   Yes   For   For
19   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
20   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
21   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
22   Close Meeting   Mgmt   No    

Axa

 

Meeting Date    04/30/2015    Country    France   Primary Security ID    F06106102
Record Date    04/27/2015    Meeting Type    Annual/Special   Ticker    CS

 

Primary CUSIP F06106102    Primary ISIN FR0000120628    Primary SEDOL 7088429

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 0.95 per Share   Mgmt   Yes   For   For
4   Advisory Vote on Compensation of Henri de Castries, Chairman and CEO   Mgmt   Yes   For   For
5   Advisory Vote on Compensation of Denis Duverne, Vice CEO   Mgmt   Yes   For   For
6   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   Yes   For   For
7   Reelect Jean Pierre Clamadieu as Director   Mgmt   Yes   For   For
8   Reelect Jean Martin Folz as Director   Mgmt   Yes   For   For
9   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.65 Million   Mgmt   Yes   For   For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
11   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   For


12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   Yes   For   For
13   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million   Mgmt   Yes   For   For
14   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 550 Million   Mgmt   Yes   For   For
15   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   Yes   For   For
16   Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers   Mgmt   Yes   For   For
17   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
18   Authorize Issuance of Equity without Preemptive Rights upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 550 Million   Mgmt   Yes   For   For
19   Authorize Issuance of Equity with Preemptive Rights upon Conversion of a Subsidiary’s Equity Linked Securities for Up to EUR 2 Billion   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
23   Amend Article 23 of Bylaws Re: Record Date   Mgmt   Yes   For   For
24   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

BASF SE

 

Meeting Date    04/30/2015    Country    Germany   Primary Security ID    D06216317
Record Date       Meeting Type    Annual   Ticker    BAS

 

Primary CUSIP D06216101    Primary ISIN DE000BASF111    Primary SEDOL 5086577

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.80 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For

BT Group plc

 

Meeting Date    04/30/2015    Country    United Kingdom   Primary Security ID    G16612106
Record Date    04/28/2015    Meeting Type    Special   Ticker    BT.A

 

Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Matters Relating to the Acquisition of EE Limited   Mgmt   Yes   For   For
2   Authorise the Company to Enter Into Two Contingent Purchase Contracts   Mgmt   Yes   For   For


EMC Corporation

 

Meeting Date    04/30/2015    Country    USA   Primary Security ID    268648102
Record Date    02/27/2015    Meeting Type    Annual   Ticker    EMC

 

Primary CUSIP 268648102    Primary ISIN US2686481027    Primary SEDOL 2295172

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Jose E. Almeida   Mgmt   Yes   For   For
1.1b   Elect Director Michael W. Brown   Mgmt   Yes   For   For
1.1c   Elect Director Donald J. Carty   Mgmt   Yes   For   For
1.1d   Elect Director Randolph L. Cowen   Mgmt   Yes   For   For
1.1e   Elect Director James S. DiStasio   Mgmt   Yes   For   Against
1.1f   Elect Director John R. Egan   Mgmt   Yes   For   For
1.1g   Elect Director William D. Green   Mgmt   Yes   For   For
1.1h   Elect Director Edmund F. Kelly   Mgmt   Yes   For   For
1.1i   Elect Director Jami Miscik   Mgmt   Yes   For   Against
1.1j   Elect Director Paul Sagan   Mgmt   Yes   For   For
1.1k   Elect Director David N. Strohm   Mgmt   Yes   For   Against
1.1l   Elect Director Joseph M. Tucci   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   For

Entegris, Inc.

 

Meeting Date    04/30/2015    Country    USA   Primary Security ID    29362U104
Record Date    03/13/2015    Meeting Type    Annual   Ticker    ENTG

 

Primary CUSIP 29362U104    Primary ISIN US29362U1043    Primary SEDOL 2599700

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael A. Bradley   Mgmt   Yes   For   For
1.2   Elect Director Marvin D. Burkett   Mgmt   Yes   For   For
1.3   Elect Director R. Nicholas Burns   Mgmt   Yes   For   For
1.4   Elect Director Daniel W. Christman   Mgmt   Yes   For   For
1.5   Elect Director James F. Gentilcore   Mgmt   Yes   For   For
1.6   Elect Director James P. Lederer   Mgmt   Yes   For   For
1.7   Elect Director Bertrand Loy   Mgmt   Yes   For   For
1.8   Elect Director Paul L.H. Olson   Mgmt   Yes   For   For
1.9   Elect Director Brian F. Sullivan   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

EOG Resources, Inc.

 

Meeting Date    04/30/2015    Country    USA   Primary Security ID    26875P101
Record Date    03/02/2015    Meeting Type    Annual   Ticker    EOG

 

Primary CUSIP 26875P101    Primary ISIN US26875P1012    Primary SEDOL 2318024

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Janet F. Clark   Mgmt   Yes   For   For
1.1b   Elect Director Charles R. Crisp   Mgmt   Yes   For   For
1.1c   Elect Director James C. Day   Mgmt   Yes   For   For
1.1d   Elect Director H. Leighton Steward   Mgmt   Yes   For   For
1.1e   Elect Director Donald F. Textor   Mgmt   Yes   For   For
1.1f   Elect Director William R. Thomas   Mgmt   Yes   For   For
1.1g   Elect Director Frank G. Wisner   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For
5   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For

Fluor Corporation

 

Meeting Date    04/30/2015    Country    USA   Primary Security ID    343412102
Record Date    03/05/2015    Meeting Type    Annual   Ticker    FLR

 

Primary CUSIP 343412102    Primary ISIN US3434121022    Primary SEDOL 2696838

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1A   Elect Director Peter K. Barker   Mgmt   Yes   For   For
1B   Elect Director Alan M. Bennett   Mgmt   Yes   For   For
1C   Elect Director Rosemary T. Berkery   Mgmt   Yes   For   For
1D   Elect Director Peter J. Fluor   Mgmt   Yes   For   For
1E   Elect Director Deborah D. McWhinney   Mgmt   Yes   For   For
1F   Elect Director Armando J. Olivera   Mgmt   Yes   For   For
1G   Elect Director Joseph W. Prueher   Mgmt   Yes   For   For
1H   Elect Director Matthew K. Rose   Mgmt   Yes   For   For
1I   Elect Director David T. Seaton   Mgmt   Yes   For   For
1J   Elect Director Nader H. Sultan   Mgmt   Yes   For   For
1K   Elect Director Lynn C. Swann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Report on Political Contributions   SH   Yes   Against   For


Mobile Mini, Inc.

 

Meeting Date    04/30/2015    Country    USA   Primary Security ID    60740F105
Record Date    03/12/2015    Meeting Type    Annual   Ticker    MINI

 

Primary CUSIP 60740F105    Primary ISIN US60740F1057    Primary SEDOL 2548177

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jeffrey S. Goble   Mgmt   Yes   For   For
1b   Elect Director James J. Martell   Mgmt   Yes   For   For
1c   Elect Director Stephen A McConnell   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Declassify the Board of Directors   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

Owens & Minor, Inc.

 

Meeting Date    04/30/2015    Country    USA   Primary Security ID    690732102
Record Date    03/05/2015    Meeting Type    Annual   Ticker    OMI

 

Primary CUSIP 690732102    Primary ISIN US6907321029    Primary SEDOL 2665128

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James L. Bierman   Mgmt   Yes   For   For
1.2   Elect Director Stuart M. Essig   Mgmt   Yes   For   For
1.3   Elect Director John W. Gerdelman   Mgmt   Yes   For   For
1.4   Elect Director Lemuel E. Lewis   Mgmt   Yes   For   For
1.5   Elect Director Martha H. Marsh   Mgmt   Yes   For   For
1.6   Elect Director Eddie N. Moore, Jr.   Mgmt   Yes   For   For
1.7   Elect Director James E. Rogers   Mgmt   Yes   For   For
1.8   Elect Director David S. Simmons   Mgmt   Yes   For   For
1.9   Elect Director Robert C. Sledd   Mgmt   Yes   For   For
1.10   Elect Director Craig R. Smith   Mgmt   Yes   For   For
1.11   Elect Director Anne Marie Whittemore   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Public Storage

 

Meeting Date    04/30/2015    Country    USA   Primary Security ID    74460D109
Record Date    03/06/2015    Meeting Type    Annual   Ticker    PSA

 

Primary CUSIP 74460D109    Primary ISIN US74460D1090    Primary SEDOL 2852533

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald L. Havner, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Tamara Hughes Gustavson   Mgmt   Yes   For   For


1.3   Elect Director Uri P. Harkham   Mgmt   Yes   For   For
1.4   Elect Director B. Wayne Hughes, Jr   Mgmt   Yes   For   For
1.5   Elect Director Avedick B. Poladian   Mgmt   Yes   For   For
1.6   Elect Director Gary E. Pruitt   Mgmt   Yes   For   For
1.7   Elect Director Ronald P. Spogli   Mgmt   Yes   For   For
1.8   Elect Director Daniel C. Staton   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Sunstone Hotel Investors, Inc.

 

Meeting Date    04/30/2015    Country    USA   Primary Security ID    867892101
Record Date    03/10/2015    Meeting Type    Annual   Ticker    SHO

 

Primary CUSIP 867892101    Primary ISIN US8678921011    Primary SEDOL B034LG1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John V. Arabia   Mgmt   Yes   For   For
1.2   Elect Director Andrew Batinovich   Mgmt   Yes   For   For
1.3   Elect Director Z. Jamie Behar   Mgmt   Yes   For   For
1.4   Elect Director Thomas A. Lewis, Jr.   Mgmt   Yes   For   For
1.5   Elect Director Keith M. Locker   Mgmt   Yes   For   For
1.6   Elect Director Douglas M. Pasquale   Mgmt   Yes   For   For
1.7   Elect Director Keith P. Russell   Mgmt   Yes   For   For
1.8   Elect Director Lewis N. Wolff   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Alnylam Pharmaceuticals, Inc.

 

Meeting Date    05/01/2015    Country    USA   Primary Security ID    02043Q107
Record Date    03/04/2015    Meeting Type    Annual   Ticker    ALNY

 

Primary CUSIP 02043Q107    Primary ISIN US02043Q1076    Primary SEDOL B00FWN1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis A. Ausiello   Mgmt   Yes   For   For
1.2   Elect Director John K. Clarke   Mgmt   Yes   For   For
1.3   Elect Director Marsha H. Fanucci   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


Pilgrim’s Pride Corporation

 

Meeting Date    05/01/2015    Country    USA   Primary Security ID    72147K108
Record Date    03/13/2015    Meeting Type    Annual   Ticker    PPC

 

Primary CUSIP 72147K108    Primary ISIN US72147K1088    Primary SEDOL B5L3PZ2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gilberto Tomazoni   Mgmt   Yes   For   Withhold
1.2   Elect Director Joesley Mendonca Batista   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley Mendonca Batista   Mgmt   Yes   For   Withhold
1.4   Elect Director William W. Lovette   Mgmt   Yes   For   Withhold
1.5   Elect Director Andre Nogueira de Souza   Mgmt   Yes   For   Withhold
1.6   Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   Yes   For   For
2.1   Elect Director David E. Bell   Mgmt   Yes   For   For
2.2   Elect Director Michael L. Cooper   Mgmt   Yes   For   For
2.3   Elect Director Charles Macaluso   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

RLJ Lodging Trust

 

Meeting Date    05/01/2015    Country    USA   Primary Security ID    74965L101
Record Date    03/13/2015    Meeting Type    Annual   Ticker    RLJ

 

Primary CUSIP 74965L101    Primary ISIN US74965L1017    Primary SEDOL B3PY1N7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert L. Johnson   Mgmt   Yes   For   For
1.2   Elect Director Thomas J. Baltimore, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Evan Bayh   Mgmt   Yes   For   For
1.4   Elect Director Nathaniel A. Davis   Mgmt   Yes   For   For
1.5   Elect Director Robert M. La Forgia   Mgmt   Yes   For   For
1.6   Elect Director Glenda G. McNeal   Mgmt   Yes   For   For
1.7   Elect Director Joseph Ryan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Declaration of Trust   Mgmt   Yes   For   For
6   Amend Vote Requirements to Amend Bylaws   SH   Yes   Against   For


Berkshire Hathaway Inc.

 

Meeting Date    05/02/2015    Country    USA   Primary Security ID    084670702
Record Date    03/04/2015    Meeting Type    Annual   Ticker    BRK.B

 

Primary CUSIP 084670702    Primary ISIN US0846707026    Primary SEDOL 2073390

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Warren E. Buffett   Mgmt   Yes   For   For
1.2   Elect Director Charles T. Munger   Mgmt   Yes   For   For
1.3   Elect Director Howard G. Buffett   Mgmt   Yes   For   For
1.4   Elect Director Stephen B. Burke   Mgmt   Yes   For   For
1.5   Elect Director Susan L. Decker   Mgmt   Yes   For   For
1.6   Elect Director William H. Gates, III   Mgmt   Yes   For   For
1.7   Elect Director David S. Gottesman   Mgmt   Yes   For   For
1.8   Elect Director Charlotte Guyman   Mgmt   Yes   For   For
1.9   Elect Director Thomas S. Murphy   Mgmt   Yes   For   For
1.10   Elect Director Ronald L. Olson   Mgmt   Yes   For   For
1.11   Elect Director Walter Scott, Jr.   Mgmt   Yes   For   For
1.12   Elect Director Meryl B. Witmer   Mgmt   Yes   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date    05/04/2015    Country    USA   Primary Security ID    209034107
Record Date    03/11/2015    Meeting Type    Annual   Ticker    CNSL

 

Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard A. Lumpkin   Mgmt   Yes   For   For
1.2   Elect Director Timothy D. Taron   Mgmt   Yes   For   For
2   Ratify Ernst & Young, LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

PG&E Corporation

 

Meeting Date    05/04/2015    Country    USA   Primary Security ID    69331C108
Record Date    03/05/2015    Meeting Type    Annual   Ticker    PCG

 

Primary CUSIP 69331C108    Primary ISIN US69331C1080    Primary SEDOL 2689560

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lewis Chew   Mgmt   Yes   For   For
1.2   Elect Director Anthony F. Earley, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Fred J. Fowler   Mgmt   Yes   For   For
1.4   Elect Director Maryellen C. Herringer   Mgmt   Yes   For   For
1.5   Elect Director Richard C. Kelly   Mgmt   Yes   For   For
1.6   Elect Director Roger H. Kimmel   Mgmt   Yes   For   For


1.7   Elect Director Richard A. Meserve   Mgmt   Yes   For   For
1.8   Elect Director Forrest E. Miller   Mgmt   Yes   For   For
1.9   Elect Director Rosendo G. Parra   Mgmt   Yes   For   For
1.10   Elect Director Barbara L. Rambo   Mgmt   Yes   For   For
1.11   Elect Director Anne Shen Smith   Mgmt   Yes   For   For
1.12   Elect Director Barry Lawson Williams   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For

Sanofi

 

Meeting Date    05/04/2015    Country    France   Primary Security ID    F5548N101
Record Date    04/28/2015    Meeting Type    Annual/Special   Ticker    SAN

 

Primary CUSIP F5548N101    Primary ISIN FR0000120578    Primary SEDOL 5671735

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.85 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   Against
5   Reelect Serge Weinberg as Director   Mgmt   Yes   For   For
6   Reelect Suet-Fern Lee as Director   Mgmt   Yes   For   For
7   Ratify Appointment of Bonnie Bassler as Director   Mgmt   Yes   For   For
8   Reelect Bonnie Bassler as Director   Mgmt   Yes   For   For
9   Ratify Appointment of Olivier Brandicourt as Director   Mgmt   Yes   For   For
10   Advisory Vote on Compensation of Serge Weinberg   Mgmt   Yes   For   For
11   Advisory Vote on Compensation of Christopher Viehbacher   Mgmt   Yes   For   Against
12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   Yes   For   For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million   Mgmt   Yes   For   For
15   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 260 Million   Mgmt   Yes   For   For
16   Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion   Mgmt   Yes   For   For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For


18   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
19   Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
22   Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
23   Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds   Mgmt   Yes   For   Against
24   Amend Article 19 of Bylaws Re: Attendance to General Meetings   Mgmt   Yes   For   For
25   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Amkor Technology, Inc.

 

Meeting Date    05/05/2015    Country    USA   Primary Security ID    031652100
Record Date    03/20/2015    Meeting Type    Annual   Ticker    AMKR

 

Primary CUSIP 031652100    Primary ISIN US0316521006    Primary SEDOL 2242929

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Kim   Mgmt   Yes   For   For
1.2   Elect Director Stephen D. Kelley   Mgmt   Yes   For   For
1.3   Elect Director Roger A. Carolin   Mgmt   Yes   For   For
1.4   Elect Director Winston J. Churchill   Mgmt   Yes   For   For
1.5   Elect Director John T. Kim   Mgmt   Yes   For   For
1.6   Elect Director Susan Y. Kim   Mgmt   Yes   For   For
1.7   Elect Director Robert R. Morse   Mgmt   Yes   For   For
1.8   Elect Director John F. Osborne   Mgmt   Yes   For   For
1.9   Elect Director David N. Watson   Mgmt   Yes   For   For
1.10   Elect Director James W. Zug   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Capella Education Company

 

Meeting Date    05/05/2015    Country    USA   Primary Security ID    139594105
Record Date    03/09/2015    Meeting Type    Annual   Ticker    CPLA

 

Primary CUSIP 139594105    Primary ISIN US1395941057    Primary SEDOL B0GWDP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Rita D. Brogley   Mgmt   Yes   For   For
1.2   Elect Director H. James Dallas   Mgmt   Yes   For   For
1.3   Elect Director Matthew W. Ferguson   Mgmt   Yes   For   For
1.4   Elect Director J. Kevin Gilligan   Mgmt   Yes   For   For


1.5   Elect Director Michael A. Linton   Mgmt   Yes   For   For
1.6   Elect Director Michael L. Lomax   Mgmt   Yes   For   For
1.7   Elect Director Jody G. Miller   Mgmt   Yes   For   For
1.8   Elect Director Stephen G. Shank   Mgmt   Yes   For   For
1.9   Elect Director David W. Smith   Mgmt   Yes   For   For
1.10   Elect Director Jeffrey W. Taylor   Mgmt   Yes   For   For
1.11   Elect Director Darrell R. Tukua   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

GAMCO Investors, Inc.

 

Meeting Date    05/05/2015    Country    USA   Primary Security ID    361438104
Record Date    03/25/2015    Meeting Type    Annual   Ticker    GBL

 

Primary CUSIP 361438104    Primary ISIN US3614381040    Primary SEDOL 2386827

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Edwin L. Artzt   Mgmt   Yes   For   Withhold
1.2   Elect Director Raymond C. Avansino, Jr.   Mgmt   Yes   For   Withhold
1.3   Elect Director Richard L. Bready   Mgmt   Yes   For   Withhold
1.4   Elect Director Marc Gabelli   Mgmt   Yes   For   For
1.5   Elect Director Mario J. Gabelli   Mgmt   Yes   For   Withhold
1.6   Elect Director Eugene R. McGrath   Mgmt   Yes   For   Withhold
1.7   Elect Director Robert S. Prather, Jr.   Mgmt   Yes   For   Withhold
1.8   Elect Director Elisa M. Wilson   Mgmt   Yes   For   Withhold
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Employment Agreement with Mario J. Gabelli, Chairman and Chief Executive Officer   Mgmt   Yes   For   Against

NRG Yield, Inc.

 

Meeting Date    05/05/2015    Country    USA   Primary Security ID    62942X108
Record Date    03/16/2015    Meeting Type    Annual   Ticker    NYLD

 

Primary CUSIP 62942X108    Primary ISIN US62942X1081    Primary SEDOL BC9S161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Crane   Mgmt   Yes   For   Withhold
1.2   Elect Director John F. Chlebowski   Mgmt   Yes   For   For
1.3   Elect Director Kirkland B. Andrews   Mgmt   Yes   For   Withhold
1.4   Elect Director Brian R. Ford   Mgmt   Yes   For   For
1.5   Elect Director Mauricio Gutierrez   Mgmt   Yes   For   Withhold
1.6   Elect Director Ferrell P. McClean   Mgmt   Yes   For   For
1.7   Elect Director Christopher S. Sotos   Mgmt   Yes   For   Withhold


2A   Authorize a New Class C and Class D of Common Stock   Mgmt   Yes   For   Against
2B   Approve Stock Split   Mgmt   Yes   For   Against
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Penske Automotive Group, Inc.

 

Meeting Date    05/05/2015    Country    USA   Primary Security ID    70959W103
Record Date    03/10/2015    Meeting Type    Annual   Ticker    PAG

 

Primary CUSIP 70959W103    Primary ISIN US70959W1036    Primary SEDOL 2943523

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John D. Barr   Mgmt   Yes   For   Withhold
1.2   Elect Director Michael R. Eisenson   Mgmt   Yes   For   Withhold
1.3   Elect Director Robert H. Kurnick, Jr.   Mgmt   Yes   For   For
1.4   Elect Director William J. Lovejoy   Mgmt   Yes   For   For
1.5   Elect Director Kimberly J. McWaters   Mgmt   Yes   For   Withhold
1.6   Elect Director Lucio A. Noto   Mgmt   Yes   For   For
1.7   Elect Director Roger S. Penske   Mgmt   Yes   For   For
1.8   Elect Director Greg Penske   Mgmt   Yes   For   For
1.9   Elect Director Sandra E. Pierce   Mgmt   Yes   For   For
1.10   Elect Director Kanji Sasaki   Mgmt   Yes   For   For
1.11   Elect Director Ronald G. Steinhart   Mgmt   Yes   For   Withhold
1.12   Elect Director H. Brian Thompson   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Other Business   Mgmt   Yes   For   Against

Allianz SE

 

Meeting Date    05/06/2015    Country    Germany   Primary Security ID    D03080112
Record Date       Meeting Type    Annual   Ticker    ALV

 

Primary CUSIP D03080112    Primary ISIN DE0008404005    Primary SEDOL 5231485

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 6.85 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Amend Articles Re: Appointment of Employee Representatives   Mgmt   Yes   For   For


Bank of America Corporation

 

Meeting Date    05/06/2015    Country    USA   Primary Security ID    060505104
Record Date    03/11/2015    Meeting Type    Annual   Ticker    BAC

 

Primary CUSIP 060505104    Primary ISIN US0605051046    Primary SEDOL 2295677

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Sharon L. Allen   Mgmt   Yes   For   Against
1b   Elect Director Susan S. Bies   Mgmt   Yes   For   For
1c   Elect Director Jack O. Bovender, Jr.   Mgmt   Yes   For   For
1d   Elect Director Frank P. Bramble, Sr.   Mgmt   Yes   For   Against
1e   Elect Director Pierre J. P. de Weck   Mgmt   Yes   For   For
1f   Elect Director Arnold W. Donald   Mgmt   Yes   For   For
1g   Elect Director Charles K. Gifford   Mgmt   Yes   For   For
1h   Elect Director Linda P. Hudson   Mgmt   Yes   For   For
1i   Elect Director Monica C. Lozano   Mgmt   Yes   For   For
1j   Elect Director Thomas J. May   Mgmt   Yes   For   Against
1k   Elect Director Brian T. Moynihan   Mgmt   Yes   For   For
1l   Elect Director Lionel L. Nowell, III   Mgmt   Yes   For   Against
1m   Elect Director R. David Yost   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Report on Climate Change Financing Risk   SH   Yes   Against   Against
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Provide Right to Act by Written Consent   SH   Yes   Against   For
8   Establish Other Governance Board Committee   SH   Yes   Against   Against

BHP Billiton Limited

 

Meeting Date    05/06/2015    Country    Australia   Primary Security ID    Q1498M100
Record Date    05/04/2015    Meeting Type    Special   Ticker    BHP

 

Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve the Demerger of South32 from BHP Billiton Limited   Mgmt   Yes   For   For

BHP Billiton plc

 

Meeting Date    05/06/2015    Country    United Kingdom   Primary Security ID    G10877101
Record Date    05/04/2015    Meeting Type    Special   Ticker    BLT

 

Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Demerger of South32 from BHP Billiton   Mgmt   Yes   For   For


Brunswick Corporation

 

Meeting Date    05/06/2015    Country    USA   Primary Security ID    117043109
Record Date    03/03/2015    Meeting Type    Annual   Ticker    BC

 

Primary CUSIP 117043109    Primary ISIN US1170431092    Primary SEDOL 2149309

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Manuel A. Fernandez   Mgmt   Yes   For   For
1b   Elect Director Mark D. Schwabero   Mgmt   Yes   For   For
1c   Elect Director David V. Singer   Mgmt   Yes   For   For
1d   Elect Director Jane L. Warner   Mgmt   Yes   For   For
1e   Elect Director J. Steven Whisler   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Chesapeake Utilities Corporation

 

Meeting Date    05/06/2015    Country    USA   Primary Security ID    165303108
Record Date    03/17/2015    Meeting Type    Annual   Ticker    CPK

 

Primary CUSIP 165303108    Primary ISIN US1653031088    Primary SEDOL 2190750

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald G. Forsythe, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Eugene H. Bayard   Mgmt   Yes   For   For
1.3   Elect Director Thomas P. Hill, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Dennis S. Hudson, III   Mgmt   Yes   For   For
1.5   Elect Director Calvert A. Morgan, Jr.   Mgmt   Yes   For   For
2   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Ratify Baker Tilly Virchow Krause LLP as Auditors   Mgmt   Yes   For   For

CNO Financial Group, Inc.

 

Meeting Date    05/06/2015    Country    USA   Primary Security ID    12621E103
Record Date    03/09/2015    Meeting Type    Annual   Ticker    CNO

 

Primary CUSIP 12621E103    Primary ISIN US12621E1038    Primary SEDOL 2657750

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Edward J. Bonach   Mgmt   Yes   For   For
1b   Elect Director Ellyn L. Brown   Mgmt   Yes   For   For
1c   Elect Director Robert C. Greving   Mgmt   Yes   For   For
1d   Elect Director Mary R. (Nina) Henderson   Mgmt   Yes   For   For
1e   Elect Director Charles J. Jacklin   Mgmt   Yes   For   For
1f   Elect Director Daniel R. Maurer   Mgmt   Yes   For   For
1g   Elect Director Neal C. Schneider   Mgmt   Yes   For   For
1h   Elect Director Frederick J. Sievert   Mgmt   Yes   For   For


1i   Elect Director Michael T. Tokarz   Mgmt   Yes   For   For
2   Adopt NOL Rights Plan (NOL Pill)   Mgmt   Yes   For   For
3   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dominion Resources, Inc.

 

Meeting Date    05/06/2015    Country    USA   Primary Security ID    25746U109
Record Date    02/27/2015    Meeting Type    Annual   Ticker    D

 

Primary CUSIP 25746U109    Primary ISIN US25746U1097    Primary SEDOL 2542049

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William P. Barr   Mgmt   Yes   For   For
1.2   Elect Director Helen E. Dragas   Mgmt   Yes   For   For
1.3   Elect Director James O. Ellis, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Thomas F. Farrell, II   Mgmt   Yes   For   Against
1.5   Elect Director John W. Harris   Mgmt   Yes   For   For
1.6   Elect Director Mark J. Kington   Mgmt   Yes   For   For
1.7   Elect Director Pamela J. Royal   Mgmt   Yes   For   For
1.8   Elect Director Robert H. Spilman, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Michael E. Szymanczyk   Mgmt   Yes   For   For
1.10   Elect Director David A. Wollard   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Cease Construction of New Nuclear Units   SH   Yes   Against   Against
7   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For
8   Include Carbon Reduction as a Performance Measure for Senior Executive Compensation   SH   Yes   Against   Against
9   Report on Financial and Physical Risks of Climate Change   SH   Yes   Against   For
10   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   Against
11   Report on Biomass Carbon Footprint and Assess Risks   SH   Yes   Against   For

General Dynamics Corporation

 

Meeting Date    05/06/2015    Country    USA   Primary Security ID    369550108
Record Date    03/05/2015    Meeting Type    Annual   Ticker    GD

 

Primary CUSIP 369550108    Primary ISIN US3695501086    Primary SEDOL 2365161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Mary T. Barra   Mgmt   Yes   For   For
1.2   Elect Director Nicholas D. Chabraja   Mgmt   Yes   For   For


1.3   Elect Director James S. Crown   Mgmt   Yes   For   For
1.4   Elect Director Rudy F. deLeon   Mgmt   Yes   For   For
1.5   Elect Director William P. Fricks   Mgmt   Yes   For   For
1.6   Elect Director John M. Keane   Mgmt   Yes   For   For
1.7   Elect Director Lester L. Lyles   Mgmt   Yes   For   For
1.8   Elect Director James N. Mattis   Mgmt   Yes   For   For
1.9   Elect Director Phebe N. Novakovic   Mgmt   Yes   For   For
1.10   Elect Director William A. Osborn   Mgmt   Yes   For   For
1.11   Elect Director Laura J. Schumacher   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against

Gilead Sciences, Inc.

 

Meeting Date    05/06/2015    Country    USA   Primary Security ID    375558103
Record Date    03/11/2015    Meeting Type    Annual   Ticker    GILD

 

Primary CUSIP 375558103    Primary ISIN US3755581036    Primary SEDOL 2369174

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John F. Cogan   Mgmt   Yes   For   For
1b   Elect Director Etienne F. Davignon   Mgmt   Yes   For   Against
1c   Elect Director Carla A. Hills   Mgmt   Yes   For   Against
1d   Elect Director Kevin E. Lofton   Mgmt   Yes   For   For
1e   Elect Director John W. Madigan   Mgmt   Yes   For   For
1f   Elect Director John C. Martin   Mgmt   Yes   For   For
1g   Elect Director Nicholas G. Moore   Mgmt   Yes   For   For
1h   Elect Director Richard J. Whitley   Mgmt   Yes   For   Against
1i   Elect Director Gayle E. Wilson   Mgmt   Yes   For   Against
1j   Elect Director Per Wold-Olsen   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Require Independent Board Chairman   SH   Yes   Against   For
7   Report on Sustainability   SH   Yes   Against   For
8   Report on Specialty Drug Pricing Risks   SH   Yes   Against   For


Hilton Worldwide Holdings Inc.

 

Meeting Date    05/06/2015    Country    USA   Primary Security ID    43300A104
Record Date    03/12/2015    Meeting Type    Annual   Ticker    HLT

 

Primary CUSIP 43300A104    Primary ISIN US43300A1043    Primary SEDOL BH3XFX2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Christopher J. Nassetta   Mgmt   Yes   For   Withhold
1.2   Elect Director Jonathan D. Gray   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael S. Chae   Mgmt   Yes   For   Withhold
1.4   Elect Director Tyler S. Henritze   Mgmt   Yes   For   Withhold
1.5   Elect Director Judith A. McHale   Mgmt   Yes   For   For
1.6   Elect Director John G. Schreiber   Mgmt   Yes   For   Withhold
1.7   Elect Director Elizabeth A. Smith   Mgmt   Yes   For   For
1.8   Elect Director Douglas M. Steenland   Mgmt   Yes   For   For
1.9   Elect Director William J. Stein   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

L Air Liquide

 

Meeting Date    05/06/2015    Country    France   Primary Security ID    F01764103
Record Date    04/30/2015    Meeting Type    Annual/Special   Ticker    AI

 

Primary CUSIP F01764103    Primary ISIN FR0000120073    Primary SEDOL B1YXBJ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.55 per Share   Mgmt   Yes   For   For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
5   Reelect Sian Herbert-Jones as Director   Mgmt   Yes   For   For
6   Elect Genevieve Berger as Director   Mgmt   Yes   For   For
7   Approve Agreement with Benoit Potier   Mgmt   Yes   For   For
8   Advisory Vote on Compensation of Benoit Potier   Mgmt   Yes   For   For
9   Advisory Vote on Compensation of Pierre Dufour   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
10   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
11   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million   Mgmt   Yes   For   For


13   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
14   Amend Article 8 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
15   Amend Article 18 of Bylaws Re: Record Date   Mgmt   Yes   For   For
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
17   Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
18   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Molina Healthcare, Inc.

 

Meeting Date    05/06/2015    Country    USA   Primary Security ID    60855R100
Record Date    03/17/2015    Meeting Type    Annual   Ticker    MOH

 

Primary CUSIP 60855R100    Primary ISIN US60855R1005    Primary SEDOL 2212706

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Garrey E. Carruthers   Mgmt   Yes   For   For
1b   Elect Director Daniel Cooperman   Mgmt   Yes   For   For
1c   Elect Director Frank E. Murray   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Philip Morris International Inc.

 

Meeting Date    05/06/2015    Country    USA   Primary Security ID    718172109
Record Date    03/13/2015    Meeting Type    Annual   Ticker    PM

 

Primary CUSIP 718172109    Primary ISIN US7181721090    Primary SEDOL B2PKRQ3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Harold Brown   Mgmt   Yes   For   Against
1.2   Elect Director André Calantzopoulos   Mgmt   Yes   For   For
1.3   Elect Director Louis C. Camilleri   Mgmt   Yes   For   For
1.4   Elect Director Werner Geissler   Mgmt   Yes   For   Against
1.5   Elect Director Jennifer Li   Mgmt   Yes   For   For
1.6   Elect Director Jun Makihara   Mgmt   Yes   For   For
1.7   Elect Director Sergio Marchionne   Mgmt   Yes   For   Against
1.8   Elect Director Kalpana Morparia   Mgmt   Yes   For   For
1.9   Elect Director Lucio A. Noto   Mgmt   Yes   For   For
1.10   Elect Director Frederik Paulsen   Mgmt   Yes   For   For
1.11   Elect Director Robert B. Polet   Mgmt   Yes   For   Against
1.12   Elect Director Stephen M. Wolf   Mgmt   Yes   For   Against
2   Ratify PricewaterhouseCoopers SA as Auditors   Mgmt   Yes   For   For


3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Adopt Anti-Forced Labor Policy for Tobacco Supply Chain   SH   Yes   Against   Against

Standard Chartered plc

 

Meeting Date    05/06/2015    Country    United Kingdom   Primary Security ID    G84228157
Record Date    05/01/2015    Meeting Type    Annual   Ticker    STAN

 

Primary CUSIP G84228157    Primary ISIN GB0004082847    Primary SEDOL 0408284

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For
4   Elect Dr Byron Grote as Director   Mgmt   Yes   For   For
5   Elect Andy Halford as Director   Mgmt   Yes   For   For
6   Elect Gay Huey Evans as Director   Mgmt   Yes   For   For
7   Elect Jasmine Whitbread as Director   Mgmt   Yes   For   For
8   Re-elect Om Bhatt as Director   Mgmt   Yes   For   For
9   Re-elect Dr Kurt Campbell as Director   Mgmt   Yes   For   For
10   Re-elect Dr Louis Cheung as Director   Mgmt   Yes   For   For
11   Re-elect Dr Han Seung-soo as Director   Mgmt   Yes   For   For
12   Re-elect Christine Hodgson as Director   Mgmt   Yes   For   For
13   Re-elect Naguib Kheraj as Director   Mgmt   Yes   For   For
14   Re-elect Simon Lowth as Director   Mgmt   Yes   For   For
15   Re-elect Ruth Markland as Director   Mgmt   Yes   For   For
16   Re-elect Sir John Peace as Director   Mgmt   Yes   For   For
17   Re-elect Mike Rees as Director   Mgmt   Yes   For   For
18   Re-elect Viswanathan Shankar as Director   Mgmt   No    
19   Re-elect Paul Skinner as Director   Mgmt   Yes   For   For
20   Re-elect Dr Lars Thunell as Director   Mgmt   Yes   For   For
21   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
22   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
23   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
24   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
26   Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   Yes   For   For
27   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
28   Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   Yes   For   For


29   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
30   Authorise Market Purchase of Preference Shares   Mgmt   Yes   For   For
31   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Thomson Reuters Corporation

 

Meeting Date    05/06/2015    Country    Canada   Primary Security ID    884903105
Record Date    03/20/2015    Meeting Type    Annual   Ticker    TRI

 

Primary CUSIP 884903105    Primary ISIN CA8849031056    Primary SEDOL 2889371

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Thomson   Mgmt   Yes   For   For
1.2   Elect Director James C. Smith   Mgmt   Yes   For   For
1.3   Elect Director Sheila C. Bair   Mgmt   Yes   For   For
1.4   Elect Director Manvinder S. Banga   Mgmt   Yes   For   For
1.5   Elect Director David W. Binet   Mgmt   Yes   For   For
1.6   Elect Director Mary Cirillo   Mgmt   Yes   For   For
1.7   Elect Director Michael E. Daniels   Mgmt   Yes   For   For
1.8   Elect Director Paul Thomas Jenkins   Mgmt   Yes   For   For
1.9   Elect Director Ken Olisa   Mgmt   Yes   For   For
1.10   Elect Director Vance K. Opperman   Mgmt   Yes   For   For
1.11   Elect Director Peter J. Thomson   Mgmt   Yes   For   For
1.12   Elect Director Wulf von Schimmelmann   Mgmt   Yes   For   For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   Yes   For   For
3   Advisory Vote on Executive Compensation Approach   Mgmt   Yes   For   For

Chemtura Corporation

 

Meeting Date    05/07/2015    Country    USA   Primary Security ID    163893209
Record Date    03/13/2015    Meeting Type    Annual   Ticker    CHMT

 

Primary CUSIP 163893209    Primary ISIN US1638932095    Primary SEDOL B5KT5L7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey D. Benjamin   Mgmt   Yes   For   For
1.2   Elect Director Timothy J. Bernlohr   Mgmt   Yes   For   For
1.3   Elect Director Anna C. Catalano   Mgmt   Yes   For   For
1.4   Elect Director James W. Crownover   Mgmt   Yes   For   For
1.5   Elect Director Robert A. Dover   Mgmt   Yes   For   For
1.6   Elect Director Jonathan F. Foster   Mgmt   Yes   For   For
1.7   Elect Director Craig A. Rogerson   Mgmt   Yes   For   For
1.8   Elect Director John K. Wulff   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Cohen & Steers, Inc.

 

Meeting Date    05/07/2015    Country    USA   Primary Security ID    19247A100
Record Date    03/13/2015    Meeting Type    Annual   Ticker    CNS

 

Primary CUSIP 19247A100    Primary ISIN US19247A1007    Primary SEDOL B02H882

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Martin Cohen   Mgmt   Yes   For   For
1b   Elect Director Robert H. Steers   Mgmt   Yes   For   For
1c   Elect Director Peter L. Rhein   Mgmt   Yes   For   For
1d   Elect Director Richard P. Simon   Mgmt   Yes   For   For
1e   Elect Director Edmond D. Villani   Mgmt   Yes   For   For
1f   Elect Director Frank T. Connor   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

CVS Health Corporation

 

Meeting Date    05/07/2015    Country    USA   Primary Security ID    126650100
Record Date    03/12/2015    Meeting Type    Annual   Ticker    CVS

 

Primary CUSIP 126650100    Primary ISIN US1266501006    Primary SEDOL 2577609

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Richard M. Bracken   Mgmt   Yes   For   For
1b   Elect Director C. David Brown, II   Mgmt   Yes   For   Against
1c   Elect Director Alecia A. DeCoudreaux   Mgmt   Yes   For   For
1d   Elect Director Nancy-Ann M. DeParle   Mgmt   Yes   For   For
1e   Elect Director David W. Dorman   Mgmt   Yes   For   Against
1f   Elect Director Anne M. Finucane   Mgmt   Yes   For   Against
1g   Elect Director Larry J. Merlo   Mgmt   Yes   For   For
1h   Elect Director Jean-Pierre Millon   Mgmt   Yes   For   For
1i   Elect Director Richard J. Swift   Mgmt   Yes   For   For
1j   Elect Director William C. Weldon   Mgmt   Yes   For   Against
1k   Elect Director Tony L. White   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against


Duke Energy Corporation

 

Meeting Date    05/07/2015    Country    USA   Primary Security ID    26441C204
Record Date    03/09/2015    Meeting Type    Annual   Ticker    DUK

 

Primary CUSIP 26441C204    Primary ISIN US26441C2044    Primary SEDOL B7VD3F2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Michael G. Browning   Mgmt   Yes   For   For
1b   Elect Director Harris E. DeLoach, Jr.   Mgmt   Yes   For   For
1c   Elect Director Daniel R. DiMicco   Mgmt   Yes   For   For
1d   Elect Director John H. Forsgren   Mgmt   Yes   For   For
1e   Elect Director Lynn J. Good   Mgmt   Yes   For   For
1f   Elect Director Ann Maynard Gray   Mgmt   Yes   For   For
1g   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
1h   Elect Director John T. Herron   Mgmt   Yes   For   For
1i   Elect Director James B. Hyler, Jr.   Mgmt   Yes   For   For
1j   Elect Director William E. Kennard   Mgmt   Yes   For   For
1k   Elect Director E. Marie McKee   Mgmt   Yes   For   For
1l   Elect Director Richard A. Meserve   Mgmt   Yes   For   For
1m   Elect Director James T. Rhodes   Mgmt   Yes   For   For
1n   Elect Director Carlos A. Saladrigas   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Report on Political Contributions   SH   Yes   Against   For
7   Adopt Proxy Access Right   SH   Yes   Against   For

E.ON SE

 

Meeting Date    05/07/2015    Country    Germany   Primary Security ID    D24914133
Record Date       Meeting Type    Annual   Ticker    EOAN

 

Primary CUSIP D24914133    Primary ISIN DE000ENAG999    Primary SEDOL 4942904

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5.1   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
5.2   Ratify PricewaterhouseCoopers AG as Auditors for the 2015 First Half Year Report   Mgmt   Yes   For   For


FEI Company

 

Meeting Date    05/07/2015    Country    USA   Primary Security ID    30241L109
Record Date    03/02/2015    Meeting Type    Annual   Ticker    FEIC

 

Primary CUSIP 30241L109    Primary ISIN US30241L1098    Primary SEDOL 2355764

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Homa Bahrami   Mgmt   Yes   For   For
1.2   Elect Director Arie Huijser   Mgmt   Yes   For   For
1.3   Elect Director Don R. Kania   Mgmt   Yes   For   For
1.4   Elect Director Thomas F. Kelly   Mgmt   Yes   For   For
1.5   Elect Director Jan C. Lobbezoo   Mgmt   Yes   For   For
1.6   Elect Director Jami K. Nachtsheim   Mgmt   Yes   For   For
1.7   Elect Director James T. Richardson   Mgmt   Yes   For   For
1.8   Elect Director Richard H. Wills   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

GlaxoSmithKline plc

 

Meeting Date    05/07/2015    Country    United Kingdom   Primary Security ID    G3910J112
Record Date    05/05/2015    Meeting Type    Annual   Ticker    GSK

 

Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Elect Sir Philip Hampton as Director   Mgmt   Yes   For   For
4   Elect Urs Rohner as Director   Mgmt   Yes   For   For
5   Re-elect Sir Andrew Witty as Director   Mgmt   Yes   For   For
6   Re-elect Sir Roy Anderson as Director   Mgmt   Yes   For   For
7   Re-elect Dr Stephanie Burns as Director   Mgmt   Yes   For   For
8   Re-elect Stacey Cartwright as Director   Mgmt   Yes   For   For
9   Re-elect Simon Dingemans as Director   Mgmt   Yes   For   For
10   Re-elect Lynn Elsenhans as Director   Mgmt   Yes   For   For
11   Re-elect Judy Lewent as Director   Mgmt   Yes   For   For
12   Re-elect Sir Deryck Maughan as Director   Mgmt   Yes   For   For
13   Re-elect Dr Daniel Podolsky as Director   Mgmt   Yes   For   For
14   Re-elect Dr Moncef Slaoui as Director   Mgmt   Yes   For   For
15   Re-elect Hans Wijers as Director   Mgmt   Yes   For   For


16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   Yes   For   For
23   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
24   Approve Share Value Plan   Mgmt   Yes   For   For

Glencore plc

 

Meeting Date    05/07/2015    Country    Jersey   Primary Security ID    G39420107
Record Date    05/05/2015    Meeting Type    Annual   Ticker    GLEN

 

Primary CUSIP N/A    Primary ISIN JE00B4T3BW64    Primary SEDOL B4T3BW6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Distribution   Mgmt   Yes   For   For
3   Approve Distribution in Specie of Ordinary Shares in Lonmin plc to Shareholders   Mgmt   Yes   For   For
4   Re-elect Anthony Hayward as Director   Mgmt   Yes   For   For
5   Re-elect Leonhard Fischer as Director   Mgmt   Yes   For   For
6   Re-elect William Macaulay as Director   Mgmt   Yes   For   For
7   Re-elect Ivan Glasenberg as Director   Mgmt   Yes   For   For
8   Re-elect Peter Coates as Director   Mgmt   Yes   For   For
9   Re-elect John Mack as Director   Mgmt   Yes   For   For
10   Re-elect Peter Grauer as Director   Mgmt   Yes   For   For
11   Elect Patrice Merrin as Director   Mgmt   Yes   For   For

 

12   Approve Remuneration Report   Mgmt   Yes   For   For
13   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
14   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
15   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
16   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For


Koninklijke Philips N.V.

 

Meeting Date    05/07/2015    Country    Netherlands    Primary Security ID    N6817P109
Record Date    04/09/2015    Meeting Type    Annual    Ticker    PHIA

 

Primary CUSIP N6817P109    Primary ISIN NL0000009538    Primary SEDOL 5986622

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   President’s Speech   Mgmt   No    
2a   Discuss Remuneration Report   Mgmt   No    
2b   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
2c   Adopt Financial Statements   Mgmt   Yes   For   For
2d   Approve Dividends of EUR 0.80 Per Share   Mgmt   Yes   For   For
2e   Approve Discharge of Management Board   Mgmt   Yes   For   For
2f   Approve Discharge of Supervisory Board   Mgmt   Yes   For   For
3   Approve Seperation of the Lighting Business from Royal Philips   Mgmt   Yes   For   For
4a   Reelect F.A. Van Houten to Management Board   Mgmt   Yes   For   For
4b   Reelect R.H. Wirahadiraksa to Management Board   Mgmt   Yes   For   For
4c   Reelect P.A.J. Nota to Management Board   Mgmt   Yes   For   For
5a   Reelect J.P. Tai to Supervisory Board   Mgmt   Yes   For   For
5b   Reelect H. Von Prondzynski to Supervisory Board   Mgmt   Yes   For   For
5c   Reelect C.J.A Van Lede to Supervisory Board   Mgmt   Yes   For   For
5d   Elect D.E.I. Pyott to Supervisory Board   Mgmt   Yes   For   For
6   Approve Remuneration of Supervisory Board   Mgmt   Yes   For   For
7a   Ratify Ernest & Young Accountants LLP as Auditors   Mgmt   Yes   For   For
7b   Amend Articles Re: Change the Term of Appointment of External Auditors   Mgmt   Yes   For   For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   Yes   For   For
8b   Authorize Board to Exclude Preemptive Rights from Share Issuances Under 8a   Mgmt   Yes   For   For
9   Authorize Repurchase of Shares   Mgmt   Yes   For   For
10   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
11   Other Business (Non-Voting)   Mgmt   No    

LaSalle Hotel Properties

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    517942108
Record Date    02/20/2015    Meeting Type    Annual    Ticker    LHO

 

Primary CUSIP 517942108    Primary ISIN US5179421087    Primary SEDOL 2240161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey T. Foland   Mgmt   Yes   For   For
1.2   Elect Director Darryl Hartley-Leonard   Mgmt   Yes   For   For


1.3   Elect Director William S. McCalmont   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

LDR Holding Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    50185U105
Record Date    03/10/2015    Meeting Type    Annual    Ticker    LDRH

 

Primary CUSIP 50185U105    Primary ISIN US50185U1051    Primary SEDOL BDSV890

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kevin M. Lalande   Mgmt   Yes   For   For
1.2   Elect Director Stefan Widensohler   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

National Health Investors, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    63633D104
Record Date    03/13/2015    Meeting Type    Annual    Ticker    NHI

 

Primary CUSIP 63633D104    Primary ISIN US63633D1046    Primary SEDOL 2626125

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Robert T. Webb   Mgmt   Yes   For   For
2   Amend Stock Option Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify BDO USA, LLP as Auditors   Mgmt   Yes   For   For

Reckitt Benckiser Group plc

 

Meeting Date    05/07/2015    Country    United Kingdom    Primary Security ID    G74079107
Record Date    05/05/2015    Meeting Type    Annual    Ticker    RB.

 

Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Elect Jaspal Bindra as Director   Mgmt   Yes   For   For
5   Elect Mary Harris as Director   Mgmt   Yes   For   For
6   Elect Pamela Kirby as Director   Mgmt   Yes   For   For
7   Elect Sue Shim as Director   Mgmt   Yes   For   For
8   Elect Christopher Sinclair as Director   Mgmt   Yes   For   For
9   Elect Douglas Tough as Director   Mgmt   Yes   For   For
10   Re-elect Adrian Bellamy as Director   Mgmt   Yes   For   For


11   Re-elect Nicandro Durante as Director   Mgmt   Yes   For   For
12   Re-elect Peter Harf as Director   Mgmt   Yes   For   For
13   Re-elect Adrian Hennah as Director   Mgmt   Yes   For   For
14   Re-elect Kenneth Hydon as Director   Mgmt   Yes   For   For
15   Re-elect Rakesh Kapoor as Director   Mgmt   Yes   For   For
16   Re-elect Andre Lacroix as Director   Mgmt   Yes   For   For
17   Re-elect Judith Sprieser as Director   Mgmt   Yes   For   For
18   Re-elect Warren Tucker as Director   Mgmt   Yes   For   For
19   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
23   Amend the Annual Limit of Directors’ Fees   Mgmt   Yes   For   For
24   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
26   Approve 2015 Long Term Incentive Plan   Mgmt   Yes   For   For
27   Approve 2015 Savings Related Share Option Plan   Mgmt   Yes   For   For
28   Authorise Directors to Establish a Further Plan or Plans   Mgmt   Yes   For   For
29   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    78377T107
Record Date    03/18/2015    Meeting Type    Annual    Ticker    RHP

 

Primary CUSIP 78377T107    Primary ISIN US78377T1079    Primary SEDOL B8QV5C9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael J. Bender   Mgmt   Yes   For   For
1.2   Elect Director E. K. Gaylord, II   Mgmt   Yes   For   For
1.3   Elect Director D. Ralph Horn   Mgmt   Yes   For   For
1.4   Elect Director Ellen Levine   Mgmt   Yes   For   For
1.5   Elect Director Patrick Q. Moore   Mgmt   Yes   For   For
1.6   Elect Director Robert S. Prather, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Colin V. Reed   Mgmt   Yes   For   For
1.8   Elect Director Michael D. Rose   Mgmt   Yes   For   For
1.9   Elect Director Michael I. Roth   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


U.S. Silica Holdings, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    90346E103
Record Date    03/09/2015    Meeting Type    Annual    Ticker    SLCA

 

Primary CUSIP 90346E103    Primary ISIN US90346E1038    Primary SEDOL B7GGNT0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Daniel Avramovich   Mgmt   Yes   For   For
1.2   Elect Director Peter Bernard   Mgmt   Yes   For   For
1.3   Elect Director William J. Kacal   Mgmt   Yes   For   For
1.4   Elect Director Charles Shaver   Mgmt   Yes   For   For

 

1.5   Elect Director Bryan A. Shinn   Mgmt   Yes   For   For
1.6   Elect Director J. Michael Stice   Mgmt   Yes   For   For
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
6   Amend Stock Ownership Limitations   Mgmt   Yes   For   For

United Parcel Service, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    911312106
Record Date    03/09/2015    Meeting Type    Annual    Ticker    UPS

 

Primary CUSIP 911312106    Primary ISIN US9113121068    Primary SEDOL 2517382

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director David P. Abney   Mgmt   Yes   For   For
1b   Elect Director Rodney C. Adkins   Mgmt   Yes   For   For
1c   Elect Director Michael J. Burns   Mgmt   Yes   For   For
1d   Elect Director D. Scott Davis   Mgmt   Yes   For   For
1e   Elect Director William R. Johnson   Mgmt   Yes   For   For
1f   Elect Director Candace Kendle   Mgmt   Yes   For   For
1g   Elect Director Ann M. Livermore   Mgmt   Yes   For   For
1h   Elect Director Rudy H.P. Markham   Mgmt   Yes   For   For
1i   Elect Director Clark T. Randt, Jr.   Mgmt   Yes   For   For
1j   Elect Director John T. Stankey   Mgmt   Yes   For   For
1k   Elect Director Carol B. Tome   Mgmt   Yes   For   For
1l   Elect Director Kevin M. Warsh   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For


5   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
6   Adopt Anti Gross-up Policy   SH   Yes   Against   For

Verizon Communications Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    92343V104
Record Date    03/09/2015    Meeting Type    Annual    Ticker    VZ

 

Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Shellye L. Archambeau   Mgmt   Yes   For   Against
1.2   Elect Director Mark T. Bertolini   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Carrion   Mgmt   Yes   For   Against
1.4   Elect Director Melanie L. Healey   Mgmt   Yes   For   For
1.5   Elect Director M. Frances Keeth   Mgmt   Yes   For   Against
1.6   Elect Director Lowell C. McAdam   Mgmt   Yes   For   For
1.7   Elect Director Donald T. Nicolaisen   Mgmt   Yes   For   Against
1.8   Elect Director Clarence Otis, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Rodney E. Slater   Mgmt   Yes   For   Against
1.10   Elect Director Kathryn A. Tesija   Mgmt   Yes   For   Against
1.11   Elect Director Gregory D. Wasson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Net Neutrality   SH   Yes   Against   For
5   Report on Indirect Political Contributions   SH   Yes   Against   For
6   Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Yes   Against   For
7   Stock Retention/Holding Period   SH   Yes   Against   For
8   Provide Right to Act by Written Consent   SH   Yes   Against   For

Equity One, Inc.

 

Meeting Date    05/08/2015    Country    USA    Primary Security ID    294752100
Record Date    03/03/2015    Meeting Type    Annual    Ticker    EQY

 

Primary CUSIP 294752100    Primary ISIN US2947521009    Primary SEDOL 2246329

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Cynthia Cohen   Mgmt   Yes   For   Withhold
1.2   Elect Director David Fischel   Mgmt   Yes   For   For
1.3   Elect Director Neil Flanzraich   Mgmt   Yes   For   For
1.4   Elect Director Jordan Heller   Mgmt   Yes   For   For
1.5   Elect Director Chaim Katzman   Mgmt   Yes   For   For
1.6   Elect Director Peter Linneman   Mgmt   Yes   For   Withhold
1.7   Elect Director David Lukes   Mgmt   Yes   For   For


1.8   Elect Director Galia Maor   Mgmt   Yes   For   Withhold
1.9   Elect Director Dori Segal   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Swift Transportation Company

 

Meeting Date    05/08/2015    Country    USA    Primary Security ID    87074U101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    SWFT

 

Primary CUSIP 87074U101    Primary ISIN US87074U1016    Primary SEDOL B4PZRV7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jerry Moyes   Mgmt   Yes   For   For
1.2   Elect Director Richard H. Dozer   Mgmt   Yes   For   Withhold
1.3   Elect Director David Vander Ploeg   Mgmt   Yes   For   Withhold
1.4   Elect Director Glenn Brown   Mgmt   Yes   For   Withhold
1.5   Elect Director Jose A. Cardenas   Mgmt   Yes   For   Withhold
1.6   Elect Director William F. Riley III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For

American Express Company

 

Meeting Date    05/11/2015    Country    USA    Primary Security ID    025816109
Record Date    03/13/2015    Meeting Type    Annual    Ticker    AXP

 

Primary CUSIP 025816109    Primary ISIN US0258161092    Primary SEDOL 2026082

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Charlene Barshefsky   Mgmt   Yes   For   For
1b   Elect Director Ursula M. Burns   Mgmt   Yes   For   For
1c   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1d   Elect Director Peter Chernin   Mgmt   Yes   For   For
1e   Elect Director Anne Lauvergeon   Mgmt   Yes   For   For
1f   Elect Director Michael O. Leavitt   Mgmt   Yes   For   For
1g   Elect Director Theodore J. Leonsis   Mgmt   Yes   For   For
1h   Elect Director Richard C. Levin   Mgmt   Yes   For   For
1i   Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For
1j   Elect Director Daniel L. Vasella   Mgmt   Yes   For   For
1k   Elect Director Robert D. Walter   Mgmt   Yes   For   For
1l   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Prepare Employment Diversity Report   SH   Yes   Against   For
5   Report on Board Oversight of Privacy and Data Security and Requests for Customer Information   SH   Yes   Against   For
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Report on Lobbying Payments and Policy   SH   Yes   Against   For
8   Require Independent Board Chairman   SH   Yes   Against   Against

ING Groep NV

 

Meeting Date    05/11/2015    Country    Netherlands    Primary Security ID    N4578E413
Record Date    04/13/2015    Meeting Type    Annual    Ticker    INGA

 

Primary CUSIP N4578E413    Primary ISIN NL0000303600    Primary SEDOL 7154182

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Open Meeting   Mgmt   No    
2a   Receive Report of Management Board (Non-Voting)   Mgmt   No    
2b   Receive Announcements on Sustainability   Mgmt   No    
2c   Receive Report of Supervisory Board (Non-Voting)   Mgmt   No    
2d   Discuss Remuneration Report   Mgmt   No    
2e   Discussion on Company’s Corporate Governance Structure   Mgmt   No    
2f   Adopt Financial Statements   Mgmt   Yes   For   For
3a   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
3b   Approve Dividends of EUR 0.12 Per Share   Mgmt   Yes   For   For
4a   Approve Discharge of Management Board   Mgmt   Yes   For   For
4b   Approve Discharge of Supervisory Board   Mgmt   Yes   For   For
5a   Approve Amendments to Remuneration Policy   Mgmt   Yes   For   For
5b   Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration   Mgmt   Yes   For   For
6   Ratify KPMG as Auditors   Mgmt   Yes   For   For
7a   Elect Gheorghe to Supervisory Board   Mgmt   Yes   For   For
7b   Reelect Kuiper to Supervisory Board   Mgmt   Yes   For   For
7c   Reelect Breukink to Supervisory Board   Mgmt   Yes   For   For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
8b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
9a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
9b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   Yes   For   For
10   Other Business (Non-Voting) and Closing   Mgmt   No    


WellCare Health Plans, Inc.

 

Meeting Date    05/11/2015    Country    USA    Primary Security ID    94946T106
Record Date    03/12/2015    Meeting Type    Annual    Ticker    WCG

 

Primary CUSIP 94946T106    Primary ISIN US94946T1060    Primary SEDOL B01R258

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Richard C. Breon   Mgmt   Yes   For   For
1b   Elect Director Kenneth A. Burdick   Mgmt   Yes   For   For
1c   Elect Director Carol J. Burt   Mgmt   Yes   For   For
1d   Elect Director Roel C. Campos   Mgmt   Yes   For   For
1e   Elect Director D. Robert Graham   Mgmt   Yes   For   For
1f   Elect Director Kevin F. Hickey   Mgmt   Yes   For   For
1g   Elect Director Christian P. Michalik   Mgmt   Yes   For   For
1h   Elect Director Glenn D. Steele, Jr.   Mgmt   Yes   For   For
1i   Elect Director William L. Trubeck   Mgmt   Yes   For   For
1j   Elect Director Paul E. Weaver   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

3M Company

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    88579Y101
Record Date    03/13/2015    Meeting Type    Annual    Ticker    MMM

 

Primary CUSIP 88579Y101    Primary ISIN US88579Y1010    Primary SEDOL 2595708

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Linda G. Alvarado   Mgmt   Yes   For   For
1b   Elect Director Sondra L. Barbour   Mgmt   Yes   For   For
1c   Elect Director Thomas ‘Tony’ K. Brown   Mgmt   Yes   For   For
1d   Elect Director Vance D. Coffman   Mgmt   Yes   For   For
1e   Elect Director Michael L. Eskew   Mgmt   Yes   For   For
1f   Elect Director Herbert L. Henkel   Mgmt   Yes   For   For
1g   Elect Director Muhtar Kent   Mgmt   Yes   For   For
1h   Elect Director Edward M. Liddy   Mgmt   Yes   For   For
1i   Elect Director Inge G. Thulin   Mgmt   Yes   For   For
1j   Elect Director Robert J. Ulrich   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Broadcom Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    111320107
Record Date    03/16/2015    Meeting Type    Annual    Ticker    BRCM

 

Primary CUSIP 111320107    Primary ISIN US1113201073    Primary SEDOL 2235822

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Robert J. Finocchio, Jr.   Mgmt   Yes   For   For
1b   Elect Director Nancy H. Handel   Mgmt   Yes   For   For
1c   Elect Director Eddy W. Hartenstein   Mgmt   Yes   For   For
1d   Elect Director Maria M. Klawe   Mgmt   Yes   For   For
1e   Elect Director John E. Major   Mgmt   Yes   For   For
1f   Elect Director Scott A. McGregor   Mgmt   Yes   For   For
1g   Elect Director William T. Morrow   Mgmt   Yes   For   For
1h   Elect Director Henry Samueli   Mgmt   Yes   For   For
1i   Elect Director Robert E. Switz   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Coca-Cola Bottling Co. Consolidated

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    191098102
Record Date    03/16/2015    Meeting Type    Annual    Ticker    COKE

 

Primary CUSIP 191098102    Primary ISIN US1910981026    Primary SEDOL 2206721

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director J. Frank Harrison, III   Mgmt   Yes   For   Withhold
1.2   Elect Director H.W. McKay Belk   Mgmt   Yes   For   Withhold
1.3   Elect Director Alexander B. Cummings, Jr.   Mgmt   Yes   For   Withhold
1.4   Elect Director Sharon A. Decker   Mgmt   Yes   For   For
1.5   Elect Director William B. Elmore   Mgmt   Yes   For   Withhold
1.6   Elect Director Morgan H. Everett   Mgmt   Yes   For   Withhold
1.7   Elect Director Deborah H. Everhart   Mgmt   Yes   For   Withhold
1.8   Elect Director Henry W. Flint   Mgmt   Yes   For   Withhold
1.9   Elect Director William H. Jones   Mgmt   Yes   For   For
1.10   Elect Director James H. Morgan   Mgmt   Yes   For   Withhold
1.11   Elect Director John W. Murrey, III   Mgmt   Yes   For   For
1.12   Elect Director Dennis A. Wicker   Mgmt   Yes   For   Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   Against


Darling Ingredients Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    237266101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    DAR

 

Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Randall C. Stuewe   Mgmt   Yes   For   For
1.2   Elect Director O. Thomas Albrecht   Mgmt   Yes   For   Against
1.3   Elect Director D. Eugene Ewing   Mgmt   Yes   For   Against
1.4   Elect Director Dirk Kloosterboer   Mgmt   Yes   For   For
1.5   Elect Director Mary R. Korby   Mgmt   Yes   For   For
1.6   Elect Director Charles Macaluso   Mgmt   Yes   For   For
1.7   Elect Director John D. March   Mgmt   Yes   For   Against
1.8   Elect Director Justinus J.G.M. Sanders   Mgmt   Yes   For   For
1.9   Elect Director Michael Urbut   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

First American Financial Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    31847R102
Record Date    03/18/2015    Meeting Type    Annual    Ticker    FAF

 

Primary CUSIP 31847R102    Primary ISIN US31847R1023    Primary SEDOL B4NFPK4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis J. Gilmore   Mgmt   Yes   For   For
1.2   Elect Director Virginia M. Ueberroth   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Impax Laboratories, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    45256B101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    IPXL

 

Primary CUSIP 45256B101    Primary ISIN US45256B1017    Primary SEDOL 2373722

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Leslie Z. Benet   Mgmt   Yes   For   For
1.2   Elect Director Robert L. Burr   Mgmt   Yes   For   For
1.3   Elect Director Allen Chao   Mgmt   Yes   For   For
1.4   Elect Director Nigel Ten Fleming   Mgmt   Yes   For   For
1.5   Elect Director Larry Hsu   Mgmt   Yes   For   For
1.6   Elect Director Michael Markbreiter   Mgmt   Yes   For   For


1.7   Elect Director Mary K. Pendergast   Mgmt   Yes   For   For
1.8   Elect Director Peter R. Terreri   Mgmt   Yes   For   For
1.9   Elect Director G. Frederick Wilkinson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   Against

Linde AG

 

Meeting Date    05/12/2015    Country    Germany    Primary Security ID    D50348107
Record Date    04/20/2015    Meeting Type    Annual    Ticker    LIN

 

Primary CUSIP D50348107    Primary ISIN DE0006483001    Primary SEDOL 5740817

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 3.15 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Approve Cancellation of Capital Authorization   Mgmt   Yes   For   For

NewStar Financial, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    65251F105
Record Date    04/01/2015    Meeting Type    Annual    Ticker    NEWS

 

Primary CUSIP 65251F105    Primary ISIN US65251F1057    Primary SEDOL B1L7CP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Charles N. Bralver   Mgmt   Yes   For   For
1.2   Elect Director Timothy J. Conway   Mgmt   Yes   For   For
1.3   Elect Director Bradley E. Cooper   Mgmt   Yes   For   For
1.4   Elect Director Brian L.P. Fallon   Mgmt   Yes   For   For
1.5   Elect Director Frank R. Noonan   Mgmt   Yes   For   For
1.6   Elect Director Maureen P. O’Hara   Mgmt   Yes   For   For
1.7   Elect Director Peter A. Schmidt-Fellner   Mgmt   Yes   For   For
1.8   Elect Director Richard E. Thornburgh   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


Ply Gem Holdings, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    72941W100
Record Date    03/19/2015    Meeting Type    Annual    Ticker    PGEM

 

Primary CUSIP 72941W100    Primary ISIN US72941W1009    Primary SEDOL B99KCV8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey T. Barber   Mgmt   Yes   For   For
1.2   Elect Director Timothy T. Hall   Mgmt   Yes   For   Withhold
1.3   Elect Director Steven M. Lefkowitz   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Eliminate Chairman’s Right to Call Special Meetings   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

The Middleby Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    596278101
Record Date    03/20/2015    Meeting Type    Annual    Ticker    MIDD

 

Primary CUSIP 596278101    Primary ISIN US5962781010    Primary SEDOL 2590930

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Selim A. Bassoul   Mgmt   Yes   For   For
1.2   Elect Director Sarah Palisi Chapin   Mgmt   Yes   For   For
1.3   Elect Director Robert B. Lamb   Mgmt   Yes   For   For
1.4   Elect Director John R. Miller, III   Mgmt   Yes   For   For
1.5   Elect Director Gordon O’Brien   Mgmt   Yes   For   For
1.6   Elect Director Philip G. Putnam   Mgmt   Yes   For   For
1.7   Elect Director Sabin C. Streeter   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Affymetrix, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    00826T108
Record Date    03/23/2015    Meeting Type    Annual    Ticker    AFFX

 

Primary CUSIP 00826T108    Primary ISIN US00826T1088    Primary SEDOL 2034988

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jami Dover Nachtsheim   Mgmt   Yes   For   For
1b   Elect Director Frank Witney   Mgmt   Yes   For   For
1c   Elect Director Nelson C. Chan   Mgmt   Yes   For   For
1d   Elect Director Gary S. Guthart   Mgmt   Yes   For   For
1e   Elect Director Merilee Raines   Mgmt   Yes   For   For
1f   Elect Director Robert H. Trice   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Align Technology, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    016255101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    ALGN

 

Primary CUSIP 016255101    Primary ISIN US0162551016    Primary SEDOL 2679204

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joseph Lacob   Mgmt   Yes   For   For
1.2   Elect Director C. Raymond Larkin, Jr.   Mgmt   Yes   For   For
1.3   Elect Director George J. Morrow   Mgmt   Yes   For   For
1.4   Elect Director David C. Nagel   Mgmt   Yes   For   For
1.5   Elect Director Thomas M. Prescott   Mgmt   Yes   For   For
1.6   Elect Director Andrea L. Saia   Mgmt   Yes   For   For
1.7   Elect Director Greg J. Santora   Mgmt   Yes   For   For
1.8   Elect Director Warren S. Thaler   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    026874784
Record Date    03/18/2015    Meeting Type    Annual    Ticker    AIG

 

Primary CUSIP 026874784    Primary ISIN US0268747849    Primary SEDOL 2027342

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director W. Don Cornwell   Mgmt   Yes   For   For
1b   Elect Director Peter R. Fisher   Mgmt   Yes   For   For
1c   Elect Director John H. Fitzpatrick   Mgmt   Yes   For   For
1d   Elect Director Peter D. Hancock   Mgmt   Yes   For   For
1e   Elect Director William G. Jurgensen   Mgmt   Yes   For   For
1f   Elect Director Christopher S. Lynch   Mgmt   Yes   For   For
1g   Elect Director George L. Miles, Jr.   Mgmt   Yes   For   For
1h   Elect Director Henry S. Miller   Mgmt   Yes   For   For
1i   Elect Director Robert S. Miller   Mgmt   Yes   For   For
1j   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1k   Elect Director Ronald A. Rittenmeyer   Mgmt   Yes   For   For
1l   Elect Director Douglas M. Steenland   Mgmt   Yes   For   For
1m   Elect Director Theresa M. Stone   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


BMW Group Bayerische Motoren Werke AG

 

Meeting Date    05/13/2015    Country    Germany    Primary Security ID    D12096109
Record Date    04/21/2015    Meeting Type    Annual    Ticker    BMW

 

Primary CUSIP D12096109    Primary ISIN DE0005190003    Primary SEDOL 5756029

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.92 per Preffered Share and 2.90 per Ordinary Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6.1   Elect Henning Kagermann to the Supervisory Board   Mgmt   Yes   For   For
6.2   Elect Simone Menne to the Supervisory Board   Mgmt   Yes   For   For
6.3   Elect Norbert Reithofer to the Supervisory Board   Mgmt   Yes   For   For
7   Amend Articles Re: Board-Related   Mgmt   Yes   For   For

BNP Paribas SA

 

Meeting Date    05/13/2015    Country    France    Primary Security ID    F1058Q238
Record Date    05/08/2015    Meeting Type    Annual/Special    Ticker    BNP

 

Primary CUSIP F1058Q238    Primary ISIN FR0000131104    Primary SEDOL 7309681

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Treatment of Losses and Dividends of EUR 1.50 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
6   Reelect Pierre Andre de Chalendar as Director   Mgmt   Yes   For   For
7   Reelect Denis Kessler as Director   Mgmt   Yes   For   Against
8   Reelect Laurence Parisot as Director   Mgmt   Yes   For   Against
9   Ratify Appointment of Jean Lemierre as Director   Mgmt   Yes   For   For
10   Advisory Vote on Compensation of Jean Lemierre, Chairman since Dec. 1, 2014   Mgmt   Yes   For   For
11   Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO   Mgmt   Yes   For   For
12   Advisory Vote on Compensation of Philippe Bordenave, Vice-CEO   Mgmt   Yes   For   For
13   Advisory Vote on Compensation of Francois Villeroy de Galhau, Vice-CEO   Mgmt   Yes   For   For
14   Advisory Vote on Compensation of Baudouin Prot, Chairman until Dec. 1, 2014   Mgmt   Yes   For   For


15   Advisory Vote on Compensation of Georges Chodron de Courcel, Vice-CEO until June 30, 2014   Mgmt   Yes   For   Against
16   Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers   Mgmt   Yes   For   For
17   Fix Maximum Variable Compensation Ratio for Executives and Risk Takers   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
18   Amend Article 18 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
19   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
20   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

E. I. du Pont de Nemours and Company

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    263534109
Record Date    03/17/2015    Meeting Type    Proxy Contest    Ticker    DD

 

Primary CUSIP 263534109    Primary ISIN US2635341090    Primary SEDOL 2018175

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (White Card)   Mgmt   No    
1.1   Elect Director Lamberto Andreotti   Mgmt   Yes   For   Do Not Vote
1.2   Elect Director Edward D. Breen   Mgmt   Yes   For   Do Not Vote
1.3   Elect Director Robert A. Brown   Mgmt   Yes   For   Do Not Vote
1.4   Elect Director Alexander M. Cutler   Mgmt   Yes   For   Do Not Vote
1.5   Elect Director Eleuthere I. du Pont   Mgmt   Yes   For   Do Not Vote
1.6   Elect Director James L. Gallogly   Mgmt   Yes   For   Do Not Vote
1.7   Elect Director Marillyn A. Hewson   Mgmt   Yes   For   Do Not Vote
1.8   Elect Director Lois D. Juliber   Mgmt   Yes   For   Do Not Vote
1.9   Elect Director Ellen J. Kullman   Mgmt   Yes   For   Do Not Vote
1.10   Elect Director Ulf M. Schneider   Mgmt   Yes   For   Do Not Vote
1.11   Elect Director Lee M. Thomas   Mgmt   Yes   For   Do Not Vote
1.12   Elect Director Patrick J. Ward   Mgmt   Yes   For   Do Not Vote
2   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Do Not Vote
4   Report on Lobbying Payments and Policy   SH   Yes   Against   Do Not Vote
5   Report on Herbicide Use on GMO Crops   SH   Yes   Against   Do Not Vote
6   Establish Committee on Plant Closures   SH   Yes   Against   Do Not Vote
7   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After August 12, 2013   SH   Yes   Against   Do Not Vote
  Dissident Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Nelson Peltz   SH   Yes   For   For
1.2   Elect Director John H. Myers   SH   Yes   For   For


1.3   Elect Director Arthur B. Winkleblack   SH   Yes   For   Withhold
1.4   Elect Director Robert J. Zatta   SH   Yes   For   Withhold
1.5   Management Nominee—Lamberto Andreotti   SH   Yes   For   For
1.6   Management Nominee—Edward D. Breen   SH   Yes   For   For
1.7   Management Nominee—Eleuthere I. du Pont   SH   Yes   For   For
1.8   Management Nominee—James L. Gallogly   SH   Yes   For   For
1.9   Management Nominee—Marillyn A. Hewson   SH   Yes   For   For
1.10   Management Nominee—Ellen J. Kullman   SH   Yes   For   For
1.11   Management Nominee—Ulf M. Schneider   SH   Yes   For   For
1.12   Management Nominee—Patrick J. Ward   SH   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   None   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   None   For
4   Report on Lobbying Payments and Policy   SH   Yes   None   For
5   Report on Herbicide Use on GMO Crops   SH   Yes   None   Against
6   Establish Committee on Plant Closures   SH   Yes   None   Against
7   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After August 12, 2013   SH   Yes   For   For

Eni S.p.A.

 

Meeting Date    05/13/2015    Country    Italy    Primary Security ID    T3643A145
Record Date    05/04/2015    Meeting Type    Annual    Ticker    ENI

 

Primary CUSIP T3643A145    Primary ISIN IT0003132476    Primary SEDOL 7145056

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Allocation of Income   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For

EPR Properties

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    26884U109
Record Date    03/11/2015    Meeting Type    Annual    Ticker    EPR

 

Primary CUSIP 26884U109    Primary ISIN US26884U1097    Primary SEDOL B8XXZP1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jack A. Newman, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Thomas M. Bloch   Mgmt   Yes   For   For
1.3   Elect Director Gregory K. Silvers   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


Highwoods Properties, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    431284108
Record Date    03/02/2015    Meeting Type    Annual    Ticker    HIW

 

Primary CUSIP 431284108    Primary ISIN US4312841087    Primary SEDOL 2420640

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Charles A. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Gene H. Anderson   Mgmt   Yes   For   For
1.3   Elect Director Carlos E. Evans   Mgmt   Yes   For   For
1.4   Elect Director Edward J. Fritsch   Mgmt   Yes   For   For
1.5   Elect Director David J. Hartzell   Mgmt   Yes   For   For
1.6   Elect Director Sherry A. Kellett   Mgmt   Yes   For   For
1.7   Elect Director O. Temple Sloan, Jr.   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For

Indivior PLC

 

Meeting Date    05/13/2015    Country    United Kingdom    Primary Security ID    G4766E108
Record Date    05/11/2015    Meeting Type    Annual    Ticker    INDV

 

Primary CUSIP N/A    Primary ISIN GB00BRS65X63    Primary SEDOL BRS65X6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   Against
4   Elect Howard Pien as Director   Mgmt   Yes   For   For
5   Elect Shaun Thaxter as Director   Mgmt   Yes   For   For
6   Elect Cary Claiborne as Director   Mgmt   Yes   For   For
7   Elect Rupert Bondy as Director   Mgmt   Yes   For   For
8   Elect Dr Yvonne Greenstreet as Director   Mgmt   Yes   For   For
9   Elect Adrian Hennah as Director   Mgmt   Yes   For   Against
10   Elect Dr Thomas McLellan as Director   Mgmt   Yes   For   For
11   Elect Lorna Parker as Director   Mgmt   Yes   For   For
12   Elect Daniel Phelan as Director   Mgmt   Yes   For   For
13   Elect Christian Schade as Director   Mgmt   Yes   For   For
14   Elect Daniel Tasse as Director   Mgmt   Yes   For   For
15   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For


18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Radian Group Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    750236101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    RDN

 

Primary CUSIP 750236101    Primary ISIN US7502361014    Primary SEDOL 2173911

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Herbert Wender   Mgmt   Yes   For   For
1b   Elect Director David C. Carney   Mgmt   Yes   For   For
1c   Elect Director Howard B. Culang   Mgmt   Yes   For   For
1d   Elect Director Lisa W. Hess   Mgmt   Yes   For   For
1e   Elect Director Stephen T. Hopkins   Mgmt   Yes   For   For

 

1f   Elect Director Sanford A. Ibrahim   Mgmt   Yes   For   For
1g   Elect Director Brian D. Montgomery   Mgmt   Yes   For   For
1h   Elect Director Gaetano Muzio   Mgmt   Yes   For   For
1i   Elect Director Gregory V. Serio   Mgmt   Yes   For   For
1j   Elect Director Noel J. Spiegel   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Tenneco Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    880349105
Record Date    03/16/2015    Meeting Type    Annual    Ticker    TEN

 

Primary CUSIP 880349105    Primary ISIN US8803491054    Primary SEDOL 2512600

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Thomas C. Freyman   Mgmt   Yes   For   For
1b   Elect Director Dennis J. Letham   Mgmt   Yes   For   For
1c   Elect Director James S. Metcalf   Mgmt   Yes   For   For
1d   Elect Director Roger B. Porter   Mgmt   Yes   For   For
1e   Elect Director David B. Price, Jr.   Mgmt   Yes   For   For
1f   Elect Director Gregg M. Sherrill   Mgmt   Yes   For   For
1g   Elect Director Paul T. Stecko   Mgmt   Yes   For   For
1h   Elect Director Jane L. Warner   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


The Charles Schwab Corporation

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    808513105
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SCHW

 

Primary CUSIP 808513105    Primary ISIN US8085131055    Primary SEDOL 2779397

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Nancy H. Bechtle   Mgmt   Yes   For   For
1b   Elect Director Walter W. Bettinger, II   Mgmt   Yes   For   For
1c   Elect Director C. Preston Butcher   Mgmt   Yes   For   For
1d   Elect Director Christopher V. Dodds   Mgmt   Yes   For   For
1e   Elect Director Mark A. Goldfarb   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Report on Political Contributions   SH   Yes   Against   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Prepare Employment Diversity Report   SH   Yes   Against   For
8   Pro-Rata Vesting of Equity Awards   SH   Yes   Against   Against
9   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

USG Corporation

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    903293405
Record Date    03/16/2015    Meeting Type    Annual    Ticker    USG

 

Primary CUSIP 903293405    Primary ISIN US9032934054    Primary SEDOL 2910602

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jose Armario   Mgmt   Yes   For   For
1.2   Elect Director Gretchen R. Haggerty   Mgmt   Yes   For   For
1.3   Elect Director William H. Hernandez   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Watts Water Technologies, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    942749102
Record Date    03/20/2015    Meeting Type    Annual    Ticker    WTS

 

Primary CUSIP 942749102    Primary ISIN US9427491025    Primary SEDOL 2943620

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert L. Ayers   Mgmt   Yes   For   For
1.2   Elect Director Bernard Baert   Mgmt   Yes   For   For
1.3   Elect Director Richard J. Cathcart   Mgmt   Yes   For   For


1.4   Elect Director W. Craig Kissel   Mgmt   Yes   For   For
1.5   Elect Director John K. McGillicuddy   Mgmt   Yes   For   For
1.6   Elect Director Joseph T. Noonan   Mgmt   Yes   For   For
1.7   Elect Director Robert J. Pagano, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Merilee Raines   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Amgen Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    031162100
Record Date    03/16/2015    Meeting Type    Annual    Ticker    AMGN

 

Primary CUSIP 031162100    Primary ISIN US0311621009    Primary SEDOL 2023607

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Baltimore   Mgmt   Yes   For   Against
1.2   Elect Director Frank J. Biondi, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Robert A. Bradway   Mgmt   Yes   For   For
1.4   Elect Director Francois de Carbonnel   Mgmt   Yes   For   Against
1.5   Elect Director Vance D. Coffman   Mgmt   Yes   For   Against
1.6   Elect Director Robert A. Eckert   Mgmt   Yes   For   For
1.7   Elect Director Greg C. Garland   Mgmt   Yes   For   Against
1.8   Elect Director Rebecca M. Henderson   Mgmt   Yes   For   Against
1.9   Elect Director Frank C. Herringer   Mgmt   Yes   For   Against
1.10   Elect Director Tyler Jacks   Mgmt   Yes   For   Against
1.11   Elect Director Judith C. Pelham   Mgmt   Yes   For   For
1.12   Elect Director Ronald D. Sugar   Mgmt   Yes   For   Against
1.13   Elect Director R. Sanders Williams   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

ARRIS Group, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    04270V106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    ARRS

 

Primary CUSIP 04270V106    Primary ISIN US04270V1061    Primary SEDOL B9SMM04

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alex B. Best   Mgmt   Yes   For   For
1.2   Elect Director Harry L. Bosco   Mgmt   Yes   For   For
1.3   Elect Director J. Timothy Bryan   Mgmt   Yes   For   For
1.4   Elect Director James A. Chiddix   Mgmt   Yes   For   For
1.5   Elect Director Andrew T. Heller   Mgmt   Yes   For   For


1.6   Elect Director Jeong H. Kim   Mgmt   Yes   For   For
1.7   Elect Director Robert J. Stanzione   Mgmt   Yes   For   For
1.8   Elect Director Doreen A. Toben   Mgmt   Yes   For   For
1.9   Elect Director Debora J. Wilson   Mgmt   Yes   For   For
1.10   Elect Director David A. Woodle   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Computer Programs and Systems, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    205306103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    CPSI

 

Primary CUSIP 205306103    Primary ISIN US2053061030    Primary SEDOL 2872122

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John C. Johnson   Mgmt   Yes   For   For
1.2   Elect Director W. Austin Mulherin, III   Mgmt   Yes   For   For
1.3   Elect Director William R. Seifert, II   Mgmt   Yes   For   For
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Credit Acceptance Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    225310101
Record Date    03/19/2015    Meeting Type    Annual    Ticker    CACC

 

Primary CUSIP 225310101    Primary ISIN US2253101016    Primary SEDOL 2232050

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Donald A. Foss   Mgmt   Yes   For   For
1.2   Elect Director Glenda J. Flanagan   Mgmt   Yes   For   For
1.3   Elect Director Brett A. Roberts   Mgmt   Yes   For   For
1.4   Elect Director Thomas N. Tryforos   Mgmt   Yes   For   For
1.5   Elect Director Scott J. Vassalluzzo   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Ford Motor Company

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    345370860
Record Date    03/17/2015    Meeting Type    Annual    Ticker    F

 

Primary CUSIP 345370860    Primary ISIN US3453708600    Primary SEDOL 2615468

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Stephen G. Butler   Mgmt   Yes   For   For
2   Elect Director Kimberly A. Casiano   Mgmt   Yes   For   For


3   Elect Director Anthony F. Earley, Jr.   Mgmt   Yes   For   For
4   Elect Director Mark Fields   Mgmt   Yes   For   For
5   Elect Director Edsel B. Ford II   Mgmt   Yes   For   For
6   Elect Director William Clay Ford, Jr.   Mgmt   Yes   For   For
7   Elect Director James P. Hackett   Mgmt   Yes   For   For
8   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
9   Elect Director William W. Helman Iv   Mgmt   Yes   For   For
10   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
11   Elect Director William E. Kennard   Mgmt   Yes   For   For
12   Elect Director John C. Lechleiter   Mgmt   Yes   For   For
13   Elect Director Ellen R. Marram   Mgmt   Yes   For   For
14   Elect Director Gerald L. Shaheen   Mgmt   Yes   For   For
15   Elect Director John L. Thornton   Mgmt   Yes   For   For
16   Ratify PricewaterhouseCoopers LLPas Auditors   Mgmt   Yes   For   For
17   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
18   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
19   Amend Bylaws to Call Special Meetings   SH   Yes   Against   For

KapStone Paper and Packaging Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    48562P103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    KS

 

Primary CUSIP 48562P103    Primary ISIN US48562P1030    Primary SEDOL B0L2NP0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jonathan R. Furer   Mgmt   Yes   For   For
1.2   Elect Director Matthew H. Paull   Mgmt   Yes   For   For
1.3   Elect Director Maurice S. Reznik   Mgmt   Yes   For   For
1.4   Elect Director Roger W. Stone   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Kohl’s Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    500255104
Record Date    03/11/2015    Meeting Type    Annual    Ticker    KSS

 

Primary CUSIP 500255104    Primary ISIN US5002551043    Primary SEDOL 2496113

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Peter Boneparth   Mgmt   Yes   For   For
1b   Elect Director Steven A. Burd   Mgmt   Yes   For   For
1c   Elect Director Dale E. Jones   Mgmt   Yes   For   For
1d   Elect Director Kevin Mansell   Mgmt   Yes   For   For


1e   Elect Director John E. Schlifske   Mgmt   Yes   For   For
1f   Elect Director Frank V. Sica   Mgmt   Yes   For   For
1g   Elect Director Stephanie A. Streeter   Mgmt   Yes   For   For
1h   Elect Director Nina G. Vaca   Mgmt   Yes   For   For
1i   Elect Director Stephen E. Watson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Clawback of Incentive Payments   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   For

Lloyds Banking Group plc

 

Meeting Date    05/14/2015    Country    United Kingdom    Primary Security ID    G5533W248
Record Date    05/12/2015    Meeting Type    Annual    Ticker    LLOY

 

Primary CUSIP G5542W106    Primary ISIN GB0008706128    Primary SEDOL 0870612

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Elect Alan Dickinson as Director   Mgmt   Yes   For   For
3   Elect Simon Henry as Director   Mgmt   Yes   For   For
4   Elect Nick Prettejohn as Director   Mgmt   Yes   For   For
5   Re-elect Lord Blackwell as Director   Mgmt   Yes   For   For
6   Re-elect Juan Colombas as Director   Mgmt   Yes   For   For
7   Re-elect George Culmer as Director   Mgmt   Yes   For   For
8   Re-elect Carolyn Fairbairn as Director   Mgmt   Yes   For   For
9   Re-elect Anita Frew as Director   Mgmt   Yes   For   For
10   Re-elect Antonio Horta-Osorio as Director   Mgmt   Yes   For   For
11   Re-elect Dyfrig John as Director   Mgmt   Yes   For   For
12   Re-elect Nick Luff as Director   Mgmt   Yes   For   For
13   Re-elect Anthony Watson as Director   Mgmt   Yes   For   For
14   Re-elect Sara Weller as Director   Mgmt   Yes   For   For
15   Approve Dividend   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Approve Remuneration Report   Mgmt   Yes   For   For
19   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For


23   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   Yes   For   For
24   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
25   Authorise Market Purchase of Preference Shares   Mgmt   Yes   For   For
26   Amend Articles of Association Re: Limited Voting Shares   Mgmt   Yes   For   For
27   Amend Articles of Association Re: Deferred Shares   Mgmt   Yes   For   For
28   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

PolyOne Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    73179P106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    POL

 

Primary CUSIP 73179P106    Primary ISIN US73179P1066    Primary SEDOL 2624561

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard H. Fearon   Mgmt   Yes   For   For
1.2   Elect Director Gregory J. Goff   Mgmt   Yes   For   For
1.3   Elect Director Sandra B. Lin   Mgmt   Yes   For   For
1.4   Elect Director Richard A. Lorraine   Mgmt   Yes   For   For
1.5   Elect Director Stephen D. Newlin   Mgmt   Yes   For   For
1.6   Elect Director Robert M. Patterson   Mgmt   Yes   For   For
1.7   Elect Director William H. Powell   Mgmt   Yes   For   For
1.8   Elect Director Kerry J. Preete   Mgmt   Yes   For   For
1.9   Elect Director Farah M. Walters   Mgmt   Yes   For   For
1.10   Elect Director William A. Wulfsohn   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Prudential plc

 

Meeting Date    05/14/2015    Country    United Kingdom    Primary Security ID    G72899100
Record Date    05/12/2015    Meeting Type    Annual    Ticker    PRU

 

Primary CUSIP G72899100    Primary ISIN GB0007099541    Primary SEDOL 0709954

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Re-elect Pierre-Olivier Bouee as Director   Mgmt   Yes   For   For
5   Re-elect Sir Howard Davies as Director   Mgmt   Yes   For   For
6   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For


7   Re-elect Jacqueline Hunt as Director   Mgmt   Yes   For   For
8   Re-elect Alexander Johnston as Director   Mgmt   Yes   For   For
9   Re-elect Paul Manduca as Director   Mgmt   Yes   For   For
10   Re-elect Michael McLintock as Director   Mgmt   Yes   For   For
11   Re-elect Kaikhushru Nargolwala as Director   Mgmt   Yes   For   For
12   Re-elect Nicolaos Nicandrou as Director   Mgmt   Yes   For   For
13   Re-elect Anthony Nightingale as Director   Mgmt   Yes   For   For
14   Re-elect Philip Remnant as Director   Mgmt   Yes   For   For
15   Re-elect Alice Schroeder as Director   Mgmt   Yes   For   For
16   Re-elect Barry Stowe as Director   Mgmt   Yes   For   For
17   Re-elect Tidjane Thiam as Director   Mgmt   Yes   For   For
18   Re-elect Michael Wells as Director   Mgmt   Yes   For   For
19   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares   Mgmt   Yes   For   For
24   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
26   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Simon Property Group, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    828806109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SPG

 

Primary CUSIP 828806109    Primary ISIN US8288061091    Primary SEDOL 2812452

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Melvyn E. Bergstein   Mgmt   Yes   For   For
1b   Elect Director Larry C. Glasscock   Mgmt   Yes   For   For
1c   Elect Director Karen N. Horn   Mgmt   Yes   For   For
1d   Elect Director Allan Hubbard   Mgmt   Yes   For   For
1e   Elect Director Reuben S. Leibowitz   Mgmt   Yes   For   For
1f   Elect Director Daniel C. Smith   Mgmt   Yes   For   For
1g   Elect Director J. Albert Smith, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against


The Dow Chemical Company

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    260543103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    DOW

 

Primary CUSIP 260543103    Primary ISIN US2605431038    Primary SEDOL 2278719

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ajay Banga   Mgmt   Yes   For   For
1b   Elect Director Jacqueline K. Barton   Mgmt   Yes   For   For
1c   Elect Director James A. Bell   Mgmt   Yes   For   Against
1d   Elect Director Richard K. Davis   Mgmt   Yes   For   For
1e   Elect Director Jeff M. Fettig   Mgmt   Yes   For   Against
1f   Elect Director Andrew N. Liveris   Mgmt   Yes   For   For
1g   Elect Director Mark Loughridge   Mgmt   Yes   For   For
1h   Elect Director Raymond J. Milchovich   Mgmt   Yes   For   For
1i   Elect Director Robert S. Miller   Mgmt   Yes   For   For
1j   Elect Director Paul Polman   Mgmt   Yes   For   For
1k   Elect Director Dennis H. Reilley   Mgmt   Yes   For   Against
1l   Elect Director James M. Ringler   Mgmt   Yes   For   For
1m   Elect Director Ruth G. Shaw   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against

TTM Technologies, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    87305R109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    TTMI

 

Primary CUSIP 87305R109    Primary ISIN US87305R1095    Primary SEDOL 2635659

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald W. Iverson   Mgmt   Yes   For   For
1.2   Elect Director Robert E. Klatell   Mgmt   Yes   For   For
1.3   Elect Director John G. Mayer   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Union Pacific Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    907818108
Record Date    03/13/2015    Meeting Type    Annual    Ticker    UNP

 

Primary CUSIP 907818108    Primary ISIN US9078181081    Primary SEDOL 2914734

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Andrew H. Card, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Erroll B. Davis, Jr.   Mgmt   Yes   For   For


1.3   Elect Director David B. Dillon   Mgmt   Yes   For   For
1.4   Elect Director Lance M. Fritz   Mgmt   Yes   For   For
1.5   Elect Director Judith Richards Hope   Mgmt   Yes   For   For
1.6   Elect Director John J. Koraleski   Mgmt   Yes   For   For
1.7   Elect Director Charles C. Krulak   Mgmt   Yes   For   For
1.8   Elect Director Michael R. McCarthy   Mgmt   Yes   For   For
1.9   Elect Director Michael W. McConnell   Mgmt   Yes   For   For
1.10   Elect Director Thomas F. McLarty, III   Mgmt   Yes   For   For
1.11   Elect Director Steven R. Rogel   Mgmt   Yes   For   For
1.12   Elect Director Jose H. Villarreal   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Stock Retention/Holding Period   SH   Yes   Against   For
5   Require Independent Board Chairman   SH   Yes   Against   For

Forum Energy Technologies, Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    34984V100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    FET

 

Primary CUSIP 34984V100    Primary ISIN US34984V1008    Primary SEDOL B4K4F48

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael McShane   Mgmt   Yes   For   For
1.2   Elect Director Terence M. O ‘ Toole   Mgmt   Yes   For   For
1.3   Elect Director Louis A. Raspino   Mgmt   Yes   For   For
1.4   Elect Director John Schmitz   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Macy’s, Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    55616P104
Record Date    03/20/2015    Meeting Type    Annual    Ticker    M

 

Primary CUSIP 55616P104    Primary ISIN US55616P1049    Primary SEDOL 2345022

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For
1b   Elect Director John A. Bryant   Mgmt   Yes   For   For
1c   Elect Director Deirdre P. Connelly   Mgmt   Yes   For   For
1d   Elect Director Meyer Feldberg   Mgmt   Yes   For   For
1e   Elect Director Leslie D. Hale   Mgmt   Yes   For   For
1f   Elect Director Sara Levinson   Mgmt   Yes   For   For
1g   Elect Director Terry J. Lundgren   Mgmt   Yes   For   For


1h   Elect Director Joseph Neubauer   Mgmt   Yes   For   For
1i   Elect Director Joyce M. Roche   Mgmt   Yes   For   For
1j   Elect Director Paul C. Varga   Mgmt   Yes   For   For
1k   Elect Director Craig E. Weatherup   Mgmt   Yes   For   For
1l   Elect Director Marna C. Whittington   Mgmt   Yes   For   For
1m   Elect Director Annie Young-Scrivner   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Rosetta Resources Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    777779307
Record Date    03/19/2015    Meeting Type    Annual    Ticker    ROSE

 

Primary CUSIP 777779307    Primary ISIN US7777793073    Primary SEDOL B0YV6N3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James E. Craddock   Mgmt   Yes   For   For
1.2   Elect Director Matthew D. Fitzgerald   Mgmt   Yes   For   For
1.3   Elect Director Philip L. Frederickson   Mgmt   Yes   For   For
1.4   Elect Director Carin S. Knickel   Mgmt   Yes   For   For
1.5   Elect Director Holli C. Ladhani   Mgmt   Yes   For   For
1.6   Elect Director Donald D. Patteson, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Jerry R. Schuyler   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

WEX Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    96208T104
Record Date    03/17/2015    Meeting Type    Annual    Ticker    WEX

 

Primary CUSIP 96208T104    Primary ISIN US96208T1043    Primary SEDOL B8383P2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director George L. McTavish   Mgmt   Yes   For   For
1.2   Elect Director Regina O. Sommer   Mgmt   Yes   For   For
1.3   Elect Director Jack VanWoerkom   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For


Bank of the Ozarks, Inc.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    063904106
Record Date    03/13/2015    Meeting Type    Annual    Ticker    OZRK

 

Primary CUSIP 063904106    Primary ISIN US0639041062    Primary SEDOL 2085856

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director George Gleason   Mgmt   Yes   For   For
1.2   Elect Director Dan Thomas   Mgmt   Yes   For   For
1.3   Elect Director Nicholas Brown   Mgmt   Yes   For   For
1.4   Elect Director Richard Cisne   Mgmt   Yes   For   For
1.5   Elect Director Robert East   Mgmt   Yes   For   For
1.6   Elect Director Catherine B. Freedberg   Mgmt   Yes   For   For
1.7   Elect Director Linda Gleason   Mgmt   Yes   For   For
1.8   Elect Director Peter Kenny   Mgmt   Yes   For   For
1.9   Elect Director William Koefoed, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Henry Mariani   Mgmt   Yes   For   For
1.11   Elect Director Robert Proost   Mgmt   Yes   For   For
1.12   Elect Director R. L. Qualls   Mgmt   Yes   For   For
1.13   Elect Director John Reynolds   Mgmt   Yes   For   For
1.14   Elect Director Tyler Vance   Mgmt   Yes   For   For
1.15   Elect Director Sherece West-Scantlebury   Mgmt   Yes   For   For
1.16   Elect Director Ross Whipple   Mgmt   Yes   For   For
2   Amend Stock Option Plan   Mgmt   Yes   For   For
3   Approve Non-Employee Director Restricted Stock Plan   Mgmt   Yes   For   For
4   Ratify Crowe Horwath LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
6   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year

PacWest Bancorp

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    695263103
Record Date    03/23/2015    Meeting Type    Annual    Ticker    PACW

 

Primary CUSIP 695263103    Primary ISIN US6952631033    Primary SEDOL 2619772

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Craig A. Carlson   Mgmt   Yes   For   For
1.2   Elect Director John M. Eggemeyer   Mgmt   Yes   For   For
1.3   Elect Director Barry C. Fitzpatrick   Mgmt   Yes   For   Withhold
1.4   Elect Director Andrew B. Fremder   Mgmt   Yes   For   For
1.5   Elect Director C. William Hosler   Mgmt   Yes   For   Withhold
1.6   Elect Director Susan E. Lester   Mgmt   Yes   For   For


1.7   Elect Director Douglas H. (Tad) Lowrey   Mgmt   Yes   For   For
1.8   Elect Director Timothy B. Matz   Mgmt   Yes   For   Withhold
1.9   Elect Director Roger H. Molvar   Mgmt   Yes   For   Withhold
1.10   Elect Director James J. Pieczynski   Mgmt   Yes   For   For
1.11   Elect Director Daniel B. Platt   Mgmt   Yes   For   For
1.12   Elect Director Robert A. Stine   Mgmt   Yes   For   Withhold
1.13   Elect Director Matthew P. Wagner   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Tax Asset Protection Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
5   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
6   Adjourn Meeting   Mgmt   Yes   For   Against
7   Other Business   Mgmt   Yes   For   Against

Targa Resources Corp.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    87612G101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    TRGP

 

Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joe Bob Perkins   Mgmt   Yes   For   For
1.2   Elect Director Ershel C. Redd, Jr.   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For

The Ultimate Software Group, Inc.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    90385D107
Record Date    03/24/2015    Meeting Type    Annual    Ticker    ULTI

 

Primary CUSIP 90385D107    Primary ISIN US90385D1072    Primary SEDOL 2249964

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Marc D. Scherr   Mgmt   Yes   For   For
1b   Elect Director Rick A. Wilber   Mgmt   Yes   For   Against
1c   Elect Director James A. FitzPatrick, Jr.   Mgmt   Yes   For   Against
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against


Axiall Corporation

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    05463D100
Record Date    04/06/2015    Meeting Type    Annual    Ticker    AXLL

 

Primary CUSIP 05463D100    Primary ISIN US05463D1000    Primary SEDOL B9F5TH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul D. Carrico   Mgmt   Yes   For   For
1.2   Elect Director T. Kevin DeNicola   Mgmt   Yes   For   For
1.3   Elect Director Patrick J. Fleming   Mgmt   Yes   For   For
1.4   Elect Director Robert M. Gervis   Mgmt   Yes   For   For
1.5   Elect Director Victoria F. Haynes   Mgmt   Yes   For   For
1.6   Elect Director Michael H. McGarry   Mgmt   Yes   For   For
1.7   Elect Director William L. Mansfield   Mgmt   Yes   For   For
1.8   Elect Director Mark L. Noetzel   Mgmt   Yes   For   For
1.9   Elect Director Robert Ripp   Mgmt   Yes   For   For
1.10   Elect Director David N. Weinstein   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP Auditors   Mgmt   Yes   For   For

Columbia Sportswear Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    198516106
Record Date    03/25/2015    Meeting Type    Annual    Ticker    COLM

 

Primary CUSIP 198516106    Primary ISIN US1985161066    Primary SEDOL 2229126

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gertrude Boyle   Mgmt   Yes   For   For
1.2   Elect Director Timothy P. Boyle   Mgmt   Yes   For   For
1.3   Elect Director Sarah A. Bany   Mgmt   Yes   For   For
1.4   Elect Director Murrey R. Albers   Mgmt   Yes   For   For
1.5   Elect Director Stephen E. Babson   Mgmt   Yes   For   For
1.6   Elect Director Andy D. Bryant   Mgmt   Yes   For   For
1.7   Elect Director Edward S. George   Mgmt   Yes   For   For
1.8   Elect Director Walter T. Klenz   Mgmt   Yes   For   For
1.9   Elect Director Ronald E. Nelson   Mgmt   Yes   For   For
1.10   Elect Director John W. Stanton   Mgmt   Yes   For   For
1.11   Elect Director Malia H. Wasson   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Financial Engines, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    317485100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    FNGN

 

Primary CUSIP 317485100    Primary ISIN US3174851002    Primary SEDOL B65V2X6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director E. Olena Berg-Lacy   Mgmt   Yes   For   For
1.2   Elect Director John B. Shoven   Mgmt   Yes   For   For
1.3   Elect Director David B. Yoffie   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Group 1 Automotive, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    398905109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    GPI

 

Primary CUSIP 398905109    Primary ISIN US3989051095    Primary SEDOL 2121352

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Doyle L. Arnold   Mgmt   Yes   For   For
1.2   Elect Director Earl J. Hesterberg   Mgmt   Yes   For   For
2   Declassify the Board of Directors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Houghton Mifflin Harcourt Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    44157R109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    HMHC

 

Primary CUSIP 44157R109    Primary ISIN US44157R1095    Primary SEDOL BGCBBK9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Sheru Chowdhry   Mgmt   Yes   For   For
1.2   Elect Director L. Gordon Crovitz   Mgmt   Yes   For   For
1.3   Elect Director Lawrence K. Fish   Mgmt   Yes   For   For
1.4   Elect Director Jill A. Greenthal   Mgmt   Yes   For   For
1.5   Elect Director John F. Killian   Mgmt   Yes   For   For
1.6   Elect Director John R. McKernan, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Jonathan F. Miller   Mgmt   Yes   For   For
1.8   Elect Director E. Rogers Novak, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Linda K. Zecher   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For


4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Approve Distribution Policy   SH   Yes   Against   Against
6   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

HSN, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    404303109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    HSNI

 

Primary CUSIP 404303109    Primary ISIN US4043031099    Primary SEDOL B3CLRB1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William Costello   Mgmt   Yes   For   For
1.2   Elect Director James M. Follo   Mgmt   Yes   For   For
1.3   Elect Director Mindy Grossman   Mgmt   Yes   For   For
1.4   Elect Director Stephanie Kugelman   Mgmt   Yes   For   For
1.5   Elect Director Arthur C. Martinez   Mgmt   Yes   For   For
1.6   Elect Director Thomas J. Mclnerney   Mgmt   Yes   For   For
1.7   Elect Director John B. (Jay) Morse, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Matthew E. Rubel   Mgmt   Yes   For   For
1.9   Elect Director Ann Sarnoff   Mgmt   Yes   For   For
1.10   Elect Director Courtnee Ulrich   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

JPMorgan Chase & Co.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    46625h100
Record Date    03/20/2015    Meeting Type    Annual    Ticker    JPM

 

Primary CUSIP 46625h100    Primary ISIN US46625H1005    Primary SEDOL 2190385

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Linda B. Bammann   Mgmt   Yes   For   For
1b   Elect Director James A. Bell   Mgmt   Yes   For   For
1c   Elect Director Crandall C. Bowles   Mgmt   Yes   For   For
1d   Elect Director Stephen B. Burke   Mgmt   Yes   For   Against
1e   Elect Director James S. Crown   Mgmt   Yes   For   For
1f   Elect Director James Dimon   Mgmt   Yes   For   For
1g   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1h   Elect Director Laban P. Jackson, Jr.   Mgmt   Yes   For   For
1i   Elect Director Michael A. Neal   Mgmt   Yes   For   For
1j   Elect Director Lee R. Raymond   Mgmt   Yes   For   Against
1k   Elect Director William C. Weldon   Mgmt   Yes   For   Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against


3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   Against
7   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For
8   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
9   Report on Certain Vesting Program   SH   Yes   Against   For
10   Disclosure of Recoupment Activity from Senior Officers   SH   Yes   Against   For

Kate Spade & Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    485865109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    KATE

 

Primary CUSIP 485865109    Primary ISIN US4858651098    Primary SEDOL BJWG213

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lawrence S. Benjamin   Mgmt   Yes   For   Against
1.2   Elect Director Raul J. Fernandez   Mgmt   Yes   For   Against
1.3   Elect Director Kenneth B. Gilman   Mgmt   Yes   For   Against
1.4   Elect Director Nancy J. Karch   Mgmt   Yes   For   For
1.5   Elect Director Kenneth P. Kopelman   Mgmt   Yes   For   For
1.6   Elect Director Craig A. Leavitt   Mgmt   Yes   For   For
1.7   Elect Director Deborah J. Lloyd   Mgmt   Yes   For   For
1.8   Elect Director Douglas Mack   Mgmt   Yes   For   For
1.9   Elect Director Jan Singer   Mgmt   Yes   For   Against
1.10   Elect Director Doreen A. Toben   Mgmt   Yes   For   Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
5   Amend Right to Call Special Meeting   Mgmt   Yes   For   For
6   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For

Raptor Pharmaceutical Corp.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    75382F106
Record Date    03/10/2015    Meeting Type    Annual    Ticker    RPTP

 

Primary CUSIP 75382F106    Primary ISIN US75382F1066    Primary SEDOL B1FRLT8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Raymond W. (Bill) Anderson   Mgmt   Yes   For   For
1.2   Elect Director Suzanne L. Bruhn   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Franklin   Mgmt   Yes   For   For
1.4   Elect Director Georges Gemayel   Mgmt   Yes   For   For


1.5   Elect Director Llew Keltner   Mgmt   Yes   For   For
1.6   Elect Director Gregg Lapointe   Mgmt   Yes   For   For
1.7   Elect Director Julie Anne Smith   Mgmt   Yes   For   For
1.8   Elect Director Christopher M. Starr   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

Springleaf Holdings, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    85172J101
Record Date    03/25/2015    Meeting Type    Annual    Ticker    LEAF

 

Primary CUSIP 85172J101    Primary ISIN US85172J1016    Primary SEDOL BFMXX79

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Douglas L. Jacobs   Mgmt   Yes   For   For
1.2   Elect Director Anahaita N. Kotval   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Statoil ASA

 

Meeting Date    05/19/2015    Country    Norway    Primary Security ID    R8413J103
Record Date       Meeting Type    Annual    Ticker    STL

 

Primary CUSIP R4446E112    Primary ISIN NO0010096985    Primary SEDOL 7133608

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Open Meeting   Mgmt   No    
2   Registration of Attending Shareholders and Proxies   Mgmt   No    
3   Elect Chairman of Meeting   Mgmt   Yes   For   For
4   Approve Notice of Meeting and Agenda   Mgmt   Yes   For   For
5   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
6   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.20 Per Share   Mgmt   Yes   For   For
  Shareholder Proposals   Mgmt   No    
7   Implement Strategic Resilience for 2035 and Beyond   SH   Yes   For   For
8   Assess Statoil’s Project Within the Portfolio For its Resilience Against IPCC’s AR5 Scenarios and Report to Shareholders   SH   Yes   Against   For
9   Implement New Strategy for a More Sustainable Development and Administration of the Company’s Resources and Business   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
10   Approve Company’s Corporate Governance Statement   Mgmt   Yes   For   For
11   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   Against
12   Approve Remuneration of Auditors   Mgmt   Yes   For   For


13   Elect Bjorn Haavik as Deputy Member of Nominating Committee   Mgmt   Yes   For   For
14   Approve Remuneration of Corporate Assembly   Mgmt   Yes   For   For
15   Approve Remuneration of Nominating Committee   Mgmt   Yes   For   For

 

16   Approve Distribution of Dividends   Mgmt   Yes   For   For
17   Approve Equity Plan Financing   Mgmt   Yes   For   Against
18   Authorize Share Repurchase Program and Cancellation of Repurchased Shares   Mgmt   Yes   For   For

Western Alliance Bancorporation

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    957638109
Record Date    04/01/2015    Meeting Type    Annual    Ticker    WAL

 

Primary CUSIP 957638109    Primary ISIN US9576381092    Primary SEDOL B0CCGJ4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Bruce Beach   Mgmt   Yes   For   For
1.2   Elect Director William S. Boyd   Mgmt   Yes   For   For
1.3   Elect Director Steven J. Hilton   Mgmt   Yes   For   For
1.4   Elect Director Marianne Boyd Johnson   Mgmt   Yes   For   For
1.5   Elect Director Kenneth A. Vecchione   Mgmt   Yes   For   For
2   Amend Articles to Declassify the Board, to Provide for the Annual Election of all Directors, and Removal of Directors Without Cause   Mgmt   Yes   For   For
3   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify McGladrey LLP as Auditors   Mgmt   Yes   For   For

American Tower Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    03027X100
Record Date    03/24/2015    Meeting Type    Annual    Ticker    AMT

 

Primary CUSIP 03027X100    Primary ISIN US03027X1000    Primary SEDOL B7FBFL2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Raymond P. Dolan   Mgmt   Yes   For   For
1b   Elect Director Carolyn F. Katz   Mgmt   Yes   For   For
1c   Elect Director Gustavo Lara Cantu   Mgmt   Yes   For   Against
1d   Elect Director Craig Macnab   Mgmt   Yes   For   For
1e   Elect Director JoAnn A. Reed   Mgmt   Yes   For   For
1f   Elect Director Pamela D.A. Reeve   Mgmt   Yes   For   Against
1g   Elect Director David E. Sharbutt   Mgmt   Yes   For   For
1h   Elect Director James D. Taiclet, Jr.   Mgmt   Yes   For   For
1i   Elect Director Samme L. Thompson   Mgmt   Yes   For   Against


2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

AmSurg Corp.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    03232P405
Record Date    04/02/2015    Meeting Type    Annual    Ticker    AMSG

 

Primary CUSIP 03232P405    Primary ISIN US03232P4054    Primary SEDOL 2781381

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas G. Cigarran   Mgmt   Yes   For   For
1.2   Elect Director John T. Gawaluck   Mgmt   Yes   For   For
1.3   Elect Director Cynthia S. Miller   Mgmt   Yes   For   For
1.4   Elect Director John W. Popp, Jr.   Mgmt   Yes   For   For
2   Amend Charter to Increase Authorized Capital Stock, Increase Authorized Common Stock and Remove the Designation of the Preferences, Limitations and Rights of the Series C Junior Participating Preferred Stock and Adopt Articles of Amendment   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

 

4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

AmTrust Financial Services, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    032359309
Record Date    03/25/2015    Meeting Type    Annual    Ticker    AFSI

 

Primary CUSIP 032359309    Primary ISIN US0323593097    Primary SEDOL B1H4YP4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Donald T. DeCarlo   Mgmt   Yes   For   Withhold
1.2   Elect Director Susan C. Fisch   Mgmt   Yes   For   For
1.3   Elect Director Abraham Gulkowitz   Mgmt   Yes   For   For
1.4   Elect Director George Karfunkel   Mgmt   Yes   For   For
1.5   Elect Director Michael Karfunkel   Mgmt   Yes   For   Withhold
1.6   Elect Director Jay J. Miller   Mgmt   Yes   For   Withhold
1.7   Elect Director Barry D. Zyskind   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   Against

Anworth Mortgage Asset Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    037347101
Record Date    03/12/2015    Meeting Type    Annual    Ticker    ANH

 

Primary CUSIP 037347101    Primary ISIN US0373471012    Primary SEDOL 2581901

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lloyd McAdams   Mgmt   Yes   For   For
1.2   Elect Director Lee A. Ault, III   Mgmt   Yes   For   For


1.3   Elect Director Joe E. Davis   Mgmt   Yes   For   For
1.4   Elect Director Robert C. Davis   Mgmt   Yes   For   For
1.5   Elect Director Mark S. Maron   Mgmt   Yes   For   For
1.6   Elect Director Joseph E. McAdams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify McGladrey LLP as Auditors   Mgmt   Yes   For   For

Graphic Packaging Holding Company

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    388689101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    GPK

 

Primary CUSIP 388689101    Primary ISIN US3886891015    Primary SEDOL B2Q8249

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul D. Carrico   Mgmt   Yes   For   For
1.2   Elect Director Philip R. Martens   Mgmt   Yes   For   For
1.3   Elect Director Lynn A. Wentworth   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

ION Geophysical Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    462044108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    IO

 

Primary CUSIP 462044108    Primary ISIN US4620441083    Primary SEDOL 2460293

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director R. Brian Hanson   Mgmt   Yes   For   For
1.2   Elect Director Hao Huimin   Mgmt   Yes   For   For
1.3   Elect Director James M. Lapeyre, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Magellan Health, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    559079207
Record Date    03/31/2015    Meeting Type    Annual    Ticker    MGLN

 

Primary CUSIP 559079207    Primary ISIN US5590792074    Primary SEDOL 2307787

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Eran Broshy   Mgmt   Yes   For   Withhold
1.2   Elect Director Kay Coles James   Mgmt   Yes   For   Withhold
1.3   Elect Director Mary F. Sammons   Mgmt   Yes   For   Withhold
1.4   Elect Director John O. Agwunobi   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Mondelez International, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    609207105
Record Date    03/11/2015    Meeting Type    Annual    Ticker    MDLZ

 

Primary CUSIP 609207105    Primary ISIN US6092071058    Primary SEDOL B8CKK03

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For
1b   Elect Director Lewis W.K. Booth   Mgmt   Yes   For   For
1c   Elect Director Lois D. Juliber   Mgmt   Yes   For   Against
1d   Elect Director Mark D. Ketchum   Mgmt   Yes   For   Against
1e   Elect Director Jorge S. Mesquita   Mgmt   Yes   For   For
1f   Elect Director Joseph Neubauer   Mgmt   Yes   For   For
1g   Elect Director Nelson Peltz   Mgmt   Yes   For   For
1h   Elect Director Fredric G. Reynolds   Mgmt   Yes   For   For
1i   Elect Director Irene B. Rosenfeld   Mgmt   Yes   For   For
1j   Elect Director Patrick T. Siewert   Mgmt   Yes   For   For
1k   Elect Director Ruth J. Simmons   Mgmt   Yes   For   Against
1l   Elect Director Jean-François M. L. van Boxmeer   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Assess Environmental Impact of Non-Recyclable Packaging   SH   Yes   Against   For

ONEOK, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    682680103
Record Date    03/23/2015    Meeting Type    Annual    Ticker    OKE

 

Primary CUSIP 682680103    Primary ISIN US6826801036    Primary SEDOL 2130109

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James C. Day   Mgmt   Yes   For   For
1.2   Elect Director Julie H. Edwards   Mgmt   Yes   For   For
1.3   Elect Director William L. Ford   Mgmt   Yes   For   For
1.4   Elect Director John W. Gibson   Mgmt   Yes   For   For
1.5   Elect Director Steven J. Malcolm   Mgmt   Yes   For   For
1.6   Elect Director Jim W. Mogg   Mgmt   Yes   For   For
1.7   Elect Director Pattye L. Moore   Mgmt   Yes   For   For
1.8   Elect Director Gary D. Parker   Mgmt   Yes   For   For
1.9   Elect Director Eduardo A. Rodriguez   Mgmt   Yes   For   For
1.10   Elect Director Terry K. Spencer   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


RAIT FINANCIAL TRUST

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    749227609
Record Date    03/20/2015    Meeting Type    Annual    Ticker    RAS

 

Primary CUSIP 749227609    Primary ISIN US7492276099    Primary SEDOL 2138716

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Scott F. Schaeffer   Mgmt   Yes   For   For
1.2   Elect Director Andrew Batinovich   Mgmt   Yes   For   For
1.3   Elect Director Edward S. Brown   Mgmt   Yes   For   For
1.4   Elect Director Frank A. Farnesi   Mgmt   Yes   For   For
1.5   Elect Director S. Kristin Kim   Mgmt   Yes   For   For
1.6   Elect Director Jon C. Sarkisian   Mgmt   Yes   For   For
1.7   Elect Director Andrew M. Silberstein   Mgmt   Yes   For   For
1.8   Elect Director Murray Stempel, III   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

SAP SE

 

Meeting Date    05/20/2015    Country    Germany    Primary Security ID    D66992104
Record Date    04/28/2015    Meeting Type    Annual    Ticker    SAP

 

Primary CUSIP D66992104    Primary ISIN DE0007164600    Primary SEDOL 4846288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6.1   Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights   Mgmt   Yes   For   For
6.2   Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   Yes   For   For

 

7   Approve Remuneration of Supervisory Board   Mgmt   Yes   For   For

YELP INC.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    985817105
Record Date    03/23/2015    Meeting Type    Annual    Ticker    YELP

 

Primary CUSIP 985817105    Primary ISIN US9858171054    Primary SEDOL B7KCD72

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Geoff Donaker   Mgmt   Yes   For   For
1.2   Elect Director Robert Gibbs   Mgmt   Yes   For   For


1.3   Elect Director Jeremy Stoppelman   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Capital Senior Living Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    140475104
Record Date    03/25/2015    Meeting Type    Annual    Ticker    CSU

 

Primary CUSIP 140475104    Primary ISIN US1404751042    Primary SEDOL 2121772

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Keith N. Johannessen   Mgmt   Yes   For   For
1.2   Elect Director Jill M. Krueger   Mgmt   Yes   For   For
1.3   Elect Director Michael W. Reid   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Other Business   Mgmt   Yes   For   Against

Comcast Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    20030N101
Record Date    03/12/2015    Meeting Type    Annual    Ticker    CMCSA

 

Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kenneth J. Bacon   Mgmt   Yes   For   For
1.2   Elect Director Sheldon M. Bonovitz   Mgmt   Yes   For   For
1.3   Elect Director Edward D. Breen   Mgmt   Yes   For   For
1.4   Elect Director Joseph J. Collins   Mgmt   Yes   For   For
1.5   Elect Director J. Michael Cook   Mgmt   Yes   For   For
1.6   Elect Director Gerald L. Hassell   Mgmt   Yes   For   For
1.7   Elect Director Jeffrey A. Honickman   Mgmt   Yes   For   For
1.8   Elect Director Eduardo G. Mestre   Mgmt   Yes   For   For
1.9   Elect Director Brian L. Roberts   Mgmt   Yes   For   For
1.10   Elect Director Ralph J. Roberts   Mgmt   Yes   For   For
1.11   Elect Director Johnathan A. Rodgers   Mgmt   Yes   For   For
1.12   Elect Director Judith Rodin   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For


Deutsche Bank AG

 

Meeting Date    05/21/2015    Country    Germany    Primary Security ID    D18190898
Record Date       Meeting Type    Annual    Ticker    DBK

 

Primary CUSIP D18190898    Primary ISIN DE0005140008    Primary SEDOL 5750355

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   Against
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
8   Elect Louise Parent to the Supervisory Board   Mgmt   Yes   For   For
9   Approve Creation of EUR 352 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   Yes   For   For
10   Approve Creation of EUR 1.4 Billion Pool of Capital with Preemptive Rights   Mgmt   Yes   For   For
  Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V.Through Power of Attorney for Various Shareholders   Mgmt   No    
11   Approve Special Audit Re: Breach of Legal Obligations and Caused Damage to the Company by Management and Supervisory Boards; Appoint BDO AG as Special Auditor   SH   Yes   Against   Against

Deutsche Telekom AG

 

Meeting Date    05/21/2015    Country    Germany    Primary Security ID    D2035M136
Record Date       Meeting Type    Annual    Ticker    DTE

 

Primary CUSIP D2035M136    Primary ISIN DE0005557508    Primary SEDOL 5842359

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Reelect Wulf Bernotat to the Supervisory Board   Mgmt   Yes   For   For
7   Elect Michael Kaschke to the Supervisory Board   Mgmt   Yes   For   For


Employers Holdings, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    292218104
Record Date    03/23/2015    Meeting Type    Annual    Ticker    EIG

 

Primary CUSIP 292218104    Primary ISIN US2922181043    Primary SEDOL B1Q1RR9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Valerie R. Glenn   Mgmt   Yes   For   For
1.2   Elect Director Ronald F. Mosher   Mgmt   Yes   For   For
1.3   Elect Director Katherine W. Ong   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Engility Holdings, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    29286C107
Record Date    03/25/2015    Meeting Type    Annual    Ticker    EGL

 

Primary CUSIP 29286C107    Primary ISIN US29286C1071    Primary SEDOL BVWVSS1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lynn A. Dugle   Mgmt   Yes   For   For
1.2   Elect Director Charles S. Ream   Mgmt   Yes   For   For
1.3   Elect Director Anthony Smeraglinolo   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Euronet Worldwide, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    298736109
Record Date    03/24/2015    Meeting Type    Annual    Ticker    EEFT

 

Primary CUSIP 298736109    Primary ISIN US2987361092    Primary SEDOL 2320148

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul S. Althasen   Mgmt   Yes   For   For
1.2   Elect Director Thomas A. McDonnell   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Intel Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    458140100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    INTC

 

Primary CUSIP 458140100    Primary ISIN US4581401001    Primary SEDOL 2463247

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Charlene Barshefsky   Mgmt   Yes   For   For
1b   Elect Director Aneel Bhusri   Mgmt   Yes   For   For
1c   Elect Director Andy D. Bryant   Mgmt   Yes   For   For
1d   Elect Director Susan L. Decker   Mgmt   Yes   For   For
1e   Elect Director John J. Donahoe   Mgmt   Yes   For   For
1f   Elect Director Reed E. Hundt   Mgmt   Yes   For   For
1g   Elect Director Brian M. Krzanich   Mgmt   Yes   For   For
1h   Elect Director James D. Plummer   Mgmt   Yes   For   For
1i   Elect Director David S. Pottruck   Mgmt   Yes   For   For
1j   Elect Director Frank D. Yeary   Mgmt   Yes   For   For
1k   Elect Director David B. Yoffie   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
6   Adopt Holy Land Principles   SH   Yes   Against   Against

 

7   Require Independent Board Chairman   SH   Yes   Against   For
8   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

JetBlue Airways Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    477143101
Record Date    03/27/2015    Meeting Type    Annual    Ticker    JBLU

 

Primary CUSIP 477143101    Primary ISIN US4771431016    Primary SEDOL 2852760

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jens Bischof   Mgmt   Yes   For   For
1b   Elect Director Peter Boneparth   Mgmt   Yes   For   For
1c   Elect Director David Checketts   Mgmt   Yes   For   For
1d   Elect Director Virginia Gambale   Mgmt   Yes   For   For
1e   Elect Director Stephan Gemkow   Mgmt   Yes   For   For
1f   Elect Director Robin Hayes   Mgmt   Yes   For   For
1g   Elect Director Ellen Jewett   Mgmt   Yes   For   For
1h   Elect Director Stanley McChrystal   Mgmt   Yes   For   For
1i   Elect Director Joel Peterson   Mgmt   Yes   For   For


1j   Elect Director Frank Sica   Mgmt   Yes   For   For
1k   Elect Director Thomas Winkelmann   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

MannKind Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    56400P201
Record Date    03/22/2015    Meeting Type    Annual    Ticker    MNKD

 

Primary CUSIP 56400P201    Primary ISIN US56400P2011    Primary SEDOL B010TR8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alfred E. Mann   Mgmt   Yes   For   For
1.2   Elect Director Hakan S. Edstrom   Mgmt   Yes   For   For
1.3   Elect Director Ronald J. Consiglio   Mgmt   Yes   For   For
1.4   Elect Director Michael A. Friedman   Mgmt   Yes   For   For
1.5   Elect Director Kent Kresa   Mgmt   Yes   For   For
1.6   Elect Director David H. MacCallum   Mgmt   Yes   For   For
1.7   Elect Director Henry L. Nordhoff   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Marsh & McLennan Companies, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    571748102
Record Date    03/23/2015    Meeting Type    Annual    Ticker    MMC

 

Primary CUSIP 571748102    Primary ISIN US5717481023    Primary SEDOL 2567741

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Oscar Fanjul   Mgmt   Yes   For   For
1b   Elect Director Daniel S. Glaser   Mgmt   Yes   For   For
1c   Elect Director H. Edward Hanway   Mgmt   Yes   For   For
1d   Elect Director Lord Lang of Monkton   Mgmt   Yes   For   For
1e   Elect Director Elaine La Roche   Mgmt   Yes   For   For
1f   Elect Director Maria Silvia Bastos Marques   Mgmt   Yes   For   For
1g   Elect Director Steven A. Mills   Mgmt   Yes   For   For
1h   Elect Director Bruce P. Nolop   Mgmt   Yes   For   For
1i   Elect Director Marc D. Oken   Mgmt   Yes   For   For
1j   Elect Director Morton O. Schapiro   Mgmt   Yes   For   For
1k   Elect Director Lloyd M. Yates   Mgmt   Yes   For   For


1l   Elect Director R. David Yost   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

McDonald’s Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    580135101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    MCD

 

Primary CUSIP 580135101    Primary ISIN US5801351017    Primary SEDOL 2550707

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Susan E. Arnold   Mgmt   Yes   For   For
1b   Elect Director Stephen J. Easterbrook   Mgmt   Yes   For   For
1c   Elect Director Robert A. Eckert   Mgmt   Yes   For   For
1d   Elect Director Margaret (Margo) H. Georgiadis   Mgmt   Yes   For   For
1e   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1f   Elect Director Jeanne P. Jackson   Mgmt   Yes   For   For
1g   Elect Director Richard H. Lenny   Mgmt   Yes   For   For
1h   Elect Director Walter E. Massey   Mgmt   Yes   For   For
1i   Elect Director Andrew J. McKenna   Mgmt   Yes   For   For
1j   Elect Director Sheila A. Penrose   Mgmt   Yes   For   For
1k   Elect Director John W. Rogers, Jr.   Mgmt   Yes   For   For
1l   Elect Director Roger W. Stone   Mgmt   Yes   For   For
1m   Elect Director Miles D. White   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Proxy Access   SH   Yes   Against   For
7   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against
8   Educate Public About GMO Benefits   SH   Yes   Against   Against
9   Report on Practices to Mitigate Palm Oil Sourcing Impacts   SH   Yes   Against   Against

Skechers U.S.A., Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    830566105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    SKX

 

Primary CUSIP 830566105    Primary ISIN US8305661055    Primary SEDOL 2428042

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert Greenberg   Mgmt   Yes   For   For
1.2   Elect Director Morton Erlich   Mgmt   Yes   For   Withhold


1.3   Elect Director Thomas Walsh   Mgmt   Yes   For   For
2   Report on Plans to Increase Board Diversity   SH   Yes   Against   For

Sovran Self Storage, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    84610H108
Record Date    03/20/2015    Meeting Type    Annual    Ticker    SSS

 

Primary CUSIP 84610H108    Primary ISIN US84610H1086    Primary SEDOL 2832212

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Attea   Mgmt   Yes   For   For
1.2   Elect Director Kenneth F. Myszka   Mgmt   Yes   For   For
1.3   Elect Director Charles E. Lannon   Mgmt   Yes   For   For
1.4   Elect Director Stephen R. Rusmisel   Mgmt   Yes   For   For
1.5   Elect Director Arthur L. Havener, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Mark G. Barberio   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Deferred Compensation Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Strategic Hotels & Resorts, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    86272T106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    BEE

 

Primary CUSIP 86272T106    Primary ISIN US86272T1060    Primary SEDOL 2438654

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert P. Bowen   Mgmt   Yes   For   For
1.2   Elect Director Raymond L. Gellein, Jr.   Mgmt   Yes   For   For
1.3   Elect Director James A. Jeffs   Mgmt   Yes   For   For
1.4   Elect Director David W. Johnson   Mgmt   Yes   For   For
1.5   Elect Director Richard D. Kincaid   Mgmt   Yes   For   For
1.6   Elect Director David M.C. Michels   Mgmt   Yes   For   For
1.7   Elect Director William A. Prezant   Mgmt   Yes   For   For
1.8   Elect Director Eugene F. Reilly   Mgmt   Yes   For   For
1.9   Elect Director Sheli Z. Rosenberg   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Amend Articles to Remove Antitakeover Provisions   SH   Yes   Against   For


The Home Depot, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    437076102
Record Date    03/23/2015    Meeting Type    Annual    Ticker    HD

 

Primary CUSIP 437076102    Primary ISIN US4370761029    Primary SEDOL 2434209

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ari Bousbib   Mgmt   Yes   For   For
1b   Elect Director Gregory D. Brenneman   Mgmt   Yes   For   For
1c   Elect Director J. Frank Brown   Mgmt   Yes   For   For
1d   Elect Director Albert P. Carey   Mgmt   Yes   For   Against
1e   Elect Director Armando Codina   Mgmt   Yes   For   Against
1f   Elect Director Helena B. Foulkes   Mgmt   Yes   For   Against
1g   Elect Director Wayne M. Hewett   Mgmt   Yes   For   For
1h   Elect Director Karen L. Katen   Mgmt   Yes   For   Against
1i   Elect Director Craig A. Menear   Mgmt   Yes   For   For
1j   Elect Director Mark Vadon   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For

Vornado Realty Trust

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    929042109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    VNO

 

Primary CUSIP 929042109    Primary ISIN US9290421091    Primary SEDOL 2933632

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven Roth   Mgmt   Yes   For   Withhold
1.2   Elect Director Michael D. Fascitelli   Mgmt   Yes   For   Withhold
1.3   Elect Director Russell B. Wight, Jr.   Mgmt   Yes   For   Withhold
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For

Chesapeake Energy Corporation

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    165167107
Record Date    03/23/2015    Meeting Type    Annual    Ticker    CHK

 

Primary CUSIP 165167107    Primary ISIN US1651671075    Primary SEDOL 2182779

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Archie W. Dunham   Mgmt   Yes   For   For
1b   Elect Director Vincent J. Intrieri   Mgmt   Yes   For   For


1c   Elect Director Robert D. Lawler   Mgmt   Yes   For   For
1d   Elect Director John J. Lipinski   Mgmt   Yes   For   For
1e   Elect Director R. Brad Martin   Mgmt   Yes   For   For
1f   Elect Director Merrill A. ‘Pete’ Miller, Jr.   Mgmt   Yes   For   For
1g   Elect Director Frederic M. Poses   Mgmt   Yes   For   For
1h   Elect Director Kimberly K. Querrey   Mgmt   Yes   For   For
1i   Elect Director Louis A. Raspino   Mgmt   Yes   For   For
1j   Elect Director Thomas L. Ryan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Require Director Nominee with Environmental Experience   SH   Yes   Against   Against
5   Report on Capital Expenditure Strategy with Respect to Climate Change Policy   SH   Yes   Against   For
6   Report on Political Contributions   SH   Yes   Against   For
7   Establish Risk Oversight Committee   SH   Yes   Against   Against

Integra LifeSciences Holdings Corporation

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    457985208
Record Date    03/31/2015    Meeting Type    Annual    Ticker    IART

 

Primary CUSIP 457985208    Primary ISIN US4579852082    Primary SEDOL 2248693

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Peter J. Arduini   Mgmt   Yes   For   For
1.2   Elect Director Keith Bradley   Mgmt   Yes   For   For
1.3   Elect Director Richard E. Caruso   Mgmt   Yes   For   For
1.4   Elect Director Stuart M. Essig   Mgmt   Yes   For   For
1.5   Elect Director Barbara B. Hill   Mgmt   Yes   For   For
1.6   Elect Director Lloyd W. Howell, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Donald E. Morel, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Raymond G. Murphy   Mgmt   Yes   For   For
1.9   Elect Director Christian S. Schade   Mgmt   Yes   For   For
1.10   Elect Director James M. Sullivan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Weyerhaeuser Company

 

Meeting Date

   05/22/2015    Country    USA    Primary Security ID    962166104
Record Date    03/27/2015    Meeting Type    Annual    Ticker    WY

 

Primary CUSIP 962166104    Primary ISIN US9621661043    Primary SEDOL 2958936

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David P. Bozeman   Mgmt   Yes   For   For
1.2   Elect Director Debra A. Cafaro   Mgmt   Yes   For   For
1.3   Elect Director Mark A. Emmert   Mgmt   Yes   For   Against
1.4   Elect Director John I. Kieckhefer   Mgmt   Yes   For   For
1.5   Elect Director Wayne W. Murdy   Mgmt   Yes   For   For
1.6   Elect Director Nicole W. Piasecki   Mgmt   Yes   For   Against
1.7   Elect Director Doyle R. Simons   Mgmt   Yes   For   For
1.8   Elect Director D. Michael Steuert   Mgmt   Yes   For   Against
1.9   Elect Director Kim Williams   Mgmt   Yes   For   For
1.10   Elect Director Charles R. Williamson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

DigitalGlobe, Inc.

 

Meeting Date    05/26/2015    Country    USA    Primary Security ID    25389M877
Record Date    04/01/2015    Meeting Type    Annual    Ticker    DGI

 

Primary CUSIP 25389M877    Primary ISIN US25389M8771    Primary SEDOL B0V0257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Roxanne J. Decyk   Mgmt   Yes   For   For
1b   Elect Director Martin C. Faga   Mgmt   Yes   For   For
1c   Elect Director Lawrence A. Hough   Mgmt   Yes   For   For

 

1d   Elect Director Warren C. Jenson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Merck & Co., Inc.

 

Meeting Date    05/26/2015    Country    USA    Primary Security ID    58933Y105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    MRK

 

Primary CUSIP 58933Y105    Primary ISIN US58933Y1055    Primary SEDOL 2778844

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Leslie A. Brun   Mgmt   Yes   For   For
1b   Elect Director Thomas R. Cech   Mgmt   Yes   For   For


1c   Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For
1d   Elect Director Thomas H. Glocer   Mgmt   Yes   For   For
1e   Elect Director William B. Harrison, Jr.   Mgmt   Yes   For   For
1f   Elect Director C. Robert Kidder   Mgmt   Yes   For   For
1g   Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For
1h   Elect Director Carlos E. Represas   Mgmt   Yes   For   For
1i   Elect Director Patricia F. Russo   Mgmt   Yes   For   For
1j   Elect Director Craig B. Thompson   Mgmt   Yes   For   For
1k   Elect Director Wendell P. Weeks   Mgmt   Yes   For   For
1l   Elect Director Peter C. Wendell   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against

Airbus Group

 

Meeting Date    05/27/2015    Country    Netherlands    Primary Security ID    N0280E105
Record Date    04/29/2015    Meeting Type    Annual    Ticker    AIR

 

Primary CUSIP F17114103    Primary ISIN NL0000235190    Primary SEDOL 4012250

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Open Meeting   Mgmt   No    
2.1   Discussion on Company’s Corporate Governance Structure   Mgmt   No    
2.2   Receive Report on Business and Financial Statements   Mgmt   No    
2.3   Discuss Remuneration Report Containing Remuneration Policy   Mgmt   No    
2.4   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
3   Discussion of Agenda Items   Mgmt   No    
4.1   Adopt Financial Statements   Mgmt   Yes   For   For
4.2   Approve Allocation of Income and Dividends of EUR 1.20 per Share   Mgmt   Yes   For   For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors   Mgmt   Yes   For   For
4.4   Approve Discharge of Executive Members of the Board of Directors   Mgmt   Yes   For   For
4.5   Ratify KPMG as Auditors   Mgmt   Yes   For   For
4.6   Approve Remuneration Policy Changes   Mgmt   Yes   For   For
4.7   Change Company Form to European Company   Mgmt   Yes   For   For
4.8   Elect Maria Amparo Moraleda Martinez as Director   Mgmt   Yes   For   For
4.9   Grant Board Authority to Issue Shares Up to 0.38 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP Plans   Mgmt   Yes   For   For


4.10   Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding   Mgmt   Yes   For   For
4.11   Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
4.12   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital Re: Exceptional Share Buyback Programme   Mgmt   Yes   For   For
4.13   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
5   Close Meeting   Mgmt   No    

Bayer AG

 

Meeting Date    05/27/2015    Country    Germany    Primary Security ID    D0712D163
Record Date       Meeting Type    Annual    Ticker    BAYN

 

Primary CUSIP D0712D163    Primary ISIN DE000BAY0017    Primary SEDOL 5069211

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.25 per Share for Fiscal 2014   Mgmt   Yes   For   For
2   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
3   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
4   Elect Otmar Wiestler to the Supervisory Board   Mgmt   Yes   For   For
5   Amend Corporate Purpose   Mgmt   Yes   For   For
6   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For

Chevron Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    166764100
Record Date    04/01/2015    Meeting Type    Annual    Ticker    CVX

 

Primary CUSIP 166764100    Primary ISIN US1667641005    Primary SEDOL 2838555

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Alexander B. Cummings, Jr.   Mgmt   Yes   For   For
1b   Elect Director Linnet F. Deily   Mgmt   Yes   For   For
1c   Elect Director Robert E. Denham   Mgmt   Yes   For   For
1d   Elect Director Alice P. Gast   Mgmt   Yes   For   For
1e   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1f   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
1g   Elect Director Charles W. Moorman, IV   Mgmt   Yes   For   For
1h   Elect Director John G. Stumpf   Mgmt   Yes   For   For
1i   Elect Director Ronald D. Sugar   Mgmt   Yes   For   For
1j   Elect Director Inge G. Thulin   Mgmt   Yes   For   For
1k   Elect Director Carl Ware   Mgmt   Yes   For   For
1l   Elect Director John S. Watson   Mgmt   Yes   For   For


2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Charitable Contributions   SH   Yes   Against   Against
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Prohibit Political Spending   SH   Yes   Against   Against
7   Increase Return of Capital to Shareholders in Light of Climate Change Risks   SH   Yes   Against   Against
8   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   Against
9   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts   SH   Yes   Against   For
10   Proxy Access   SH   Yes   Against   For
11   Require Independent Board Chairman   SH   Yes   Against   Against
12   Require Director Nominee with Environmental Experience   SH   Yes   Against   For
13   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For

Deutsche Post AG

 

Meeting Date    05/27/2015    Country    Germany    Primary Security ID    D19225107
Record Date       Meeting Type    Annual    Ticker    DPW

 

Primary CUSIP D19225107    Primary ISIN DE0005552004    Primary SEDOL 4617859

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Reelect Roland Oetker to the Supervisory Board   Mgmt   Yes   For   For
7   Amend Articles Re: Participation and Voting at General Meeting   Mgmt   Yes   For   For

Exxon Mobil Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    30231G102
Record Date    04/07/2015    Meeting Type    Annual    Ticker    XOM

 

Primary CUSIP 30231G102    Primary ISIN US30231G1022    Primary SEDOL 2326618

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael J. Boskin   Mgmt   Yes   For   For
1.2   Elect Director Peter Brabeck-Letmathe   Mgmt   Yes   For   For
1.3   Elect Director Ursula M. Burns   Mgmt   Yes   For   For
1.4   Elect Director Larry R. Faulkner   Mgmt   Yes   For   For
1.5   Elect Director Jay S. Fishman   Mgmt   Yes   For   For
1.6   Elect Director Henrietta H. Fore   Mgmt   Yes   For   For
1.7   Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For


1.8   Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For
1.9   Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For
1.10   Elect Director Steven S. Reinemund   Mgmt   Yes   For   For
1.11   Elect Director Rex W. Tillerson   Mgmt   Yes   For   For
1.12   Elect Director William C. Weldon   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   For
6   Require Director Nominee with Environmental Experience   SH   Yes   Against   For
7   Increase the Number of Females on the Board   SH   Yes   Against   For
8   Disclose Percentage of Females at Each Percentile of Compensation   SH   Yes   Against   Against
9   Report on Lobbying Payments and Policy   SH   Yes   Against   For
10   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   For
11   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts   SH   Yes   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    31620M106
Record Date    04/01/2015    Meeting Type    Annual    Ticker    FIS

 

Primary CUSIP 31620M106    Primary ISIN US31620M1062    Primary SEDOL 2769796

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ellen R. Alemany   Mgmt   Yes   For   For
1b   Elect Director William P. Foley, II   Mgmt   Yes   For   For
1c   Elect Director Thomas M. Hagerty   Mgmt   Yes   For   For
1d   Elect Director Keith W. Hughes   Mgmt   Yes   For   For
1e   Elect Director David K. Hunt   Mgmt   Yes   For   For
1f   Elect Director Stephan A. James   Mgmt   Yes   For   For
1g   Elect Director Frank R. Martire   Mgmt   Yes   For   For
1h   Elect Director Richard N. Massey   Mgmt   Yes   For   For
1i   Elect Director Leslie M. Muma   Mgmt   Yes   For   For
1j   Elect Director Gary A. Norcross   Mgmt   Yes   For   For
1k   Elect Director James B. Stallings, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


Hanmi Financial Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    410495204
Record Date    04/01/2015    Meeting Type    Annual    Ticker    HAFC

 

Primary CUSIP 410495204    Primary ISIN US4104952043    Primary SEDOL B6TPXR5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director I Joon Ahn   Mgmt   Yes   For   For
1.2   Elect Director John J. Ahn   Mgmt   Yes   For   For
1.3   Elect Director Christie K. Chu   Mgmt   Yes   For   For
1.4   Elect Director John A. Hall   Mgmt   Yes   For   For
1.5   Elect Director Paul Seon-Hong Kim   Mgmt   Yes   For   For
1.6   Elect Director C. G. Kum   Mgmt   Yes   For   For
1.7   Elect Director Joon Hyung Lee   Mgmt   Yes   For   For
1.8   Elect Director Joseph K. Rho   Mgmt   Yes   For   For
1.9   Elect Director David L. Rosenblum   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Kindred Healthcare, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    494580103
Record Date    03/30/2015    Meeting Type    Annual    Ticker    KND

 

Primary CUSIP 494580103    Primary ISIN US4945801037    Primary SEDOL 2752677

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Joel Ackerman   Mgmt   Yes   For   For
1b   Elect Director Jonathan D. Blum   Mgmt   Yes   For   For
1c   Elect Director Benjamin A. Breier   Mgmt   Yes   For   For
1d   Elect Director Thomas P. Cooper   Mgmt   Yes   For   For
1e   Elect Director Paul J. Diaz   Mgmt   Yes   For   For
1f   Elect Director Heyward R. Donigan   Mgmt   Yes   For   For
1g   Elect Director Richard Goodman   Mgmt   Yes   For   For
1h   Elect Director Christopher T. Hjelm   Mgmt   Yes   For   For
1i   Elect Director Frederick J. Kleisner   Mgmt   Yes   For   Against
1j   Elect Director John H. Short   Mgmt   Yes   For   For
1k   Elect Director Phyllis R. Yale   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


Northfield Bancorp, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    66611T108
Record Date    04/02/2015    Meeting Type    Annual    Ticker    NFBK

 

Primary CUSIP 66611T108    Primary ISIN US66611T1088    Primary SEDOL B8NB2R6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Timothy C. Harrison   Mgmt   Yes   For   For
1.2   Elect Director Karen J. Kessler   Mgmt   Yes   For   For
1.3   Elect Director Susan Lamberti   Mgmt   Yes   For   For
1.4   Elect Director Patrick E. Scura, Jr.   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    66704R704
Record Date    04/08/2015    Meeting Type    Annual    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David T. Hamamoto   Mgmt   Yes   For   For
1.2   Elect Director Judith A. Hannaway   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley D. Minami   Mgmt   Yes   For   For
1.4   Elect Director Louis J. Paglia   Mgmt   Yes   For   Withhold
1.5   Elect Director Charles W. Schoenherr   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Perficient, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    71375U101
Record Date    04/01/2015    Meeting Type    Annual    Ticker    PRFT

 

Primary CUSIP 71375U101    Primary ISIN US71375U1016    Primary SEDOL 2442547

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey S. Davis   Mgmt   Yes   For   For
1.2   Elect Director Ralph C. Derrickson   Mgmt   Yes   For   For
1.3   Elect Director John S. Hamlin   Mgmt   Yes   For   For
1.4   Elect Director James R. Kackley   Mgmt   Yes   For   For
1.5   Elect Director David S. Lundeen   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


The Ensign Group, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    29358P101
Record Date    04/02/2015    Meeting Type    Annual    Ticker    ENSG

 

Primary CUSIP 29358P101    Primary ISIN US29358P1012    Primary SEDOL B1YWPP8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Christopher R. Christensen   Mgmt   Yes   For   For
1.2   Elect Director Daren J. Shaw   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Sustainability   SH   Yes   Against   For

Belden Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    077454106
Record Date    04/02/2015    Meeting Type    Annual    Ticker    BDC

 

Primary CUSIP 077454106    Primary ISIN US0774541066    Primary SEDOL B01WL78

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Aldrich   Mgmt   Yes   For   For
1.2   Elect Director Lance C. Balk   Mgmt   Yes   For   For
1.3   Elect Director Steven W. Berglund   Mgmt   Yes   For   For
1.4   Elect Director Judy L. Brown   Mgmt   Yes   For   For
1.5   Elect Director Bryan C. Cressey   Mgmt   Yes   For   For
1.6   Elect Director Glenn Kalnasy   Mgmt   Yes   For   For
1.7   Elect Director George Minnich   Mgmt   Yes   For   For
1.8   Elect Director John M. Monter   Mgmt   Yes   For   For
1.9   Elect Director John S. Stroup   Mgmt   Yes   For   For
2   Ratify Ernst & Young as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

CONMED Corporation

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    207410101
Record Date    04/09/2015    Meeting Type    Annual    Ticker    CNMD

 

Primary CUSIP 207410101    Primary ISIN US2074101013    Primary SEDOL 2216010

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Brian P. Concannon   Mgmt   Yes   For   For
1.2   Elect Director Charles M. Farkas   Mgmt   Yes   For   For
1.3   Elect Director Jo Ann Golden   Mgmt   Yes   For   For
1.4   Elect Director Curt R. Hartman   Mgmt   Yes   For   For
1.5   Elect Director Dirk M. Kuyper   Mgmt   Yes   For   For
1.6   Elect Director Jerome J. Lande   Mgmt   Yes   For   For


1.7   Elect Director Mark E. Tryniski   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against

EastGroup Properties, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    277276101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    EGP

 

Primary CUSIP 277276101    Primary ISIN US2772761019    Primary SEDOL 2455761

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director D. Pike Aloian   Mgmt   Yes   For   For
1b   Elect Director H.C. Bailey, Jr.   Mgmt   Yes   For   For
1c   Elect Director H. Eric Bolton, Jr.   Mgmt   Yes   For   For
1d   Elect Director Hayden C. Eaves, III   Mgmt   Yes   For   For
1e   Elect Director Fredric H. Gould   Mgmt   Yes   For   For
1f   Elect Director David H. Hoster, II   Mgmt   Yes   For   For
1g   Elect Director Mary E. McCormick   Mgmt   Yes   For   For
1h   Elect Director David M. Osnos   Mgmt   Yes   For   For
1i   Elect Director Leland R. Speed   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

ENEL SpA

 

Meeting Date    05/28/2015    Country    Italy    Primary Security ID    T3679P115
Record Date    05/19/2015    Meeting Type    Annual/Special    Ticker    ENEL

 

Primary CUSIP T3679P115    Primary ISIN IT0003128367    Primary SEDOL 7144569

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
  Management Proposals   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Allocation of Income   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
1   Amend Articles Re: Director Honorability Requirements   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
  Shareholder Proposal Submitted by the Italian Treasury   Mgmt   No    
3   Elect Alfredo Antoniozzi as Director   SH   Yes   None   For
  Management Proposals   Mgmt   No    
4   Approve 2015 Monetary Long-Term Incentive Plan   Mgmt   Yes   For   For
5   Approve Remuneration Report   Mgmt   Yes   For   For


HealthStream, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    42222N103
Record Date    04/02/2015    Meeting Type    Annual    Ticker    HSTM

 

Primary CUSIP 42222N103    Primary ISIN US42222N1037    Primary SEDOL 2577870

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert A. Frist, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Frank Gordon   Mgmt   Yes   For   For
1.3   Elect Director C. Martin Harris   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    78467J100
Record Date    04/01/2015    Meeting Type    Annual    Ticker    SSNC

 

Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William A. Etherington   Mgmt   Yes   For   Withhold
1.2   Elect Director Jonathan E. Michael   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

SunEdison, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    86732Y109
Record Date    04/02/2015    Meeting Type    Annual    Ticker    SUNE

 

Primary CUSIP 86732Y109    Primary ISIN US86732Y1091    Primary SEDOL BBC3995

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Antonio R. Alvarez   Mgmt   Yes   For   Against
1b   Elect Director Peter Blackmore   Mgmt   Yes   For   Against
1c   Elect Director Ahmad R. Chatila   Mgmt   Yes   For   For
1d   Elect Director Clayton C. Daley, Jr.   Mgmt   Yes   For   For
1e   Elect Director Emmanuel T. Hernandez   Mgmt   Yes   For   For
1f   Elect Director Georganne C. Proctor   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Approve Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
6   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
7   Provide Right to Act by Written Consent   SH   Yes   Against   For


THE MEDICINES COMPANY

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    584688105
Record Date    04/14/2015    Meeting Type    Annual    Ticker    MDCO

 

Primary CUSIP 584688105    Primary ISIN US5846881051    Primary SEDOL 2616773

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Armin M. Kessler   Mgmt   Yes   For   For
1.2   Elect Director Robert G. Savage   Mgmt   Yes   For   For
1.3   Elect Director Glenn P. Sblendorio   Mgmt   Yes   For   For
1.4   Elect Director Melvin K. Spigelman   Mgmt   Yes   For   For
2   Increase Authorized Common Stock   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Walgreens Boots Alliance, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    931427108
Record Date    03/30/2015    Meeting Type    Annual    Ticker    WBA

 

Primary CUSIP 931427108    Primary ISIN US9314271084    Primary SEDOL BTN1Y44

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Janice M. Babiak   Mgmt   Yes   For   For
1b   Elect Director David J. Brailer   Mgmt   Yes   For   For
1c   Elect Director Steven A. Davis   Mgmt   Yes   For   For
1d   Elect Director William C. Foote   Mgmt   Yes   For   For
1e   Elect Director Ginger L. Graham   Mgmt   Yes   For   For
1f   Elect Director John A. Lederer   Mgmt   Yes   For   For
1g   Elect Director Dominic P. Murphy   Mgmt   Yes   For   For
1h   Elect Director Stefano Pessina   Mgmt   Yes   For   For
1i   Elect Director Barry Rosenstein   Mgmt   Yes   For   For
1j   Elect Director Leonard D. Schaeffer   Mgmt   Yes   For   For
1k   Elect Director Nancy M. Schlichting   Mgmt   Yes   For   For
1l   Elect Director James A. Skinner   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Stock Retention   SH   Yes   Against   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   For
7   Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Yes   Against   Against


PRA GROUP, INC.

 

Meeting Date    05/29/2015    Country    USA    Primary Security ID    69354N106
Record Date    04/04/2015    Meeting Type    Annual    Ticker    PRAA

 

Primary CUSIP 69354N106    Primary ISIN US69354N1063    Primary SEDOL BSHZ3P9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven D. Fredrickson   Mgmt   Yes   For   For
1.2   Elect Director Penelope W. Kyle   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dealertrack Technologies, Inc.

 

Meeting Date    06/01/2015    Country    USA    Primary Security ID    242309102
Record Date    04/10/2015    Meeting Type    Annual    Ticker    TRAK

 

Primary CUSIP 242309102    Primary ISIN US2423091022    Primary SEDOL B0PBS69

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jason Chapnik   Mgmt   Yes   For   For
1.2   Elect Director James Foy   Mgmt   Yes   For   For
1.3   Elect Director Howard L. Tischler   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

UnitedHealth Group Incorporated

 

Meeting Date    06/01/2015    Country    USA    Primary Security ID    91324P102
Record Date    04/02/2015    Meeting Type    Annual    Ticker    UNH

 

Primary CUSIP 91324P102    Primary ISIN US91324P1021    Primary SEDOL 2917766

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director William C. Ballard, Jr.   Mgmt   Yes   For   For
1b   Elect Director Edson Bueno   Mgmt   Yes   For   For
1c   Elect Director Richard T. Burke   Mgmt   Yes   For   For
1d   Elect Director Robert J. Darretta   Mgmt   Yes   For   For
1e   Elect Director Stephen J. Hemsley   Mgmt   Yes   For   For
1f   Elect Director Michele J. Hooper   Mgmt   Yes   For   For
1g   Elect Director Rodger A. Lawson   Mgmt   Yes   For   For
1h   Elect Director Glenn M. Renwick   Mgmt   Yes   For   For
1i   Elect Director Kenneth I. Shine   Mgmt   Yes   For   For
1j   Elect Director Gail R. Wilensky   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For


4   Change State of Incorporation from Minnesota to Delaware   Mgmt   Yes   For   For
5   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
6   Require Independent Board Chairman   SH   Yes   Against   Against

Syntel, Inc.

 

Meeting Date    06/02/2015    Country    USA    Primary Security ID    87162H103
Record Date    04/07/2015    Meeting Type    Annual    Ticker    SYNT

 

Primary CUSIP 87162H103    Primary ISIN US87162H1032    Primary SEDOL 2095703

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paritosh K. Choksi   Mgmt   Yes   For   For
1.2   Elect Director Bharat Desai   Mgmt   Yes   For   For
1.3   Elect Director Thomas Doke   Mgmt   Yes   For   For
1.4   Elect Director Rajesh Mashruwala   Mgmt   Yes   For   For
1.5   Elect Director George R. Mrkonic, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Nitin Rakesh   Mgmt   Yes   For   For
1.7   Elect Director Prashant Ranade   Mgmt   Yes   For   For
1.8   Elect Director Vinod K. Sahney   Mgmt   Yes   For   For
1.9   Elect Director Neerja Sethi   Mgmt   Yes   For   For
2   Increase Authorized Common Stock   Mgmt   Yes   For   For
3   Ratify Crowe Horwath LLP as Auditors   Mgmt   Yes   For   For

Western Refining, Inc.

 

Meeting Date    06/02/2015    Country    USA    Primary Security ID    959319104
Record Date    04/14/2015    Meeting Type    Annual    Ticker    WNR

 

Primary CUSIP 959319104    Primary ISIN US9593191045    Primary SEDOL B0WHXR6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Carin Marcy Barth   Mgmt   Yes   For   For
1.2   Elect Director Sigmund L. Cornelius   Mgmt   Yes   For   For
1.3   Elect Director Paul L. Foster   Mgmt   Yes   For   For
1.4   Elect Director L. Frederick Francis   Mgmt   Yes   For   For
1.5   Elect Director Robert J. Hassler   Mgmt   Yes   For   For
1.6   Elect Director Brian J. Hogan   Mgmt   Yes   For   For
1.7   Elect Director Scott D. Weaver   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For


American Airlines Group Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    02376R102
Record Date    04/06/2015    Meeting Type    Annual    Ticker    AAL

 

Primary CUSIP 02376R102    Primary ISIN US02376R1023    Primary SEDOL BCV7KT2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director James F. Albaugh   Mgmt   Yes   For   For
1b   Elect Director Jeffrey D. Benjamin   Mgmt   Yes   For   For
1c   Elect Director John T. Cahill   Mgmt   Yes   For   For
1d   Elect Director Michael J. Embler   Mgmt   Yes   For   For
1e   Elect Director Matthew J. Hart   Mgmt   Yes   For   For
1f   Elect Director Alberto Ibarguen   Mgmt   Yes   For   For
1g   Elect Director Richard C. Kraemer   Mgmt   Yes   For   For
1h   Elect Director Denise M. O’Leary   Mgmt   Yes   For   For
1i   Elect Director W. Douglas Parker   Mgmt   Yes   For   For
1j   Elect Director Ray M. Robinson   Mgmt   Yes   For   For
1k   Elect Director Richard P. Schifter   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Anika Therapeutics, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    035255108
Record Date    04/06/2015    Meeting Type    Annual    Ticker    ANIK

 

Primary CUSIP 035255108    Primary ISIN US0352551081    Primary SEDOL 2035754

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joseph L. Bower   Mgmt   Yes   For   For
1.2   Elect Director Glenn R. Larsen   Mgmt   Yes   For   For
1.3   Elect Director Jeffery S. Thompson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Antero Resources Corporation

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    03674X106
Record Date    04/09/2015    Meeting Type    Annual    Ticker    AR

 

Primary CUSIP 03674X106    Primary ISIN US03674X1063    Primary SEDOL BFD2WR8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Peter R. Kagan   Mgmt   Yes   For   Withhold
1.2   Elect Director W. Howard Keenan, Jr.   Mgmt   Yes   For   Withhold
1.3   Elect Director Christopher R. Manning   Mgmt   Yes   For   Withhold
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


CoStar Group, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    22160N109
Record Date    04/10/2015    Meeting Type    Annual    Ticker    CSGP

 

Primary CUSIP 22160N109    Primary ISIN US22160N1090    Primary SEDOL 2262864

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael R. Klein   Mgmt   Yes   For   For
1.2   Elect Director Andrew C. Florance   Mgmt   Yes   For   For
1.3   Elect Director Michael J. Glosserman   Mgmt   Yes   For   For
1.4   Elect Director Warren H. Haber   Mgmt   Yes   For   For
1.5   Elect Director John W. Hill   Mgmt   Yes   For   For
1.6   Elect Director Christopher J. Nassetta   Mgmt   Yes   For   For
1.7   Elect Director David J. Steinberg   Mgmt   Yes   For   For
2   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dynegy Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    26817R108
Record Date    04/06/2015    Meeting Type    Annual    Ticker    DYN

 

Primary CUSIP 26817R108    Primary ISIN US26817R1086    Primary SEDOL B6TFK30

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Hilary E. Ackermann   Mgmt   Yes   For   For
1.2   Elect Director Paul M. Barbas   Mgmt   Yes   For   For
1.3   Elect Director Robert C. Flexon   Mgmt   Yes   For   For
1.4   Elect Director Richard Lee Kuersteiner   Mgmt   Yes   For   For
1.5   Elect Director Jeffrey S. Stein   Mgmt   Yes   For   For
1.6   Elect Director John R. Sult   Mgmt   Yes   For   For
1.7   Elect Director Pat Wood, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

FTI Consulting, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    302941109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    FCN

 

Primary CUSIP 302941109    Primary ISIN US3029411093    Primary SEDOL 2351449

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Brenda J. Bacon   Mgmt   Yes   For   Withhold
1b   Elect Director Mark S. Bartlett   Mgmt   Yes   For   For


1c   Elect Director Claudio Costamagna   Mgmt   Yes   For   Withhold
1d   Elect Director James W. Crownover   Mgmt   Yes   For   Withhold
1e   Elect Director Vernon Ellis   Mgmt   Yes   For   For
1f   Elect Director Nicholas C. Fanandakis   Mgmt   Yes   For   For
1g   Elect Director Steven H. Gunby   Mgmt   Yes   For   For
1h   Elect Director Gerard E. Holthaus   Mgmt   Yes   For   Withhold
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

Google Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    38259P706
Record Date    04/06/2015    Meeting Type    Annual    Ticker    GOOG

 

Primary CUSIP 38259P706    Primary ISIN US38259P7069    Primary SEDOL BKM4JZ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Larry Page   Mgmt   Yes   For   For
1.2   Elect Director Sergey Brin   Mgmt   Yes   For   For
1.3   Elect Director Eric E. Schmidt   Mgmt   Yes   For   For
1.4   Elect Director L. John Doerr   Mgmt   Yes   For   Withhold
1.5   Elect Director Diane B. Greene   Mgmt   Yes   For   For
1.6   Elect Director John L. Hennessy   Mgmt   Yes   For   For
1.7   Elect Director Ann Mather   Mgmt   Yes   For   For
1.8   Elect Director Alan R. Mulally   Mgmt   Yes   For   For
1.9   Elect Director Paul S. Otellini   Mgmt   Yes   For   Withhold
1.10   Elect Director K. Ram Shriram   Mgmt   Yes   For   Withhold
1.11   Elect Director Shirley M. Tilghman   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Require a Majority Vote for the Election of Directors   SH   Yes   Against   For
7   Report on Costs of Renewable Energy Investments   SH   Yes   Against   Against
8   Report on Risks Associated with Repeal of Climate Change Policies   SH   Yes   Against   Against


Standard Pacific Corp.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    85375C101
Record Date    04/08/2015    Meeting Type    Annual    Ticker    SPF

 

Primary CUSIP 85375C101    Primary ISIN US85375C1018    Primary SEDOL 2853042

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Bruce A. Choate   Mgmt   Yes   For   For
1.2   Elect Director Ronald R. Foell   Mgmt   Yes   For   For
1.3   Elect Director Douglas C. Jacobs   Mgmt   Yes   For   For
1.4   Elect Director David J. Matlin   Mgmt   Yes   For   For
1.5   Elect Director John R. Peshkin   Mgmt   Yes   For   For
1.6   Elect Director Peter Schoels   Mgmt   Yes   For   For
1.7   Elect Director Scott D. Stowell   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Shareholder Rights Plan (Poison Pill)   Mgmt   Yes   For   Against
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   Yes   For   For

SunPower Corporation

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    867652406
Record Date    04/13/2015    Meeting Type    Annual    Ticker    SPWR

 

Primary CUSIP 867652406    Primary ISIN US8676524064    Primary SEDOL B59DK93

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Arnaud Chaperon   Mgmt   Yes   For   Withhold
1.2   Elect Director Jean-Marc Otero del Val   Mgmt   Yes   For   Withhold
1.3   Elect Director Pat Wood, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Approve Restricted Stock Grant to Thomas H. Werner   Mgmt   Yes   For   For

Ingersoll-Rand plc

 

Meeting Date    06/04/2015    Country    Ireland    Primary Security ID    G47791101
Record Date    04/08/2015    Meeting Type    Annual    Ticker    IR

 

Primary CUSIP G47791101    Primary ISIN IE00B6330302    Primary SEDOL B633030

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ann C. Berzin   Mgmt   Yes   For   For
1b   Elect Director John Bruton   Mgmt   Yes   For   For
1c   Elect Director Elaine L. Chao   Mgmt   Yes   For   For


1d   Elect Director Jared L. Cohon   Mgmt   Yes   For   For
1e   Elect Director Gary D. Forsee   Mgmt   Yes   For   For
1f   Elect Director Constance J. Horner   Mgmt   Yes   For   For
1g   Elect Director Linda P. Hudson   Mgmt   Yes   For   For
1h   Elect Director Michael W. Lamach   Mgmt   Yes   For   For
1i   Elect Director Myles P. Lee   Mgmt   Yes   For   For
1j   Elect Director John P. Surma   Mgmt   Yes   For   For
1k   Elect Director Richard J. Swift   Mgmt   Yes   For   For
1l   Elect Director Tony L. White   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Mgmt   Yes   For   For
4   Renew Directors’ Authority to Issue Shares   Mgmt   Yes   For   For
5   Renew Directors’ Authority to Issue Shares for Cash   Mgmt   Yes   For   For
6   Authorize Reissuance of Repurchased Shares   Mgmt   Yes   For   For

Las Vegas Sands Corp.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    517834107
Record Date    04/13/2015    Meeting Type    Annual    Ticker    LVS

 

Primary CUSIP 517834107    Primary ISIN US5178341070    Primary SEDOL B02T2J7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jason N. Ader   Mgmt   Yes   For   For
1.2   Elect Director Micheline Chau   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael A. Leven   Mgmt   Yes   For   For
1.4   Elect Director David F. Levi   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

MarketAxess Holdings Inc.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    57060D108
Record Date    04/07/2015    Meeting Type    Annual    Ticker    MKTX

 

Primary CUSIP 57060D108    Primary ISIN US57060D1081    Primary SEDOL B03Q9D0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Richard M. McVey   Mgmt   Yes   For   For
1b   Elect Director Steven L. Begleiter   Mgmt   Yes   For   For
1c   Elect Director Stephen P. Casper   Mgmt   Yes   For   For
1d   Elect Director Jane Chwick   Mgmt   Yes   For   For
1e   Elect Director William F. Cruger   Mgmt   Yes   For   For


1f   Elect Director David G. Gomach   Mgmt   Yes   For   For
1g   Elect Director Carlos M. Hernandez   Mgmt   Yes   For   For
1h   Elect Director Ronald M. Hersch   Mgmt   Yes   For   For
1i   Elect Director John Steinhardt   Mgmt   Yes   For   For
1j   Elect Director James J. Sullivan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Sinclair Broadcast Group, Inc.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    829226109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SBGI

 

Primary CUSIP 829226109    Primary ISIN US8292261091    Primary SEDOL 2799351

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David D. Smith   Mgmt   Yes   For   Withhold
1.2   Elect Director Frederick G. Smith   Mgmt   Yes   For   Withhold
1.3   Elect Director J. Duncan Smith   Mgmt   Yes   For   Withhold
1.4   Elect Director Robert E. Smith   Mgmt   Yes   For   Withhold
1.5   Elect Director Howard E. Friedman   Mgmt   Yes   For   For
1.6   Elect Director Lawrence E. McCanna   Mgmt   Yes   For   For
1.7   Elect Director Daniel C. Keith   Mgmt   Yes   For   Withhold
1.8   Elect Director Martin R. Leader   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers, LLP as Auditors   Mgmt   Yes   For   For

Marriott Vacations Worldwide Corporation

 

Meeting Date    06/05/2015    Country    USA    Primary Security ID    57164Y107
Record Date    04/09/2015    Meeting Type    Annual    Ticker    VAC

 

Primary CUSIP 57164Y107    Primary ISIN US57164Y1073    Primary SEDOL B45K9N8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Melquiades R. Martinez   Mgmt   Yes   For   For
1.2   Elect Director Stephen P. Weisz   Mgmt   Yes   For   For
2   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Wal-Mart Stores, Inc.

 

Meeting Date    06/05/2015    Country    USA    Primary Security ID    931142103
Record Date    04/10/2015    Meeting Type    Annual    Ticker    WMT

 

Primary CUSIP 931142103    Primary ISIN US9311421039    Primary SEDOL 2936921

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Aida M. Alvarez   Mgmt   Yes   For   For
1b   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   For
1c   Elect Director Roger C. Corbett   Mgmt   Yes   For   For
1d   Elect Director Pamela J. Craig   Mgmt   Yes   For   For
1e   Elect Director Michael T. Duke   Mgmt   Yes   For   For
1f   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1g   Elect Director Thomas W. Horton   Mgmt   Yes   For   For
1h   Elect Director Marissa A. Mayer   Mgmt   Yes   For   For
1i   Elect Director C. Douglas McMillon   Mgmt   Yes   For   For
1j   Elect Director Gregory B. Penner   Mgmt   Yes   For   For
1k   Elect Director Steven S. Reinemund   Mgmt   Yes   For   For
1l   Elect Director Kevin Y. Systrom   Mgmt   Yes   For   For
1m   Elect Director Jim C. Walton   Mgmt   Yes   For   For
1n   Elect Director S. Robson Walton   Mgmt   Yes   For   For
1o   Elect Director Linda S. Wolf   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Disclosure of Recoupment Activity from Senior Officers   SH   Yes   Against   For
6   Provide Proxy Access Right   SH   Yes   Against   For
7   Adopt Quantitative GHG Goals for Maritime Shipping   SH   Yes   Against   Against
8   Report on Incentive Compensation Plans   SH   Yes   Against   For
9   Require Independent Board Chairman   SH   Yes   Against   For

Diamondback Energy, Inc.

 

Meeting Date    06/08/2015    Country    USA    Primary Security ID    25278X109
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FANG

 

Primary CUSIP 25278X109    Primary ISIN US25278X1090    Primary SEDOL B7Y8YR3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven E. West   Mgmt   Yes   For   For
1.2   Elect Director Travis D. Stice   Mgmt   Yes   For   For
1.3   Elect Director Michael P. Cross   Mgmt   Yes   For   For
1.4   Elect Director David L. Houston   Mgmt   Yes   For   For


1.5   Elect Director Mark L. Plaumann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Evercore Partners Inc.

 

Meeting Date    06/08/2015    Country    USA    Primary Security ID    29977A105
Record Date    04/20/2015    Meeting Type    Annual    Ticker    EVR

 

Primary CUSIP 29977A105    Primary ISIN US29977A1051    Primary SEDOL B1BHXZ2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Roger C. Altman   Mgmt   Yes   For   For
1.2   Elect Director Richard I. Beattie   Mgmt   Yes   For   For
1.3   Elect Director Francois de Saint Phalle   Mgmt   Yes   For   For
1.4   Elect Director Gail B. Harris   Mgmt   Yes   For   For
1.5   Elect Director Curt Hessler   Mgmt   Yes   For   For
1.6   Elect Director Robert B. Millard   Mgmt   Yes   For   For
1.7   Elect Director Willard J. Overlock, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Ralph L. Schlosstein   Mgmt   Yes   For   For
1.9   Elect Director William J. Wheeler   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Angie’s List, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    034754101
Record Date    04/13/2015    Meeting Type    Annual    Ticker    ANGI

 

Primary CUSIP 034754101    Primary ISIN US0347541015    Primary SEDOL B5B33P8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John H. Chuang   Mgmt   Yes   For   Withhold
1.2   Elect Director William S. Oesterle   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

Investors Bancorp, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    46146L101
Record Date    04/20/2015    Meeting Type    Annual    Ticker    ISBC

 

Primary CUSIP 46146L101    Primary ISIN US46146L1017    Primary SEDOL BMHT4M3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert M. Cashill   Mgmt   Yes   For   For
1.2   Elect Director Kevin Cummings   Mgmt   Yes   For   For
1.3   Elect Director Brian D. Dittenhafer   Mgmt   Yes   For   For


1.4   Elect Director Michele N. Siekerka   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year
5   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Orexigen Therapeutics, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    686164104
Record Date    04/13/2015    Meeting Type    Annual    Ticker    OREX

 

Primary CUSIP 686164104    Primary ISIN US6861641040    Primary SEDOL B1WLCZ6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis C. Bock   Mgmt   Yes   For   For
1.2   Elect Director Wendy L. Dixon   Mgmt   Yes   For   For
1.3   Elect Director Peter K. Honig   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Tesla Motors, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    88160R101
Record Date    04/15/2015    Meeting Type    Annual    Ticker    TSLA

 

Primary CUSIP 88160R101    Primary ISIN US88160R1014    Primary SEDOL B616C79

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Antonio J. Gracias   Mgmt   Yes   For   For
1.2   Elect Director Kimbal Musk   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Adopt Goals to Reduce Use of Animal-Sourced Materials   SH   Yes   Against   Against
4   Become First Cruelty-Free Premium Brand   SH   Yes   Against   Against

Amazon.com, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    023135106
Record Date    04/13/2015    Meeting Type    Annual    Ticker    AMZN

 

Primary CUSIP 023135106    Primary ISIN US0231351067    Primary SEDOL 2000019

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jeffrey P. Bezos   Mgmt   Yes   For   For
1b   Elect Director Tom A. Alberg   Mgmt   Yes   For   For
1c   Elect Director John Seely Brown   Mgmt   Yes   For   For
1d   Elect Director William B. Gordon   Mgmt   Yes   For   For
1e   Elect Director Jamie S. Gorelick   Mgmt   Yes   For   For
1f   Elect Director Judith A. McGrath   Mgmt   Yes   For   For
1g   Elect Director Alain Monié   Mgmt   Yes   For   For


1h   Elect Director Jonathan J. Rubinstein   Mgmt   Yes   For   For
1i   Elect Director Thomas O. Ryder   Mgmt   Yes   For   For
1j   Elect Director Patricia Q. Stonesifer   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Adopt Proxy Access Right   SH   Yes   Against   For
4   Report on Political Contributions   SH   Yes   Against   For
5   Report on Sustainability, Including GHG Goals   SH   Yes   Against   For
6   Report on Human Rights Risk Assessment Process   SH   Yes   Against   Against

athenahealth, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    04685W103
Record Date    04/15/2015    Meeting Type    Annual    Ticker    ATHN

 

Primary CUSIP 04685W103    Primary ISIN US04685W1036    Primary SEDOL B24FJV8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jacqueline B. Kosecoff   Mgmt   Yes   For   For
1.2   Elect Director David E. Robinson   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Caterpillar Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    149123101
Record Date    04/13/2015    Meeting Type    Annual    Ticker    CAT

 

Primary CUSIP 149123101    Primary ISIN US1491231015    Primary SEDOL 2180201

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David L. Calhoun   Mgmt   Yes   For   Against
1.2   Elect Director Daniel M. Dickinson   Mgmt   Yes   For   For
1.3   Elect Director Juan Gallardo   Mgmt   Yes   For   For
1.4   Elect Director Jesse J. Greene, Jr.   Mgmt   Yes   For   Against
1.5   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Dennis A. Muilenburg   Mgmt   Yes   For   For
1.7   Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For
1.8   Elect Director William A. Osborn   Mgmt   Yes   For   For
1.9   Elect Director Debra L. Reed   Mgmt   Yes   For   For
1.10   Elect Director Edward B. Rust, Jr.   Mgmt   Yes   For   For
1.11   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1.12   Elect Director Miles D. White   Mgmt   Yes   For   Against
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Require Independent Board Chairman   SH   Yes   Against   For


5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Review and Amend Human Rights Policies   SH   Yes   Against   For
7   Amend Policies to Allow Employees to Participate in Political Process with No Retribution   SH   Yes   Against   Against

Federal-Mogul Holdings Corporation

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    313549404
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FDML

 

Primary CUSIP 313549404    Primary ISIN US3135494041    Primary SEDOL B29N9B7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Carl C. Icahn   Mgmt   Yes   For   Withhold
1.2   Elect Director Sung Hwan Cho   Mgmt   Yes   For   Withhold
1.3   Elect Director Thomas W. Elward   Mgmt   Yes   For   For
1.4   Elect Director George Feldenkreis   Mgmt   Yes   For   For
1.5   Elect Director Hunter C. Gary   Mgmt   Yes   For   Withhold
1.6   Elect Director Rainer Jueckstock   Mgmt   Yes   For   Withhold
1.7   Elect Director J. Michael Laisure   Mgmt   Yes   For   For
1.8   Elect Director Daniel A. Ninivaggi   Mgmt   Yes   For   Withhold
1.9   Elect Director Neil S. Subin   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against

Freeport-McMoRan Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    35671D857
Record Date    04/16/2015    Meeting Type    Annual    Ticker    FCX

 

Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard C. Adkerson   Mgmt   Yes   For   For
1.2   Elect Director Robert J. Allison, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Alan R. Buckwalter, III   Mgmt   Yes   For   For
1.4   Elect Director Robert A. Day   Mgmt   Yes   For   For
1.5   Elect Director James C. Flores   Mgmt   Yes   For   For
1.6   Elect Director Gerald J. Ford   Mgmt   Yes   For   For
1.7   Elect Director Thomas A. Fry, III   Mgmt   Yes   For   For
1.8   Elect Director H. Devon Graham, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Lydia H. Kennard   Mgmt   Yes   For   For
1.10   Elect Director Charles C. Krulak   Mgmt   Yes   For   For
1.11   Elect Director Bobby Lee Lackey   Mgmt   Yes   For   For
1.12   Elect Director Jon C. Madonna   Mgmt   Yes   For   For


1.13   Elect Director Dustan E. McCoy   Mgmt   Yes   For   For
1.14   Elect Director James R. Moffett   Mgmt   Yes   For   For
1.15   Elect Director Stephen H. Siegele   Mgmt   Yes   For   For
1.16   Elect Director Frances Fragos Townsend   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Proxy Access Right   SH   Yes   Against   For

FXCM Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    302693106
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FXCM

 

Primary CUSIP 302693106    Primary ISIN US3026931069    Primary SEDOL B3YPMH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William Ahdout   Mgmt   Yes   For   Withhold
1.2   Elect Director James G. Brown   Mgmt   Yes   For   Withhold
1.3   Elect Director Robin Davis   Mgmt   Yes   For   Withhold
1.4   Elect Director Perry Fish   Mgmt   Yes   For   Withhold
1.5   Elect Director Kenneth Grossman   Mgmt   Yes   For   Withhold
1.6   Elect Director Arthur Gruen   Mgmt   Yes   For   Withhold
1.7   Elect Director Eric LeGoff   Mgmt   Yes   For   Withhold
1.8   Elect Director Dror (Drew) Niv   Mgmt   Yes   For   Withhold
1.9   Elect Director David Sakhai   Mgmt   Yes   For   Withhold
1.10   Elect Director Ryan Silverman   Mgmt   Yes   For   Withhold
1.11   Elect Director Eduard Yusupov   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Generac Holdings Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    368736104
Record Date    04/16/2015    Meeting Type    Annual    Ticker    GNRC

 

Primary CUSIP 368736104    Primary ISIN US3687361044    Primary SEDOL B6197Q2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert D. Dixon   Mgmt   Yes   For   For
1.2   Elect Director David A. Ramon   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Live Nation Entertainment, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    538034109
Record Date    04/15/2015    Meeting Type    Annual    Ticker    LYV

 

Primary CUSIP 538034109    Primary ISIN US5380341090    Primary SEDOL B0T7YX2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Mark Carleton   Mgmt   Yes   For   Against
1.2   Elect Director Jonathan Dolgen   Mgmt   Yes   For   For
1.3   Elect Director Ari Emanuel   Mgmt   Yes   For   For
1.4   Elect Director Robert Ted Enloe, III   Mgmt   Yes   For   Against
1.5   Elect Director Jeffrey T. Hinson   Mgmt   Yes   For   For
1.6   Elect Director James Iovine   Mgmt   Yes   For   For
1.7   Elect Director Margaret “Peggy” Johnson   Mgmt   Yes   For   For
1.8   Elect Director James S. Kahan   Mgmt   Yes   For   For
1.9   Elect Director Gregory B. Maffei   Mgmt   Yes   For   For
1.10   Elect Director Randall T. Mays   Mgmt   Yes   For   For
1.11   Elect Director Michael Rapino   Mgmt   Yes   For   For
1.12   Elect Director Mark S. Shapiro   Mgmt   Yes   For   Against
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

EMCOR Group, Inc.

 

Meeting Date    06/11/2015    Country    USA    Primary Security ID    29084Q100
Record Date    04/16/2015    Meeting Type    Annual    Ticker    EME

 

Primary CUSIP 29084Q100    Primary ISIN US29084Q1004    Primary SEDOL 2474164

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John W. Altmeyer   Mgmt   Yes   For   For
1b   Elect Director Stephen W. Bershad   Mgmt   Yes   For   For
1c   Elect Director David A.B. Brown   Mgmt   Yes   For   For
1d   Elect Director Larry J. Bump   Mgmt   Yes   For   For
1e   Elect Director Anthony J. Guzzi   Mgmt   Yes   For   For
1f   Elect Director Richard F. Hamm, Jr.   Mgmt   Yes   For   For
1g   Elect Director David H. Laidley   Mgmt   Yes   For   For
1h   Elect Director Frank T. MacInnis   Mgmt   Yes   For   For
1i   Elect Director Jerry E. Ryan   Mgmt   Yes   For   For
1j   Elect Director Michael T. Yonker   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Zillow Group, Inc.

 

Meeting Date    06/11/2015    Country    USA    Primary Security ID    98954M101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    Z

 

Primary CUSIP 98954M101    Primary ISIN US98954M1018    Primary SEDOL BVYJBR3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Erik Blachford   Mgmt   Yes   For   For
1.2   Elect Director Spencer M. Rascoff   Mgmt   Yes   For   For
1.3   Elect Director Gordon Stephenson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   Three Years   One Year
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Spirit Airlines, Inc.

 

Meeting Date    06/16/2015    Country    USA    Primary Security ID    848577102
Record Date    04/17/2015    Meeting Type    Annual    Ticker    SAVE

 

Primary CUSIP 848577102    Primary ISIN US8485771021    Primary SEDOL B3ZG8F4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert D. Johnson   Mgmt   Yes   For   For
1.2   Elect Director Barclay G. Jones, III   Mgmt   Yes   For   For
1.3   Elect Director Dawn M. Zier   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For

Toyota Motor Corp.

 

Meeting Date    06/16/2015    Country    Japan    Primary Security ID    J92676113
Record Date    03/31/2015    Meeting Type    Annual    Ticker    7203

 

Primary CUSIP J92676113    Primary ISIN JP3633400001    Primary SEDOL 6900643

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 125   Mgmt   Yes   For   For
2.1   Elect Director Uchiyamada, Takeshi   Mgmt   Yes   For   For
2.2   Elect Director Toyoda, Akio   Mgmt   Yes   For   For
2.3   Elect Director Kodaira, Nobuyori   Mgmt   Yes   For   For
2.4   Elect Director Kato, Mitsuhisa   Mgmt   Yes   For   For
2.5   Elect Director Sudo, Seiichi   Mgmt   Yes   For   For


2.6   Elect Director Terashi, Shigeki   Mgmt   Yes   For   For
2.7   Elect Director Hayakawa, Shigeru   Mgmt   Yes   For   For
2.8   Elect Director Didier Leroy   Mgmt   Yes   For   For
2.9   Elect Director Ijichi, Takahiko   Mgmt   Yes   For   For
2.10   Elect Director Uno, Ikuo   Mgmt   Yes   For   For
2.11   Elect Director Kato, Haruhiko   Mgmt   Yes   For   For
2.12   Elect Director Mark T. Hogan   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Kato, Masahiro   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Kagawa, Yoshiyuki   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Wake, Yoko   Mgmt   Yes   For   For
3.4   Appoint Statutory Auditor Ozu, Hiroshi   Mgmt   Yes   For   For
4   Appoint Alternate Statutory Auditor Sakai, Ryuji   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For
6   Amend Articles to Indemnify Directors - Indemnify Statutory Auditors   Mgmt   Yes   For   For
7   Amend Articles to Create Class AA Shares and Approve Issuance of Class AA Shares   Mgmt   Yes   For   Against

Aon plc

 

Meeting Date    06/17/2015    Country    United Kingdom    Primary Security ID    G0408V102
Record Date    04/22/2015    Meeting Type    Annual    Ticker    AON

 

Primary CUSIP 037389103    Primary ISIN GB00B5BT0K07    Primary SEDOL B5BT0K0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lester B. Knight   Mgmt   Yes   For   For
1.2   Elect Director Gregory C. Case   Mgmt   Yes   For   For
1.3   Elect Director Fulvio Conti   Mgmt   Yes   For   For
1.4   Elect Director Cheryl A. Francis   Mgmt   Yes   For   For
1.5   Elect Director James W. Leng   Mgmt   Yes   For   For
1.6   Elect Director J. Michael Losh   Mgmt   Yes   For   For
1.7   Elect Director Robert S. Morrison   Mgmt   Yes   For   For
1.8   Elect Director Richard B. Myers   Mgmt   Yes   For   For
1.9   Elect Director Richard C. Notebaert   Mgmt   Yes   For   For
1.10   Elect Director Gloria Santona   Mgmt   Yes   For   For
1.11   Elect Director Carolyn Y. Woo   Mgmt   Yes   For   For
2   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Aon’s Auditors   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as U.K. Statutory Auditor   Mgmt   Yes   For   For
5   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
7   Advisory Vote to Ratify Directors’ Remuneration Report   Mgmt   Yes   For   For


8   Authorise Shares for Market Purchase   Mgmt   Yes   For   For
9   Issue of Equity or Equity-Linked Securities with Pre-emptive Rights   Mgmt   Yes   For   For
10   Issue of Equity or Equity-Linked Securities without Pre-emptive Rights   Mgmt   Yes   For   For
11   Approve Political Donations   Mgmt   Yes   For   For

Honda Motor Co. Ltd.

 

Meeting Date    06/17/2015    Country    Japan    Primary Security ID    J22302111
Record Date    03/31/2015    Meeting Type    Annual    Ticker    7267

 

Primary CUSIP J22302111    Primary ISIN JP3854600008    Primary SEDOL 6435145

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   Yes   For   For
2.1   Elect Director Ike, Fumihiko   Mgmt   Yes   For   For
2.2   Elect Director Ito, Takanobu   Mgmt   Yes   For   For
2.3   Elect Director Iwamura, Tetsuo   Mgmt   Yes   For   For
2.4   Elect Director Fukuo, Koichi   Mgmt   Yes   For   For
2.5   Elect Director Matsumoto, Yoshiyuki   Mgmt   Yes   For   For
2.6   Elect Director Yamane, Yoshi   Mgmt   Yes   For   For
2.7   Elect Director Hachigo, Takahiro   Mgmt   Yes   For   For
2.8   Elect Director Yoshida, Masahiro   Mgmt   Yes   For   For
2.9   Elect Director Takeuchi, Kohei   Mgmt   Yes   For   For
2.10   Elect Director Kuroyanagi, Nobuo   Mgmt   Yes   For   For
2.11   Elect Director Kunii, Hideko   Mgmt   Yes   For   For
2.12   Elect Director Aoyama, Shinji   Mgmt   Yes   For   For
2.13   Elect Director Kaihara, Noriya   Mgmt   Yes   For   For
2.14   Elect Director Igarashi, Masayuki   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Takaura, Hideo   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Tamura, Mayumi   Mgmt   Yes   For   For

Mentor Graphics Corporation

 

Meeting Date    06/17/2015    Country    USA    Primary Security ID    587200106
Record Date    04/13/2015    Meeting Type    Annual    Ticker    MENT

 

Primary CUSIP 587200106    Primary ISIN US5872001061    Primary SEDOL 2578033

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Keith L. Barnes   Mgmt   Yes   For   For
1.2   Elect Director Peter L. Bonfield   Mgmt   Yes   For   For
1.3   Elect Director Gregory K. Hinckley   Mgmt   Yes   For   For
1.4   Elect Director Paul A. Mascarenas   Mgmt   Yes   For   For
1.5   Elect Director J. Daniel McCranie   Mgmt   Yes   For   For
1.6   Elect Director Patrick B. McManus   Mgmt   Yes   For   For


1.7   Elect Director Walden C. Rhines   Mgmt   Yes   For   For
1.8   Elect Director Jeffrey M. Stafeil   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Foundation Medicine, Inc.

 

Meeting Date    06/18/2015    Country    USA    Primary Security ID    350465100
Record Date    04/24/2015    Meeting Type    Annual    Ticker    FMI

 

Primary CUSIP 350465100    Primary ISIN US3504651007    Primary SEDOL BDX85T5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alexis Borisy   Mgmt   Yes   For   Against
1.2   Elect Director Sandra Horning   Mgmt   Yes   For   Against
1.3   Elect Director Evan Jones   Mgmt   Yes   For   For
1.4   Elect Director Daniel O’Day   Mgmt   Yes   For   Against
1.5   Elect Director Michael Pellini   Mgmt   Yes   For   Against
1.6   Elect Director David Schenkein   Mgmt   Yes   For   For
1.7   Elect Director Michael Varney   Mgmt   Yes   For   Against
1.8   Elect Director Krishna Yeshwant   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

OPKO Health, Inc.

 

Meeting Date    06/18/2015    Country    USA    Primary Security ID    68375N103
Record Date    04/20/2015    Meeting Type    Annual    Ticker    OPK

 

Primary CUSIP 68375N103    Primary ISIN US68375N1037    Primary SEDOL 2115902

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Phillip Frost   Mgmt   Yes   For   Withhold
1.2   Elect Director Jane H. Hsiao   Mgmt   Yes   For   Withhold
1.3   Elect Director Steven D. Rubin   Mgmt   Yes   For   Withhold
1.4   Elect Director Robert A. Baron   Mgmt   Yes   For   For
1.5   Elect Director Thomas E. Beier   Mgmt   Yes   For   Withhold
1.6   Elect Director Dmitry Kolosov   Mgmt   Yes   For   For
1.7   Elect Director Richard A. Lerner   Mgmt   Yes   For   For
1.8   Elect Director John A. Paganelli   Mgmt   Yes   For   Withhold
1.9   Elect Director Richard C. Pfenniger, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Alice Lin-Tsing Yu   Mgmt   Yes   For   Withhold


Mitsubishi Corp.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J43830116
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8058

 

Primary CUSIP J43830116    Primary ISIN JP3898400001    Primary SEDOL 6596785

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   Yes   For   For
2   Amend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Kojima, Yorihiko   Mgmt   Yes   For   For
3.2   Elect Director Kobayashi, Ken   Mgmt   Yes   For   For
3.3   Elect Director Nakahara, Hideto   Mgmt   Yes   For   For
3.4   Elect Director Yanai, Jun   Mgmt   Yes   For   For
3.5   Elect Director Kinukawa, Jun   Mgmt   Yes   For   For
3.6   Elect Director Miyauchi, Takahisa   Mgmt   Yes   For   For
3.7   Elect Director Uchino, Shuma   Mgmt   Yes   For   For
3.8   Elect Director Mori, Kazuyuki   Mgmt   Yes   For   For
3.9   Elect Director Hirota, Yasuhito   Mgmt   Yes   For   For
3.10   Elect Director Tsukuda, Kazuo   Mgmt   Yes   For   For
3.11   Elect Director Kato, Ryozo   Mgmt   Yes   For   For
3.12   Elect Director Konno, Hidehiro   Mgmt   Yes   For   For
3.13   Elect Director Sakie Tachibana Fukushima   Mgmt   Yes   For   For
3.14   Elect Director Nishiyama, Akihiko   Mgmt   Yes   For   For
4   Appoint Statutory Auditor Kizaki, Hiroshi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

Mitsui & Co.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J44690139
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8031

 

Primary CUSIP J44690139    Primary ISIN JP3893600001    Primary SEDOL 6597302

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 32   Mgmt   Yes   For   For
2.1   Elect Director Iijima, Masami   Mgmt   Yes   For   For
2.2   Elect Director Yasunaga,Tatsuo   Mgmt   Yes   For   For
2.3   Elect Director Saiga, Daisuke   Mgmt   Yes   For   For
2.4   Elect Director Kinoshita, Masayuki   Mgmt   Yes   For   For
2.5   Elect Director Ambe, Shintaro   Mgmt   Yes   For   For
2.6   Elect Director Kato, Hiroyuki   Mgmt   Yes   For   For
2.7   Elect Director Hombo, Yoshihiro   Mgmt   Yes   For   For
2.8   Elect Director Suzuki, Makoto   Mgmt   Yes   For   For


2.9   Elect Director Matsubara, Keigo   Mgmt   Yes   For   For
2.10   Elect Director Nonaka, Ikujiro   Mgmt   Yes   For   For
2.11   Elect Director Hirabayashi, Hiroshi   Mgmt   Yes   For   For
2.12   Elect Director Muto, Toshiro   Mgmt   Yes   For   For
2.13   Elect Director Kobayashi, Izumi   Mgmt   Yes   For   For
2.14   Elect Director Jenifer Rogers   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Okada, Joji   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Yamauchi, Takashi   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Ozu, Hiroshi   Mgmt   Yes   For   For
4   Amend Articles to Add Transparent Business Operation to Earn Trust from Customers and Society to Business Objectives   SH   Yes   Against   Against
5   Amend Articles to Add Setup of Fukushima-Daiichi Nuclear Power Plant Accident Response Department to Business Objectives   SH   Yes   Against   Against
6   Amend Articles to Establish Ethics Committee   SH   Yes   Against   Against
7   Amend Articles to Delete Provisions Authorizing Share Buybacks at Board’s Discretion   SH   Yes   Against   Against
8   Amend Articles to Add Provisions Requiring ROE of 12% as Condition to Rebuild Head Office Building   SH   Yes   Against   Against
9   Amend Articles to Authorize Board to Appoint Advisers (with Mandatory Retirement Age of 70)   SH   Yes   Against   Against
10   Remove Director Nonaka, Ikujiro   SH   Yes   Against   Against
11   Authorize Share Repurchase of up to 100 Million Shares in the Coming Year   SH   Yes   Against   Against
12   Amend Articles to Display Shareholder Proposals in Proxy Circulars with Same Character Gap and Line Space as Management Proposals   SH   Yes   Against   Against

Office Depot, Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    676220106
Record Date    04/29/2015    Meeting Type    Annual    Ticker    ODP

 

Primary CUSIP 676220106    Primary ISIN US6762201068    Primary SEDOL 2655981

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   Against
3   Adjourn Meeting   Mgmt   Yes   For   For
4a   Elect Director Roland C. Smith   Mgmt   Yes   For   For
4b   Elect Director Warren F. Bryant   Mgmt   Yes   For   For
4c   Elect Director Rakesh Gangwal   Mgmt   Yes   For   For
4d   Elect Director Cynthia T. Jamison   Mgmt   Yes   For   For
4e   Elect Director V. James Marino   Mgmt   Yes   For   For
4f   Elect Director Michael J. Massey   Mgmt   Yes   For   For
4g   Elect Director Francesca Ruiz de Luzuriaga   Mgmt   Yes   For   For


4h   Elect Director David M. Szymanski   Mgmt   Yes   For   For
4i   Elect Director Nigel Travis   Mgmt   Yes   For   For
4j   Elect Director Joseph Vassalluzzo   Mgmt   Yes   For   For
5   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
6   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
7   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

OncoMed Pharmaceuticals, Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    68234X102
Record Date    04/20/2015    Meeting Type    Annual    Ticker    OMED

 

Primary CUSIP 68234X102    Primary ISIN US68234X1028    Primary SEDOL BC9SJN4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul J. Hastings   Mgmt   Yes   For   For
1.2   Elect Director Laurence Lasky   Mgmt   Yes   For   For
1.3   Elect Director Denise Pollard-Knight   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

SoftBank Corp.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J75963108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    9984

 

Primary CUSIP J75963108    Primary ISIN JP3436100006    Primary SEDOL 6770620

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   Yes   For   For
2   Amend Articles to Change Company Name—Reduce Directors’ Term—Indemnify Directors—Increase Maximum Number of Statutory Auditors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Son, Masayoshi   Mgmt   Yes   For   For
3.2   Elect Director Nikesh Arora   Mgmt   Yes   For   For
3.3   Elect Director Miyauchi, Ken   Mgmt   Yes   For   For
3.4   Elect Director Ronald Fisher   Mgmt   Yes   For   For
3.5   Elect Director Yun Ma   Mgmt   Yes   For   For
3.6   Elect Director Miyasaka, Manabu   Mgmt   Yes   For   For
3.7   Elect Director Yanai, Tadashi   Mgmt   Yes   For   For
3.8   Elect Director Mark Schwartz   Mgmt   Yes   For   For
3.9   Elect Director Nagamori, Shigenobu   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Murata, Tatsuhiro   Mgmt   Yes   For   For
4.2   Appoint Statutory Auditor Toyama, Atsushi   Mgmt   Yes   For   For


Time Warner Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    887317303
Record Date    04/20/2015    Meeting Type    Annual    Ticker    TWX

 

Primary CUSIP 887317303    Primary ISIN US8873173038    Primary SEDOL B63QTN2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director James L. Barksdale   Mgmt   Yes   For   Against
1b   Elect Director William P. Barr   Mgmt   Yes   For   Against
1c   Elect Director Jeffrey L. Bewkes   Mgmt   Yes   For   For
1d   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   Against
1e   Elect Director Robert C. Clark   Mgmt   Yes   For   Against
1f   Elect Director Mathias Dopfner   Mgmt   Yes   For   For
1g   Elect Director Jessica P. Einhorn   Mgmt   Yes   For   Against
1h   Elect Director Carlos M. Gutierrez   Mgmt   Yes   For   For
1i   Elect Director Fred Hassan   Mgmt   Yes   For   For
1j   Elect Director Kenneth J. Novack   Mgmt   Yes   For   Against
1k   Elect Director Paul D. Wachter   Mgmt   Yes   For   For
1l   Elect Director Deborah C. Wright   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Act by Written Consent   SH   Yes   Against   For
5   Board Oversight of Tobacco Use Depicted in Products   SH   Yes   Against   Against
6   Adopt Quantitative GHG Goals for Operations   SH   Yes   Against   For

East Japan Railway Co.

 

Meeting Date    06/23/2015    Country    Japan    Primary Security ID    J1257M109
Record Date    03/31/2015    Meeting Type    Annual    Ticker    9020

 

Primary CUSIP J1257M109    Primary ISIN JP3783600004    Primary SEDOL 6298542

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   Yes   For   For
2   Amend Articles to Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3   Elect Director Ito, Motoshige   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Hoshino, Shigeo   Mgmt   Yes   For   Against
4.2   Appoint Statutory Auditor Higashikawa, Hajime   Mgmt   Yes   For   Against
4.3   Appoint Statutory Auditor Ishida, Yoshio   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   Yes   For   For


Mizuho Financial Group Inc.

 

Meeting Date    06/23/2015    Country    Japan    Primary Security ID    J4599L102
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8411

 

Primary CUSIP J4599L102    Primary ISIN JP3885780001    Primary SEDOL 6591014

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Sato, Yasuhiro   Mgmt   Yes   For   For
1.2   Elect Director Tsuhara, Shusaku   Mgmt   Yes   For   For
1.3   Elect Director Aya, Ryusuke   Mgmt   Yes   For   For
1.4   Elect Director Shimbo, Junichi   Mgmt   Yes   For   For
1.5   Elect Director Fujiwara, Koji   Mgmt   Yes   For   For
1.6   Elect Director Takahashi, Hideyuki   Mgmt   Yes   For   For
1.7   Elect Director Funaki, Nobukatsu   Mgmt   Yes   For   For
1.8   Elect Director Ohashi, Mitsuo   Mgmt   Yes   For   For
1.9   Elect Director Seki, Tetsuo   Mgmt   Yes   For   Against
1.10   Elect Director Kawamura, Takashi   Mgmt   Yes   For   Against
1.11   Elect Director Kainaka, Tatsuo   Mgmt   Yes   For   Against
1.12   Elect Director Abe, Hirotake   Mgmt   Yes   For   For
1.13   Elect Director Ota, Hiroko   Mgmt   Yes   For   For
2   Amend Articles to Allow Shareholders to Submit Income Allocation Proposals   SH   Yes   Against   For
3   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Yes   Against   For
4   Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So   SH   Yes   Against   Against
5   Amend Articles to Introduce Provision on Prevention of Sexual Harassment   SH   Yes   Against   Against
6   Amend Articles to Hold Annual Shareholder Meetings within Two Months from Record Date of May 31   SH   Yes   Against   Against
7   Amend Articles to Ban Bundling Proposals that Many Shareholders Are Likely to Support with Proposals that Will Be Controversial   SH   Yes   Against   Against
8   Amend Articles to Disclose Shareholder Meeting Minutes   SH   Yes   Against   Against
9   Amend Articles to Establish System Preventing Employees from Practicing Fraud   SH   Yes   Against   Against
10   Amend Articles to Withdraw from Green-Sheet Markets   SH   Yes   Against   Against
11   Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Participating in Successor System on Green-Sheet Markets   SH   Yes   Against   Against


Equity Residential

 

Meeting Date    06/24/2015    Country    USA    Primary Security ID    29476L107
Record Date    03/31/2015    Meeting Type    Annual    Ticker    EQR

 

Primary CUSIP 29476L107    Primary ISIN US29476L1070    Primary SEDOL 2319157

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John W. Alexander   Mgmt   Yes   For   For
1.2   Elect Director Charles L. Atwood   Mgmt   Yes   For   For
1.3   Elect Director Linda Walker Bynoe   Mgmt   Yes   For   For
1.4   Elect Director Mary Kay Haben   Mgmt   Yes   For   For
1.5   Elect Director Bradley A. Keywell   Mgmt   Yes   For   For
1.6   Elect Director John E. Neal   Mgmt   Yes   For   For
1.7   Elect Director David J. Neithercut   Mgmt   Yes   For   For
1.8   Elect Director Mark S. Shapiro   Mgmt   Yes   For   For
1.9   Elect Director Gerald A. Spector   Mgmt   Yes   For   For
1.10   Elect Director Stephen E. Sterrett   Mgmt   Yes   For   For
1.11   Elect Director B. Joseph White   Mgmt   Yes   For   For
1.12   Elect Director Samuel Zell   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For

Restoration Hardware Holdings, Inc.

 

Meeting Date    06/24/2015    Country    USA    Primary Security ID    761283100
Record Date    05/08/2015    Meeting Type    Annual    Ticker    RH

 

Primary CUSIP 761283100    Primary ISIN US7612831005    Primary SEDOL B8V9GG9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gary Friedman   Mgmt   Yes   For   For
1.2   Elect Director Carlos Alberini   Mgmt   Yes   For   For
1.3   Elect Director J. Michael Chu   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Genesco Inc.

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    371532102
Record Date    04/27/2015    Meeting Type    Annual    Ticker    GCO

 

Primary CUSIP 371532102    Primary ISIN US3715321028    Primary SEDOL 2367101

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joanna Barsh   Mgmt   Yes   For   For
1.2   Elect Director James S. Beard   Mgmt   Yes   For   For


1.3   Elect Director Leonard L. Berry   Mgmt   Yes   For   For
1.4   Elect Director William F. Blaufuss, Jr.   Mgmt   Yes   For   For
1.5   Elect Director James W. Bradford   Mgmt   Yes   For   For
1.6   Elect Director Robert J. Dennis   Mgmt   Yes   For   For
1.7   Elect Director Matthew C. Diamond   Mgmt   Yes   For   For
1.8   Elect Director Marty G. Dickens   Mgmt   Yes   For   For
1.9   Elect Director Thurgood Marshall, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Kathleen Mason   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Hitachi Ltd.

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J20454112
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6501

 

Primary CUSIP J20454112    Primary ISIN JP3788600009    Primary SEDOL 6429104

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Amend Articles to Indemnify Directors—Reflect Changes in Law   Mgmt   Yes   For   For
2.1   Elect Director Katsumata, Nobuo   Mgmt   Yes   For   For
2.2   Elect Director Cynthia Carroll   Mgmt   Yes   For   For
2.3   Elect Director Sakakibara, Sadayuki   Mgmt   Yes   For   For
2.4   Elect Director George Buckley   Mgmt   Yes   For   For
2.5   Elect Director Louise Pentland   Mgmt   Yes   For   For
2.6   Elect Director Mochizuki, Harufumi   Mgmt   Yes   For   For
2.7   Elect Director Philip Yeo   Mgmt   Yes   For   For
2.8   Elect Director Yoshihara, Hiroaki   Mgmt   Yes   For   For
2.9   Elect Director Nakanishi, Hiroaki   Mgmt   Yes   For   For
2.10   Elect Director Higashihara, Toshiaki   Mgmt   Yes   For   For
2.11   Elect Director Miyoshi, Takashi   Mgmt   Yes   For   For
2.12   Elect Director Mochida, Nobuo   Mgmt   Yes   For   For

LSB Industries, Inc.

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    502160104
Record Date    04/27/2015    Meeting Type    Annual    Ticker    LXU

 

Primary CUSIP 502160104    Primary ISIN US5021601043    Primary SEDOL 2536882

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis S. Massimo   Mgmt   Yes   For   For
1.2   Elect Director Andrew K. Mittag   Mgmt   Yes   For   For
1.3   Elect Director Barry H. Golsen   Mgmt   Yes   For   For
1.4   Elect Director Marran H. Ogilvie   Mgmt   Yes   For   For


1.5   Elect Director Richard W. Roedel   Mgmt   Yes   For   For
1.6   Elect Director Richard S. Sanders, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Lynn F. White   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Mitsubishi UFJ Financial Group

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J44497105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8306

 

Primary CUSIP J44497105    Primary ISIN JP3902900004    Primary SEDOL 6335171

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   Yes   For   For
2   Amend Articles to Remove Provisions on Type 1 Class 5 Preferred Shares and Class 11 Preferred Shares to Reflect Cancellation—Abolish Board Structure with Statutory Auditors—Adopt Board Structure with Three Committees—Indemnify Directors   Mgmt   Yes   For   For
3.1   Elect Director Sono, Kiyoshi   Mgmt   Yes   For   For
3.2   Elect Director Wakabayashi, Tatsuo   Mgmt   Yes   For   For
3.3   Elect Director Nagaoka, Takashi   Mgmt   Yes   For   For
3.4   Elect Director Hirano, Nobuyuki   Mgmt   Yes   For   For
3.5   Elect Director Oyamada, Takashi   Mgmt   Yes   For   For
3.6   Elect Director Kuroda, Tadashi   Mgmt   Yes   For   For
3.7   Elect Director Tokunari, Muneaki   Mgmt   Yes   For   For
3.8   Elect Director Yasuda, Masamichi   Mgmt   Yes   For   For
3.9   Elect Director Mikumo, Takashi   Mgmt   Yes   For   For
3.10   Elect Director Shimamoto, Takehiko   Mgmt   Yes   For   For
3.11   Elect Director Kawamoto, Yuko   Mgmt   Yes   For   For
3.12   Elect Director Matsuyama, Haruka   Mgmt   Yes   For   Against
3.13   Elect Director Okamoto, Kunie   Mgmt   Yes   For   Against
3.14   Elect Director Okuda, Tsutomu   Mgmt   Yes   For   For
3.15   Elect Director Kawakami, Hiroshi   Mgmt   Yes   For   For
3.16   Elect Director Sato, Yukihiro   Mgmt   Yes   For   Against
3.17   Elect Director Yamate, Akira   Mgmt   Yes   For   For
4   Amend Articles to Prohibit Gender Discrimination when Facing Customers   SH   Yes   Against   Against
5   Amend Articles to Set Maximum Limit on Name Transfer Fees in Margin Trading at the Group’s Securities Companies   SH   Yes   Against   Against


Panasonic Corp

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J6354Y104
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6752

 

Primary CUSIP J6354Y104    Primary ISIN JP3866800000    Primary SEDOL 6572707

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Nagae, Shusaku   Mgmt   Yes   For   For
1.2   Elect Director Matsushita, Masayuki   Mgmt   Yes   For   For
1.3   Elect Director Tsuga, Kazuhiro   Mgmt   Yes   For   For
1.4   Elect Director Yamada, Yoshihiko   Mgmt   Yes   For   For
1.5   Elect Director Takami, Kazunori   Mgmt   Yes   For   For
1.6   Elect Director Kawai, Hideaki   Mgmt   Yes   For   For
1.7   Elect Director Miyabe, Yoshiyuki   Mgmt   Yes   For   For
1.8   Elect Director Ito, Yoshio   Mgmt   Yes   For   For
1.9   Elect Director Yoshioka, Tamio   Mgmt   Yes   For   For
1.10   Elect Director Toyama, Takashi   Mgmt   Yes   For   For
1.11   Elect Director Ishii, Jun   Mgmt   Yes   For   For
1.12   Elect Director Sato, Mototsugu   Mgmt   Yes   For   For
1.13   Elect Director Oku, Masayuki   Mgmt   Yes   For   For
1.14   Elect Director Ota, Hiroko   Mgmt   Yes   For   For
1.15   Elect Director Enokido, Yasuji   Mgmt   Yes   For   For
1.16   Elect Director Homma, Tetsuro   Mgmt   Yes   For   For
1.17   Elect Director Tsutsui, Yoshinobu   Mgmt   Yes   For   For
2   Appoint Statutory Auditor Yasuhara, Hirofumi   Mgmt   Yes   For   For

Rite Aid Corporation

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    767754104
Record Date    05/01/2015    Meeting Type    Annual    Ticker    RAD

 

Primary CUSIP 767754104    Primary ISIN US7677541044    Primary SEDOL 2740809

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John T. Standley   Mgmt   Yes   For   For
1b   Elect Director Joseph B. Anderson, Jr.   Mgmt   Yes   For   For
1c   Elect Director Bruce G. Bodaken   Mgmt   Yes   For   For
1d   Elect Director David R. Jessick   Mgmt   Yes   For   For
1e   Elect Director Kevin E. Lofton   Mgmt   Yes   For   For
1f   Elect Director Myrtle S. Potter   Mgmt   Yes   For   For
1g   Elect Director Michael N. Regan   Mgmt   Yes   For   For
1h   Elect Director Frank A. Savage   Mgmt   Yes   For   For
1i   Elect Director Marcy Syms   Mgmt   Yes   For   For


2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
5   Proxy Access   SH   Yes   Against   For

Fanuc Corp.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J13440102
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6954

 

Primary CUSIP J13440102    Primary ISIN JP3802400006    Primary SEDOL 6356934

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 491.93   Mgmt   Yes   For   For
2.1   Elect Director Inaba, Yoshiharu   Mgmt   Yes   For   For
2.2   Elect Director Yamaguchi, Kenji   Mgmt   Yes   For   For
2.3   Elect Director Uchida, Hiroyuki   Mgmt   Yes   For   For
2.4   Elect Director Gonda, Yoshihiro   Mgmt   Yes   For   For
2.5   Elect Director Inaba, Kiyonori   Mgmt   Yes   For   For
2.6   Elect Director Matsubara, Shunsuke   Mgmt   Yes   For   For
2.7   Elect Director Noda, Hiroshi   Mgmt   Yes   For   For
2.8   Elect Director Kohari, Katsuo   Mgmt   Yes   For   For
2.9   Elect Director Okada, Toshiya   Mgmt   Yes   For   For
2.10   Elect Director Richard E. Schneider   Mgmt   Yes   For   For
2.11   Elect Director Olaf C. Gehrels   Mgmt   Yes   For   For
2.12   Elect Director Ono, Masato   Mgmt   Yes   For   For
2.13   Elect Director Tsukuda, Kazuo   Mgmt   Yes   For   For
2.14   Elect Director Imai, Yasuo   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Kimura, Shunsuke   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Shimizu, Naoki   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Nakagawa, Takeo   Mgmt   Yes   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J7771X109
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8316

 

Primary CUSIP J7771X109    Primary ISIN JP3890350006    Primary SEDOL 6563024

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 80   Mgmt   Yes   For   For
2   Amend Articles to Allow the Role of Company President to Be Filled by an Executive Officer—Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Oku, Masayuki   Mgmt   Yes   For   For
3.2   Elect Director Kunibe, Takeshi   Mgmt   Yes   For   For


3.3   Elect Director Ito, Yujiro   Mgmt   Yes   For   For
3.4   Elect Director Ogino, Kozo   Mgmt   Yes   For   For
3.5   Elect Director Teramoto, Toshiyuki   Mgmt   Yes   For   For
3.6   Elect Director Tanizaki, Katsunori   Mgmt   Yes   For   For
3.7   Elect Director Nomura, Kuniaki   Mgmt   Yes   For   For
3.8   Elect Director Arthur M. Mitchell   Mgmt   Yes   For   For
3.9   Elect Director Kono, Masaharu   Mgmt   Yes   For   For
3.10   Elect Director Sakurai, Eriko   Mgmt   Yes   For   For
4   Appoint Statutory Auditor Mikami, Toru   Mgmt   Yes   For   For
5   Approve Aggregate Compensation Ceiling for Directors   Mgmt   Yes   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J8129E108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    4502

 

Primary CUSIP J8129E108    Primary ISIN JP3463000004    Primary SEDOL 6870445

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   Yes   For   For
2.1   Elect Director Hasegawa, Yasuchika   Mgmt   Yes   For   Against
2.2   Elect Director Christophe Weber   Mgmt   Yes   For   Against
2.3   Elect Director Honda, Shinji   Mgmt   Yes   For   For
2.4   Elect Director Iwasaki, Masato   Mgmt   Yes   For   For
2.5   Elect Director Francois Roger   Mgmt   Yes   For   For
2.6   Elect Director Sudo, Fumio   Mgmt   Yes   For   For
2.7   Elect Director Kojima, Yorihiko   Mgmt   Yes   For   For
2.8   Elect Director Sakane, Masahiro   Mgmt   Yes   For   For
2.9   Elect Director Andrew Plump   Mgmt   Yes   For   For
3   Appoint Statutory Auditor Yamanaka, Yasuhiko   Mgmt   Yes   For   For
4   Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

Harmonic Inc.

 

Meeting Date    06/29/2015    Country    USA    Primary Security ID    413160102
Record Date    04/30/2015    Meeting Type    Annual    Ticker    HLIT

 

Primary CUSIP 413160102    Primary ISIN US4131601027    Primary SEDOL 2510659

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Patrick J. Harshman   Mgmt   Yes   For   For
1.2   Elect Director Patrick Gallagher   Mgmt   Yes   For   For
1.3   Elect Director Harold Covert   Mgmt   Yes   For   For
1.4   Elect Director E. Floyd Kvamme   Mgmt   Yes   For   For


1.5   Elect Director Mitzi Reaugh   Mgmt   Yes   For   For
1.6   Elect Director William F. Reddersen   Mgmt   Yes   For   For
1.7   Elect Director Susan G. Swenson   Mgmt   Yes   For   For
1.8   Elect Director Nikos Theodosopoulos   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Isis Pharmaceuticals, Inc.

 

Meeting Date    06/30/2015    Country    USA    Primary Security ID    464330109
Record Date    05/04/2015    Meeting Type    Annual    Ticker    ISIS

 

Primary CUSIP 464330109    Primary ISIN US4643301090    Primary SEDOL 2459785

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Breaux B. Castleman   Mgmt   Yes   For   For
1.2   Elect Director Frederick T. Muto   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Non-Employee Director Stock Option Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Institution Account(s): Deutsche X-trackers 2040 Target Date ETF

Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/15/2014    Country    Spain    Primary Security ID    E6282J109
Record Date    07/10/2014    Meeting Type    Annual    Ticker    ITX

 

Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Standalone Financial Statements   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Discharge of Board   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
4   Approve Stock Split   Mgmt   Yes   For   For
5.a   Amend Article 17.1 Re: Meeting Notice of General Meetings   Mgmt   Yes   For   For
5.b   Amend Article 27.1 Re: Election and Term of Directors   Mgmt   Yes   For   For
6   Amend Article 8.1 of General Meeting Regulations Re: Meeting Notice   Mgmt   Yes   For   For
7   Reelect Carlos Espinosa de los Monteros Bernaldo de Quirós as Director   Mgmt   Yes   For   Against
8   Elect Rodrigo Echenique Gordillo as Director   Mgmt   Yes   For   For
9   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For
10   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For

BT Group plc

 

Meeting Date    07/16/2014    Country    United Kingdom    Primary Security ID    G16612106
Record Date    07/14/2014    Meeting Type    Annual    Ticker    BT.A

 

Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Sir Michael Rake as Director   Mgmt   Yes   For   For
6   Re-elect Gavin Patterson as Director   Mgmt   Yes   For   For
7   Re-elect Tony Chanmugam as Director   Mgmt   Yes   For   For
8   Re-elect Tony Ball as Director   Mgmt   Yes   For   For
9   Re-elect Phil Hodkinson as Director   Mgmt   Yes   For   For
10   Re-elect Karen Richardson as Director   Mgmt   Yes   For   For
11   Re-elect Nick Rose as Director   Mgmt   Yes   For   For
12   Re-elect Jasmine Whitbread as Director   Mgmt   Yes   For   For


13   Elect Iain Conn as Director   Mgmt   Yes   For   For
14   Elect Warren East as Director   Mgmt   Yes   For   For
15   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
20   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
21   Approve EU Political Donations and Expenditure   Mgmt   Yes   For   For

Sun Communities, Inc.

 

Meeting Date    07/22/2014    Country    USA    Primary Security ID    866674104
Record Date    05/09/2014    Meeting Type    Annual    Ticker    SUI

 

Primary CUSIP 866674104    Primary ISIN US8666741041    Primary SEDOL 2860257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Stephanie W. Bergeron   Mgmt   Yes   For   For
1b   Elect Director Brian M. Hermelin   Mgmt   Yes   For   For
1c   Elect Director Paul D. Lapides   Mgmt   Yes   For   For
1d   Elect Director Clunet R. Lewis   Mgmt   Yes   For   For
1e   Elect Director Ronald L. Piasecki   Mgmt   Yes   For   For
1f   Elect Director Gary A. Shiffman   Mgmt   Yes   For   For
1g   Elect Director Arthur A. Weiss   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

SABMiller plc

 

Meeting Date    07/24/2014    Country    United Kingdom    Primary Security ID    G77395104
Record Date    07/22/2014    Meeting Type    Annual    Ticker    SAB

 

Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   Abstain
4   Re-elect Mark Armour as Director   Mgmt   Yes   For   For
5   Re-elect Geoffrey Bible as Director   Mgmt   Yes   For   For
6   Re-elect Alan Clark as Director   Mgmt   Yes   For   For
7   Re-elect Dinyar Devitre as Director   Mgmt   Yes   For   For
8   Re-elect Guy Elliott as Director   Mgmt   Yes   For   For
9   Re-elect Lesley Knox as Director   Mgmt   Yes   For   For


10   Re-elect John Manser as Director   Mgmt   Yes   For   For
11   Re-elect John Manzoni as Director   Mgmt   Yes   For   For
12   Re-elect Dr Dambisa Moyo as Director   Mgmt   Yes   For   For
13   Re-elect Carlos Perez Davila as Director   Mgmt   Yes   For   For
14   Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   Yes   For   For
15   Re-elect Helen Weir as Director   Mgmt   Yes   For   For
16   Re-elect Howard Willard as Director   Mgmt   Yes   For   For
17   Re-elect Jamie Wilson as Director   Mgmt   Yes   For   For
18   Approve Final Dividend   Mgmt   Yes   For   For
19   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
22   Approve Employee Share Purchase Plan   Mgmt   Yes   For   For
23   Approve Sharesave Plan   Mgmt   Yes   For   For
24   Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan   Mgmt   Yes   For   For
25   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
26   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
27   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

National Grid plc

 

Meeting Date    07/28/2014    Country    United Kingdom    Primary Security ID    G6375K151
Record Date    07/26/2014    Meeting Type    Annual    Ticker    NG.

 

Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Re-elect Sir Peter Gershon as Director   Mgmt   Yes   For   For
4   Re-elect Steve Holliday as Director   Mgmt   Yes   For   For
5   Re-elect Andrew Bonfield as Director   Mgmt   Yes   For   For
6   Re-elect Tom King as Director   Mgmt   Yes   For   For
7   Elect John Pettigrew as Director   Mgmt   Yes   For   For
8   Re-elect Philip Aiken as Director   Mgmt   Yes   For   For
9   Re-elect Nora Mead Brownell as Director   Mgmt   Yes   For   For
10   Re-elect Jonathan Dawson as Director   Mgmt   Yes   For   For
11   Elect Therese Esperdy as Director   Mgmt   Yes   For   For
12   Re-elect Paul Golby as Director   Mgmt   Yes   For   For
13   Re-elect Ruth Kelly as Director   Mgmt   Yes   For   For


14   Re-elect Mark Williamson as Director   Mgmt   Yes   For   For
15   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Approve Remuneration Policy   Mgmt   Yes   For   For
18   Approve Remuneration Report   Mgmt   Yes   For   For
19   Amend Long Term Performance Plan   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Approve Scrip Dividend Scheme   Mgmt   Yes   For   For
22   Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company’s Scrip Dividend Scheme   Mgmt   Yes   For   For
23   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
24   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
25   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Raptor Pharmaceutical Corp.

 

Meeting Date    07/29/2014    Country    USA    Primary Security ID    75382F106
Record Date    06/02/2014    Meeting Type    Annual    Ticker    RPTP

 

Primary CUSIP 75382F106    Primary ISIN US75382F1066    Primary SEDOL B1FRLT8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Raymond W. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Suzanne L. Bruhn   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Franklin   Mgmt   Yes   For   For
1.4   Elect Director Llew Keltner   Mgmt   Yes   For   For
1.5   Elect Director Erich Sager   Mgmt   Yes   For   For
1.6   Elect Director Vijay B. Samant   Mgmt   Yes   For   For
1.7   Elect Director Christopher M. Starr   Mgmt   Yes   For   For
1.8   Elect Director Timothy P. Walbert   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

Vodafone Group plc

 

Meeting Date    07/29/2014    Country    United Kingdom    Primary Security ID    G93882192
Record Date    07/25/2014    Meeting Type    Annual    Ticker    VOD

 

Primary CUSIP G93882135    Primary ISIN GB00BH4HKS39    Primary SEDOL BH4HKS3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Re-elect Gerard Kleisterlee as Director   Mgmt   Yes   For   For


3   Re-elect Vittorio Colao as Director   Mgmt   Yes   For   For
4   Elect Nick Read as Director   Mgmt   Yes   For   For
5   Re-elect Stephen Pusey as Director   Mgmt   Yes   For   For
6   Elect Sir Crispin Davis as Director   Mgmt   Yes   For   For
7   Elect Dame Clara Furse as Director   Mgmt   Yes   For   For
8   Elect Valerie Gooding as Director   Mgmt   Yes   For   For
9   Re-elect Renee James as Director   Mgmt   Yes   For   For
10   Re-elect Samuel Jonah as Director   Mgmt   Yes   For   For
11   Re-elect Omid Kordestani as Director   Mgmt   Yes   For   For
12   Re-elect Nick Land as Director   Mgmt   Yes   For   For
13   Re-elect Luc Vandevelde as Director   Mgmt   Yes   For   For
14   Re-elect Philip Yea as Director   Mgmt   Yes   For   For
15   Approve Final Dividend   Mgmt   Yes   For   For
16   Approve Remuneration Policy   Mgmt   Yes   For   For
17   Approve Remuneration Report   Mgmt   Yes   For   For
18   Approve Incentive Plan   Mgmt   Yes   For   For
19   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
24   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
25   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    07/30/2014    Country    Israel    Primary Security ID    M8769Q102
Record Date    06/23/2014    Meeting Type    Annual    Ticker    TEVA

 

Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Reelect Dan Propper as Director for a Three Year Term   Mgmt   Yes   For   For
1.2   Reelect Ory Slonim as Director for a Three Year Term   Mgmt   Yes   For   For
2.1   Reelect Joseph Nitzani as External Director and Approve Director’s Remuneration   Mgmt   Yes   For   For
2.2   Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration   Mgmt   Yes   For   For
3.1   Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards   Mgmt   Yes   For   For
3.2   Approve Grant Annual Equity Awards to CEO and President, Starting 2015   Mgmt   Yes   For   For
4   Approve Purchase of D&O Liability Insurance Policie   Mgmt   Yes   For   For


5   Reappoint Kesselman & Kesselman as Auditors   Mgmt   Yes   For   For
6   Discuss Financial Statements and the Report of the Board for 2013   Mgmt   No    
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   Mgmt   Yes   None   Against

Bristow Group Inc.

 

Meeting Date    07/31/2014    Country    USA    Primary Security ID    110394103
Record Date    06/12/2014    Meeting Type    Annual    Ticker    BRS

 

Primary CUSIP 110394103    Primary ISIN US1103941035    Primary SEDOL 2656229

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas N. Amonett   Mgmt   Yes   For   For
1.2   Elect Director Jonathan E. Baliff   Mgmt   Yes   For   For
1.3   Elect Director Stephen J. Cannon   Mgmt   Yes   For   For
1.4   Elect Director Michael A. Flick   Mgmt   Yes   For   For
1.5   Elect Director Lori A. Gobillot   Mgmt   Yes   For   For
1.6   Elect Director Ian A. Godden   Mgmt   Yes   For   For
1.7   Elect Director Stephen A. King   Mgmt   Yes   For   For
1.8   Elect Director Thomas C. Knudson   Mgmt   Yes   For   For
1.9   Elect Director Mathew Masters   Mgmt   Yes   For   For
1.10   Elect Director Bruce H. Stover   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

EnerSys

 

Meeting Date    07/31/2014    Country    USA    Primary Security ID    29275Y102
Record Date    06/09/2014    Meeting Type    Annual    Ticker    ENS

 

Primary CUSIP 29275Y102    Primary ISIN US29275Y1029    Primary SEDOL B020GQ5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Seifi Ghasemi   Mgmt   Yes   For   For
1.2   Elect Director John F. Lehman   Mgmt   Yes   For   For
1.3   Elect Director Dennis S. Marlo   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year


Jazz Pharmaceuticals plc

 

Meeting Date    07/31/2014    Country    Ireland    Primary Security ID    G50871105
Record Date    05/27/2014    Meeting Type    Annual    Ticker    JAZZ

 

Primary CUSIP 472147107    Primary ISIN IE00B4Q5ZN47    Primary SEDOL B4Q5ZN4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Bruce C. Cozadd   Mgmt   Yes   For   For
1b   Elect Director Heather Ann McSharry   Mgmt   Yes   For   For
1c   Elect Director Rick E. Winningham   Mgmt   Yes   For   For
2   Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   Yes   For   For
3   Authorize Jazz Pharmaceuticals plc and/or Any Subsidiary of Jazz Pharmaceuticals plc to Make Market Purchases of Jazz Pharmaceuticals plc’s Ordinary Shares   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Eagle Materials Inc.

 

Meeting Date    08/07/2014    Country    USA    Primary Security ID    26969P108
Record Date    06/09/2014    Meeting Type    Annual    Ticker    EXP

 

Primary CUSIP 26969P108    Primary ISIN US26969P1084    Primary SEDOL 2191399

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Laurence E. Hirsch   Mgmt   Yes   For   For
1b   Elect Director Michael R. Nicolais   Mgmt   Yes   For   For
1c   Elect Director Richard R. Stewart   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

The J. M. Smucker Company

 

Meeting Date    08/13/2014    Country    USA    Primary Security ID    832696405
Record Date    06/16/2014    Meeting Type    Annual    Ticker    SJM

 

Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Vincent C. Byrd   Mgmt   Yes   For   For
1b   Elect Director Elizabeth Valk Long   Mgmt   Yes   For   For
1c   Elect Director Sandra Pianalto   Mgmt   Yes   For   For
1d   Elect Director Mark T. Smucker   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Regulations Regarding General Voting Standard   Mgmt   Yes   For   Against


Bob Evans Farms, Inc.

 

Meeting Date    08/20/2014    Country    USA    Primary Security ID    096761101
Record Date    07/03/2014    Meeting Type    Proxy Contest    Ticker    BOBE

 

Primary CUSIP 096761101    Primary ISIN US0967611015    Primary SEDOL 2107750

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (White Card)   Mgmt   No    
1.1   Elect Director Steven A. Davis   Mgmt   Yes   For   Do Not Vote
1.2   Elect Director Michael J. Gasser   Mgmt   Yes   For   Do Not Vote
1.3   Elect Director Mary Kay Haben   Mgmt   Yes   For   Do Not Vote
1.4   Elect Director E.W. (Bill) Ingram III   Mgmt   Yes   For   Do Not Vote
1.5   Elect Director Cheryl L. Krueger   Mgmt   Yes   For   Do Not Vote
1.6   Elect Director Kathleen S. Lane   Mgmt   Yes   For   Do Not Vote
1.7   Elect Director Eileen A. Mallesch   Mgmt   Yes   For   Do Not Vote
1.8   Elect Director Larry S. McWilliams   Mgmt   Yes   For   Do Not Vote
1.9   Elect Director Kevin M. Sheehan   Mgmt   Yes   For   Do Not Vote
1.10   Elect Director Paul S. Williams   Mgmt   Yes   For   Do Not Vote
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Do Not Vote
3   Reduce Supermajority Vote Requirement to Amend Bylaws   Mgmt   Yes   For   Do Not Vote
4   Reduce Supermajority Vote Requirement to Remove Directors   Mgmt   Yes   For   Do Not Vote
5   Reduce Supermajority Vote Requirement to Amend Article Twelve Governing Director Removal   Mgmt   Yes   For   Do Not Vote
6   Provide Right to Call Special Meeting   Mgmt   Yes   For   Do Not Vote
7   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
8   Repeal Any Provision of the Company’s Bylaws That are Inconsistent with or Disadvantageous to the Election of the Director Nominees Nominated for Election by the Sandell Group   SH   Yes   Against   Do Not Vote
  Dissident Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Douglas N. Benham   SH   Yes   For   For
1.2   Elect Director Charles M. Elson   SH   Yes   For   For
1.3   Elect Director David W. Head   SH   Yes   For   For
1.4   Elect Director C. Stephen Lynn   SH   Yes   For   Withhold
1.5   Elect Director Annelise T. Osborne   SH   Yes   For   For
1.6   Elect Director Aron I. Schwartz   SH   Yes   For   Withhold
1.7   Elect Director Michael Weinstein   SH   Yes   For   Withhold
1.8   Elect Director Lee S. Wielansky   SH   Yes   For   Withhold
2   Approve Repeal of Bylaws   Mgmt   Yes   For   For
3   Reduce Supermajority Vote Requirement to Amend Bylaws   Mgmt   Yes   For   For
4   Reduce Supermajority Vote Requirement to Remove Directors   Mgmt   Yes   For   For


5   Reduce Supermajority Vote Requirement to Amend Article Twelve Governing Director Removal   Mgmt   Yes   For   For
6   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
7   Ratify Auditors   Mgmt   Yes   For   For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   Against   For

CommVault Systems, Inc.

 

Meeting Date    08/21/2014    Country    USA    Primary Security ID    204166102
Record Date    06/24/2014    Meeting Type    Annual    Ticker    CVLT

 

Primary CUSIP 204166102    Primary ISIN US2041661024    Primary SEDOL B142B38

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alan G. Bunte   Mgmt   Yes   For   For
1.2   Elect Director Frank J. Fanzilli, Jr.   Mgmt   Yes   For   Against
1.3   Elect Director Daniel Pulver   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

Finisar Corporation

 

Meeting Date    09/02/2014    Country    USA    Primary Security ID    31787A507
Record Date    07/11/2014    Meeting Type    Annual    Ticker    FNSR

 

Primary CUSIP 31787A507    Primary ISIN US31787A5074    Primary SEDOL 2517832

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Eitan Gertel   Mgmt   Yes   For   For
1.2   Elect Director Thomas E. Pardun   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    09/05/2014    Country    USA    Primary Security ID    66704R704
Record Date    08/06/2014    Meeting Type    Annual    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David T. Hamamoto   Mgmt   Yes   For   For
1.2   Elect Director Judith A. Hannaway   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley D. Minami   Mgmt   Yes   For   For
1.4   Elect Director Louis J. Paglia   Mgmt   Yes   For   Withhold


1.5   Elect Director Charles W. Schoenherr   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For

CONMED Corporation

 

Meeting Date    09/10/2014    Country    USA    Primary Security ID    207410101
Record Date    07/22/2014    Meeting Type    Proxy Contest    Ticker    CNMD

 

Primary CUSIP 207410101    Primary ISIN US2074101013    Primary SEDOL 2216010

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Brian Concannon   Mgmt   Yes   For   For
1.2   Elect Director Charles M. Farkas   Mgmt   Yes   For   For
1.3   Elect Director Jo Ann Golden   Mgmt   Yes   For   For
1.4   Elect Director Curt R. Hartman   Mgmt   Yes   For   For
1.5   Elect Director Dirk M. Kuyper   Mgmt   Yes   For   For
1.6   Elect Director Jerome J. Lande   Mgmt   Yes   For   For
1.7   Elect Director Stephen M. Mandia   Mgmt   Yes   For   For
1.8   Elect Director Mark E. Tryniski   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
  Dissident Proxy (White Card)   Mgmt   No    
1.1   Elect Directors James W. Green   SH   Yes   For   Do Not Vote
1.2   Elect Directors Joshua H. Levine   SH   Yes   For   Do Not Vote
1.3   Elect Directors J. Daniel Plants   SH   Yes   For   Do Not Vote
1.4   Management Nominee—Brian Concannon   SH   Yes   For   Do Not Vote
1.5   Management Nominee—Charles M. Farkas   SH   Yes   For   Do Not Vote
1.6   Management Nominee—Curt R. Hartman   SH   Yes   For   Do Not Vote
1.7   Management Nominee—Dirk M. Kuyper   SH   Yes   For   Do Not Vote
1.8   Management Nominee—Mark E. Tryniski   SH   Yes   For   Do Not Vote
2   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   Against   Do Not Vote


Banco Santander S.A.

 

Meeting Date    09/14/2014    Country    Spain    Primary Security ID    E19790109
Record Date    09/09/2014    Meeting Type    Special    Ticker    SAN

 

Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.A   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.B   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.C   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.D   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.E   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.F   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
2.A   Approve Amendment to Company’s 2011-2014 Deferred Share Bonus Plans   Mgmt   Yes   For   For
2.B   Approve Amendment to Company’s 2014 Performance Shares Plan   Mgmt   Yes   For   For
2.C   Approve Settlement of Santander Brasil Performance Shares Plan in Company’s Shares   Mgmt   Yes   For   For
2.D   Approve Settlement of Santander Brasil Share Option Plans in Company’s Shares   Mgmt   Yes   For   For
3   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For

Diageo plc

 

Meeting Date    09/18/2014    Country    United Kingdom    Primary Security ID    G42089113
Record Date    09/16/2014    Meeting Type    Annual    Ticker    DGE

 

Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Peggy Bruzelius as Director   Mgmt   Yes   For   For
6   Re-elect Laurence Danon as Director   Mgmt   Yes   For   For
7   Re-elect Lord Davies of Abersoch as Director   Mgmt   Yes   For   For
8   Re-elect Ho KwonPing as Director   Mgmt   Yes   For   For
9   Re-elect Betsy Holden as Director   Mgmt   Yes   For   For


10   Re-elect Dr Franz Humer as Director   Mgmt   Yes   For   For
11   Re-elect Deirdre Mahlan as Director   Mgmt   Yes   For   For
12   Re-elect Ivan Menezes as Director   Mgmt   Yes   For   For
13   Re-elect Philip Scott as Director   Mgmt   Yes   For   For
14   Elect Nicola Mendelsohn as Director   Mgmt   Yes   For   For
15   Elect Alan Stewart as Director   Mgmt   Yes   For   For
16   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
17   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Approve 2014 Long Term Incentive Plan   Mgmt   Yes   For   For

NIKE, Inc.

 

Meeting Date    09/18/2014    Country    USA    Primary Security ID    654106103
Record Date    07/18/2014    Meeting Type    Annual    Ticker    NKE

 

Primary CUSIP 654106103    Primary ISIN US6541061031    Primary SEDOL 2640147

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alan B. Graf, Jr.   Mgmt   Yes   For   For
1.2   Elect Director John C. Lechleiter   Mgmt   Yes   For   For
1.3   Elect Director Michelle A. Peluso   Mgmt   Yes   For   For
1.4   Elect Director Phyllis M. Wise   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Alnylam Pharmaceuticals, Inc.

 

Meeting Date    09/25/2014    Country    USA    Primary Security ID    02043Q107
Record Date    08/15/2014    Meeting Type    Annual    Ticker    ALNY

 

Primary CUSIP 02043Q107    Primary ISIN US02043Q1076    Primary SEDOL B00FWN1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John M. Maraganore   Mgmt   Yes   For   For
1.2   Elect Director Paul R. Schimmel   Mgmt   Yes   For   For
1.3   Elect Director Phillip A. Sharp   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For


FedEx Corporation

 

Meeting Date    09/29/2014    Country    USA    Primary Security ID    31428X106
Record Date    08/04/2014    Meeting Type    Annual    Ticker    FDX

 

Primary CUSIP 31428X106    Primary ISIN US31428X1063    Primary SEDOL 2142784

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James L. Barksdale   Mgmt   Yes   For   Against
1.2   Elect Director John A. Edwardson   Mgmt   Yes   For   For
1.3   Elect Director Marvin R. Ellison   Mgmt   Yes   For   For
1.4   Elect Director Kimberly A. Jabal   Mgmt   Yes   For   For
1.5   Elect Director Shirley Ann Jackson   Mgmt   Yes   For   Against
1.6   Elect Director Gary W. Loveman   Mgmt   Yes   For   Against
1.7   Elect Director R. Brad Martin   Mgmt   Yes   For   For
1.8   Elect Director Joshua Cooper Ramo   Mgmt   Yes   For   For
1.9   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1.10   Elect Director Frederick W. Smith   Mgmt   Yes   For   For
1.11   Elect Director David P. Steiner   Mgmt   Yes   For   Against
1.12   Elect Director Paul S. Walsh   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For
4   Adopt Proxy Access Right   SH   Yes   Against   Against
5   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
6   Adopt Policy Prohibiting Hedging and Pledging Transactions   SH   Yes   Against   For
7   Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards   SH   Yes   Against   For
8   Report on Political Contributions   SH   Yes   Against   For

Comcast Corporation

 

Meeting Date    10/08/2014    Country    USA    Primary Security ID    20030N101
Record Date    08/18/2014    Meeting Type    Special    Ticker    CMCSA

 

Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For


Consolidated Communications Holdings, Inc.

 

Meeting Date    10/08/2014    Country    USA    Primary Security ID    209034107
Record Date    08/21/2014    Meeting Type    Special    Ticker    CNSL

 

Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

The Procter & Gamble Company

 

Meeting Date    10/14/2014    Country    USA    Primary Security ID    742718109
Record Date    08/15/2014    Meeting Type    Annual    Ticker    PG

 

Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Angela F. Braly   Mgmt   Yes   For   For
1b   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1c   Elect Director Scott D. Cook   Mgmt   Yes   For   For
1d   Elect Director Susan Desmond-Hellmann   Mgmt   Yes   For   For
1e   Elect Director A.G. Lafley   Mgmt   Yes   For   For
1f   Elect Director Terry J. Lundgren   Mgmt   Yes   For   For
1g   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1h   Elect Director Margaret C. Whitman   Mgmt   Yes   For   For
1i   Elect Director Mary Agnes Wilderotter   Mgmt   Yes   For   For
1j   Elect Director Patricia A. Woertz   Mgmt   Yes   For   For
1k   Elect Director Ernesto Zedillo   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Assess Environmental Impact of Non-Recyclable Packaging   SH   Yes   Against   For
6   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against

CSL Ltd.

 

Meeting Date    10/15/2014    Country    Australia    Primary Security ID    Q3018U109
Record Date    10/13/2014    Meeting Type    Annual    Ticker    CSL

 

Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect John Shine as Director   Mgmt   Yes   For   For
2b   Elect Christine O’Reilly as Director   Mgmt   Yes   For   For


2c   Elect Bruce Brook as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Performance Options and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
5   Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   Yes   For   For

Mistras Group, Inc.

 

Meeting Date    10/21/2014    Country    USA    Primary Security ID    60649T107
Record Date    08/25/2014    Meeting Type    Annual    Ticker    MG

 

Primary CUSIP 60649T107    Primary ISIN US60649T1079    Primary SEDOL B4WCCG1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Forese   Mgmt   Yes   For   For
1.2   Elect Director Richard H. Glanton   Mgmt   Yes   For   For
1.3   Elect Director Michael J. Lange   Mgmt   Yes   For   For
1.4   Elect Director Ellen T. Ruff   Mgmt   Yes   For   For
1.5   Elect Director Manuel N. Stamatakis   Mgmt   Yes   For   For
1.6   Elect Director Sotirios J. Vahaviolos   Mgmt   Yes   For   For
1.7   Elect Director W. Curtis Weldon   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Parker-Hannifin Corporation

 

Meeting Date    10/22/2014    Country    USA    Primary Security ID    701094104
Record Date    08/29/2014    Meeting Type    Annual    Ticker    PH

 

Primary CUSIP 701094104    Primary ISIN US7010941042    Primary SEDOL 2671501

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert G. Bohn   Mgmt   Yes   For   For
1.2   Elect Director Linda S. Harty   Mgmt   Yes   For   For
1.3   Elect Director William E. Kassling   Mgmt   Yes   For   For
1.4   Elect Director Robert J. Kohlhepp   Mgmt   Yes   For   For
1.5   Elect Director Kevin A. Lobo   Mgmt   Yes   For   For
1.6   Elect Director Klaus-Peter Muller   Mgmt   Yes   For   For
1.7   Elect Director Candy M. Obourn   Mgmt   Yes   For   For
1.8   Elect Director Joseph M. Scaminace   Mgmt   Yes   For   For
1.9   Elect Director Wolfgang R. Schmitt   Mgmt   Yes   For   For
1.10   Elect Director Ake Svensson   Mgmt   Yes   For   For
1.11   Elect Director James L. Wainscott   Mgmt   Yes   For   For


1.12   Elect Director Donald E. Washkewicz   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Require a Majority Vote for the Election of Directors   SH   Yes   Against   For

BHP Billiton plc

 

Meeting Date    10/23/2014    Country    United Kingdom    Primary Security ID    G10877101
Record Date    10/21/2014    Meeting Type    Annual    Ticker    BLT

 

Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
4   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
5   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
6   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
7   Approve Remuneration Policy   Mgmt   Yes   For   For
8   Approve Remuneration Report for UK Law Purposes   Mgmt   Yes   For   For
9   Approve Remuneration Report for Australian Law Purposes   Mgmt   Yes   For   For
10   Approve Leaving Entitlements   Mgmt   Yes   For   For
11   Approve Grant of Awards under the Group’s Short and Long Term Incentive Plans to Andrew Mackenzie   Mgmt   Yes   For   For
12   Elect Malcolm Brinded as Director   Mgmt   Yes   For   For
13   Re-elect Malcolm Broomhead as Director   Mgmt   Yes   For   For
14   Re-elect Sir John Buchanan as Director   Mgmt   Yes   For   For
15   Re-elect Carlos Cordeiro as Director   Mgmt   Yes   For   For
16   Re-elect Pat Davies as Director   Mgmt   Yes   For   For
17   Re-elect Carolyn Hewson as Director   Mgmt   Yes   For   For
18   Re-elect Andrew Mackenzie as Director   Mgmt   Yes   For   For
19   Re-elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
20   Re-elect Wayne Murdy as Director   Mgmt   Yes   For   For
21   Re-elect Keith Rumble as Director   Mgmt   Yes   For   For
22   Re-elect John Schubert as Director   Mgmt   Yes   For   For
23   Re-elect Shriti Vadera as Director   Mgmt   Yes   For   For
24   Re-elect Jac Nasser as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
25   Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Yes   Against   Against


International Rectifier Corporation

 

Meeting Date    11/04/2014    Country    USA    Primary Security ID    460254105
Record Date    10/01/2014    Meeting Type    Special    Ticker    IRF

 

Primary CUSIP 460254105    Primary ISIN US4602541058    Primary SEDOL 2465384

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   Against
3   Adjourn Meeting   Mgmt   Yes   For   For

Cardinal Health, Inc.

 

Meeting Date    11/05/2014    Country    USA    Primary Security ID    14149Y108
Record Date    09/10/2014    Meeting Type    Annual    Ticker    CAH

 

Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David J. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Colleen F. Arnold   Mgmt   Yes   For   For
1.3   Elect Director George S. Barrett   Mgmt   Yes   For   For
1.4   Elect Director Carrie S. Cox   Mgmt   Yes   For   For
1.5   Elect Director Calvin Darden   Mgmt   Yes   For   For
1.6   Elect Director Bruce L. Downey   Mgmt   Yes   For   For
1.7   Elect Director Patricia A. Hemingway Hall   Mgmt   Yes   For   For
1.8   Elect Director Clayton M. Jones   Mgmt   Yes   For   For
1.9   Elect Director Gregory B. Kenny   Mgmt   Yes   For   For
1.10   Elect Director David P. King   Mgmt   Yes   For   For
1.11   Elect Director Richard C. Notebaert   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Report on Political Contributions   SH   Yes   Against   For

Oracle Corporation

 

Meeting Date    11/05/2014    Country    USA    Primary Security ID    68389X105
Record Date    09/08/2014    Meeting Type    Annual    Ticker    ORCL

 

Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey S. Berg   Mgmt   Yes   For   For
1.2   Elect Director H. Raymond Bingham   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael J. Boskin   Mgmt   Yes   For   Withhold


1.4   Elect Director Safra A. Catz   Mgmt   Yes   For   For
1.5   Elect Director Bruce R. Chizen   Mgmt   Yes   For   Withhold
1.6   Elect Director George H. Conrades   Mgmt   Yes   For   Withhold
1.7   Elect Director Lawrence J. Ellison   Mgmt   Yes   For   For
1.8   Elect Director Hector Garcia-Molina   Mgmt   Yes   For   For
1.9   Elect Director Jeffrey O. Henley   Mgmt   Yes   For   For
1.10   Elect Director Mark V. Hurd   Mgmt   Yes   For   For
1.11   Elect Director Naomi O. Seligman   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
5   Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Yes   Against   For
6   Adopt Specific Performance Standards   SH   Yes   Against   For
7   Adopt Proxy Access Right   SH   Yes   Against   Against

Commonwealth Bank Of Australia

 

Meeting Date    11/12/2014    Country    Australia    Primary Security ID    Q26915100
Record Date    11/10/2014    Meeting Type    Annual    Ticker    CBA

 

Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2a   Elect Launa Inman as Director   Mgmt   Yes   For   For
2b   Elect Andrew Mohl as Director   Mgmt   Yes   For   For
2c   Elect Shirish Apte as Director   Mgmt   Yes   For   For
2d   Elect David Higgins as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
3   Elect Stephen Mayne as Director   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
4   Approve the Remuneration Report   Mgmt   Yes   For   For
5   Approve the Grant of Reward Rights to Ian Narev, Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
6   Approve the Amendments to the Constitution   SH   Yes   Against   Against


Accuray Incorporated

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    004397105
Record Date    09/26/2014    Meeting Type    Annual    Ticker    ARAY

 

Primary CUSIP 004397105    Primary ISIN US0043971052    Primary SEDOL B1R2HW6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis J. Lavigne, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Dennis L. Winger   Mgmt   Yes   For   For
1.3   Elect Director Jack Goldstein   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

BHP Billiton Limited

 

Meeting Date    11/20/2014    Country    Australia    Primary Security ID    Q1498M100
Record Date    11/18/2014    Meeting Type    Annual    Ticker    BHP

 

Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   Yes   For   For
3   Authorize the Board to Fix the Remuneration of the Auditor   Mgmt   Yes   For   For
4   Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   Yes   For   For
5   Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   Yes   For   For
6   Approve the Repurchase of 211.21 Million Shares in BHP Billiton Plc   Mgmt   Yes   For   For
7   Approve the Remuneration Policy   Mgmt   Yes   For   For
8   Approve the Directors’ Annual Report on Remuneration   Mgmt   Yes   For   For
9   Approve the Remuneration Report   Mgmt   Yes   For   For
10   Approve the Termination Benefits to Any Current or Future Holder of a Managerial or Executive Office   Mgmt   Yes   For   For
11   Approve the Grant of Awards to Andrew Mackenzie, Executive Director of the Company   Mgmt   Yes   For   For
12   Elect Malcolm Brinded as Director   Mgmt   Yes   For   For
13   Elect Malcolm Broomhead as Director   Mgmt   Yes   For   For
14   Elect John Buchanan as Director   Mgmt   Yes   For   For
15   Elect Carlos Cordeiro as Director   Mgmt   Yes   For   For
16   Elect Pat Davies as Director   Mgmt   Yes   For   For
17   Elect Carolyn Hewson as Director   Mgmt   Yes   For   For
18   Elect Andrew Mackenzie as Director   Mgmt   Yes   For   For
19   Elect Lindsay Maxsted as Director   Mgmt   Yes   For   For


20   Elect Wayne Murdy as Director   Mgmt   Yes   For   For
21   Elect Keith Rumble as Director   Mgmt   Yes   For   For
22   Elect John Schubert as Director   Mgmt   Yes   For   For
23   Elect Shriti Vadera as Director   Mgmt   Yes   For   For
24   Elect Jac Nasser as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
25   Elect Ian Dunlop as Director   SH   Yes   Against   Against

Cisco Systems, Inc.

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    17275R102
Record Date    09/22/2014    Meeting Type    Annual    Ticker    CSCO

 

Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Carol A. Bartz   Mgmt   Yes   For   For
1b   Elect Director M. Michele Burns   Mgmt   Yes   For   For
1c   Elect Director Michael D. Capellas   Mgmt   Yes   For   For
1d   Elect Director John T. Chambers   Mgmt   Yes   For   For
1e   Elect Director Brian L. Halla   Mgmt   Yes   For   For
1f   Elect Director John L. Hennessy   Mgmt   Yes   For   For
1g   Elect Director Kristina M. Johnson   Mgmt   Yes   For   For
1h   Elect Director Roderick C. McGeary   Mgmt   Yes   For   For
1i   Elect Director Arun Sarin   Mgmt   Yes   For   For
1j   Elect Director Steven M. West   Mgmt   Yes   For   For
2   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For
5   Establish Public Policy Board Committee   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   Against
7   Report on Political Contributions   SH   Yes   Against   For

The Hain Celestial Group, Inc.

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    405217100
Record Date    09/25/2014    Meeting Type    Annual    Ticker    HAIN

 

Primary CUSIP 405217100    Primary ISIN US4052171000    Primary SEDOL 2492337

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Irwin D. Simon   Mgmt   Yes   For   For
1.2   Elect Director Richard C. Berke   Mgmt   Yes   For   Withhold
1.3   Elect Director Jack Futterman   Mgmt   Yes   For   Withhold


1.4   Elect Director Andrew R. Heyer   Mgmt   Yes   For   For
1.5   Elect Director Roger Meltzer   Mgmt   Yes   For   For
1.6   Elect Director Scott M. O’Neil   Mgmt   Yes   For   Withhold
1.7   Elect Director Adrianne Shapira   Mgmt   Yes   For   For
1.8   Elect Director Lawrence S. Zilavy   Mgmt   Yes   For   For
2   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
3   Increase Authorized Common Stock   Mgmt   Yes   For   For
4   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
6   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
7   Ratify Auditors   Mgmt   Yes   For   For

Wesfarmers Ltd.

 

Meeting Date    11/20/2014    Country    Australia    Primary Security ID    Q95870103
Record Date    11/18/2014    Meeting Type    Annual    Ticker    WES

 

Primary CUSIP Q95870103    Primary ISIN AU000000WES1    Primary SEDOL 6948836

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect Terence (Terry) James Bowen as Director   Mgmt   Yes   For   For
2b   Elect Robert (Bob) Lindsay Every as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Up to 79,186 Performance Rights to Richard Goyder, Group Managing Director of the Company   Mgmt   Yes   For   For
5   Approve the Grant of Up to 49,406 Performance Rights to Terry Bowen, Finance Director of the Company   Mgmt   Yes   For   For
6   Approve the Return of Capital to Shareholders   Mgmt   Yes   For   For
7   Approve the Consolidation of Shares   Mgmt   Yes   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    11/25/2014    Country    France    Primary Security ID    F58485115
Record Date    11/19/2014    Meeting Type    Special    Ticker    MC

 

Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Extraordinary Business   Mgmt   No    
1   Amend Article 28 of Bylaws Re: Allocation of Income and Dividends   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
2   Approve Transfer from Carry Forward Account to Other Reserves Account   Mgmt   Yes   For   For
3   Approve Distribution in Kind of 2 Hermes International Shares per 41 LVMH Shares   Mgmt   Yes   For   For


Woolworths Ltd.

 

Meeting Date    11/27/2014    Country    Australia    Primary Security ID    Q98418108
Record Date    11/25/2014    Meeting Type    Annual    Ticker    WOW

 

Primary CUSIP Q98418108    Primary ISIN AU000000WOW2    Primary SEDOL 6981239

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2a   Elect Jillian Rosemary Broadbent as Director   Mgmt   Yes   For   For
2b   Elect Scott Redvers Perkins as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
2c   Elect Stephen Mayne as Director   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
2d   Elect Ralph Graham Waters as Director   Mgmt   Yes   For   For
3   Approve the Grant of 67,514 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
4   Approve the Remuneration Report   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    11/28/2014    Country    USA    Primary Security ID    66704R704
Record Date    10/14/2014    Meeting Type    Special    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Kodiak Oil & Gas Corp.

 

Meeting Date    12/03/2014    Country    Canada    Primary Security ID    50015Q100
Record Date    10/24/2014    Meeting Type    Special    Ticker    KOG

 

Primary CUSIP 50015Q100    Primary ISIN CA50015Q1000    Primary SEDOL B06MB40

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Continuance of Company [YBCA to BCBCA]   Mgmt   Yes   For   For
2   Approve Arrangement Agreement   Mgmt   Yes   For   For
3   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For
4   Adjourn Meeting   Mgmt   Yes   For   For


Microsoft Corporation

 

Meeting Date    12/03/2014    Country    USA    Primary Security ID    594918104
Record Date    09/30/2014    Meeting Type    Annual    Ticker    MSFT

 

Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William H. Gates lll   Mgmt   Yes   For   For
1.2   Elect Director Maria M. Klawe   Mgmt   Yes   For   Against
1.3   Elect Director Teri L. List-Stoll   Mgmt   Yes   For   For
1.4   Elect Director G. Mason Morfit   Mgmt   Yes   For   For
1.5   Elect Director Satya Nadella   Mgmt   Yes   For   For
1.6   Elect Director Charles H. Noski   Mgmt   Yes   For   For
1.7   Elect Director Helmut Panke   Mgmt   Yes   For   Against
1.8   Elect Director Charles W. Scharf   Mgmt   Yes   For   For
1.9   Elect Director John W. Stanton   Mgmt   Yes   For   Against
1.10   Elect Director John W. Thompson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   Against

Aspen Technology, Inc.

 

Meeting Date    12/04/2014    Country    USA    Primary Security ID    045327103
Record Date    10/10/2014    Meeting Type    Annual    Ticker    AZPN

 

Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joan C. McArdle   Mgmt   Yes   For   For
1.2   Elect Director Simon J. Orebi Gann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Prospect Capital Corporation

 

Meeting Date    12/05/2014    Country    USA    Primary Security ID    74348T102
Record Date    09/10/2014    Meeting Type    Annual    Ticker    PSEC

 

Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William J. Gremp   Mgmt   Yes   For   For
2   Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   Yes   For   For


Reckitt Benckiser Group plc

 

Meeting Date    12/11/2014    Country    United Kingdom    Primary Security ID    G74079107
Record Date    12/09/2014    Meeting Type    Special    Ticker    RB.

 

Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Demerger of the Pharmaceuticals Business by Way of Dividend in Specie   Mgmt   Yes   For   For

Westpac Banking Corporation

 

Meeting Date    12/12/2014    Country    Australia    Primary Security ID    Q97417101
Record Date    12/10/2014    Meeting Type    Annual    Ticker    WBC

 

Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2   Approve the Remuneration Report   Mgmt   Yes   For   For
3a   Elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
3b   Elect Robert Elstone as Director   Mgmt   Yes   For   For
3c   Elect Alison Deans as Director   Mgmt   Yes   For   For

Ubiquiti Networks, Inc.

 

Meeting Date    12/16/2014    Country    USA    Primary Security ID    90347A100
Record Date    11/04/2014    Meeting Type    Annual    Ticker    UBNT

 

Primary CUSIP 90347A100    Primary ISIN US90347A1007    Primary SEDOL B76VD62

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Pera   Mgmt   Yes   For   For
1.2   Elect Director Craig L. Foster   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Infoblox Inc.

 

Meeting Date    12/17/2014    Country    USA    Primary Security ID    45672H104
Record Date    10/28/2014    Meeting Type    Annual    Ticker    BLOX

 

Primary CUSIP 45672H104    Primary ISIN US45672H1041    Primary SEDOL B7TWX51

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Philip Fasano   Mgmt   Yes   For   For
1.2   Elect Director Michael L. Goguen   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year


Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2014    Country    Australia    Primary Security ID    Q09504137
Record Date    12/16/2014    Meeting Type    Annual    Ticker    ANZ

 

Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2   Approve the Remuneration Report   Mgmt   Yes   For   For
3   Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   Yes   For   For
4a   Elect D. M. Gonski as Director   Mgmt   Yes   For   For
4b   Elect J. T. Macfarlane as Director   Mgmt   Yes   For   For
4c   Elect I. R. Atlas as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
5   Approve the Amendments to the Australia and New Zealand Banking Group Ltd. Constitution   SH   Yes   Against   Against

GlaxoSmithKline plc

 

Meeting Date    12/18/2014    Country    United Kingdom    Primary Security ID    G3910J112
Record Date    12/16/2014    Meeting Type    Special    Ticker    GSK

 

Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Transaction by the Company with Novartis AG   Mgmt   Yes   For   For

National Australia Bank Limited

 

Meeting Date    12/18/2014    Country    Australia    Primary Security ID    Q65336119
Record Date    12/16/2014    Meeting Type    Annual    Ticker    NAB

 

Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect Ken Henry as Director   Mgmt   Yes   For   For
2b   Elect David Armstrong as Director   Mgmt   Yes   For   For
2c   Elect Peeyush Gupta as Director   Mgmt   Yes   For   For
2d   Elect Geraldine McBride as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Performance Rights to Andrew G. Thorburn, Group Chief Executive Officer and Managing Director of the Company   Mgmt   Yes   For   For


Zillow, Inc.

 

Meeting Date    12/18/2014    Country    USA    Primary Security ID    98954A107
Record Date    11/05/2014    Meeting Type    Special    Ticker    Z

 

Primary CUSIP 98954A107    Primary ISIN US98954A1079    Primary SEDOL B4KF820

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Amend Articles of Incorporation to Approve Authorization of Nonvoting Class C Capital Stock   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Walgreen Co.

 

Meeting Date    12/29/2014    Country    USA    Primary Security ID    0
Record Date    11/17/2014    Meeting Type    Special    Ticker    WAG

 

Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Acuity Brands, Inc.

 

Meeting Date    01/07/2015    Country    USA    Primary Security ID    00508Y102
Record Date    11/12/2014    Meeting Type    Annual    Ticker    AYI

 

Primary CUSIP 00508Y102    Primary ISIN US00508Y1029    Primary SEDOL 2818461

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director W. Patrick Battle   Mgmt   Yes   For   For
1.2   Elect Director Peter C. Browning   Mgmt   Yes   For   For
1.3   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Ray M. Robinson   Mgmt   Yes   For   For
1.5   Elect Director Norman H. Wesley   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

UniFirst Corporation

 

Meeting Date    01/13/2015    Country    USA    Primary Security ID    904708104
Record Date    11/19/2014    Meeting Type    Annual    Ticker    UNF

 

Primary CUSIP 904708104    Primary ISIN US9047081040    Primary SEDOL 2466428

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kathleen M. Camilli   Mgmt   Yes   For   For
1.2   Elect Director Michael Iandoli   Mgmt   Yes   For   For


2   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For

Actuant Corporation

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    00508X203
Record Date    11/14/2014    Meeting Type    Annual    Ticker    ATU

 

Primary CUSIP 00508X203    Primary ISIN US00508X2036    Primary SEDOL 2716792

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert C. Arzbaecher   Mgmt   Yes   For   For
1.2   Elect Director Gurminder S. Bedi   Mgmt   Yes   For   For
1.3   Elect Director E. James Ferland   Mgmt   Yes   For   For
1.4   Elect Director Thomas J. Fischer   Mgmt   Yes   For   For
1.5   Elect Director Mark E. Goldstein   Mgmt   Yes   For   For
1.6   Elect Director R. Alan Hunter, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Robert A. Peterson   Mgmt   Yes   For   For
1.8   Elect Director Holly A. Van Deursen   Mgmt   Yes   For   For
1.9   Elect Director Dennis K. Williams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

NewStar Financial, Inc.

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    65251F105
Record Date    12/18/2014    Meeting Type    Special    Ticker    NEWS

 

Primary CUSIP 65251F105    Primary ISIN US65251F1057    Primary SEDOL B1L7CP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Issuance of Warrants   Mgmt   Yes   For   For
2   Approve Removal of Exercise Restriction Associated with Certain Warrants   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Woodward, Inc.

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    980745103
Record Date    11/25/2014    Meeting Type    Annual    Ticker    WWD

 

Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas A. Gendron   Mgmt   Yes   For   Against
1.2   Elect Director John A. Halbrook   Mgmt   Yes   For   Against
1.3   Elect Director Ronald M. Sega   Mgmt   Yes   For   Against


2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Siemens AG

 

Meeting Date    01/27/2015    Country    Germany    Primary Security ID    D69671218
Record Date       Meeting Type    Annual    Ticker    SIE

 

Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 3.30 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2013/2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2013/2014   Mgmt   Yes   For   For
5   Approve Remuneration System for Management Board Members   Mgmt   Yes   For   For
6   Ratify Ernst & Young GmbH as Auditors for Fiscal 2014/2015   Mgmt   Yes   For   For
7.1   Elect Nathalie von Siemens to the Supervisory Board   Mgmt   Yes   For   For
7.2   Elect Norbert Reithofer to the Supervisory Board   Mgmt   Yes   For   For
8   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
9   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
11   Approve Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014   Mgmt   Yes   For   For
12   Amend Articles Re: Board-Related   Mgmt   Yes   For   For
13   Approve Affiliation Agreements with Subsidiary Kyros 47 GmbH   Mgmt   Yes   For   For

Spectrum Brands Holdings, Inc.

 

Meeting Date    01/27/2015    Country    USA    Primary Security ID    84763R101
Record Date    12/15/2014    Meeting Type    Annual    Ticker    SPB

 

Primary CUSIP 84763R101    Primary ISIN US84763R1014    Primary SEDOL B3MYPN8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David M. Maura   Mgmt   Yes   For   Withhold
1.2   Elect Director Terry L. Polistina   Mgmt   Yes   For   Withhold
1.3   Elect Director Hugh R. Rovit   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For


Imperial Tobacco Group plc

 

Meeting Date    01/28/2015    Country    United Kingdom    Primary Security ID    G4721W102
Record Date    01/26/2015    Meeting Type    Annual    Ticker    IMT

 

Primary CUSIP G4721W102    Primary ISIN GB0004544929    Primary SEDOL 0454492

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Dr Ken Burnett as Director   Mgmt   Yes   For   For
6   Re-elect Alison Cooper as Director   Mgmt   Yes   For   For
7   Re-elect David Haines as Director   Mgmt   Yes   For   For
8   Re-elect Michael Herlihy as Director   Mgmt   Yes   For   For
9   Re-elect Matthew Phillips as Director   Mgmt   Yes   For   For
10   Re-elect Oliver Tant as Director   Mgmt   Yes   For   For
11   Re-elect Mark Williamson as Director   Mgmt   Yes   For   For
12   Elect Karen Witts as Director   Mgmt   Yes   For   For
13   Re-elect Malcolm Wyman as Director   Mgmt   Yes   For   For
14   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
15   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
16   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
17   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
20   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Imperial Tobacco Group plc

 

Meeting Date    01/28/2015    Country    United Kingdom    Primary Security ID    G4721W102
Record Date    01/26/2015    Meeting Type    Special    Ticker    IMT

 

Primary CUSIP G4721W102    Primary ISIN GB0004544929    Primary SEDOL 0454492

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Acquisition of Certain US Cigarette and E-cigarette Brands and Assets   Mgmt   Yes   For   For


Schnitzer Steel Industries, Inc.

 

Meeting Date    01/28/2015    Country    USA    Primary Security ID    806882106
Record Date    12/02/2014    Meeting Type    Annual    Ticker    SCHN

 

Primary CUSIP 806882106    Primary ISIN US8068821060    Primary SEDOL 2821298

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David J. Anderson   Mgmt   Yes   For   For
1.2   Elect Director John D. Carter   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For

Visa Inc.

 

Meeting Date    01/28/2015    Country    USA    Primary Security ID    92826C839
Record Date    12/01/2014    Meeting Type    Annual    Ticker    V

 

Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mary B. Cranston   Mgmt   Yes   For   For
1b   Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   Yes   For   For
1c   Elect Director Alfred F. Kelly, Jr.   Mgmt   Yes   For   For
1d   Elect Director Robert W. Matschullat   Mgmt   Yes   For   For
1e   Elect Director Cathy E. Minehan   Mgmt   Yes   For   For
1f   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1g   Elect Director David J. Pang   Mgmt   Yes   For   For
1h   Elect Director Charles W. Scharf   Mgmt   Yes   For   For
1i   Elect Director William S. Shanahan   Mgmt   Yes   For   For
1j   Elect Director John A. C. Swainson   Mgmt   Yes   For   For
1k   Elect Director Maynard G. Webb, Jr.   Mgmt   Yes   For   For
2   Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5a   Remove Supermajority Vote Requirement for Exiting Core Payment Business   Mgmt   Yes   For   For
5b   Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company’s Certificate of Incorporation   Mgmt   Yes   For   For
5c   Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications   Mgmt   Yes   For   For
5d   Remove Supermajority Vote Requirement for Removal of Directors   Mgmt   Yes   For   For
5e   Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws   Mgmt   Yes   For   For
6   Ratify Auditors   Mgmt   Yes   For   For


Griffon Corporation

 

Meeting Date    01/29/2015    Country    USA    Primary Security ID    398433102
Record Date    12/09/2014    Meeting Type    Annual    Ticker    GFF

 

Primary CUSIP 398433102    Primary ISIN US3984331021    Primary SEDOL 2463344

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Harvey R. Blau   Mgmt   Yes   For   For
1.2   Elect Director Bradley J. Gross   Mgmt   Yes   For   For
1.3   Elect Director Donald J. Kutyna   Mgmt   Yes   For   For
1.4   Elect Director Kevin F. Sullivan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For

Monsanto Company

 

Meeting Date    01/30/2015    Country    USA    Primary Security ID    61166W101
Record Date    12/02/2014    Meeting Type    Annual    Ticker    MON

 

Primary CUSIP 61166W101    Primary ISIN US61166W1018    Primary SEDOL 2654320

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Gregory H. Boyce   Mgmt   Yes   For   For
1b   Elect Director Janice L. Fields   Mgmt   Yes   For   For
1c   Elect Director Hugh Grant   Mgmt   Yes   For   For
1d   Elect Director Laura K. Ipsen   Mgmt   Yes   For   For
1e   Elect Director Marcos M. Lutz   Mgmt   Yes   For   For
1f   Elect Director C. Steven McMillan   Mgmt   Yes   For   For
1g   Elect Director William U. Parfet   Mgmt   Yes   For   For
1h   Elect Director George H. Poste   Mgmt   Yes   For   For
1i   Elect Director Robert J. Stevens   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   Against
6   Require Independent Board Chairman   SH   Yes   Against   Against

Tyson Foods, Inc.

 

Meeting Date    01/30/2015    Country    USA    Primary Security ID    902494103
Record Date    12/01/2014    Meeting Type    Annual    Ticker    TSN

 

Primary CUSIP 902494103    Primary ISIN US9024941034    Primary SEDOL 2909730

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John Tyson   Mgmt   Yes   For   For
1b   Elect Director Kathleen M. Bader   Mgmt   Yes   For   For


1c   Elect Director Gaurdie E. Banister, Jr.   Mgmt   Yes   For   For
1d   Elect Director Jim Kever   Mgmt   Yes   For   For
1e   Elect Director Kevin M. McNamara   Mgmt   Yes   For   For
1f   Elect Director Brad T. Sauer   Mgmt   Yes   For   For
1g   Elect Director Donnie Smith   Mgmt   Yes   For   For
1h   Elect Director Robert Thurber   Mgmt   Yes   For   For
1i   Elect Director Barbara A. Tyson   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Implement a Water Quality Stewardship Policy   SH   Yes   Against   For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
5   Report on Practices to Mitigate Palm Oil Sourcing Impacts   SH   Yes   Against   For

Emerson Electric Co.

 

Meeting Date    02/03/2015    Country    USA    Primary Security ID    291011104
Record Date    11/25/2014    Meeting Type    Annual    Ticker    EMR

 

Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director A. F. Golden   Mgmt   Yes   For   For
1.2   Elect Director W. R. Johnson   Mgmt   Yes   For   For
1.3   Elect Director C. Kendle   Mgmt   Yes   For   For
1.4   Elect Director J. S. Turley   Mgmt   Yes   For   For
1.5   Elect Director A. A. Busch, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Auditors   Mgmt   Yes   For   For
6   Report on Sustainability, Including GHG Goals   SH   Yes   Against   For
7   Report on Political Contributions   SH   Yes   Against   For
8   Report on Lobbying Payments and Policy   SH   Yes   Against   For

Brooks Automation, Inc.

 

Meeting Date    02/04/2015    Country    USA    Primary Security ID    114340102
Record Date    12/11/2014    Meeting Type    Annual    Ticker    BRKS

 

Primary CUSIP 114340102    Primary ISIN US1143401024    Primary SEDOL 2145460

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director A. Clinton Allen   Mgmt   Yes   For   For
1.2   Elect Director Robyn C. Davis   Mgmt   Yes   For   Withhold
1.3   Elect Director Joseph R. Martin   Mgmt   Yes   For   For


1.4   Elect Director John K. McGillicuddy   Mgmt   Yes   For   For
1.5   Elect Director Krishna G. Palepu   Mgmt   Yes   For   For
1.6   Elect Director Kirk P. Pond   Mgmt   Yes   For   Withhold
1.7   Elect Director Stephen S. Schwartz   Mgmt   Yes   For   For
1.8   Elect Director Alfred Woollacott, III   Mgmt   Yes   For   Withhold
1.9   Elect Director Mark S. Wrighton   Mgmt   Yes   For   For
1.10   Elect Director Ellen M. Zane   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For

Compass Group plc

 

Meeting Date    02/05/2015    Country    United Kingdom    Primary Security ID    G23296190
Record Date    02/03/2015    Meeting Type    Annual    Ticker    CPG

 

Primary CUSIP G23296182    Primary ISIN GB00BLNN3L44    Primary SEDOL BLNN3L4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Elect Carol Arrowsmith as Director   Mgmt   Yes   For   For
6   Re-elect Dominic Blakemore as Director   Mgmt   Yes   For   For
7   Re-elect Richard Cousins as Director   Mgmt   Yes   For   For
8   Re-elect Gary Green as Director   Mgmt   Yes   For   For
9   Re-elect Andrew Martin as Director   Mgmt   Yes   For   For
10   Re-elect John Bason as Director   Mgmt   Yes   For   For
11   Re-elect Susan Murray as Director   Mgmt   Yes   For   For
12   Re-elect Don Robert as Director   Mgmt   Yes   For   For
13   Re-elect Sir Ian Robinson as Director   Mgmt   Yes   For   For
14   Re-elect Paul Walsh as Director   Mgmt   Yes   For   For
15   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
18   Amend Long Term Incentive Plan 2010   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


MICROSEMI CORPORATION

 

Meeting Date    02/10/2015    Country    USA    Primary Security ID    595137100
Record Date    12/15/2014    Meeting Type    Annual    Ticker    MSCC

 

Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Peterson   Mgmt   Yes   For   For
1.2   Elect Director Dennis R. Leibel   Mgmt   Yes   For   For
1.3   Elect Director Thomas R. Anderson   Mgmt   Yes   For   For
1.4   Elect Director William E. Bendush   Mgmt   Yes   For   For
1.5   Elect Director Paul F. Folino   Mgmt   Yes   For   For
1.6   Elect Director William L. Healey   Mgmt   Yes   For   For
1.7   Elect Director Matthew E. Massengill   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Beacon Roofing Supply, Inc.

 

Meeting Date    02/11/2015    Country    USA    Primary Security ID    073685109
Record Date    12/22/2014    Meeting Type    Annual    Ticker    BECN

 

Primary CUSIP 073685109    Primary ISIN US0736851090    Primary SEDOL B02TS99

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert R. Buck   Mgmt   Yes   For   For
1.2   Elect Director Paul M. Isabella   Mgmt   Yes   For   For
1.3   Elect Director Richard W. Frost   Mgmt   Yes   For   For
1.4   Elect Director James J. Gaffney   Mgmt   Yes   For   For
1.5   Elect Director Peter M. Gotsch   Mgmt   Yes   For   For
1.6   Elect Director Neil S. Novich   Mgmt   Yes   For   For
1.7   Elect Director Stuart A. Randle   Mgmt   Yes   For   For
1.8   Elect Director Wilson B. Sexton   Mgmt   Yes   For   For
1.9   Elect Director Douglas L. Young   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Geospace Technologies Corporation

 

Meeting Date    02/12/2015    Country    USA    Primary Security ID    37364X109
Record Date    12/15/2014    Meeting Type    Annual    Ticker    GEOS

 

Primary CUSIP 37364X109    Primary ISIN US37364X1090    Primary SEDOL B89MJ94

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1A   Elect Director Tina M. Langtry   Mgmt   Yes   For   For
1B   Elect Director Michael J. Sheen   Mgmt   Yes   For   For


1C   Elect Director Charles H. Still   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Change State of Incorporation from Delaware to Texas   Mgmt   Yes   For   For

Targa Resources Corp.

 

Meeting Date    02/20/2015    Country    USA    Primary Security ID    87612G101
Record Date    01/22/2015    Meeting Type    Special    Ticker    TRGP

 

Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Engility Holdings, Inc.

 

Meeting Date    02/23/2015    Country    USA    Primary Security ID    29285W104
Record Date    01/09/2015    Meeting Type    Special    Ticker    EGL

 

Primary CUSIP 29285W104    Primary ISIN US29285W1045    Primary SEDOL B83M6H7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For
3   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For

Cleco Corporation

 

Meeting Date    02/26/2015    Country    USA    Primary Security ID    12561W105
Record Date    01/13/2015    Meeting Type    Special    Ticker    CNL

 

Primary CUSIP 12561W105    Primary ISIN US12561W1053    Primary SEDOL 2182445

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Quanex Building Products Corporation

 

Meeting Date    02/26/2015    Country    USA    Primary Security ID    747619104
Record Date    01/07/2015    Meeting Type    Annual    Ticker    NX

 

Primary CUSIP 747619104    Primary ISIN US7476191041    Primary SEDOL B2QXCJ9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert R. Buck   Mgmt   Yes   For   For
1.2   Elect Director Joseph D. Rupp   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Haynes International, Inc.

 

Meeting Date    03/02/2015    Country    USA    Primary Security ID    420877201
Record Date    01/16/2015    Meeting Type    Annual    Ticker    HAYN

 

Primary CUSIP 420877201    Primary ISIN US4208772016    Primary SEDOL B02WVH7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Donald C. Campion   Mgmt   Yes   For   For
2   Elect Director Mark M. Comerford   Mgmt   Yes   For   For
3   Elect Director John C. Corey   Mgmt   Yes   For   For
4   Elect Director Robert H. Getz   Mgmt   Yes   For   For
5   Elect Director Timothy J. McCarthy   Mgmt   Yes   For   For
6   Elect Director Michael L. Shor   Mgmt   Yes   For   For
7   Elect Director William P. Wall   Mgmt   Yes   For   For
8   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
10   Amend Restricted Stock Plan   Mgmt   Yes   For   For

Berry Plastics Group, Inc.

 

Meeting Date    03/04/2015    Country    USA    Primary Security ID    08579W103
Record Date    01/12/2015    Meeting Type    Annual    Ticker    BERY

 

Primary CUSIP 08579W103    Primary ISIN US08579W1036    Primary SEDOL B8BR3H3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert A. Steele   Mgmt   Yes   For   For
1.2   Elect Director Jonathan D. Rich   Mgmt   Yes   For   For
1.3   Elect Director Robert V. Seminara   Mgmt   Yes   For   For
2   Amend Certificate of Incorporation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

PTC Inc.

 

Meeting Date    03/04/2015    Country    USA    Primary Security ID    69370C100
Record Date    01/05/2015    Meeting Type    Annual    Ticker    PTC

 

Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas F. Bogan   Mgmt   Yes   For   For
1.2   Elect Director Janice D. Chaffin   Mgmt   Yes   For   For
1.3   Elect Director Donald K. Grierson   Mgmt   Yes   For   For


1.4   Elect Director James E. Heppelmann   Mgmt   Yes   For   For
1.5   Elect Director Paul A. Lacy   Mgmt   Yes   For   For
1.6   Elect Director Robert P. Schechter   Mgmt   Yes   For   For
1.7   Elect Director Renato Zambonini   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Sanmina Corporation

 

Meeting Date    03/09/2015    Country    USA    Primary Security ID    801056102
Record Date    01/16/2015    Meeting Type    Annual    Ticker    SANM

 

Primary CUSIP 801056102    Primary ISIN US8010561020    Primary SEDOL B92RRW2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Neil R. Bonke   Mgmt   Yes   For   For
1b   Elect Director Michael J. Clarke   Mgmt   Yes   For   For
1c   Elect Director Eugene A. Delaney   Mgmt   Yes   For   For
1d   Elect Director John P. Goldsberry   Mgmt   Yes   For   For
1e   Elect Director Joseph G. Licata, Jr.   Mgmt   Yes   For   For
1f   Elect Director Mario M. Rosati   Mgmt   Yes   For   For
1g   Elect Director Wayne Shortridge   Mgmt   Yes   For   For
1h   Elect Director Jure Sola   Mgmt   Yes   For   For
1i   Elect Director Jackie M. Ward   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Apple Inc.

 

Meeting Date    03/10/2015    Country    USA    Primary Security ID    037833100
Record Date    01/09/2015    Meeting Type    Annual    Ticker    AAPL

 

Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Tim Cook   Mgmt   Yes   For   For
1.2   Elect Director Al Gore   Mgmt   Yes   For   Against
1.3   Elect Director Bob Iger   Mgmt   Yes   For   For
1.4   Elect Director Andrea Jung   Mgmt   Yes   For   Against
1.5   Elect Director Art Levinson   Mgmt   Yes   For   Against
1.6   Elect Director Ron Sugar   Mgmt   Yes   For   For
1.7   Elect Director Sue Wagner   Mgmt   Yes   For   For


2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Report on Risks Associated with Repeal of Climate Change Policies   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   For

ESTERLINE TECHNOLOGIES CORPORATION

 

Meeting Date    03/11/2015    Country    USA    Primary Security ID    297425100
Record Date    01/13/2015    Meeting Type    Annual    Ticker    ESL

 

Primary CUSIP 297425100    Primary ISIN US2974251009    Primary SEDOL 2322047

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Delores M. Etter   Mgmt   Yes   For   For
1.2   Elect Director Mary L. Howell   Mgmt   Yes   For   For
1.3   Elect Director Gary E. Pruitt   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

MAXIMUS, Inc.

 

Meeting Date    03/11/2015    Country    USA    Primary Security ID    577933104
Record Date    01/16/2015    Meeting Type    Annual    Ticker    MMS

 

Primary CUSIP 577933104    Primary ISIN US5779331041    Primary SEDOL 2018669

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard A. Montoni   Mgmt   Yes   For   For
1.2   Elect Director Raymond B. Ruddy   Mgmt   Yes   For   For
1.3   Elect Director Wellington E. Webb   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/12/2015    Country    Spain    Primary Security ID    E11805103
Record Date    03/08/2015    Meeting Type    Annual    Ticker    BBVA

 

Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Approve Consolidated and Standalone Financial Statements   Mgmt   Yes   For   For
1.2   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
1.3   Approve Discharge of Board   Mgmt   Yes   For   For
2.1   Reelect José Antonio Fernández Rivero as Director   Mgmt   Yes   For   For
2.2   Reelect Belén Garijo López as Director   Mgmt   Yes   For   For
2.3   Reelect José Maldonado Ramos as Director   Mgmt   Yes   For   For


2.4   Reelect Juan Pi Llorens as Director   Mgmt   Yes   For   For
2.5   Elect José Miguel Andrés Torrecillas as Director   Mgmt   Yes   For   For
3   Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 250 Billion   Mgmt   Yes   For   For
4.1   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.2   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.3   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.4   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
5.1   Amend Articles Re: General Meetings   Mgmt   Yes   For   Against
5.2   Add Article 39 bis and Amend Articles Re: Board Related   Mgmt   Yes   For   For
5.3   Amend Article 48 Re: Audit Committee   Mgmt   Yes   For   For
6   Amend Articles of General Meeting Regulations   Mgmt   Yes   For   Against
7   Approve Remuneration Policy   Mgmt   Yes   For   For
8   Fix Maximum Variable Compensation Ratio   Mgmt   Yes   For   For
9   Renew Appointment of Deloitte as Auditor   Mgmt   Yes   For   For
10   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For
11   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For

Rofin-Sinar Technologies Inc.

 

Meeting Date    03/12/2015    Country    USA    Primary Security ID    775043102
Record Date    01/23/2015    Meeting Type    Annual    Ticker    RSTI

 

Primary CUSIP 775043102    Primary ISIN US7750431022    Primary SEDOL 2748494

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Guenther Braun   Mgmt   Yes   For   For
1.2   Elect Director Ralph E. Reins   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

The Walt Disney Company

 

Meeting Date    03/12/2015    Country    USA    Primary Security ID    254687106
Record Date    01/12/2015    Meeting Type    Annual    Ticker    DIS

 

Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Susan E. Arnold   Mgmt   Yes   For   For
1b   Elect Director John S. Chen   Mgmt   Yes   For   For
1c   Elect Director Jack Dorsey   Mgmt   Yes   For   For
1d   Elect Director Robert A. Iger   Mgmt   Yes   For   For
1e   Elect Director Fred H. Langhammer   Mgmt   Yes   For   For


1f   Elect Director Aylwin B. Lewis   Mgmt   Yes   For   For
1g   Elect Director Monica C. Lozano   Mgmt   Yes   For   For
1h   Elect Director Robert W. Matschullat   Mgmt   Yes   For   For
1i   Elect Director Sheryl K. Sandberg   Mgmt   Yes   For   For
1j   Elect Director Orin C. Smith   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against

Hewlett-Packard Company

 

Meeting Date    03/18/2015    Country    USA    Primary Security ID    428236103
Record Date    01/20/2015    Meeting Type    Annual    Ticker    HPQ

 

Primary CUSIP 428236103    Primary ISIN US4282361033    Primary SEDOL 2424006

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Marc L. Andreessen   Mgmt   Yes   For   For
1b   Elect Director Shumeet Banerji   Mgmt   Yes   For   For
1c   Elect Director Robert R. Bennett   Mgmt   Yes   For   For
1d   Elect Director Rajiv L. Gupta   Mgmt   Yes   For   For
1e   Elect Director Klaus Kleinfeld   Mgmt   Yes   For   For
1f   Elect Director Raymond J. Lane   Mgmt   Yes   For   For
1g   Elect Director Ann M. Livermore   Mgmt   Yes   For   For
1h   Elect Director Raymond E. Ozzie   Mgmt   Yes   For   For
1i   Elect Director Gary M. Reiner   Mgmt   Yes   For   For
1j   Elect Director Patricia F. Russo   Mgmt   Yes   For   For
1k   Elect Director James A. Skinner   Mgmt   Yes   For   For
1l   Elect Director Margaret C. Whitman   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Act by Written Consent   SH   Yes   Against   For

Nordea Bank AB

 

Meeting Date    03/19/2015    Country    Sweden    Primary Security ID    W57996105
Record Date    03/13/2015    Meeting Type    Annual    Ticker    NDA SEK

 

Primary CUSIP W57996105    Primary ISIN SE0000427361    Primary SEDOL 5380031

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Elect Chairman of Meeting   Mgmt   Yes   For   For
2   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For


3   Approve Agenda of Meeting   Mgmt   Yes   For   For
4   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
5   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
6   Receive Financial Statements and Statutory Reports   Mgmt   No    
7   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
8   Approve Allocation of Income and Dividends of EUR 0.62 Per Share   Mgmt   Yes   For   For
9   Approve Discharge of Board and President   Mgmt   Yes   For   For
10   Determine Number of Members (9) and Deputy Members (0) of Board   Mgmt   Yes   For   For
11   Fix Number of Auditors at One   Mgmt   Yes   For   For
12   Approve Remuneration of Directors in the Amount of EUR 279,000 for Chairman, EUR 132,500 for Vice Chairman, and EUR 86,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   Yes   For   For
13   Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Tom Knutzen, Robin Lawther, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Silvija Seres and Birger Steen as New Directors   Mgmt   Yes   For   For
14   Ratify Ohrlings PricewaterhouseCoopers as Auditors   Mgmt   Yes   For   For
15   Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee   Mgmt   Yes   For   For
16   Approve Issuance of Convertible Instruments without Preemptive Rights   Mgmt   Yes   For   For
17a   Authorize Share Repurchase Program   Mgmt   Yes   For   For
17b   Authorize Reissuance of Repurchased Shares   Mgmt   Yes   For   For
18   Authorize Repurchase of Shares in Connection with Securities Trading   Mgmt   Yes   For   For
19   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt   No    
20a   Authorize the Board of Directors to Decide on Redemption of all C-Shares   SH   Yes   None   Against
20b   Amend Article of Association: Each Ordinary Share and Each C-Share Confers One Vote   SH   Yes   None   Against
20c   Instruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act   SH   Yes   None   Against
20d   Instruct Board to Establish Shareholders Association in Nordea   SH   Yes   None   Against
20e   Special Examination Regarding Nordea’s Values and the Legal-Ethical Rules   SH   Yes   None   Against

Novo Nordisk A/S

 

Meeting Date    03/19/2015    Country    Denmark    Primary Security ID    K72807132
Record Date    03/12/2015    Meeting Type    Annual    Ticker    NOVO B

 

Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Receive Report of Board   Mgmt   No    
2   Accept Financial Statements and Statutory Reports for 2014   Mgmt   Yes   For   For


3.1   Approve Remuneration of Directors for 2014   Mgmt   Yes   For   For
3.2   Approve Remuneration of Directors for 2015   Mgmt   Yes   For   For
4   Approve Allocation of Income and Dividends of DKK 5.00 Per Share   Mgmt   Yes   For   For
5.1   Elect Göran Ando as Director and Chairman   Mgmt   Yes   For   For
5.2   Elect Jeppe Christiansen as Director and Deputy Chairman   Mgmt   Yes   For   For
5.3a   Elect Bruno Angelici as Director   Mgmt   Yes   For   For
5.3b   Elect Sylvie Grégoire as Director   Mgmt   Yes   For   For
5.3c   Elect Liz Hewitt as Director   Mgmt   Yes   For   For
5.3d   Elect Thomas Koestler as Director   Mgmt   Yes   For   For
5.3e   Elect Eivind Kolding as Director   Mgmt   Yes   For   For
5.3f   Elect Mary Szela as Director   Mgmt   Yes   For   For
6   Ratify PricewaterhouseCooper as Auditors   Mgmt   Yes   For   For
7.1   Approve Reduction in Share Capital   Mgmt   Yes   For   For
7.2   Authorize Share Repurchase Program   Mgmt   Yes   For   For
7.3   Amend Articles Re: Distribution of Extraordinary Dividends   Mgmt   Yes   For   For
7.4   Approve Revised Remuneration Principles   Mgmt   Yes   For   For
8   Other Business   Mgmt   No    

HEICO Corporation

 

Meeting Date    03/20/2015    Country    USA    Primary Security ID    422806109
Record Date    01/16/2015    Meeting Type    Annual    Ticker    HEI

 

Primary CUSIP 422806109    Primary ISIN US4228061093    Primary SEDOL 2419217

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas S. Culligan   Mgmt   Yes   For   For
1.2   Elect Director Adolfo Henriques   Mgmt   Yes   For   For
1.3   Elect Director Samuel L. Higginbottom   Mgmt   Yes   For   For
1.4   Elect Director Mark H. Hildebrandt   Mgmt   Yes   For   For
1.5   Elect Director Wolfgang Mayrhuber   Mgmt   Yes   For   For
1.6   Elect Director Eric A. Mendelson   Mgmt   Yes   For   For
1.7   Elect Director Laurans A. Mendelson   Mgmt   Yes   For   For
1.8   Elect Director Victor H. Mendelson   Mgmt   Yes   For   For
1.9   Elect Director Julie Neitzel   Mgmt   Yes   For   For
1.10   Elect Director Alan Schriesheim   Mgmt   Yes   For   For
1.11   Elect Director Frank J. Schwitter   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For


CLARCOR Inc.

 

Meeting Date    03/24/2015    Country    USA    Primary Security ID    179895107
Record Date    02/06/2015    Meeting Type    Annual    Ticker    CLC

 

Primary CUSIP 179895107    Primary ISIN US1798951075    Primary SEDOL 2201265

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director James W. Bradford, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Wesley M. Clark   Mgmt   Yes   For   For
1.3   Elect Director James L. Packard   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Report on Sustainability   SH   Yes   Against   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

SYNNEX Corporation

 

Meeting Date    03/24/2015    Country    USA    Primary Security ID    87162W100
Record Date    02/09/2015    Meeting Type    Annual    Ticker    SNX

 

Primary CUSIP 87162W100    Primary ISIN US87162W1009    Primary SEDOL 2002554

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Dwight Steffensen   Mgmt   Yes   For   For
1.2   Elect Director Kevin Murai   Mgmt   Yes   For   For
1.3   Elect Director Fred Breidenbach   Mgmt   Yes   For   For
1.4   Elect Director Hau Lee   Mgmt   Yes   For   For
1.5   Elect Director Matthew Miau   Mgmt   Yes   For   For
1.6   Elect Director Dennis Polk   Mgmt   Yes   For   For
1.7   Elect Director Gregory Quesnel   Mgmt   Yes   For   For
1.8   Elect Director Thomas Wurster   Mgmt   Yes   For   For
1.9   Elect Director Duane Zitzner   Mgmt   Yes   For   For
1.10   Elect Director Andrea Zulberti   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Urstadt Biddle Properties Inc.

 

Meeting Date    03/25/2015    Country    USA    Primary Security ID    917286205
Record Date    01/26/2015    Meeting Type    Annual    Ticker    UBA

 

Primary CUSIP 917286205    Primary ISIN US9172862057    Primary SEDOL 2256522

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Catherine U. Biddle   Mgmt   Yes   For   Withhold
1.2   Elect Director Robert R. Douglass   Mgmt   Yes   For   Withhold
1.3   Elect Director George H.C. Lawrence   Mgmt   Yes   For   Withhold


1.4   Elect Director Charles J. Urstadt   Mgmt   Yes   For   Withhold
2   Ratify PKF O’Connor Davies as Auditors   Mgmt   Yes   For   For

Banco Santander S.A.

 

Meeting Date    03/26/2015    Country    Spain    Primary Security ID    E19790109
Record Date    03/20/2015    Meeting Type    Annual    Ticker    SAN

 

Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.A   Approve Consolidated and Standalone Financial Statements   Mgmt   Yes   For   For
1.B   Approve Discharge of Board   Mgmt   Yes   For   For
2   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
3.A   Ratify Appointment of and Elect Carlos Fernández González as Director   Mgmt   Yes   For   For
3.B   Reelect Sol Daurella Comadrán as Director   Mgmt   Yes   For   For
3.C   Reelect Bruce Carnegie-Brown as Director   Mgmt   Yes   For   For
3.D   Reelect José Antonio Álvarez Álvarez as Director   Mgmt   Yes   For   For
3.E   Reelect Juan Rodríguez Inciarte as Director   Mgmt   Yes   For   For
3.F   Reelect Matías Rodríguez Inciarte as Director   Mgmt   Yes   For   For
3.G   Reelect Juan Miguel Villar Mir as Director   Mgmt   Yes   For   For
3.H   Reelect Guillermo de la Dehesa Romero as Director   Mgmt   Yes   For   For
4   Renew Appointment of Deloitte as Auditor   Mgmt   Yes   For   For
5.A   Amend Articles Re: Competence of General Shareholders Meeting   Mgmt   Yes   For   For
5.B   Amend Articles Re: Board of Directors   Mgmt   Yes   For   For
5.C   Amend Articles Re: Annual Corporate Governance Report and Corporate Website   Mgmt   Yes   For   For
5.D   Amend Articles Re: Financial Statements and Distribution of Results   Mgmt   Yes   For   For
6.A   Amend Articles of General Meeting Regulations Re: Powers, Call and Preparation   Mgmt   Yes   For   For
6.B   Amend Articles of General Meeting Regulations Re: Development of General Meeting   Mgmt   Yes   For   For
7   Approve Capital Raising   Mgmt   Yes   For   For
8   Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   Yes   For   For
9.A   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
9.B   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
10.A   Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   Yes   For   For
10.B   Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   Yes   For   For
11   Approve Remuneration Policy   Mgmt   Yes   For   For
12   Approve Remuneration of Directors   Mgmt   Yes   For   For


13   Fix Maximum Variable Compensation Ratio   Mgmt   Yes   For   For
14.A   Approve Deferred Share Bonus Plan   Mgmt   Yes   For   For
14.B   Approve Performance Shares Plan   Mgmt   Yes   For   For
14.C   Approve Employee Stock Purchase Plan   Mgmt   Yes   For   For
15   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For
16   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For

Canon Inc.

 

Meeting Date    03/27/2015    Country    Japan    Primary Security ID    J05124144
Record Date    12/31/2014    Meeting Type    Annual    Ticker    7751

 

Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 85   Mgmt   Yes   For   For
2   Amend Articles to Authorize Public Announcements in Electronic Format   Mgmt   Yes   For   For
3.1   Elect Director Mitarai, Fujio   Mgmt   Yes   For   For
3.2   Elect Director Tanaka, Toshizo   Mgmt   Yes   For   For
3.3   Elect Director Adachi, Yoroku   Mgmt   Yes   For   For
3.4   Elect Director Matsumoto, Shigeyuki   Mgmt   Yes   For   For
3.5   Elect Director Homma, Toshio   Mgmt   Yes   For   For
3.6   Elect Director Ozawa, Hideki   Mgmt   Yes   For   For
3.7   Elect Director Maeda, Masaya   Mgmt   Yes   For   For
3.8   Elect Director Tani, Yasuhiro   Mgmt   Yes   For   For
3.9   Elect Director Nagasawa, Kenichi   Mgmt   Yes   For   For
3.10   Elect Director Otsuka, Naoji   Mgmt   Yes   For   For
3.11   Elect Director Yamada, Masanori   Mgmt   Yes   For   For
3.12   Elect Director Wakiya, Aitake   Mgmt   Yes   For   For
3.13   Elect Director Kimura, Akiyoshi   Mgmt   Yes   For   For
3.14   Elect Director Osanai, Eiji   Mgmt   Yes   For   For
3.15   Elect Director Nakamura, Masaaki   Mgmt   Yes   For   For
3.16   Elect Director Saida, Kunitaro   Mgmt   Yes   For   For
3.17   Elect Director Kato, Haruhiko   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Ono, Kazuto   Mgmt   Yes   For   For
4.2   Appoint Statutory Auditor Oe, Tadashi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For


SS&C Technologies Holdings, Inc.

 

Meeting Date    03/27/2015    Country    USA    Primary Security ID    78467J100
Record Date    03/09/2015    Meeting Type    Special    Ticker    SSNC

 

Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Increase Authorized Common Stock   Mgmt   Yes   For   For

Daimler AG

 

Meeting Date    04/01/2015    Country    Germany    Primary Security ID    D1668R123
Record Date       Meeting Type    Annual    Ticker    DAI

 

Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.45 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Elect Paul Achleitner to the Supervisory Board   Mgmt   Yes   For   For
7   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
8   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
9   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
10   Cancel Affiliation Agreement with Subsidiary Daimler Financial Services AG Approved at 2014 AGM   Mgmt   Yes   For   For

Applied Materials, Inc.

 

Meeting Date    04/02/2015    Country    USA    Primary Security ID    038222105
Record Date    02/11/2015    Meeting Type    Annual    Ticker    AMAT

 

Primary CUSIP 038222105    Primary ISIN US0382221051    Primary SEDOL 2046552

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Aart J. de Geus   Mgmt   Yes   For   For
1b   Elect Director Gary E. Dickerson   Mgmt   Yes   For   For
1c   Elect Director Stephen R. Forrest   Mgmt   Yes   For   For
1d   Elect Director Thomas J. Iannotti   Mgmt   Yes   For   For
1e   Elect Director Susan M. James   Mgmt   Yes   For   For
1f   Elect Director Alexander A. Karsner   Mgmt   Yes   For   For


1g   Elect Director Dennis D. Powell   Mgmt   Yes   For   For
1h   Elect Director Willem P. Roelandts   Mgmt   Yes   For   For
1i   Elect Director Michael R. Splinter   Mgmt   Yes   For   For
1j   Elect Director Robert H. Swan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Foundation Medicine, Inc.

 

Meeting Date    04/02/2015    Country    USA    Primary Security ID    350465100
Record Date    02/11/2015    Meeting Type    Special    Ticker    FMI

 

Primary CUSIP 350465100    Primary ISIN US3504651007    Primary SEDOL BDX85T5

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Approve Issuance of Shares for a Private Placement   Mgmt   Yes   For   For
2   Approve Anti-dilution Protections   Mgmt   Yes   For   For
3   Declassify the Board of Directors and Authorize Shareholders to Remove Directors With or Without Cause.   Mgmt   Yes   For   For
4   Amend Certificate of Incorporation to Renounce Foundation’s Expectancy Regarding Certain Corporate Opportunities   Mgmt   Yes   For   For
5   Adjourn Meeting   Mgmt   Yes   For   For

Lennar Corporation

 

Meeting Date    04/08/2015    Country    USA    Primary Security ID    526057104
Record Date    02/12/2015    Meeting Type    Annual    Ticker    LEN

 

Primary CUSIP 526057104    Primary ISIN US5260571048    Primary SEDOL 2511920

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Irving Bolotin   Mgmt   Yes   For   For
1.2   Elect Director Steven L. Gerard   Mgmt   Yes   For   For
1.3   Elect Director Theron I. ‘Tig’ Gilliam   Mgmt   Yes   For   For
1.4   Elect Director Sherrill W. Hudson   Mgmt   Yes   For   For
1.5   Elect Director Sidney Lapidus   Mgmt   Yes   For   For
1.6   Elect Director Teri P. McClure   Mgmt   Yes   For   For
1.7   Elect Director Stuart A. Miller   Mgmt   Yes   For   For
1.8   Elect Director Armando Olivera   Mgmt   Yes   For   For
1.9   Elect Director Jeffrey Sonnenfeld   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Schlumberger Limited

 

Meeting Date    04/08/2015    Country    Curacao    Primary Security ID    806857108
Record Date    02/11/2015    Meeting Type    Annual    Ticker    SLB

 

Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Peter L.S. Currie as Director   Mgmt   Yes   For   For
1b   Elect K. Vaman Kamath as Director   Mgmt   Yes   For   For
1c   Elect V. Maureen Kempston Darkes as Director   Mgmt   Yes   For   For
1d   Elect Paal Kibsgaard as Director   Mgmt   Yes   For   For
1e   Elect Nikolay Kudryavtsev as Director   Mgmt   Yes   For   For
1f   Elect Michael E. Marks as Director   Mgmt   Yes   For   For
1g   Elect Indra K. Nooyi as Director   Mgmt   Yes   For   For
1h   Elect Lubna S. Olayan as Director   Mgmt   Yes   For   For
1i   Elect Leo Rafael Reif as Director   Mgmt   Yes   For   For
1j   Elect Tore I. Sandvold as Director   Mgmt   Yes   For   For
1k   Elect Henri Seydoux as Director   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Adopt and Approve Financials and Dividends   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Carnival Corporation

 

Meeting Date    04/14/2015    Country    Panama    Primary Security ID    143658300
Record Date    02/13/2015    Meeting Type    Annual    Ticker    CCL

 

Primary CUSIP 143658300    Primary ISIN PA1436583006    Primary SEDOL 2523044

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.   Mgmt   Yes   For   For
2   Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
3   Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
4   Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
6   Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For


9   Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
10   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation   Mgmt   Yes   For   For
11   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc   Mgmt   Yes   For   For
12   Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2014   Mgmt   Yes   For   For
13   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
14   Approve Remuneration Report of Executive Directors   Mgmt   Yes   For   For
15   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
16   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorize Share Repurchase Program   Mgmt   Yes   For   For

Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/14/2015    Country    Sweden    Primary Security ID    W26049119
Record Date    04/08/2015    Meeting Type    Annual    Ticker    ERIC B

 

Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Elect Chairman of Meeting   Mgmt   Yes   For   For
2   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
3   Approve Agenda of Meeting   Mgmt   Yes   For   For
4   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
5   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
6   Receive Financial Statements and Statutory Reports   Mgmt   No    
7   Receive President’s Report   Mgmt   No    
8.1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
8.2   Approve Discharge of Board and President   Mgmt   Yes   For   For
8.3   Approve Allocation of Income and Dividends of SEK 3.40 Per Share   Mgmt   Yes   For   For
9.1   Determine Number of Directors (11) and Deputy Directors (0) of Board   Mgmt   Yes   For   For
9.2   Approve Remuneration of Directors in the Amount of 4 Million for Chairman and SEK 975,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   Yes   For   For
9.3   Reelect Leif Johansson (Chairman), Roxanne Austin, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Kristin Lund, Hans Vestberg, and Jacob Wallenberg as Directors; Elect Anders Nyren and Sukhinder Cassidy as New Directors   Mgmt   Yes   For   For
9.4   Approve Remuneration of Auditors   Mgmt   Yes   For   For
9.5   Determine Number of Auditors (1) and Deputy Auditors (0)   Mgmt   Yes   For   For
9.6   Ratify PricewaterhouseCoopers as Auditors   Mgmt   Yes   For   For


10   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
11.1   Approve 2015 Stock Purchase Plan   Mgmt   Yes   For   For
11.2   Approve Equity Plan Financing (2015 Stock Purchase Plan)   Mgmt   Yes   For   For
11.3   Approve Alternative Equity Plan Financing (2015 Stock Purchase Plan)   Mgmt   Yes   For   Against
11.4   Approve 2015 Key Contributor Retention Plan   Mgmt   Yes   For   For
11.5   Approve Equity Plan Financing (2015 Key Contributor Retention Plan)   Mgmt   Yes   For   For
11.6   Approve Alternative Equity Plan Financing (2015 Key Contributor Retention Plan)   Mgmt   Yes   For   Against
11.7   Approve 2015 Executive Performance Stock Plan   Mgmt   Yes   For   For
11.8   Approve Equity Plan Financing (2015 Executive Performance Stock Plan)   Mgmt   Yes   For   For
11.9   Approve Alternative Equity Plan Financing (2015 Executive Performance Stock Plan)   Mgmt   Yes   For   Against
12   Approve Equity Plan Financing (2011-2014 Long-Term Variable Remuneration Programs)   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt   No    
13   Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM   SH   Yes   None   For
14.1   Request Board to Take Necessary Action to Create a Shareholders Association   SH   Yes   None   Against
14.2   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies   SH   Yes   None   Against
14.3   Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   Yes   None   Against
14.4   Request Board to Prepare a Proposal regarding “Politician Quarantine” and to Present the Proposal to That Effect at the 2016 AGM   SH   Yes   None   Against
15   Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   Yes   None   Against
16   Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   Yes   None   Against
17   Close Meeting   Mgmt   No    

Vinci

 

Meeting Date    04/14/2015    Country    France    Primary Security ID    F5879X108
Record Date    04/09/2015    Meeting Type    Annual/Special    Ticker    DG

 

Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.22 per Share   Mgmt   Yes   For   For


4   Reelect Robert Castaigne as Director   Mgmt   Yes   For   For
5   Reelect Pascale Sourisse as Director   Mgmt   Yes   For   For
6   Elect Ana Paula Pessoa as Director   Mgmt   Yes   For   For
7   Elect Josiane Marquez as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   For
8   Elect Gerard Duez as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
9   Elect Karin Willio as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
10   Elect Thomas Franz as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
11   Elect Roland Innocenti as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
12   Elect Michel Pitte Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.15 Million   Mgmt   Yes   For   For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
15   Approve Additional Pension Scheme Agreement with Pierre Coppey   Mgmt   Yes   For   For
16   Approve Transaction with Vinci Concessions Re: Management of Comarnic Brasov   Mgmt   Yes   For   For
17   Approve Transaction with Vinci Concessions Re: Financial Restructuring of Via Solutions Sudwest   Mgmt   Yes   For   For
18   Advisory Vote on Compensation of the Chairman and CEO   Mgmt   Yes   For   Against
19   Advisory Vote on Compensation of the Vice CEO since April 15, 2014   Mgmt   Yes   For   Against
  Extraordinary Business   Mgmt   No    
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
21   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
22   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   Yes   For   For
23   Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   Yes   For   For
24   Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   Yes   For   For
25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
26   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   Against
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   Against


29   Amend Article 8 of Bylaws Re: Absence of Double Voting Rights   Mgmt   Yes   For   For
30   Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds   Mgmt   Yes   For   Against
31   Amend Article 17 of Bylaws Re: Record Date   Mgmt   Yes   For   For
32   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

FirstMerit Corporation

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    337915102
Record Date    02/20/2015    Meeting Type    Annual    Ticker    FMER

 

Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Lizabeth A. Ardisana   Mgmt   Yes   For   For
1.2   Elect Director Steven H. Baer   Mgmt   Yes   For   For
1.3   Elect Director Karen S. Belden   Mgmt   Yes   For   For
1.4   Elect Director R. Cary Blair   Mgmt   Yes   For   For
1.5   Elect Director John C. Blickle   Mgmt   Yes   For   For
1.6   Elect Director Robert W. Briggs   Mgmt   Yes   For   For
1.7   Elect Director Richard Colella   Mgmt   Yes   For   For
1.8   Elect Director Robert S. Cubbin   Mgmt   Yes   For   For
1.9   Elect Director Gina D. France   Mgmt   Yes   For   For
1.10   Elect Director Paul G. Greig   Mgmt   Yes   For   For
1.11   Elect Director Terry L. Haines   Mgmt   Yes   For   For
1.12   Elect Director J. Michael Hochschwender   Mgmt   Yes   For   For
1.13   Elect Director Clifford J. Isroff   Mgmt   Yes   For   For
1.14   Elect Director Philip A. Lloyd, II   Mgmt   Yes   For   For
1.15   Elect Director Russ M. Strobel   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Proxy Access Right   Mgmt   Yes   For   For
5   Limit Accelerated Vesting of Equity Awards Upon a Change in Control   SH   Yes   Against   Against

The Sherwin-Williams Company

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    824348106
Record Date    02/24/2015    Meeting Type    Annual    Ticker    SHW

 

Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Arthur F. Anton   Mgmt   Yes   For   For
1.2   Elect Director Christopher M. Connor   Mgmt   Yes   For   For
1.3   Elect Director David F. Hodnik   Mgmt   Yes   For   For


1.4   Elect Director Thomas G. Kadien   Mgmt   Yes   For   For
1.5   Elect Director Richard J. Kramer   Mgmt   Yes   For   For
1.6   Elect Director Susan J. Kropf   Mgmt   Yes   For   For
1.7   Elect Director Christine A. Poon   Mgmt   Yes   For   For
1.8   Elect Director Richard K. Smucker   Mgmt   Yes   For   For
1.9   Elect Director John M. Stropki   Mgmt   Yes   For   For
1.10   Elect Director Matthew Thornton, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Umpqua Holdings Corporation

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    904214103
Record Date    02/06/2015    Meeting Type    Annual    Ticker    UMPQ

 

Primary CUSIP 904214103    Primary ISIN US9042141039    Primary SEDOL 2484389

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ellen R. M. Boyer   Mgmt   Yes   For   For
1.2   Elect Director Raymond P. Davis   Mgmt   Yes   For   For
1.3   Elect Director Robert C. Donegan   Mgmt   Yes   For   For
1.4   Elect Director C. Webb Edwards   Mgmt   Yes   For   For
1.5   Elect Director Peggy Y. Fowler   Mgmt   Yes   For   For
1.6   Elect Director Stephen M. Gambee   Mgmt   Yes   For   For
1.7   Elect Director James S. Greene   Mgmt   Yes   For   For
1.8   Elect Director Luis F. Machuca   Mgmt   Yes   For   For
1.9   Elect Director Maria M. Pope   Mgmt   Yes   For   For
1.10   Elect Director Susan F. Stevens   Mgmt   Yes   For   For
1.11   Elect Director Hilliard C. Terry, III   Mgmt   Yes   For   For
1.12   Elect Director Bryan L. Timm   Mgmt   Yes   For   For
2   Ratify Moss Adams LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

BP plc

 

Meeting Date    04/16/2015    Country    United Kingdom    Primary Security ID    G12793108
Record Date    04/14/2015    Meeting Type    Annual    Ticker    BP.

 

Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For


3   Re-elect Bob Dudley as Director   Mgmt   Yes   For   For
4   Re-elect Dr Brian Gilvary as Director   Mgmt   Yes   For   For
5   Re-elect Paul Anderson as Director   Mgmt   Yes   For   For
6   Elect Alan Boeckmann as Director   Mgmt   Yes   For   For
7   Re-elect Frank Bowman as Director   Mgmt   Yes   For   For
8   Re-elect Antony Burgmans as Director   Mgmt   Yes   For   For
9   Re-elect Cynthia Carroll as Director   Mgmt   Yes   For   For
10   Re-elect Ian Davis as Director   Mgmt   Yes   For   For
11   Re-elect Dame Ann Dowling as Director   Mgmt   Yes   For   For
12   Re-elect Brendan Nelson as Director   Mgmt   Yes   For   For
13   Re-elect Phuthuma Nhleko as Director   Mgmt   Yes   For   For
14   Re-elect Andrew Shilston as Director   Mgmt   Yes   For   For
15   Re-elect Carl-Henric Svanberg as Director   Mgmt   Yes   For   For
16   Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   Yes   For   For
17   Authorise the Renewal of the Scrip Dividend Programme   Mgmt   Yes   For   For
18   Approve Share Award Plan 2015   Mgmt   Yes   For   For
19   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
22   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
23   Adopt New Articles of Association   Mgmt   Yes   For   For
24   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
  Shareholder Resolution   Mgmt   No    
25   Approve Strategic Climate Change Resilience for 2035 and Beyond   SH   Yes   For   For

Humana Inc.

 

Meeting Date    04/16/2015    Country    USA    Primary Security ID    444859102
Record Date    02/20/2015    Meeting Type    Annual    Ticker    HUM

 

Primary CUSIP 444859102    Primary ISIN US4448591028    Primary SEDOL 2445063

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Kurt J. Hilzinger   Mgmt   Yes   For   For
1b   Elect Director Bruce D. Broussard   Mgmt   Yes   For   For
1c   Elect Director Frank A. D’Amelio   Mgmt   Yes   For   For
1d   Elect Director W. Roy Dunbar   Mgmt   Yes   For   For
1e   Elect Director David A. Jones, Jr.   Mgmt   Yes   For   For
1f   Elect Director William J. McDonald   Mgmt   Yes   For   For
1g   Elect Director William E. Mitchell   Mgmt   Yes   For   For


1h   Elect Director David B. Nash   Mgmt   Yes   For   For
1i   Elect Director James J. O’Brien   Mgmt   Yes   For   For
1j   Elect Director Marissa T. Peterson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/16/2015    Country    France    Primary Security ID    F58485115
Record Date    04/13/2015    Meeting Type    Annual/Special    Ticker    MC

 

Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   Against
4   Approve Allocation of Income and Dividends of EUR 3.20 per Share   Mgmt   Yes   For   For
5   Reelect Antoine Arnault as Director   Mgmt   Yes   For   Against
6   Reelect Albert Frere as Director   Mgmt   Yes   For   Against
7   Reelect Lord Powell of Bayswater as Director   Mgmt   Yes   For   Against
8   Reelect Yves-Thibault de Silguy as Director   Mgmt   Yes   For   For
9   Advisory Vote on Compensation of Bernard Arnaut, CEO and Chairman   Mgmt   Yes   For   Against
10   Advisory Vote on Compensation of Antonio Belloni, Vice-CEO   Mgmt   Yes   For   Against
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
12   Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   For
15   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   Against
16   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   Against
17   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   Yes   For   Against
18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   Against
19   Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   Yes   For   Against


20   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
21   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans   Mgmt   Yes   For   Against
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
23   Set Total Limit for Capital Increase to Result from Issuance Requests Above at EUR 50 Million   Mgmt   Yes   For   For
24   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   Against
25   Amend Articles 14, 18 and 23 of Bylaws Re: Board Powers, Related Party Transactions, and Record Date   Mgmt   Yes   For   Against

Rio Tinto plc

 

Meeting Date    04/16/2015    Country    United Kingdom    Primary Security ID    G75754104
Record Date    04/14/2015    Meeting Type    Annual    Ticker    RIO

 

Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Resolutions 1 to 18 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report for UK Law Purposes   Mgmt   Yes   For   For
4   Approve Remuneration Report for Australian Law Purposes   Mgmt   Yes   For   For
5   Elect Megan Clark as Director   Mgmt   Yes   For   For
6   Elect Michael L’Estrange as Director   Mgmt   Yes   For   For
7   Re-elect Robert Brown as Director   Mgmt   Yes   For   For
8   Re-elect Jan du Plessis as Director   Mgmt   Yes   For   For
9   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
10   Re-elect Richard Goodmanson as Director   Mgmt   Yes   For   For
11   Re-elect Anne Lauvergeon as Director   Mgmt   Yes   For   For
12   Re-elect Chris Lynch as Director   Mgmt   Yes   For   For
13   Re-elect Paul Tellier as Director   Mgmt   Yes   For   For
14   Re-elect Simon Thompson as Director   Mgmt   Yes   For   For
15   Re-elect John Varley as Director   Mgmt   Yes   For   For
16   Re-elect Sam Walsh as Director   Mgmt   Yes   For   For
17   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
18   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
  Resolutions 19 to 22 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt   No    
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For


21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

COGNEX CORPORATION

 

Meeting Date    04/17/2015    Country    USA    Primary Security ID    192422103
Record Date    02/20/2015    Meeting Type    Annual    Ticker    CGNX

 

Primary CUSIP 192422103    Primary ISIN US1924221039    Primary SEDOL 2208288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Shillman   Mgmt   Yes   For   For
1.2   Elect Director Jeffrey B. Miller   Mgmt   Yes   For   Withhold
1.3   Elect Director Reuben Wasserman   Mgmt   Yes   For   Withhold
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Require a Majority Vote for the Election of Directors   SH   Yes   None   For

Hutchison Whampoa Limited

 

Meeting Date    04/20/2015    Country    Hong Kong    Primary Security ID    Y38024108
Record Date    04/14/2015    Meeting Type    Special    Ticker    00013

 

Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Scheme of Arrangement   Mgmt   Yes   For   For
2   Approve Husky Share Exchange   Mgmt   Yes   For   For
3   Elect Cheng Hoi Chuen, Vincent as Director   Mgmt   Yes   For   Against

Hutchison Whampoa Limited

 

Meeting Date    04/20/2015    Country    Hong Kong    Primary Security ID    Y38024108
Record Date    04/14/2015    Meeting Type    Court    Ticker    00013

 

Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Scheme of Arrangement   Mgmt   Yes   For   For

Prosperity Bancshares, Inc.

 

Meeting Date    04/21/2015    Country    USA    Primary Security ID    743606105
Record Date    02/27/2015    Meeting Type    Annual    Ticker    PB

 

Primary CUSIP 743606105    Primary ISIN US7436061052    Primary SEDOL 2310257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James A. Bouligny   Mgmt   Yes   For   Withhold
1.2   Elect Director W.R. Collier   Mgmt   Yes   For   For


1.3   Elect Director Robert Steelhammer   Mgmt   Yes   For   Withhold
1.4   Elect Director H. E. Timanus, Jr.   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Schneider Electric SA

 

Meeting Date    04/21/2015    Country    France    Primary Security ID    F86921107
Record Date    04/16/2015    Meeting Type    Annual/Special    Ticker    SU

 

Primary CUSIP F86921107    Primary ISIN FR0000121972    Primary SEDOL 4834108

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 1.92 per Share   Mgmt   Yes   For   For
4   Approve Transaction with Vice Chairman   Mgmt   Yes   For   For
5   Approve Agreement with Jean Pascal Tricoire   Mgmt   Yes   For   For
6   Approve Agreement with Emmanuel Babeau   Mgmt   Yes   For   Against
7   Advisory Vote on Compensation of Jean Pascal Tricoire   Mgmt   Yes   For   Against
8   Advisory Vote on Compensation of Emmanuel Babeau   Mgmt   Yes   For   Against
9   Elect Gregory Spierkel as Director   Mgmt   Yes   For   For
10   Reelect Betsy Atkins as Director   Mgmt   Yes   For   For
11   Reelect Jeong Kim as Director   Mgmt   Yes   For   For
12   Reelect Gerard de La Martiniere as Director   Mgmt   Yes   For   For
13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   Yes   For   For
15   Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   For
16   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   Yes   For   For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
18   Authorize Capital Increase of up to EUR 230 Million of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
19   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For


22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
23   Amend Article 13 of Bylaws Re: Related Party Transactions   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
24   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

U.S. Bancorp

 

Meeting Date    04/21/2015    Country    USA    Primary Security ID    902973304
Record Date    02/24/2015    Meeting Type    Annual    Ticker    USB

 

Primary CUSIP 902973304    Primary ISIN US9029733048    Primary SEDOL 2736035

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Douglas M. Baker, Jr.   Mgmt   Yes   For   For
1.1b   Elect Director Arthur D. Collins, Jr.   Mgmt   Yes   For   For
1.1c   Elect Director Richard K. Davis   Mgmt   Yes   For   For
1.1d   Elect Director Kimberly J. Harris   Mgmt   Yes   For   For
1.1e   Elect Director Roland A. Hernandez   Mgmt   Yes   For   For
1.1f   Elect Director Doreen Woo Ho   Mgmt   Yes   For   For
1.1g   Elect Director Joel W. Johnson   Mgmt   Yes   For   For
1.1h   Elect Director Olivia F. Kirtley   Mgmt   Yes   For   For
1.1i   Elect Director Jerry W. Levin   Mgmt   Yes   For   For
1.1j   Elect Director David B. O’Maley   Mgmt   Yes   For   For
1.1k   Elect Director O’dell M. Owens   Mgmt   Yes   For   For
1.1l   Elect Director Craig D. Schnuck   Mgmt   Yes   For   For
1.1m   Elect Director Patrick T. Stokes   Mgmt   Yes   For   For
1.1n   Elect Director Scott W. Wine   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   Against

Convergys Corporation

 

Meeting Date    04/22/2015    Country    USA    Primary Security ID    212485106
Record Date    02/27/2015    Meeting Type    Annual    Ticker    CVG

 

Primary CUSIP 212485106    Primary ISIN US2124851062    Primary SEDOL 2284761

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Andrea J. Ayers   Mgmt   Yes   For   For
1.2   Elect Director John F. Barrett   Mgmt   Yes   For   For
1.3   Elect Director Cheryl K. Beebe   Mgmt   Yes   For   For
1.4   Elect Director Richard R. Devenuti   Mgmt   Yes   For   For


1.5   Elect Director Jeffrey H. Fox   Mgmt   Yes   For   For
1.6   Elect Director Joseph E. Gibbs   Mgmt   Yes   For   For
1.7   Elect Director Joan E. Herman   Mgmt   Yes   For   For
1.8   Elect Director Thomas L. Monahan, III   Mgmt   Yes   For   For
1.9   Elect Director Ronald L. Nelson   Mgmt   Yes   For   For
1.10   Elect Director Richard F. Wallman   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Eaton Corporation plc

 

Meeting Date    04/22/2015    Country    Ireland    Primary Security ID    G29183103
Record Date    02/23/2015    Meeting Type    Annual    Ticker    ETN

 

Primary CUSIP 278058102    Primary ISIN IE00B8KQN827    Primary SEDOL B8KQN82

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Todd M. Bluedorn   Mgmt   Yes   For   For
1b   Elect Director Christopher M. Connor   Mgmt   Yes   For   For
1c   Elect Director Michael J. Critelli   Mgmt   Yes   For   For
1d   Elect Director Alexander M. Cutler   Mgmt   Yes   For   For
1e   Elect Director Charles E. Golden   Mgmt   Yes   For   For
1f   Elect Director Linda A. Hill   Mgmt   Yes   For   For
1g   Elect Director Arthur E. Johnson   Mgmt   Yes   For   For
1h   Elect Director Ned C. Lautenbach   Mgmt   Yes   For   For
1i   Elect Director Deborah L. McCoy   Mgmt   Yes   For   For
1j   Elect Director Gregory R. Page   Mgmt   Yes   For   For
1k   Elect Director Sandra Pianalto   Mgmt   Yes   For   For
1l   Elect Director Gerald B. Smith   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Approval of Overseas Market Purchases of the Company Shares   Mgmt   Yes   For   For

General Electric Company

 

Meeting Date    04/22/2015    Country    USA    Primary Security ID    369604103
Record Date    02/23/2015    Meeting Type    Annual    Ticker    GE

 

Primary CUSIP 369604103    Primary ISIN US3696041033    Primary SEDOL 2380498

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
A1   Elect Director W. Geoffrey Beattie   Mgmt   Yes   For   For
A2   Elect Director John J. Brennan   Mgmt   Yes   For   For


A3   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   For
A4   Elect Director Francisco D’Souza   Mgmt   Yes   For   For
A5   Elect Director Marijn E. Dekkers   Mgmt   Yes   For   For
A6   Elect Director Susan J. Hockfield   Mgmt   Yes   For   For
A7   Elect Director Jeffrey R. Immelt   Mgmt   Yes   For   For
A8   Elect Director Andrea Jung   Mgmt   Yes   For   For
A9   Elect Director Robert W. Lane   Mgmt   Yes   For   For
A10   Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For
A11   Elect Director James J. Mulva   Mgmt   Yes   For   For
A12   Elect Director James E. Rohr   Mgmt   Yes   For   For
A13   Elect Director Mary L. Schapiro   Mgmt   Yes   For   For
A14   Elect Director Robert J. Swieringa   Mgmt   Yes   For   For
A15   Elect Director James S. Tisch   Mgmt   Yes   For   For
A16   Elect Director Douglas A. Warner, III   Mgmt   Yes   For   For
B1   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
B2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
C1   Provide for Cumulative Voting   SH   Yes   Against   Against
C2   Provide Right to Act by Written Consent   SH   Yes   Against   Against
C3   Select One Director from Ranks of Retirees   SH   Yes   Against   Against
C4   Adopt Holy Land Principles   SH   Yes   Against   Against
C5   Pro-rata Vesting on Equity Plans   SH   Yes   Against   Against

Anglo American plc

 

Meeting Date    04/23/2015    Country    United Kingdom    Primary Security ID    G03764134
Record Date    04/21/2015    Meeting Type    Annual    Ticker    AAL

 

Primary CUSIP G03764134    Primary ISIN GB00B1XZS820    Primary SEDOL B1XZS82

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Re-elect Mark Cutifani as Director   Mgmt   Yes   For   For
4   Re-elect Judy Dlamini as Director   Mgmt   Yes   For   For
5   Re-elect Byron Grote as Director   Mgmt   Yes   For   For
6   Re-elect Sir Philip Hampton as Director   Mgmt   Yes   For   For
7   Re-elect Rene Medori as Director   Mgmt   Yes   For   For
8   Re-elect Phuthuma Nhleko as Director   Mgmt   Yes   For   For
9   Re-elect Ray O’Rourke as Director   Mgmt   Yes   For   For
10   Re-elect Sir John Parker as Director   Mgmt   Yes   For   For
11   Re-elect Mphu Ramatlapeng as Director   Mgmt   Yes   For   For


12   Re-elect Jim Rutherford as Director   Mgmt   Yes   For   For
13   Re-elect Anne Stevens as Director   Mgmt   Yes   For   For
14   Re-elect Jack Thompson as Director   Mgmt   Yes   For   For
15   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Approve Remuneration Report   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Barclays plc

 

Meeting Date    04/23/2015    Country    United Kingdom    Primary Security ID    G08036124
Record Date    04/21/2015    Meeting Type    Annual    Ticker    BARC

 

Primary CUSIP G08036124    Primary ISIN GB0031348658    Primary SEDOL 3134865

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Elect Crawford Gillies as Director   Mgmt   Yes   For   For
4   Elect John McFarlane as Director   Mgmt   Yes   For   For
5   Re-elect Mike Ashley as Director   Mgmt   Yes   For   For
6   Re-elect Tim Breedon as Director   Mgmt   Yes   For   For
7   Re-elect Reuben Jeffery III as Director   Mgmt   Yes   For   For
8   Re-elect Antony Jenkins as Director   Mgmt   Yes   For   For
9   Re-elect Wendy Lucas-Bull as Director   Mgmt   Yes   For   For
10   Re-elect Tushar Morzaria as Director   Mgmt   Yes   For   For
11   Re-elect Dambisa Moyo as Director   Mgmt   Yes   For   For
12   Re-elect Frits van Paasschen as Director   Mgmt   Yes   For   For
13   Re-elect Sir Michael Rake as Director   Mgmt   Yes   For   For
14   Re-elect Steve Thieke as Director   Mgmt   Yes   For   For
15   Re-elect Diane de Saint Victor as Director   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   Yes   For   For


22   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   Yes   For   For
23   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
24   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Johnson & Johnson

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    478160104
Record Date    02/24/2015    Meeting Type    Annual    Ticker    JNJ

 

Primary CUSIP 478160104    Primary ISIN US4781601046    Primary SEDOL 2475833

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mary Sue Coleman   Mgmt   Yes   For   For
1b   Elect Director D. Scott Davis   Mgmt   Yes   For   For
1c   Elect Director Ian E. L. Davis   Mgmt   Yes   For   For
1d   Elect Director Alex Gorsky   Mgmt   Yes   For   For
1e   Elect Director Susan L. Lindquist   Mgmt   Yes   For   For
1f   Elect Director Mark B. McClellan   Mgmt   Yes   For   For
1g   Elect Director Anne M. Mulcahy   Mgmt   Yes   For   For
1h   Elect Director William D. Perez   Mgmt   Yes   For   For
1i   Elect Director Charles Prince   Mgmt   Yes   For   For
1j   Elect Director A. Eugene Washington   Mgmt   Yes   For   For
1k   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Policy Regarding Overextended Directors   SH   Yes   Against   Against
5   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against
6   Require Independent Board Chairman   SH   Yes   Against   For

MGIC Investment Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    552848103
Record Date    03/02/2015    Meeting Type    Annual    Ticker    MTG

 

Primary CUSIP 552848103    Primary ISIN US5528481030    Primary SEDOL 2548616

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Daniel A. Arrigoni   Mgmt   Yes   For   For
1.2   Elect Director Cassandra C. Carr   Mgmt   Yes   For   For
1.3   Elect Director C. Edward Chaplin   Mgmt   Yes   For   For
1.4   Elect Director Curt S. Culver   Mgmt   Yes   For   For
1.5   Elect Director Timothy A. Holt   Mgmt   Yes   For   For
1.6   Elect Director Kenneth M. Jastrow, II   Mgmt   Yes   For   For


1.7   Elect Director Michael E. Lehman   Mgmt   Yes   For   For
1.8   Elect Director Donald T. Nicolaisen   Mgmt   Yes   For   For
1.9   Elect Director Gary A. Poliner   Mgmt   Yes   For   For
1.10   Elect Director Patrick Sinks   Mgmt   Yes   For   For
1.11   Elect Director Mark M. Zandi   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date    04/23/2015    Country    Germany    Primary Security ID    D55535104
Record Date       Meeting Type    Annual    Ticker    MUV2

 

Primary CUSIP D55535104    Primary ISIN DE0008430026    Primary SEDOL 5294121

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2014 (Non-Voting)   Mgmt   No    
1.2   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 7.75 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Approve Remuneration System for Management Board Members   Mgmt   Yes   For   For
6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
8   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
9   Approve Creation of EUR 10 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   Yes   For   For
10   Amend Articles Re: Company Representation   Mgmt   Yes   For   For

Pfizer Inc.

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    717081103
Record Date    02/25/2015    Meeting Type    Annual    Ticker    PFE

 

Primary CUSIP 717081103    Primary ISIN US7170811035    Primary SEDOL 2684703

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis A. Ausiello   Mgmt   Yes   For   Against
1.2   Elect Director W. Don Cornwell   Mgmt   Yes   For   For
1.3   Elect Director Frances D. Fergusson   Mgmt   Yes   For   For


1.4   Elect Director Helen H. Hobbs   Mgmt   Yes   For   Against
1.5   Elect Director James M. Kilts   Mgmt   Yes   For   For
1.6   Elect Director Shantanu Narayen   Mgmt   Yes   For   Against
1.7   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1.8   Elect Director Ian C. Read   Mgmt   Yes   For   For
1.9   Elect Director Stephen W. Sanger   Mgmt   Yes   For   Against
1.10   Elect Director James C. Smith   Mgmt   Yes   For   For
1.11   Elect Director Marc Tessier-Lavigne   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Review and Assess Membership of Lobbying Organizations   SH   Yes   Against   Against

Sensient Technologies Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    81725T100
Record Date    02/27/2015    Meeting Type    Annual    Ticker    SXT

 

Primary CUSIP 81725T100    Primary ISIN US81725T1007    Primary SEDOL 2923741

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Hank Brown   Mgmt   Yes   For   For
1.2   Elect Director Joseph Carleone   Mgmt   Yes   For   For
1.3   Elect Director Edward H. Cichurski   Mgmt   Yes   For   For
1.4   Elect Director Fergus M. Clydesdale   Mgmt   Yes   For   For
1.5   Elect Director James A. D. Croft   Mgmt   Yes   For   For
1.6   Elect Director Kenneth P. Manning   Mgmt   Yes   For   For
1.7   Elect Director Paul Manning   Mgmt   Yes   For   For
1.8   Elect Director Deborah McKeithan-Gebhardt   Mgmt   Yes   For   For
1.9   Elect Director Elaine R. Wedral   Mgmt   Yes   For   For
1.10   Elect Director Essie Whitelaw   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

T. Rowe Price Group, Inc.

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    74144T108
Record Date    02/20/2015    Meeting Type    Annual    Ticker    TROW

 

Primary CUSIP 74144T108    Primary ISIN US74144T1088    Primary SEDOL 2702337

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mark S. Bartlett   Mgmt   Yes   For   For
1b   Elect Director Edward C. Bernard   Mgmt   Yes   For   For


1c   Elect Director Mary K. Bush   Mgmt   Yes   For   For
1d   Elect Director Donald B. Hebb, Jr.   Mgmt   Yes   For   For
1e   Elect Director Freeman A. Hrabowski, III   Mgmt   Yes   For   For
1f   Elect Director James A.C. Kennedy   Mgmt   Yes   For   For
1g   Elect Director Robert F. MacLellan   Mgmt   Yes   For   For
1h   Elect Director Brian C. Rogers   Mgmt   Yes   For   For
1i   Elect Director Olympia J. Snowe   Mgmt   Yes   For   For
1j   Elect Director Alfred Sommer   Mgmt   Yes   For   For
1k   Elect Director Dwight S. Taylor   Mgmt   Yes   For   For
1l   Elect Director Anne Marie Whittemore   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LL as Auditors   Mgmt   Yes   For   For

Webster Financial Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    947890109
Record Date    02/23/2015    Meeting Type    Annual    Ticker    WBS

 

Primary CUSIP 947890109    Primary ISIN US9478901096    Primary SEDOL 2945143

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director William L. Atwell   Mgmt   Yes   For   For
1b   Elect Director Joel S. Becker   Mgmt   Yes   For   For
1c   Elect Director John J. Crawford   Mgmt   Yes   For   For
1d   Elect Director Robert A. Finkenzeller   Mgmt   Yes   For   For
1e   Elect Director Elizabeth E. Flynn   Mgmt   Yes   For   For
1f   Elect Director C. Michael Jacobi   Mgmt   Yes   For   For
1g   Elect Director Laurence C. Morse   Mgmt   Yes   For   For
1h   Elect Director Karen R. Osar   Mgmt   Yes   For   For
1i   Elect Director Mark Pettie   Mgmt   Yes   For   For
1j   Elect Director Charles W. Shivery   Mgmt   Yes   For   For
1k   Elect Director James C. Smith   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For


AstraZeneca plc

 

Meeting Date    04/24/2015    Country    United Kingdom    Primary Security ID    G0593M107
Record Date    04/22/2015    Meeting Type    Annual    Ticker    AZN

 

Primary CUSIP G0593M107    Primary ISIN GB0009895292    Primary SEDOL 0989529

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Dividends   Mgmt   Yes   For   For
3   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
5(a)   Re-elect Leif Johansson as Director   Mgmt   Yes   For   For
5(b)   Re-elect Pascal Soriot as Director   Mgmt   Yes   For   For
5(c)   Re-elect Marc Dunoyer as Director   Mgmt   Yes   For   For
5(d)   Elect Cori Bargmann as Director   Mgmt   Yes   For   For
5(e)   Re-elect Genevieve Berger as Director   Mgmt   Yes   For   For
5(f)   Re-elect Bruce Burlington as Director   Mgmt   Yes   For   For
5(g)   Re-elect Ann Cairns as Director   Mgmt   Yes   For   For
5(h)   Re-elect Graham Chipchase as Director   Mgmt   Yes   For   For
5(i)   Re-elect Jean-Philippe Courtois as Director   Mgmt   Yes   For   For
5(j)   Re-elect Rudy Markham as Director   Mgmt   Yes   For   For
5(k)   Re-elect Shriti Vadera as Director   Mgmt   Yes   For   For
5(l)   Re-elect Marcus Wallenberg as Director   Mgmt   Yes   For   For
6   Approve Remuneration Report   Mgmt   Yes   For   For
7   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
8   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
9   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
10   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
11   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
12   Adopt New Articles of Association   Mgmt   Yes   For   For

AT&T Inc.

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    00206R102
Record Date    02/25/2015    Meeting Type    Annual    Ticker    T

 

Primary CUSIP 00206R102    Primary ISIN US00206R1023    Primary SEDOL 2831811

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Randall L. Stephenson   Mgmt   Yes   For   For
1.2   Elect Director Scott T. Ford   Mgmt   Yes   For   For
1.3   Elect Director Glenn H. Hutchins   Mgmt   Yes   For   For
1.4   Elect Director William E. Kennard   Mgmt   Yes   For   For


1.5   Elect Director Jon C. Madonna   Mgmt   Yes   For   For
1.6   Elect Director Michael B. McCallister   Mgmt   Yes   For   For
1.7   Elect Director John B. McCoy   Mgmt   Yes   For   For
1.8   Elect Director Beth E. Mooney   Mgmt   Yes   For   For
1.9   Elect Director Joyce M. Roché   Mgmt   Yes   For   For
1.10   Elect Director Matthew K. Rose   Mgmt   Yes   For   For
1.11   Elect Director Cynthia B. Taylor   Mgmt   Yes   For   For
1.12   Elect Director Laura D’Andrea Tyson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Indirect Political Contribution   SH   Yes   Against   For
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Amend Bylaws to Call Special Meetings   SH   Yes   Against   For

HSBC Holdings plc

 

Meeting Date    04/24/2015    Country    United Kingdom    Primary Security ID    G4634U169
Record Date    04/23/2015    Meeting Type    Annual    Ticker    HSBA

 

Primary CUSIP G4634U169    Primary ISIN GB0005405286    Primary SEDOL 0540528

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3(a)   Elect Phillip Ameen as Director   Mgmt   Yes   For   For
3(b)   Elect Heidi Miller as Director   Mgmt   Yes   For   For
3(c)   Re-elect Kathleen Casey as Director   Mgmt   Yes   For   For
3(d)   Re-elect Safra Catz as Director   Mgmt   Yes   For   For
3(e)   Re-elect Laura Cha as Director   Mgmt   Yes   For   For
3(f)   Re-elect Lord Evans of Weardale as Director   Mgmt   Yes   For   For
3(g)   Re-elect Joachim Faber as Director   Mgmt   Yes   For   For
3(h)   Re-elect Rona Fairhead as Director   Mgmt   Yes   For   For
3(i)   Re-elect Douglas Flint as Director   Mgmt   Yes   For   For
3(j)   Re-elect Stuart Gulliver as Director   Mgmt   Yes   For   For
3(k)   Re-elect Sam Laidlaw as Director   Mgmt   Yes   For   For
3(l)   Re-elect John Lipsky as Director   Mgmt   Yes   For   For
3(m)   Re-elect Rachel Lomax as Director   Mgmt   Yes   For   For
3(n)   Re-elect Iain Mackay as Director   Mgmt   Yes   For   For
3(o)   Re-elect Marc Moses as Director   Mgmt   Yes   For   For
3(p)   Re-elect Sir Simon Robertson as Director   Mgmt   Yes   For   For
3(q)   Re-elect Jonathan Symonds as Director   Mgmt   Yes   For   For


4   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
5   Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
7   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
8   Authorise Directors to Allot Any Repurchased Shares   Mgmt   Yes   For   For
9   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
10   Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   Yes   For   For
11   Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   Yes   For   For
12   Amend Savings-Related Share Option Plan (UK)   Mgmt   Yes   For   For
13   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Intersil Corporation

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    46069S109
Record Date    02/25/2015    Meeting Type    Annual    Ticker    ISIL

 

Primary CUSIP 46069S109    Primary ISIN US46069S1096    Primary SEDOL 2551959

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Necip Sayiner   Mgmt   Yes   For   For
1b   Elect Director Donald Macleod   Mgmt   Yes   For   For
1c   Elect Director Mercedes Johnson   Mgmt   Yes   For   For
1d   Elect Director Sohail Khan   Mgmt   Yes   For   For
1e   Elect Director Gregory Lang   Mgmt   Yes   For   For
1f   Elect Director Forrest E. Norrod   Mgmt   Yes   For   For
1g   Elect Director Jan Peeters   Mgmt   Yes   For   For
1h   Elect Director James A. Urry   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Kellogg Company

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    487836108
Record Date    02/26/2015    Meeting Type    Annual    Ticker    K

 

Primary CUSIP 487836108    Primary ISIN US4878361082    Primary SEDOL 2486813

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Benjamin Carson   Mgmt   Yes   For   For
1.2   Elect Director John Dillon   Mgmt   Yes   For   For
1.3   Elect Director Zachary Gund   Mgmt   Yes   For   For
1.4   Elect Director Jim Jenness   Mgmt   Yes   For   For
1.5   Elect Director Don Knauss   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Reduce Supermajority Vote Requirement   SH   Yes   Against   For

Seaboard Corporation

 

Meeting Date    04/27/2015    Country    USA    Primary Security ID    811543107
Record Date    02/24/2015    Meeting Type    Annual    Ticker    SEB

 

Primary CUSIP 811543107    Primary ISIN US8115431079    Primary SEDOL 2786687

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven J. Bresky   Mgmt   Yes   For   Withhold
1.2   Elect Director David A. Adamsen   Mgmt   Yes   For   For
1.3   Elect Director Douglas W. Baena   Mgmt   Yes   For   For
1.4   Elect Director Edward I. Shifman, Jr.   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Report on Risks Associated with Use of Gestation Crates in Supply Chain   SH   Yes   Against   For

The Boeing Company

 

Meeting Date    04/27/2015    Country    USA    Primary Security ID    097023105
Record Date    02/26/2015    Meeting Type    Annual    Ticker    BA

 

Primary CUSIP 097023105    Primary ISIN US0970231058    Primary SEDOL 2108601

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director David L. Calhoun   Mgmt   Yes   For   For
1b   Elect Director Arthur D. Collins, Jr.   Mgmt   Yes   For   For
1c   Elect Director Kenneth M. Duberstein   Mgmt   Yes   For   For
1d   Elect Director Edmund P. Giambastiani, Jr.   Mgmt   Yes   For   For
1e   Elect Director Lawrence W. Kellner   Mgmt   Yes   For   For
1f   Elect Director Edward M. Liddy   Mgmt   Yes   For   For
1g   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1h   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1i   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
1j   Elect Director Mike S. Zafirovski   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Claw-back of Payments under Restatements   SH   Yes   Against   For
5   Require Independent Board Chairman   SH   Yes   Against   Against
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Report on Lobbying Payments and Policy   SH   Yes   Against   For


AMC Entertainment Holdings, Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    00165C104
Record Date    03/02/2015    Meeting Type    Annual    Ticker    AMC

 

Primary CUSIP 00165C104    Primary ISIN US00165C1045    Primary SEDOL BH4HLL3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lloyd Hill   Mgmt   Yes   For   For
1.2   Elect Director Ning Ye   Mgmt   Yes   For   Withhold
1.3   Elect Director Howard Koch   Mgmt   Yes   For   Withhold
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Centene Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    15135B101
Record Date    02/27/2015    Meeting Type    Annual    Ticker    CNC

 

Primary CUSIP 15135B101    Primary ISIN US15135B1017    Primary SEDOL 2807061

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert K. Ditmore   Mgmt   Yes   For   For
1.2   Elect Director Frederick H. Eppinger   Mgmt   Yes   For   For
1.3   Elect Director David L. Steward   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   Yes   For   Against

Citigroup Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    172967424
Record Date    02/27/2015    Meeting Type    Annual    Ticker    C

 

Primary CUSIP 172967424    Primary ISIN US1729674242    Primary SEDOL 2297907

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Michael L. Corbat   Mgmt   Yes   For   For
1b   Elect Director Duncan P. Hennes   Mgmt   Yes   For   For
1c   Elect Director Peter B. Henry   Mgmt   Yes   For   For
1d   Elect Director Franz B. Humer   Mgmt   Yes   For   For
1e   Elect Director Michael E. O’Neill   Mgmt   Yes   For   For
1f   Elect Director Gary M. Reiner   Mgmt   Yes   For   For
1g   Elect Director Judith Rodin   Mgmt   Yes   For   For
1h   Elect Director Anthony M. Santomero   Mgmt   Yes   For   For
1i   Elect Director Joan E. Spero   Mgmt   Yes   For   For


1j   Elect Director Diana L. Taylor   Mgmt   Yes   For   For
1k   Elect Director William S. Thompson, Jr.   Mgmt   Yes   For   For
1l   Elect Director James S. Turley   Mgmt   Yes   For   For
1m   Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Proxy Access Right   SH   Yes   For   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Claw-back of Payments under Restatements   SH   Yes   Against   Against
8   Limits for Directors Involved with Bankruptcy   SH   Yes   Against   Against
9   Report on Certain Vesting Program   SH   Yes   Against   For

First Financial Bankshares, Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    32020R109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    FFIN

 

Primary CUSIP 32020R109    Primary ISIN US32020R1095    Primary SEDOL 2266026

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director April Anthony   Mgmt   Yes   For   For
1.2   Elect Director Steven L. Beal   Mgmt   Yes   For   For
1.3   Elect Director Tucker S. Bridwell   Mgmt   Yes   For   For
1.4   Elect Director David Copeland   Mgmt   Yes   For   For
1.5   Elect Director F. Scott Dueser   Mgmt   Yes   For   For
1.6   Elect Director Murray Edwards   Mgmt   Yes   For   For
1.7   Elect Director Ron Giddiens   Mgmt   Yes   For   For
1.8   Elect Director Tim Lancaster   Mgmt   Yes   For   For
1.9   Elect Director Kade L. Matthews   Mgmt   Yes   For   For
1.10   Elect Director Ross H. Smith, Jr.   Mgmt   Yes   For   For
1.11   Elect Director Johnny E. Trotter   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Restricted Stock Plan   Mgmt   Yes   For   Against
5   Increase Authorized Common Stock   Mgmt   Yes   For   For


GDF Suez

 

Meeting Date    04/28/2015    Country    France    Primary Security ID    F42768105
Record Date    04/23/2015    Meeting Type    Annual/Special    Ticker    GSZ

 

Primary CUSIP F42768105    Primary ISIN FR0010208488    Primary SEDOL B0C2CQ3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 1 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
6   Ratify Appointment of Isabelle Kocher as Director   Mgmt   Yes   For   For
7   Reelect Ann Kristin Achleitner as Director   Mgmt   Yes   For   For
8   Reelect Edmond Alphandery as Director   Mgmt   Yes   For   For
9   Reelect Aldo Cardoso as Director   Mgmt   Yes   For   For
10   Reelect Francoise Malrieu as Director   Mgmt   Yes   For   For
11   Elect Barbara Kux as Director   Mgmt   Yes   For   For
12   Elect Marie Jose Nadeau as Director   Mgmt   Yes   For   For
13   Elect Bruno Bezard as Director   Mgmt   Yes   For   For
14   Elect Mari-Noelle Jego-Laveissiere as Director   Mgmt   Yes   For   For
15   Elect Stephane Pallez as Director   Mgmt   Yes   For   For
16   Elect Catherine Guillouard as Director   Mgmt   Yes   For   For
17   Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO   Mgmt   Yes   For   For
18   Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO until Nov. 11, 2014   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
21   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
22   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for a Few Employees and Corporate Officers   Mgmt   Yes   For   For
23   Adopt New Bylaws   Mgmt   Yes   For   For
24   Amend Article 11 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
25   Amend Article 16 of Bylaws Re: Board Organization   Mgmt   Yes   For   For
26   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For


Hancock Holding Company

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    410120109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    HBHC

 

Primary CUSIP 410120109    Primary ISIN US4101201097    Primary SEDOL 2415497

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John M. Hairston   Mgmt   Yes   For   For
1.2   Elect Director James H. Horne   Mgmt   Yes   For   For
1.3   Elect Director Jerry L. Levens   Mgmt   Yes   For   For
1.4   Elect Director Christine L. Pickering   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

International Business Machines Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    459200101
Record Date    02/27/2015    Meeting Type    Annual    Ticker    IBM

 

Primary CUSIP 459200101    Primary ISIN US4592001014    Primary SEDOL 2005973

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alain J.P. Belda   Mgmt   Yes   For   For
1.2   Elect Director William R. Brody   Mgmt   Yes   For   For
1.3   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1.4   Elect Director Michael L. Eskew   Mgmt   Yes   For   For
1.5   Elect Director David N. Farr   Mgmt   Yes   For   For
1.6   Elect Director Alex Gorsky   Mgmt   Yes   For   For
1.7   Elect Director Shirley Ann Jackson   Mgmt   Yes   For   For
1.8   Elect Director Andrew N. Liveris   Mgmt   Yes   For   For
1.9   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1.10   Elect Director James W. Owens   Mgmt   Yes   For   For
1.11   Elect Director Virginia M. Rometty   Mgmt   Yes   For   For
1.12   Elect Director Joan E. Spero   Mgmt   Yes   For   For
1.13   Elect Director Sidney Taurel   Mgmt   Yes   For   For
1.14   Elect Director Peter R. Voser   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
7   Establish Public Policy Board Committee   SH   Yes   Against   Against


Shire plc

 

Meeting Date    04/28/2015    Country    United Kingdom    Primary Security ID    G8124V108
Record Date    04/26/2015    Meeting Type    Annual    Ticker    SHP

 

Primary CUSIP G8124V108    Primary ISIN JE00B2QKY057    Primary SEDOL B2QKY05

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Re-elect Dominic Blakemore as Director   Mgmt   Yes   For   For
5   Re-elect William Burns as Director   Mgmt   Yes   For   For
6   Re-elect Dr Steven Gillis as Director   Mgmt   Yes   For   For
7   Re-elect Dr David Ginsburg as Director   Mgmt   Yes   For   For
8   Re-elect David Kappler as Director   Mgmt   Yes   For   For
9   Re-elect Susan Kilsby as Director   Mgmt   Yes   For   For
10   Re-elect Anne Minto as Director   Mgmt   Yes   For   For
11   Re-elect Dr Flemming Ornskov as Director   Mgmt   Yes   For   For
12   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
13   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
14   Approve Long Term Incentive Plan 2015   Mgmt   Yes   For   For
15   Approve Global Employee Stock Purchase Plan   Mgmt   Yes   For   For
16   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
19   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

The Chubb Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    171232101
Record Date    03/02/2015    Meeting Type    Annual    Ticker    CB

 

Primary CUSIP 171232101    Primary ISIN US1712321017    Primary SEDOL 2195722

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Zoe Baird Budinger   Mgmt   Yes   For   For
1b   Elect Director Sheila P. Burke   Mgmt   Yes   For   Against
1c   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   Against
1d   Elect Director John D. Finnegan   Mgmt   Yes   For   For
1e   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1f   Elect Director Karen M. Hoguet   Mgmt   Yes   For   For
1g   Elect Director Lawrence W. Kellner   Mgmt   Yes   For   For


1h   Elect Director Martin G. McGuinn   Mgmt   Yes   For   Against
1i   Elect Director Lawrence M. Small   Mgmt   Yes   For   For
1j   Elect Director Jess Søderberg   Mgmt   Yes   For   For
1k   Elect Director Daniel E. Somers   Mgmt   Yes   For   For
1l   Elect Director William C. Weldon   Mgmt   Yes   For   Against
1m   Elect Director James M. Zimmerman   Mgmt   Yes   For   Against
1n   Elect Director Alfred W. Zollar   Mgmt   Yes   For   Against
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Report on Sustainability, Including Quantitative Goals   SH   Yes   Against   For

UMB Financial Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    902788108
Record Date    03/02/2015    Meeting Type    Annual    Ticker    UMBF

 

Primary CUSIP 902788108    Primary ISIN US9027881088    Primary SEDOL 2918510

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Warner L. Baxter   Mgmt   Yes   For   For
1.2   Elect Director Robin C. Beery   Mgmt   Yes   For   For
1.3   Elect Director Nancy K. Buese   Mgmt   Yes   For   For
1.4   Elect Director Peter J. deSilva   Mgmt   Yes   For   For
1.5   Elect Director Terrence P. Dunn   Mgmt   Yes   For   For
1.6   Elect Director Kevin C. Gallagher   Mgmt   Yes   For   For
1.7   Elect Director Greg M. Graves   Mgmt   Yes   For   For
1.8   Elect Director Alexander C. Kemper   Mgmt   Yes   For   For
1.9   Elect Director J. Mariner Kemper   Mgmt   Yes   For   For
1.10   Elect Director Kris A. Robbins   Mgmt   Yes   For   For
1.11   Elect Director L. Joshua Sosland   Mgmt   Yes   For   For
1.12   Elect Director Paul Uhlmann, III   Mgmt   Yes   For   For
1.13   Elect Director Thomas J. Wood, III   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Require Independent Board Chairman   SH   Yes   Against   For

Wells Fargo & Company

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    949746101
Record Date    03/03/2015    Meeting Type    Annual    Ticker    WFC

 

Primary CUSIP 949746101    Primary ISIN US9497461015    Primary SEDOL 2649100

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John D. Baker, II   Mgmt   Yes   For   For
1b   Elect Director Elaine L. Chao   Mgmt   Yes   For   For


1c   Elect Director John S. Chen   Mgmt   Yes   For   For
1d   Elect Director Lloyd H. Dean   Mgmt   Yes   For   For
1e   Elect Director Elizabeth A. Duke   Mgmt   Yes   For   For
1f   Elect Director Susan E. Engel   Mgmt   Yes   For   For
1g   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1h   Elect Director Donald M. James   Mgmt   Yes   For   For
1i   Elect Director Cynthia H. Milligan   Mgmt   Yes   For   For
1j   Elect Director Federico F. Pena   Mgmt   Yes   For   For
1k   Elect Director James H. Quigley   Mgmt   Yes   For   For
1l   Elect Director Judith M. Runstad   Mgmt   Yes   For   For
1m   Elect Director Stephen W. Sanger   Mgmt   Yes   For   For
1n   Elect Director John G. Stumpf   Mgmt   Yes   For   For
1o   Elect Director Susan G. Swenson   Mgmt   Yes   For   For
1p   Elect Director Suzanne M. Vautrinot   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For

Anheuser-Busch InBev SA

 

Meeting Date    04/29/2015    Country    Belgium    Primary Security ID    B6399C107
Record Date    04/15/2015    Meeting Type    Annual/Special    Ticker    ABI

 

Primary CUSIP B6399C107    Primary ISIN BE0003793107    Primary SEDOL 4755317

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual/Special Meeting   Mgmt   No    
  Special Meeting   Mgmt   No    
A1   Amend Articles Re: Remove References to Bearer Shares   Mgmt   Yes   For   For
  Annual Meeting   Mgmt   No    
B1   Receive Directors’ Reports (Non-Voting)   Mgmt   No    
B2   Receive Auditors’ Reports (Non-Voting)   Mgmt   No    
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt   No    
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share   Mgmt   Yes   For   For
B5   Approve Discharge of Directors   Mgmt   Yes   For   For
B6   Approve Discharge of Auditors   Mgmt   Yes   For   For
B7a   Elect Michele Burns as Independent Director   Mgmt   Yes   For   For
B7b   Reelect Olivier Goudet as Independent Director   Mgmt   Yes   For   For
B7c   Elect Kasper Rorsted as Independent Director   Mgmt   Yes   For   For


B7d   Reelect Paul Cornet de Ways Ruart as Director   Mgmt   Yes   For   Against
B7e   Reelect Stefan Descheemaeker as Director   Mgmt   Yes   For   Against
B8a   Approve Remuneration Report   Mgmt   Yes   For   Against
B8b   Proposal to Increase Remuneration of Audit Committee Chairman   Mgmt   Yes   For   For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors   Mgmt   Yes   For   For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   Yes   For   For

British American Tobacco plc

 

Meeting Date    04/29/2015    Country    United Kingdom    Primary Security ID    G1510J102
Record Date    04/27/2015    Meeting Type    Annual    Ticker    BATS

 

Primary CUSIP G1510J102    Primary ISIN GB0002875804    Primary SEDOL 0287580

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Re-elect Richard Burrows as Director   Mgmt   Yes   For   For
7   Re-elect Karen de Segundo as Director   Mgmt   Yes   For   For
8   Re-elect Nicandro Durante as Director   Mgmt   Yes   For   For
9   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
10   Re-elect Savio Kwan as Director   Mgmt   Yes   For   For
11   Re-elect Christine Morin-Postel as Director   Mgmt   Yes   For   For
12   Re-elect Gerry Murphy as Director   Mgmt   Yes   For   For
13   Re-elect Kieran Poynter as Director   Mgmt   Yes   For   For
14   Re-elect Ben Stevens as Director   Mgmt   Yes   For   For
15   Re-elect Richard Tubb as Director   Mgmt   Yes   For   For
16   Elect Sue Farr as Director   Mgmt   Yes   For   For
17   Elect Pedro Malan as Director   Mgmt   Yes   For   For
18   Elect Dimitri Panayotopoulos as Director   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Approve EU Political Donations and Expenditure   Mgmt   Yes   For   For
23   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Deluxe Corporation

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    248019101
Record Date    03/03/2015    Meeting Type    Annual    Ticker    DLX

 

Primary CUSIP 248019101    Primary ISIN US2480191012    Primary SEDOL 2260363

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald C. Baldwin   Mgmt   Yes   For   For
1.2   Elect Director Charles A. Haggerty   Mgmt   Yes   For   For
1.3   Elect Director C.E. Mayberry McKissack   Mgmt   Yes   For   For
1.4   Elect Director Don J. McGrath   Mgmt   Yes   For   For
1.5   Elect Director Neil J. Metviner   Mgmt   Yes   For   For
1.6   Elect Director Stephen P. Nachtsheim   Mgmt   Yes   For   For
1.7   Elect Director Mary Ann O’Dwyer   Mgmt   Yes   For   For
1.8   Elect Director Thomas J. Reddin   Mgmt   Yes   For   For
1.9   Elect Director Martyn R. Redgrave   Mgmt   Yes   For   For
1.10   Elect Director Lee J. Schram   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

H & M Hennes & Mauritz

 

Meeting Date    04/29/2015    Country    Sweden    Primary Security ID    W41422101
Record Date    04/23/2015    Meeting Type    Annual    Ticker    HM B

 

Primary CUSIP W41422101    Primary ISIN SE0000106270    Primary SEDOL 5687431

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Open Meeting   Mgmt   No    
2   Elect Chairman of Meeting   Mgmt   Yes   For   For
3   Receive President’s Report; Allow Questions   Mgmt   No    
4   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
5   Approve Agenda of Meeting   Mgmt   Yes   For   For
6   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
7   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
8a   Receive Financial Statements and Statutory Reports   Mgmt   No    
8b   Receive Auditor Report   Mgmt   No    
8c   Receive Chairman Report   Mgmt   No    
8d   Receive Nominating Committee Report   Mgmt   No    
9a   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
9b   Approve Allocation of Income and Dividends of SEK 9.75 Per Share   Mgmt   Yes   For   For
9c   Approve Discharge of Board and President   Mgmt   Yes   For   For
10   Determine Number of Directors (8) and Deputy Directors (0) of Board   Mgmt   Yes   For   For


11   Approve Remuneration of Directors in the Amount of SEK 1.6 Million for Chairman, SEK 550,000 for the Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors   Mgmt   Yes   For   For
12   Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Lena Keller, Stefan Persson (Chairman), Melker Schorling, Christian Sievert, and Niklas Zennstrom as Directors   Mgmt   Yes   For   Against
13   Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson as Members of the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   Yes   For   For
14   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt   No    
15a   Amend Articles of Association: Both Class A Shares and Class B Shares are Entitled to One Vote Each   SH   Yes   None   Against
15b   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies   SH   Yes   None   Against
15c   Request Board to Take Necessary Action to Create a Shareholders Association   SH   Yes   None   Against
16   Close Meeting   Mgmt   No    

McGraw Hill Financial, Inc.

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    580645109
Record Date    03/09/2015    Meeting Type    Annual    Ticker    MHFI

 

Primary CUSIP 580645109    Primary ISIN US5806451093    Primary SEDOL 2551443

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Winfried Bischoff   Mgmt   Yes   For   For
1.2   Elect Director William D. Green   Mgmt   Yes   For   For
1.3   Elect Director Charles E. Haldeman, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Rebecca Jacoby   Mgmt   Yes   For   For
1.5   Elect Director Robert P. McGraw   Mgmt   Yes   For   For
1.6   Elect Director Hilda Ochoa-Brillembourg   Mgmt   Yes   For   For
1.7   Elect Director Douglas L. Peterson   Mgmt   Yes   For   For
1.8   Elect Director Michael Rake   Mgmt   Yes   For   For
1.9   Elect Director Edward B. Rust, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Kurt L. Schmoke   Mgmt   Yes   For   For
1.11   Elect Director Sidney Taurel   Mgmt   Yes   For   For
1.12   Elect Director Richard E. Thornburgh   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   Against


The Coca-Cola Company

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    191216100
Record Date    03/02/2015    Meeting Type    Annual    Ticker    KO

 

Primary CUSIP 191216100    Primary ISIN US1912161007    Primary SEDOL 2206657

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Herbert A. Allen   Mgmt   Yes   For   For
1.2   Elect Director Ronald W. Allen   Mgmt   Yes   For   Against
1.3   Elect Director Marc Bolland   Mgmt   Yes   For   For
1.4   Elect Director Ana Botin   Mgmt   Yes   For   For
1.5   Elect Director Howard G. Buffet   Mgmt   Yes   For   For
1.6   Elect Director Richard M. Daley   Mgmt   Yes   For   For
1.7   Elect Director Barry Diller   Mgmt   Yes   For   For
1.8   Elect Director Helene D. Gayle   Mgmt   Yes   For   Against
1.9   Elect Director Evan G. Greenberg   Mgmt   Yes   For   For
1.10   Elect Director Alexis M. Herman   Mgmt   Yes   For   Against
1.11   Elect Director Muhtar Kent   Mgmt   Yes   For   For
1.12   Elect Director Robert A. Kotick   Mgmt   Yes   For   For
1.13   Elect Director Maria Elena Lagomasino   Mgmt   Yes   For   Against
1.14   Elect Director Sam Nunn   Mgmt   Yes   For   For
1.15   Elect Director David B. Weinberg   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For
5   Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives   SH   Yes   Against   Against

Unilever NV

 

Meeting Date    04/29/2015    Country    Netherlands    Primary Security ID    N8981F271
Record Date    04/01/2015    Meeting Type    Annual    Ticker    UNA

 

Primary CUSIP N8981F271    Primary ISIN NL0000009355    Primary SEDOL B12T3J1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Discussion of the Annual Report and Accounts for the 2014 financial year   Mgmt   No    
2   Approve Financial Statements and Allocation of Income   Mgmt   Yes   For   For
3   Approve Discharge of Executive Board Members   Mgmt   Yes   For   For
4   Approve Discharge of Non-Executive Board Members   Mgmt   Yes   For   For
5   Reelect P G J M Polman as Executive Director   Mgmt   Yes   For   For
6   Reelect R J-M S Huet as Executive Director   Mgmt   Yes   For   For
7   Reelect L M Cha as Non-Executive Director   Mgmt   Yes   For   For


8   Reelect L O Fresco as Non-Executive Director   Mgmt   Yes   For   For
9   Reelect A M Fudge as Non-Executive Director   Mgmt   Yes   For   For
10   Elect M Ma as Non-Executive Director   Mgmt   Yes   For   For
11   Reelect H Nyasulu as Non-Executive Director   Mgmt   Yes   For   For
12   Reelect J. Rishton as Non-Executive Director   Mgmt   Yes   For   For
13   Reelect F Sijbesma as Non-Executive Director.   Mgmt   Yes   For   For
14   Reelect M Treschow as Non-Executive Director   Mgmt   Yes   For   For
15   Elect N S Andersen as Non-Executive Director   Mgmt   Yes   For   For
16   Elect V Colao as Non-Executive Director   Mgmt   Yes   For   For
17   Elect J Hartmann as Non-Executive Director   Mgmt   Yes   For   For
18   Ratify KPMG as Auditors   Mgmt   Yes   For   For
19   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
20   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
21   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
22   Close Meeting   Mgmt   No    

Axa

 

Meeting Date    04/30/2015    Country    France    Primary Security ID    F06106102
Record Date    04/27/2015    Meeting Type    Annual/Special    Ticker    CS

 

Primary CUSIP F06106102    Primary ISIN FR0000120628    Primary SEDOL 7088429

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 0.95 per Share   Mgmt   Yes   For   For
4   Advisory Vote on Compensation of Henri de Castries, Chairman and CEO   Mgmt   Yes   For   For
5   Advisory Vote on Compensation of Denis Duverne, Vice CEO   Mgmt   Yes   For   For
6   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   Yes   For   For
7   Reelect Jean Pierre Clamadieu as Director   Mgmt   Yes   For   For
8   Reelect Jean Martin Folz as Director   Mgmt   Yes   For   For
9   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.65 Million   Mgmt   Yes   For   For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
11   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   For
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   Yes   For   For


13   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million   Mgmt   Yes   For   For
14   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 550 Million   Mgmt   Yes   For   For
15   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   Yes   For   For
16   Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers   Mgmt   Yes   For   For
17   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
18   Authorize Issuance of Equity without Preemptive Rights upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 550 Million   Mgmt   Yes   For   For
19   Authorize Issuance of Equity with Preemptive Rights upon Conversion of a Subsidiary’s Equity Linked Securities for Up to EUR 2 Billion   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
23   Amend Article 23 of Bylaws Re: Record Date   Mgmt   Yes   For   For
24   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

BASF SE

 

Meeting Date    04/30/2015    Country    Germany    Primary Security ID    D06216317
Record Date       Meeting Type    Annual    Ticker    BAS

 

Primary CUSIP D06216101    Primary ISIN DE000BASF111    Primary SEDOL 5086577

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.80 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For

BT Group plc

 

Meeting Date    04/30/2015    Country    United Kingdom    Primary Security ID    G16612106
Record Date    04/28/2015    Meeting Type    Special    Ticker    BT.A

 

Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Matters Relating to the Acquisition of EE Limited   Mgmt   Yes   For   For
2   Authorise the Company to Enter Into Two Contingent Purchase Contracts   Mgmt   Yes   For   For


EMC Corporation

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    268648102
Record Date    02/27/2015    Meeting Type    Annual    Ticker    EMC

 

Primary CUSIP 268648102    Primary ISIN US2686481027    Primary SEDOL 2295172

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Jose E. Almeida   Mgmt   Yes   For   For
1.1b   Elect Director Michael W. Brown   Mgmt   Yes   For   For
1.1c   Elect Director Donald J. Carty   Mgmt   Yes   For   For
1.1d   Elect Director Randolph L. Cowen   Mgmt   Yes   For   For
1.1e   Elect Director James S. DiStasio   Mgmt   Yes   For   Against
1.1f   Elect Director John R. Egan   Mgmt   Yes   For   For
1.1g   Elect Director William D. Green   Mgmt   Yes   For   For
1.1h   Elect Director Edmund F. Kelly   Mgmt   Yes   For   For
1.1i   Elect Director Jami Miscik   Mgmt   Yes   For   Against
1.1j   Elect Director Paul Sagan   Mgmt   Yes   For   For
1.1k   Elect Director David N. Strohm   Mgmt   Yes   For   Against
1.1l   Elect Director Joseph M. Tucci   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   For

Entegris, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    29362U104
Record Date    03/13/2015    Meeting Type    Annual    Ticker    ENTG

 

Primary CUSIP 29362U104    Primary ISIN US29362U1043    Primary SEDOL 2599700

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael A. Bradley   Mgmt   Yes   For   For
1.2   Elect Director Marvin D. Burkett   Mgmt   Yes   For   For
1.3   Elect Director R. Nicholas Burns   Mgmt   Yes   For   For
1.4   Elect Director Daniel W. Christman   Mgmt   Yes   For   For
1.5   Elect Director James F. Gentilcore   Mgmt   Yes   For   For
1.6   Elect Director James P. Lederer   Mgmt   Yes   For   For
1.7   Elect Director Bertrand Loy   Mgmt   Yes   For   For
1.8   Elect Director Paul L.H. Olson   Mgmt   Yes   For   For
1.9   Elect Director Brian F. Sullivan   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

EOG Resources, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    26875P101
Record Date    03/02/2015    Meeting Type    Annual    Ticker    EOG

 

Primary CUSIP 26875P101    Primary ISIN US26875P1012    Primary SEDOL 2318024

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Janet F. Clark   Mgmt   Yes   For   For
1.1b   Elect Director Charles R. Crisp   Mgmt   Yes   For   For
1.1c   Elect Director James C. Day   Mgmt   Yes   For   For
1.1d   Elect Director H. Leighton Steward   Mgmt   Yes   For   For
1.1e   Elect Director Donald F. Textor   Mgmt   Yes   For   For
1.1f   Elect Director William R. Thomas   Mgmt   Yes   For   For
1.1g   Elect Director Frank G. Wisner   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For
5   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For

Fluor Corporation

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    343412102
Record Date    03/05/2015    Meeting Type    Annual    Ticker    FLR

 

Primary CUSIP 343412102    Primary ISIN US3434121022    Primary SEDOL 2696838

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1A   Elect Director Peter K. Barker   Mgmt   Yes   For   For
1B   Elect Director Alan M. Bennett   Mgmt   Yes   For   For
1C   Elect Director Rosemary T. Berkery   Mgmt   Yes   For   For
1D   Elect Director Peter J. Fluor   Mgmt   Yes   For   For
1E   Elect Director Deborah D. McWhinney   Mgmt   Yes   For   For
1F   Elect Director Armando J. Olivera   Mgmt   Yes   For   For
1G   Elect Director Joseph W. Prueher   Mgmt   Yes   For   For
1H   Elect Director Matthew K. Rose   Mgmt   Yes   For   For
1I   Elect Director David T. Seaton   Mgmt   Yes   For   For
1J   Elect Director Nader H. Sultan   Mgmt   Yes   For   For
1K   Elect Director Lynn C. Swann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Report on Political Contributions   SH   Yes   Against   For

Mobile Mini, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    60740F105
Record Date    03/12/2015    Meeting Type    Annual    Ticker    MINI

 

Primary CUSIP 60740F105    Primary ISIN US60740F1057    Primary SEDOL 2548177

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jeffrey S. Goble   Mgmt   Yes   For   For
1b   Elect Director James J. Martell   Mgmt   Yes   For   For
1c   Elect Director Stephen A McConnell   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Declassify the Board of Directors   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

Owens & Minor, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    690732102
Record Date    03/05/2015    Meeting Type    Annual    Ticker    OMI

 

Primary CUSIP 690732102    Primary ISIN US6907321029    Primary SEDOL 2665128

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James L. Bierman   Mgmt   Yes   For   For
1.2   Elect Director Stuart M. Essig   Mgmt   Yes   For   For
1.3   Elect Director John W. Gerdelman   Mgmt   Yes   For   For
1.4   Elect Director Lemuel E. Lewis   Mgmt   Yes   For   For
1.5   Elect Director Martha H. Marsh   Mgmt   Yes   For   For
1.6   Elect Director Eddie N. Moore, Jr.   Mgmt   Yes   For   For
1.7   Elect Director James E. Rogers   Mgmt   Yes   For   For
1.8   Elect Director David S. Simmons   Mgmt   Yes   For   For
1.9   Elect Director Robert C. Sledd   Mgmt   Yes   For   For
1.10   Elect Director Craig R. Smith   Mgmt   Yes   For   For
1.11   Elect Director Anne Marie Whittemore   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Public Storage

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    74460D109
Record Date    03/06/2015    Meeting Type    Annual    Ticker    PSA

 

Primary CUSIP 74460D109    Primary ISIN US74460D1090    Primary SEDOL 2852533

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald L. Havner, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Tamara Hughes Gustavson   Mgmt   Yes   For   For
1.3   Elect Director Uri P. Harkham   Mgmt   Yes   For   For
1.4   Elect Director B. Wayne Hughes, Jr   Mgmt   Yes   For   For
1.5   Elect Director Avedick B. Poladian   Mgmt   Yes   For   For
1.6   Elect Director Gary E. Pruitt   Mgmt   Yes   For   For
1.7   Elect Director Ronald P. Spogli   Mgmt   Yes   For   For
1.8   Elect Director Daniel C. Staton   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Sunstone Hotel Investors, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    867892101
Record Date    03/10/2015    Meeting Type    Annual    Ticker    SHO

 

Primary CUSIP 867892101    Primary ISIN US8678921011    Primary SEDOL B034LG1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John V. Arabia   Mgmt   Yes   For   For
1.2   Elect Director Andrew Batinovich   Mgmt   Yes   For   For
1.3   Elect Director Z. Jamie Behar   Mgmt   Yes   For   For
1.4   Elect Director Thomas A. Lewis, Jr.   Mgmt   Yes   For   For
1.5   Elect Director Keith M. Locker   Mgmt   Yes   For   For
1.6   Elect Director Douglas M. Pasquale   Mgmt   Yes   For   For
1.7   Elect Director Keith P. Russell   Mgmt   Yes   For   For
1.8   Elect Director Lewis N. Wolff   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Alnylam Pharmaceuticals, Inc.

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    02043Q107
Record Date    03/04/2015    Meeting Type    Annual    Ticker    ALNY

 

Primary CUSIP 02043Q107    Primary ISIN US02043Q1076    Primary SEDOL B00FWN1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis A. Ausiello   Mgmt   Yes   For   For
1.2   Elect Director John K. Clarke   Mgmt   Yes   For   For


1.3   Elect Director Marsha H. Fanucci   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Pilgrim’s Pride Corporation

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    72147K108
Record Date    03/13/2015    Meeting Type    Annual    Ticker    PPC

 

Primary CUSIP 72147K108    Primary ISIN US72147K1088    Primary SEDOL B5L3PZ2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gilberto Tomazoni   Mgmt   Yes   For   Withhold
1.2   Elect Director Joesley Mendonca Batista   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley Mendonca Batista   Mgmt   Yes   For   Withhold
1.4   Elect Director William W. Lovette   Mgmt   Yes   For   Withhold
1.5   Elect Director Andre Nogueira de Souza   Mgmt   Yes   For   Withhold
1.6   Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   Yes   For   For
2.1   Elect Director David E. Bell   Mgmt   Yes   For   For
2.2   Elect Director Michael L. Cooper   Mgmt   Yes   For   For
2.3   Elect Director Charles Macaluso   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

RLJ Lodging Trust

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    74965L101
Record Date    03/13/2015    Meeting Type    Annual    Ticker    RLJ

 

Primary CUSIP 74965L101    Primary ISIN US74965L1017    Primary SEDOL B3PY1N7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert L. Johnson   Mgmt   Yes   For   For
1.2   Elect Director Thomas J. Baltimore, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Evan Bayh   Mgmt   Yes   For   For
1.4   Elect Director Nathaniel A. Davis   Mgmt   Yes   For   For
1.5   Elect Director Robert M. La Forgia   Mgmt   Yes   For   For
1.6   Elect Director Glenda G. McNeal   Mgmt   Yes   For   For
1.7   Elect Director Joseph Ryan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Declaration of Trust   Mgmt   Yes   For   For
6   Amend Vote Requirements to Amend Bylaws   SH   Yes   Against   For


Berkshire Hathaway Inc.

 

Meeting Date    05/02/2015    Country    USA    Primary Security ID    084670702
Record Date    03/04/2015    Meeting Type    Annual    Ticker    BRK.B

 

Primary CUSIP 084670702    Primary ISIN US0846707026    Primary SEDOL 2073390

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Warren E. Buffett   Mgmt   Yes   For   For
1.2   Elect Director Charles T. Munger   Mgmt   Yes   For   For
1.3   Elect Director Howard G. Buffett   Mgmt   Yes   For   For
1.4   Elect Director Stephen B. Burke   Mgmt   Yes   For   For
1.5   Elect Director Susan L. Decker   Mgmt   Yes   For   For
1.6   Elect Director William H. Gates, III   Mgmt   Yes   For   For
1.7   Elect Director David S. Gottesman   Mgmt   Yes   For   For
1.8   Elect Director Charlotte Guyman   Mgmt   Yes   For   For
1.9   Elect Director Thomas S. Murphy   Mgmt   Yes   For   For
1.10   Elect Director Ronald L. Olson   Mgmt   Yes   For   For
1.11   Elect Director Walter Scott, Jr.   Mgmt   Yes   For   For
1.12   Elect Director Meryl B. Witmer   Mgmt   Yes   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date    05/04/2015    Country    USA    Primary Security ID    209034107
Record Date    03/11/2015    Meeting Type    Annual    Ticker    CNSL

 

Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard A. Lumpkin   Mgmt   Yes   For   For
1.2   Elect Director Timothy D. Taron   Mgmt   Yes   For   For
2   Ratify Ernst & Young, LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

PG&E Corporation

 

Meeting Date    05/04/2015    Country    USA    Primary Security ID    69331C108
Record Date    03/05/2015    Meeting Type    Annual    Ticker    PCG

 

Primary CUSIP 69331C108    Primary ISIN US69331C1080    Primary SEDOL 2689560

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lewis Chew   Mgmt   Yes   For   For
1.2   Elect Director Anthony F. Earley, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Fred J. Fowler   Mgmt   Yes   For   For
1.4   Elect Director Maryellen C. Herringer   Mgmt   Yes   For   For
1.5   Elect Director Richard C. Kelly   Mgmt   Yes   For   For


1.6   Elect Director Roger H. Kimmel   Mgmt   Yes   For   For
1.7   Elect Director Richard A. Meserve   Mgmt   Yes   For   For
1.8   Elect Director Forrest E. Miller   Mgmt   Yes   For   For
1.9   Elect Director Rosendo G. Parra   Mgmt   Yes   For   For
1.10   Elect Director Barbara L. Rambo   Mgmt   Yes   For   For
1.11   Elect Director Anne Shen Smith   Mgmt   Yes   For   For
1.12   Elect Director Barry Lawson Williams   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For

Sanofi

 

Meeting Date    05/04/2015    Country    France    Primary Security ID    F5548N101
Record Date    04/28/2015    Meeting Type    Annual/Special    Ticker    SAN

 

Primary CUSIP F5548N101    Primary ISIN FR0000120578    Primary SEDOL 5671735

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.85 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   Against
5   Reelect Serge Weinberg as Director   Mgmt   Yes   For   For
6   Reelect Suet-Fern Lee as Director   Mgmt   Yes   For   For
7   Ratify Appointment of Bonnie Bassler as Director   Mgmt   Yes   For   For
8   Reelect Bonnie Bassler as Director   Mgmt   Yes   For   For
9   Ratify Appointment of Olivier Brandicourt as Director   Mgmt   Yes   For   For
10   Advisory Vote on Compensation of Serge Weinberg   Mgmt   Yes   For   For
11   Advisory Vote on Compensation of Christopher Viehbacher   Mgmt   Yes   For   Against
12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   Yes   For   For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million   Mgmt   Yes   For   For
15   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 260 Million   Mgmt   Yes   For   For
16   Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion   Mgmt   Yes   For   For


17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
18   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
19   Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
22   Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
23   Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds   Mgmt   Yes   For   Against
24   Amend Article 19 of Bylaws Re: Attendance to General Meetings   Mgmt   Yes   For   For
25   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Amkor Technology, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    031652100
Record Date    03/20/2015    Meeting Type    Annual    Ticker    AMKR

 

Primary CUSIP 031652100    Primary ISIN US0316521006    Primary SEDOL 2242929

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Kim   Mgmt   Yes   For   For
1.2   Elect Director Stephen D. Kelley   Mgmt   Yes   For   For
1.3   Elect Director Roger A. Carolin   Mgmt   Yes   For   For
1.4   Elect Director Winston J. Churchill   Mgmt   Yes   For   For
1.5   Elect Director John T. Kim   Mgmt   Yes   For   For
1.6   Elect Director Susan Y. Kim   Mgmt   Yes   For   For
1.7   Elect Director Robert R. Morse   Mgmt   Yes   For   For
1.8   Elect Director John F. Osborne   Mgmt   Yes   For   For
1.9   Elect Director David N. Watson   Mgmt   Yes   For   For
1.10   Elect Director James W. Zug   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Capella Education Company

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    139594105
Record Date    03/09/2015    Meeting Type    Annual    Ticker    CPLA

 

Primary CUSIP 139594105    Primary ISIN US1395941057    Primary SEDOL B0GWDP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Rita D. Brogley   Mgmt   Yes   For   For
1.2   Elect Director H. James Dallas   Mgmt   Yes   For   For


1.3   Elect Director Matthew W. Ferguson   Mgmt   Yes   For   For
1.4   Elect Director J. Kevin Gilligan   Mgmt   Yes   For   For
1.5   Elect Director Michael A. Linton   Mgmt   Yes   For   For
1.6   Elect Director Michael L. Lomax   Mgmt   Yes   For   For
1.7   Elect Director Jody G. Miller   Mgmt   Yes   For   For
1.8   Elect Director Stephen G. Shank   Mgmt   Yes   For   For
1.9   Elect Director David W. Smith   Mgmt   Yes   For   For
1.10   Elect Director Jeffrey W. Taylor   Mgmt   Yes   For   For
1.11   Elect Director Darrell R. Tukua   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

GAMCO Investors, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    361438104
Record Date    03/25/2015    Meeting Type    Annual    Ticker    GBL

 

Primary CUSIP 361438104    Primary ISIN US3614381040    Primary SEDOL 2386827

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Edwin L. Artzt   Mgmt   Yes   For   Withhold
1.2   Elect Director Raymond C. Avansino, Jr.   Mgmt   Yes   For   Withhold
1.3   Elect Director Richard L. Bready   Mgmt   Yes   For   Withhold
1.4   Elect Director Marc Gabelli   Mgmt   Yes   For   For
1.5   Elect Director Mario J. Gabelli   Mgmt   Yes   For   Withhold
1.6   Elect Director Eugene R. McGrath   Mgmt   Yes   For   Withhold
1.7   Elect Director Robert S. Prather, Jr.   Mgmt   Yes   For   Withhold
1.8   Elect Director Elisa M. Wilson   Mgmt   Yes   For   Withhold
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Employment Agreement with Mario J. Gabelli, Chairman and Chief Executive Officer   Mgmt   Yes   For   Against

NRG Yield, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    62942X108
Record Date    03/16/2015    Meeting Type    Annual    Ticker    NYLD

 

Primary CUSIP 62942X108    Primary ISIN US62942X1081    Primary SEDOL BC9S161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Crane   Mgmt   Yes   For   Withhold
1.2   Elect Director John F. Chlebowski   Mgmt   Yes   For   For
1.3   Elect Director Kirkland B. Andrews   Mgmt   Yes   For   Withhold
1.4   Elect Director Brian R. Ford   Mgmt   Yes   For   For
1.5   Elect Director Mauricio Gutierrez   Mgmt   Yes   For   Withhold


1.6   Elect Director Ferrell P. McClean   Mgmt   Yes   For   For
1.7   Elect Director Christopher S. Sotos   Mgmt   Yes   For   Withhold
2A   Authorize a New Class C and Class D of Common Stock   Mgmt   Yes   For   Against
2B   Approve Stock Split   Mgmt   Yes   For   Against
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Penske Automotive Group, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    70959W103
Record Date    03/10/2015    Meeting Type    Annual    Ticker    PAG

 

Primary CUSIP 70959W103    Primary ISIN US70959W1036    Primary SEDOL 2943523

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John D. Barr   Mgmt   Yes   For   Withhold
1.2   Elect Director Michael R. Eisenson   Mgmt   Yes   For   Withhold
1.3   Elect Director Robert H. Kurnick, Jr.   Mgmt   Yes   For   For
1.4   Elect Director William J. Lovejoy   Mgmt   Yes   For   For
1.5   Elect Director Kimberly J. McWaters   Mgmt   Yes   For   Withhold
1.6   Elect Director Lucio A. Noto   Mgmt   Yes   For   For
1.7   Elect Director Roger S. Penske   Mgmt   Yes   For   For
1.8   Elect Director Greg Penske   Mgmt   Yes   For   For
1.9   Elect Director Sandra E. Pierce   Mgmt   Yes   For   For
1.10   Elect Director Kanji Sasaki   Mgmt   Yes   For   For
1.11   Elect Director Ronald G. Steinhart   Mgmt   Yes   For   Withhold
1.12   Elect Director H. Brian Thompson   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Other Business   Mgmt   Yes   For   Against

Allianz SE

 

Meeting Date    05/06/2015    Country    Germany    Primary Security ID    D03080112
Record Date       Meeting Type    Annual    Ticker    ALV

 

Primary CUSIP D03080112    Primary ISIN DE0008404005    Primary SEDOL 5231485

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 6.85 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For


4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Amend Articles Re: Appointment of Employee Representatives   Mgmt   Yes   For   For

Bank of America Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    060505104
Record Date    03/11/2015    Meeting Type    Annual    Ticker    BAC

 

Primary CUSIP 060505104    Primary ISIN US0605051046    Primary SEDOL 2295677

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Sharon L. Allen   Mgmt   Yes   For   Against
1b   Elect Director Susan S. Bies   Mgmt   Yes   For   For
1c   Elect Director Jack O. Bovender, Jr.   Mgmt   Yes   For   For
1d   Elect Director Frank P. Bramble, Sr.   Mgmt   Yes   For   Against
1e   Elect Director Pierre J. P. de Weck   Mgmt   Yes   For   For
1f   Elect Director Arnold W. Donald   Mgmt   Yes   For   For
1g   Elect Director Charles K. Gifford   Mgmt   Yes   For   For
1h   Elect Director Linda P. Hudson   Mgmt   Yes   For   For
1i   Elect Director Monica C. Lozano   Mgmt   Yes   For   For
1j   Elect Director Thomas J. May   Mgmt   Yes   For   Against
1k   Elect Director Brian T. Moynihan   Mgmt   Yes   For   For
1l   Elect Director Lionel L. Nowell, III   Mgmt   Yes   For   Against
1m   Elect Director R. David Yost   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Report on Climate Change Financing Risk   SH   Yes   Against   Against
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Provide Right to Act by Written Consent   SH   Yes   Against   For
8   Establish Other Governance Board Committee   SH   Yes   Against   Against

BHP Billiton Limited

 

Meeting Date    05/06/2015    Country    Australia    Primary Security ID    Q1498M100
Record Date    05/04/2015    Meeting Type    Special    Ticker    BHP

 

Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Number

  Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve the Demerger of South32 from BHP Billiton Limited   Mgmt   Yes   For   For


BHP Billiton plc

 

Meeting Date    05/06/2015    Country    United Kingdom    Primary Security ID    G10877101
Record Date    05/04/2015    Meeting Type    Special    Ticker    BLT

 

Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Demerger of South32 from BHP Billiton   Mgmt   Yes   For   For

Brunswick Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    117043109
Record Date    03/03/2015    Meeting Type    Annual    Ticker    BC

 

Primary CUSIP 117043109    Primary ISIN US1170431092    Primary SEDOL 2149309

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Manuel A. Fernandez   Mgmt   Yes   For   For
1b   Elect Director Mark D. Schwabero   Mgmt   Yes   For   For
1c   Elect Director David V. Singer   Mgmt   Yes   For   For
1d   Elect Director Jane L. Warner   Mgmt   Yes   For   For
1e   Elect Director J. Steven Whisler   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Chesapeake Utilities Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    165303108
Record Date    03/17/2015    Meeting Type    Annual    Ticker    CPK

 

Primary CUSIP 165303108    Primary ISIN US1653031088    Primary SEDOL 2190750

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald G. Forsythe, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Eugene H. Bayard   Mgmt   Yes   For   For
1.3   Elect Director Thomas P. Hill, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Dennis S. Hudson, III   Mgmt   Yes   For   For
1.5   Elect Director Calvert A. Morgan, Jr.   Mgmt   Yes   For   For
2   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Ratify Baker Tilly Virchow Krause LLP as Auditors   Mgmt   Yes   For   For


CNO Financial Group, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    12621E103
Record Date    03/09/2015    Meeting Type    Annual    Ticker    CNO

 

Primary CUSIP 12621E103    Primary ISIN US12621E1038    Primary SEDOL 2657750

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Edward J. Bonach   Mgmt   Yes   For   For
1b   Elect Director Ellyn L. Brown   Mgmt   Yes   For   For
1c   Elect Director Robert C. Greving   Mgmt   Yes   For   For
1d   Elect Director Mary R. (Nina) Henderson   Mgmt   Yes   For   For
1e   Elect Director Charles J. Jacklin   Mgmt   Yes   For   For
1f   Elect Director Daniel R. Maurer   Mgmt   Yes   For   For
1g   Elect Director Neal C. Schneider   Mgmt   Yes   For   For
1h   Elect Director Frederick J. Sievert   Mgmt   Yes   For   For
1i   Elect Director Michael T. Tokarz   Mgmt   Yes   For   For
2   Adopt NOL Rights Plan (NOL Pill)   Mgmt   Yes   For   For
3   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dominion Resources, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    25746U109
Record Date    02/27/2015    Meeting Type    Annual    Ticker    D

 

Primary CUSIP 25746U109    Primary ISIN US25746U1097    Primary SEDOL 2542049

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William P. Barr   Mgmt   Yes   For   For
1.2   Elect Director Helen E. Dragas   Mgmt   Yes   For   For
1.3   Elect Director James O. Ellis, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Thomas F. Farrell, II   Mgmt   Yes   For   Against
1.5   Elect Director John W. Harris   Mgmt   Yes   For   For
1.6   Elect Director Mark J. Kington   Mgmt   Yes   For   For
1.7   Elect Director Pamela J. Royal   Mgmt   Yes   For   For
1.8   Elect Director Robert H. Spilman, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Michael E. Szymanczyk   Mgmt   Yes   For   For
1.10   Elect Director David A. Wollard   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For


6   Cease Construction of New Nuclear Units   SH   Yes   Against   Against
7   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For
8   Include Carbon Reduction as a Performance Measure for Senior Executive Compensation   SH   Yes   Against   Against
9   Report on Financial and Physical Risks of Climate Change   SH   Yes   Against   For
10   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   Against
11   Report on Biomass Carbon Footprint and Assess Risks   SH   Yes   Against   For

General Dynamics Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    369550108
Record Date    03/05/2015    Meeting Type    Annual    Ticker    GD

 

Primary CUSIP 369550108    Primary ISIN US3695501086    Primary SEDOL 2365161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Mary T. Barra   Mgmt   Yes   For   For
1.2   Elect Director Nicholas D. Chabraja   Mgmt   Yes   For   For
1.3   Elect Director James S. Crown   Mgmt   Yes   For   For
1.4   Elect Director Rudy F. deLeon   Mgmt   Yes   For   For
1.5   Elect Director William P. Fricks   Mgmt   Yes   For   For
1.6   Elect Director John M. Keane   Mgmt   Yes   For   For
1.7   Elect Director Lester L. Lyles   Mgmt   Yes   For   For
1.8   Elect Director James N. Mattis   Mgmt   Yes   For   For
1.9   Elect Director Phebe N. Novakovic   Mgmt   Yes   For   For
1.10   Elect Director William A. Osborn   Mgmt   Yes   For   For
1.11   Elect Director Laura J. Schumacher   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against

Gilead Sciences, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    375558103
Record Date    03/11/2015    Meeting Type    Annual    Ticker    GILD

 

Primary CUSIP 375558103    Primary ISIN US3755581036    Primary SEDOL 2369174

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John F. Cogan   Mgmt   Yes   For   For
1b   Elect Director Etienne F. Davignon   Mgmt   Yes   For   Against
1c   Elect Director Carla A. Hills   Mgmt   Yes   For   Against
1d   Elect Director Kevin E. Lofton   Mgmt   Yes   For   For
1e   Elect Director John W. Madigan   Mgmt   Yes   For   For


1f   Elect Director John C. Martin   Mgmt   Yes   For   For
1g   Elect Director Nicholas G. Moore   Mgmt   Yes   For   For
1h   Elect Director Richard J. Whitley   Mgmt   Yes   For   Against
1i   Elect Director Gayle E. Wilson   Mgmt   Yes   For   Against
1j   Elect Director Per Wold-Olsen   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Require Independent Board Chairman   SH   Yes   Against   For
7   Report on Sustainability   SH   Yes   Against   For
8   Report on Specialty Drug Pricing Risks   SH   Yes   Against   For

Hilton Worldwide Holdings Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    43300A104
Record Date    03/12/2015    Meeting Type    Annual    Ticker    HLT

 

Primary CUSIP 43300A104    Primary ISIN US43300A1043    Primary SEDOL BH3XFX2

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Christopher J. Nassetta   Mgmt   Yes   For   Withhold
1.2   Elect Director Jonathan D. Gray   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael S. Chae   Mgmt   Yes   For   Withhold
1.4   Elect Director Tyler S. Henritze   Mgmt   Yes   For   Withhold
1.5   Elect Director Judith A. McHale   Mgmt   Yes   For   For
1.6   Elect Director John G. Schreiber   Mgmt   Yes   For   Withhold
1.7   Elect Director Elizabeth A. Smith   Mgmt   Yes   For   For
1.8   Elect Director Douglas M. Steenland   Mgmt   Yes   For   For
1.9   Elect Director William J. Stein   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

L Air Liquide

 

Meeting Date    05/06/2015    Country    France    Primary Security ID    F01764103
Record Date    04/30/2015    Meeting Type    Annual/Special    Ticker    AI

 

Primary CUSIP F01764103    Primary ISIN FR0000120073    Primary SEDOL B1YXBJ7

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For


3   Approve Allocation of Income and Dividends of EUR 2.55 per Share   Mgmt   Yes   For   For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
5   Reelect Sian Herbert-Jones as Director   Mgmt   Yes   For   For
6   Elect Genevieve Berger as Director   Mgmt   Yes   For   For
7   Approve Agreement with Benoit Potier   Mgmt   Yes   For   For
8   Advisory Vote on Compensation of Benoit Potier   Mgmt   Yes   For   For
9   Advisory Vote on Compensation of Pierre Dufour   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
10   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
11   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million   Mgmt   Yes   For   For
13   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
14   Amend Article 8 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
15   Amend Article 18 of Bylaws Re: Record Date   Mgmt   Yes   For   For
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
17   Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
18   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Molina Healthcare, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    60855R100
Record Date    03/17/2015    Meeting Type    Annual    Ticker    MOH

 

Primary CUSIP 60855R100    Primary ISIN US60855R1005    Primary SEDOL 2212706

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Garrey E. Carruthers   Mgmt   Yes   For   For
1b   Elect Director Daniel Cooperman   Mgmt   Yes   For   For
1c   Elect Director Frank E. Murray   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Philip Morris International Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    718172109
Record Date    03/13/2015    Meeting Type    Annual    Ticker    PM

 

Primary CUSIP 718172109    Primary ISIN US7181721090    Primary SEDOL B2PKRQ3

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Harold Brown   Mgmt   Yes   For   Against
1.2   Elect Director André Calantzopoulos   Mgmt   Yes   For   For
1.3   Elect Director Louis C. Camilleri   Mgmt   Yes   For   For
1.4   Elect Director Werner Geissler   Mgmt   Yes   For   Against
1.5   Elect Director Jennifer Li   Mgmt   Yes   For   For
1.6   Elect Director Jun Makihara   Mgmt   Yes   For   For
1.7   Elect Director Sergio Marchionne   Mgmt   Yes   For   Against
1.8   Elect Director Kalpana Morparia   Mgmt   Yes   For   For
1.9   Elect Director Lucio A. Noto   Mgmt   Yes   For   For
1.10   Elect Director Frederik Paulsen   Mgmt   Yes   For   For
1.11   Elect Director Robert B. Polet   Mgmt   Yes   For   Against
1.12   Elect Director Stephen M. Wolf   Mgmt   Yes   For   Against
2   Ratify PricewaterhouseCoopers SA as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Adopt Anti-Forced Labor Policy for Tobacco Supply Chain   SH   Yes   Against   Against

Standard Chartered plc

 

Meeting Date    05/06/2015    Country    United Kingdom    Primary Security ID    G84228157
Record Date    05/01/2015    Meeting Type    Annual    Ticker    STAN

 

Primary CUSIP G84228157    Primary ISIN GB0004082847    Primary SEDOL 0408284

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For
4   Elect Dr Byron Grote as Director   Mgmt   Yes   For   For
5   Elect Andy Halford as Director   Mgmt   Yes   For   For
6   Elect Gay Huey Evans as Director   Mgmt   Yes   For   For
7   Elect Jasmine Whitbread as Director   Mgmt   Yes   For   For
8   Re-elect Om Bhatt as Director   Mgmt   Yes   For   For
9   Re-elect Dr Kurt Campbell as Director   Mgmt   Yes   For   For
10   Re-elect Dr Louis Cheung as Director   Mgmt   Yes   For   For
11   Re-elect Dr Han Seung-soo as Director   Mgmt   Yes   For   For


12   Re-elect Christine Hodgson as Director   Mgmt   Yes   For   For
13   Re-elect Naguib Kheraj as Director   Mgmt   Yes   For   For
14   Re-elect Simon Lowth as Director   Mgmt   Yes   For   For
15   Re-elect Ruth Markland as Director   Mgmt   Yes   For   For
16   Re-elect Sir John Peace as Director   Mgmt   Yes   For   For
17   Re-elect Mike Rees as Director   Mgmt   Yes   For   For
18   Re-elect Viswanathan Shankar as Director   Mgmt   No    
19   Re-elect Paul Skinner as Director   Mgmt   Yes   For   For
20   Re-elect Dr Lars Thunell as Director   Mgmt   Yes   For   For
21   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
22   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
23   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
24   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
26   Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   Yes   For   For
27   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
28   Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   Yes   For   For
29   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
30   Authorise Market Purchase of Preference Shares   Mgmt   Yes   For   For
31   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Thomson Reuters Corporation

 

Meeting Date    05/06/2015    Country    Canada    Primary Security ID    884903105
Record Date    03/20/2015    Meeting Type    Annual    Ticker    TRI

 

Primary CUSIP 884903105    Primary ISIN CA8849031056    Primary SEDOL 2889371

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director David Thomson   Mgmt   Yes   For   For
1.2   Elect Director James C. Smith   Mgmt   Yes   For   For
1.3   Elect Director Sheila C. Bair   Mgmt   Yes   For   For
1.4   Elect Director Manvinder S. Banga   Mgmt   Yes   For   For
1.5   Elect Director David W. Binet   Mgmt   Yes   For   For
1.6   Elect Director Mary Cirillo   Mgmt   Yes   For   For
1.7   Elect Director Michael E. Daniels   Mgmt   Yes   For   For
1.8   Elect Director Paul Thomas Jenkins   Mgmt   Yes   For   For
1.9   Elect Director Ken Olisa   Mgmt   Yes   For   For
1.10   Elect Director Vance K. Opperman   Mgmt   Yes   For   For


1.11   Elect Director Peter J. Thomson   Mgmt   Yes   For   For
1.12   Elect Director Wulf von Schimmelmann   Mgmt   Yes   For   For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   Yes   For   For
3   Advisory Vote on Executive Compensation Approach   Mgmt   Yes   For   For

Chemtura Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    163893209
Record Date    03/13/2015    Meeting Type    Annual    Ticker    CHMT

 

Primary CUSIP 163893209    Primary ISIN US1638932095    Primary SEDOL B5KT5L7

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey D. Benjamin   Mgmt   Yes   For   For
1.2   Elect Director Timothy J. Bernlohr   Mgmt   Yes   For   For
1.3   Elect Director Anna C. Catalano   Mgmt   Yes   For   For
1.4   Elect Director James W. Crownover   Mgmt   Yes   For   For
1.5   Elect Director Robert A. Dover   Mgmt   Yes   For   For
1.6   Elect Director Jonathan F. Foster   Mgmt   Yes   For   For
1.7   Elect Director Craig A. Rogerson   Mgmt   Yes   For   For
1.8   Elect Director John K. Wulff   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Cohen & Steers, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    19247A100
Record Date    03/13/2015    Meeting Type    Annual    Ticker    CNS

 

Primary CUSIP 19247A100    Primary ISIN US19247A1007    Primary SEDOL B02H882

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Martin Cohen   Mgmt   Yes   For   For
1b   Elect Director Robert H. Steers   Mgmt   Yes   For   For
1c   Elect Director Peter L. Rhein   Mgmt   Yes   For   For
1d   Elect Director Richard P. Simon   Mgmt   Yes   For   For
1e   Elect Director Edmond D. Villani   Mgmt   Yes   For   For
1f   Elect Director Frank T. Connor   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


CVS Health Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    126650100
Record Date    03/12/2015    Meeting Type    Annual    Ticker    CVS

 

Primary CUSIP 126650100    Primary ISIN US1266501006    Primary SEDOL 2577609

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Richard M. Bracken   Mgmt   Yes   For   For
1b   Elect Director C. David Brown, II   Mgmt   Yes   For   Against
1c   Elect Director Alecia A. DeCoudreaux   Mgmt   Yes   For   For
1d   Elect Director Nancy-Ann M. DeParle   Mgmt   Yes   For   For
1e   Elect Director David W. Dorman   Mgmt   Yes   For   Against
1f   Elect Director Anne M. Finucane   Mgmt   Yes   For   Against
1g   Elect Director Larry J. Merlo   Mgmt   Yes   For   For
1h   Elect Director Jean-Pierre Millon   Mgmt   Yes   For   For
1i   Elect Director Richard J. Swift   Mgmt   Yes   For   For
1j   Elect Director William C. Weldon   Mgmt   Yes   For   Against
1k   Elect Director Tony L. White   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against

Duke Energy Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    26441C204
Record Date    03/09/2015    Meeting Type    Annual    Ticker    DUK

 

Primary CUSIP 26441C204    Primary ISIN US26441C2044    Primary SEDOL B7VD3F2

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Michael G. Browning   Mgmt   Yes   For   For
1b   Elect Director Harris E. DeLoach, Jr.   Mgmt   Yes   For   For
1c   Elect Director Daniel R. DiMicco   Mgmt   Yes   For   For
1d   Elect Director John H. Forsgren   Mgmt   Yes   For   For
1e   Elect Director Lynn J. Good   Mgmt   Yes   For   For
1f   Elect Director Ann Maynard Gray   Mgmt   Yes   For   For
1g   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
1h   Elect Director John T. Herron   Mgmt   Yes   For   For
1i   Elect Director James B. Hyler, Jr.   Mgmt   Yes   For   For
1j   Elect Director William E. Kennard   Mgmt   Yes   For   For
1k   Elect Director E. Marie McKee   Mgmt   Yes   For   For


1l   Elect Director Richard A. Meserve   Mgmt   Yes   For   For
1m   Elect Director James T. Rhodes   Mgmt   Yes   For   For
1n   Elect Director Carlos A. Saladrigas   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Report on Political Contributions   SH   Yes   Against   For
7   Adopt Proxy Access Right   SH   Yes   Against   For

E.ON SE

 

Meeting Date    05/07/2015    Country    Germany    Primary Security ID    D24914133
Record Date       Meeting Type    Annual    Ticker    EOAN

 

Primary CUSIP D24914133    Primary ISIN DE000ENAG999    Primary SEDOL 4942904

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5.1   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
5.2   Ratify PricewaterhouseCoopers AG as Auditors for the 2015 First Half Year Report   Mgmt   Yes   For   For

FEI Company

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    30241L109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    FEIC

 

Primary CUSIP 30241L109    Primary ISIN US30241L1098    Primary SEDOL 2355764

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Homa Bahrami   Mgmt   Yes   For   For
1.2   Elect Director Arie Huijser   Mgmt   Yes   For   For
1.3   Elect Director Don R. Kania   Mgmt   Yes   For   For
1.4   Elect Director Thomas F. Kelly   Mgmt   Yes   For   For
1.5   Elect Director Jan C. Lobbezoo   Mgmt   Yes   For   For
1.6   Elect Director Jami K. Nachtsheim   Mgmt   Yes   For   For
1.7   Elect Director James T. Richardson   Mgmt   Yes   For   For
1.8   Elect Director Richard H. Wills   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For


4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

GlaxoSmithKline plc

 

Meeting Date    05/07/2015    Country    United Kingdom    Primary Security ID    G3910J112
Record Date    05/05/2015    Meeting Type    Annual    Ticker    GSK

 

Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Elect Sir Philip Hampton as Director   Mgmt   Yes   For   For
4   Elect Urs Rohner as Director   Mgmt   Yes   For   For
5   Re-elect Sir Andrew Witty as Director   Mgmt   Yes   For   For
6   Re-elect Sir Roy Anderson as Director   Mgmt   Yes   For   For
7   Re-elect Dr Stephanie Burns as Director   Mgmt   Yes   For   For
8   Re-elect Stacey Cartwright as Director   Mgmt   Yes   For   For
9   Re-elect Simon Dingemans as Director   Mgmt   Yes   For   For
10   Re-elect Lynn Elsenhans as Director   Mgmt   Yes   For   For
11   Re-elect Judy Lewent as Director   Mgmt   Yes   For   For
12   Re-elect Sir Deryck Maughan as Director   Mgmt   Yes   For   For
13   Re-elect Dr Daniel Podolsky as Director   Mgmt   Yes   For   For
14   Re-elect Dr Moncef Slaoui as Director   Mgmt   Yes   For   For
15   Re-elect Hans Wijers as Director   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   Yes   For   For
23   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
24   Approve Share Value Plan   Mgmt   Yes   For   For


Glencore plc

 

Meeting Date    05/07/2015    Country    Jersey    Primary Security ID    G39420107
Record Date    05/05/2015    Meeting Type    Annual    Ticker    GLEN

 

Primary CUSIP N/A    Primary ISIN JE00B4T3BW64    Primary SEDOL B4T3BW6

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Distribution   Mgmt   Yes   For   For
3   Approve Distribution in Specie of Ordinary Shares in Lonmin plc to Shareholders   Mgmt   Yes   For   For
4   Re-elect Anthony Hayward as Director   Mgmt   Yes   For   For
5   Re-elect Leonhard Fischer as Director   Mgmt   Yes   For   For
6   Re-elect William Macaulay as Director   Mgmt   Yes   For   For
7   Re-elect Ivan Glasenberg as Director   Mgmt   Yes   For   For
8   Re-elect Peter Coates as Director   Mgmt   Yes   For   For
9   Re-elect John Mack as Director   Mgmt   Yes   For   For
10   Re-elect Peter Grauer as Director   Mgmt   Yes   For   For
11   Elect Patrice Merrin as Director   Mgmt   Yes   For   For
12   Approve Remuneration Report   Mgmt   Yes   For   For
13   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
14   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
15   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
16   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For

Koninklijke Philips N.V.

 

Meeting Date    05/07/2015    Country    Netherlands    Primary Security ID    N6817P109
Record Date    04/09/2015    Meeting Type    Annual    Ticker    PHIA

 

Primary CUSIP N6817P109    Primary ISIN NL0000009538    Primary SEDOL 5986622

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   President’s Speech   Mgmt   No    
2a   Discuss Remuneration Report   Mgmt   No    
2b   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
2c   Adopt Financial Statements   Mgmt   Yes   For   For
2d   Approve Dividends of EUR 0.80 Per Share   Mgmt   Yes   For   For
2e   Approve Discharge of Management Board   Mgmt   Yes   For   For
2f   Approve Discharge of Supervisory Board   Mgmt   Yes   For   For
3   Approve Seperation of the Lighting Business from Royal Philips   Mgmt   Yes   For   For


4a   Reelect F.A. Van Houten to Management Board   Mgmt   Yes   For   For
4b   Reelect R.H. Wirahadiraksa to Management Board   Mgmt   Yes   For   For
4c   Reelect P.A.J. Nota to Management Board   Mgmt   Yes   For   For
5a   Reelect J.P. Tai to Supervisory Board   Mgmt   Yes   For   For
5b   Reelect H. Von Prondzynski to Supervisory Board   Mgmt   Yes   For   For
5c   Reelect C.J.A Van Lede to Supervisory Board   Mgmt   Yes   For   For
5d   Elect D.E.I. Pyott to Supervisory Board   Mgmt   Yes   For   For
6   Approve Remuneration of Supervisory Board   Mgmt   Yes   For   For
7a   Ratify Ernest & Young Accountants LLP as Auditors   Mgmt   Yes   For   For
7b   Amend Articles Re: Change the Term of Appointment of External Auditors   Mgmt   Yes   For   For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   Yes   For   For
8b   Authorize Board to Exclude Preemptive Rights from Share Issuances Under 8a   Mgmt   Yes   For   For
9   Authorize Repurchase of Shares   Mgmt   Yes   For   For
10   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
11   Other Business (Non-Voting)   Mgmt   No    

LaSalle Hotel Properties

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    517942108
Record Date    02/20/2015    Meeting Type    Annual    Ticker    LHO

 

Primary CUSIP 517942108    Primary ISIN US5179421087    Primary SEDOL 2240161

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey T. Foland   Mgmt   Yes   For   For
1.2   Elect Director Darryl Hartley-Leonard   Mgmt   Yes   For   For
1.3   Elect Director William S. McCalmont   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

LDR Holding Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    50185U105
Record Date    03/10/2015    Meeting Type    Annual    Ticker    LDRH

 

Primary CUSIP 50185U105    Primary ISIN US50185U1051    Primary SEDOL BDSV890

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Kevin M. Lalande   Mgmt   Yes   For   For
1.2   Elect Director Stefan Widensohler   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


National Health Investors, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    63633D104
Record Date    03/13/2015    Meeting Type    Annual    Ticker    NHI

 

Primary CUSIP 63633D104    Primary ISIN US63633D1046    Primary SEDOL 2626125

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1a   Elect Director Robert T. Webb   Mgmt   Yes   For   For
2   Amend Stock Option Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify BDO USA, LLP as Auditors   Mgmt   Yes   For   For

Reckitt Benckiser Group plc

 

Meeting Date    05/07/2015    Country    United Kingdom    Primary Security ID    G74079107
Record Date    05/05/2015    Meeting Type    Annual    Ticker    RB.

 

Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Elect Jaspal Bindra as Director   Mgmt   Yes   For   For
5   Elect Mary Harris as Director   Mgmt   Yes   For   For
6   Elect Pamela Kirby as Director   Mgmt   Yes   For   For
7   Elect Sue Shim as Director   Mgmt   Yes   For   For
8   Elect Christopher Sinclair as Director   Mgmt   Yes   For   For
9   Elect Douglas Tough as Director   Mgmt   Yes   For   For
10   Re-elect Adrian Bellamy as Director   Mgmt   Yes   For   For
11   Re-elect Nicandro Durante as Director   Mgmt   Yes   For   For
12   Re-elect Peter Harf as Director   Mgmt   Yes   For   For
13   Re-elect Adrian Hennah as Director   Mgmt   Yes   For   For
14   Re-elect Kenneth Hydon as Director   Mgmt   Yes   For   For
15   Re-elect Rakesh Kapoor as Director   Mgmt   Yes   For   For
16   Re-elect Andre Lacroix as Director   Mgmt   Yes   For   For
17   Re-elect Judith Sprieser as Director   Mgmt   Yes   For   For
18   Re-elect Warren Tucker as Director   Mgmt   Yes   For   For
19   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For


23   Amend the Annual Limit of Directors’ Fees   Mgmt   Yes   For   For
24   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
26   Approve 2015 Long Term Incentive Plan   Mgmt   Yes   For   For
27   Approve 2015 Savings Related Share Option Plan   Mgmt   Yes   For   For
28   Authorise Directors to Establish a Further Plan or Plans   Mgmt   Yes   For   For
29   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    78377T107
Record Date    03/18/2015    Meeting Type    Annual    Ticker    RHP

 

Primary CUSIP 78377T107    Primary ISIN US78377T1079    Primary SEDOL B8QV5C9

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Michael J. Bender   Mgmt   Yes   For   For
1.2   Elect Director E. K. Gaylord, II   Mgmt   Yes   For   For
1.3   Elect Director D. Ralph Horn   Mgmt   Yes   For   For
1.4   Elect Director Ellen Levine   Mgmt   Yes   For   For
1.5   Elect Director Patrick Q. Moore   Mgmt   Yes   For   For
1.6   Elect Director Robert S. Prather, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Colin V. Reed   Mgmt   Yes   For   For
1.8   Elect Director Michael D. Rose   Mgmt   Yes   For   For
1.9   Elect Director Michael I. Roth   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

U.S. Silica Holdings, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    90346E103
Record Date    03/09/2015    Meeting Type    Annual    Ticker    SLCA

 

Primary CUSIP 90346E103    Primary ISIN US90346E1038    Primary SEDOL B7GGNT0

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Daniel Avramovich   Mgmt   Yes   For   For
1.2   Elect Director Peter Bernard   Mgmt   Yes   For   For
1.3   Elect Director William J. Kacal   Mgmt   Yes   For   For
1.4   Elect Director Charles Shaver   Mgmt   Yes   For   For
1.5   Elect Director Bryan A. Shinn   Mgmt   Yes   For   For
1.6   Elect Director J. Michael Stice   Mgmt   Yes   For   For
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
6   Amend Stock Ownership Limitations   Mgmt   Yes   For   For

United Parcel Service, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    911312106
Record Date    03/09/2015    Meeting Type    Annual    Ticker    UPS

 

Primary CUSIP 911312106    Primary ISIN US9113121068    Primary SEDOL 2517382

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director David P. Abney   Mgmt   Yes   For   For
1b   Elect Director Rodney C. Adkins   Mgmt   Yes   For   For
1c   Elect Director Michael J. Burns   Mgmt   Yes   For   For
1d   Elect Director D. Scott Davis   Mgmt   Yes   For   For
1e   Elect Director William R. Johnson   Mgmt   Yes   For   For
1f   Elect Director Candace Kendle   Mgmt   Yes   For   For
1g   Elect Director Ann M. Livermore   Mgmt   Yes   For   For
1h   Elect Director Rudy H.P. Markham   Mgmt   Yes   For   For
1i   Elect Director Clark T. Randt, Jr.   Mgmt   Yes   For   For
1j   Elect Director John T. Stankey   Mgmt   Yes   For   For
1k   Elect Director Carol B. Tome   Mgmt   Yes   For   For
1l   Elect Director Kevin M. Warsh   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
6   Adopt Anti Gross-up Policy   SH   Yes   Against   For

Verizon Communications Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    92343V104
Record Date    03/09/2015    Meeting Type    Annual    Ticker    VZ

 

Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Shellye L. Archambeau   Mgmt   Yes   For   Against
1.2   Elect Director Mark T. Bertolini   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Carrion   Mgmt   Yes   For   Against
1.4   Elect Director Melanie L. Healey   Mgmt   Yes   For   For
1.5   Elect Director M. Frances Keeth   Mgmt   Yes   For   Against
1.6   Elect Director Lowell C. McAdam   Mgmt   Yes   For   For


1.7   Elect Director Donald T. Nicolaisen   Mgmt   Yes   For   Against
1.8   Elect Director Clarence Otis, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Rodney E. Slater   Mgmt   Yes   For   Against
1.10   Elect Director Kathryn A. Tesija   Mgmt   Yes   For   Against
1.11   Elect Director Gregory D. Wasson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Net Neutrality   SH   Yes   Against   For
5   Report on Indirect Political Contributions   SH   Yes   Against   For
6   Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Yes   Against   For
7   Stock Retention/Holding Period   SH   Yes   Against   For
8   Provide Right to Act by Written Consent   SH   Yes   Against   For

Equity One, Inc.

 

Meeting Date    05/08/2015    Country    USA    Primary Security ID    294752100
Record Date    03/03/2015    Meeting Type    Annual    Ticker    EQY

 

Primary CUSIP 294752100    Primary ISIN US2947521009    Primary SEDOL 2246329

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Cynthia Cohen   Mgmt   Yes   For   Withhold
1.2   Elect Director David Fischel   Mgmt   Yes   For   For
1.3   Elect Director Neil Flanzraich   Mgmt   Yes   For   For
1.4   Elect Director Jordan Heller   Mgmt   Yes   For   For
1.5   Elect Director Chaim Katzman   Mgmt   Yes   For   For
1.6   Elect Director Peter Linneman   Mgmt   Yes   For   Withhold
1.7   Elect Director David Lukes   Mgmt   Yes   For   For
1.8   Elect Director Galia Maor   Mgmt   Yes   For   Withhold
1.9   Elect Director Dori Segal   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Swift Transportation Company

 

Meeting Date    05/08/2015    Country    USA    Primary Security ID    87074U101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    SWFT

 

Primary CUSIP 87074U101    Primary ISIN US87074U1016    Primary SEDOL B4PZRV7

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Jerry Moyes   Mgmt   Yes   For   For
1.2   Elect Director Richard H. Dozer   Mgmt   Yes   For   Withhold
1.3   Elect Director David Vander Ploeg   Mgmt   Yes   For   Withhold


1.4   Elect Director Glenn Brown   Mgmt   Yes   For   Withhold
1.5   Elect Director Jose A. Cardenas   Mgmt   Yes   For   Withhold
1.6   Elect Director William F. Riley III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For

American Express Company

 

Meeting Date    05/11/2015    Country    USA    Primary Security ID    025816109
Record Date    03/13/2015    Meeting Type    Annual    Ticker    AXP

 

Primary CUSIP 025816109    Primary ISIN US0258161092    Primary SEDOL 2026082

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Charlene Barshefsky   Mgmt   Yes   For   For
1b   Elect Director Ursula M. Burns   Mgmt   Yes   For   For
1c   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1d   Elect Director Peter Chernin   Mgmt   Yes   For   For
1e   Elect Director Anne Lauvergeon   Mgmt   Yes   For   For
1f   Elect Director Michael O. Leavitt   Mgmt   Yes   For   For
1g   Elect Director Theodore J. Leonsis   Mgmt   Yes   For   For
1h   Elect Director Richard C. Levin   Mgmt   Yes   For   For
1i   Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For
1j   Elect Director Daniel L. Vasella   Mgmt   Yes   For   For
1k   Elect Director Robert D. Walter   Mgmt   Yes   For   For
1l   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Prepare Employment Diversity Report   SH   Yes   Against   For
5   Report on Board Oversight of Privacy and Data Security and Requests for Customer Information   SH   Yes   Against   For
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Report on Lobbying Payments and Policy   SH   Yes   Against   For
8   Require Independent Board Chairman   SH   Yes   Against   Against


ING Groep NV

 

Meeting Date    05/11/2015    Country    Netherlands    Primary Security ID    N4578E413
Record Date    04/13/2015    Meeting Type    Annual    Ticker    INGA

 

Primary CUSIP N4578E413    Primary ISIN NL0000303600    Primary SEDOL 7154182

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Open Meeting   Mgmt   No    
2a   Receive Report of Management Board (Non-Voting)   Mgmt   No    
2b   Receive Announcements on Sustainability   Mgmt   No    
2c   Receive Report of Supervisory Board (Non-Voting)   Mgmt   No    
2d   Discuss Remuneration Report   Mgmt   No    
2e   Discussion on Company’s Corporate Governance Structure   Mgmt   No    
2f   Adopt Financial Statements   Mgmt   Yes   For   For
3a   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
3b   Approve Dividends of EUR 0.12 Per Share   Mgmt   Yes   For   For
4a   Approve Discharge of Management Board   Mgmt   Yes   For   For
4b   Approve Discharge of Supervisory Board   Mgmt   Yes   For   For
5a   Approve Amendments to Remuneration Policy   Mgmt   Yes   For   For
5b   Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration   Mgmt   Yes   For   For
6   Ratify KPMG as Auditors   Mgmt   Yes   For   For
7a   Elect Gheorghe to Supervisory Board   Mgmt   Yes   For   For
7b   Reelect Kuiper to Supervisory Board   Mgmt   Yes   For   For
7c   Reelect Breukink to Supervisory Board   Mgmt   Yes   For   For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
8b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
9a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
9b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   Yes   For   For
10   Other Business (Non-Voting) and Closing   Mgmt   No    

WellCare Health Plans, Inc.

 

Meeting Date    05/11/2015    Country    USA    Primary Security ID    94946T106
Record Date    03/12/2015    Meeting Type    Annual    Ticker    WCG

 

Primary CUSIP 94946T106    Primary ISIN US94946T1060    Primary SEDOL B01R258

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Richard C. Breon   Mgmt   Yes   For   For
1b   Elect Director Kenneth A. Burdick   Mgmt   Yes   For   For


1c   Elect Director Carol J. Burt   Mgmt   Yes   For   For
1d   Elect Director Roel C. Campos   Mgmt   Yes   For   For
1e   Elect Director D. Robert Graham   Mgmt   Yes   For   For
1f   Elect Director Kevin F. Hickey   Mgmt   Yes   For   For
1g   Elect Director Christian P. Michalik   Mgmt   Yes   For   For
1h   Elect Director Glenn D. Steele, Jr.   Mgmt   Yes   For   For
1i   Elect Director William L. Trubeck   Mgmt   Yes   For   For
1j   Elect Director Paul E. Weaver   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

3M Company

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    88579Y101
Record Date    03/13/2015    Meeting Type    Annual    Ticker    MMM

 

Primary CUSIP 88579Y101    Primary ISIN US88579Y1010    Primary SEDOL 2595708

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Linda G. Alvarado   Mgmt   Yes   For   For
1b   Elect Director Sondra L. Barbour   Mgmt   Yes   For   For
1c   Elect Director Thomas ‘Tony’ K. Brown   Mgmt   Yes   For   For
1d   Elect Director Vance D. Coffman   Mgmt   Yes   For   For
1e   Elect Director Michael L. Eskew   Mgmt   Yes   For   For
1f   Elect Director Herbert L. Henkel   Mgmt   Yes   For   For
1g   Elect Director Muhtar Kent   Mgmt   Yes   For   For
1h   Elect Director Edward M. Liddy   Mgmt   Yes   For   For
1i   Elect Director Inge G. Thulin   Mgmt   Yes   For   For
1j   Elect Director Robert J. Ulrich   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Broadcom Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    111320107
Record Date    03/16/2015    Meeting Type    Annual    Ticker    BRCM

 

Primary CUSIP 111320107    Primary ISIN US1113201073    Primary SEDOL 2235822

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Robert J. Finocchio, Jr.   Mgmt   Yes   For   For
1b   Elect Director Nancy H. Handel   Mgmt   Yes   For   For
1c   Elect Director Eddy W. Hartenstein   Mgmt   Yes   For   For
1d   Elect Director Maria M. Klawe   Mgmt   Yes   For   For


1e   Elect Director John E. Major   Mgmt   Yes   For   For
1f   Elect Director Scott A. McGregor   Mgmt   Yes   For   For
1g   Elect Director William T. Morrow   Mgmt   Yes   For   For
1h   Elect Director Henry Samueli   Mgmt   Yes   For   For
1i   Elect Director Robert E. Switz   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Coca-Cola Bottling Co. Consolidated

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    191098102
Record Date    03/16/2015    Meeting Type    Annual    Ticker    COKE

 

Primary CUSIP 191098102    Primary ISIN US1910981026    Primary SEDOL 2206721

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director J. Frank Harrison, III   Mgmt   Yes   For   Withhold
1.2   Elect Director H.W. McKay Belk   Mgmt   Yes   For   Withhold
1.3   Elect Director Alexander B. Cummings, Jr.   Mgmt   Yes   For   Withhold
1.4   Elect Director Sharon A. Decker   Mgmt   Yes   For   For
1.5   Elect Director William B. Elmore   Mgmt   Yes   For   Withhold
1.6   Elect Director Morgan H. Everett   Mgmt   Yes   For   Withhold
1.7   Elect Director Deborah H. Everhart   Mgmt   Yes   For   Withhold
1.8   Elect Director Henry W. Flint   Mgmt   Yes   For   Withhold
1.9   Elect Director William H. Jones   Mgmt   Yes   For   For
1.10   Elect Director James H. Morgan   Mgmt   Yes   For   Withhold
1.11   Elect Director John W. Murrey, III   Mgmt   Yes   For   For
1.12   Elect Director Dennis A. Wicker   Mgmt   Yes   For   Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   Against

Darling Ingredients Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    237266101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    DAR

 

Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Randall C. Stuewe   Mgmt   Yes   For   For
1.2   Elect Director O. Thomas Albrecht   Mgmt   Yes   For   Against
1.3   Elect Director D. Eugene Ewing   Mgmt   Yes   For   Against
1.4   Elect Director Dirk Kloosterboer   Mgmt   Yes   For   For
1.5   Elect Director Mary R. Korby   Mgmt   Yes   For   For
1.6   Elect Director Charles Macaluso   Mgmt   Yes   For   For


1.7   Elect Director John D. March   Mgmt   Yes   For   Against
1.8   Elect Director Justinus J.G.M. Sanders   Mgmt   Yes   For   For
1.9   Elect Director Michael Urbut   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

First American Financial Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    31847R102
Record Date    03/18/2015    Meeting Type    Annual    Ticker    FAF

 

Primary CUSIP 31847R102    Primary ISIN US31847R1023    Primary SEDOL B4NFPK4

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis J. Gilmore   Mgmt   Yes   For   For
1.2   Elect Director Virginia M. Ueberroth   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Impax Laboratories, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    45256B101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    IPXL

 

Primary CUSIP 45256B101    Primary ISIN US45256B1017    Primary SEDOL 2373722

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Leslie Z. Benet   Mgmt   Yes   For   For
1.2   Elect Director Robert L. Burr   Mgmt   Yes   For   For
1.3   Elect Director Allen Chao   Mgmt   Yes   For   For
1.4   Elect Director Nigel Ten Fleming   Mgmt   Yes   For   For
1.5   Elect Director Larry Hsu   Mgmt   Yes   For   For
1.6   Elect Director Michael Markbreiter   Mgmt   Yes   For   For
1.7   Elect Director Mary K. Pendergast   Mgmt   Yes   For   For
1.8   Elect Director Peter R. Terreri   Mgmt   Yes   For   For
1.9   Elect Director G. Frederick Wilkinson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   Against


Linde AG

 

Meeting Date    05/12/2015    Country    Germany    Primary Security ID    D50348107
Record Date    04/20/2015    Meeting Type    Annual    Ticker    LIN

 

Primary CUSIP D50348107    Primary ISIN DE0006483001    Primary SEDOL 5740817

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 3.15 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Approve Cancellation of Capital Authorization   Mgmt   Yes   For   For

NewStar Financial, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    65251F105
Record Date    04/01/2015    Meeting Type    Annual    Ticker    NEWS

 

Primary CUSIP 65251F105    Primary ISIN US65251F1057    Primary SEDOL B1L7CP5

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Charles N. Bralver   Mgmt   Yes   For   For
1.2   Elect Director Timothy J. Conway   Mgmt   Yes   For   For
1.3   Elect Director Bradley E. Cooper   Mgmt   Yes   For   For
1.4   Elect Director Brian L.P. Fallon   Mgmt   Yes   For   For
1.5   Elect Director Frank R. Noonan   Mgmt   Yes   For   For
1.6   Elect Director Maureen P. O’Hara   Mgmt   Yes   For   For
1.7   Elect Director Peter A. Schmidt-Fellner   Mgmt   Yes   For   For
1.8   Elect Director Richard E. Thornburgh   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Ply Gem Holdings, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    72941W100
Record Date    03/19/2015    Meeting Type    Annual    Ticker    PGEM

 

Primary CUSIP 72941W100    Primary ISIN US72941W1009    Primary SEDOL B99KCV8

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey T. Barber   Mgmt   Yes   For   For
1.2   Elect Director Timothy T. Hall   Mgmt   Yes   For   Withhold
1.3   Elect Director Steven M. Lefkowitz   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


3   Eliminate Chairman’s Right to Call Special Meetings   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

The Middleby Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    596278101
Record Date    03/20/2015    Meeting Type    Annual    Ticker    MIDD

 

Primary CUSIP 596278101    Primary ISIN US5962781010    Primary SEDOL 2590930

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Selim A. Bassoul   Mgmt   Yes   For   For
1.2   Elect Director Sarah Palisi Chapin   Mgmt   Yes   For   For
1.3   Elect Director Robert B. Lamb   Mgmt   Yes   For   For
1.4   Elect Director John R. Miller, III   Mgmt   Yes   For   For
1.5   Elect Director Gordon O’Brien   Mgmt   Yes   For   For
1.6   Elect Director Philip G. Putnam   Mgmt   Yes   For   For
1.7   Elect Director Sabin C. Streeter   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Affymetrix, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    00826T108
Record Date    03/23/2015    Meeting Type    Annual    Ticker    AFFX

 

Primary CUSIP 00826T108    Primary ISIN US00826T1088    Primary SEDOL 2034988

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Jami Dover Nachtsheim   Mgmt   Yes   For   For
1b   Elect Director Frank Witney   Mgmt   Yes   For   For
1c   Elect Director Nelson C. Chan   Mgmt   Yes   For   For
1d   Elect Director Gary S. Guthart   Mgmt   Yes   For   For
1e   Elect Director Merilee Raines   Mgmt   Yes   For   For
1f   Elect Director Robert H. Trice   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Align Technology, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    016255101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    ALGN

 

Primary CUSIP 016255101    Primary ISIN US0162551016    Primary SEDOL 2679204

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Joseph Lacob   Mgmt   Yes   For   For
1.2   Elect Director C. Raymond Larkin, Jr.   Mgmt   Yes   For   For
1.3   Elect Director George J. Morrow   Mgmt   Yes   For   For
1.4   Elect Director David C. Nagel   Mgmt   Yes   For   For
1.5   Elect Director Thomas M. Prescott   Mgmt   Yes   For   For
1.6   Elect Director Andrea L. Saia   Mgmt   Yes   For   For
1.7   Elect Director Greg J. Santora   Mgmt   Yes   For   For
1.8   Elect Director Warren S. Thaler   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    026874784
Record Date    03/18/2015    Meeting Type    Annual    Ticker    AIG

 

Primary CUSIP 026874784    Primary ISIN US0268747849    Primary SEDOL 2027342

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director W. Don Cornwell   Mgmt   Yes   For   For
1b   Elect Director Peter R. Fisher   Mgmt   Yes   For   For
1c   Elect Director John H. Fitzpatrick   Mgmt   Yes   For   For
1d   Elect Director Peter D. Hancock   Mgmt   Yes   For   For
1e   Elect Director William G. Jurgensen   Mgmt   Yes   For   For
1f   Elect Director Christopher S. Lynch   Mgmt   Yes   For   For
1g   Elect Director George L. Miles, Jr.   Mgmt   Yes   For   For
1h   Elect Director Henry S. Miller   Mgmt   Yes   For   For
1i   Elect Director Robert S. Miller   Mgmt   Yes   For   For
1j   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1k   Elect Director Ronald A. Rittenmeyer   Mgmt   Yes   For   For
1l   Elect Director Douglas M. Steenland   Mgmt   Yes   For   For
1m   Elect Director Theresa M. Stone   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


BMW Group Bayerische Motoren Werke AG

 

Meeting Date    05/13/2015    Country    Germany    Primary Security ID    D12096109
Record Date    04/21/2015    Meeting Type    Annual    Ticker    BMW

 

Primary CUSIP D12096109    Primary ISIN DE0005190003    Primary SEDOL 5756029

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.92 per Preffered Share and 2.90 per Ordinary Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6.1   Elect Henning Kagermann to the Supervisory Board   Mgmt   Yes   For   For
6.2   Elect Simone Menne to the Supervisory Board   Mgmt   Yes   For   For
6.3   Elect Norbert Reithofer to the Supervisory Board   Mgmt   Yes   For   For
7   Amend Articles Re: Board-Related   Mgmt   Yes   For   For

BNP Paribas SA

 

Meeting Date    05/13/2015    Country    France    Primary Security ID    F1058Q238
Record Date    05/08/2015    Meeting Type    Annual/Special    Ticker    BNP

 

Primary CUSIP F1058Q238    Primary ISIN FR0000131104    Primary SEDOL 7309681

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Treatment of Losses and Dividends of EUR 1.50 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
6   Reelect Pierre Andre de Chalendar as Director   Mgmt   Yes   For   For
7   Reelect Denis Kessler as Director   Mgmt   Yes   For   Against
8   Reelect Laurence Parisot as Director   Mgmt   Yes   For   Against
9   Ratify Appointment of Jean Lemierre as Director   Mgmt   Yes   For   For
10   Advisory Vote on Compensation of Jean Lemierre, Chairman since Dec. 1, 2014   Mgmt   Yes   For   For
11   Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO   Mgmt   Yes   For   For
12   Advisory Vote on Compensation of Philippe Bordenave, Vice-CEO   Mgmt   Yes   For   For
13   Advisory Vote on Compensation of Francois Villeroy de Galhau, Vice-CEO   Mgmt   Yes   For   For
14   Advisory Vote on Compensation of Baudouin Prot, Chairman until Dec. 1, 2014   Mgmt   Yes   For   For


15   Advisory Vote on Compensation of Georges Chodron de Courcel, Vice-CEO until June 30, 2014   Mgmt   Yes   For   Against
16   Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers   Mgmt   Yes   For   For
17   Fix Maximum Variable Compensation Ratio for Executives and Risk Takers   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
18   Amend Article 18 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
19   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
20   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

E. I. du Pont de Nemours and Company

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    263534109
Record Date    03/17/2015    Meeting Type    Proxy Contest    Ticker    DD

 

Primary CUSIP 263534109    Primary ISIN US2635341090    Primary SEDOL 2018175

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
  Management Proxy (White Card)   Mgmt   No    
1.1   Elect Director Lamberto Andreotti   Mgmt   Yes   For   Do Not Vote
1.2   Elect Director Edward D. Breen   Mgmt   Yes   For   Do Not Vote
1.3   Elect Director Robert A. Brown   Mgmt   Yes   For   Do Not Vote
1.4   Elect Director Alexander M. Cutler   Mgmt   Yes   For   Do Not Vote
1.5   Elect Director Eleuthere I. du Pont   Mgmt   Yes   For   Do Not Vote
1.6   Elect Director James L. Gallogly   Mgmt   Yes   For   Do Not Vote
1.7   Elect Director Marillyn A. Hewson   Mgmt   Yes   For   Do Not Vote
1.8   Elect Director Lois D. Juliber   Mgmt   Yes   For   Do Not Vote
1.9   Elect Director Ellen J. Kullman   Mgmt   Yes   For   Do Not Vote
1.10   Elect Director Ulf M. Schneider   Mgmt   Yes   For   Do Not Vote
1.11   Elect Director Lee M. Thomas   Mgmt   Yes   For   Do Not Vote
1.12   Elect Director Patrick J. Ward   Mgmt   Yes   For   Do Not Vote
2   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Do Not Vote
4   Report on Lobbying Payments and Policy   SH   Yes   Against   Do Not Vote
5   Report on Herbicide Use on GMO Crops   SH   Yes   Against   Do Not Vote
6   Establish Committee on Plant Closures   SH   Yes   Against   Do Not Vote
7   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After August 12, 2013   SH   Yes   Against   Do Not Vote
  Dissident Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Nelson Peltz   SH   Yes   For   For
1.2   Elect Director John H. Myers   SH   Yes   For   For


1.3   Elect Director Arthur B. Winkleblack   SH   Yes   For   Withhold
1.4   Elect Director Robert J. Zatta   SH   Yes   For   Withhold
1.5   Management Nominee—Lamberto Andreotti   SH   Yes   For   For
1.6   Management Nominee—Edward D. Breen   SH   Yes   For   For
1.7   Management Nominee—Eleuthere I. du Pont   SH   Yes   For   For
1.8   Management Nominee—James L. Gallogly   SH   Yes   For   For
1.9   Management Nominee—Marillyn A. Hewson   SH   Yes   For   For
1.10   Management Nominee—Ellen J. Kullman   SH   Yes   For   For
1.11   Management Nominee—Ulf M. Schneider   SH   Yes   For   For
1.12   Management Nominee—Patrick J. Ward   SH   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   None   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   None   For
4   Report on Lobbying Payments and Policy   SH   Yes   None   For
5   Report on Herbicide Use on GMO Crops   SH   Yes   None   Against
6   Establish Committee on Plant Closures   SH   Yes   None   Against
7   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After August 12, 2013   SH   Yes   For   For

Eni S.p.A.

 

Meeting Date    05/13/2015    Country    Italy    Primary Security ID    T3643A145
Record Date    05/04/2015    Meeting Type    Annual    Ticker    ENI

 

Primary CUSIP T3643A145    Primary ISIN IT0003132476    Primary SEDOL 7145056

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Allocation of Income   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For

EPR Properties

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    26884U109
Record Date    03/11/2015    Meeting Type    Annual    Ticker    EPR

 

Primary CUSIP 26884U109    Primary ISIN US26884U1097    Primary SEDOL B8XXZP1

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Jack A. Newman, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Thomas M. Bloch   Mgmt   Yes   For   For
1.3   Elect Director Gregory K. Silvers   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


Highwoods Properties, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    431284108
Record Date    03/02/2015    Meeting Type    Annual    Ticker    HIW

 

Primary CUSIP 431284108    Primary ISIN US4312841087    Primary SEDOL 2420640

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1.1   Elect Director Charles A. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Gene H. Anderson   Mgmt   Yes   For   For
1.3   Elect Director Carlos E. Evans   Mgmt   Yes   For   For
1.4   Elect Director Edward J. Fritsch   Mgmt   Yes   For   For
1.5   Elect Director David J. Hartzell   Mgmt   Yes   For   For
1.6   Elect Director Sherry A. Kellett   Mgmt   Yes   For   For
1.7   Elect Director O. Temple Sloan, Jr.   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For

Indivior PLC

 

Meeting Date    05/13/2015    Country    United Kingdom    Primary Security ID    G4766E108
Record Date    05/11/2015    Meeting Type    Annual    Ticker    INDV

 

Primary CUSIP N/A    Primary ISIN GB00BRS65X63    Primary SEDOL BRS65X6

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   Against
4   Elect Howard Pien as Director   Mgmt   Yes   For   For
5   Elect Shaun Thaxter as Director   Mgmt   Yes   For   For
6   Elect Cary Claiborne as Director   Mgmt   Yes   For   For
7   Elect Rupert Bondy as Director   Mgmt   Yes   For   For
8   Elect Dr Yvonne Greenstreet as Director   Mgmt   Yes   For   For
9   Elect Adrian Hennah as Director   Mgmt   Yes   For   Against
10   Elect Dr Thomas McLellan as Director   Mgmt   Yes   For   For
11   Elect Lorna Parker as Director   Mgmt   Yes   For   For
12   Elect Daniel Phelan as Director   Mgmt   Yes   For   For
13   Elect Christian Schade as Director   Mgmt   Yes   For   For
14   Elect Daniel Tasse as Director   Mgmt   Yes   For   For
15   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For


18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Radian Group Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    750236101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    RDN

 

Primary CUSIP 750236101    Primary ISIN US7502361014    Primary SEDOL 2173911

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Herbert Wender   Mgmt   Yes   For   For
1b   Elect Director David C. Carney   Mgmt   Yes   For   For
1c   Elect Director Howard B. Culang   Mgmt   Yes   For   For
1d   Elect Director Lisa W. Hess   Mgmt   Yes   For   For
1e   Elect Director Stephen T. Hopkins   Mgmt   Yes   For   For
1f   Elect Director Sanford A. Ibrahim   Mgmt   Yes   For   For
1g   Elect Director Brian D. Montgomery   Mgmt   Yes   For   For
1h   Elect Director Gaetano Muzio   Mgmt   Yes   For   For
1i   Elect Director Gregory V. Serio   Mgmt   Yes   For   For
1j   Elect Director Noel J. Spiegel   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Tenneco Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    880349105
Record Date    03/16/2015    Meeting Type    Annual    Ticker    TEN

 

Primary CUSIP 880349105    Primary ISIN US8803491054    Primary SEDOL 2512600

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Thomas C. Freyman   Mgmt   Yes   For   For
1b   Elect Director Dennis J. Letham   Mgmt   Yes   For   For
1c   Elect Director James S. Metcalf   Mgmt   Yes   For   For
1d   Elect Director Roger B. Porter   Mgmt   Yes   For   For
1e   Elect Director David B. Price, Jr.   Mgmt   Yes   For   For
1f   Elect Director Gregg M. Sherrill   Mgmt   Yes   For   For
1g   Elect Director Paul T. Stecko   Mgmt   Yes   For   For
1h   Elect Director Jane L. Warner   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


The Charles Schwab Corporation

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    808513105
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SCHW

 

Primary CUSIP 808513105    Primary ISIN US8085131055    Primary SEDOL 2779397

 

Proposal Number   Proposal Text   Proponent  

Votable

Proposal

  Mgmt Rec   Vote Instruction
1a   Elect Director Nancy H. Bechtle   Mgmt   Yes   For   For
1b   Elect Director Walter W. Bettinger, II   Mgmt   Yes   For   For
1c   Elect Director C. Preston Butcher   Mgmt   Yes   For   For
1d   Elect Director Christopher V. Dodds   Mgmt   Yes   For   For
1e   Elect Director Mark A. Goldfarb   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Report on Political Contributions   SH   Yes   Against   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Prepare Employment Diversity Report   SH   Yes   Against   For
8   Pro-Rata Vesting of Equity Awards   SH   Yes   Against   Against
9   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

USG Corporation

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    903293405
Record Date    03/16/2015    Meeting Type    Annual    Ticker    USG

 

Primary CUSIP 903293405    Primary ISIN US9032934054    Primary SEDOL 2910602

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jose Armario   Mgmt   Yes   For   For
1.2   Elect Director Gretchen R. Haggerty   Mgmt   Yes   For   For
1.3   Elect Director William H. Hernandez   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Watts Water Technologies, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    942749102
Record Date    03/20/2015    Meeting Type    Annual    Ticker    WTS

 

Primary CUSIP 942749102    Primary ISIN US9427491025    Primary SEDOL 2943620

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert L. Ayers   Mgmt   Yes   For   For
1.2   Elect Director Bernard Baert   Mgmt   Yes   For   For


1.3   Elect Director Richard J. Cathcart   Mgmt   Yes   For   For
1.4   Elect Director W. Craig Kissel   Mgmt   Yes   For   For
1.5   Elect Director John K. McGillicuddy   Mgmt   Yes   For   For
1.6   Elect Director Joseph T. Noonan   Mgmt   Yes   For   For
1.7   Elect Director Robert J. Pagano, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Merilee Raines   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Amgen Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    031162100
Record Date    03/16/2015    Meeting Type    Annual    Ticker    AMGN

 

Primary CUSIP 031162100    Primary ISIN US0311621009    Primary SEDOL 2023607

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Baltimore   Mgmt   Yes   For   Against
1.2   Elect Director Frank J. Biondi, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Robert A. Bradway   Mgmt   Yes   For   For
1.4   Elect Director Francois de Carbonnel   Mgmt   Yes   For   Against
1.5   Elect Director Vance D. Coffman   Mgmt   Yes   For   Against
1.6   Elect Director Robert A. Eckert   Mgmt   Yes   For   For
1.7   Elect Director Greg C. Garland   Mgmt   Yes   For   Against
1.8   Elect Director Rebecca M. Henderson   Mgmt   Yes   For   Against
1.9   Elect Director Frank C. Herringer   Mgmt   Yes   For   Against
1.10   Elect Director Tyler Jacks   Mgmt   Yes   For   Against
1.11   Elect Director Judith C. Pelham   Mgmt   Yes   For   For
1.12   Elect Director Ronald D. Sugar   Mgmt   Yes   For   Against
1.13   Elect Director R. Sanders Williams   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

ARRIS Group, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    04270V106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    ARRS

 

Primary CUSIP 04270V106    Primary ISIN US04270V1061    Primary SEDOL B9SMM04

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alex B. Best   Mgmt   Yes   For   For
1.2   Elect Director Harry L. Bosco   Mgmt   Yes   For   For
1.3   Elect Director J. Timothy Bryan   Mgmt   Yes   For   For


1.4   Elect Director James A. Chiddix   Mgmt   Yes   For   For
1.5   Elect Director Andrew T. Heller   Mgmt   Yes   For   For
1.6   Elect Director Jeong H. Kim   Mgmt   Yes   For   For
1.7   Elect Director Robert J. Stanzione   Mgmt   Yes   For   For
1.8   Elect Director Doreen A. Toben   Mgmt   Yes   For   For
1.9   Elect Director Debora J. Wilson   Mgmt   Yes   For   For
1.10   Elect Director David A. Woodle   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Computer Programs and Systems, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    205306103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    CPSI

 

Primary CUSIP 205306103    Primary ISIN US2053061030    Primary SEDOL 2872122

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John C. Johnson   Mgmt   Yes   For   For
1.2   Elect Director W. Austin Mulherin, III   Mgmt   Yes   For   For
1.3   Elect Director William R. Seifert, II   Mgmt   Yes   For   For
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Credit Acceptance Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    225310101
Record Date    03/19/2015    Meeting Type    Annual    Ticker    CACC

 

Primary CUSIP 225310101    Primary ISIN US2253101016    Primary SEDOL 2232050

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Donald A. Foss   Mgmt   Yes   For   For
1.2   Elect Director Glenda J. Flanagan   Mgmt   Yes   For   For
1.3   Elect Director Brett A. Roberts   Mgmt   Yes   For   For
1.4   Elect Director Thomas N. Tryforos   Mgmt   Yes   For   For
1.5   Elect Director Scott J. Vassalluzzo   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For


Ford Motor Company

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    345370860
Record Date    03/17/2015    Meeting Type    Annual    Ticker    F

 

Primary CUSIP 345370860    Primary ISIN US3453708600    Primary SEDOL 2615468

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Stephen G. Butler   Mgmt   Yes   For   For
2   Elect Director Kimberly A. Casiano   Mgmt   Yes   For   For
3   Elect Director Anthony F. Earley, Jr.   Mgmt   Yes   For   For
4   Elect Director Mark Fields   Mgmt   Yes   For   For
5   Elect Director Edsel B. Ford II   Mgmt   Yes   For   For
6   Elect Director William Clay Ford, Jr.   Mgmt   Yes   For   For
7   Elect Director James P. Hackett   Mgmt   Yes   For   For
8   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
9   Elect Director William W. Helman Iv   Mgmt   Yes   For   For
10   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
11   Elect Director William E. Kennard   Mgmt   Yes   For   For
12   Elect Director John C. Lechleiter   Mgmt   Yes   For   For
13   Elect Director Ellen R. Marram   Mgmt   Yes   For   For
14   Elect Director Gerald L. Shaheen   Mgmt   Yes   For   For
15   Elect Director John L. Thornton   Mgmt   Yes   For   For
16   Ratify PricewaterhouseCoopers LLPas Auditors   Mgmt   Yes   For   For
17   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
18   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
19   Amend Bylaws to Call Special Meetings   SH   Yes   Against   For

KapStone Paper and Packaging Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    48562P103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    KS

 

Primary CUSIP 48562P103    Primary ISIN US48562P1030    Primary SEDOL B0L2NP0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jonathan R. Furer   Mgmt   Yes   For   For
1.2   Elect Director Matthew H. Paull   Mgmt   Yes   For   For
1.3   Elect Director Maurice S. Reznik   Mgmt   Yes   For   For
1.4   Elect Director Roger W. Stone   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


Kohl’s Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    500255104
Record Date    03/11/2015    Meeting Type    Annual    Ticker    KSS

 

Primary CUSIP 500255104    Primary ISIN US5002551043    Primary SEDOL 2496113

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Peter Boneparth   Mgmt   Yes   For   For
1b   Elect Director Steven A. Burd   Mgmt   Yes   For   For
1c   Elect Director Dale E. Jones   Mgmt   Yes   For   For
1d   Elect Director Kevin Mansell   Mgmt   Yes   For   For
1e   Elect Director John E. Schlifske   Mgmt   Yes   For   For
1f   Elect Director Frank V. Sica   Mgmt   Yes   For   For
1g   Elect Director Stephanie A. Streeter   Mgmt   Yes   For   For
1h   Elect Director Nina G. Vaca   Mgmt   Yes   For   For
1i   Elect Director Stephen E. Watson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Clawback of Incentive Payments   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   For

Lloyds Banking Group plc

 

Meeting Date    05/14/2015    Country    United Kingdom    Primary Security ID    G5533W248
Record Date    05/12/2015    Meeting Type    Annual    Ticker    LLOY

 

Primary CUSIP G5542W106    Primary ISIN GB0008706128    Primary SEDOL 0870612

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Elect Alan Dickinson as Director   Mgmt   Yes   For   For
3   Elect Simon Henry as Director   Mgmt   Yes   For   For
4   Elect Nick Prettejohn as Director   Mgmt   Yes   For   For
5   Re-elect Lord Blackwell as Director   Mgmt   Yes   For   For
6   Re-elect Juan Colombas as Director   Mgmt   Yes   For   For
7   Re-elect George Culmer as Director   Mgmt   Yes   For   For
8   Re-elect Carolyn Fairbairn as Director   Mgmt   Yes   For   For
9   Re-elect Anita Frew as Director   Mgmt   Yes   For   For
10   Re-elect Antonio Horta-Osorio as Director   Mgmt   Yes   For   For
11   Re-elect Dyfrig John as Director   Mgmt   Yes   For   For
12   Re-elect Nick Luff as Director   Mgmt   Yes   For   For
13   Re-elect Anthony Watson as Director   Mgmt   Yes   For   For
14   Re-elect Sara Weller as Director   Mgmt   Yes   For   For


15   Approve Dividend   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Approve Remuneration Report   Mgmt   Yes   For   For
19   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   Yes   For   For
24   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
25   Authorise Market Purchase of Preference Shares   Mgmt   Yes   For   For
26   Amend Articles of Association Re: Limited Voting Shares   Mgmt   Yes   For   For
27   Amend Articles of Association Re: Deferred Shares   Mgmt   Yes   For   For
28   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

PolyOne Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    73179P106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    POL

 

Primary CUSIP 73179P106    Primary ISIN US73179P1066    Primary SEDOL 2624561

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard H. Fearon   Mgmt   Yes   For   For
1.2   Elect Director Gregory J. Goff   Mgmt   Yes   For   For
1.3   Elect Director Sandra B. Lin   Mgmt   Yes   For   For
1.4   Elect Director Richard A. Lorraine   Mgmt   Yes   For   For
1.5   Elect Director Stephen D. Newlin   Mgmt   Yes   For   For
1.6   Elect Director Robert M. Patterson   Mgmt   Yes   For   For
1.7   Elect Director William H. Powell   Mgmt   Yes   For   For
1.8   Elect Director Kerry J. Preete   Mgmt   Yes   For   For
1.9   Elect Director Farah M. Walters   Mgmt   Yes   For   For
1.10   Elect Director William A. Wulfsohn   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Prudential plc

 

Meeting Date    05/14/2015    Country    United Kingdom    Primary Security ID    G72899100
Record Date    05/12/2015    Meeting Type    Annual    Ticker    PRU

 

Primary CUSIP G72899100    Primary ISIN GB0007099541    Primary SEDOL 0709954

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Re-elect Pierre-Olivier Bouee as Director   Mgmt   Yes   For   For
5   Re-elect Sir Howard Davies as Director   Mgmt   Yes   For   For
6   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
7   Re-elect Jacqueline Hunt as Director   Mgmt   Yes   For   For
8   Re-elect Alexander Johnston as Director   Mgmt   Yes   For   For
9   Re-elect Paul Manduca as Director   Mgmt   Yes   For   For
10   Re-elect Michael McLintock as Director   Mgmt   Yes   For   For
11   Re-elect Kaikhushru Nargolwala as Director   Mgmt   Yes   For   For
12   Re-elect Nicolaos Nicandrou as Director   Mgmt   Yes   For   For
13   Re-elect Anthony Nightingale as Director   Mgmt   Yes   For   For
14   Re-elect Philip Remnant as Director   Mgmt   Yes   For   For
15   Re-elect Alice Schroeder as Director   Mgmt   Yes   For   For
16   Re-elect Barry Stowe as Director   Mgmt   Yes   For   For
17   Re-elect Tidjane Thiam as Director   Mgmt   Yes   For   For
18   Re-elect Michael Wells as Director   Mgmt   Yes   For   For
19   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares   Mgmt   Yes   For   For
24   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
26   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Simon Property Group, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    828806109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SPG

 

Primary CUSIP 828806109    Primary ISIN US8288061091    Primary SEDOL 2812452

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Melvyn E. Bergstein   Mgmt   Yes   For   For
1b   Elect Director Larry C. Glasscock   Mgmt   Yes   For   For
1c   Elect Director Karen N. Horn   Mgmt   Yes   For   For
1d   Elect Director Allan Hubbard   Mgmt   Yes   For   For
1e   Elect Director Reuben S. Leibowitz   Mgmt   Yes   For   For
1f   Elect Director Daniel C. Smith   Mgmt   Yes   For   For
1g   Elect Director J. Albert Smith, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

The Dow Chemical Company

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    260543103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    DOW

 

Primary CUSIP 260543103    Primary ISIN US2605431038    Primary SEDOL 2278719

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ajay Banga   Mgmt   Yes   For   For
1b   Elect Director Jacqueline K. Barton   Mgmt   Yes   For   For
1c   Elect Director James A. Bell   Mgmt   Yes   For   Against
1d   Elect Director Richard K. Davis   Mgmt   Yes   For   For
1e   Elect Director Jeff M. Fettig   Mgmt   Yes   For   Against
1f   Elect Director Andrew N. Liveris   Mgmt   Yes   For   For
1g   Elect Director Mark Loughridge   Mgmt   Yes   For   For
1h   Elect Director Raymond J. Milchovich   Mgmt   Yes   For   For
1i   Elect Director Robert S. Miller   Mgmt   Yes   For   For
1j   Elect Director Paul Polman   Mgmt   Yes   For   For
1k   Elect Director Dennis H. Reilley   Mgmt   Yes   For   Against
1l   Elect Director James M. Ringler   Mgmt   Yes   For   For
1m   Elect Director Ruth G. Shaw   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against


TTM Technologies, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    87305R109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    TTMI

 

Primary CUSIP 87305R109    Primary ISIN US87305R1095    Primary SEDOL 2635659

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald W. Iverson   Mgmt   Yes   For   For
1.2   Elect Director Robert E. Klatell   Mgmt   Yes   For   For
1.3   Elect Director John G. Mayer   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Union Pacific Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    907818108
Record Date    03/13/2015    Meeting Type    Annual    Ticker    UNP

 

Primary CUSIP 907818108    Primary ISIN US9078181081    Primary SEDOL 2914734

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Andrew H. Card, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Erroll B. Davis, Jr.   Mgmt   Yes   For   For
1.3   Elect Director David B. Dillon   Mgmt   Yes   For   For
1.4   Elect Director Lance M. Fritz   Mgmt   Yes   For   For
1.5   Elect Director Judith Richards Hope   Mgmt   Yes   For   For
1.6   Elect Director John J. Koraleski   Mgmt   Yes   For   For
1.7   Elect Director Charles C. Krulak   Mgmt   Yes   For   For
1.8   Elect Director Michael R. McCarthy   Mgmt   Yes   For   For
1.9   Elect Director Michael W. McConnell   Mgmt   Yes   For   For
1.10   Elect Director Thomas F. McLarty, III   Mgmt   Yes   For   For
1.11   Elect Director Steven R. Rogel   Mgmt   Yes   For   For
1.12   Elect Director Jose H. Villarreal   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Stock Retention/Holding Period   SH   Yes   Against   For
5   Require Independent Board Chairman   SH   Yes   Against   For

Forum Energy Technologies, Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    34984V100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    FET

 

Primary CUSIP 34984V100    Primary ISIN US34984V1008    Primary SEDOL B4K4F48

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael McShane   Mgmt   Yes   For   For
1.2   Elect Director Terence M. O ‘ Toole   Mgmt   Yes   For   For


1.3   Elect Director Louis A. Raspino   Mgmt   Yes   For   For
1.4   Elect Director John Schmitz   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Macy’s, Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    55616P104
Record Date    03/20/2015    Meeting Type    Annual    Ticker    M

 

Primary CUSIP 55616P104    Primary ISIN US55616P1049    Primary SEDOL 2345022

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For
1b   Elect Director John A. Bryant   Mgmt   Yes   For   For
1c   Elect Director Deirdre P. Connelly   Mgmt   Yes   For   For
1d   Elect Director Meyer Feldberg   Mgmt   Yes   For   For
1e   Elect Director Leslie D. Hale   Mgmt   Yes   For   For
1f   Elect Director Sara Levinson   Mgmt   Yes   For   For
1g   Elect Director Terry J. Lundgren   Mgmt   Yes   For   For
1h   Elect Director Joseph Neubauer   Mgmt   Yes   For   For
1i   Elect Director Joyce M. Roche   Mgmt   Yes   For   For
1j   Elect Director Paul C. Varga   Mgmt   Yes   For   For
1k   Elect Director Craig E. Weatherup   Mgmt   Yes   For   For
1l   Elect Director Marna C. Whittington   Mgmt   Yes   For   For
1m   Elect Director Annie Young-Scrivner   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Rosetta Resources Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    777779307
Record Date    03/19/2015    Meeting Type    Annual    Ticker    ROSE

 

Primary CUSIP 777779307    Primary ISIN US7777793073    Primary SEDOL B0YV6N3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James E. Craddock   Mgmt   Yes   For   For
1.2   Elect Director Matthew D. Fitzgerald   Mgmt   Yes   For   For
1.3   Elect Director Philip L. Frederickson   Mgmt   Yes   For   For
1.4   Elect Director Carin S. Knickel   Mgmt   Yes   For   For
1.5   Elect Director Holli C. Ladhani   Mgmt   Yes   For   For
1.6   Elect Director Donald D. Patteson, Jr.   Mgmt   Yes   For   For


1.7   Elect Director Jerry R. Schuyler   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

WEX Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    96208T104
Record Date    03/17/2015    Meeting Type    Annual    Ticker    WEX

 

Primary CUSIP 96208T104    Primary ISIN US96208T1043    Primary SEDOL B8383P2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director George L. McTavish   Mgmt   Yes   For   For
1.2   Elect Director Regina O. Sommer   Mgmt   Yes   For   For
1.3   Elect Director Jack VanWoerkom   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Bank of the Ozarks, Inc.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    063904106
Record Date    03/13/2015    Meeting Type    Annual    Ticker    OZRK

 

Primary CUSIP 063904106    Primary ISIN US0639041062    Primary SEDOL 2085856

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director George Gleason   Mgmt   Yes   For   For
1.2   Elect Director Dan Thomas   Mgmt   Yes   For   For
1.3   Elect Director Nicholas Brown   Mgmt   Yes   For   For
1.4   Elect Director Richard Cisne   Mgmt   Yes   For   For
1.5   Elect Director Robert East   Mgmt   Yes   For   For
1.6   Elect Director Catherine B. Freedberg   Mgmt   Yes   For   For
1.7   Elect Director Linda Gleason   Mgmt   Yes   For   For
1.8   Elect Director Peter Kenny   Mgmt   Yes   For   For
1.9   Elect Director William Koefoed, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Henry Mariani   Mgmt   Yes   For   For
1.11   Elect Director Robert Proost   Mgmt   Yes   For   For
1.12   Elect Director R. L. Qualls   Mgmt   Yes   For   For
1.13   Elect Director John Reynolds   Mgmt   Yes   For   For
1.14   Elect Director Tyler Vance   Mgmt   Yes   For   For
1.15   Elect Director Sherece West-Scantlebury   Mgmt   Yes   For   For


1.16   Elect Director Ross Whipple   Mgmt   Yes   For   For
2   Amend Stock Option Plan   Mgmt   Yes   For   For
3   Approve Non-Employee Director Restricted Stock Plan   Mgmt   Yes   For   For
4   Ratify Crowe Horwath LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
6   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year

PacWest Bancorp

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    695263103
Record Date    03/23/2015    Meeting Type    Annual    Ticker    PACW

 

Primary CUSIP 695263103    Primary ISIN US6952631033    Primary SEDOL 2619772

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Craig A. Carlson   Mgmt   Yes   For   For
1.2   Elect Director John M. Eggemeyer   Mgmt   Yes   For   For
1.3   Elect Director Barry C. Fitzpatrick   Mgmt   Yes   For   Withhold
1.4   Elect Director Andrew B. Fremder   Mgmt   Yes   For   For
1.5   Elect Director C. William Hosler   Mgmt   Yes   For   Withhold
1.6   Elect Director Susan E. Lester   Mgmt   Yes   For   For
1.7   Elect Director Douglas H. (Tad) Lowrey   Mgmt   Yes   For   For
1.8   Elect Director Timothy B. Matz   Mgmt   Yes   For   Withhold
1.9   Elect Director Roger H. Molvar   Mgmt   Yes   For   Withhold
1.10   Elect Director James J. Pieczynski   Mgmt   Yes   For   For
1.11   Elect Director Daniel B. Platt   Mgmt   Yes   For   For
1.12   Elect Director Robert A. Stine   Mgmt   Yes   For   Withhold
1.13   Elect Director Matthew P. Wagner   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Tax Asset Protection Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
5   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
6   Adjourn Meeting   Mgmt   Yes   For   Against
7   Other Business   Mgmt   Yes   For   Against

Targa Resources Corp.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    87612G101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    TRGP

 

Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joe Bob Perkins   Mgmt   Yes   For   For
1.2   Elect Director Ershel C. Redd, Jr.   Mgmt   Yes   For   For


2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For

The Ultimate Software Group, Inc.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    90385D107
Record Date    03/24/2015    Meeting Type    Annual    Ticker    ULTI

 

Primary CUSIP 90385D107    Primary ISIN US90385D1072    Primary SEDOL 2249964

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Marc D. Scherr   Mgmt   Yes   For   For
1b   Elect Director Rick A. Wilber   Mgmt   Yes   For   Against
1c   Elect Director James A. FitzPatrick, Jr.   Mgmt   Yes   For   Against
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

Axiall Corporation

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    05463D100
Record Date    04/06/2015    Meeting Type    Annual    Ticker    AXLL

 

Primary CUSIP 05463D100    Primary ISIN US05463D1000    Primary SEDOL B9F5TH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul D. Carrico   Mgmt   Yes   For   For
1.2   Elect Director T. Kevin DeNicola   Mgmt   Yes   For   For
1.3   Elect Director Patrick J. Fleming   Mgmt   Yes   For   For
1.4   Elect Director Robert M. Gervis   Mgmt   Yes   For   For
1.5   Elect Director Victoria F. Haynes   Mgmt   Yes   For   For
1.6   Elect Director Michael H. McGarry   Mgmt   Yes   For   For
1.7   Elect Director William L. Mansfield   Mgmt   Yes   For   For
1.8   Elect Director Mark L. Noetzel   Mgmt   Yes   For   For
1.9   Elect Director Robert Ripp   Mgmt   Yes   For   For
1.10   Elect Director David N. Weinstein   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP Auditors   Mgmt   Yes   For   For

Columbia Sportswear Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    198516106
Record Date    03/25/2015    Meeting Type    Annual    Ticker    COLM

 

Primary CUSIP 198516106    Primary ISIN US1985161066    Primary SEDOL 2229126

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gertrude Boyle   Mgmt   Yes   For   For
1.2   Elect Director Timothy P. Boyle   Mgmt   Yes   For   For


1.3   Elect Director Sarah A. Bany   Mgmt   Yes   For   For
1.4   Elect Director Murrey R. Albers   Mgmt   Yes   For   For
1.5   Elect Director Stephen E. Babson   Mgmt   Yes   For   For
1.6   Elect Director Andy D. Bryant   Mgmt   Yes   For   For
1.7   Elect Director Edward S. George   Mgmt   Yes   For   For
1.8   Elect Director Walter T. Klenz   Mgmt   Yes   For   For
1.9   Elect Director Ronald E. Nelson   Mgmt   Yes   For   For
1.10   Elect Director John W. Stanton   Mgmt   Yes   For   For
1.11   Elect Director Malia H. Wasson   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Financial Engines, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    317485100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    FNGN

 

Primary CUSIP 317485100    Primary ISIN US3174851002    Primary SEDOL B65V2X6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director E. Olena Berg-Lacy   Mgmt   Yes   For   For
1.2   Elect Director John B. Shoven   Mgmt   Yes   For   For
1.3   Elect Director David B. Yoffie   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Group 1 Automotive, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    398905109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    GPI

 

Primary CUSIP 398905109    Primary ISIN US3989051095    Primary SEDOL 2121352

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Doyle L. Arnold   Mgmt   Yes   For   For
1.2   Elect Director Earl J. Hesterberg   Mgmt   Yes   For   For
2   Declassify the Board of Directors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Houghton Mifflin Harcourt Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    44157R109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    HMHC

 

Primary CUSIP 44157R109    Primary ISIN US44157R1095    Primary SEDOL BGCBBK9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Sheru Chowdhry   Mgmt   Yes   For   For
1.2   Elect Director L. Gordon Crovitz   Mgmt   Yes   For   For
1.3   Elect Director Lawrence K. Fish   Mgmt   Yes   For   For
1.4   Elect Director Jill A. Greenthal   Mgmt   Yes   For   For
1.5   Elect Director John F. Killian   Mgmt   Yes   For   For
1.6   Elect Director John R. McKernan, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Jonathan F. Miller   Mgmt   Yes   For   For
1.8   Elect Director E. Rogers Novak, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Linda K. Zecher   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Approve Distribution Policy   SH   Yes   Against   Against
6   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

HSN, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    404303109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    HSNI

 

Primary CUSIP 404303109    Primary ISIN US4043031099    Primary SEDOL B3CLRB1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William Costello   Mgmt   Yes   For   For
1.2   Elect Director James M. Follo   Mgmt   Yes   For   For
1.3   Elect Director Mindy Grossman   Mgmt   Yes   For   For
1.4   Elect Director Stephanie Kugelman   Mgmt   Yes   For   For
1.5   Elect Director Arthur C. Martinez   Mgmt   Yes   For   For
1.6   Elect Director Thomas J. Mclnerney   Mgmt   Yes   For   For
1.7   Elect Director John B. (Jay) Morse, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Matthew E. Rubel   Mgmt   Yes   For   For
1.9   Elect Director Ann Sarnoff   Mgmt   Yes   For   For
1.10   Elect Director Courtnee Ulrich   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


JPMorgan Chase & Co.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    46625h100
Record Date    03/20/2015    Meeting Type    Annual    Ticker    JPM

 

Primary CUSIP 46625h100    Primary ISIN US46625H1005    Primary SEDOL 2190385

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Linda B. Bammann   Mgmt   Yes   For   For
1b   Elect Director James A. Bell   Mgmt   Yes   For   For
1c   Elect Director Crandall C. Bowles   Mgmt   Yes   For   For
1d   Elect Director Stephen B. Burke   Mgmt   Yes   For   Against
1e   Elect Director James S. Crown   Mgmt   Yes   For   For
1f   Elect Director James Dimon   Mgmt   Yes   For   For
1g   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1h   Elect Director Laban P. Jackson, Jr.   Mgmt   Yes   For   For
1i   Elect Director Michael A. Neal   Mgmt   Yes   For   For
1j   Elect Director Lee R. Raymond   Mgmt   Yes   For   Against
1k   Elect Director William C. Weldon   Mgmt   Yes   For   Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   Against
7   Amend Bylaws—Call Special Meetings   SH   Yes   Against   For
8   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
9   Report on Certain Vesting Program   SH   Yes   Against   For
10   Disclosure of Recoupment Activity from Senior Officers   SH   Yes   Against   For

Kate Spade & Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    485865109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    KATE

 

Primary CUSIP 485865109    Primary ISIN US4858651098    Primary SEDOL BJWG213

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lawrence S. Benjamin   Mgmt   Yes   For   Against
1.2   Elect Director Raul J. Fernandez   Mgmt   Yes   For   Against
1.3   Elect Director Kenneth B. Gilman   Mgmt   Yes   For   Against
1.4   Elect Director Nancy J. Karch   Mgmt   Yes   For   For
1.5   Elect Director Kenneth P. Kopelman   Mgmt   Yes   For   For
1.6   Elect Director Craig A. Leavitt   Mgmt   Yes   For   For
1.7   Elect Director Deborah J. Lloyd   Mgmt   Yes   For   For


1.8   Elect Director Douglas Mack   Mgmt   Yes   For   For
1.9   Elect Director Jan Singer   Mgmt   Yes   For   Against
1.10   Elect Director Doreen A. Toben   Mgmt   Yes   For   Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
5   Amend Right to Call Special Meeting   Mgmt   Yes   For   For
6   Amend Bylaws—Call Special Meetings   SH   Yes   Against   For

Raptor Pharmaceutical Corp.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    75382F106
Record Date    03/10/2015    Meeting Type    Annual    Ticker    RPTP

 

Primary CUSIP 75382F106    Primary ISIN US75382F1066    Primary SEDOL B1FRLT8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Raymond W. (Bill) Anderson   Mgmt   Yes   For   For
1.2   Elect Director Suzanne L. Bruhn   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Franklin   Mgmt   Yes   For   For
1.4   Elect Director Georges Gemayel   Mgmt   Yes   For   For
1.5   Elect Director Llew Keltner   Mgmt   Yes   For   For
1.6   Elect Director Gregg Lapointe   Mgmt   Yes   For   For
1.7   Elect Director Julie Anne Smith   Mgmt   Yes   For   For
1.8   Elect Director Christopher M. Starr   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

Springleaf Holdings, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    85172J101
Record Date    03/25/2015    Meeting Type    Annual    Ticker    LEAF

 

Primary CUSIP 85172J101    Primary ISIN US85172J1016    Primary SEDOL BFMXX79

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Douglas L. Jacobs   Mgmt   Yes   For   For
1.2   Elect Director Anahaita N. Kotval   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


Statoil ASA

 

Meeting Date    05/19/2015    Country    Norway    Primary Security ID    R8413J103
Record Date       Meeting Type    Annual    Ticker    STL

 

Primary CUSIP R4446E112    Primary ISIN NO0010096985    Primary SEDOL 7133608

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Open Meeting   Mgmt   No    
2   Registration of Attending Shareholders and Proxies   Mgmt   No    
3   Elect Chairman of Meeting   Mgmt   Yes   For   For
4   Approve Notice of Meeting and Agenda   Mgmt   Yes   For   For
5   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
6   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.20 Per Share   Mgmt   Yes   For   For
  Shareholder Proposals   Mgmt   No    
7   Implement Strategic Resilience for 2035 and Beyond   SH   Yes   For   For
8   Assess Statoil’s Project Within the Portfolio For its Resilience Against IPCC’s AR5 Scenarios and Report to Shareholders   SH   Yes   Against   For
9   Implement New Strategy for a More Sustainable Development and Administration of the Company’s Resources and Business   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
10   Approve Company’s Corporate Governance Statement   Mgmt   Yes   For   For
11   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   Against
12   Approve Remuneration of Auditors   Mgmt   Yes   For   For
13   Elect Bjorn Haavik as Deputy Member of Nominating Committee   Mgmt   Yes   For   For
14   Approve Remuneration of Corporate Assembly   Mgmt   Yes   For   For
15   Approve Remuneration of Nominating Committee   Mgmt   Yes   For   For
16   Approve Distribution of Dividends   Mgmt   Yes   For   For
17   Approve Equity Plan Financing   Mgmt   Yes   For   Against
18   Authorize Share Repurchase Program and Cancellation of Repurchased Shares   Mgmt   Yes   For   For

Western Alliance Bancorporation

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    957638109
Record Date    04/01/2015    Meeting Type    Annual    Ticker    WAL

 

Primary CUSIP 957638109    Primary ISIN US9576381092    Primary SEDOL B0CCGJ4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Bruce Beach   Mgmt   Yes   For   For
1.2   Elect Director William S. Boyd   Mgmt   Yes   For   For
1.3   Elect Director Steven J. Hilton   Mgmt   Yes   For   For
1.4   Elect Director Marianne Boyd Johnson   Mgmt   Yes   For   For


1.5   Elect Director Kenneth A. Vecchione   Mgmt   Yes   For   For
2   Amend Articles to Declassify the Board, to Provide for the Annual Election of all Directors, and Removal of Directors Without Cause   Mgmt   Yes   For   For
3   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify McGladrey LLP as Auditors   Mgmt   Yes   For   For

American Tower Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    03027X100
Record Date    03/24/2015    Meeting Type    Annual    Ticker    AMT

 

Primary CUSIP 03027X100    Primary ISIN US03027X1000    Primary SEDOL B7FBFL2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Raymond P. Dolan   Mgmt   Yes   For   For
1b   Elect Director Carolyn F. Katz   Mgmt   Yes   For   For
1c   Elect Director Gustavo Lara Cantu   Mgmt   Yes   For   Against
1d   Elect Director Craig Macnab   Mgmt   Yes   For   For
1e   Elect Director JoAnn A. Reed   Mgmt   Yes   For   For
1f   Elect Director Pamela D.A. Reeve   Mgmt   Yes   For   Against
1g   Elect Director David E. Sharbutt   Mgmt   Yes   For   For
1h   Elect Director James D. Taiclet, Jr.   Mgmt   Yes   For   For
1i   Elect Director Samme L. Thompson   Mgmt   Yes   For   Against
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

AmSurg Corp.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    03232P405
Record Date    04/02/2015    Meeting Type    Annual    Ticker    AMSG

 

Primary CUSIP 03232P405    Primary ISIN US03232P4054    Primary SEDOL 2781381

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas G. Cigarran   Mgmt   Yes   For   For
1.2   Elect Director John T. Gawaluck   Mgmt   Yes   For   For
1.3   Elect Director Cynthia S. Miller   Mgmt   Yes   For   For
1.4   Elect Director John W. Popp, Jr.   Mgmt   Yes   For   For
2   Amend Charter to Increase Authorized Capital Stock, Increase Authorized Common Stock and Remove the Designation of the Preferences, Limitations and Rights of the Series C Junior Participating Preferred Stock and Adopt Articles of Amendment   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For


AmTrust Financial Services, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    032359309
Record Date    03/25/2015    Meeting Type    Annual    Ticker    AFSI

 

Primary CUSIP 032359309    Primary ISIN US0323593097    Primary SEDOL B1H4YP4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Donald T. DeCarlo   Mgmt   Yes   For   Withhold
1.2   Elect Director Susan C. Fisch   Mgmt   Yes   For   For
1.3   Elect Director Abraham Gulkowitz   Mgmt   Yes   For   For
1.4   Elect Director George Karfunkel   Mgmt   Yes   For   For
1.5   Elect Director Michael Karfunkel   Mgmt   Yes   For   Withhold
1.6   Elect Director Jay J. Miller   Mgmt   Yes   For   Withhold
1.7   Elect Director Barry D. Zyskind   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   Against

Anworth Mortgage Asset Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    037347101
Record Date    03/12/2015    Meeting Type    Annual    Ticker    ANH

 

Primary CUSIP 037347101    Primary ISIN US0373471012    Primary SEDOL 2581901

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lloyd McAdams   Mgmt   Yes   For   For
1.2   Elect Director Lee A. Ault, III   Mgmt   Yes   For   For
1.3   Elect Director Joe E. Davis   Mgmt   Yes   For   For
1.4   Elect Director Robert C. Davis   Mgmt   Yes   For   For
1.5   Elect Director Mark S. Maron   Mgmt   Yes   For   For
1.6   Elect Director Joseph E. McAdams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify McGladrey LLP as Auditors   Mgmt   Yes   For   For

Graphic Packaging Holding Company

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    388689101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    GPK

 

Primary CUSIP 388689101    Primary ISIN US3886891015    Primary SEDOL B2Q8249

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul D. Carrico   Mgmt   Yes   For   For
1.2   Elect Director Philip R. Martens   Mgmt   Yes   For   For
1.3   Elect Director Lynn A. Wentworth   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


ION Geophysical Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    462044108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    IO

 

Primary CUSIP 462044108    Primary ISIN US4620441083    Primary SEDOL 2460293

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director R. Brian Hanson   Mgmt   Yes   For   For
1.2   Elect Director Hao Huimin   Mgmt   Yes   For   For
1.3   Elect Director James M. Lapeyre, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Magellan Health, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    559079207
Record Date    03/31/2015    Meeting Type    Annual    Ticker    MGLN

 

Primary CUSIP 559079207    Primary ISIN US5590792074    Primary SEDOL 2307787

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Eran Broshy   Mgmt   Yes   For   Withhold
1.2   Elect Director Kay Coles James   Mgmt   Yes   For   Withhold
1.3   Elect Director Mary F. Sammons   Mgmt   Yes   For   Withhold
1.4   Elect Director John O. Agwunobi   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Mondelez International, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    609207105
Record Date    03/11/2015    Meeting Type    Annual    Ticker    MDLZ

 

Primary CUSIP 609207105    Primary ISIN US6092071058    Primary SEDOL B8CKK03

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For
1b   Elect Director Lewis W.K. Booth   Mgmt   Yes   For   For
1c   Elect Director Lois D. Juliber   Mgmt   Yes   For   Against
1d   Elect Director Mark D. Ketchum   Mgmt   Yes   For   Against
1e   Elect Director Jorge S. Mesquita   Mgmt   Yes   For   For
1f   Elect Director Joseph Neubauer   Mgmt   Yes   For   For
1g   Elect Director Nelson Peltz   Mgmt   Yes   For   For
1h   Elect Director Fredric G. Reynolds   Mgmt   Yes   For   For
1i   Elect Director Irene B. Rosenfeld   Mgmt   Yes   For   For
1j   Elect Director Patrick T. Siewert   Mgmt   Yes   For   For


1k   Elect Director Ruth J. Simmons   Mgmt   Yes   For   Against
1l   Elect Director Jean-François M. L. van Boxmeer   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Assess Environmental Impact of Non-Recyclable Packaging   SH   Yes   Against   For

ONEOK, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    682680103
Record Date    03/23/2015    Meeting Type    Annual    Ticker    OKE

 

Primary CUSIP 682680103    Primary ISIN US6826801036    Primary SEDOL 2130109

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James C. Day   Mgmt   Yes   For   For
1.2   Elect Director Julie H. Edwards   Mgmt   Yes   For   For
1.3   Elect Director William L. Ford   Mgmt   Yes   For   For
1.4   Elect Director John W. Gibson   Mgmt   Yes   For   For
1.5   Elect Director Steven J. Malcolm   Mgmt   Yes   For   For
1.6   Elect Director Jim W. Mogg   Mgmt   Yes   For   For
1.7   Elect Director Pattye L. Moore   Mgmt   Yes   For   For
1.8   Elect Director Gary D. Parker   Mgmt   Yes   For   For
1.9   Elect Director Eduardo A. Rodriguez   Mgmt   Yes   For   For
1.10   Elect Director Terry K. Spencer   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

RAIT FINANCIAL TRUST

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    749227609
Record Date    03/20/2015    Meeting Type    Annual    Ticker    RAS

 

Primary CUSIP 749227609    Primary ISIN US7492276099    Primary SEDOL 2138716

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Scott F. Schaeffer   Mgmt   Yes   For   For
1.2   Elect Director Andrew Batinovich   Mgmt   Yes   For   For
1.3   Elect Director Edward S. Brown   Mgmt   Yes   For   For
1.4   Elect Director Frank A. Farnesi   Mgmt   Yes   For   For
1.5   Elect Director S. Kristin Kim   Mgmt   Yes   For   For
1.6   Elect Director Jon C. Sarkisian   Mgmt   Yes   For   For
1.7   Elect Director Andrew M. Silberstein   Mgmt   Yes   For   For
1.8   Elect Director Murray Stempel, III   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


SAP SE

 

Meeting Date    05/20/2015    Country    Germany    Primary Security ID    D66992104
Record Date    04/28/2015    Meeting Type    Annual    Ticker    SAP

 

Primary CUSIP D66992104    Primary ISIN DE0007164600    Primary SEDOL 4846288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6.1   Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights   Mgmt   Yes   For   For
6.2   Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   Yes   For   For
7   Approve Remuneration of Supervisory Board   Mgmt   Yes   For   For

YELP INC.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    985817105
Record Date    03/23/2015    Meeting Type    Annual    Ticker    YELP

 

Primary CUSIP 985817105    Primary ISIN US9858171054    Primary SEDOL B7KCD72

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Geoff Donaker   Mgmt   Yes   For   For
1.2   Elect Director Robert Gibbs   Mgmt   Yes   For   For
1.3   Elect Director Jeremy Stoppelman   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Capital Senior Living Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    140475104
Record Date    03/25/2015    Meeting Type    Annual    Ticker    CSU

 

Primary CUSIP 140475104    Primary ISIN US1404751042    Primary SEDOL 2121772

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Keith N. Johannessen   Mgmt   Yes   For   For
1.2   Elect Director Jill M. Krueger   Mgmt   Yes   For   For
1.3   Elect Director Michael W. Reid   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Other Business   Mgmt   Yes   For   Against

Comcast Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    20030N101
Record Date    03/12/2015    Meeting Type    Annual    Ticker    CMCSA

 

Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kenneth J. Bacon   Mgmt   Yes   For   For
1.2   Elect Director Sheldon M. Bonovitz   Mgmt   Yes   For   For
1.3   Elect Director Edward D. Breen   Mgmt   Yes   For   For
1.4   Elect Director Joseph J. Collins   Mgmt   Yes   For   For
1.5   Elect Director J. Michael Cook   Mgmt   Yes   For   For
1.6   Elect Director Gerald L. Hassell   Mgmt   Yes   For   For
1.7   Elect Director Jeffrey A. Honickman   Mgmt   Yes   For   For
1.8   Elect Director Eduardo G. Mestre   Mgmt   Yes   For   For
1.9   Elect Director Brian L. Roberts   Mgmt   Yes   For   For
1.10   Elect Director Ralph J. Roberts   Mgmt   Yes   For   For
1.11   Elect Director Johnathan A. Rodgers   Mgmt   Yes   For   For
1.12   Elect Director Judith Rodin   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For

Deutsche Bank AG

 

Meeting Date    05/21/2015    Country    Germany    Primary Security ID    D18190898
Record Date       Meeting Type    Annual    Ticker    DBK

 

Primary CUSIP D18190898    Primary ISIN DE0005140008    Primary SEDOL 5750355

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   Against
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For


6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
8   Elect Louise Parent to the Supervisory Board   Mgmt   Yes   For   For
9   Approve Creation of EUR 352 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   Yes   For   For
10   Approve Creation of EUR 1.4 Billion Pool of Capital with Preemptive Rights   Mgmt   Yes   For   For
  Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V.Through Power of Attorney for Various Shareholders   Mgmt   No    
11   Approve Special Audit Re: Breach of Legal Obligations and Caused Damage to the Company by Management and Supervisory Boards; Appoint BDO AG as Special Auditor   SH   Yes   Against   Against

Deutsche Telekom AG

 

Meeting Date    05/21/2015    Country    Germany    Primary Security ID    D2035M136
Record Date       Meeting Type    Annual    Ticker    DTE

 

Primary CUSIP D2035M136    Primary ISIN DE0005557508    Primary SEDOL 5842359

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Reelect Wulf Bernotat to the Supervisory Board   Mgmt   Yes   For   For
7   Elect Michael Kaschke to the Supervisory Board   Mgmt   Yes   For   For

Employers Holdings, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    292218104
Record Date    03/23/2015    Meeting Type    Annual    Ticker    EIG

 

Primary CUSIP 292218104    Primary ISIN US2922181043    Primary SEDOL B1Q1RR9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Valerie R. Glenn   Mgmt   Yes   For   For
1.2   Elect Director Ronald F. Mosher   Mgmt   Yes   For   For
1.3   Elect Director Katherine W. Ong   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Engility Holdings, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    29286C107
Record Date    03/25/2015    Meeting Type    Annual    Ticker    EGL

 

Primary CUSIP 29286C107    Primary ISIN US29286C1071    Primary SEDOL BVWVSS1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lynn A. Dugle   Mgmt   Yes   For   For
1.2   Elect Director Charles S. Ream   Mgmt   Yes   For   For
1.3   Elect Director Anthony Smeraglinolo   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Euronet Worldwide, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    298736109
Record Date    03/24/2015    Meeting Type    Annual    Ticker    EEFT

 

Primary CUSIP 298736109    Primary ISIN US2987361092    Primary SEDOL 2320148

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul S. Althasen   Mgmt   Yes   For   For
1.2   Elect Director Thomas A. McDonnell   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Intel Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    458140100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    INTC

 

Primary CUSIP 458140100    Primary ISIN US4581401001    Primary SEDOL 2463247

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Charlene Barshefsky   Mgmt   Yes   For   For
1b   Elect Director Aneel Bhusri   Mgmt   Yes   For   For
1c   Elect Director Andy D. Bryant   Mgmt   Yes   For   For
1d   Elect Director Susan L. Decker   Mgmt   Yes   For   For
1e   Elect Director John J. Donahoe   Mgmt   Yes   For   For
1f   Elect Director Reed E. Hundt   Mgmt   Yes   For   For
1g   Elect Director Brian M. Krzanich   Mgmt   Yes   For   For
1h   Elect Director James D. Plummer   Mgmt   Yes   For   For
1i   Elect Director David S. Pottruck   Mgmt   Yes   For   For
1j   Elect Director Frank D. Yeary   Mgmt   Yes   For   For
1k   Elect Director David B. Yoffie   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
6   Adopt Holy Land Principles   SH   Yes   Against   Against
7   Require Independent Board Chairman   SH   Yes   Against   For
8   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

JetBlue Airways Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    477143101
Record Date    03/27/2015    Meeting Type    Annual    Ticker    JBLU

 

Primary CUSIP 477143101    Primary ISIN US4771431016    Primary SEDOL 2852760

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jens Bischof   Mgmt   Yes   For   For
1b   Elect Director Peter Boneparth   Mgmt   Yes   For   For
1c   Elect Director David Checketts   Mgmt   Yes   For   For
1d   Elect Director Virginia Gambale   Mgmt   Yes   For   For
1e   Elect Director Stephan Gemkow   Mgmt   Yes   For   For
1f   Elect Director Robin Hayes   Mgmt   Yes   For   For
1g   Elect Director Ellen Jewett   Mgmt   Yes   For   For
1h   Elect Director Stanley McChrystal   Mgmt   Yes   For   For
1i   Elect Director Joel Peterson   Mgmt   Yes   For   For
1j   Elect Director Frank Sica   Mgmt   Yes   For   For
1k   Elect Director Thomas Winkelmann   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

MannKind Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    56400P201
Record Date    03/22/2015    Meeting Type    Annual    Ticker    MNKD

 

Primary CUSIP 56400P201    Primary ISIN US56400P2011    Primary SEDOL B010TR8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alfred E. Mann   Mgmt   Yes   For   For
1.2   Elect Director Hakan S. Edstrom   Mgmt   Yes   For   For
1.3   Elect Director Ronald J. Consiglio   Mgmt   Yes   For   For
1.4   Elect Director Michael A. Friedman   Mgmt   Yes   For   For
1.5   Elect Director Kent Kresa   Mgmt   Yes   For   For


1.6   Elect Director David H. MacCallum   Mgmt   Yes   For   For
1.7   Elect Director Henry L. Nordhoff   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Marsh & McLennan Companies, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    571748102
Record Date    03/23/2015    Meeting Type    Annual    Ticker    MMC

 

Primary CUSIP 571748102    Primary ISIN US5717481023    Primary SEDOL 2567741

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Oscar Fanjul   Mgmt   Yes   For   For
1b   Elect Director Daniel S. Glaser   Mgmt   Yes   For   For
1c   Elect Director H. Edward Hanway   Mgmt   Yes   For   For
1d   Elect Director Lord Lang of Monkton   Mgmt   Yes   For   For
1e   Elect Director Elaine La Roche   Mgmt   Yes   For   For
1f   Elect Director Maria Silvia Bastos Marques   Mgmt   Yes   For   For
1g   Elect Director Steven A. Mills   Mgmt   Yes   For   For
1h   Elect Director Bruce P. Nolop   Mgmt   Yes   For   For
1i   Elect Director Marc D. Oken   Mgmt   Yes   For   For
1j   Elect Director Morton O. Schapiro   Mgmt   Yes   For   For
1k   Elect Director Lloyd M. Yates   Mgmt   Yes   For   For
1l   Elect Director R. David Yost   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

McDonald’s Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    580135101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    MCD

 

Primary CUSIP 580135101    Primary ISIN US5801351017    Primary SEDOL 2550707

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Susan E. Arnold   Mgmt   Yes   For   For
1b   Elect Director Stephen J. Easterbrook   Mgmt   Yes   For   For
1c   Elect Director Robert A. Eckert   Mgmt   Yes   For   For
1d   Elect Director Margaret (Margo) H. Georgiadis   Mgmt   Yes   For   For
1e   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1f   Elect Director Jeanne P. Jackson   Mgmt   Yes   For   For
1g   Elect Director Richard H. Lenny   Mgmt   Yes   For   For
1h   Elect Director Walter E. Massey   Mgmt   Yes   For   For


1i   Elect Director Andrew J. McKenna   Mgmt   Yes   For   For
1j   Elect Director Sheila A. Penrose   Mgmt   Yes   For   For
1k   Elect Director John W. Rogers, Jr.   Mgmt   Yes   For   For
1l   Elect Director Roger W. Stone   Mgmt   Yes   For   For
1m   Elect Director Miles D. White   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Proxy Access   SH   Yes   Against   For
7   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against
8   Educate Public About GMO Benefits   SH   Yes   Against   Against
9   Report on Practices to Mitigate Palm Oil Sourcing Impacts   SH   Yes   Against   Against

Skechers U.S.A., Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    830566105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    SKX

 

Primary CUSIP 830566105    Primary ISIN US8305661055    Primary SEDOL 2428042

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert Greenberg   Mgmt   Yes   For   For
1.2   Elect Director Morton Erlich   Mgmt   Yes   For   Withhold
1.3   Elect Director Thomas Walsh   Mgmt   Yes   For   For
2   Report on Plans to Increase Board Diversity   SH   Yes   Against   For

Sovran Self Storage, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    84610H108
Record Date    03/20/2015    Meeting Type    Annual    Ticker    SSS

 

Primary CUSIP 84610H108    Primary ISIN US84610H1086    Primary SEDOL 2832212

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Attea   Mgmt   Yes   For   For
1.2   Elect Director Kenneth F. Myszka   Mgmt   Yes   For   For
1.3   Elect Director Charles E. Lannon   Mgmt   Yes   For   For
1.4   Elect Director Stephen R. Rusmisel   Mgmt   Yes   For   For
1.5   Elect Director Arthur L. Havener, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Mark G. Barberio   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Deferred Compensation Plan   Mgmt   Yes   For   For


4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Strategic Hotels & Resorts, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    86272T106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    BEE

 

Primary CUSIP 86272T106    Primary ISIN US86272T1060    Primary SEDOL 2438654

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert P. Bowen   Mgmt   Yes   For   For
1.2   Elect Director Raymond L. Gellein, Jr.   Mgmt   Yes   For   For
1.3   Elect Director James A. Jeffs   Mgmt   Yes   For   For
1.4   Elect Director David W. Johnson   Mgmt   Yes   For   For
1.5   Elect Director Richard D. Kincaid   Mgmt   Yes   For   For
1.6   Elect Director David M.C. Michels   Mgmt   Yes   For   For
1.7   Elect Director William A. Prezant   Mgmt   Yes   For   For
1.8   Elect Director Eugene F. Reilly   Mgmt   Yes   For   For
1.9   Elect Director Sheli Z. Rosenberg   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Amend Articles to Remove Antitakeover Provisions   SH   Yes   Against   For

The Home Depot, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    437076102
Record Date    03/23/2015    Meeting Type    Annual    Ticker    HD

 

Primary CUSIP 437076102    Primary ISIN US4370761029    Primary SEDOL 2434209

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ari Bousbib   Mgmt   Yes   For   For
1b   Elect Director Gregory D. Brenneman   Mgmt   Yes   For   For
1c   Elect Director J. Frank Brown   Mgmt   Yes   For   For
1d   Elect Director Albert P. Carey   Mgmt   Yes   For   Against
1e   Elect Director Armando Codina   Mgmt   Yes   For   Against
1f   Elect Director Helena B. Foulkes   Mgmt   Yes   For   Against
1g   Elect Director Wayne M. Hewett   Mgmt   Yes   For   For
1h   Elect Director Karen L. Katen   Mgmt   Yes   For   Against
1i   Elect Director Craig A. Menear   Mgmt   Yes   For   For
1j   Elect Director Mark Vadon   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For

Vornado Realty Trust

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    929042109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    VNO

 

Primary CUSIP 929042109    Primary ISIN US9290421091    Primary SEDOL 2933632

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven Roth   Mgmt   Yes   For   Withhold
1.2   Elect Director Michael D. Fascitelli   Mgmt   Yes   For   Withhold
1.3   Elect Director Russell B. Wight, Jr.   Mgmt   Yes   For   Withhold
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For

Chesapeake Energy Corporation

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    165167107
Record Date    03/23/2015    Meeting Type    Annual    Ticker    CHK

 

Primary CUSIP 165167107    Primary ISIN US1651671075    Primary SEDOL 2182779

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Archie W. Dunham   Mgmt   Yes   For   For
1b   Elect Director Vincent J. Intrieri   Mgmt   Yes   For   For
1c   Elect Director Robert D. Lawler   Mgmt   Yes   For   For
1d   Elect Director John J. Lipinski   Mgmt   Yes   For   For
1e   Elect Director R. Brad Martin   Mgmt   Yes   For   For
1f   Elect Director Merrill A. ‘Pete’ Miller, Jr.   Mgmt   Yes   For   For
1g   Elect Director Frederic M. Poses   Mgmt   Yes   For   For
1h   Elect Director Kimberly K. Querrey   Mgmt   Yes   For   For
1i   Elect Director Louis A. Raspino   Mgmt   Yes   For   For
1j   Elect Director Thomas L. Ryan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Require Director Nominee with Environmental Experience   SH   Yes   Against   Against
5   Report on Capital Expenditure Strategy with Respect to Climate Change Policy   SH   Yes   Against   For
6   Report on Political Contributions   SH   Yes   Against   For
7   Establish Risk Oversight Committee   SH   Yes   Against   Against


Integra LifeSciences Holdings Corporation

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    457985208
Record Date    03/31/2015    Meeting Type    Annual    Ticker    IART

 

Primary CUSIP 457985208    Primary ISIN US4579852082    Primary SEDOL 2248693

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Peter J. Arduini   Mgmt   Yes   For   For
1.2   Elect Director Keith Bradley   Mgmt   Yes   For   For
1.3   Elect Director Richard E. Caruso   Mgmt   Yes   For   For
1.4   Elect Director Stuart M. Essig   Mgmt   Yes   For   For
1.5   Elect Director Barbara B. Hill   Mgmt   Yes   For   For
1.6   Elect Director Lloyd W. Howell, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Donald E. Morel, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Raymond G. Murphy   Mgmt   Yes   For   For
1.9   Elect Director Christian S. Schade   Mgmt   Yes   For   For
1.10   Elect Director James M. Sullivan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Weyerhaeuser Company

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    962166104
Record Date    03/27/2015    Meeting Type    Annual    Ticker    WY

 

Primary CUSIP 962166104    Primary ISIN US9621661043    Primary SEDOL 2958936

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David P. Bozeman   Mgmt   Yes   For   For
1.2   Elect Director Debra A. Cafaro   Mgmt   Yes   For   For
1.3   Elect Director Mark A. Emmert   Mgmt   Yes   For   Against
1.4   Elect Director John I. Kieckhefer   Mgmt   Yes   For   For
1.5   Elect Director Wayne W. Murdy   Mgmt   Yes   For   For
1.6   Elect Director Nicole W. Piasecki   Mgmt   Yes   For   Against
1.7   Elect Director Doyle R. Simons   Mgmt   Yes   For   For
1.8   Elect Director D. Michael Steuert   Mgmt   Yes   For   Against
1.9   Elect Director Kim Williams   Mgmt   Yes   For   For
1.10   Elect Director Charles R. Williamson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


DigitalGlobe, Inc.

 

Meeting Date    05/26/2015    Country    USA    Primary Security ID    25389M877
Record Date    04/01/2015    Meeting Type    Annual    Ticker    DGI

 

Primary CUSIP 25389M877    Primary ISIN US25389M8771    Primary SEDOL B0V0257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Roxanne J. Decyk   Mgmt   Yes   For   For
1b   Elect Director Martin C. Faga   Mgmt   Yes   For   For
1c   Elect Director Lawrence A. Hough   Mgmt   Yes   For   For
1d   Elect Director Warren C. Jenson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Merck & Co., Inc.

 

Meeting Date    05/26/2015    Country    USA    Primary Security ID    58933Y105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    MRK

 

Primary CUSIP 58933Y105    Primary ISIN US58933Y1055    Primary SEDOL 2778844

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Leslie A. Brun   Mgmt   Yes   For   For
1b   Elect Director Thomas R. Cech   Mgmt   Yes   For   For
1c   Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For
1d   Elect Director Thomas H. Glocer   Mgmt   Yes   For   For
1e   Elect Director William B. Harrison, Jr.   Mgmt   Yes   For   For
1f   Elect Director C. Robert Kidder   Mgmt   Yes   For   For
1g   Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For
1h   Elect Director Carlos E. Represas   Mgmt   Yes   For   For
1i   Elect Director Patricia F. Russo   Mgmt   Yes   For   For
1j   Elect Director Craig B. Thompson   Mgmt   Yes   For   For
1k   Elect Director Wendell P. Weeks   Mgmt   Yes   For   For
1l   Elect Director Peter C. Wendell   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against


Airbus Group

 

Meeting Date    05/27/2015    Country    Netherlands    Primary Security ID    N0280E105
Record Date    04/29/2015    Meeting Type    Annual    Ticker    AIR

 

Primary CUSIP F17114103    Primary ISIN NL0000235190    Primary SEDOL 4012250

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Open Meeting   Mgmt   No    
2.1   Discussion on Company’s Corporate Governance Structure   Mgmt   No    
2.2   Receive Report on Business and Financial Statements   Mgmt   No    
2.3   Discuss Remuneration Report Containing Remuneration Policy   Mgmt   No    
2.4   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
3   Discussion of Agenda Items   Mgmt   No    
4.1   Adopt Financial Statements   Mgmt   Yes   For   For
4.2   Approve Allocation of Income and Dividends of EUR 1.20 per Share   Mgmt   Yes   For   For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors   Mgmt   Yes   For   For
4.4   Approve Discharge of Executive Members of the Board of Directors   Mgmt   Yes   For   For
4.5   Ratify KPMG as Auditors   Mgmt   Yes   For   For
4.6   Approve Remuneration Policy Changes   Mgmt   Yes   For   For
4.7   Change Company Form to European Company   Mgmt   Yes   For   For
4.8   Elect Maria Amparo Moraleda Martinez as Director   Mgmt   Yes   For   For
4.9   Grant Board Authority to Issue Shares Up to 0.38 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP Plans   Mgmt   Yes   For   For
4.10   Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding   Mgmt   Yes   For   For
4.11   Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
4.12   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital Re: Exceptional Share Buyback Programme   Mgmt   Yes   For   For
4.13   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
5   Close Meeting   Mgmt   No    

Bayer AG

 

Meeting Date    05/27/2015    Country    Germany    Primary Security ID    D0712D163
Record Date       Meeting Type    Annual    Ticker    BAYN

 

Primary CUSIP D0712D163    Primary ISIN DE000BAY0017    Primary SEDOL 5069211

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.25 per Share for Fiscal 2014   Mgmt   Yes   For   For
2   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
3   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For


4   Elect Otmar Wiestler to the Supervisory Board   Mgmt   Yes   For   For
5   Amend Corporate Purpose   Mgmt   Yes   For   For
6   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For

Chevron Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    166764100
Record Date    04/01/2015    Meeting Type    Annual    Ticker    CVX

 

Primary CUSIP 166764100    Primary ISIN US1667641005    Primary SEDOL 2838555

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Alexander B. Cummings, Jr.   Mgmt   Yes   For   For
1b   Elect Director Linnet F. Deily   Mgmt   Yes   For   For
1c   Elect Director Robert E. Denham   Mgmt   Yes   For   For
1d   Elect Director Alice P. Gast   Mgmt   Yes   For   For
1e   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1f   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
1g   Elect Director Charles W. Moorman, IV   Mgmt   Yes   For   For
1h   Elect Director John G. Stumpf   Mgmt   Yes   For   For
1i   Elect Director Ronald D. Sugar   Mgmt   Yes   For   For
1j   Elect Director Inge G. Thulin   Mgmt   Yes   For   For
1k   Elect Director Carl Ware   Mgmt   Yes   For   For
1l   Elect Director John S. Watson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Charitable Contributions   SH   Yes   Against   Against
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Prohibit Political Spending   SH   Yes   Against   Against
7   Increase Return of Capital to Shareholders in Light of Climate Change Risks   SH   Yes   Against   Against
8   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   Against
9   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts   SH   Yes   Against   For
10   Proxy Access   SH   Yes   Against   For
11   Require Independent Board Chairman   SH   Yes   Against   Against
12   Require Director Nominee with Environmental Experience   SH   Yes   Against   For
13   Amend Bylaws - Call Special Meetings   SH   Yes   Against   For


Deutsche Post AG

 

Meeting Date    05/27/2015    Country    Germany    Primary Security ID    D19225107
Record Date       Meeting Type    Annual    Ticker    DPW

 

Primary CUSIP D19225107    Primary ISIN DE0005552004    Primary SEDOL 4617859

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Reelect Roland Oetker to the Supervisory Board   Mgmt   Yes   For   For
7   Amend Articles Re: Participation and Voting at General Meeting   Mgmt   Yes   For   For

Exxon Mobil Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    30231G102
Record Date    04/07/2015    Meeting Type    Annual    Ticker    XOM

 

Primary CUSIP 30231G102    Primary ISIN US30231G1022    Primary SEDOL 2326618

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael J. Boskin   Mgmt   Yes   For   For
1.2   Elect Director Peter Brabeck-Letmathe   Mgmt   Yes   For   For
1.3   Elect Director Ursula M. Burns   Mgmt   Yes   For   For
1.4   Elect Director Larry R. Faulkner   Mgmt   Yes   For   For
1.5   Elect Director Jay S. Fishman   Mgmt   Yes   For   For
1.6   Elect Director Henrietta H. Fore   Mgmt   Yes   For   For
1.7   Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For
1.8   Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For
1.9   Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For
1.10   Elect Director Steven S. Reinemund   Mgmt   Yes   For   For
1.11   Elect Director Rex W. Tillerson   Mgmt   Yes   For   For
1.12   Elect Director William C. Weldon   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   For
6   Require Director Nominee with Environmental Experience   SH   Yes   Against   For
7   Increase the Number of Females on the Board   SH   Yes   Against   For
8   Disclose Percentage of Females at Each Percentile of Compensation   SH   Yes   Against   Against


9   Report on Lobbying Payments and Policy   SH   Yes   Against   For
10   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   For
11   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts   SH   Yes   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    31620M106
Record Date    04/01/2015    Meeting Type    Annual    Ticker    FIS

 

Primary CUSIP 31620M106    Primary ISIN US31620M1062    Primary SEDOL 2769796

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ellen R. Alemany   Mgmt   Yes   For   For
1b   Elect Director William P. Foley, II   Mgmt   Yes   For   For
1c   Elect Director Thomas M. Hagerty   Mgmt   Yes   For   For
1d   Elect Director Keith W. Hughes   Mgmt   Yes   For   For
1e   Elect Director David K. Hunt   Mgmt   Yes   For   For
1f   Elect Director Stephan A. James   Mgmt   Yes   For   For
1g   Elect Director Frank R. Martire   Mgmt   Yes   For   For
1h   Elect Director Richard N. Massey   Mgmt   Yes   For   For
1i   Elect Director Leslie M. Muma   Mgmt   Yes   For   For
1j   Elect Director Gary A. Norcross   Mgmt   Yes   For   For
1k   Elect Director James B. Stallings, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Hanmi Financial Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    410495204
Record Date    04/01/2015    Meeting Type    Annual    Ticker    HAFC

 

Primary CUSIP 410495204    Primary ISIN US4104952043    Primary SEDOL B6TPXR5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director I Joon Ahn   Mgmt   Yes   For   For
1.2   Elect Director John J. Ahn   Mgmt   Yes   For   For
1.3   Elect Director Christie K. Chu   Mgmt   Yes   For   For
1.4   Elect Director John A. Hall   Mgmt   Yes   For   For
1.5   Elect Director Paul Seon-Hong Kim   Mgmt   Yes   For   For
1.6   Elect Director C. G. Kum   Mgmt   Yes   For   For
1.7   Elect Director Joon Hyung Lee   Mgmt   Yes   For   For
1.8   Elect Director Joseph K. Rho   Mgmt   Yes   For   For
1.9   Elect Director David L. Rosenblum   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Kindred Healthcare, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    494580103
Record Date    03/30/2015    Meeting Type    Annual    Ticker    KND

 

Primary CUSIP 494580103    Primary ISIN US4945801037    Primary SEDOL 2752677

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Joel Ackerman   Mgmt   Yes   For   For
1b   Elect Director Jonathan D. Blum   Mgmt   Yes   For   For
1c   Elect Director Benjamin A. Breier   Mgmt   Yes   For   For
1d   Elect Director Thomas P. Cooper   Mgmt   Yes   For   For
1e   Elect Director Paul J. Diaz   Mgmt   Yes   For   For
1f   Elect Director Heyward R. Donigan   Mgmt   Yes   For   For
1g   Elect Director Richard Goodman   Mgmt   Yes   For   For
1h   Elect Director Christopher T. Hjelm   Mgmt   Yes   For   For
1i   Elect Director Frederick J. Kleisner   Mgmt   Yes   For   Against
1j   Elect Director John H. Short   Mgmt   Yes   For   For
1k   Elect Director Phyllis R. Yale   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Northfield Bancorp, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    66611T108
Record Date    04/02/2015    Meeting Type    Annual    Ticker    NFBK

 

Primary CUSIP 66611T108    Primary ISIN US66611T1088    Primary SEDOL B8NB2R6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Timothy C. Harrison   Mgmt   Yes   For   For
1.2   Elect Director Karen J. Kessler   Mgmt   Yes   For   For
1.3   Elect Director Susan Lamberti   Mgmt   Yes   For   For
1.4   Elect Director Patrick E. Scura, Jr.   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


NorthStar Realty Finance Corp.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    66704R704
Record Date    04/08/2015    Meeting Type    Annual    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David T. Hamamoto   Mgmt   Yes   For   For
1.2   Elect Director Judith A. Hannaway   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley D. Minami   Mgmt   Yes   For   For
1.4   Elect Director Louis J. Paglia   Mgmt   Yes   For   Withhold
1.5   Elect Director Charles W. Schoenherr   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Perficient, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    71375U101
Record Date    04/01/2015    Meeting Type    Annual    Ticker    PRFT

 

Primary CUSIP 71375U101    Primary ISIN US71375U1016    Primary SEDOL 2442547

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey S. Davis   Mgmt   Yes   For   For
1.2   Elect Director Ralph C. Derrickson   Mgmt   Yes   For   For
1.3   Elect Director John S. Hamlin   Mgmt   Yes   For   For
1.4   Elect Director James R. Kackley   Mgmt   Yes   For   For
1.5   Elect Director David S. Lundeen   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

The Ensign Group, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    29358P101
Record Date    04/02/2015    Meeting Type    Annual    Ticker    ENSG

 

Primary CUSIP 29358P101    Primary ISIN US29358P1012    Primary SEDOL B1YWPP8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Christopher R. Christensen   Mgmt   Yes   For   For
1.2   Elect Director Daren J. Shaw   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Sustainability   SH   Yes   Against   For


Belden Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    077454106
Record Date    04/02/2015    Meeting Type    Annual    Ticker    BDC

 

Primary CUSIP 077454106    Primary ISIN US0774541066    Primary SEDOL B01WL78

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Aldrich   Mgmt   Yes   For   For
1.2   Elect Director Lance C. Balk   Mgmt   Yes   For   For
1.3   Elect Director Steven W. Berglund   Mgmt   Yes   For   For
1.4   Elect Director Judy L. Brown   Mgmt   Yes   For   For
1.5   Elect Director Bryan C. Cressey   Mgmt   Yes   For   For
1.6   Elect Director Glenn Kalnasy   Mgmt   Yes   For   For
1.7   Elect Director George Minnich   Mgmt   Yes   For   For
1.8   Elect Director John M. Monter   Mgmt   Yes   For   For
1.9   Elect Director John S. Stroup   Mgmt   Yes   For   For
2   Ratify Ernst & Young as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

CONMED Corporation

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    207410101
Record Date    04/09/2015    Meeting Type    Annual    Ticker    CNMD

 

Primary CUSIP 207410101    Primary ISIN US2074101013    Primary SEDOL 2216010

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Brian P. Concannon   Mgmt   Yes   For   For
1.2   Elect Director Charles M. Farkas   Mgmt   Yes   For   For
1.3   Elect Director Jo Ann Golden   Mgmt   Yes   For   For
1.4   Elect Director Curt R. Hartman   Mgmt   Yes   For   For
1.5   Elect Director Dirk M. Kuyper   Mgmt   Yes   For   For
1.6   Elect Director Jerome J. Lande   Mgmt   Yes   For   For
1.7   Elect Director Mark E. Tryniski   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against


EastGroup Properties, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    277276101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    EGP

 

Primary CUSIP 277276101    Primary ISIN US2772761019    Primary SEDOL 2455761

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director D. Pike Aloian   Mgmt   Yes   For   For
1b   Elect Director H.C. Bailey, Jr.   Mgmt   Yes   For   For
1c   Elect Director H. Eric Bolton, Jr.   Mgmt   Yes   For   For
1d   Elect Director Hayden C. Eaves, III   Mgmt   Yes   For   For
1e   Elect Director Fredric H. Gould   Mgmt   Yes   For   For
1f   Elect Director David H. Hoster, II   Mgmt   Yes   For   For
1g   Elect Director Mary E. McCormick   Mgmt   Yes   For   For
1h   Elect Director David M. Osnos   Mgmt   Yes   For   For
1i   Elect Director Leland R. Speed   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

ENEL SpA

 

Meeting Date    05/28/2015    Country    Italy    Primary Security ID    T3679P115
Record Date    05/19/2015    Meeting Type    Annual/Special    Ticker    ENEL

 

Primary CUSIP T3679P115    Primary ISIN IT0003128367    Primary SEDOL 7144569

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
  Management Proposals   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Allocation of Income   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
1   Amend Articles Re: Director Honorability Requirements   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
  Shareholder Proposal Submitted by the Italian Treasury   Mgmt   No    
3   Elect Alfredo Antoniozzi as Director   SH   Yes   None   For
  Management Proposals   Mgmt   No    
4   Approve 2015 Monetary Long-Term Incentive Plan   Mgmt   Yes   For   For
5   Approve Remuneration Report   Mgmt   Yes   For   For


HealthStream, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    42222N103
Record Date    04/02/2015    Meeting Type    Annual    Ticker    HSTM

 

Primary CUSIP 42222N103    Primary ISIN US42222N1037    Primary SEDOL 2577870

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert A. Frist, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Frank Gordon   Mgmt   Yes   For   For
1.3   Elect Director C. Martin Harris   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    78467J100
Record Date    04/01/2015    Meeting Type    Annual    Ticker    SSNC

 

Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William A. Etherington   Mgmt   Yes   For   Withhold
1.2   Elect Director Jonathan E. Michael   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

SunEdison, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    86732Y109
Record Date    04/02/2015    Meeting Type    Annual    Ticker    SUNE

 

Primary CUSIP 86732Y109    Primary ISIN US86732Y1091    Primary SEDOL BBC3995

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Antonio R. Alvarez   Mgmt   Yes   For   Against
1b   Elect Director Peter Blackmore   Mgmt   Yes   For   Against
1c   Elect Director Ahmad R. Chatila   Mgmt   Yes   For   For
1d   Elect Director Clayton C. Daley, Jr.   Mgmt   Yes   For   For
1e   Elect Director Emmanuel T. Hernandez   Mgmt   Yes   For   For
1f   Elect Director Georganne C. Proctor   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Approve Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
6   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
7   Provide Right to Act by Written Consent   SH   Yes   Against   For


THE MEDICINES COMPANY

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    584688105
Record Date    04/14/2015    Meeting Type    Annual    Ticker    MDCO

 

Primary CUSIP 584688105    Primary ISIN US5846881051    Primary SEDOL 2616773

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Armin M. Kessler   Mgmt   Yes   For   For
1.2   Elect Director Robert G. Savage   Mgmt   Yes   For   For
1.3   Elect Director Glenn P. Sblendorio   Mgmt   Yes   For   For
1.4   Elect Director Melvin K. Spigelman   Mgmt   Yes   For   For
2   Increase Authorized Common Stock   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Walgreens Boots Alliance, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    931427108
Record Date    03/30/2015    Meeting Type    Annual    Ticker    WBA

 

Primary CUSIP 931427108    Primary ISIN US9314271084    Primary SEDOL BTN1Y44

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Janice M. Babiak   Mgmt   Yes   For   For
1b   Elect Director David J. Brailer   Mgmt   Yes   For   For
1c   Elect Director Steven A. Davis   Mgmt   Yes   For   For
1d   Elect Director William C. Foote   Mgmt   Yes   For   For
1e   Elect Director Ginger L. Graham   Mgmt   Yes   For   For
1f   Elect Director John A. Lederer   Mgmt   Yes   For   For
1g   Elect Director Dominic P. Murphy   Mgmt   Yes   For   For
1h   Elect Director Stefano Pessina   Mgmt   Yes   For   For
1i   Elect Director Barry Rosenstein   Mgmt   Yes   For   For
1j   Elect Director Leonard D. Schaeffer   Mgmt   Yes   For   For
1k   Elect Director Nancy M. Schlichting   Mgmt   Yes   For   For
1l   Elect Director James A. Skinner   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Stock Retention   SH   Yes   Against   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   For
7   Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Yes   Against   Against


PRA GROUP, INC.

 

Meeting Date    05/29/2015    Country    USA    Primary Security ID    69354N106
Record Date    04/04/2015    Meeting Type    Annual    Ticker    PRAA

 

Primary CUSIP 69354N106    Primary ISIN US69354N1063    Primary SEDOL BSHZ3P9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven D. Fredrickson   Mgmt   Yes   For   For
1.2   Elect Director Penelope W. Kyle   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dealertrack Technologies, Inc.

 

Meeting Date    06/01/2015    Country    USA    Primary Security ID    242309102
Record Date    04/10/2015    Meeting Type    Annual    Ticker    TRAK

 

Primary CUSIP 242309102    Primary ISIN US2423091022    Primary SEDOL B0PBS69

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jason Chapnik   Mgmt   Yes   For   For
1.2   Elect Director James Foy   Mgmt   Yes   For   For
1.3   Elect Director Howard L. Tischler   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

UnitedHealth Group Incorporated

 

Meeting Date    06/01/2015    Country    USA    Primary Security ID    91324P102
Record Date    04/02/2015    Meeting Type    Annual    Ticker    UNH

 

Primary CUSIP 91324P102    Primary ISIN US91324P1021    Primary SEDOL 2917766

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director William C. Ballard, Jr.   Mgmt   Yes   For   For
1b   Elect Director Edson Bueno   Mgmt   Yes   For   For
1c   Elect Director Richard T. Burke   Mgmt   Yes   For   For
1d   Elect Director Robert J. Darretta   Mgmt   Yes   For   For
1e   Elect Director Stephen J. Hemsley   Mgmt   Yes   For   For
1f   Elect Director Michele J. Hooper   Mgmt   Yes   For   For
1g   Elect Director Rodger A. Lawson   Mgmt   Yes   For   For
1h   Elect Director Glenn M. Renwick   Mgmt   Yes   For   For
1i   Elect Director Kenneth I. Shine   Mgmt   Yes   For   For
1j   Elect Director Gail R. Wilensky   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Change State of Incorporation from Minnesota to Delaware   Mgmt   Yes   For   For
5   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
6   Require Independent Board Chairman   SH   Yes   Against   Against

Syntel, Inc.

 

Meeting Date    06/02/2015    Country    USA    Primary Security ID    87162H103
Record Date    04/07/2015    Meeting Type    Annual    Ticker    SYNT

 

Primary CUSIP 87162H103    Primary ISIN US87162H1032    Primary SEDOL 2095703

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paritosh K. Choksi   Mgmt   Yes   For   For
1.2   Elect Director Bharat Desai   Mgmt   Yes   For   For
1.3   Elect Director Thomas Doke   Mgmt   Yes   For   For
1.4   Elect Director Rajesh Mashruwala   Mgmt   Yes   For   For
1.5   Elect Director George R. Mrkonic, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Nitin Rakesh   Mgmt   Yes   For   For
1.7   Elect Director Prashant Ranade   Mgmt   Yes   For   For
1.8   Elect Director Vinod K. Sahney   Mgmt   Yes   For   For
1.9   Elect Director Neerja Sethi   Mgmt   Yes   For   For
2   Increase Authorized Common Stock   Mgmt   Yes   For   For
3   Ratify Crowe Horwath LLP as Auditors   Mgmt   Yes   For   For

Western Refining, Inc.

 

Meeting Date    06/02/2015    Country    USA    Primary Security ID    959319104
Record Date    04/14/2015    Meeting Type    Annual    Ticker    WNR

 

Primary CUSIP 959319104    Primary ISIN US9593191045    Primary SEDOL B0WHXR6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Carin Marcy Barth   Mgmt   Yes   For   For
1.2   Elect Director Sigmund L. Cornelius   Mgmt   Yes   For   For
1.3   Elect Director Paul L. Foster   Mgmt   Yes   For   For
1.4   Elect Director L. Frederick Francis   Mgmt   Yes   For   For
1.5   Elect Director Robert J. Hassler   Mgmt   Yes   For   For
1.6   Elect Director Brian J. Hogan   Mgmt   Yes   For   For
1.7   Elect Director Scott D. Weaver   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For


American Airlines Group Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    02376R102
Record Date    04/06/2015    Meeting Type    Annual    Ticker    AAL

 

Primary CUSIP 02376R102    Primary ISIN US02376R1023    Primary SEDOL BCV7KT2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director James F. Albaugh   Mgmt   Yes   For   For
1b   Elect Director Jeffrey D. Benjamin   Mgmt   Yes   For   For
1c   Elect Director John T. Cahill   Mgmt   Yes   For   For
1d   Elect Director Michael J. Embler   Mgmt   Yes   For   For
1e   Elect Director Matthew J. Hart   Mgmt   Yes   For   For
1f   Elect Director Alberto Ibarguen   Mgmt   Yes   For   For
1g   Elect Director Richard C. Kraemer   Mgmt   Yes   For   For
1h   Elect Director Denise M. O’Leary   Mgmt   Yes   For   For
1i   Elect Director W. Douglas Parker   Mgmt   Yes   For   For
1j   Elect Director Ray M. Robinson   Mgmt   Yes   For   For
1k   Elect Director Richard P. Schifter   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Anika Therapeutics, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    035255108
Record Date    04/06/2015    Meeting Type    Annual    Ticker    ANIK

 

Primary CUSIP 035255108    Primary ISIN US0352551081    Primary SEDOL 2035754

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joseph L. Bower   Mgmt   Yes   For   For
1.2   Elect Director Glenn R. Larsen   Mgmt   Yes   For   For
1.3   Elect Director Jeffery S. Thompson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Antero Resources Corporation

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    03674X106
Record Date    04/09/2015    Meeting Type    Annual    Ticker    AR

 

Primary CUSIP 03674X106    Primary ISIN US03674X1063    Primary SEDOL BFD2WR8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Peter R. Kagan   Mgmt   Yes   For   Withhold
1.2   Elect Director W. Howard Keenan, Jr.   Mgmt   Yes   For   Withhold


1.3   Elect Director Christopher R. Manning   Mgmt   Yes   For   Withhold
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

CoStar Group, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    22160N109
Record Date    04/10/2015    Meeting Type    Annual    Ticker    CSGP

 

Primary CUSIP 22160N109    Primary ISIN US22160N1090    Primary SEDOL 2262864

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael R. Klein   Mgmt   Yes   For   For
1.2   Elect Director Andrew C. Florance   Mgmt   Yes   For   For
1.3   Elect Director Michael J. Glosserman   Mgmt   Yes   For   For
1.4   Elect Director Warren H. Haber   Mgmt   Yes   For   For
1.5   Elect Director John W. Hill   Mgmt   Yes   For   For
1.6   Elect Director Christopher J. Nassetta   Mgmt   Yes   For   For
1.7   Elect Director David J. Steinberg   Mgmt   Yes   For   For
2   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dynegy Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    26817R108
Record Date    04/06/2015    Meeting Type    Annual    Ticker    DYN

 

Primary CUSIP 26817R108    Primary ISIN US26817R1086    Primary SEDOL B6TFK30

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Hilary E. Ackermann   Mgmt   Yes   For   For
1.2   Elect Director Paul M. Barbas   Mgmt   Yes   For   For
1.3   Elect Director Robert C. Flexon   Mgmt   Yes   For   For
1.4   Elect Director Richard Lee Kuersteiner   Mgmt   Yes   For   For
1.5   Elect Director Jeffrey S. Stein   Mgmt   Yes   For   For
1.6   Elect Director John R. Sult   Mgmt   Yes   For   For
1.7   Elect Director Pat Wood, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


FTI Consulting, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    302941109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    FCN

 

Primary CUSIP 302941109    Primary ISIN US3029411093    Primary SEDOL 2351449

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Brenda J. Bacon   Mgmt   Yes   For   Withhold
1b   Elect Director Mark S. Bartlett   Mgmt   Yes   For   For
1c   Elect Director Claudio Costamagna   Mgmt   Yes   For   Withhold
1d   Elect Director James W. Crownover   Mgmt   Yes   For   Withhold
1e   Elect Director Vernon Ellis   Mgmt   Yes   For   For
1f   Elect Director Nicholas C. Fanandakis   Mgmt   Yes   For   For
1g   Elect Director Steven H. Gunby   Mgmt   Yes   For   For
1h   Elect Director Gerard E. Holthaus   Mgmt   Yes   For   Withhold
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

Google Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    38259P706
Record Date    04/06/2015    Meeting Type    Annual    Ticker    GOOG

 

Primary CUSIP 38259P706    Primary ISIN US38259P7069    Primary SEDOL BKM4JZ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Larry Page   Mgmt   Yes   For   For
1.2   Elect Director Sergey Brin   Mgmt   Yes   For   For
1.3   Elect Director Eric E. Schmidt   Mgmt   Yes   For   For
1.4   Elect Director L. John Doerr   Mgmt   Yes   For   Withhold
1.5   Elect Director Diane B. Greene   Mgmt   Yes   For   For
1.6   Elect Director John L. Hennessy   Mgmt   Yes   For   For
1.7   Elect Director Ann Mather   Mgmt   Yes   For   For
1.8   Elect Director Alan R. Mulally   Mgmt   Yes   For   For
1.9   Elect Director Paul S. Otellini   Mgmt   Yes   For   Withhold
1.10   Elect Director K. Ram Shriram   Mgmt   Yes   For   Withhold
1.11   Elect Director Shirley M. Tilghman   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For


6   Require a Majority Vote for the Election of Directors   SH   Yes   Against   For
7   Report on Costs of Renewable Energy Investments   SH   Yes   Against   Against
8   Report on Risks Associated with Repeal of Climate Change Policies   SH   Yes   Against   Against

Standard Pacific Corp.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    85375C101
Record Date    04/08/2015    Meeting Type    Annual    Ticker    SPF

 

Primary CUSIP 85375C101    Primary ISIN US85375C1018    Primary SEDOL 2853042

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Bruce A. Choate   Mgmt   Yes   For   For
1.2   Elect Director Ronald R. Foell   Mgmt   Yes   For   For
1.3   Elect Director Douglas C. Jacobs   Mgmt   Yes   For   For
1.4   Elect Director David J. Matlin   Mgmt   Yes   For   For
1.5   Elect Director John R. Peshkin   Mgmt   Yes   For   For
1.6   Elect Director Peter Schoels   Mgmt   Yes   For   For
1.7   Elect Director Scott D. Stowell   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Shareholder Rights Plan (Poison Pill)   Mgmt   Yes   For   Against
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   Yes   For   For

SunPower Corporation

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    867652406
Record Date    04/13/2015    Meeting Type    Annual    Ticker    SPWR

 

Primary CUSIP 867652406    Primary ISIN US8676524064    Primary SEDOL B59DK93

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Arnaud Chaperon   Mgmt   Yes   For   Withhold
1.2   Elect Director Jean-Marc Otero del Val   Mgmt   Yes   For   Withhold
1.3   Elect Director Pat Wood, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Approve Restricted Stock Grant to Thomas H. Werner   Mgmt   Yes   For   For


Ingersoll-Rand plc

 

Meeting Date    06/04/2015    Country    Ireland    Primary Security ID    G47791101
Record Date    04/08/2015    Meeting Type    Annual    Ticker    IR

 

Primary CUSIP G47791101    Primary ISIN IE00B6330302    Primary SEDOL B633030

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ann C. Berzin   Mgmt   Yes   For   For
1b   Elect Director John Bruton   Mgmt   Yes   For   For
1c   Elect Director Elaine L. Chao   Mgmt   Yes   For   For
1d   Elect Director Jared L. Cohon   Mgmt   Yes   For   For
1e   Elect Director Gary D. Forsee   Mgmt   Yes   For   For
1f   Elect Director Constance J. Horner   Mgmt   Yes   For   For
1g   Elect Director Linda P. Hudson   Mgmt   Yes   For   For
1h   Elect Director Michael W. Lamach   Mgmt   Yes   For   For
1i   Elect Director Myles P. Lee   Mgmt   Yes   For   For
1j   Elect Director John P. Surma   Mgmt   Yes   For   For
1k   Elect Director Richard J. Swift   Mgmt   Yes   For   For
1l   Elect Director Tony L. White   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Mgmt   Yes   For   For
4   Renew Directors’ Authority to Issue Shares   Mgmt   Yes   For   For
5   Renew Directors’ Authority to Issue Shares for Cash   Mgmt   Yes   For   For
6   Authorize Reissuance of Repurchased Shares   Mgmt   Yes   For   For

Las Vegas Sands Corp.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    517834107
Record Date    04/13/2015    Meeting Type    Annual    Ticker    LVS

 

Primary CUSIP 517834107    Primary ISIN US5178341070    Primary SEDOL B02T2J7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jason N. Ader   Mgmt   Yes   For   For
1.2   Elect Director Micheline Chau   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael A. Leven   Mgmt   Yes   For   For
1.4   Elect Director David F. Levi   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against


MarketAxess Holdings Inc.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    57060D108
Record Date    04/07/2015    Meeting Type    Annual    Ticker    MKTX

 

Primary CUSIP 57060D108    Primary ISIN US57060D1081    Primary SEDOL B03Q9D0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Richard M. McVey   Mgmt   Yes   For   For
1b   Elect Director Steven L. Begleiter   Mgmt   Yes   For   For
1c   Elect Director Stephen P. Casper   Mgmt   Yes   For   For
1d   Elect Director Jane Chwick   Mgmt   Yes   For   For
1e   Elect Director William F. Cruger   Mgmt   Yes   For   For
1f   Elect Director David G. Gomach   Mgmt   Yes   For   For
1g   Elect Director Carlos M. Hernandez   Mgmt   Yes   For   For
1h   Elect Director Ronald M. Hersch   Mgmt   Yes   For   For
1i   Elect Director John Steinhardt   Mgmt   Yes   For   For
1j   Elect Director James J. Sullivan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Sinclair Broadcast Group, Inc.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    829226109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SBGI

 

Primary CUSIP 829226109    Primary ISIN US8292261091    Primary SEDOL 2799351

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David D. Smith   Mgmt   Yes   For   Withhold
1.2   Elect Director Frederick G. Smith   Mgmt   Yes   For   Withhold
1.3   Elect Director J. Duncan Smith   Mgmt   Yes   For   Withhold
1.4   Elect Director Robert E. Smith   Mgmt   Yes   For   Withhold
1.5   Elect Director Howard E. Friedman   Mgmt   Yes   For   For
1.6   Elect Director Lawrence E. McCanna   Mgmt   Yes   For   For
1.7   Elect Director Daniel C. Keith   Mgmt   Yes   For   Withhold
1.8   Elect Director Martin R. Leader   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers, LLP as Auditors   Mgmt   Yes   For   For


Marriott Vacations Worldwide Corporation

 

Meeting Date    06/05/2015    Country    USA    Primary Security ID    57164Y107
Record Date    04/09/2015    Meeting Type    Annual    Ticker    VAC

 

Primary CUSIP 57164Y107    Primary ISIN US57164Y1073    Primary SEDOL B45K9N8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Melquiades R. Martinez   Mgmt   Yes   For   For
1.2   Elect Director Stephen P. Weisz   Mgmt   Yes   For   For
2   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Wal-Mart Stores, Inc.

 

Meeting Date    06/05/2015    Country    USA    Primary Security ID    931142103
Record Date    04/10/2015    Meeting Type    Annual    Ticker    WMT

 

Primary CUSIP 931142103    Primary ISIN US9311421039    Primary SEDOL 2936921

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Aida M. Alvarez   Mgmt   Yes   For   For
1b   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   For
1c   Elect Director Roger C. Corbett   Mgmt   Yes   For   For
1d   Elect Director Pamela J. Craig   Mgmt   Yes   For   For
1e   Elect Director Michael T. Duke   Mgmt   Yes   For   For
1f   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1g   Elect Director Thomas W. Horton   Mgmt   Yes   For   For
1h   Elect Director Marissa A. Mayer   Mgmt   Yes   For   For
1i   Elect Director C. Douglas McMillon   Mgmt   Yes   For   For
1j   Elect Director Gregory B. Penner   Mgmt   Yes   For   For
1k   Elect Director Steven S. Reinemund   Mgmt   Yes   For   For
1l   Elect Director Kevin Y. Systrom   Mgmt   Yes   For   For
1m   Elect Director Jim C. Walton   Mgmt   Yes   For   For
1n   Elect Director S. Robson Walton   Mgmt   Yes   For   For
1o   Elect Director Linda S. Wolf   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Disclosure of Recoupment Activity from Senior Officers   SH   Yes   Against   For
6   Provide Proxy Access Right   SH   Yes   Against   For
7   Adopt Quantitative GHG Goals for Maritime Shipping   SH   Yes   Against   Against
8   Report on Incentive Compensation Plans   SH   Yes   Against   For
9   Require Independent Board Chairman   SH   Yes   Against   For


Diamondback Energy, Inc.

 

Meeting Date    06/08/2015    Country    USA    Primary Security ID    25278X109
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FANG

 

Primary CUSIP 25278X109    Primary ISIN US25278X1090    Primary SEDOL B7Y8YR3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven E. West   Mgmt   Yes   For   For
1.2   Elect Director Travis D. Stice   Mgmt   Yes   For   For
1.3   Elect Director Michael P. Cross   Mgmt   Yes   For   For
1.4   Elect Director David L. Houston   Mgmt   Yes   For   For
1.5   Elect Director Mark L. Plaumann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Evercore Partners Inc.

 

Meeting Date    06/08/2015    Country    USA    Primary Security ID    29977A105
Record Date    04/20/2015    Meeting Type    Annual    Ticker    EVR

 

Primary CUSIP 29977A105    Primary ISIN US29977A1051    Primary SEDOL B1BHXZ2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Roger C. Altman   Mgmt   Yes   For   For
1.2   Elect Director Richard I. Beattie   Mgmt   Yes   For   For
1.3   Elect Director Francois de Saint Phalle   Mgmt   Yes   For   For
1.4   Elect Director Gail B. Harris   Mgmt   Yes   For   For
1.5   Elect Director Curt Hessler   Mgmt   Yes   For   For
1.6   Elect Director Robert B. Millard   Mgmt   Yes   For   For
1.7   Elect Director Willard J. Overlock, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Ralph L. Schlosstein   Mgmt   Yes   For   For
1.9   Elect Director William J. Wheeler   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Angie’s List, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    034754101
Record Date    04/13/2015    Meeting Type    Annual    Ticker    ANGI

 

Primary CUSIP 034754101    Primary ISIN US0347541015    Primary SEDOL B5B33P8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John H. Chuang   Mgmt   Yes   For   Withhold
1.2   Elect Director William S. Oesterle   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For


Investors Bancorp, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    46146L101
Record Date    04/20/2015    Meeting Type    Annual    Ticker    ISBC

 

Primary CUSIP 46146L101    Primary ISIN US46146L1017    Primary SEDOL BMHT4M3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert M. Cashill   Mgmt   Yes   For   For
1.2   Elect Director Kevin Cummings   Mgmt   Yes   For   For
1.3   Elect Director Brian D. Dittenhafer   Mgmt   Yes   For   For
1.4   Elect Director Michele N. Siekerka   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year
5   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Orexigen Therapeutics, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    686164104
Record Date    04/13/2015    Meeting Type    Annual    Ticker    OREX

 

Primary CUSIP 686164104    Primary ISIN US6861641040    Primary SEDOL B1WLCZ6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis C. Bock   Mgmt   Yes   For   For
1.2   Elect Director Wendy L. Dixon   Mgmt   Yes   For   For
1.3   Elect Director Peter K. Honig   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Tesla Motors, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    88160R101
Record Date    04/15/2015    Meeting Type    Annual    Ticker    TSLA

 

Primary CUSIP 88160R101    Primary ISIN US88160R1014    Primary SEDOL B616C79

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Antonio J. Gracias   Mgmt   Yes   For   For
1.2   Elect Director Kimbal Musk   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Adopt Goals to Reduce Use of Animal-Sourced Materials   SH   Yes   Against   Against
4   Become First Cruelty-Free Premium Brand   SH   Yes   Against   Against


Amazon.com, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    023135106
Record Date    04/13/2015    Meeting Type    Annual    Ticker    AMZN

 

Primary CUSIP 023135106    Primary ISIN US0231351067    Primary SEDOL 2000019

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jeffrey P. Bezos   Mgmt   Yes   For   For
1b   Elect Director Tom A. Alberg   Mgmt   Yes   For   For
1c   Elect Director John Seely Brown   Mgmt   Yes   For   For
1d   Elect Director William B. Gordon   Mgmt   Yes   For   For
1e   Elect Director Jamie S. Gorelick   Mgmt   Yes   For   For
1f   Elect Director Judith A. McGrath   Mgmt   Yes   For   For
1g   Elect Director Alain Monié   Mgmt   Yes   For   For
1h   Elect Director Jonathan J. Rubinstein   Mgmt   Yes   For   For
1i   Elect Director Thomas O. Ryder   Mgmt   Yes   For   For
1j   Elect Director Patricia Q. Stonesifer   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Adopt Proxy Access Right   SH   Yes   Against   For
4   Report on Political Contributions   SH   Yes   Against   For
5   Report on Sustainability, Including GHG Goals   SH   Yes   Against   For
6   Report on Human Rights Risk Assessment Process   SH   Yes   Against   Against

athenahealth, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    04685W103
Record Date    04/15/2015    Meeting Type    Annual    Ticker    ATHN

 

Primary CUSIP 04685W103    Primary ISIN US04685W1036    Primary SEDOL B24FJV8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jacqueline B. Kosecoff   Mgmt   Yes   For   For
1.2   Elect Director David E. Robinson   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Caterpillar Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    149123101
Record Date    04/13/2015    Meeting Type    Annual    Ticker    CAT

 

Primary CUSIP 149123101    Primary ISIN US1491231015    Primary SEDOL 2180201

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David L. Calhoun   Mgmt   Yes   For   Against
1.2   Elect Director Daniel M. Dickinson   Mgmt   Yes   For   For


1.3   Elect Director Juan Gallardo   Mgmt   Yes   For   For
1.4   Elect Director Jesse J. Greene, Jr.   Mgmt   Yes   For   Against
1.5   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Dennis A. Muilenburg   Mgmt   Yes   For   For
1.7   Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For
1.8   Elect Director William A. Osborn   Mgmt   Yes   For   For
1.9   Elect Director Debra L. Reed   Mgmt   Yes   For   For
1.10   Elect Director Edward B. Rust, Jr.   Mgmt   Yes   For   For
1.11   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1.12   Elect Director Miles D. White   Mgmt   Yes   For   Against
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Require Independent Board Chairman   SH   Yes   Against   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Review and Amend Human Rights Policies   SH   Yes   Against   For
7   Amend Policies to Allow Employees to Participate in Political Process with No Retribution   SH   Yes   Against   Against

Federal-Mogul Holdings Corporation

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    313549404
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FDML

 

Primary CUSIP 313549404    Primary ISIN US3135494041    Primary SEDOL B29N9B7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Carl C. Icahn   Mgmt   Yes   For   Withhold
1.2   Elect Director Sung Hwan Cho   Mgmt   Yes   For   Withhold
1.3   Elect Director Thomas W. Elward   Mgmt   Yes   For   For
1.4   Elect Director George Feldenkreis   Mgmt   Yes   For   For
1.5   Elect Director Hunter C. Gary   Mgmt   Yes   For   Withhold
1.6   Elect Director Rainer Jueckstock   Mgmt   Yes   For   Withhold
1.7   Elect Director J. Michael Laisure   Mgmt   Yes   For   For
1.8   Elect Director Daniel A. Ninivaggi   Mgmt   Yes   For   Withhold
1.9   Elect Director Neil S. Subin   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against


Freeport-McMoRan Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    35671D857
Record Date    04/16/2015    Meeting Type    Annual    Ticker    FCX

 

Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard C. Adkerson   Mgmt   Yes   For   For
1.2   Elect Director Robert J. Allison, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Alan R. Buckwalter, III   Mgmt   Yes   For   For
1.4   Elect Director Robert A. Day   Mgmt   Yes   For   For
1.5   Elect Director James C. Flores   Mgmt   Yes   For   For
1.6   Elect Director Gerald J. Ford   Mgmt   Yes   For   For
1.7   Elect Director Thomas A. Fry, III   Mgmt   Yes   For   For
1.8   Elect Director H. Devon Graham, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Lydia H. Kennard   Mgmt   Yes   For   For
1.10   Elect Director Charles C. Krulak   Mgmt   Yes   For   For
1.11   Elect Director Bobby Lee Lackey   Mgmt   Yes   For   For
1.12   Elect Director Jon C. Madonna   Mgmt   Yes   For   For
1.13   Elect Director Dustan E. McCoy   Mgmt   Yes   For   For
1.14   Elect Director James R. Moffett   Mgmt   Yes   For   For
1.15   Elect Director Stephen H. Siegele   Mgmt   Yes   For   For
1.16   Elect Director Frances Fragos Townsend   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Proxy Access Right   SH   Yes   Against   For

FXCM Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    302693106
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FXCM

 

Primary CUSIP 302693106    Primary ISIN US3026931069    Primary SEDOL B3YPMH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William Ahdout   Mgmt   Yes   For   Withhold
1.2   Elect Director James G. Brown   Mgmt   Yes   For   Withhold
1.3   Elect Director Robin Davis   Mgmt   Yes   For   Withhold
1.4   Elect Director Perry Fish   Mgmt   Yes   For   Withhold
1.5   Elect Director Kenneth Grossman   Mgmt   Yes   For   Withhold
1.6   Elect Director Arthur Gruen   Mgmt   Yes   For   Withhold
1.7   Elect Director Eric LeGoff   Mgmt   Yes   For   Withhold


1.8   Elect Director Dror (Drew) Niv   Mgmt   Yes   For   Withhold
1.9   Elect Director David Sakhai   Mgmt   Yes   For   Withhold
1.10   Elect Director Ryan Silverman   Mgmt   Yes   For   Withhold
1.11   Elect Director Eduard Yusupov   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Generac Holdings Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    368736104
Record Date    04/16/2015    Meeting Type    Annual    Ticker    GNRC

 

Primary CUSIP 368736104    Primary ISIN US3687361044    Primary SEDOL B6197Q2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert D. Dixon   Mgmt   Yes   For   For
1.2   Elect Director David A. Ramon   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Live Nation Entertainment, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    538034109
Record Date    04/15/2015    Meeting Type    Annual    Ticker    LYV

 

Primary CUSIP 538034109    Primary ISIN US5380341090    Primary SEDOL B0T7YX2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Mark Carleton   Mgmt   Yes   For   Against
1.2   Elect Director Jonathan Dolgen   Mgmt   Yes   For   For
1.3   Elect Director Ari Emanuel   Mgmt   Yes   For   For
1.4   Elect Director Robert Ted Enloe, III   Mgmt   Yes   For   Against
1.5   Elect Director Jeffrey T. Hinson   Mgmt   Yes   For   For
1.6   Elect Director James Iovine   Mgmt   Yes   For   For
1.7   Elect Director Margaret “Peggy” Johnson   Mgmt   Yes   For   For
1.8   Elect Director James S. Kahan   Mgmt   Yes   For   For
1.9   Elect Director Gregory B. Maffei   Mgmt   Yes   For   For
1.10   Elect Director Randall T. Mays   Mgmt   Yes   For   For
1.11   Elect Director Michael Rapino   Mgmt   Yes   For   For
1.12   Elect Director Mark S. Shapiro   Mgmt   Yes   For   Against
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


EMCOR Group, Inc.

 

Meeting Date    06/11/2015    Country    USA    Primary Security ID    29084Q100
Record Date    04/16/2015    Meeting Type    Annual    Ticker    EME

 

Primary CUSIP 29084Q100    Primary ISIN US29084Q1004    Primary SEDOL 2474164

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John W. Altmeyer   Mgmt   Yes   For   For
1b   Elect Director Stephen W. Bershad   Mgmt   Yes   For   For
1c   Elect Director David A.B. Brown   Mgmt   Yes   For   For
1d   Elect Director Larry J. Bump   Mgmt   Yes   For   For
1e   Elect Director Anthony J. Guzzi   Mgmt   Yes   For   For
1f   Elect Director Richard F. Hamm, Jr.   Mgmt   Yes   For   For
1g   Elect Director David H. Laidley   Mgmt   Yes   For   For
1h   Elect Director Frank T. MacInnis   Mgmt   Yes   For   For
1i   Elect Director Jerry E. Ryan   Mgmt   Yes   For   For
1j   Elect Director Michael T. Yonker   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Zillow Group, Inc.

 

Meeting Date    06/11/2015    Country    USA    Primary Security ID    98954M101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    Z

 

Primary CUSIP 98954M101    Primary ISIN US98954M1018    Primary SEDOL BVYJBR3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Erik Blachford   Mgmt   Yes   For   For
1.2   Elect Director Spencer M. Rascoff   Mgmt   Yes   For   For
1.3   Elect Director Gordon Stephenson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   Three Years   One Year
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Spirit Airlines, Inc.

 

Meeting Date    06/16/2015    Country    USA    Primary Security ID    848577102
Record Date    04/17/2015    Meeting Type    Annual    Ticker    SAVE

 

Primary CUSIP 848577102    Primary ISIN US8485771021    Primary SEDOL B3ZG8F4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert D. Johnson   Mgmt   Yes   For   For
1.2   Elect Director Barclay G. Jones, III   Mgmt   Yes   For   For


1.3   Elect Director Dawn M. Zier   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For

Toyota Motor Corp.

 

Meeting Date    06/16/2015    Country    Japan    Primary Security ID    J92676113
Record Date    03/31/2015    Meeting Type    Annual    Ticker    7203

 

Primary CUSIP J92676113    Primary ISIN JP3633400001    Primary SEDOL 6900643

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 125   Mgmt   Yes   For   For
2.1   Elect Director Uchiyamada, Takeshi   Mgmt   Yes   For   For
2.2   Elect Director Toyoda, Akio   Mgmt   Yes   For   For
2.3   Elect Director Kodaira, Nobuyori   Mgmt   Yes   For   For
2.4   Elect Director Kato, Mitsuhisa   Mgmt   Yes   For   For
2.5   Elect Director Sudo, Seiichi   Mgmt   Yes   For   For
2.6   Elect Director Terashi, Shigeki   Mgmt   Yes   For   For
2.7   Elect Director Hayakawa, Shigeru   Mgmt   Yes   For   For
2.8   Elect Director Didier Leroy   Mgmt   Yes   For   For
2.9   Elect Director Ijichi, Takahiko   Mgmt   Yes   For   For
2.10   Elect Director Uno, Ikuo   Mgmt   Yes   For   For
2.11   Elect Director Kato, Haruhiko   Mgmt   Yes   For   For
2.12   Elect Director Mark T. Hogan   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Kato, Masahiro   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Kagawa, Yoshiyuki   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Wake, Yoko   Mgmt   Yes   For   For
3.4   Appoint Statutory Auditor Ozu, Hiroshi   Mgmt   Yes   For   For
4   Appoint Alternate Statutory Auditor Sakai, Ryuji   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For
6   Amend Articles to Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
7   Amend Articles to Create Class AA Shares and Approve Issuance of Class AA Shares   Mgmt   Yes   For   Against


Aon plc

 

Meeting Date    06/17/2015    Country    United Kingdom    Primary Security ID    G0408V102
Record Date    04/22/2015    Meeting Type    Annual    Ticker    AON

 

Primary CUSIP 037389103    Primary ISIN GB00B5BT0K07    Primary SEDOL B5BT0K0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lester B. Knight   Mgmt   Yes   For   For
1.2   Elect Director Gregory C. Case   Mgmt   Yes   For   For
1.3   Elect Director Fulvio Conti   Mgmt   Yes   For   For
1.4   Elect Director Cheryl A. Francis   Mgmt   Yes   For   For
1.5   Elect Director James W. Leng   Mgmt   Yes   For   For
1.6   Elect Director J. Michael Losh   Mgmt   Yes   For   For
1.7   Elect Director Robert S. Morrison   Mgmt   Yes   For   For
1.8   Elect Director Richard B. Myers   Mgmt   Yes   For   For
1.9   Elect Director Richard C. Notebaert   Mgmt   Yes   For   For
1.10   Elect Director Gloria Santona   Mgmt   Yes   For   For
1.11   Elect Director Carolyn Y. Woo   Mgmt   Yes   For   For
2   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Aon’s Auditors   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as U.K. Statutory Auditor   Mgmt   Yes   For   For
5   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
7   Advisory Vote to Ratify Directors’ Remuneration Report   Mgmt   Yes   For   For
8   Authorise Shares for Market Purchase   Mgmt   Yes   For   For
9   Issue of Equity or Equity-Linked Securities with Pre-emptive Rights   Mgmt   Yes   For   For
10   Issue of Equity or Equity-Linked Securities without Pre-emptive Rights   Mgmt   Yes   For   For
11   Approve Political Donations   Mgmt   Yes   For   For

Honda Motor Co. Ltd.

 

Meeting Date    06/17/2015    Country    Japan    Primary Security ID    J22302111
Record Date    03/31/2015    Meeting Type    Annual    Ticker    7267

 

Primary CUSIP J22302111    Primary ISIN JP3854600008    Primary SEDOL 6435145

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   Yes   For   For
2.1   Elect Director Ike, Fumihiko   Mgmt   Yes   For   For
2.2   Elect Director Ito, Takanobu   Mgmt   Yes   For   For
2.3   Elect Director Iwamura, Tetsuo   Mgmt   Yes   For   For
2.4   Elect Director Fukuo, Koichi   Mgmt   Yes   For   For
2.5   Elect Director Matsumoto, Yoshiyuki   Mgmt   Yes   For   For


2.6   Elect Director Yamane, Yoshi   Mgmt   Yes   For   For
2.7   Elect Director Hachigo, Takahiro   Mgmt   Yes   For   For
2.8   Elect Director Yoshida, Masahiro   Mgmt   Yes   For   For
2.9   Elect Director Takeuchi, Kohei   Mgmt   Yes   For   For
2.10   Elect Director Kuroyanagi, Nobuo   Mgmt   Yes   For   For
2.11   Elect Director Kunii, Hideko   Mgmt   Yes   For   For
2.12   Elect Director Aoyama, Shinji   Mgmt   Yes   For   For
2.13   Elect Director Kaihara, Noriya   Mgmt   Yes   For   For
2.14   Elect Director Igarashi, Masayuki   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Takaura, Hideo   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Tamura, Mayumi   Mgmt   Yes   For   For

Mentor Graphics Corporation

 

Meeting Date    06/17/2015    Country    USA    Primary Security ID    587200106
Record Date    04/13/2015    Meeting Type    Annual    Ticker    MENT

 

Primary CUSIP 587200106    Primary ISIN US5872001061    Primary SEDOL 2578033

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Keith L. Barnes   Mgmt   Yes   For   For
1.2   Elect Director Peter L. Bonfield   Mgmt   Yes   For   For
1.3   Elect Director Gregory K. Hinckley   Mgmt   Yes   For   For
1.4   Elect Director Paul A. Mascarenas   Mgmt   Yes   For   For
1.5   Elect Director J. Daniel McCranie   Mgmt   Yes   For   For
1.6   Elect Director Patrick B. McManus   Mgmt   Yes   For   For
1.7   Elect Director Walden C. Rhines   Mgmt   Yes   For   For
1.8   Elect Director Jeffrey M. Stafeil   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Foundation Medicine, Inc.

 

Meeting Date    06/18/2015    Country    USA    Primary Security ID    350465100
Record Date    04/24/2015    Meeting Type    Annual    Ticker    FMI

 

Primary CUSIP 350465100    Primary ISIN US3504651007    Primary SEDOL BDX85T5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alexis Borisy   Mgmt   Yes   For   Against
1.2   Elect Director Sandra Horning   Mgmt   Yes   For   Against
1.3   Elect Director Evan Jones   Mgmt   Yes   For   For
1.4   Elect Director Daniel O’Day   Mgmt   Yes   For   Against
1.5   Elect Director Michael Pellini   Mgmt   Yes   For   Against


1.6   Elect Director David Schenkein   Mgmt   Yes   For   For
1.7   Elect Director Michael Varney   Mgmt   Yes   For   Against
1.8   Elect Director Krishna Yeshwant   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

OPKO Health, Inc.

 

Meeting Date    06/18/2015    Country    USA    Primary Security ID    68375N103
Record Date    04/20/2015    Meeting Type    Annual    Ticker    OPK

 

Primary CUSIP 68375N103    Primary ISIN US68375N1037    Primary SEDOL 2115902

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Phillip Frost   Mgmt   Yes   For   Withhold
1.2   Elect Director Jane H. Hsiao   Mgmt   Yes   For   Withhold
1.3   Elect Director Steven D. Rubin   Mgmt   Yes   For   Withhold
1.4   Elect Director Robert A. Baron   Mgmt   Yes   For   For
1.5   Elect Director Thomas E. Beier   Mgmt   Yes   For   Withhold
1.6   Elect Director Dmitry Kolosov   Mgmt   Yes   For   For
1.7   Elect Director Richard A. Lerner   Mgmt   Yes   For   For
1.8   Elect Director John A. Paganelli   Mgmt   Yes   For   Withhold
1.9   Elect Director Richard C. Pfenniger, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Alice Lin-Tsing Yu   Mgmt   Yes   For   Withhold

Mitsubishi Corp.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J43830116
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8058

 

Primary CUSIP J43830116    Primary ISIN JP3898400001    Primary SEDOL 6596785

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   Yes   For   For
2   Amend Articles to Amend Business Lines—Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Kojima, Yorihiko   Mgmt   Yes   For   For
3.2   Elect Director Kobayashi, Ken   Mgmt   Yes   For   For
3.3   Elect Director Nakahara, Hideto   Mgmt   Yes   For   For
3.4   Elect Director Yanai, Jun   Mgmt   Yes   For   For
3.5   Elect Director Kinukawa, Jun   Mgmt   Yes   For   For
3.6   Elect Director Miyauchi, Takahisa   Mgmt   Yes   For   For
3.7   Elect Director Uchino, Shuma   Mgmt   Yes   For   For
3.8   Elect Director Mori, Kazuyuki   Mgmt   Yes   For   For
3.9   Elect Director Hirota, Yasuhito   Mgmt   Yes   For   For
3.10   Elect Director Tsukuda, Kazuo   Mgmt   Yes   For   For


3.11   Elect Director Kato, Ryozo   Mgmt   Yes   For   For
3.12   Elect Director Konno, Hidehiro   Mgmt   Yes   For   For
3.13   Elect Director Sakie Tachibana Fukushima   Mgmt   Yes   For   For
3.14   Elect Director Nishiyama, Akihiko   Mgmt   Yes   For   For
4   Appoint Statutory Auditor Kizaki, Hiroshi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

Mitsui & Co.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J44690139
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8031

 

Primary CUSIP J44690139    Primary ISIN JP3893600001    Primary SEDOL 6597302

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 32   Mgmt   Yes   For   For
2.1   Elect Director Iijima, Masami   Mgmt   Yes   For   For
2.2   Elect Director Yasunaga,Tatsuo   Mgmt   Yes   For   For
2.3   Elect Director Saiga, Daisuke   Mgmt   Yes   For   For
2.4   Elect Director Kinoshita, Masayuki   Mgmt   Yes   For   For
2.5   Elect Director Ambe, Shintaro   Mgmt   Yes   For   For
2.6   Elect Director Kato, Hiroyuki   Mgmt   Yes   For   For
2.7   Elect Director Hombo, Yoshihiro   Mgmt   Yes   For   For
2.8   Elect Director Suzuki, Makoto   Mgmt   Yes   For   For
2.9   Elect Director Matsubara, Keigo   Mgmt   Yes   For   For
2.10   Elect Director Nonaka, Ikujiro   Mgmt   Yes   For   For
2.11   Elect Director Hirabayashi, Hiroshi   Mgmt   Yes   For   For
2.12   Elect Director Muto, Toshiro   Mgmt   Yes   For   For
2.13   Elect Director Kobayashi, Izumi   Mgmt   Yes   For   For
2.14   Elect Director Jenifer Rogers   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Okada, Joji   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Yamauchi, Takashi   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Ozu, Hiroshi   Mgmt   Yes   For   For
4   Amend Articles to Add Transparent Business Operation to Earn Trust from Customers and Society to Business Objectives   SH   Yes   Against   Against
5   Amend Articles to Add Setup of Fukushima-Daiichi Nuclear Power Plant Accident Response Department to Business Objectives   SH   Yes   Against   Against
6   Amend Articles to Establish Ethics Committee   SH   Yes   Against   Against
7   Amend Articles to Delete Provisions Authorizing Share Buybacks at Board’s Discretion   SH   Yes   Against   Against
8   Amend Articles to Add Provisions Requiring ROE of 12% as Condition to Rebuild Head Office Building   SH   Yes   Against   Against


9   Amend Articles to Authorize Board to Appoint Advisers (with Mandatory Retirement Age of 70)   SH   Yes   Against   Against
10   Remove Director Nonaka, Ikujiro   SH   Yes   Against   Against
11   Authorize Share Repurchase of up to 100 Million Shares in the Coming Year   SH   Yes   Against   Against
12   Amend Articles to Display Shareholder Proposals in Proxy Circulars with Same Character Gap and Line Space as Management Proposals   SH   Yes   Against   Against

Office Depot, Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    676220106
Record Date    04/29/2015    Meeting Type    Annual    Ticker    ODP

 

Primary CUSIP 676220106    Primary ISIN US6762201068    Primary SEDOL 2655981

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   Against
3   Adjourn Meeting   Mgmt   Yes   For   For
4a   Elect Director Roland C. Smith   Mgmt   Yes   For   For
4b   Elect Director Warren F. Bryant   Mgmt   Yes   For   For
4c   Elect Director Rakesh Gangwal   Mgmt   Yes   For   For
4d   Elect Director Cynthia T. Jamison   Mgmt   Yes   For   For
4e   Elect Director V. James Marino   Mgmt   Yes   For   For
4f   Elect Director Michael J. Massey   Mgmt   Yes   For   For
4g   Elect Director Francesca Ruiz de Luzuriaga   Mgmt   Yes   For   For
4h   Elect Director David M. Szymanski   Mgmt   Yes   For   For
4i   Elect Director Nigel Travis   Mgmt   Yes   For   For
4j   Elect Director Joseph Vassalluzzo   Mgmt   Yes   For   For
5   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
6   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
7   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

OncoMed Pharmaceuticals, Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    68234X102
Record Date    04/20/2015    Meeting Type    Annual    Ticker    OMED

 

Primary CUSIP 68234X102    Primary ISIN US68234X1028    Primary SEDOL BC9SJN4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul J. Hastings   Mgmt   Yes   For   For
1.2   Elect Director Laurence Lasky   Mgmt   Yes   For   For
1.3   Elect Director Denise Pollard-Knight   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


SoftBank Corp.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J75963108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    9984

 

Primary CUSIP J75963108    Primary ISIN JP3436100006    Primary SEDOL 6770620

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   Yes   For   For
2   Amend Articles to Change Company Name—Reduce Directors’ Term—Indemnify Directors—Increase Maximum Number of Statutory Auditors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Son, Masayoshi   Mgmt   Yes   For   For
3.2   Elect Director Nikesh Arora   Mgmt   Yes   For   For
3.3   Elect Director Miyauchi, Ken   Mgmt   Yes   For   For
3.4   Elect Director Ronald Fisher   Mgmt   Yes   For   For
3.5   Elect Director Yun Ma   Mgmt   Yes   For   For
3.6   Elect Director Miyasaka, Manabu   Mgmt   Yes   For   For
3.7   Elect Director Yanai, Tadashi   Mgmt   Yes   For   For
3.8   Elect Director Mark Schwartz   Mgmt   Yes   For   For
3.9   Elect Director Nagamori, Shigenobu   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Murata, Tatsuhiro   Mgmt   Yes   For   For
4.2   Appoint Statutory Auditor Toyama, Atsushi   Mgmt   Yes   For   For

Time Warner Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    887317303
Record Date    04/20/2015    Meeting Type    Annual    Ticker    TWX

 

Primary CUSIP 887317303    Primary ISIN US8873173038    Primary SEDOL B63QTN2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director James L. Barksdale   Mgmt   Yes   For   Against
1b   Elect Director William P. Barr   Mgmt   Yes   For   Against
1c   Elect Director Jeffrey L. Bewkes   Mgmt   Yes   For   For
1d   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   Against
1e   Elect Director Robert C. Clark   Mgmt   Yes   For   Against
1f   Elect Director Mathias Dopfner   Mgmt   Yes   For   For
1g   Elect Director Jessica P. Einhorn   Mgmt   Yes   For   Against
1h   Elect Director Carlos M. Gutierrez   Mgmt   Yes   For   For
1i   Elect Director Fred Hassan   Mgmt   Yes   For   For
1j   Elect Director Kenneth J. Novack   Mgmt   Yes   For   Against
1k   Elect Director Paul D. Wachter   Mgmt   Yes   For   For
1l   Elect Director Deborah C. Wright   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Act by Written Consent   SH   Yes   Against   For
5   Board Oversight of Tobacco Use Depicted in Products   SH   Yes   Against   Against
6   Adopt Quantitative GHG Goals for Operations   SH   Yes   Against   For

East Japan Railway Co.

 

Meeting Date    06/23/2015    Country    Japan    Primary Security ID    J1257M109
Record Date    03/31/2015    Meeting Type    Annual    Ticker    9020

 

Primary CUSIP J1257M109    Primary ISIN JP3783600004    Primary SEDOL 6298542

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   Yes   For   For
2   Amend Articles to Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3   Elect Director Ito, Motoshige   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Hoshino, Shigeo   Mgmt   Yes   For   Against
4.2   Appoint Statutory Auditor Higashikawa, Hajime   Mgmt   Yes   For   Against
4.3   Appoint Statutory Auditor Ishida, Yoshio   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   Yes   For   For

Mizuho Financial Group Inc.

 

Meeting Date    06/23/2015    Country    Japan    Primary Security ID    J4599L102
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8411

 

Primary CUSIP J4599L102    Primary ISIN JP3885780001    Primary SEDOL 6591014

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Sato, Yasuhiro   Mgmt   Yes   For   For
1.2   Elect Director Tsuhara, Shusaku   Mgmt   Yes   For   For
1.3   Elect Director Aya, Ryusuke   Mgmt   Yes   For   For
1.4   Elect Director Shimbo, Junichi   Mgmt   Yes   For   For
1.5   Elect Director Fujiwara, Koji   Mgmt   Yes   For   For
1.6   Elect Director Takahashi, Hideyuki   Mgmt   Yes   For   For
1.7   Elect Director Funaki, Nobukatsu   Mgmt   Yes   For   For
1.8   Elect Director Ohashi, Mitsuo   Mgmt   Yes   For   For
1.9   Elect Director Seki, Tetsuo   Mgmt   Yes   For   Against
1.10   Elect Director Kawamura, Takashi   Mgmt   Yes   For   Against
1.11   Elect Director Kainaka, Tatsuo   Mgmt   Yes   For   Against
1.12   Elect Director Abe, Hirotake   Mgmt   Yes   For   For
1.13   Elect Director Ota, Hiroko   Mgmt   Yes   For   For
2   Amend Articles to Allow Shareholders to Submit Income Allocation Proposals   SH   Yes   Against   For


3   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Yes   Against   For
4   Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So   SH   Yes   Against   Against
5   Amend Articles to Introduce Provision on Prevention of Sexual Harassment   SH   Yes   Against   Against
6   Amend Articles to Hold Annual Shareholder Meetings within Two Months from Record Date of May 31   SH   Yes   Against   Against
7   Amend Articles to Ban Bundling Proposals that Many Shareholders Are Likely to Support with Proposals that Will Be Controversial   SH   Yes   Against   Against
8   Amend Articles to Disclose Shareholder Meeting Minutes   SH   Yes   Against   Against
9   Amend Articles to Establish System Preventing Employees from Practicing Fraud   SH   Yes   Against   Against
10   Amend Articles to Withdraw from Green-Sheet Markets   SH   Yes   Against   Against
11   Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Participating in Successor System on Green-Sheet Markets   SH   Yes   Against   Against

Equity Residential

 

Meeting Date    06/24/2015    Country    USA    Primary Security ID    29476L107
Record Date    03/31/2015    Meeting Type    Annual    Ticker    EQR

 

Primary CUSIP 29476L107    Primary ISIN US29476L1070    Primary SEDOL 2319157

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John W. Alexander   Mgmt   Yes   For   For
1.2   Elect Director Charles L. Atwood   Mgmt   Yes   For   For
1.3   Elect Director Linda Walker Bynoe   Mgmt   Yes   For   For
1.4   Elect Director Mary Kay Haben   Mgmt   Yes   For   For
1.5   Elect Director Bradley A. Keywell   Mgmt   Yes   For   For
1.6   Elect Director John E. Neal   Mgmt   Yes   For   For
1.7   Elect Director David J. Neithercut   Mgmt   Yes   For   For
1.8   Elect Director Mark S. Shapiro   Mgmt   Yes   For   For
1.9   Elect Director Gerald A. Spector   Mgmt   Yes   For   For
1.10   Elect Director Stephen E. Sterrett   Mgmt   Yes   For   For
1.11   Elect Director B. Joseph White   Mgmt   Yes   For   For
1.12   Elect Director Samuel Zell   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For


Restoration Hardware Holdings, Inc.

 

Meeting Date    06/24/2015    Country    USA    Primary Security ID    761283100
Record Date    05/08/2015    Meeting Type    Annual    Ticker    RH

 

Primary CUSIP 761283100    Primary ISIN US7612831005    Primary SEDOL B8V9GG9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gary Friedman   Mgmt   Yes   For   For
1.2   Elect Director Carlos Alberini   Mgmt   Yes   For   For
1.3   Elect Director J. Michael Chu   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Genesco Inc.

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    371532102
Record Date    04/27/2015    Meeting Type    Annual    Ticker    GCO

 

Primary CUSIP 371532102    Primary ISIN US3715321028    Primary SEDOL 2367101

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joanna Barsh   Mgmt   Yes   For   For
1.2   Elect Director James S. Beard   Mgmt   Yes   For   For
1.3   Elect Director Leonard L. Berry   Mgmt   Yes   For   For
1.4   Elect Director William F. Blaufuss, Jr.   Mgmt   Yes   For   For
1.5   Elect Director James W. Bradford   Mgmt   Yes   For   For
1.6   Elect Director Robert J. Dennis   Mgmt   Yes   For   For
1.7   Elect Director Matthew C. Diamond   Mgmt   Yes   For   For
1.8   Elect Director Marty G. Dickens   Mgmt   Yes   For   For
1.9   Elect Director Thurgood Marshall, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Kathleen Mason   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Hitachi Ltd.

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J20454112
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6501

 

Primary CUSIP J20454112    Primary ISIN JP3788600009    Primary SEDOL 6429104

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Amend Articles to Indemnify Directors—Reflect Changes in Law   Mgmt   Yes   For   For
2.1   Elect Director Katsumata, Nobuo   Mgmt   Yes   For   For
2.2   Elect Director Cynthia Carroll   Mgmt   Yes   For   For
2.3   Elect Director Sakakibara, Sadayuki   Mgmt   Yes   For   For


2.4   Elect Director George Buckley   Mgmt   Yes   For   For
2.5   Elect Director Louise Pentland   Mgmt   Yes   For   For
2.6   Elect Director Mochizuki, Harufumi   Mgmt   Yes   For   For
2.7   Elect Director Philip Yeo   Mgmt   Yes   For   For
2.8   Elect Director Yoshihara, Hiroaki   Mgmt   Yes   For   For
2.9   Elect Director Nakanishi, Hiroaki   Mgmt   Yes   For   For
2.10   Elect Director Higashihara, Toshiaki   Mgmt   Yes   For   For
2.11   Elect Director Miyoshi, Takashi   Mgmt   Yes   For   For
2.12   Elect Director Mochida, Nobuo   Mgmt   Yes   For   For

LSB Industries, Inc.

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    502160104
Record Date    04/27/2015    Meeting Type    Annual    Ticker    LXU

 

Primary CUSIP 502160104    Primary ISIN US5021601043    Primary SEDOL 2536882

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis S. Massimo   Mgmt   Yes   For   For
1.2   Elect Director Andrew K. Mittag   Mgmt   Yes   For   For
1.3   Elect Director Barry H. Golsen   Mgmt   Yes   For   For
1.4   Elect Director Marran H. Ogilvie   Mgmt   Yes   For   For
1.5   Elect Director Richard W. Roedel   Mgmt   Yes   For   For
1.6   Elect Director Richard S. Sanders, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Lynn F. White   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Mitsubishi UFJ Financial Group

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J44497105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8306

 

Primary CUSIP J44497105    Primary ISIN JP3902900004    Primary SEDOL 6335171

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   Yes   For   For
2   Amend Articles to Remove Provisions on Type 1 Class 5 Preferred Shares and Class 11 Preferred Shares to Reflect Cancellation—Abolish Board Structure with Statutory Auditors—Adopt Board Structure with Three Committees—Indemnify Directors   Mgmt   Yes   For   For
3.1   Elect Director Sono, Kiyoshi   Mgmt   Yes   For   For
3.2   Elect Director Wakabayashi, Tatsuo   Mgmt   Yes   For   For
3.3   Elect Director Nagaoka, Takashi   Mgmt   Yes   For   For
3.4   Elect Director Hirano, Nobuyuki   Mgmt   Yes   For   For


3.5   Elect Director Oyamada, Takashi   Mgmt   Yes   For   For
3.6   Elect Director Kuroda, Tadashi   Mgmt   Yes   For   For
3.7   Elect Director Tokunari, Muneaki   Mgmt   Yes   For   For
3.8   Elect Director Yasuda, Masamichi   Mgmt   Yes   For   For
3.9   Elect Director Mikumo, Takashi   Mgmt   Yes   For   For
3.10   Elect Director Shimamoto, Takehiko   Mgmt   Yes   For   For
3.11   Elect Director Kawamoto, Yuko   Mgmt   Yes   For   For
3.12   Elect Director Matsuyama, Haruka   Mgmt   Yes   For   Against
3.13   Elect Director Okamoto, Kunie   Mgmt   Yes   For   Against
3.14   Elect Director Okuda, Tsutomu   Mgmt   Yes   For   For
3.15   Elect Director Kawakami, Hiroshi   Mgmt   Yes   For   For
3.16   Elect Director Sato, Yukihiro   Mgmt   Yes   For   Against
3.17   Elect Director Yamate, Akira   Mgmt   Yes   For   For
4   Amend Articles to Prohibit Gender Discrimination when Facing Customers   SH   Yes   Against   Against
5   Amend Articles to Set Maximum Limit on Name Transfer Fees in Margin Trading at the Group’s Securities Companies   SH   Yes   Against   Against

Panasonic Corp

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J6354Y104
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6752

 

Primary CUSIP J6354Y104    Primary ISIN JP3866800000    Primary SEDOL 6572707

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Nagae, Shusaku   Mgmt   Yes   For   For
1.2   Elect Director Matsushita, Masayuki   Mgmt   Yes   For   For
1.3   Elect Director Tsuga, Kazuhiro   Mgmt   Yes   For   For
1.4   Elect Director Yamada, Yoshihiko   Mgmt   Yes   For   For
1.5   Elect Director Takami, Kazunori   Mgmt   Yes   For   For
1.6   Elect Director Kawai, Hideaki   Mgmt   Yes   For   For
1.7   Elect Director Miyabe, Yoshiyuki   Mgmt   Yes   For   For
1.8   Elect Director Ito, Yoshio   Mgmt   Yes   For   For
1.9   Elect Director Yoshioka, Tamio   Mgmt   Yes   For   For
1.10   Elect Director Toyama, Takashi   Mgmt   Yes   For   For
1.11   Elect Director Ishii, Jun   Mgmt   Yes   For   For
1.12   Elect Director Sato, Mototsugu   Mgmt   Yes   For   For
1.13   Elect Director Oku, Masayuki   Mgmt   Yes   For   For
1.14   Elect Director Ota, Hiroko   Mgmt   Yes   For   For
1.15   Elect Director Enokido, Yasuji   Mgmt   Yes   For   For
1.16   Elect Director Homma, Tetsuro   Mgmt   Yes   For   For


1.17   Elect Director Tsutsui, Yoshinobu   Mgmt   Yes   For   For
2   Appoint Statutory Auditor Yasuhara, Hirofumi   Mgmt   Yes   For   For

Rite Aid Corporation

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    767754104
Record Date    05/01/2015    Meeting Type    Annual    Ticker    RAD

 

Primary CUSIP 767754104    Primary ISIN US7677541044    Primary SEDOL 2740809

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John T. Standley   Mgmt   Yes   For   For
1b   Elect Director Joseph B. Anderson, Jr.   Mgmt   Yes   For   For
1c   Elect Director Bruce G. Bodaken   Mgmt   Yes   For   For
1d   Elect Director David R. Jessick   Mgmt   Yes   For   For
1e   Elect Director Kevin E. Lofton   Mgmt   Yes   For   For
1f   Elect Director Myrtle S. Potter   Mgmt   Yes   For   For
1g   Elect Director Michael N. Regan   Mgmt   Yes   For   For
1h   Elect Director Frank A. Savage   Mgmt   Yes   For   For
1i   Elect Director Marcy Syms   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
5   Proxy Access   SH   Yes   Against   For

Fanuc Corp.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J13440102
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6954

 

Primary CUSIP J13440102    Primary ISIN JP3802400006    Primary SEDOL 6356934

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 491.93   Mgmt   Yes   For   For
2.1   Elect Director Inaba, Yoshiharu   Mgmt   Yes   For   For
2.2   Elect Director Yamaguchi, Kenji   Mgmt   Yes   For   For
2.3   Elect Director Uchida, Hiroyuki   Mgmt   Yes   For   For
2.4   Elect Director Gonda, Yoshihiro   Mgmt   Yes   For   For
2.5   Elect Director Inaba, Kiyonori   Mgmt   Yes   For   For
2.6   Elect Director Matsubara, Shunsuke   Mgmt   Yes   For   For
2.7   Elect Director Noda, Hiroshi   Mgmt   Yes   For   For
2.8   Elect Director Kohari, Katsuo   Mgmt   Yes   For   For
2.9   Elect Director Okada, Toshiya   Mgmt   Yes   For   For
2.10   Elect Director Richard E. Schneider   Mgmt   Yes   For   For


2.11   Elect Director Olaf C. Gehrels   Mgmt   Yes   For   For
2.12   Elect Director Ono, Masato   Mgmt   Yes   For   For
2.13   Elect Director Tsukuda, Kazuo   Mgmt   Yes   For   For
2.14   Elect Director Imai, Yasuo   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Kimura, Shunsuke   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Shimizu, Naoki   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Nakagawa, Takeo   Mgmt   Yes   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J7771X109
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8316

 

Primary CUSIP J7771X109    Primary ISIN JP3890350006    Primary SEDOL 6563024

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 80   Mgmt   Yes   For   For
2   Amend Articles to Allow the Role of Company President to Be Filled by an Executive Officer—Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Oku, Masayuki   Mgmt   Yes   For   For
3.2   Elect Director Kunibe, Takeshi   Mgmt   Yes   For   For
3.3   Elect Director Ito, Yujiro   Mgmt   Yes   For   For
3.4   Elect Director Ogino, Kozo   Mgmt   Yes   For   For
3.5   Elect Director Teramoto, Toshiyuki   Mgmt   Yes   For   For
3.6   Elect Director Tanizaki, Katsunori   Mgmt   Yes   For   For
3.7   Elect Director Nomura, Kuniaki   Mgmt   Yes   For   For
3.8   Elect Director Arthur M. Mitchell   Mgmt   Yes   For   For
3.9   Elect Director Kono, Masaharu   Mgmt   Yes   For   For
3.10   Elect Director Sakurai, Eriko   Mgmt   Yes   For   For
4   Appoint Statutory Auditor Mikami, Toru   Mgmt   Yes   For   For
5   Approve Aggregate Compensation Ceiling for Directors   Mgmt   Yes   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J8129E108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    4502

 

Primary CUSIP J8129E108    Primary ISIN JP3463000004    Primary SEDOL 6870445

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   Yes   For   For
2.1   Elect Director Hasegawa, Yasuchika   Mgmt   Yes   For   Against
2.2   Elect Director Christophe Weber   Mgmt   Yes   For   Against
2.3   Elect Director Honda, Shinji   Mgmt   Yes   For   For
2.4   Elect Director Iwasaki, Masato   Mgmt   Yes   For   For


2.5   Elect Director Francois Roger   Mgmt   Yes   For   For
2.6   Elect Director Sudo, Fumio   Mgmt   Yes   For   For
2.7   Elect Director Kojima, Yorihiko   Mgmt   Yes   For   For
2.8   Elect Director Sakane, Masahiro   Mgmt   Yes   For   For
2.9   Elect Director Andrew Plump   Mgmt   Yes   For   For
3   Appoint Statutory Auditor Yamanaka, Yasuhiko   Mgmt   Yes   For   For
4   Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

Harmonic Inc.

 

Meeting Date    06/29/2015    Country    USA    Primary Security ID    413160102
Record Date    04/30/2015    Meeting Type    Annual    Ticker    HLIT

 

Primary CUSIP 413160102    Primary ISIN US4131601027    Primary SEDOL 2510659

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Patrick J. Harshman   Mgmt   Yes   For   For
1.2   Elect Director Patrick Gallagher   Mgmt   Yes   For   For
1.3   Elect Director Harold Covert   Mgmt   Yes   For   For
1.4   Elect Director E. Floyd Kvamme   Mgmt   Yes   For   For
1.5   Elect Director Mitzi Reaugh   Mgmt   Yes   For   For
1.6   Elect Director William F. Reddersen   Mgmt   Yes   For   For
1.7   Elect Director Susan G. Swenson   Mgmt   Yes   For   For
1.8   Elect Director Nikos Theodosopoulos   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Isis Pharmaceuticals, Inc.

 

Meeting Date    06/30/2015    Country    USA    Primary Security ID    464330109
Record Date    05/04/2015    Meeting Type    Annual    Ticker    ISIS

 

Primary CUSIP 464330109    Primary ISIN US4643301090    Primary SEDOL 2459785

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Breaux B. Castleman   Mgmt   Yes   For   For
1.2   Elect Director Frederick T. Muto   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Non-Employee Director Stock Option Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Institution Account(s): Deutsche X-trackers in-Target Date ETF

Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/15/2014    Country    Spain    Primary Security ID    E6282J109
Record Date    07/10/2014    Meeting Type    Annual    Ticker    ITX

 

Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Standalone Financial Statements   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Discharge of Board   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
4   Approve Stock Split   Mgmt   Yes   For   For
5.a   Amend Article 17.1 Re: Meeting Notice of General Meetings   Mgmt   Yes   For   For
5.b   Amend Article 27.1 Re: Election and Term of Directors   Mgmt   Yes   For   For
6   Amend Article 8.1 of General Meeting Regulations Re: Meeting Notice   Mgmt   Yes   For   For
7   Reelect Carlos Espinosa de los Monteros Bernaldo de Quirós as Director   Mgmt   Yes   For   Against
8   Elect Rodrigo Echenique Gordillo as Director   Mgmt   Yes   For   For
9   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For
10   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For

BT Group plc

 

Meeting Date    07/16/2014    Country    United Kingdom    Primary Security ID    G16612106
Record Date    07/14/2014    Meeting Type    Annual    Ticker    BT.A

 

Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Sir Michael Rake as Director   Mgmt   Yes   For   For
6   Re-elect Gavin Patterson as Director   Mgmt   Yes   For   For
7   Re-elect Tony Chanmugam as Director   Mgmt   Yes   For   For
8   Re-elect Tony Ball as Director   Mgmt   Yes   For   For
9   Re-elect Phil Hodkinson as Director   Mgmt   Yes   For   For
10   Re-elect Karen Richardson as Director   Mgmt   Yes   For   For
11   Re-elect Nick Rose as Director   Mgmt   Yes   For   For
12   Re-elect Jasmine Whitbread as Director   Mgmt   Yes   For   For


13   Elect Iain Conn as Director   Mgmt   Yes   For   For
14   Elect Warren East as Director   Mgmt   Yes   For   For
15   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
20   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
21   Approve EU Political Donations and Expenditure   Mgmt   Yes   For   For

SABMiller plc

 

Meeting Date    07/24/2014    Country    United Kingdom    Primary Security ID    G77395104
Record Date    07/22/2014    Meeting Type    Annual    Ticker    SAB

 

Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   Abstain
4   Re-elect Mark Armour as Director   Mgmt   Yes   For   For
5   Re-elect Geoffrey Bible as Director   Mgmt   Yes   For   For
6   Re-elect Alan Clark as Director   Mgmt   Yes   For   For
7   Re-elect Dinyar Devitre as Director   Mgmt   Yes   For   For
8   Re-elect Guy Elliott as Director   Mgmt   Yes   For   For
9   Re-elect Lesley Knox as Director   Mgmt   Yes   For   For
10   Re-elect John Manser as Director   Mgmt   Yes   For   For
11   Re-elect John Manzoni as Director   Mgmt   Yes   For   For
12   Re-elect Dr Dambisa Moyo as Director   Mgmt   Yes   For   For
13   Re-elect Carlos Perez Davila as Director   Mgmt   Yes   For   For
14   Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   Yes   For   For
15   Re-elect Helen Weir as Director   Mgmt   Yes   For   For
16   Re-elect Howard Willard as Director   Mgmt   Yes   For   For
17   Re-elect Jamie Wilson as Director   Mgmt   Yes   For   For
18   Approve Final Dividend   Mgmt   Yes   For   For
19   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
22   Approve Employee Share Purchase Plan   Mgmt   Yes   For   For
23   Approve Sharesave Plan   Mgmt   Yes   For   For


24   Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan   Mgmt   Yes   For   For
25   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
26   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
27   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

National Grid plc

 

Meeting Date    07/28/2014    Country    United Kingdom    Primary Security ID    G6375K151
Record Date    07/26/2014    Meeting Type    Annual    Ticker    NG.

 

Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Re-elect Sir Peter Gershon as Director   Mgmt   Yes   For   For
4   Re-elect Steve Holliday as Director   Mgmt   Yes   For   For
5   Re-elect Andrew Bonfield as Director   Mgmt   Yes   For   For
6   Re-elect Tom King as Director   Mgmt   Yes   For   For
7   Elect John Pettigrew as Director   Mgmt   Yes   For   For
8   Re-elect Philip Aiken as Director   Mgmt   Yes   For   For
9   Re-elect Nora Mead Brownell as Director   Mgmt   Yes   For   For
10   Re-elect Jonathan Dawson as Director   Mgmt   Yes   For   For
11   Elect Therese Esperdy as Director   Mgmt   Yes   For   For
12   Re-elect Paul Golby as Director   Mgmt   Yes   For   For
13   Re-elect Ruth Kelly as Director   Mgmt   Yes   For   For
14   Re-elect Mark Williamson as Director   Mgmt   Yes   For   For
15   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Approve Remuneration Policy   Mgmt   Yes   For   For
18   Approve Remuneration Report   Mgmt   Yes   For   For
19   Amend Long Term Performance Plan   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Approve Scrip Dividend Scheme   Mgmt   Yes   For   For
22   Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company’s Scrip Dividend Scheme   Mgmt   Yes   For   For
23   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
24   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
25   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Raptor Pharmaceutical Corp.

 

Meeting Date    07/29/2014    Country    USA    Primary Security ID    75382F106
Record Date    06/02/2014    Meeting Type    Annual    Ticker    RPTP

 

Primary CUSIP 75382F106    Primary ISIN US75382F1066    Primary SEDOL B1FRLT8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Raymond W. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Suzanne L. Bruhn   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Franklin   Mgmt   Yes   For   For
1.4   Elect Director Llew Keltner   Mgmt   Yes   For   For
1.5   Elect Director Erich Sager   Mgmt   Yes   For   For
1.6   Elect Director Vijay B. Samant   Mgmt   Yes   For   For
1.7   Elect Director Christopher M. Starr   Mgmt   Yes   For   For
1.8   Elect Director Timothy P. Walbert   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

Vodafone Group plc

 

Meeting Date    07/29/2014    Country    United Kingdom    Primary Security ID    G93882192
Record Date    07/25/2014    Meeting Type    Annual    Ticker    VOD

 

Primary CUSIP G93882135    Primary ISIN GB00BH4HKS39    Primary SEDOL BH4HKS3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Re-elect Gerard Kleisterlee as Director   Mgmt   Yes   For   For
3   Re-elect Vittorio Colao as Director   Mgmt   Yes   For   For
4   Elect Nick Read as Director   Mgmt   Yes   For   For
5   Re-elect Stephen Pusey as Director   Mgmt   Yes   For   For
6   Elect Sir Crispin Davis as Director   Mgmt   Yes   For   For
7   Elect Dame Clara Furse as Director   Mgmt   Yes   For   For
8   Elect Valerie Gooding as Director   Mgmt   Yes   For   For
9   Re-elect Renee James as Director   Mgmt   Yes   For   For
10   Re-elect Samuel Jonah as Director   Mgmt   Yes   For   For
11   Re-elect Omid Kordestani as Director   Mgmt   Yes   For   For
12   Re-elect Nick Land as Director   Mgmt   Yes   For   For
13   Re-elect Luc Vandevelde as Director   Mgmt   Yes   For   For
14   Re-elect Philip Yea as Director   Mgmt   Yes   For   For
15   Approve Final Dividend   Mgmt   Yes   For   For
16   Approve Remuneration Policy   Mgmt   Yes   For   For


17   Approve Remuneration Report   Mgmt   Yes   For   For
18   Approve Incentive Plan   Mgmt   Yes   For   For
19   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
24   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
25   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    07/30/2014    Country    Israel    Primary Security ID    M8769Q102
Record Date    06/23/2014    Meeting Type    Annual    Ticker    TEVA

 

Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Reelect Dan Propper as Director for a Three Year Term   Mgmt   Yes   For   For
1.2   Reelect Ory Slonim as Director for a Three Year Term   Mgmt   Yes   For   For
2.1   Reelect Joseph Nitzani as External Director and Approve Director’s Remuneration   Mgmt   Yes   For   For
2.2   Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration   Mgmt   Yes   For   For
3.1   Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards   Mgmt   Yes   For   For
3.2   Approve Grant Annual Equity Awards to CEO and President, Starting 2015   Mgmt   Yes   For   For
4   Approve Purchase of D&O Liability Insurance Policie   Mgmt   Yes   For   For
5   Reappoint Kesselman & Kesselman as Auditors   Mgmt   Yes   For   For
6   Discuss Financial Statements and the Report of the Board for 2013   Mgmt   No    
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   Mgmt   Yes   None   Against

EnerSys

 

Meeting Date    07/31/2014    Country    USA    Primary Security ID    29275Y102
Record Date    06/09/2014    Meeting Type    Annual    Ticker    ENS

 

Primary CUSIP 29275Y102    Primary ISIN US29275Y1029    Primary SEDOL B020GQ5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Seifi Ghasemi   Mgmt   Yes   For   For
1.2   Elect Director John F. Lehman   Mgmt   Yes   For   For
1.3   Elect Director Dennis S. Marlo   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For


3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year

Jazz Pharmaceuticals plc

 

Meeting Date    07/31/2014    Country    Ireland    Primary Security ID    G50871105
Record Date    05/27/2014    Meeting Type    Annual    Ticker    JAZZ

 

Primary CUSIP 472147107    Primary ISIN IE00B4Q5ZN47    Primary SEDOL B4Q5ZN4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Bruce C. Cozadd   Mgmt   Yes   For   For
1b   Elect Director Heather Ann McSharry   Mgmt   Yes   For   For
1c   Elect Director Rick E. Winningham   Mgmt   Yes   For   For
2   Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   Yes   For   For
3   Authorize Jazz Pharmaceuticals plc and/or Any Subsidiary of Jazz Pharmaceuticals plc to Make Market Purchases of Jazz Pharmaceuticals plc’s Ordinary Shares   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Eagle Materials Inc.

 

Meeting Date    08/07/2014    Country    USA    Primary Security ID    26969P108
Record Date    06/09/2014    Meeting Type    Annual    Ticker    EXP

 

Primary CUSIP 26969P108    Primary ISIN US26969P1084    Primary SEDOL 2191399

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Laurence E. Hirsch   Mgmt   Yes   For   For
1b   Elect Director Michael R. Nicolais   Mgmt   Yes   For   For
1c   Elect Director Richard R. Stewart   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

The J. M. Smucker Company

 

Meeting Date    08/13/2014    Country    USA    Primary Security ID    832696405
Record Date    06/16/2014    Meeting Type    Annual    Ticker    SJM

 

Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Vincent C. Byrd   Mgmt   Yes   For   For
1b   Elect Director Elizabeth Valk Long   Mgmt   Yes   For   For
1c   Elect Director Sandra Pianalto   Mgmt   Yes   For   For
1d   Elect Director Mark T. Smucker   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Regulations Regarding General Voting Standard   Mgmt   Yes   For   Against


CommVault Systems, Inc.

 

Meeting Date    08/21/2014    Country    USA    Primary Security ID    204166102
Record Date    06/24/2014    Meeting Type    Annual    Ticker    CVLT

 

Primary CUSIP 204166102    Primary ISIN US2041661024    Primary SEDOL B142B38

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alan G. Bunte   Mgmt   Yes   For   For
1.2   Elect Director Frank J. Fanzilli, Jr.   Mgmt   Yes   For   Against
1.3   Elect Director Daniel Pulver   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

Finisar Corporation

 

Meeting Date    09/02/2014    Country    USA    Primary Security ID    31787A507
Record Date    07/11/2014    Meeting Type    Annual    Ticker    FNSR

 

Primary CUSIP 31787A507    Primary ISIN US31787A5074    Primary SEDOL 2517832

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Eitan Gertel   Mgmt   Yes   For   For
1.2   Elect Director Thomas E. Pardun   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    09/05/2014    Country    USA    Primary Security ID    66704R704
Record Date    08/06/2014    Meeting Type    Annual    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David T. Hamamoto   Mgmt   Yes   For   For
1.2   Elect Director Judith A. Hannaway   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley D. Minami   Mgmt   Yes   For   For
1.4   Elect Director Louis J. Paglia   Mgmt   Yes   For   Withhold
1.5   Elect Director Charles W. Schoenherr   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For


Banco Santander S.A.

 

Meeting Date    09/14/2014    Country    Spain    Primary Security ID    E19790109
Record Date    09/09/2014    Meeting Type    Special    Ticker    SAN

 

Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.A   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.B   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.C   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.D   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.E   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
1.F   Approve Issuance of Shares in Connection with Acquisition of Banco Santander Brasil SA   Mgmt   Yes   For   For
2.A   Approve Amendment to Company’s 2011-2014 Deferred Share Bonus Plans   Mgmt   Yes   For   For
2.B   Approve Amendment to Company’s 2014 Performance Shares Plan   Mgmt   Yes   For   For
2.C   Approve Settlement of Santander Brasil Performance Shares Plan in Company’s Shares   Mgmt   Yes   For   For
2.D   Approve Settlement of Santander Brasil Share Option Plans in Company’s Shares   Mgmt   Yes   For   For
3   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For

Diageo plc

 

Meeting Date    09/18/2014    Country    United Kingdom    Primary Security ID    G42089113
Record Date    09/16/2014    Meeting Type    Annual    Ticker    DGE

 

Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Peggy Bruzelius as Director   Mgmt   Yes   For   For
6   Re-elect Laurence Danon as Director   Mgmt   Yes   For   For
7   Re-elect Lord Davies of Abersoch as Director   Mgmt   Yes   For   For
8   Re-elect Ho KwonPing as Director   Mgmt   Yes   For   For
9   Re-elect Betsy Holden as Director   Mgmt   Yes   For   For
10   Re-elect Dr Franz Humer as Director   Mgmt   Yes   For   For


11   Re-elect Deirdre Mahlan as Director   Mgmt   Yes   For   For
12   Re-elect Ivan Menezes as Director   Mgmt   Yes   For   For
13   Re-elect Philip Scott as Director   Mgmt   Yes   For   For
14   Elect Nicola Mendelsohn as Director   Mgmt   Yes   For   For
15   Elect Alan Stewart as Director   Mgmt   Yes   For   For
16   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
17   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Approve 2014 Long Term Incentive Plan   Mgmt   Yes   For   For

NIKE, Inc.

 

Meeting Date    09/18/2014    Country    USA    Primary Security ID    654106103
Record Date    07/18/2014    Meeting Type    Annual    Ticker    NKE

 

Primary CUSIP 654106103    Primary ISIN US6541061031    Primary SEDOL 2640147

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alan B. Graf, Jr.   Mgmt   Yes   For   For
1.2   Elect Director John C. Lechleiter   Mgmt   Yes   For   For
1.3   Elect Director Michelle A. Peluso   Mgmt   Yes   For   For
1.4   Elect Director Phyllis M. Wise   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Alnylam Pharmaceuticals, Inc.

 

Meeting Date    09/25/2014    Country    USA    Primary Security ID    02043Q107
Record Date    08/15/2014    Meeting Type    Annual    Ticker    ALNY

 

Primary CUSIP 02043Q107    Primary ISIN US02043Q1076    Primary SEDOL B00FWN1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John M. Maraganore   Mgmt   Yes   For   For
1.2   Elect Director Paul R. Schimmel   Mgmt   Yes   For   For
1.3   Elect Director Phillip A. Sharp   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For


FedEx Corporation

 

Meeting Date    09/29/2014    Country    USA    Primary Security ID    31428X106
Record Date    08/04/2014    Meeting Type    Annual    Ticker    FDX

 

Primary CUSIP 31428X106    Primary ISIN US31428X1063    Primary SEDOL 2142784

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James L. Barksdale   Mgmt   Yes   For   Against
1.2   Elect Director John A. Edwardson   Mgmt   Yes   For   For
1.3   Elect Director Marvin R. Ellison   Mgmt   Yes   For   For
1.4   Elect Director Kimberly A. Jabal   Mgmt   Yes   For   For
1.5   Elect Director Shirley Ann Jackson   Mgmt   Yes   For   Against
1.6   Elect Director Gary W. Loveman   Mgmt   Yes   For   Against
1.7   Elect Director R. Brad Martin   Mgmt   Yes   For   For
1.8   Elect Director Joshua Cooper Ramo   Mgmt   Yes   For   For
1.9   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1.10   Elect Director Frederick W. Smith   Mgmt   Yes   For   For
1.11   Elect Director David P. Steiner   Mgmt   Yes   For   Against
1.12   Elect Director Paul S. Walsh   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For
4   Adopt Proxy Access Right   SH   Yes   Against   Against
5   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
6   Adopt Policy Prohibiting Hedging and Pledging Transactions   SH   Yes   Against   For
7   Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards   SH   Yes   Against   For
8   Report on Political Contributions   SH   Yes   Against   For

Comcast Corporation

 

Meeting Date    10/08/2014    Country    USA    Primary Security ID    20030N101
Record Date    08/18/2014    Meeting Type    Special    Ticker    CMCSA

 

Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For


The Procter & Gamble Company

 

Meeting Date    10/14/2014    Country    USA    Primary Security ID    742718109
Record Date    08/15/2014    Meeting Type    Annual    Ticker    PG

 

Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Angela F. Braly   Mgmt   Yes   For   For
1b   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1c   Elect Director Scott D. Cook   Mgmt   Yes   For   For
1d   Elect Director Susan Desmond-Hellmann   Mgmt   Yes   For   For
1e   Elect Director A.G. Lafley   Mgmt   Yes   For   For
1f   Elect Director Terry J. Lundgren   Mgmt   Yes   For   For
1g   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1h   Elect Director Margaret C. Whitman   Mgmt   Yes   For   For
1i   Elect Director Mary Agnes Wilderotter   Mgmt   Yes   For   For
1j   Elect Director Patricia A. Woertz   Mgmt   Yes   For   For
1k   Elect Director Ernesto Zedillo   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Assess Environmental Impact of Non-Recyclable Packaging   SH   Yes   Against   For
6   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against

CSL Ltd.

 

Meeting Date    10/15/2014    Country    Australia    Primary Security ID    Q3018U109
Record Date    10/13/2014    Meeting Type    Annual    Ticker    CSL

 

Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect John Shine as Director   Mgmt   Yes   For   For
2b   Elect Christine O’Reilly as Director   Mgmt   Yes   For   For
2c   Elect Bruce Brook as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Performance Options and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
5   Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   Yes   For   For


Mistras Group, Inc.

 

Meeting Date    10/21/2014    Country    USA    Primary Security ID    60649T107
Record Date    08/25/2014    Meeting Type    Annual    Ticker    MG

 

Primary CUSIP 60649T107    Primary ISIN US60649T1079    Primary SEDOL B4WCCG1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Forese   Mgmt   Yes   For   For
1.2   Elect Director Richard H. Glanton   Mgmt   Yes   For   For
1.3   Elect Director Michael J. Lange   Mgmt   Yes   For   For
1.4   Elect Director Ellen T. Ruff   Mgmt   Yes   For   For
1.5   Elect Director Manuel N. Stamatakis   Mgmt   Yes   For   For
1.6   Elect Director Sotirios J. Vahaviolos   Mgmt   Yes   For   For
1.7   Elect Director W. Curtis Weldon   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Parker-Hannifin Corporation

 

Meeting Date    10/22/2014    Country    USA    Primary Security ID    701094104
Record Date    08/29/2014    Meeting Type    Annual    Ticker    PH

 

Primary CUSIP 701094104    Primary ISIN US7010941042    Primary SEDOL 2671501

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert G. Bohn   Mgmt   Yes   For   For
1.2   Elect Director Linda S. Harty   Mgmt   Yes   For   For
1.3   Elect Director William E. Kassling   Mgmt   Yes   For   For
1.4   Elect Director Robert J. Kohlhepp   Mgmt   Yes   For   For
1.5   Elect Director Kevin A. Lobo   Mgmt   Yes   For   For
1.6   Elect Director Klaus-Peter Muller   Mgmt   Yes   For   For
1.7   Elect Director Candy M. Obourn   Mgmt   Yes   For   For
1.8   Elect Director Joseph M. Scaminace   Mgmt   Yes   For   For
1.9   Elect Director Wolfgang R. Schmitt   Mgmt   Yes   For   For
1.10   Elect Director Ake Svensson   Mgmt   Yes   For   For
1.11   Elect Director James L. Wainscott   Mgmt   Yes   For   For
1.12   Elect Director Donald E. Washkewicz   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Require a Majority Vote for the Election of Directors   SH   Yes   Against   For


BHP Billiton plc

 

Meeting Date    10/23/2014    Country    United Kingdom    Primary Security ID    G10877101
Record Date    10/21/2014    Meeting Type    Annual    Ticker    BLT

 

Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
4   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
5   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
6   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
7   Approve Remuneration Policy   Mgmt   Yes   For   For
8   Approve Remuneration Report for UK Law Purposes   Mgmt   Yes   For   For
9   Approve Remuneration Report for Australian Law Purposes   Mgmt   Yes   For   For
10   Approve Leaving Entitlements   Mgmt   Yes   For   For
11   Approve Grant of Awards under the Group’s Short and Long Term Incentive Plans to Andrew Mackenzie   Mgmt   Yes   For   For
12   Elect Malcolm Brinded as Director   Mgmt   Yes   For   For
13   Re-elect Malcolm Broomhead as Director   Mgmt   Yes   For   For
14   Re-elect Sir John Buchanan as Director   Mgmt   Yes   For   For
15   Re-elect Carlos Cordeiro as Director   Mgmt   Yes   For   For
16   Re-elect Pat Davies as Director   Mgmt   Yes   For   For
17   Re-elect Carolyn Hewson as Director   Mgmt   Yes   For   For
18   Re-elect Andrew Mackenzie as Director   Mgmt   Yes   For   For
19   Re-elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
20   Re-elect Wayne Murdy as Director   Mgmt   Yes   For   For
21   Re-elect Keith Rumble as Director   Mgmt   Yes   For   For
22   Re-elect John Schubert as Director   Mgmt   Yes   For   For
23   Re-elect Shriti Vadera as Director   Mgmt   Yes   For   For
24   Re-elect Jac Nasser as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
25   Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Yes   Against   Against


International Rectifier Corporation

 

Meeting Date    11/04/2014    Country    USA    Primary Security ID    460254105
Record Date    10/01/2014    Meeting Type    Special    Ticker    IRF

 

Primary CUSIP 460254105    Primary ISIN US4602541058    Primary SEDOL 2465384

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   Against
3   Adjourn Meeting   Mgmt   Yes   For   For

Cardinal Health, Inc.

 

Meeting Date    11/05/2014    Country    USA    Primary Security ID    14149Y108
Record Date    09/10/2014    Meeting Type    Annual    Ticker    CAH

 

Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David J. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Colleen F. Arnold   Mgmt   Yes   For   For
1.3   Elect Director George S. Barrett   Mgmt   Yes   For   For
1.4   Elect Director Carrie S. Cox   Mgmt   Yes   For   For
1.5   Elect Director Calvin Darden   Mgmt   Yes   For   For
1.6   Elect Director Bruce L. Downey   Mgmt   Yes   For   For
1.7   Elect Director Patricia A. Hemingway Hall   Mgmt   Yes   For   For
1.8   Elect Director Clayton M. Jones   Mgmt   Yes   For   For
1.9   Elect Director Gregory B. Kenny   Mgmt   Yes   For   For
1.10   Elect Director David P. King   Mgmt   Yes   For   For
1.11   Elect Director Richard C. Notebaert   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Report on Political Contributions   SH   Yes   Against   For

Oracle Corporation

 

Meeting Date    11/05/2014    Country    USA    Primary Security ID    68389X105
Record Date    09/08/2014    Meeting Type    Annual    Ticker    ORCL

 

Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey S. Berg   Mgmt   Yes   For   For
1.2   Elect Director H. Raymond Bingham   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael J. Boskin   Mgmt   Yes   For   Withhold


1.4   Elect Director Safra A. Catz   Mgmt   Yes   For   For
1.5   Elect Director Bruce R. Chizen   Mgmt   Yes   For   Withhold
1.6   Elect Director George H. Conrades   Mgmt   Yes   For   Withhold
1.7   Elect Director Lawrence J. Ellison   Mgmt   Yes   For   For
1.8   Elect Director Hector Garcia-Molina   Mgmt   Yes   For   For
1.9   Elect Director Jeffrey O. Henley   Mgmt   Yes   For   For
1.10   Elect Director Mark V. Hurd   Mgmt   Yes   For   For
1.11   Elect Director Naomi O. Seligman   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
5   Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Yes   Against   For
6   Adopt Specific Performance Standards   SH   Yes   Against   For
7   Adopt Proxy Access Right   SH   Yes   Against   Against

Commonwealth Bank Of Australia

 

Meeting Date    11/12/2014    Country    Australia    Primary Security ID    Q26915100
Record Date    11/10/2014    Meeting Type    Annual    Ticker    CBA

 

Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2a   Elect Launa Inman as Director   Mgmt   Yes   For   For
2b   Elect Andrew Mohl as Director   Mgmt   Yes   For   For
2c   Elect Shirish Apte as Director   Mgmt   Yes   For   For
2d   Elect David Higgins as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
3   Elect Stephen Mayne as Director   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
4   Approve the Remuneration Report   Mgmt   Yes   For   For
5   Approve the Grant of Reward Rights to Ian Narev, Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
6   Approve the Amendments to the Constitution   SH   Yes   Against   Against


Accuray Incorporated

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    004397105
Record Date    09/26/2014    Meeting Type    Annual    Ticker    ARAY

 

Primary CUSIP 004397105    Primary ISIN US0043971052    Primary SEDOL B1R2HW6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis J. Lavigne, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Dennis L. Winger   Mgmt   Yes   For   For
1.3   Elect Director Jack Goldstein   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

BHP Billiton Limited

 

Meeting Date    11/20/2014    Country    Australia    Primary Security ID    Q1498M100
Record Date    11/18/2014    Meeting Type    Annual    Ticker    BHP

 

Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   Yes   For   For
3   Authorize the Board to Fix the Remuneration of the Auditor   Mgmt   Yes   For   For
4   Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   Yes   For   For
5   Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   Yes   For   For
6   Approve the Repurchase of 211.21 Million Shares in BHP Billiton Plc   Mgmt   Yes   For   For
7   Approve the Remuneration Policy   Mgmt   Yes   For   For
8   Approve the Directors’ Annual Report on Remuneration   Mgmt   Yes   For   For
9   Approve the Remuneration Report   Mgmt   Yes   For   For
10   Approve the Termination Benefits to Any Current or Future Holder of a Managerial or Executive Office   Mgmt   Yes   For   For
11   Approve the Grant of Awards to Andrew Mackenzie, Executive Director of the Company   Mgmt   Yes   For   For
12   Elect Malcolm Brinded as Director   Mgmt   Yes   For   For
13   Elect Malcolm Broomhead as Director   Mgmt   Yes   For   For
14   Elect John Buchanan as Director   Mgmt   Yes   For   For
15   Elect Carlos Cordeiro as Director   Mgmt   Yes   For   For
16   Elect Pat Davies as Director   Mgmt   Yes   For   For
17   Elect Carolyn Hewson as Director   Mgmt   Yes   For   For
18   Elect Andrew Mackenzie as Director   Mgmt   Yes   For   For
19   Elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
20   Elect Wayne Murdy as Director   Mgmt   Yes   For   For


21   Elect Keith Rumble as Director   Mgmt   Yes   For   For
22   Elect John Schubert as Director   Mgmt   Yes   For   For
23   Elect Shriti Vadera as Director   Mgmt   Yes   For   For
24   Elect Jac Nasser as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
25   Elect Ian Dunlop as Director   SH   Yes   Against   Against

Cisco Systems, Inc.

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    17275R102
Record Date    09/22/2014    Meeting Type    Annual    Ticker    CSCO

 

Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Carol A. Bartz   Mgmt   Yes   For   For
1b   Elect Director M. Michele Burns   Mgmt   Yes   For   For
1c   Elect Director Michael D. Capellas   Mgmt   Yes   For   For
1d   Elect Director John T. Chambers   Mgmt   Yes   For   For
1e   Elect Director Brian L. Halla   Mgmt   Yes   For   For
1f   Elect Director John L. Hennessy   Mgmt   Yes   For   For
1g   Elect Director Kristina M. Johnson   Mgmt   Yes   For   For
1h   Elect Director Roderick C. McGeary   Mgmt   Yes   For   For
1i   Elect Director Arun Sarin   Mgmt   Yes   For   For
1j   Elect Director Steven M. West   Mgmt   Yes   For   For
2   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For
5   Establish Public Policy Board Committee   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   Against
7   Report on Political Contributions   SH   Yes   Against   For

The Hain Celestial Group, Inc.

 

Meeting Date    11/20/2014    Country    USA    Primary Security ID    405217100
Record Date    09/25/2014    Meeting Type    Annual    Ticker    HAIN

 

Primary CUSIP 405217100    Primary ISIN US4052171000    Primary SEDOL 2492337

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Irwin D. Simon   Mgmt   Yes   For   For
1.2   Elect Director Richard C. Berke   Mgmt   Yes   For   Withhold
1.3   Elect Director Jack Futterman   Mgmt   Yes   For   Withhold
1.4   Elect Director Andrew R. Heyer   Mgmt   Yes   For   For


1.5   Elect Director Roger Meltzer   Mgmt   Yes   For   For
1.6   Elect Director Scott M. O’Neil   Mgmt   Yes   For   Withhold
1.7   Elect Director Adrianne Shapira   Mgmt   Yes   For   For
1.8   Elect Director Lawrence S. Zilavy   Mgmt   Yes   For   For
2   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
3   Increase Authorized Common Stock   Mgmt   Yes   For   For
4   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
6   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
7   Ratify Auditors   Mgmt   Yes   For   For

Wesfarmers Ltd.

 

Meeting Date    11/20/2014    Country    Australia    Primary Security ID    Q95870103
Record Date    11/18/2014    Meeting Type    Annual    Ticker    WES

 

Primary CUSIP Q95870103    Primary ISIN AU000000WES1    Primary SEDOL 6948836

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect Terence (Terry) James Bowen as Director   Mgmt   Yes   For   For
2b   Elect Robert (Bob) Lindsay Every as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Up to 79,186 Performance Rights to Richard Goyder, Group Managing Director of the Company   Mgmt   Yes   For   For
5   Approve the Grant of Up to 49,406 Performance Rights to Terry Bowen, Finance Director of the Company   Mgmt   Yes   For   For
6   Approve the Return of Capital to Shareholders   Mgmt   Yes   For   For
7   Approve the Consolidation of Shares   Mgmt   Yes   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    11/25/2014    Country    France    Primary Security ID    F58485115
Record Date    11/19/2014    Meeting Type    Special    Ticker    MC

 

Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Extraordinary Business   Mgmt   No    
1   Amend Article 28 of Bylaws Re: Allocation of Income and Dividends   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
2   Approve Transfer from Carry Forward Account to Other Reserves Account   Mgmt   Yes   For   For
3   Approve Distribution in Kind of 2 Hermes International Shares per 41 LVMH Shares   Mgmt   Yes   For   For


Woolworths Ltd.

 

Meeting Date    11/27/2014    Country    Australia    Primary Security ID    Q98418108
Record Date    11/25/2014    Meeting Type    Annual    Ticker    WOW

 

Primary CUSIP Q98418108    Primary ISIN AU000000WOW2    Primary SEDOL 6981239

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2a   Elect Jillian Rosemary Broadbent as Director   Mgmt   Yes   For   For
2b   Elect Scott Redvers Perkins as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
2c   Elect Stephen Mayne as Director   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
2d   Elect Ralph Graham Waters as Director   Mgmt   Yes   For   For
3   Approve the Grant of 67,514 Performance Rights to Grant O’Brien, Managing Director and Chief Executive Officer of the Company   Mgmt   Yes   For   For
4   Approve the Remuneration Report   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    11/28/2014    Country    USA    Primary Security ID    66704R704
Record Date    10/14/2014    Meeting Type    Special    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Kodiak Oil & Gas Corp.

 

Meeting Date    12/03/2014    Country    Canada    Primary Security ID    50015Q100
Record Date    10/24/2014    Meeting Type    Special    Ticker    KOG

 

Primary CUSIP 50015Q100    Primary ISIN CA50015Q1000    Primary SEDOL B06MB40

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Continuance of Company [YBCA to BCBCA]   Mgmt   Yes   For   For
2   Approve Arrangement Agreement   Mgmt   Yes   For   For
3   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For
4   Adjourn Meeting   Mgmt   Yes   For   For


Microsoft Corporation

 

Meeting Date    12/03/2014    Country    USA    Primary Security ID    594918104
Record Date    09/30/2014    Meeting Type    Annual    Ticker    MSFT

 

Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William H. Gates III   Mgmt   Yes   For   For
1.2   Elect Director Maria M. Klawe   Mgmt   Yes   For   Against
1.3   Elect Director Teri L. List-Stoll   Mgmt   Yes   For   For
1.4   Elect Director G. Mason Morfit   Mgmt   Yes   For   For
1.5   Elect Director Satya Nadella   Mgmt   Yes   For   For
1.6   Elect Director Charles H. Noski   Mgmt   Yes   For   For
1.7   Elect Director Helmut Panke   Mgmt   Yes   For   Against
1.8   Elect Director Charles W. Scharf   Mgmt   Yes   For   For
1.9   Elect Director John W. Stanton   Mgmt   Yes   For   Against
1.10   Elect Director John W. Thompson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   Against

Aspen Technology, Inc.

 

Meeting Date    12/04/2014    Country    USA    Primary Security ID    045327103
Record Date    10/10/2014    Meeting Type    Annual    Ticker    AZPN

 

Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joan C. McArdle   Mgmt   Yes   For   For
1.2   Elect Director Simon J. Orebi Gann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Prospect Capital Corporation

 

Meeting Date    12/05/2014    Country    USA    Primary Security ID    74348T102
Record Date    09/10/2014    Meeting Type    Annual    Ticker    PSEC

 

Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William J. Gremp   Mgmt   Yes   For   For
2   Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   Yes   For   For


Reckitt Benckiser Group plc

 

Meeting Date    12/11/2014    Country    United Kingdom    Primary Security ID    G74079107
Record Date    12/09/2014    Meeting Type    Special    Ticker    RB.

 

Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Demerger of the Pharmaceuticals Business by Way of Dividend in Specie   Mgmt   Yes   For   For

Westpac Banking Corporation

 

Meeting Date    12/12/2014    Country    Australia    Primary Security ID    Q97417101
Record Date    12/10/2014    Meeting Type    Annual    Ticker    WBC

 

Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2   Approve the Remuneration Report   Mgmt   Yes   For   For
3a   Elect Lindsay Maxsted as Director   Mgmt   Yes   For   For
3b   Elect Robert Elstone as Director   Mgmt   Yes   For   For
3c   Elect Alison Deans as Director   Mgmt   Yes   For   For

Ubiquiti Networks, Inc.

 

Meeting Date    12/16/2014    Country    USA    Primary Security ID    90347A100
Record Date    11/04/2014    Meeting Type    Annual    Ticker    UBNT

 

Primary CUSIP 90347A100    Primary ISIN US90347A1007    Primary SEDOL B76VD62

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Pera   Mgmt   Yes   For   For
1.2   Elect Director Craig L. Foster   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Infoblox Inc.

 

Meeting Date    12/17/2014    Country    USA    Primary Security ID    45672H104
Record Date    10/28/2014    Meeting Type    Annual    Ticker    BLOX

 

Primary CUSIP 45672H104    Primary ISIN US45672H1041    Primary SEDOL B7TWX51

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Philip Fasano   Mgmt   Yes   For   For
1.2   Elect Director Michael L. Goguen   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year


Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2014    Country    Australia    Primary Security ID    Q09504137
Record Date    12/16/2014    Meeting Type    Annual    Ticker    ANZ

 

Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
2   Approve the Remuneration Report   Mgmt   Yes   For   For
3   Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   Yes   For   For
4a   Elect D. M. Gonski as Director   Mgmt   Yes   For   For
4b   Elect J. T. Macfarlane as Director   Mgmt   Yes   For   For
4c   Elect I. R. Atlas as Director   Mgmt   Yes   For   For
  Shareholder Proposal   Mgmt   No    
5   Approve the Amendments to the Australia and New Zealand Banking Group Ltd. Constitution   SH   Yes   Against   Against

GlaxoSmithKline plc

 

Meeting Date    12/18/2014    Country    United Kingdom    Primary Security ID    G3910J112
Record Date    12/16/2014    Meeting Type    Special    Ticker    GSK

 

Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Transaction by the Company with Novartis AG   Mgmt   Yes   For   For

National Australia Bank Limited

 

Meeting Date    12/18/2014    Country    Australia    Primary Security ID    Q65336119
Record Date    12/16/2014    Meeting Type    Annual    Ticker    NAB

 

Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
2a   Elect Ken Henry as Director   Mgmt   Yes   For   For
2b   Elect David Armstrong as Director   Mgmt   Yes   For   For
2c   Elect Peeyush Gupta as Director   Mgmt   Yes   For   For
2d   Elect Geraldine McBride as Director   Mgmt   Yes   For   For
3   Approve the Remuneration Report   Mgmt   Yes   For   For
4   Approve the Grant of Performance Rights to Andrew G. Thorburn, Group Chief Executive Officer and Managing Director of the Company   Mgmt   Yes   For   For


Zillow, Inc.

 

Meeting Date    12/18/2014    Country    USA    Primary Security ID    98954A107
Record Date    11/05/2014    Meeting Type    Special    Ticker    Z

 

Primary CUSIP 98954A107    Primary ISIN US98954A1079    Primary SEDOL B4KF820

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Amend Articles of Incorporation to Approve Authorization of Nonvoting Class C Capital Stock   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Walgreen Co.

 

Meeting Date    12/29/2014    Country    USA    Primary Security ID   
Record Date    11/17/2014    Meeting Type    Special    Ticker    WAG

 

Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Acuity Brands, Inc.

 

Meeting Date    01/07/2015    Country    USA    Primary Security ID    00508Y102
Record Date    11/12/2014    Meeting Type    Annual    Ticker    AYI

 

Primary CUSIP 00508Y102    Primary ISIN US00508Y1029    Primary SEDOL 2818461

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director W. Patrick Battle   Mgmt   Yes   For   For
1.2   Elect Director Peter C. Browning   Mgmt   Yes   For   For
1.3   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Ray M. Robinson   Mgmt   Yes   For   For
1.5   Elect Director Norman H. Wesley   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Actuant Corporation

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    00508X203
Record Date    11/14/2014    Meeting Type    Annual    Ticker    ATU

 

Primary CUSIP 00508X203    Primary ISIN US00508X2036    Primary SEDOL 2716792

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert C. Arzbaecher   Mgmt   Yes   For   For
1.2   Elect Director Gurminder S. Bedi   Mgmt   Yes   For   For


1.3   Elect Director E. James Ferland   Mgmt   Yes   For   For
1.4   Elect Director Thomas J. Fischer   Mgmt   Yes   For   For
1.5   Elect Director Mark E. Goldstein   Mgmt   Yes   For   For
1.6   Elect Director R. Alan Hunter, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Robert A. Peterson   Mgmt   Yes   For   For
1.8   Elect Director Holly A. Van Deursen   Mgmt   Yes   For   For
1.9   Elect Director Dennis K. Williams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

NewStar Financial, Inc.

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    65251F105
Record Date    12/18/2014    Meeting Type    Special    Ticker    NEWS

 

Primary CUSIP 65251F105    Primary ISIN US65251F1057    Primary SEDOL B1L7CP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Issuance of Warrants   Mgmt   Yes   For   For
2   Approve Removal of Exercise Restriction Associated with Certain Warrants   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Woodward, Inc.

 

Meeting Date    01/21/2015    Country    USA    Primary Security ID    980745103
Record Date    11/25/2014    Meeting Type    Annual    Ticker    WWD

 

Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas A. Gendron   Mgmt   Yes   For   Against
1.2   Elect Director John A. Halbrook   Mgmt   Yes   For   Against
1.3   Elect Director Ronald M. Sega   Mgmt   Yes   For   Against
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Siemens AG

 

Meeting Date    01/27/2015    Country    Germany    Primary Security ID    D69671218
Record Date       Meeting Type    Annual    Ticker    SIE

 

Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 3.30 per Share   Mgmt   Yes   For   For


3   Approve Discharge of Management Board for Fiscal 2013/2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2013/2014   Mgmt   Yes   For   For
5   Approve Remuneration System for Management Board Members   Mgmt   Yes   For   For
6   Ratify Ernst & Young GmbH as Auditors for Fiscal 2014/2015   Mgmt   Yes   For   For
7.1   Elect Nathalie von Siemens to the Supervisory Board   Mgmt   Yes   For   For
7.2   Elect Norbert Reithofer to the Supervisory Board   Mgmt   Yes   For   For
8   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
9   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
11   Approve Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014   Mgmt   Yes   For   For
12   Amend Articles Re: Board-Related   Mgmt   Yes   For   For
13   Approve Affiliation Agreements with Subsidiary Kyros 47 GmbH   Mgmt   Yes   For   For

Spectrum Brands Holdings, Inc.

 

Meeting Date    01/27/2015    Country    USA    Primary Security ID    84763R101
Record Date    12/15/2014    Meeting Type    Annual    Ticker    SPB

 

Primary CUSIP 84763R101    Primary ISIN US84763R1014    Primary SEDOL B3MYPN8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David M. Maura   Mgmt   Yes   For   Withhold
1.2   Elect Director Terry L. Polistina   Mgmt   Yes   For   Withhold
1.3   Elect Director Hugh R. Rovit   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For

Imperial Tobacco Group plc

 

Meeting Date    01/28/2015    Country    United Kingdom    Primary Security ID    G4721W102
Record Date    01/26/2015    Meeting Type    Annual    Ticker    IMT

 

Primary CUSIP G4721W102    Primary ISIN GB0004544929    Primary SEDOL 0454492

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Re-elect Dr Ken Burnett as Director   Mgmt   Yes   For   For
6   Re-elect Alison Cooper as Director   Mgmt   Yes   For   For
7   Re-elect David Haines as Director   Mgmt   Yes   For   For


8   Re-elect Michael Herlihy as Director   Mgmt   Yes   For   For
9   Re-elect Matthew Phillips as Director   Mgmt   Yes   For   For
10   Re-elect Oliver Tant as Director   Mgmt   Yes   For   For
11   Re-elect Mark Williamson as Director   Mgmt   Yes   For   For
12   Elect Karen Witts as Director   Mgmt   Yes   For   For
13   Re-elect Malcolm Wyman as Director   Mgmt   Yes   For   For
14   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
15   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
16   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
17   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
20   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Imperial Tobacco Group plc

 

Meeting Date    01/28/2015    Country    United Kingdom    Primary Security ID    G4721W102
Record Date    01/26/2015    Meeting Type    Special    Ticker    IMT

 

Primary CUSIP G4721W102    Primary ISIN GB0004544929    Primary SEDOL 0454492

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Acquisition of Certain US Cigarette and E-cigarette Brands and Assets   Mgmt   Yes   For   For

Schnitzer Steel Industries, Inc.

 

Meeting Date    01/28/2015    Country    USA    Primary Security ID    806882106
Record Date    12/02/2014    Meeting Type    Annual    Ticker    SCHN

 

Primary CUSIP 806882106    Primary ISIN US8068821060    Primary SEDOL 2821298

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David J. Anderson   Mgmt   Yes   For   For
1.2   Elect Director John D. Carter   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For

Visa Inc.

 

Meeting Date    01/28/2015    Country    USA    Primary Security ID    92826C839
Record Date    12/01/2014    Meeting Type    Annual    Ticker    V

 

Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mary B. Cranston   Mgmt   Yes   For   For
1b   Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   Yes   For   For


1c   Elect Director Alfred F. Kelly, Jr.   Mgmt   Yes   For   For
1d   Elect Director Robert W. Matschullat   Mgmt   Yes   For   For
1e   Elect Director Cathy E. Minehan   Mgmt   Yes   For   For
1f   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1g   Elect Director David J. Pang   Mgmt   Yes   For   For
1h   Elect Director Charles W. Scharf   Mgmt   Yes   For   For
1i   Elect Director William S. Shanahan   Mgmt   Yes   For   For
1j   Elect Director John A. C. Swainson   Mgmt   Yes   For   For
1k   Elect Director Maynard G. Webb, Jr.   Mgmt   Yes   For   For
2   Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5a   Remove Supermajority Vote Requirement for Exiting Core Payment Business   Mgmt   Yes   For   For
5b   Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company’s Certificate of Incorporation   Mgmt   Yes   For   For
5c   Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications   Mgmt   Yes   For   For
5d   Remove Supermajority Vote Requirement for Removal of Directors   Mgmt   Yes   For   For
5e   Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws   Mgmt   Yes   For   For
6   Ratify Auditors   Mgmt   Yes   For   For

Griffon Corporation

 

Meeting Date    01/29/2015    Country    USA    Primary Security ID    398433102
Record Date    12/09/2014    Meeting Type    Annual    Ticker    GFF

 

Primary CUSIP 398433102    Primary ISIN US3984331021    Primary SEDOL 2463344

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Harvey R. Blau   Mgmt   Yes   For   For
1.2   Elect Director Bradley J. Gross   Mgmt   Yes   For   For
1.3   Elect Director Donald J. Kutyna   Mgmt   Yes   For   For
1.4   Elect Director Kevin F. Sullivan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Auditors   Mgmt   Yes   For   For


Monsanto Company

 

Meeting Date    01/30/2015    Country    USA    Primary Security ID    61166W101
Record Date    12/02/2014    Meeting Type    Annual    Ticker    MON

 

Primary CUSIP 61166W101    Primary ISIN US61166W1018    Primary SEDOL 2654320

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Gregory H. Boyce   Mgmt   Yes   For   For
1b   Elect Director Janice L. Fields   Mgmt   Yes   For   For
1c   Elect Director Hugh Grant   Mgmt   Yes   For   For
1d   Elect Director Laura K. Ipsen   Mgmt   Yes   For   For
1e   Elect Director Marcos M. Lutz   Mgmt   Yes   For   For
1f   Elect Director C. Steven McMillan   Mgmt   Yes   For   For
1g   Elect Director William U. Parfet   Mgmt   Yes   For   For
1h   Elect Director George H. Poste   Mgmt   Yes   For   For
1i   Elect Director Robert J. Stevens   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   Against
6   Require Independent Board Chairman   SH   Yes   Against   Against

Tyson Foods, Inc.

 

Meeting Date    01/30/2015    Country    USA    Primary Security ID    902494103
Record Date    12/01/2014    Meeting Type    Annual    Ticker    TSN

 

Primary CUSIP 902494103    Primary ISIN US9024941034    Primary SEDOL 2909730

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John Tyson   Mgmt   Yes   For   For
1b   Elect Director Kathleen M. Bader   Mgmt   Yes   For   For
1c   Elect Director Gaurdie E. Banister, Jr.   Mgmt   Yes   For   For
1d   Elect Director Jim Kever   Mgmt   Yes   For   For
1e   Elect Director Kevin M. McNamara   Mgmt   Yes   For   For
1f   Elect Director Brad T. Sauer   Mgmt   Yes   For   For
1g   Elect Director Donnie Smith   Mgmt   Yes   For   For
1h   Elect Director Robert Thurber   Mgmt   Yes   For   For
1i   Elect Director Barbara A. Tyson   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Implement a Water Quality Stewardship Policy   SH   Yes   Against   For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
5   Report on Practices to Mitigate Palm Oil Sourcing Impacts   SH   Yes   Against   For


Emerson Electric Co.

 

Meeting Date    02/03/2015    Country    USA    Primary Security ID    291011104
Record Date    11/25/2014    Meeting Type    Annual    Ticker    EMR

 

Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director A. F. Golden   Mgmt   Yes   For   For
1.2   Elect Director W. R. Johnson   Mgmt   Yes   For   For
1.3   Elect Director C. Kendle   Mgmt   Yes   For   For
1.4   Elect Director J. S. Turley   Mgmt   Yes   For   For
1.5   Elect Director A. A. Busch, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Auditors   Mgmt   Yes   For   For
6   Report on Sustainability, Including GHG Goals   SH   Yes   Against   For
7   Report on Political Contributions   SH   Yes   Against   For
8   Report on Lobbying Payments and Policy   SH   Yes   Against   For

Brooks Automation, Inc.

 

Meeting Date    02/04/2015    Country    USA    Primary Security ID    114340102
Record Date    12/11/2014    Meeting Type    Annual    Ticker    BRKS

 

Primary CUSIP 114340102    Primary ISIN US1143401024    Primary SEDOL 2145460

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director A. Clinton Allen   Mgmt   Yes   For   For
1.2   Elect Director Robyn C. Davis   Mgmt   Yes   For   Withhold
1.3   Elect Director Joseph R. Martin   Mgmt   Yes   For   For
1.4   Elect Director John K. McGillicuddy   Mgmt   Yes   For   For
1.5   Elect Director Krishna G. Palepu   Mgmt   Yes   For   For
1.6   Elect Director Kirk P. Pond   Mgmt   Yes   For   Withhold
1.7   Elect Director Stephen S. Schwartz   Mgmt   Yes   For   For
1.8   Elect Director Alfred Woollacott, III   Mgmt   Yes   For   Withhold
1.9   Elect Director Mark S. Wrighton   Mgmt   Yes   For   For
1.10   Elect Director Ellen M. Zane   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Auditors   Mgmt   Yes   For   For


Compass Group plc

 

Meeting Date    02/05/2015    Country    United Kingdom    Primary Security ID    G23296190
Record Date    02/03/2015    Meeting Type    Annual    Ticker    CPG

 

Primary CUSIP G23296182    Primary ISIN GB00BLNN3L44    Primary SEDOL BLNN3L4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For
4   Approve Final Dividend   Mgmt   Yes   For   For
5   Elect Carol Arrowsmith as Director   Mgmt   Yes   For   For
6   Re-elect Dominic Blakemore as Director   Mgmt   Yes   For   For
7   Re-elect Richard Cousins as Director   Mgmt   Yes   For   For
8   Re-elect Gary Green as Director   Mgmt   Yes   For   For
9   Re-elect Andrew Martin as Director   Mgmt   Yes   For   For
10   Re-elect John Bason as Director   Mgmt   Yes   For   For
11   Re-elect Susan Murray as Director   Mgmt   Yes   For   For
12   Re-elect Don Robert as Director   Mgmt   Yes   For   For
13   Re-elect Sir Ian Robinson as Director   Mgmt   Yes   For   For
14   Re-elect Paul Walsh as Director   Mgmt   Yes   For   For
15   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
18   Amend Long Term Incentive Plan 2010   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

MICROSEMI CORPORATION

 

Meeting Date    02/10/2015    Country    USA    Primary Security ID    595137100
Record Date    12/15/2014    Meeting Type    Annual    Ticker    MSCC

 

Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Peterson   Mgmt   Yes   For   For
1.2   Elect Director Dennis R. Leibel   Mgmt   Yes   For   For
1.3   Elect Director Thomas R. Anderson   Mgmt   Yes   For   For
1.4   Elect Director William E. Bendush   Mgmt   Yes   For   For
1.5   Elect Director Paul F. Folino   Mgmt   Yes   For   For


1.6   Elect Director William L. Healey   Mgmt   Yes   For   For
1.7   Elect Director Matthew E. Massengill   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

Beacon Roofing Supply, Inc.

 

Meeting Date    02/11/2015    Country    USA    Primary Security ID    073685109
Record Date    12/22/2014    Meeting Type    Annual    Ticker    BECN

 

Primary CUSIP 073685109    Primary ISIN US0736851090    Primary SEDOL B02TS99

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert R. Buck   Mgmt   Yes   For   For
1.2   Elect Director Paul M. Isabella   Mgmt   Yes   For   For
1.3   Elect Director Richard W. Frost   Mgmt   Yes   For   For
1.4   Elect Director James J. Gaffney   Mgmt   Yes   For   For
1.5   Elect Director Peter M. Gotsch   Mgmt   Yes   For   For
1.6   Elect Director Neil S. Novich   Mgmt   Yes   For   For
1.7   Elect Director Stuart A. Randle   Mgmt   Yes   For   For
1.8   Elect Director Wilson B. Sexton   Mgmt   Yes   For   For
1.9   Elect Director Douglas L. Young   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Geospace Technologies Corporation

 

Meeting Date    02/12/2015    Country    USA    Primary Security ID    37364X109
Record Date    12/15/2014    Meeting Type    Annual    Ticker    GEOS

 

Primary CUSIP 37364X109    Primary ISIN US37364X1090    Primary SEDOL B89MJ94

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1A   Elect Director Tina M. Langtry   Mgmt   Yes   For   For
1B   Elect Director Michael J. Sheen   Mgmt   Yes   For   For
1C   Elect Director Charles H. Still   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Change State of Incorporation from Delaware to Texas   Mgmt   Yes   For   For


Targa Resources Corp.

 

Meeting Date    02/20/2015    Country    USA    Primary Security ID    87612G101
Record Date    01/22/2015    Meeting Type    Special    Ticker    TRGP

 

Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Issue Shares in Connection with Acquisition   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For

Engility Holdings, Inc.

 

Meeting Date    02/23/2015    Country    USA    Primary Security ID    29285W104
Record Date    01/09/2015    Meeting Type    Special    Ticker    EGL

 

Primary CUSIP 29285W104    Primary ISIN US29285W1045    Primary SEDOL B83M6H7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Adjourn Meeting   Mgmt   Yes   For   For
3   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For

Cleco Corporation

 

Meeting Date    02/26/2015    Country    USA    Primary Security ID    12561W105
Record Date    01/13/2015    Meeting Type    Special    Ticker    CNL

 

Primary CUSIP 12561W105    Primary ISIN US12561W1053    Primary SEDOL 2182445

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For
3   Adjourn Meeting   Mgmt   Yes   For   For

Quanex Building Products Corporation

 

Meeting Date    02/26/2015    Country    USA    Primary Security ID    747619104
Record Date    01/07/2015    Meeting Type    Annual    Ticker    NX

 

Primary CUSIP 747619104    Primary ISIN US7476191041    Primary SEDOL B2QXCJ9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert R. Buck   Mgmt   Yes   For   For
1.2   Elect Director Joseph D. Rupp   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For


Haynes International, Inc.

 

Meeting Date    03/02/2015    Country    USA    Primary Security ID    420877201
Record Date    01/16/2015    Meeting Type    Annual    Ticker    HAYN

 

Primary CUSIP 420877201    Primary ISIN US4208772016    Primary SEDOL B02WVH7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Donald C. Campion   Mgmt   Yes   For   For
2   Elect Director Mark M. Comerford   Mgmt   Yes   For   For
3   Elect Director John C. Corey   Mgmt   Yes   For   For
4   Elect Director Robert H. Getz   Mgmt   Yes   For   For
5   Elect Director Timothy J. McCarthy   Mgmt   Yes   For   For
6   Elect Director Michael L. Shor   Mgmt   Yes   For   For
7   Elect Director William P. Wall   Mgmt   Yes   For   For
8   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
10   Amend Restricted Stock Plan   Mgmt   Yes   For   For

Berry Plastics Group, Inc.

 

Meeting Date    03/04/2015    Country    USA    Primary Security ID    08579W103
Record Date    01/12/2015    Meeting Type    Annual    Ticker    BERY

 

Primary CUSIP 08579W103    Primary ISIN US08579W1036    Primary SEDOL B8BR3H3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert A. Steele   Mgmt   Yes   For   For
1.2   Elect Director Jonathan D. Rich   Mgmt   Yes   For   For
1.3   Elect Director Robert V. Seminara   Mgmt   Yes   For   For
2   Amend Certificate of Incorporation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

PTC Inc.

 

Meeting Date    03/04/2015    Country    USA    Primary Security ID    69370C100
Record Date    01/05/2015    Meeting Type    Annual    Ticker    PTC

 

Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas F. Bogan   Mgmt   Yes   For   For
1.2   Elect Director Janice D. Chaffin   Mgmt   Yes   For   For
1.3   Elect Director Donald K. Grierson   Mgmt   Yes   For   For
1.4   Elect Director James E. Heppelmann   Mgmt   Yes   For   For
1.5   Elect Director Paul A. Lacy   Mgmt   Yes   For   For


1.6   Elect Director Robert P. Schechter   Mgmt   Yes   For   For
1.7   Elect Director Renato Zambonini   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Sanmina Corporation

 

Meeting Date    03/09/2015    Country    USA    Primary Security ID    801056102
Record Date    01/16/2015    Meeting Type    Annual    Ticker    SANM

 

Primary CUSIP 801056102    Primary ISIN US8010561020    Primary SEDOL B92RRW2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Neil R. Bonke   Mgmt   Yes   For   For
1b   Elect Director Michael J. Clarke   Mgmt   Yes   For   For
1c   Elect Director Eugene A. Delaney   Mgmt   Yes   For   For
1d   Elect Director John P. Goldsberry   Mgmt   Yes   For   For
1e   Elect Director Joseph G. Licata, Jr.   Mgmt   Yes   For   For
1f   Elect Director Mario M. Rosati   Mgmt   Yes   For   For
1g   Elect Director Wayne Shortridge   Mgmt   Yes   For   For
1h   Elect Director Jure Sola   Mgmt   Yes   For   For
1i   Elect Director Jackie M. Ward   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Apple Inc.

 

Meeting Date    03/10/2015    Country    USA    Primary Security ID    037833100
Record Date    01/09/2015    Meeting Type    Annual    Ticker    AAPL

 

Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Tim Cook   Mgmt   Yes   For   For
1.2   Elect Director Al Gore   Mgmt   Yes   For   Against
1.3   Elect Director Bob Iger   Mgmt   Yes   For   For
1.4   Elect Director Andrea Jung   Mgmt   Yes   For   Against
1.5   Elect Director Art Levinson   Mgmt   Yes   For   Against
1.6   Elect Director Ron Sugar   Mgmt   Yes   For   For
1.7   Elect Director Sue Wagner   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against


4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Report on Risks Associated with Repeal of Climate Change Policies   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   For

MAXIMUS, Inc.

 

Meeting Date    03/11/2015    Country    USA    Primary Security ID    577933104
Record Date    01/16/2015    Meeting Type    Annual    Ticker    MMS

 

Primary CUSIP 577933104    Primary ISIN US5779331041    Primary SEDOL 2018669

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard A. Montoni   Mgmt   Yes   For   For
1.2   Elect Director Raymond B. Ruddy   Mgmt   Yes   For   For
1.3   Elect Director Wellington E. Webb   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/12/2015    Country    Spain    Primary Security ID    E11805103
Record Date    03/08/2015    Meeting Type    Annual    Ticker    BBVA

 

Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Approve Consolidated and Standalone Financial Statements   Mgmt   Yes   For   For
1.2   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
1.3   Approve Discharge of Board   Mgmt   Yes   For   For
2.1   Reelect José Antonio Fernández Rivero as Director   Mgmt   Yes   For   For
2.2   Reelect Belén Garijo López as Director   Mgmt   Yes   For   For
2.3   Reelect José Maldonado Ramos as Director   Mgmt   Yes   For   For
2.4   Reelect Juan Pi Llorens as Director   Mgmt   Yes   For   For
2.5   Elect José Miguel Andrés Torrecillas as Director   Mgmt   Yes   For   For
3   Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 250 Billion   Mgmt   Yes   For   For
4.1   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.2   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.3   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
4.4   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
5.1   Amend Articles Re: General Meetings   Mgmt   Yes   For   Against
5.2   Add Article 39 bis and Amend Articles Re: Board Related   Mgmt   Yes   For   For
5.3   Amend Article 48 Re: Audit Committee   Mgmt   Yes   For   For
6   Amend Articles of General Meeting Regulations   Mgmt   Yes   For   Against
7   Approve Remuneration Policy   Mgmt   Yes   For   For


8   Fix Maximum Variable Compensation Ratio   Mgmt   Yes   For   For
9   Renew Appointment of Deloitte as Auditor   Mgmt   Yes   For   For
10   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For
11   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For

Rofin-Sinar Technologies Inc.

 

Meeting Date    03/12/2015    Country    USA    Primary Security ID    775043102
Record Date    01/23/2015    Meeting Type    Annual    Ticker    RSTI

 

Primary CUSIP 775043102    Primary ISIN US7750431022    Primary SEDOL 2748494

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Guenther Braun   Mgmt   Yes   For   For
1.2   Elect Director Ralph E. Reins   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

The Walt Disney Company

 

Meeting Date    03/12/2015    Country    USA    Primary Security ID    254687106
Record Date    01/12/2015    Meeting Type    Annual    Ticker    DIS

 

Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Susan E. Arnold   Mgmt   Yes   For   For
1b   Elect Director John S. Chen   Mgmt   Yes   For   For
1c   Elect Director Jack Dorsey   Mgmt   Yes   For   For
1d   Elect Director Robert A. Iger   Mgmt   Yes   For   For
1e   Elect Director Fred H. Langhammer   Mgmt   Yes   For   For
1f   Elect Director Aylwin B. Lewis   Mgmt   Yes   For   For
1g   Elect Director Monica C. Lozano   Mgmt   Yes   For   For
1h   Elect Director Robert W. Matschullat   Mgmt   Yes   For   For
1i   Elect Director Sheryl K. Sandberg   Mgmt   Yes   For   For
1j   Elect Director Orin C. Smith   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against


Hewlett-Packard Company

 

Meeting Date    03/18/2015    Country    USA    Primary Security ID    428236103
Record Date    01/20/2015    Meeting Type    Annual    Ticker    HPQ

 

Primary CUSIP 428236103    Primary ISIN US4282361033    Primary SEDOL 2424006

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Marc L. Andreessen   Mgmt   Yes   For   For
1b   Elect Director Shumeet Banerji   Mgmt   Yes   For   For
1c   Elect Director Robert R. Bennett   Mgmt   Yes   For   For
1d   Elect Director Rajiv L. Gupta   Mgmt   Yes   For   For
1e   Elect Director Klaus Kleinfeld   Mgmt   Yes   For   For
1f   Elect Director Raymond J. Lane   Mgmt   Yes   For   For
1g   Elect Director Ann M. Livermore   Mgmt   Yes   For   For
1h   Elect Director Raymond E. Ozzie   Mgmt   Yes   For   For
1i   Elect Director Gary M. Reiner   Mgmt   Yes   For   For
1j   Elect Director Patricia F. Russo   Mgmt   Yes   For   For
1k   Elect Director James A. Skinner   Mgmt   Yes   For   For
1l   Elect Director Margaret C. Whitman   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Act by Written Consent   SH   Yes   Against   For

Nordea Bank AB

 

Meeting Date    03/19/2015    Country    Sweden    Primary Security ID    W57996105
Record Date    03/13/2015    Meeting Type    Annual    Ticker    NDA SEK

 

Primary CUSIP W57996105    Primary ISIN SE0000427361    Primary SEDOL 5380031

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Chairman of Meeting   Mgmt   Yes   For   For
2   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
3   Approve Agenda of Meeting   Mgmt   Yes   For   For
4   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
5   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
6   Receive Financial Statements and Statutory Reports   Mgmt   No    
7   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
8   Approve Allocation of Income and Dividends of EUR 0.62 Per Share   Mgmt   Yes   For   For
9   Approve Discharge of Board and President   Mgmt   Yes   For   For
10   Determine Number of Members (9) and Deputy Members (0) of Board   Mgmt   Yes   For   For
11   Fix Number of Auditors at One   Mgmt   Yes   For   For


12   Approve Remuneration of Directors in the Amount of EUR 279,000 for Chairman, EUR 132,500 for Vice Chairman, and EUR 86,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors   Mgmt   Yes   For   For
13   Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Tom Knutzen, Robin Lawther, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Silvija Seres and Birger Steen as New Directors   Mgmt   Yes   For   For
14   Ratify Ohrlings PricewaterhouseCoopers as Auditors   Mgmt   Yes   For   For
15   Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee   Mgmt   Yes   For   For
16   Approve Issuance of Convertible Instruments without Preemptive Rights   Mgmt   Yes   For   For
17a   Authorize Share Repurchase Program   Mgmt   Yes   For   For
17b   Authorize Reissuance of Repurchased Shares   Mgmt   Yes   For   For
18   Authorize Repurchase of Shares in Connection with Securities Trading   Mgmt   Yes   For   For
19   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt   No    
20a   Authorize the Board of Directors to Decide on Redemption of all C-Shares   SH   Yes   None   Against
20b   Amend Article of Association: Each Ordinary Share and Each C-Share Confers One Vote   SH   Yes   None   Against
20c   Instruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act   SH   Yes   None   Against
20d   Instruct Board to Establish Shareholders Association in Nordea   SH   Yes   None   Against
20e   Special Examination Regarding Nordea’s Values and the Legal-Ethical Rules   SH   Yes   None   Against

Novo Nordisk A/S

 

Meeting Date    03/19/2015    Country    Denmark    Primary Security ID    K72807132
Record Date    03/12/2015    Meeting Type    Annual    Ticker    NOVO B

 

Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Report of Board   Mgmt   No    
2   Accept Financial Statements and Statutory Reports for 2014   Mgmt   Yes   For   For
3.1   Approve Remuneration of Directors for 2014   Mgmt   Yes   For   For
3.2   Approve Remuneration of Directors for 2015   Mgmt   Yes   For   For
4   Approve Allocation of Income and Dividends of DKK 5.00 Per Share   Mgmt   Yes   For   For
5.1   Elect Göran Ando as Director and Chairman   Mgmt   Yes   For   For
5.2   Elect Jeppe Christiansen as Director and Deputy Chairman   Mgmt   Yes   For   For
5.3a   Elect Bruno Angelici as Director   Mgmt   Yes   For   For
5.3b   Elect Sylvie Grégoire as Director   Mgmt   Yes   For   For
5.3c   Elect Liz Hewitt as Director   Mgmt   Yes   For   For


5.3d   Elect Thomas Koestler as Director   Mgmt   Yes   For   For
5.3e   Elect Eivind Kolding as Director   Mgmt   Yes   For   For
5.3f   Elect Mary Szela as Director   Mgmt   Yes   For   For
6   Ratify PricewaterhouseCooper as Auditors   Mgmt   Yes   For   For
7.1   Approve Reduction in Share Capital   Mgmt   Yes   For   For
7.2   Authorize Share Repurchase Program   Mgmt   Yes   For   For
7.3   Amend Articles Re: Distribution of Extraordinary Dividends   Mgmt   Yes   For   For
7.4   Approve Revised Remuneration Principles   Mgmt   Yes   For   For
8   Other Business   Mgmt   No    

HEICO Corporation

 

Meeting Date    03/20/2015    Country    USA    Primary Security ID    422806109
Record Date    01/16/2015    Meeting Type    Annual    Ticker    HEI

 

Primary CUSIP 422806109    Primary ISIN US4228061093    Primary SEDOL 2419217

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Thomas S. Culligan   Mgmt   Yes   For   For
1.2   Elect Director Adolfo Henriques   Mgmt   Yes   For   For
1.3   Elect Director Samuel L. Higginbottom   Mgmt   Yes   For   For
1.4   Elect Director Mark H. Hildebrandt   Mgmt   Yes   For   For
1.5   Elect Director Wolfgang Mayrhuber   Mgmt   Yes   For   For
1.6   Elect Director Eric A. Mendelson   Mgmt   Yes   For   For
1.7   Elect Director Laurans A. Mendelson   Mgmt   Yes   For   For
1.8   Elect Director Victor H. Mendelson   Mgmt   Yes   For   For
1.9   Elect Director Julie Neitzel   Mgmt   Yes   For   For
1.10   Elect Director Alan Schriesheim   Mgmt   Yes   For   For
1.11   Elect Director Frank J. Schwitter   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

CLARCOR Inc.

 

Meeting Date    03/24/2015    Country    USA    Primary Security ID    179895107
Record Date    02/06/2015    Meeting Type    Annual    Ticker    CLC

 

Primary CUSIP 179895107    Primary ISIN US1798951075    Primary SEDOL 2201265

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James W. Bradford, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Wesley M. Clark   Mgmt   Yes   For   For
1.3   Elect Director James L. Packard   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Report on Sustainability   SH   Yes   Against   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


Urstadt Biddle Properties Inc.

 

Meeting Date    03/25/2015    Country    USA    Primary Security ID    917286205
Record Date    01/26/2015    Meeting Type    Annual    Ticker    UBA

 

Primary CUSIP 917286205    Primary ISIN US9172862057    Primary SEDOL 2256522

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Catherine U. Biddle   Mgmt   Yes   For   Withhold
1.2   Elect Director Robert R. Douglass   Mgmt   Yes   For   Withhold
1.3   Elect Director George H.C. Lawrence   Mgmt   Yes   For   Withhold
1.4   Elect Director Charles J. Urstadt   Mgmt   Yes   For   Withhold
2   Ratify PKF O’Connor Davies as Auditors   Mgmt   Yes   For   For

Banco Santander S.A.

 

Meeting Date    03/26/2015    Country    Spain    Primary Security ID    E19790109
Record Date    03/20/2015    Meeting Type    Annual    Ticker    SAN

 

Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.A   Approve Consolidated and Standalone Financial Statements   Mgmt   Yes   For   For
1.B   Approve Discharge of Board   Mgmt   Yes   For   For
2   Approve Allocation of Income and Dividends   Mgmt   Yes   For   For
3.A   Ratify Appointment of and Elect Carlos Fernández González as Director   Mgmt   Yes   For   For
3.B   Reelect Sol Daurella Comadrán as Director   Mgmt   Yes   For   For
3.C   Reelect Bruce Carnegie-Brown as Director   Mgmt   Yes   For   For
3.D   Reelect José Antonio Álvarez Álvarez as Director   Mgmt   Yes   For   For
3.E   Reelect Juan Rodríguez Inciarte as Director   Mgmt   Yes   For   For
3.F   Reelect Matías Rodríguez Inciarte as Director   Mgmt   Yes   For   For
3.G   Reelect Juan Miguel Villar Mir as Director   Mgmt   Yes   For   For
3.H   Reelect Guillermo de la Dehesa Romero as Director   Mgmt   Yes   For   For
4   Renew Appointment of Deloitte as Auditor   Mgmt   Yes   For   For
5.A   Amend Articles Re: Competence of General Shareholders Meeting   Mgmt   Yes   For   For
5.B   Amend Articles Re: Board of Directors   Mgmt   Yes   For   For
5.C   Amend Articles Re: Annual Corporate Governance Report and Corporate Website   Mgmt   Yes   For   For
5.D   Amend Articles Re: Financial Statements and Distribution of Results   Mgmt   Yes   For   For
6.A   Amend Articles of General Meeting Regulations Re: Powers, Call and Preparation   Mgmt   Yes   For   For
6.B   Amend Articles of General Meeting Regulations Re: Development of General Meeting   Mgmt   Yes   For   For
7   Approve Capital Raising   Mgmt   Yes   For   For


8   Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   Yes   For   For
9.A   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
9.B   Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   Yes   For   For
10.A   Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   Yes   For   For
10.B   Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   Yes   For   For
11   Approve Remuneration Policy   Mgmt   Yes   For   For
12   Approve Remuneration of Directors   Mgmt   Yes   For   For
13   Fix Maximum Variable Compensation Ratio   Mgmt   Yes   For   For
14.A   Approve Deferred Share Bonus Plan   Mgmt   Yes   For   For
14.B   Approve Performance Shares Plan   Mgmt   Yes   For   For
14.C   Approve Employee Stock Purchase Plan   Mgmt   Yes   For   For
15   Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   Yes   For   For
16   Advisory Vote on Remuneration Policy Report   Mgmt   Yes   For   For

Canon Inc.

 

Meeting Date    03/27/2015    Country    Japan    Primary Security ID    J05124144
Record Date    12/31/2014    Meeting Type    Annual    Ticker    7751

 

Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 85   Mgmt   Yes   For   For
2   Amend Articles to Authorize Public Announcements in Electronic Format   Mgmt   Yes   For   For
3.1   Elect Director Mitarai, Fujio   Mgmt   Yes   For   For
3.2   Elect Director Tanaka, Toshizo   Mgmt   Yes   For   For
3.3   Elect Director Adachi, Yoroku   Mgmt   Yes   For   For
3.4   Elect Director Matsumoto, Shigeyuki   Mgmt   Yes   For   For
3.5   Elect Director Homma, Toshio   Mgmt   Yes   For   For
3.6   Elect Director Ozawa, Hideki   Mgmt   Yes   For   For
3.7   Elect Director Maeda, Masaya   Mgmt   Yes   For   For
3.8   Elect Director Tani, Yasuhiro   Mgmt   Yes   For   For
3.9   Elect Director Nagasawa, Kenichi   Mgmt   Yes   For   For
3.10   Elect Director Otsuka, Naoji   Mgmt   Yes   For   For
3.11   Elect Director Yamada, Masanori   Mgmt   Yes   For   For
3.12   Elect Director Wakiya, Aitake   Mgmt   Yes   For   For
3.13   Elect Director Kimura, Akiyoshi   Mgmt   Yes   For   For
3.14   Elect Director Osanai, Eiji   Mgmt   Yes   For   For
3.15   Elect Director Nakamura, Masaaki   Mgmt   Yes   For   For


3.16   Elect Director Saida, Kunitaro   Mgmt   Yes   For   For
3.17   Elect Director Kato, Haruhiko   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Ono, Kazuto   Mgmt   Yes   For   For
4.2   Appoint Statutory Auditor Oe, Tadashi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    03/27/2015    Country    USA    Primary Security ID    78467J100
Record Date    03/09/2015    Meeting Type    Special    Ticker    SSNC

 

Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Increase Authorized Common Stock   Mgmt   Yes   For   For

Daimler AG

 

Meeting Date    04/01/2015    Country    Germany    Primary Security ID    D1668R123
Record Date       Meeting Type    Annual    Ticker    DAI

 

Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.45 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Elect Paul Achleitner to the Supervisory Board   Mgmt   Yes   For   For
7   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
8   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
9   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
10   Cancel Affiliation Agreement with Subsidiary Daimler Financial Services AG Approved at 2014 AGM   Mgmt   Yes   For   For


Applied Materials, Inc.

 

Meeting Date    04/02/2015    Country    USA    Primary Security ID    038222105
Record Date    02/11/2015    Meeting Type    Annual    Ticker    AMAT

 

Primary CUSIP 038222105    Primary ISIN US0382221051    Primary SEDOL 2046552

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Aart J. de Geus   Mgmt   Yes   For   For
1b   Elect Director Gary E. Dickerson   Mgmt   Yes   For   For
1c   Elect Director Stephen R. Forrest   Mgmt   Yes   For   For
1d   Elect Director Thomas J. Iannotti   Mgmt   Yes   For   For
1e   Elect Director Susan M. James   Mgmt   Yes   For   For
1f   Elect Director Alexander A. Karsner   Mgmt   Yes   For   For
1g   Elect Director Dennis D. Powell   Mgmt   Yes   For   For
1h   Elect Director Willem P. Roelandts   Mgmt   Yes   For   For
1i   Elect Director Michael R. Splinter   Mgmt   Yes   For   For
1j   Elect Director Robert H. Swan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Foundation Medicine, Inc.

 

Meeting Date    04/02/2015    Country    USA    Primary Security ID    350465100
Record Date    02/11/2015    Meeting Type    Special    Ticker    FMI

 

Primary CUSIP 350465100    Primary ISIN US3504651007    Primary SEDOL BDX85T5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Issuance of Shares for a Private Placement   Mgmt   Yes   For   For
2   Approve Anti-dilution Protections   Mgmt   Yes   For   For
3   Declassify the Board of Directors and Authorize Shareholders to Remove Directors With or Without Cause.   Mgmt   Yes   For   For
4   Amend Certificate of Incorporation to Renounce Foundation’s Expectancy Regarding Certain Corporate Opportunities   Mgmt   Yes   For   For
5   Adjourn Meeting   Mgmt   Yes   For   For

Lennar Corporation

 

Meeting Date    04/08/2015    Country    USA    Primary Security ID    526057104
Record Date    02/12/2015    Meeting Type    Annual    Ticker    LEN

 

Primary CUSIP 526057104    Primary ISIN US5260571048    Primary SEDOL 2511920

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Irving Bolotin   Mgmt   Yes   For   For
1.2   Elect Director Steven L. Gerard   Mgmt   Yes   For   For
1.3   Elect Director Theron I. ‘Tig’ Gilliam   Mgmt   Yes   For   For


1.4   Elect Director Sherrill W. Hudson   Mgmt   Yes   For   For
1.5   Elect Director Sidney Lapidus   Mgmt   Yes   For   For
1.6   Elect Director Teri P. McClure   Mgmt   Yes   For   For
1.7   Elect Director Stuart A. Miller   Mgmt   Yes   For   For
1.8   Elect Director Armando Olivera   Mgmt   Yes   For   For
1.9   Elect Director Jeffrey Sonnenfeld   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Schlumberger Limited

 

Meeting Date    04/08/2015    Country    Curacao    Primary Security ID    806857108
Record Date    02/11/2015    Meeting Type    Annual    Ticker    SLB

 

Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Peter L.S. Currie as Director   Mgmt   Yes   For   For
1b   Elect K. Vaman Kamath as Director   Mgmt   Yes   For   For
1c   Elect V. Maureen Kempston Darkes as Director   Mgmt   Yes   For   For
1d   Elect Paal Kibsgaard as Director   Mgmt   Yes   For   For
1e   Elect Nikolay Kudryavtsev as Director   Mgmt   Yes   For   For
1f   Elect Michael E. Marks as Director   Mgmt   Yes   For   For
1g   Elect Indra K. Nooyi as Director   Mgmt   Yes   For   For
1h   Elect Lubna S. Olayan as Director   Mgmt   Yes   For   For
1i   Elect Leo Rafael Reif as Director   Mgmt   Yes   For   For
1j   Elect Tore I. Sandvold as Director   Mgmt   Yes   For   For
1k   Elect Henri Seydoux as Director   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Adopt and Approve Financials and Dividends   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Carnival Corporation

 

Meeting Date    04/14/2015    Country    Panama    Primary Security ID    143658300
Record Date    02/13/2015    Meeting Type    Annual    Ticker    CCL

 

Primary CUSIP 143658300    Primary ISIN PA1436583006    Primary SEDOL 2523044

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.   Mgmt   Yes   For   For
2   Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For


3   Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
4   Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
6   Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
9   Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.   Mgmt   Yes   For   For
10   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation   Mgmt   Yes   For   For
11   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc   Mgmt   Yes   For   For
12   Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2014   Mgmt   Yes   For   For
13   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
14   Approve Remuneration Report of Executive Directors   Mgmt   Yes   For   For
15   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
16   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorize Share Repurchase Program   Mgmt   Yes   For   For

Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/14/2015    Country    Sweden    Primary Security ID    W26049119
Record Date    04/08/2015    Meeting Type    Annual    Ticker    ERIC B

 

Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Chairman of Meeting   Mgmt   Yes   For   For
2   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
3   Approve Agenda of Meeting   Mgmt   Yes   For   For
4   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
5   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
6   Receive Financial Statements and Statutory Reports   Mgmt   No    
7   Receive President’s Report   Mgmt   No    
8.1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
8.2   Approve Discharge of Board and President   Mgmt   Yes   For   For


8.3   Approve Allocation of Income and Dividends of SEK 3.40 Per Share   Mgmt   Yes   For   For
9.1   Determine Number of Directors (11) and Deputy Directors (0) of Board   Mgmt   Yes   For   For
9.2   Approve Remuneration of Directors in the Amount of 4 Million for Chairman and SEK 975,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   Yes   For   For
9.3   Reelect Leif Johansson (Chairman), Roxanne Austin, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Kristin Lund, Hans Vestberg, and Jacob Wallenberg as Directors; Elect Anders Nyren and Sukhinder Cassidy as New Directors   Mgmt   Yes   For   For
9.4   Approve Remuneration of Auditors   Mgmt   Yes   For   For
9.5   Determine Number of Auditors (1) and Deputy Auditors (0)   Mgmt   Yes   For   For
9.6   Ratify PricewaterhouseCoopers as Auditors   Mgmt   Yes   For   For
10   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
11.1   Approve 2015 Stock Purchase Plan   Mgmt   Yes   For   For
11.2   Approve Equity Plan Financing (2015 Stock Purchase Plan)   Mgmt   Yes   For   For
11.3   Approve Alternative Equity Plan Financing (2015 Stock Purchase Plan)   Mgmt   Yes   For   Against
11.4   Approve 2015 Key Contributor Retention Plan   Mgmt   Yes   For   For
11.5   Approve Equity Plan Financing (2015 Key Contributor Retention Plan)   Mgmt   Yes   For   For
11.6   Approve Alternative Equity Plan Financing (2015 Key Contributor Retention Plan)   Mgmt   Yes   For   Against
11.7   Approve 2015 Executive Performance Stock Plan   Mgmt   Yes   For   For
11.8   Approve Equity Plan Financing (2015 Executive Performance Stock Plan)   Mgmt   Yes   For   For
11.9   Approve Alternative Equity Plan Financing (2015 Executive Performance Stock Plan)   Mgmt   Yes   For   Against
12   Approve Equity Plan Financing (2011-2014 Long-Term Variable Remuneration Programs)   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt   No    
13   Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM   SH   Yes   None   For
14.1   Request Board to Take Necessary Action to Create a Shareholders Association   SH   Yes   None   Against
14.2   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies   SH   Yes   None   Against
14.3   Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   Yes   None   Against
14.4   Request Board to Prepare a Proposal regarding “Politician Quarantine” and to Present the Proposal to That Effect at the 2016 AGM   SH   Yes   None   Against
15   Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   Yes   None   Against
16   Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   Yes   None   Against
17   Close Meeting   Mgmt   No    


Vinci

 

Meeting Date    04/14/2015    Country    France    Primary Security ID    F5879X108
Record Date    04/09/2015    Meeting Type    Annual/Special    Ticker    DG

 

Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.22 per Share   Mgmt   Yes   For   For
4   Reelect Robert Castaigne as Director   Mgmt   Yes   For   For
5   Reelect Pascale Sourisse as Director   Mgmt   Yes   For   For
6   Elect Ana Paula Pessoa as Director   Mgmt   Yes   For   For
7   Elect Josiane Marquez as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   For
8   Elect Gerard Duez as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
9   Elect Karin Willio as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
10   Elect Thomas Franz as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
11   Elect Roland Innocenti as Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
12   Elect Michel Pitte Representative of Employee Shareholders to the Board   Mgmt   Yes   None   Against
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.15 Million   Mgmt   Yes   For   For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
15   Approve Additional Pension Scheme Agreement with Pierre Coppey   Mgmt   Yes   For   For
16   Approve Transaction with Vinci Concessions Re: Management of Comarnic Brasov   Mgmt   Yes   For   For
17   Approve Transaction with Vinci Concessions Re: Financial Restructuring of Via Solutions Sudwest   Mgmt   Yes   For   For
18   Advisory Vote on Compensation of the Chairman and CEO   Mgmt   Yes   For   Against
19   Advisory Vote on Compensation of the Vice CEO since April 15, 2014   Mgmt   Yes   For   Against
  Extraordinary Business   Mgmt   No    
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
21   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
22   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   Mgmt   Yes   For   For


23   Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   Yes   For   For
24   Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million   Mgmt   Yes   For   For
25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
26   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   Against
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   Against
29   Amend Article 8 of Bylaws Re: Absence of Double Voting Rights   Mgmt   Yes   For   For
30   Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds   Mgmt   Yes   For   Against
31   Amend Article 17 of Bylaws Re: Record Date   Mgmt   Yes   For   For
32   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

FirstMerit Corporation

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    337915102
Record Date    02/20/2015    Meeting Type    Annual    Ticker    FMER

 

Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lizabeth A. Ardisana   Mgmt   Yes   For   For
1.2   Elect Director Steven H. Baer   Mgmt   Yes   For   For
1.3   Elect Director Karen S. Belden   Mgmt   Yes   For   For
1.4   Elect Director R. Cary Blair   Mgmt   Yes   For   For
1.5   Elect Director John C. Blickle   Mgmt   Yes   For   For
1.6   Elect Director Robert W. Briggs   Mgmt   Yes   For   For
1.7   Elect Director Richard Colella   Mgmt   Yes   For   For
1.8   Elect Director Robert S. Cubbin   Mgmt   Yes   For   For
1.9   Elect Director Gina D. France   Mgmt   Yes   For   For
1.10   Elect Director Paul G. Greig   Mgmt   Yes   For   For
1.11   Elect Director Terry L. Haines   Mgmt   Yes   For   For
1.12   Elect Director J. Michael Hochschwender   Mgmt   Yes   For   For
1.13   Elect Director Clifford J. Isroff   Mgmt   Yes   For   For
1.14   Elect Director Philip A. Lloyd, II   Mgmt   Yes   For   For
1.15   Elect Director Russ M. Strobel   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Proxy Access Right   Mgmt   Yes   For   For
5   Limit Accelerated Vesting of Equity Awards Upon a Change in Control   SH   Yes   Against   Against


The Sherwin-Williams Company

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    824348106
Record Date    02/24/2015    Meeting Type    Annual    Ticker    SHW

 

Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Arthur F. Anton   Mgmt   Yes   For   For
1.2   Elect Director Christopher M. Connor   Mgmt   Yes   For   For
1.3   Elect Director David F. Hodnik   Mgmt   Yes   For   For
1.4   Elect Director Thomas G. Kadien   Mgmt   Yes   For   For
1.5   Elect Director Richard J. Kramer   Mgmt   Yes   For   For
1.6   Elect Director Susan J. Kropf   Mgmt   Yes   For   For
1.7   Elect Director Christine A. Poon   Mgmt   Yes   For   For
1.8   Elect Director Richard K. Smucker   Mgmt   Yes   For   For
1.9   Elect Director John M. Stropki   Mgmt   Yes   For   For
1.10   Elect Director Matthew Thornton, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Umpqua Holdings Corporation

 

Meeting Date    04/15/2015    Country    USA    Primary Security ID    904214103
Record Date    02/06/2015    Meeting Type    Annual    Ticker    UMPQ

 

Primary CUSIP 904214103    Primary ISIN US9042141039    Primary SEDOL 2484389

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ellen R. M. Boyer   Mgmt   Yes   For   For
1.2   Elect Director Raymond P. Davis   Mgmt   Yes   For   For
1.3   Elect Director Robert C. Donegan   Mgmt   Yes   For   For
1.4   Elect Director C. Webb Edwards   Mgmt   Yes   For   For
1.5   Elect Director Peggy Y. Fowler   Mgmt   Yes   For   For
1.6   Elect Director Stephen M. Gambee   Mgmt   Yes   For   For
1.7   Elect Director James S. Greene   Mgmt   Yes   For   For
1.8   Elect Director Luis F. Machuca   Mgmt   Yes   For   For
1.9   Elect Director Maria M. Pope   Mgmt   Yes   For   For
1.10   Elect Director Susan F. Stevens   Mgmt   Yes   For   For
1.11   Elect Director Hilliard C. Terry, III   Mgmt   Yes   For   For
1.12   Elect Director Bryan L. Timm   Mgmt   Yes   For   For
2   Ratify Moss Adams LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


BP plc

 

Meeting Date    04/16/2015    Country    United Kingdom    Primary Security ID    G12793108
Record Date    04/14/2015    Meeting Type    Annual    Ticker    BP.

 

Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Re-elect Bob Dudley as Director   Mgmt   Yes   For   For
4   Re-elect Dr Brian Gilvary as Director   Mgmt   Yes   For   For
5   Re-elect Paul Anderson as Director   Mgmt   Yes   For   For
6   Elect Alan Boeckmann as Director   Mgmt   Yes   For   For
7   Re-elect Frank Bowman as Director   Mgmt   Yes   For   For
8   Re-elect Antony Burgmans as Director   Mgmt   Yes   For   For
9   Re-elect Cynthia Carroll as Director   Mgmt   Yes   For   For
10   Re-elect Ian Davis as Director   Mgmt   Yes   For   For
11   Re-elect Dame Ann Dowling as Director   Mgmt   Yes   For   For
12   Re-elect Brendan Nelson as Director   Mgmt   Yes   For   For
13   Re-elect Phuthuma Nhleko as Director   Mgmt   Yes   For   For
14   Re-elect Andrew Shilston as Director   Mgmt   Yes   For   For
15   Re-elect Carl-Henric Svanberg as Director   Mgmt   Yes   For   For
16   Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   Yes   For   For
17   Authorise the Renewal of the Scrip Dividend Programme   Mgmt   Yes   For   For
18   Approve Share Award Plan 2015   Mgmt   Yes   For   For
19   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
22   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
23   Adopt New Articles of Association   Mgmt   Yes   For   For
24   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
  Shareholder Resolution   Mgmt   No    
25   Approve Strategic Climate Change Resilience for 2035 and Beyond   SH   Yes   For   For


Humana Inc.

 

Meeting Date    04/16/2015    Country    USA    Primary Security ID    444859102
Record Date    02/20/2015    Meeting Type    Annual    Ticker    HUM

 

Primary CUSIP 444859102    Primary ISIN US4448591028    Primary SEDOL 2445063

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Kurt J. Hilzinger   Mgmt   Yes   For   For
1b   Elect Director Bruce D. Broussard   Mgmt   Yes   For   For
1c   Elect Director Frank A. D’Amelio   Mgmt   Yes   For   For
1d   Elect Director W. Roy Dunbar   Mgmt   Yes   For   For
1e   Elect Director David A. Jones, Jr.   Mgmt   Yes   For   For
1f   Elect Director William J. McDonald   Mgmt   Yes   For   For
1g   Elect Director William E. Mitchell   Mgmt   Yes   For   For
1h   Elect Director David B. Nash   Mgmt   Yes   For   For
1i   Elect Director James J. O’Brien   Mgmt   Yes   For   For
1j   Elect Director Marissa T. Peterson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/16/2015    Country    France    Primary Security ID    F58485115
Record Date    04/13/2015    Meeting Type    Annual/Special    Ticker    MC

 

Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   Against
4   Approve Allocation of Income and Dividends of EUR 3.20 per Share   Mgmt   Yes   For   For
5   Reelect Antoine Arnault as Director   Mgmt   Yes   For   Against
6   Reelect Albert Frere as Director   Mgmt   Yes   For   Against
7   Reelect Lord Powell of Bayswater as Director   Mgmt   Yes   For   Against
8   Reelect Yves-Thibault de Silguy as Director   Mgmt   Yes   For   For
9   Advisory Vote on Compensation of Bernard Arnaut, CEO and Chairman   Mgmt   Yes   For   Against
10   Advisory Vote on Compensation of Antonio Belloni, Vice-CEO   Mgmt   Yes   For   Against
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
12   Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against


13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   For
15   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   Against
16   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million   Mgmt   Yes   For   Against
17   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   Yes   For   Against
18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   Against
19   Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers   Mgmt   Yes   For   Against
20   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
21   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans   Mgmt   Yes   For   Against
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
23   Set Total Limit for Capital Increase to Result from Issuance Requests Above at EUR 50 Million   Mgmt   Yes   For   For
24   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   Against
25   Amend Articles 14, 18 and 23 of Bylaws Re: Board Powers, Related Party Transactions, and Record Date   Mgmt   Yes   For   Against

Rio Tinto plc

 

Meeting Date    04/16/2015    Country    United Kingdom    Primary Security ID    G75754104
Record Date    04/14/2015    Meeting Type    Annual    Ticker    RIO

 

Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Resolutions 1 to 18 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report for UK Law Purposes   Mgmt   Yes   For   For
4   Approve Remuneration Report for Australian Law Purposes   Mgmt   Yes   For   For
5   Elect Megan Clark as Director   Mgmt   Yes   For   For
6   Elect Michael L’Estrange as Director   Mgmt   Yes   For   For
7   Re-elect Robert Brown as Director   Mgmt   Yes   For   For
8   Re-elect Jan du Plessis as Director   Mgmt   Yes   For   For
9   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
10   Re-elect Richard Goodmanson as Director   Mgmt   Yes   For   For


11   Re-elect Anne Lauvergeon as Director   Mgmt   Yes   For   For
12   Re-elect Chris Lynch as Director   Mgmt   Yes   For   For
13   Re-elect Paul Tellier as Director   Mgmt   Yes   For   For
14   Re-elect Simon Thompson as Director   Mgmt   Yes   For   For
15   Re-elect John Varley as Director   Mgmt   Yes   For   For
16   Re-elect Sam Walsh as Director   Mgmt   Yes   For   For
17   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
18   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
  Resolutions 19 to 22 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt   No    
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

COGNEX CORPORATION

 

Meeting Date    04/17/2015    Country    USA    Primary Security ID    192422103
Record Date    02/20/2015    Meeting Type    Annual    Ticker    CGNX

 

Primary CUSIP 192422103    Primary ISIN US1924221039    Primary SEDOL 2208288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert J. Shillman   Mgmt   Yes   For   For
1.2   Elect Director Jeffrey B. Miller   Mgmt   Yes   For   Withhold
1.3   Elect Director Reuben Wasserman   Mgmt   Yes   For   Withhold
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Require a Majority Vote for the Election of Directors   SH   Yes   None   For

Hutchison Whampoa Limited

 

Meeting Date    04/20/2015    Country    Hong Kong    Primary Security ID    Y38024108
Record Date    04/14/2015    Meeting Type    Special    Ticker    00013

 

Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Scheme of Arrangement   Mgmt   Yes   For   For
2   Approve Husky Share Exchange   Mgmt   Yes   For   For
3   Elect Cheng Hoi Chuen, Vincent as Director   Mgmt   Yes   For   Against


Hutchison Whampoa Limited

 

Meeting Date    04/20/2015    Country    Hong Kong    Primary Security ID    Y38024108
Record Date    04/14/2015    Meeting Type    Court    Ticker    00013

 

Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Scheme of Arrangement   Mgmt   Yes   For   For

Prosperity Bancshares, Inc.

 

Meeting Date    04/21/2015    Country    USA    Primary Security ID    743606105
Record Date    02/27/2015    Meeting Type    Annual    Ticker    PB

 

Primary CUSIP 743606105    Primary ISIN US7436061052    Primary SEDOL 2310257

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James A. Bouligny   Mgmt   Yes   For   Withhold
1.2   Elect Director W.R. Collier   Mgmt   Yes   For   For
1.3   Elect Director Robert Steelhammer   Mgmt   Yes   For   Withhold
1.4   Elect Director H. E. Timanus, Jr.   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Schneider Electric SA

 

Meeting Date    04/21/2015    Country    France    Primary Security ID    F86921107
Record Date    04/16/2015    Meeting Type    Annual/Special    Ticker    SU

 

Primary CUSIP F86921107    Primary ISIN FR0000121972    Primary SEDOL 4834108

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 1.92 per Share   Mgmt   Yes   For   For
4   Approve Transaction with Vice Chairman   Mgmt   Yes   For   For
5   Approve Agreement with Jean Pascal Tricoire   Mgmt   Yes   For   For
6   Approve Agreement with Emmanuel Babeau   Mgmt   Yes   For   Against
7   Advisory Vote on Compensation of Jean Pascal Tricoire   Mgmt   Yes   For   Against
8   Advisory Vote on Compensation of Emmanuel Babeau   Mgmt   Yes   For   Against
9   Elect Gregory Spierkel as Director   Mgmt   Yes   For   For
10   Reelect Betsy Atkins as Director   Mgmt   Yes   For   For
11   Reelect Jeong Kim as Director   Mgmt   Yes   For   For
12   Reelect Gerard de La Martiniere as Director   Mgmt   Yes   For   For


13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   Yes   For   For
15   Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   For
16   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million   Mgmt   Yes   For   For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
18   Authorize Capital Increase of up to EUR 230 Million of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
19   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
23   Amend Article 13 of Bylaws Re: Related Party Transactions   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
24   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

U.S. Bancorp

 

Meeting Date    04/21/2015    Country    USA    Primary Security ID    902973304
Record Date    02/24/2015    Meeting Type    Annual    Ticker    USB

 

Primary CUSIP 902973304    Primary ISIN US9029733048    Primary SEDOL 2736035

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Douglas M. Baker, Jr.   Mgmt   Yes   For   For
1.1b   Elect Director Arthur D. Collins, Jr.   Mgmt   Yes   For   For
1.1c   Elect Director Richard K. Davis   Mgmt   Yes   For   For
1.1d   Elect Director Kimberly J. Harris   Mgmt   Yes   For   For
1.1e   Elect Director Roland A. Hernandez   Mgmt   Yes   For   For
1.1f   Elect Director Doreen Woo Ho   Mgmt   Yes   For   For
1.1g   Elect Director Joel W. Johnson   Mgmt   Yes   For   For
1.1h   Elect Director Olivia F. Kirtley   Mgmt   Yes   For   For
1.1i   Elect Director Jerry W. Levin   Mgmt   Yes   For   For
1.1j   Elect Director David B. O’Maley   Mgmt   Yes   For   For
1.1k   Elect Director O’dell M. Owens   Mgmt   Yes   For   For
1.1l   Elect Director Craig D. Schnuck   Mgmt   Yes   For   For
1.1m   Elect Director Patrick T. Stokes   Mgmt   Yes   For   For


1.1n   Elect Director Scott W. Wine   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   Against

Convergys Corporation

 

Meeting Date    04/22/2015    Country    USA    Primary Security ID    212485106
Record Date    02/27/2015    Meeting Type    Annual    Ticker    CVG

 

Primary CUSIP 212485106    Primary ISIN US2124851062    Primary SEDOL 2284761

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Andrea J. Ayers   Mgmt   Yes   For   For
1.2   Elect Director John F. Barrett   Mgmt   Yes   For   For
1.3   Elect Director Cheryl K. Beebe   Mgmt   Yes   For   For
1.4   Elect Director Richard R. Devenuti   Mgmt   Yes   For   For
1.5   Elect Director Jeffrey H. Fox   Mgmt   Yes   For   For
1.6   Elect Director Joseph E. Gibbs   Mgmt   Yes   For   For
1.7   Elect Director Joan E. Herman   Mgmt   Yes   For   For
1.8   Elect Director Thomas L. Monahan, III   Mgmt   Yes   For   For
1.9   Elect Director Ronald L. Nelson   Mgmt   Yes   For   For
1.10   Elect Director Richard F. Wallman   Mgmt   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Eaton Corporation plc

 

Meeting Date    04/22/2015    Country    Ireland    Primary Security ID    G29183103
Record Date    02/23/2015    Meeting Type    Annual    Ticker    ETN

 

Primary CUSIP 278058102    Primary ISIN IE00B8KQN827    Primary SEDOL B8KQN82

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Todd M. Bluedorn   Mgmt   Yes   For   For
1b   Elect Director Christopher M. Connor   Mgmt   Yes   For   For
1c   Elect Director Michael J. Critelli   Mgmt   Yes   For   For
1d   Elect Director Alexander M. Cutler   Mgmt   Yes   For   For
1e   Elect Director Charles E. Golden   Mgmt   Yes   For   For
1f   Elect Director Linda A. Hill   Mgmt   Yes   For   For
1g   Elect Director Arthur E. Johnson   Mgmt   Yes   For   For
1h   Elect Director Ned C. Lautenbach   Mgmt   Yes   For   For
1i   Elect Director Deborah L. McCoy   Mgmt   Yes   For   For
1j   Elect Director Gregory R. Page   Mgmt   Yes   For   For


1k   Elect Director Sandra Pianalto   Mgmt   Yes   For   For
1l   Elect Director Gerald B. Smith   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Approval of Overseas Market Purchases of the Company Shares   Mgmt   Yes   For   For

General Electric Company

 

Meeting Date    04/22/2015    Country    USA    Primary Security ID    369604103
Record Date    02/23/2015    Meeting Type    Annual    Ticker    GE

 

Primary CUSIP 369604103    Primary ISIN US3696041033    Primary SEDOL 2380498

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
A1   Elect Director W. Geoffrey Beattie   Mgmt   Yes   For   For
A2   Elect Director John J. Brennan   Mgmt   Yes   For   For
A3   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   For
A4   Elect Director Francisco D’Souza   Mgmt   Yes   For   For
A5   Elect Director Marijn E. Dekkers   Mgmt   Yes   For   For
A6   Elect Director Susan J. Hockfield   Mgmt   Yes   For   For
A7   Elect Director Jeffrey R. Immelt   Mgmt   Yes   For   For
A8   Elect Director Andrea Jung   Mgmt   Yes   For   For
A9   Elect Director Robert W. Lane   Mgmt   Yes   For   For
A10   Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For
A11   Elect Director James J. Mulva   Mgmt   Yes   For   For
A12   Elect Director James E. Rohr   Mgmt   Yes   For   For
A13   Elect Director Mary L. Schapiro   Mgmt   Yes   For   For
A14   Elect Director Robert J. Swieringa   Mgmt   Yes   For   For
A15   Elect Director James S. Tisch   Mgmt   Yes   For   For
A16   Elect Director Douglas A. Warner, III   Mgmt   Yes   For   For
B1   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
B2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
C1   Provide for Cumulative Voting   SH   Yes   Against   Against
C2   Provide Right to Act by Written Consent   SH   Yes   Against   Against
C3   Select One Director from Ranks of Retirees   SH   Yes   Against   Against
C4   Adopt Holy Land Principles   SH   Yes   Against   Against
C5   Pro-rata Vesting on Equity Plans   SH   Yes   Against   Against


Anglo American plc

 

Meeting Date    04/23/2015    Country    United Kingdom    Primary Security ID    G03764134
Record Date    04/21/2015    Meeting Type    Annual    Ticker    AAL

 

Primary CUSIP G03764134    Primary ISIN GB00B1XZS820    Primary SEDOL B1XZS82

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Re-elect Mark Cutifani as Director   Mgmt   Yes   For   For
4   Re-elect Judy Dlamini as Director   Mgmt   Yes   For   For
5   Re-elect Byron Grote as Director   Mgmt   Yes   For   For
6   Re-elect Sir Philip Hampton as Director   Mgmt   Yes   For   For
7   Re-elect Rene Medori as Director   Mgmt   Yes   For   For
8   Re-elect Phuthuma Nhleko as Director   Mgmt   Yes   For   For
9   Re-elect Ray O’Rourke as Director   Mgmt   Yes   For   For
10   Re-elect Sir John Parker as Director   Mgmt   Yes   For   For
11   Re-elect Mphu Ramatlapeng as Director   Mgmt   Yes   For   For
12   Re-elect Jim Rutherford as Director   Mgmt   Yes   For   For
13   Re-elect Anne Stevens as Director   Mgmt   Yes   For   For
14   Re-elect Jack Thompson as Director   Mgmt   Yes   For   For
15   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
16   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Approve Remuneration Report   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Barclays plc

 

Meeting Date    04/23/2015    Country    United Kingdom    Primary Security ID    G08036124
Record Date    04/21/2015    Meeting Type    Annual    Ticker    BARC

 

Primary CUSIP G08036124    Primary ISIN GB0031348658    Primary SEDOL 3134865

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Elect Crawford Gillies as Director   Mgmt   Yes   For   For
4   Elect John McFarlane as Director   Mgmt   Yes   For   For
5   Re-elect Mike Ashley as Director   Mgmt   Yes   For   For
6   Re-elect Tim Breedon as Director   Mgmt   Yes   For   For


7   Re-elect Reuben Jeffery III as Director   Mgmt   Yes   For   For
8   Re-elect Antony Jenkins as Director   Mgmt   Yes   For   For
9   Re-elect Wendy Lucas-Bull as Director   Mgmt   Yes   For   For
10   Re-elect Tushar Morzaria as Director   Mgmt   Yes   For   For
11   Re-elect Dambisa Moyo as Director   Mgmt   Yes   For   For
12   Re-elect Frits van Paasschen as Director   Mgmt   Yes   For   For
13   Re-elect Sir Michael Rake as Director   Mgmt   Yes   For   For
14   Re-elect Steve Thieke as Director   Mgmt   Yes   For   For
15   Re-elect Diane de Saint Victor as Director   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   Yes   For   For
23   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
24   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Johnson & Johnson

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    478160104
Record Date    02/24/2015    Meeting Type    Annual    Ticker    JNJ

 

Primary CUSIP 478160104    Primary ISIN US4781601046    Primary SEDOL 2475833

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mary Sue Coleman   Mgmt   Yes   For   For
1b   Elect Director D. Scott Davis   Mgmt   Yes   For   For
1c   Elect Director Ian E. L. Davis   Mgmt   Yes   For   For
1d   Elect Director Alex Gorsky   Mgmt   Yes   For   For
1e   Elect Director Susan L. Lindquist   Mgmt   Yes   For   For
1f   Elect Director Mark B. McClellan   Mgmt   Yes   For   For
1g   Elect Director Anne M. Mulcahy   Mgmt   Yes   For   For
1h   Elect Director William D. Perez   Mgmt   Yes   For   For
1i   Elect Director Charles Prince   Mgmt   Yes   For   For
1j   Elect Director A. Eugene Washington   Mgmt   Yes   For   For
1k   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


4   Policy Regarding Overextended Directors   SH   Yes   Against   Against
5   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against
6   Require Independent Board Chairman   SH   Yes   Against   For

MGIC Investment Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    552848103
Record Date    03/02/2015    Meeting Type    Annual    Ticker    MTG

 

Primary CUSIP 552848103    Primary ISIN US5528481030    Primary SEDOL 2548616

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Daniel A. Arrigoni   Mgmt   Yes   For   For
1.2   Elect Director Cassandra C. Carr   Mgmt   Yes   For   For
1.3   Elect Director C. Edward Chaplin   Mgmt   Yes   For   For
1.4   Elect Director Curt S. Culver   Mgmt   Yes   For   For
1.5   Elect Director Timothy A. Holt   Mgmt   Yes   For   For
1.6   Elect Director Kenneth M. Jastrow, II   Mgmt   Yes   For   For
1.7   Elect Director Michael E. Lehman   Mgmt   Yes   For   For
1.8   Elect Director Donald T. Nicolaisen   Mgmt   Yes   For   For
1.9   Elect Director Gary A. Poliner   Mgmt   Yes   For   For
1.10   Elect Director Patrick Sinks   Mgmt   Yes   For   For
1.11   Elect Director Mark M. Zandi   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date    04/23/2015    Country    Germany    Primary Security ID    D55535104
Record Date       Meeting Type    Annual    Ticker    MUV2

 

Primary CUSIP D55535104    Primary ISIN DE0008430026    Primary SEDOL 5294121

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2014 (Non-Voting)   Mgmt   No    
1.2   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 7.75 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Approve Remuneration System for Management Board Members   Mgmt   Yes   For   For


6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
8   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   Yes   For   For
9   Approve Creation of EUR 10 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   Yes   For   For
10   Amend Articles Re: Company Representation   Mgmt   Yes   For   For

Pfizer Inc.

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    717081103
Record Date    02/25/2015    Meeting Type    Annual    Ticker    PFE

 

Primary CUSIP 717081103    Primary ISIN US7170811035    Primary SEDOL 2684703

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis A. Ausiello   Mgmt   Yes   For   Against
1.2   Elect Director W. Don Cornwell   Mgmt   Yes   For   For
1.3   Elect Director Frances D. Fergusson   Mgmt   Yes   For   For
1.4   Elect Director Helen H. Hobbs   Mgmt   Yes   For   Against
1.5   Elect Director James M. Kilts   Mgmt   Yes   For   For
1.6   Elect Director Shantanu Narayen   Mgmt   Yes   For   Against
1.7   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1.8   Elect Director Ian C. Read   Mgmt   Yes   For   For
1.9   Elect Director Stephen W. Sanger   Mgmt   Yes   For   Against
1.10   Elect Director James C. Smith   Mgmt   Yes   For   For
1.11   Elect Director Marc Tessier-Lavigne   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Review and Assess Membership of Lobbying Organizations   SH   Yes   Against   Against

Sensient Technologies Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    81725T100
Record Date    02/27/2015    Meeting Type    Annual    Ticker    SXT

 

Primary CUSIP 81725T100    Primary ISIN US81725T1007    Primary SEDOL 2923741

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Hank Brown   Mgmt   Yes   For   For
1.2   Elect Director Joseph Carleone   Mgmt   Yes   For   For
1.3   Elect Director Edward H. Cichurski   Mgmt   Yes   For   For


1.4   Elect Director Fergus M. Clydesdale   Mgmt   Yes   For   For
1.5   Elect Director James A. D. Croft   Mgmt   Yes   For   For
1.6   Elect Director Kenneth P. Manning   Mgmt   Yes   For   For
1.7   Elect Director Paul Manning   Mgmt   Yes   For   For
1.8   Elect Director Deborah McKeithan-Gebhardt   Mgmt   Yes   For   For
1.9   Elect Director Elaine R. Wedral   Mgmt   Yes   For   For
1.10   Elect Director Essie Whitelaw   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

T. Rowe Price Group, Inc.

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    74144T108
Record Date    02/20/2015    Meeting Type    Annual    Ticker    TROW

 

Primary CUSIP 74144T108    Primary ISIN US74144T1088    Primary SEDOL 2702337

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Mark S. Bartlett   Mgmt   Yes   For   For
1b   Elect Director Edward C. Bernard   Mgmt   Yes   For   For
1c   Elect Director Mary K. Bush   Mgmt   Yes   For   For
1d   Elect Director Donald B. Hebb, Jr.   Mgmt   Yes   For   For
1e   Elect Director Freeman A. Hrabowski, III   Mgmt   Yes   For   For
1f   Elect Director James A.C. Kennedy   Mgmt   Yes   For   For
1g   Elect Director Robert F. MacLellan   Mgmt   Yes   For   For
1h   Elect Director Brian C. Rogers   Mgmt   Yes   For   For
1i   Elect Director Olympia J. Snowe   Mgmt   Yes   For   For
1j   Elect Director Alfred Sommer   Mgmt   Yes   For   For
1k   Elect Director Dwight S. Taylor   Mgmt   Yes   For   For
1l   Elect Director Anne Marie Whittemore   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LL as Auditors   Mgmt   Yes   For   For

Webster Financial Corporation

 

Meeting Date    04/23/2015    Country    USA    Primary Security ID    947890109
Record Date    02/23/2015    Meeting Type    Annual    Ticker    WBS

 

Primary CUSIP 947890109    Primary ISIN US9478901096    Primary SEDOL 2945143

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director William L. Atwell   Mgmt   Yes   For   For
1b   Elect Director Joel S. Becker   Mgmt   Yes   For   For


1c   Elect Director John J. Crawford   Mgmt   Yes   For   For
1d   Elect Director Robert A. Finkenzeller   Mgmt   Yes   For   For
1e   Elect Director Elizabeth E. Flynn   Mgmt   Yes   For   For
1f   Elect Director C. Michael Jacobi   Mgmt   Yes   For   For
1g   Elect Director Laurence C. Morse   Mgmt   Yes   For   For
1h   Elect Director Karen R. Osar   Mgmt   Yes   For   For
1i   Elect Director Mark Pettie   Mgmt   Yes   For   For
1j   Elect Director Charles W. Shivery   Mgmt   Yes   For   For
1k   Elect Director James C. Smith   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

AstraZeneca plc

 

Meeting Date    04/24/2015    Country    United Kingdom    Primary Security ID    G0593M107
Record Date    04/22/2015    Meeting Type    Annual    Ticker    AZN

 

Primary CUSIP G0593M107    Primary ISIN GB0009895292    Primary SEDOL 0989529

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Dividends   Mgmt   Yes   For   For
3   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
5(a)   Re-elect Leif Johansson as Director   Mgmt   Yes   For   For
5(b)   Re-elect Pascal Soriot as Director   Mgmt   Yes   For   For
5(c)   Re-elect Marc Dunoyer as Director   Mgmt   Yes   For   For
5(d)   Elect Cori Bargmann as Director   Mgmt   Yes   For   For
5(e)   Re-elect Genevieve Berger as Director   Mgmt   Yes   For   For
5(f)   Re-elect Bruce Burlington as Director   Mgmt   Yes   For   For
5(g)   Re-elect Ann Cairns as Director   Mgmt   Yes   For   For
5(h)   Re-elect Graham Chipchase as Director   Mgmt   Yes   For   For
5(i)   Re-elect Jean-Philippe Courtois as Director   Mgmt   Yes   For   For
5(j)   Re-elect Rudy Markham as Director   Mgmt   Yes   For   For
5(k)   Re-elect Shriti Vadera as Director   Mgmt   Yes   For   For
5(l)   Re-elect Marcus Wallenberg as Director   Mgmt   Yes   For   For
6   Approve Remuneration Report   Mgmt   Yes   For   For
7   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
8   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
9   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For


10   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
11   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
12   Adopt New Articles of Association   Mgmt   Yes   For   For

AT&T Inc.

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    00206R102
Record Date    02/25/2015    Meeting Type    Annual    Ticker    T

 

Primary CUSIP 00206R102    Primary ISIN US00206R1023    Primary SEDOL 2831811

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Randall L. Stephenson   Mgmt   Yes   For   For
1.2   Elect Director Scott T. Ford   Mgmt   Yes   For   For
1.3   Elect Director Glenn H. Hutchins   Mgmt   Yes   For   For
1.4   Elect Director William E. Kennard   Mgmt   Yes   For   For
1.5   Elect Director Jon C. Madonna   Mgmt   Yes   For   For
1.6   Elect Director Michael B. McCallister   Mgmt   Yes   For   For
1.7   Elect Director John B. McCoy   Mgmt   Yes   For   For
1.8   Elect Director Beth E. Mooney   Mgmt   Yes   For   For
1.9   Elect Director Joyce M. Roché   Mgmt   Yes   For   For
1.10   Elect Director Matthew K. Rose   Mgmt   Yes   For   For
1.11   Elect Director Cynthia B. Taylor   Mgmt   Yes   For   For
1.12   Elect Director Laura D’Andrea Tyson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Indirect Political Contribution   SH   Yes   Against   For
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Amend Bylaws to Call Special Meetings   SH   Yes   Against   For

HSBC Holdings plc

 

Meeting Date    04/24/2015    Country    United Kingdom    Primary Security ID    G4634U169
Record Date    04/23/2015    Meeting Type    Annual    Ticker    HSBA

 

Primary CUSIP G4634U169    Primary ISIN GB0005405286    Primary SEDOL 0540528

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3(a)   Elect Phillip Ameen as Director   Mgmt   Yes   For   For
3(b)   Elect Heidi Miller as Director   Mgmt   Yes   For   For
3(c)   Re-elect Kathleen Casey as Director   Mgmt   Yes   For   For
3(d)   Re-elect Safra Catz as Director   Mgmt   Yes   For   For


3(e)   Re-elect Laura Cha as Director   Mgmt   Yes   For   For
3(f)   Re-elect Lord Evans of Weardale as Director   Mgmt   Yes   For   For
3(g)   Re-elect Joachim Faber as Director   Mgmt   Yes   For   For
3(h)   Re-elect Rona Fairhead as Director   Mgmt   Yes   For   For
3(i)   Re-elect Douglas Flint as Director   Mgmt   Yes   For   For
3(j)   Re-elect Stuart Gulliver as Director   Mgmt   Yes   For   For
3(k)   Re-elect Sam Laidlaw as Director   Mgmt   Yes   For   For
3(l)   Re-elect John Lipsky as Director   Mgmt   Yes   For   For
3(m)   Re-elect Rachel Lomax as Director   Mgmt   Yes   For   For
3(n)   Re-elect Iain Mackay as Director   Mgmt   Yes   For   For
3(o)   Re-elect Marc Moses as Director   Mgmt   Yes   For   For
3(p)   Re-elect Sir Simon Robertson as Director   Mgmt   Yes   For   For
3(q)   Re-elect Jonathan Symonds as Director   Mgmt   Yes   For   For
4   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
5   Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
7   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
8   Authorise Directors to Allot Any Repurchased Shares   Mgmt   Yes   For   For
9   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
10   Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   Yes   For   For
11   Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   Yes   For   For
12   Amend Savings-Related Share Option Plan (UK)   Mgmt   Yes   For   For
13   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Intersil Corporation

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    46069S109
Record Date    02/25/2015    Meeting Type    Annual    Ticker    ISIL

 

Primary CUSIP 46069S109    Primary ISIN US46069S1096    Primary SEDOL 2551959

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Necip Sayiner   Mgmt   Yes   For   For
1b   Elect Director Donald Macleod   Mgmt   Yes   For   For
1c   Elect Director Mercedes Johnson   Mgmt   Yes   For   For
1d   Elect Director Sohail Khan   Mgmt   Yes   For   For
1e   Elect Director Gregory Lang   Mgmt   Yes   For   For
1f   Elect Director Forrest E. Norrod   Mgmt   Yes   For   For
1g   Elect Director Jan Peeters   Mgmt   Yes   For   For
1h   Elect Director James A. Urry   Mgmt   Yes   For   For


2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Kellogg Company

 

Meeting Date    04/24/2015    Country    USA    Primary Security ID    487836108
Record Date    02/26/2015    Meeting Type    Annual    Ticker    K

 

Primary CUSIP 487836108    Primary ISIN US4878361082    Primary SEDOL 2486813

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Benjamin Carson   Mgmt   Yes   For   For
1.2   Elect Director John Dillon   Mgmt   Yes   For   For
1.3   Elect Director Zachary Gund   Mgmt   Yes   For   For
1.4   Elect Director Jim Jenness   Mgmt   Yes   For   For
1.5   Elect Director Don Knauss   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Reduce Supermajority Vote Requirement   SH   Yes   Against   For

Seaboard Corporation

 

Meeting Date    04/27/2015    Country    USA    Primary Security ID    811543107
Record Date    02/24/2015    Meeting Type    Annual    Ticker    SEB

 

Primary CUSIP 811543107    Primary ISIN US8115431079    Primary SEDOL 2786687

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven J. Bresky   Mgmt   Yes   For   Withhold
1.2   Elect Director David A. Adamsen   Mgmt   Yes   For   For
1.3   Elect Director Douglas W. Baena   Mgmt   Yes   For   For
1.4   Elect Director Edward I. Shifman, Jr.   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Report on Risks Associated with Use of Gestation Crates in Supply Chain   SH   Yes   Against   For

The Boeing Company

 

Meeting Date    04/27/2015    Country    USA    Primary Security ID    097023105
Record Date    02/26/2015    Meeting Type    Annual    Ticker    BA

 

Primary CUSIP 097023105    Primary ISIN US0970231058    Primary SEDOL 2108601

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director David L. Calhoun   Mgmt   Yes   For   For
1b   Elect Director Arthur D. Collins, Jr.   Mgmt   Yes   For   For
1c   Elect Director Kenneth M. Duberstein   Mgmt   Yes   For   For
1d   Elect Director Edmund P. Giambastiani, Jr.   Mgmt   Yes   For   For


1e   Elect Director Lawrence W. Kellner   Mgmt   Yes   For   For
1f   Elect Director Edward M. Liddy   Mgmt   Yes   For   For
1g   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1h   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1i   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
1j   Elect Director Mike S. Zafirovski   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Claw-back of Payments under Restatements   SH   Yes   Against   For
5   Require Independent Board Chairman   SH   Yes   Against   Against
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Report on Lobbying Payments and Policy   SH   Yes   Against   For

AMC Entertainment Holdings, Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    00165C104
Record Date    03/02/2015    Meeting Type    Annual    Ticker    AMC

 

Primary CUSIP 00165C104    Primary ISIN US00165C1045    Primary SEDOL BH4HLL3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lloyd Hill   Mgmt   Yes   For   For
1.2   Elect Director Ning Ye   Mgmt   Yes   For   Withhold
1.3   Elect Director Howard Koch   Mgmt   Yes   For   Withhold
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Centene Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    15135B101
Record Date    02/27/2015    Meeting Type    Annual    Ticker    CNC

 

Primary CUSIP 15135B101    Primary ISIN US15135B1017    Primary SEDOL 2807061

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert K. Ditmore   Mgmt   Yes   For   For
1.2   Elect Director Frederick H. Eppinger   Mgmt   Yes   For   For
1.3   Elect Director David L. Steward   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   Yes   For   Against


Citigroup Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    172967424
Record Date    02/27/2015    Meeting Type    Annual    Ticker    C

 

Primary CUSIP 172967424    Primary ISIN US1729674242    Primary SEDOL 2297907

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Michael L. Corbat   Mgmt   Yes   For   For
1b   Elect Director Duncan P. Hennes   Mgmt   Yes   For   For
1c   Elect Director Peter B. Henry   Mgmt   Yes   For   For
1d   Elect Director Franz B. Humer   Mgmt   Yes   For   For
1e   Elect Director Michael E. O’Neill   Mgmt   Yes   For   For
1f   Elect Director Gary M. Reiner   Mgmt   Yes   For   For
1g   Elect Director Judith Rodin   Mgmt   Yes   For   For
1h   Elect Director Anthony M. Santomero   Mgmt   Yes   For   For
1i   Elect Director Joan E. Spero   Mgmt   Yes   For   For
1j   Elect Director Diana L. Taylor   Mgmt   Yes   For   For
1k   Elect Director William S. Thompson, Jr.   Mgmt   Yes   For   For
1l   Elect Director James S. Turley   Mgmt   Yes   For   For
1m   Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Proxy Access Right   SH   Yes   For   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Claw-back of Payments under Restatements   SH   Yes   Against   Against
8   Limits for Directors Involved with Bankruptcy   SH   Yes   Against   Against
9   Report on Certain Vesting Program   SH   Yes   Against   For

First Financial Bankshares, Inc.

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    32020R109
Record Date    03/02/2015    Meeting Type    Annual    Ticker    FFIN

 

Primary CUSIP 32020R109    Primary ISIN US32020R1095    Primary SEDOL 2266026

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director April Anthony   Mgmt   Yes   For   For
1.2   Elect Director Steven L. Beal   Mgmt   Yes   For   For
1.3   Elect Director Tucker S. Bridwell   Mgmt   Yes   For   For
1.4   Elect Director David Copeland   Mgmt   Yes   For   For
1.5   Elect Director F. Scott Dueser   Mgmt   Yes   For   For
1.6   Elect Director Murray Edwards   Mgmt   Yes   For   For


1.7   Elect Director Ron Giddiens   Mgmt   Yes   For   For
1.8   Elect Director Tim Lancaster   Mgmt   Yes   For   For
1.9   Elect Director Kade L. Matthews   Mgmt   Yes   For   For
1.10   Elect Director Ross H. Smith, Jr.   Mgmt   Yes   For   For
1.11   Elect Director Johnny E. Trotter   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Restricted Stock Plan   Mgmt   Yes   For   Against
5   Increase Authorized Common Stock   Mgmt   Yes   For   For

GDF Suez

 

Meeting Date    04/28/2015    Country    France    Primary Security ID    F42768105
Record Date    04/23/2015    Meeting Type    Annual/Special    Ticker    GSZ

 

Primary CUSIP F42768105    Primary ISIN FR0010208488    Primary SEDOL B0C2CQ3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 1 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
6   Ratify Appointment of Isabelle Kocher as Director   Mgmt   Yes   For   For
7   Reelect Ann Kristin Achleitner as Director   Mgmt   Yes   For   For
8   Reelect Edmond Alphandery as Director   Mgmt   Yes   For   For
9   Reelect Aldo Cardoso as Director   Mgmt   Yes   For   For
10   Reelect Francoise Malrieu as Director   Mgmt   Yes   For   For
11   Elect Barbara Kux as Director   Mgmt   Yes   For   For
12   Elect Marie Jose Nadeau as Director   Mgmt   Yes   For   For
13   Elect Bruno Bezard as Director   Mgmt   Yes   For   For
14   Elect Mari-Noelle Jego-Laveissiere as Director   Mgmt   Yes   For   For
15   Elect Stephane Pallez as Director   Mgmt   Yes   For   For
16   Elect Catherine Guillouard as Director   Mgmt   Yes   For   For
17   Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO   Mgmt   Yes   For   For
18   Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO until Nov. 11, 2014   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For


21   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
22   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for a Few Employees and Corporate Officers   Mgmt   Yes   For   For
23   Adopt New Bylaws   Mgmt   Yes   For   For
24   Amend Article 11 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
25   Amend Article 16 of Bylaws Re: Board Organization   Mgmt   Yes   For   For
26   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

International Business Machines Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    459200101
Record Date    02/27/2015    Meeting Type    Annual    Ticker    IBM

 

Primary CUSIP 459200101    Primary ISIN US4592001014    Primary SEDOL 2005973

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alain J.P. Belda   Mgmt   Yes   For   For
1.2   Elect Director William R. Brody   Mgmt   Yes   For   For
1.3   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1.4   Elect Director Michael L. Eskew   Mgmt   Yes   For   For
1.5   Elect Director David N. Farr   Mgmt   Yes   For   For
1.6   Elect Director Alex Gorsky   Mgmt   Yes   For   For
1.7   Elect Director Shirley Ann Jackson   Mgmt   Yes   For   For
1.8   Elect Director Andrew N. Liveris   Mgmt   Yes   For   For
1.9   Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For
1.10   Elect Director James W. Owens   Mgmt   Yes   For   For
1.11   Elect Director Virginia M. Rometty   Mgmt   Yes   For   For
1.12   Elect Director Joan E. Spero   Mgmt   Yes   For   For
1.13   Elect Director Sidney Taurel   Mgmt   Yes   For   For
1.14   Elect Director Peter R. Voser   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
7   Establish Public Policy Board Committee   SH   Yes   Against   Against


Shire plc

 

Meeting Date    04/28/2015    Country    United Kingdom    Primary Security ID    G8124V108
Record Date    04/26/2015    Meeting Type    Annual    Ticker    SHP

 

Primary CUSIP G8124V108    Primary ISIN JE00B2QKY057    Primary SEDOL B2QKY05

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Remuneration Policy   Mgmt   Yes   For   For
4   Re-elect Dominic Blakemore as Director   Mgmt   Yes   For   For
5   Re-elect William Burns as Director   Mgmt   Yes   For   For
6   Re-elect Dr Steven Gillis as Director   Mgmt   Yes   For   For
7   Re-elect Dr David Ginsburg as Director   Mgmt   Yes   For   For
8   Re-elect David Kappler as Director   Mgmt   Yes   For   For
9   Re-elect Susan Kilsby as Director   Mgmt   Yes   For   For
10   Re-elect Anne Minto as Director   Mgmt   Yes   For   For
11   Re-elect Dr Flemming Ornskov as Director   Mgmt   Yes   For   For
12   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
13   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
14   Approve Long Term Incentive Plan 2015   Mgmt   Yes   For   For
15   Approve Global Employee Stock Purchase Plan   Mgmt   Yes   For   For
16   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
18   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
19   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

The Chubb Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    171232101
Record Date    03/02/2015    Meeting Type    Annual    Ticker    CB

 

Primary CUSIP 171232101    Primary ISIN US1712321017    Primary SEDOL 2195722

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Zoe Baird Budinger   Mgmt   Yes   For   For
1b   Elect Director Sheila P. Burke   Mgmt   Yes   For   Against
1c   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   Against
1d   Elect Director John D. Finnegan   Mgmt   Yes   For   For
1e   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1f   Elect Director Karen M. Hoguet   Mgmt   Yes   For   For
1g   Elect Director Lawrence W. Kellner   Mgmt   Yes   For   For


1h   Elect Director Martin G. McGuinn   Mgmt   Yes   For   Against
1i   Elect Director Lawrence M. Small   Mgmt   Yes   For   For
1j   Elect Director Jess Søderberg   Mgmt   Yes   For   For
1k   Elect Director Daniel E. Somers   Mgmt   Yes   For   For
1l   Elect Director William C. Weldon   Mgmt   Yes   For   Against
1m   Elect Director James M. Zimmerman   Mgmt   Yes   For   Against
1n   Elect Director Alfred W. Zollar   Mgmt   Yes   For   Against
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Report on Sustainability, Including Quantitative Goals   SH   Yes   Against   For

UMB Financial Corporation

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    902788108
Record Date    03/02/2015    Meeting Type    Annual    Ticker    UMBF

 

Primary CUSIP 902788108    Primary ISIN US9027881088    Primary SEDOL 2918510

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Warner L. Baxter   Mgmt   Yes   For   For
1.2   Elect Director Robin C. Beery   Mgmt   Yes   For   For
1.3   Elect Director Nancy K. Buese   Mgmt   Yes   For   For
1.4   Elect Director Peter J. deSilva   Mgmt   Yes   For   For
1.5   Elect Director Terrence P. Dunn   Mgmt   Yes   For   For
1.6   Elect Director Kevin C. Gallagher   Mgmt   Yes   For   For
1.7   Elect Director Greg M. Graves   Mgmt   Yes   For   For
1.8   Elect Director Alexander C. Kemper   Mgmt   Yes   For   For
1.9   Elect Director J. Mariner Kemper   Mgmt   Yes   For   For
1.10   Elect Director Kris A. Robbins   Mgmt   Yes   For   For
1.11   Elect Director L. Joshua Sosland   Mgmt   Yes   For   For
1.12   Elect Director Paul Uhlmann, III   Mgmt   Yes   For   For
1.13   Elect Director Thomas J. Wood, III   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Require Independent Board Chairman   SH   Yes   Against   For

Wells Fargo & Company

 

Meeting Date    04/28/2015    Country    USA    Primary Security ID    949746101
Record Date    03/03/2015    Meeting Type    Annual    Ticker    WFC

 

Primary CUSIP 949746101    Primary ISIN US9497461015    Primary SEDOL 2649100

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John D. Baker, II   Mgmt   Yes   For   For
1b   Elect Director Elaine L. Chao   Mgmt   Yes   For   For


1c   Elect Director John S. Chen   Mgmt   Yes   For   For
1d   Elect Director Lloyd H. Dean   Mgmt   Yes   For   For
1e   Elect Director Elizabeth A. Duke   Mgmt   Yes   For   For
1f   Elect Director Susan E. Engel   Mgmt   Yes   For   For
1g   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1h   Elect Director Donald M. James   Mgmt   Yes   For   For
1i   Elect Director Cynthia H. Milligan   Mgmt   Yes   For   For
1j   Elect Director Federico F. Pena   Mgmt   Yes   For   For
1k   Elect Director James H. Quigley   Mgmt   Yes   For   For
1l   Elect Director Judith M. Runstad   Mgmt   Yes   For   For
1m   Elect Director Stephen W. Sanger   Mgmt   Yes   For   For
1n   Elect Director John G. Stumpf   Mgmt   Yes   For   For
1o   Elect Director Susan G. Swenson   Mgmt   Yes   For   For
1p   Elect Director Suzanne M. Vautrinot   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For

Anheuser-Busch InBev SA

 

Meeting Date    04/29/2015    Country    Belgium    Primary Security ID    B6399C107
Record Date    04/15/2015    Meeting Type    Annual/Special    Ticker    ABI

 

Primary CUSIP B6399C107    Primary ISIN BE0003793107    Primary SEDOL 4755317

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual/Special Meeting   Mgmt   No    
  Special Meeting   Mgmt   No    
A1   Amend Articles Re: Remove References to Bearer Shares   Mgmt   Yes   For   For
  Annual Meeting   Mgmt   No    
B1   Receive Directors’ Reports (Non-Voting)   Mgmt   No    
B2   Receive Auditors’ Reports (Non-Voting)   Mgmt   No    
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt   No    
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share   Mgmt   Yes   For   For
B5   Approve Discharge of Directors   Mgmt   Yes   For   For
B6   Approve Discharge of Auditors   Mgmt   Yes   For   For
B7a   Elect Michele Burns as Independent Director   Mgmt   Yes   For   For
B7b   Reelect Olivier Goudet as Independent Director   Mgmt   Yes   For   For
B7c   Elect Kasper Rorsted as Independent Director   Mgmt   Yes   For   For


B7d   Reelect Paul Cornet de Ways Ruart as Director   Mgmt   Yes   For   Against
B7e   Reelect Stefan Descheemaeker as Director   Mgmt   Yes   For   Against
B8a   Approve Remuneration Report   Mgmt   Yes   For   Against
B8b   Proposal to Increase Remuneration of Audit Committee Chairman   Mgmt   Yes   For   For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors   Mgmt   Yes   For   For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   Yes   For   For

British American Tobacco plc

 

Meeting Date    04/29/2015    Country    United Kingdom    Primary Security ID    G1510J102
Record Date    04/27/2015    Meeting Type    Annual    Ticker    BATS

 

Primary CUSIP G1510J102    Primary ISIN GB0002875804    Primary SEDOL 0287580

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
5   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
6   Re-elect Richard Burrows as Director   Mgmt   Yes   For   For
7   Re-elect Karen de Segundo as Director   Mgmt   Yes   For   For
8   Re-elect Nicandro Durante as Director   Mgmt   Yes   For   For
9   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
10   Re-elect Savio Kwan as Director   Mgmt   Yes   For   For
11   Re-elect Christine Morin-Postel as Director   Mgmt   Yes   For   For
12   Re-elect Gerry Murphy as Director   Mgmt   Yes   For   For
13   Re-elect Kieran Poynter as Director   Mgmt   Yes   For   For
14   Re-elect Ben Stevens as Director   Mgmt   Yes   For   For
15   Re-elect Richard Tubb as Director   Mgmt   Yes   For   For
16   Elect Sue Farr as Director   Mgmt   Yes   For   For
17   Elect Pedro Malan as Director   Mgmt   Yes   For   For
18   Elect Dimitri Panayotopoulos as Director   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Approve EU Political Donations and Expenditure   Mgmt   Yes   For   For
23   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Deluxe Corporation

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    248019101
Record Date    03/03/2015    Meeting Type    Annual    Ticker    DLX

 

Primary CUSIP 248019101    Primary ISIN US2480191012    Primary SEDOL 2260363

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald C. Baldwin   Mgmt   Yes   For   For
1.2   Elect Director Charles A. Haggerty   Mgmt   Yes   For   For
1.3   Elect Director C.E. Mayberry McKissack   Mgmt   Yes   For   For
1.4   Elect Director Don J. McGrath   Mgmt   Yes   For   For
1.5   Elect Director Neil J. Metviner   Mgmt   Yes   For   For
1.6   Elect Director Stephen P. Nachtsheim   Mgmt   Yes   For   For
1.7   Elect Director Mary Ann O’Dwyer   Mgmt   Yes   For   For
1.8   Elect Director Thomas J. Reddin   Mgmt   Yes   For   For
1.9   Elect Director Martyn R. Redgrave   Mgmt   Yes   For   For
1.10   Elect Director Lee J. Schram   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Auditors   Mgmt   Yes   For   For

H & M Hennes & Mauritz

 

Meeting Date    04/29/2015    Country    Sweden    Primary Security ID    W41422101
Record Date    04/23/2015    Meeting Type    Annual    Ticker    HM B

 

Primary CUSIP W41422101    Primary ISIN SE0000106270    Primary SEDOL 5687431

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Open Meeting   Mgmt   No    
2   Elect Chairman of Meeting   Mgmt   Yes   For   For
3   Receive President’s Report; Allow Questions   Mgmt   No    
4   Prepare and Approve List of Shareholders   Mgmt   Yes   For   For
5   Approve Agenda of Meeting   Mgmt   Yes   For   For
6   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
7   Acknowledge Proper Convening of Meeting   Mgmt   Yes   For   For
8a   Receive Financial Statements and Statutory Reports   Mgmt   No    
8b   Receive Auditor Report   Mgmt   No    
8c   Receive Chairman Report   Mgmt   No    
8d   Receive Nominating Committee Report   Mgmt   No    
9a   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
9b   Approve Allocation of Income and Dividends of SEK 9.75 Per Share   Mgmt   Yes   For   For
9c   Approve Discharge of Board and President   Mgmt   Yes   For   For
10   Determine Number of Directors (8) and Deputy Directors (0) of Board   Mgmt   Yes   For   For


11   Approve Remuneration of Directors in the Amount of SEK 1.6 Million for Chairman, SEK 550,000 for the Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors   Mgmt   Yes   For   For
12   Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Lena Keller, Stefan Persson (Chairman), Melker Schorling, Christian Sievert, and Niklas Zennstrom as Directors   Mgmt   Yes   For   Against
13   Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson as Members of the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   Yes   For   For
14   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   For
  Shareholder Proposals Submitted by Thorwald Arvidsson   Mgmt   No    
15a   Amend Articles of Association: Both Class A Shares and Class B Shares are Entitled to One Vote Each   SH   Yes   None   Against
15b   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies   SH   Yes   None   Against
15c   Request Board to Take Necessary Action to Create a Shareholders Association   SH   Yes   None   Against
16   Close Meeting   Mgmt   No    

McGraw Hill Financial, Inc.

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    580645109
Record Date    03/09/2015    Meeting Type    Annual    Ticker    MHFI

 

Primary CUSIP 580645109    Primary ISIN US5806451093    Primary SEDOL 2551443

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Winfried Bischoff   Mgmt   Yes   For   For
1.2   Elect Director William D. Green   Mgmt   Yes   For   For
1.3   Elect Director Charles E. Haldeman, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Rebecca Jacoby   Mgmt   Yes   For   For
1.5   Elect Director Robert P. McGraw   Mgmt   Yes   For   For
1.6   Elect Director Hilda Ochoa-Brillembourg   Mgmt   Yes   For   For
1.7   Elect Director Douglas L. Peterson   Mgmt   Yes   For   For
1.8   Elect Director Michael Rake   Mgmt   Yes   For   For
1.9   Elect Director Edward B. Rust, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Kurt L. Schmoke   Mgmt   Yes   For   For
1.11   Elect Director Sidney Taurel   Mgmt   Yes   For   For
1.12   Elect Director Richard E. Thornburgh   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   Against


The Coca-Cola Company

 

Meeting Date    04/29/2015    Country    USA    Primary Security ID    191216100
Record Date    03/02/2015    Meeting Type    Annual    Ticker    KO

 

Primary CUSIP 191216100    Primary ISIN US1912161007    Primary SEDOL 2206657

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Herbert A. Allen   Mgmt   Yes   For   For
1.2   Elect Director Ronald W. Allen   Mgmt   Yes   For   Against
1.3   Elect Director Marc Bolland   Mgmt   Yes   For   For
1.4   Elect Director Ana Botin   Mgmt   Yes   For   For
1.5   Elect Director Howard G. Buffet   Mgmt   Yes   For   For
1.6   Elect Director Richard M. Daley   Mgmt   Yes   For   For
1.7   Elect Director Barry Diller   Mgmt   Yes   For   For
1.8   Elect Director Helene D. Gayle   Mgmt   Yes   For   Against
1.9   Elect Director Evan G. Greenberg   Mgmt   Yes   For   For
1.10   Elect Director Alexis M. Herman   Mgmt   Yes   For   Against
1.11   Elect Director Muhtar Kent   Mgmt   Yes   For   For
1.12   Elect Director Robert A. Kotick   Mgmt   Yes   For   For
1.13   Elect Director Maria Elena Lagomasino   Mgmt   Yes   For   Against
1.14   Elect Director Sam Nunn   Mgmt   Yes   For   For
1.15   Elect Director David B. Weinberg   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For
5   Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives   SH   Yes   Against   Against

Unilever NV

 

Meeting Date    04/29/2015    Country    Netherlands    Primary Security ID    N8981F271
Record Date    04/01/2015    Meeting Type    Annual    Ticker    UNA

 

Primary CUSIP N8981F271    Primary ISIN NL0000009355    Primary SEDOL B12T3J1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Discussion of the Annual Report and Accounts for the 2014 financial year   Mgmt   No    
2   Approve Financial Statements and Allocation of Income   Mgmt   Yes   For   For
3   Approve Discharge of Executive Board Members   Mgmt   Yes   For   For
4   Approve Discharge of Non-Executive Board Members   Mgmt   Yes   For   For
5   Reelect P G J M Polman as Executive Director   Mgmt   Yes   For   For
6   Reelect R J-M S Huet as Executive Director   Mgmt   Yes   For   For


7   Reelect L M Cha as Non-Executive Director   Mgmt   Yes   For   For
8   Reelect L O Fresco as Non-Executive Director   Mgmt   Yes   For   For
9   Reelect A M Fudge as Non-Executive Director   Mgmt   Yes   For   For
10   Elect M Ma as Non-Executive Director   Mgmt   Yes   For   For
11   Reelect H Nyasulu as Non-Executive Director   Mgmt   Yes   For   For
12   Reelect J. Rishton as Non-Executive Director   Mgmt   Yes   For   For
13   Reelect F Sijbesma as Non-Executive Director.   Mgmt   Yes   For   For
14   Reelect M Treschow as Non-Executive Director   Mgmt   Yes   For   For
15   Elect N S Andersen as Non-Executive Director   Mgmt   Yes   For   For
16   Elect V Colao as Non-Executive Director   Mgmt   Yes   For   For
17   Elect J Hartmann as Non-Executive Director   Mgmt   Yes   For   For
18   Ratify KPMG as Auditors   Mgmt   Yes   For   For
19   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
20   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
21   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
22   Close Meeting   Mgmt   No    

Axa

 

Meeting Date    04/30/2015    Country    France    Primary Security ID    F06106102
Record Date    04/27/2015    Meeting Type    Annual/Special    Ticker    CS

 

Primary CUSIP F06106102    Primary ISIN FR0000120628    Primary SEDOL 7088429

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 0.95 per Share   Mgmt   Yes   For   For
4   Advisory Vote on Compensation of Henri de Castries, Chairman and CEO   Mgmt   Yes   For   For
5   Advisory Vote on Compensation of Denis Duverne, Vice CEO   Mgmt   Yes   For   For
6   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   Yes   For   For
7   Reelect Jean Pierre Clamadieu as Director   Mgmt   Yes   For   For
8   Reelect Jean Martin Folz as Director   Mgmt   Yes   For   For
9   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.65 Million   Mgmt   Yes   For   For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
11   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   For


12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   Mgmt   Yes   For   For
13   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million   Mgmt   Yes   For   For
14   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 550 Million   Mgmt   Yes   For   For
15   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   Mgmt   Yes   For   For
16   Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers   Mgmt   Yes   For   For
17   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
18   Authorize Issuance of Equity without Preemptive Rights upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 550 Million   Mgmt   Yes   For   For
19   Authorize Issuance of Equity with Preemptive Rights upon Conversion of a Subsidiary’s Equity Linked Securities for Up to EUR 2 Billion   Mgmt   Yes   For   For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
23   Amend Article 23 of Bylaws Re: Record Date   Mgmt   Yes   For   For
24   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

BASF SE

 

Meeting Date    04/30/2015    Country    Germany    Primary Security ID    D06216317
Record Date       Meeting Type    Annual    Ticker    BAS

 

Primary CUSIP D06216101    Primary ISIN DE000BASF111    Primary SEDOL 5086577

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.80 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For

BT Group plc

 

Meeting Date    04/30/2015    Country    United Kingdom    Primary Security ID    G16612106
Record Date    04/28/2015    Meeting Type    Special    Ticker    BT.A

 

Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Matters Relating to the Acquisition of EE Limited   Mgmt   Yes   For   For
2   Authorise the Company to Enter Into Two Contingent Purchase Contracts   Mgmt   Yes   For   For


EMC Corporation

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    268648102
Record Date    02/27/2015    Meeting Type    Annual    Ticker    EMC

 

Primary CUSIP 268648102    Primary ISIN US2686481027    Primary SEDOL 2295172

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Jose E. Almeida   Mgmt   Yes   For   For
1.1b   Elect Director Michael W. Brown   Mgmt   Yes   For   For
1.1c   Elect Director Donald J. Carty   Mgmt   Yes   For   For
1.1d   Elect Director Randolph L. Cowen   Mgmt   Yes   For   For
1.1e   Elect Director James S. DiStasio   Mgmt   Yes   For   Against
1.1f   Elect Director John R. Egan   Mgmt   Yes   For   For
1.1g   Elect Director William D. Green   Mgmt   Yes   For   For
1.1h   Elect Director Edmund F. Kelly   Mgmt   Yes   For   For
1.1i   Elect Director Jami Miscik   Mgmt   Yes   For   Against
1.1j   Elect Director Paul Sagan   Mgmt   Yes   For   For
1.1k   Elect Director David N. Strohm   Mgmt   Yes   For   Against
1.1l   Elect Director Joseph M. Tucci   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   For

Entegris, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    29362U104
Record Date    03/13/2015    Meeting Type    Annual    Ticker    ENTG

 

Primary CUSIP 29362U104    Primary ISIN US29362U1043    Primary SEDOL 2599700

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael A. Bradley   Mgmt   Yes   For   For
1.2   Elect Director Marvin D. Burkett   Mgmt   Yes   For   For
1.3   Elect Director R. Nicholas Burns   Mgmt   Yes   For   For
1.4   Elect Director Daniel W. Christman   Mgmt   Yes   For   For
1.5   Elect Director James F. Gentilcore   Mgmt   Yes   For   For
1.6   Elect Director James P. Lederer   Mgmt   Yes   For   For
1.7   Elect Director Bertrand Loy   Mgmt   Yes   For   For
1.8   Elect Director Paul L.H. Olson   Mgmt   Yes   For   For
1.9   Elect Director Brian F. Sullivan   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

EOG Resources, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    26875P101
Record Date    03/02/2015    Meeting Type    Annual    Ticker    EOG

 

Primary CUSIP 26875P101    Primary ISIN US26875P1012    Primary SEDOL 2318024

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1a   Elect Director Janet F. Clark   Mgmt   Yes   For   For
1.1b   Elect Director Charles R. Crisp   Mgmt   Yes   For   For
1.1c   Elect Director James C. Day   Mgmt   Yes   For   For
1.1d   Elect Director H. Leighton Steward   Mgmt   Yes   For   For
1.1e   Elect Director Donald F. Textor   Mgmt   Yes   For   For
1.1f   Elect Director William R. Thomas   Mgmt   Yes   For   For
1.1g   Elect Director Frank G. Wisner   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For
5   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For

Fluor Corporation

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    343412102
Record Date    03/05/2015    Meeting Type    Annual    Ticker    FLR

 

Primary CUSIP 343412102    Primary ISIN US3434121022    Primary SEDOL 2696838

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1A   Elect Director Peter K. Barker   Mgmt   Yes   For   For
1B   Elect Director Alan M. Bennett   Mgmt   Yes   For   For
1C   Elect Director Rosemary T. Berkery   Mgmt   Yes   For   For
1D   Elect Director Peter J. Fluor   Mgmt   Yes   For   For
1E   Elect Director Deborah D. McWhinney   Mgmt   Yes   For   For
1F   Elect Director Armando J. Olivera   Mgmt   Yes   For   For
1G   Elect Director Joseph W. Prueher   Mgmt   Yes   For   For
1H   Elect Director Matthew K. Rose   Mgmt   Yes   For   For
1I   Elect Director David T. Seaton   Mgmt   Yes   For   For
1J   Elect Director Nader H. Sultan   Mgmt   Yes   For   For
1K   Elect Director Lynn C. Swann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Report on Political Contributions   SH   Yes   Against   For


Mobile Mini, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    60740F105
Record Date    03/12/2015    Meeting Type    Annual    Ticker    MINI

 

Primary CUSIP 60740F105    Primary ISIN US60740F1057    Primary SEDOL 2548177

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jeffrey S. Goble   Mgmt   Yes   For   For
1b   Elect Director James J. Martell   Mgmt   Yes   For   For
1c   Elect Director Stephen A McConnell   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Declassify the Board of Directors   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

Public Storage

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    74460D109
Record Date    03/06/2015    Meeting Type    Annual    Ticker    PSA

 

Primary CUSIP 74460D109    Primary ISIN US74460D1090    Primary SEDOL 2852533

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald L. Havner, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Tamara Hughes Gustavson   Mgmt   Yes   For   For
1.3   Elect Director Uri P. Harkham   Mgmt   Yes   For   For
1.4   Elect Director B. Wayne Hughes, Jr   Mgmt   Yes   For   For
1.5   Elect Director Avedick B. Poladian   Mgmt   Yes   For   For
1.6   Elect Director Gary E. Pruitt   Mgmt   Yes   For   For
1.7   Elect Director Ronald P. Spogli   Mgmt   Yes   For   For
1.8   Elect Director Daniel C. Staton   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Sunstone Hotel Investors, Inc.

 

Meeting Date    04/30/2015    Country    USA    Primary Security ID    867892101
Record Date    03/10/2015    Meeting Type    Annual    Ticker    SHO

 

Primary CUSIP 867892101    Primary ISIN US8678921011    Primary SEDOL B034LG1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John V. Arabia   Mgmt   Yes   For   For
1.2   Elect Director Andrew Batinovich   Mgmt   Yes   For   For
1.3   Elect Director Z. Jamie Behar   Mgmt   Yes   For   For
1.4   Elect Director Thomas A. Lewis, Jr.   Mgmt   Yes   For   For


1.5   Elect Director Keith M. Locker   Mgmt   Yes   For   For
1.6   Elect Director Douglas M. Pasquale   Mgmt   Yes   For   For
1.7   Elect Director Keith P. Russell   Mgmt   Yes   For   For
1.8   Elect Director Lewis N. Wolff   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Alnylam Pharmaceuticals, Inc.

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    02043Q107
Record Date    03/04/2015    Meeting Type    Annual    Ticker    ALNY

 

Primary CUSIP 02043Q107    Primary ISIN US02043Q1076    Primary SEDOL B00FWN1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis A. Ausiello   Mgmt   Yes   For   For
1.2   Elect Director John K. Clarke   Mgmt   Yes   For   For
1.3   Elect Director Marsha H. Fanucci   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Pilgrim’s Pride Corporation

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    72147K108
Record Date    03/13/2015    Meeting Type    Annual    Ticker    PPC

 

Primary CUSIP 72147K108    Primary ISIN US72147K1088    Primary SEDOL B5L3PZ2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gilberto Tomazoni   Mgmt   Yes   For   Withhold
1.2   Elect Director Joesley Mendonca Batista   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley Mendonca Batista   Mgmt   Yes   For   Withhold
1.4   Elect Director William W. Lovette   Mgmt   Yes   For   Withhold
1.5   Elect Director Andre Nogueira de Souza   Mgmt   Yes   For   Withhold
1.6   Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   Yes   For   For
2.1   Elect Director David E. Bell   Mgmt   Yes   For   For
2.2   Elect Director Michael L. Cooper   Mgmt   Yes   For   For
2.3   Elect Director Charles Macaluso   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


RLJ Lodging Trust

 

Meeting Date    05/01/2015    Country    USA    Primary Security ID    74965L101
Record Date    03/13/2015    Meeting Type    Annual    Ticker    RLJ

 

Primary CUSIP 74965L101    Primary ISIN US74965L1017    Primary SEDOL B3PY1N7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert L. Johnson   Mgmt   Yes   For   For
1.2   Elect Director Thomas J. Baltimore, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Evan Bayh   Mgmt   Yes   For   For
1.4   Elect Director Nathaniel A. Davis   Mgmt   Yes   For   For
1.5   Elect Director Robert M. La Forgia   Mgmt   Yes   For   For
1.6   Elect Director Glenda G. McNeal   Mgmt   Yes   For   For
1.7   Elect Director Joseph Ryan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Declaration of Trust   Mgmt   Yes   For   For
6   Amend Vote Requirements to Amend Bylaws   SH   Yes   Against   For

Berkshire Hathaway Inc.

 

Meeting Date    05/02/2015    Country    USA    Primary Security ID    084670702
Record Date    03/04/2015    Meeting Type    Annual    Ticker    BRK.B

 

Primary CUSIP 084670702    Primary ISIN US0846707026    Primary SEDOL 2073390

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Warren E. Buffett   Mgmt   Yes   For   For
1.2   Elect Director Charles T. Munger   Mgmt   Yes   For   For
1.3   Elect Director Howard G. Buffett   Mgmt   Yes   For   For
1.4   Elect Director Stephen B. Burke   Mgmt   Yes   For   For
1.5   Elect Director Susan L. Decker   Mgmt   Yes   For   For
1.6   Elect Director William H. Gates, III   Mgmt   Yes   For   For
1.7   Elect Director David S. Gottesman   Mgmt   Yes   For   For
1.8   Elect Director Charlotte Guyman   Mgmt   Yes   For   For
1.9   Elect Director Thomas S. Murphy   Mgmt   Yes   For   For
1.10   Elect Director Ronald L. Olson   Mgmt   Yes   For   For
1.11   Elect Director Walter Scott, Jr.   Mgmt   Yes   For   For
1.12   Elect Director Meryl B. Witmer   Mgmt   Yes   For   For


PG&E Corporation

 

Meeting Date    05/04/2015    Country    USA    Primary Security ID    69331C108
Record Date    03/05/2015    Meeting Type    Annual    Ticker    PCG

 

Primary CUSIP 69331C108    Primary ISIN US69331C1080    Primary SEDOL 2689560

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lewis Chew   Mgmt   Yes   For   For
1.2   Elect Director Anthony F. Earley, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Fred J. Fowler   Mgmt   Yes   For   For
1.4   Elect Director Maryellen C. Herringer   Mgmt   Yes   For   For
1.5   Elect Director Richard C. Kelly   Mgmt   Yes   For   For
1.6   Elect Director Roger H. Kimmel   Mgmt   Yes   For   For
1.7   Elect Director Richard A. Meserve   Mgmt   Yes   For   For
1.8   Elect Director Forrest E. Miller   Mgmt   Yes   For   For
1.9   Elect Director Rosendo G. Parra   Mgmt   Yes   For   For
1.10   Elect Director Barbara L. Rambo   Mgmt   Yes   For   For
1.11   Elect Director Anne Shen Smith   Mgmt   Yes   For   For
1.12   Elect Director Barry Lawson Williams   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For

Sanofi

 

Meeting Date    05/04/2015    Country    France    Primary Security ID    F5548N101
Record Date    04/28/2015    Meeting Type    Annual/Special    Ticker    SAN

 

Primary CUSIP F5548N101    Primary ISIN FR0000120578    Primary SEDOL 5671735

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.85 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   Against
5   Reelect Serge Weinberg as Director   Mgmt   Yes   For   For
6   Reelect Suet-Fern Lee as Director   Mgmt   Yes   For   For
7   Ratify Appointment of Bonnie Bassler as Director   Mgmt   Yes   For   For
8   Reelect Bonnie Bassler as Director   Mgmt   Yes   For   For
9   Ratify Appointment of Olivier Brandicourt as Director   Mgmt   Yes   For   For
10   Advisory Vote on Compensation of Serge Weinberg   Mgmt   Yes   For   For
11   Advisory Vote on Compensation of Christopher Viehbacher   Mgmt   Yes   For   Against


12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion   Mgmt   Yes   For   For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million   Mgmt   Yes   For   For
15   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 260 Million   Mgmt   Yes   For   For
16   Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion   Mgmt   Yes   For   For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
18   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   Yes   For   For
19   Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Mgmt   Yes   For   Against
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
22   Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
23   Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds   Mgmt   Yes   For   Against
24   Amend Article 19 of Bylaws Re: Attendance to General Meetings   Mgmt   Yes   For   For
25   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Amkor Technology, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    031652100
Record Date    03/20/2015    Meeting Type    Annual    Ticker    AMKR

 

Primary CUSIP 031652100    Primary ISIN US0316521006    Primary SEDOL 2242929

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James J. Kim   Mgmt   Yes   For   For
1.2   Elect Director Stephen D. Kelley   Mgmt   Yes   For   For
1.3   Elect Director Roger A. Carolin   Mgmt   Yes   For   For
1.4   Elect Director Winston J. Churchill   Mgmt   Yes   For   For
1.5   Elect Director John T. Kim   Mgmt   Yes   For   For
1.6   Elect Director Susan Y. Kim   Mgmt   Yes   For   For
1.7   Elect Director Robert R. Morse   Mgmt   Yes   For   For
1.8   Elect Director John F. Osborne   Mgmt   Yes   For   For
1.9   Elect Director David N. Watson   Mgmt   Yes   For   For
1.10   Elect Director James W. Zug   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Capella Education Company

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    139594105
Record Date    03/09/2015    Meeting Type    Annual    Ticker    CPLA

 

Primary CUSIP 139594105    Primary ISIN US1395941057    Primary SEDOL B0GWDP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Rita D. Brogley   Mgmt   Yes   For   For
1.2   Elect Director H. James Dallas   Mgmt   Yes   For   For
1.3   Elect Director Matthew W. Ferguson   Mgmt   Yes   For   For
1.4   Elect Director J. Kevin Gilligan   Mgmt   Yes   For   For
1.5   Elect Director Michael A. Linton   Mgmt   Yes   For   For
1.6   Elect Director Michael L. Lomax   Mgmt   Yes   For   For
1.7   Elect Director Jody G. Miller   Mgmt   Yes   For   For
1.8   Elect Director Stephen G. Shank   Mgmt   Yes   For   For
1.9   Elect Director David W. Smith   Mgmt   Yes   For   For
1.10   Elect Director Jeffrey W. Taylor   Mgmt   Yes   For   For
1.11   Elect Director Darrell R. Tukua   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

NRG Yield, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    62942X108
Record Date    03/16/2015    Meeting Type    Annual    Ticker    NYLD

 

Primary CUSIP 62942X108    Primary ISIN US62942X1081    Primary SEDOL BC9S161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Crane   Mgmt   Yes   For   Withhold
1.2   Elect Director John F. Chlebowski   Mgmt   Yes   For   For
1.3   Elect Director Kirkland B. Andrews   Mgmt   Yes   For   Withhold
1.4   Elect Director Brian R. Ford   Mgmt   Yes   For   For
1.5   Elect Director Mauricio Gutierrez   Mgmt   Yes   For   Withhold
1.6   Elect Director Ferrell P. McClean   Mgmt   Yes   For   For
1.7   Elect Director Christopher S. Sotos   Mgmt   Yes   For   Withhold
2A   Authorize a New Class C and Class D of Common Stock   Mgmt   Yes   For   Against
2B   Approve Stock Split   Mgmt   Yes   For   Against
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


Penske Automotive Group, Inc.

 

Meeting Date    05/05/2015    Country    USA    Primary Security ID    70959W103
Record Date    03/10/2015    Meeting Type    Annual    Ticker    PAG

 

Primary CUSIP 70959W103    Primary ISIN US70959W1036    Primary SEDOL 2943523

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John D. Barr   Mgmt   Yes   For   Withhold
1.2   Elect Director Michael R. Eisenson   Mgmt   Yes   For   Withhold
1.3   Elect Director Robert H. Kurnick, Jr.   Mgmt   Yes   For   For
1.4   Elect Director William J. Lovejoy   Mgmt   Yes   For   For
1.5   Elect Director Kimberly J. McWaters   Mgmt   Yes   For   Withhold
1.6   Elect Director Lucio A. Noto   Mgmt   Yes   For   For
1.7   Elect Director Roger S. Penske   Mgmt   Yes   For   For
1.8   Elect Director Greg Penske   Mgmt   Yes   For   For
1.9   Elect Director Sandra E. Pierce   Mgmt   Yes   For   For
1.10   Elect Director Kanji Sasaki   Mgmt   Yes   For   For
1.11   Elect Director Ronald G. Steinhart   Mgmt   Yes   For   Withhold
1.12   Elect Director H. Brian Thompson   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Other Business   Mgmt   Yes   For   Against

Allianz SE

 

Meeting Date    05/06/2015    Country    Germany    Primary Security ID    D03080112
Record Date       Meeting Type    Annual    Ticker    ALV

 

Primary CUSIP D03080112    Primary ISIN DE0008404005    Primary SEDOL 5231485

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 6.85 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Amend Articles Re: Appointment of Employee Representatives   Mgmt   Yes   For   For


Bank of America Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    060505104
Record Date    03/11/2015    Meeting Type    Annual    Ticker    BAC

 

Primary CUSIP 060505104    Primary ISIN US0605051046    Primary SEDOL 2295677

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Sharon L. Allen   Mgmt   Yes   For   Against
1b   Elect Director Susan S. Bies   Mgmt   Yes   For   For
1c   Elect Director Jack O. Bovender, Jr.   Mgmt   Yes   For   For
1d   Elect Director Frank P. Bramble, Sr.   Mgmt   Yes   For   Against
1e   Elect Director Pierre J. P. de Weck   Mgmt   Yes   For   For
1f   Elect Director Arnold W. Donald   Mgmt   Yes   For   For
1g   Elect Director Charles K. Gifford   Mgmt   Yes   For   For
1h   Elect Director Linda P. Hudson   Mgmt   Yes   For   For
1i   Elect Director Monica C. Lozano   Mgmt   Yes   For   For
1j   Elect Director Thomas J. May   Mgmt   Yes   For   Against
1k   Elect Director Brian T. Moynihan   Mgmt   Yes   For   For
1l   Elect Director Lionel L. Nowell, III   Mgmt   Yes   For   Against
1m   Elect Director R. David Yost   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Report on Climate Change Financing Risk   SH   Yes   Against   Against
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Provide Right to Act by Written Consent   SH   Yes   Against   For
8   Establish Other Governance Board Committee   SH   Yes   Against   Against

BHP Billiton Limited

 

Meeting Date    05/06/2015    Country    Australia    Primary Security ID    Q1498M100
Record Date    05/04/2015    Meeting Type    Special    Ticker    BHP

 

Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve the Demerger of South32 from BHP Billiton Limited   Mgmt   Yes   For   For

BHP Billiton plc

 

Meeting Date    05/06/2015    Country    United Kingdom    Primary Security ID    G10877101
Record Date    05/04/2015    Meeting Type    Special    Ticker    BLT

 

Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Demerger of South32 from BHP Billiton   Mgmt   Yes   For   For


Brunswick Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    117043109
Record Date    03/03/2015    Meeting Type    Annual    Ticker    BC

 

Primary CUSIP 117043109    Primary ISIN US1170431092    Primary SEDOL 2149309

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Manuel A. Fernandez   Mgmt   Yes   For   For
1b   Elect Director Mark D. Schwabero   Mgmt   Yes   For   For
1c   Elect Director David V. Singer   Mgmt   Yes   For   For
1d   Elect Director Jane L. Warner   Mgmt   Yes   For   For
1e   Elect Director J. Steven Whisler   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Chesapeake Utilities Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    165303108
Record Date    03/17/2015    Meeting Type    Annual    Ticker    CPK

 

Primary CUSIP 165303108    Primary ISIN US1653031088    Primary SEDOL 2190750

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald G. Forsythe, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Eugene H. Bayard   Mgmt   Yes   For   For
1.3   Elect Director Thomas P. Hill, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Dennis S. Hudson, III   Mgmt   Yes   For   For
1.5   Elect Director Calvert A. Morgan, Jr.   Mgmt   Yes   For   For
2   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Ratify Baker Tilly Virchow Krause LLP as Auditors   Mgmt   Yes   For   For

CNO Financial Group, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    12621E103
Record Date    03/09/2015    Meeting Type    Annual    Ticker    CNO

 

Primary CUSIP 12621E103    Primary ISIN US12621E1038    Primary SEDOL 2657750

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Edward J. Bonach   Mgmt   Yes   For   For
1b   Elect Director Ellyn L. Brown   Mgmt   Yes   For   For
1c   Elect Director Robert C. Greving   Mgmt   Yes   For   For
1d   Elect Director Mary R. (Nina) Henderson   Mgmt   Yes   For   For
1e   Elect Director Charles J. Jacklin   Mgmt   Yes   For   For
1f   Elect Director Daniel R. Maurer   Mgmt   Yes   For   For
1g   Elect Director Neal C. Schneider   Mgmt   Yes   For   For


1h   Elect Director Frederick J. Sievert   Mgmt   Yes   For   For
1i   Elect Director Michael T. Tokarz   Mgmt   Yes   For   For
2   Adopt NOL Rights Plan (NOL Pill)   Mgmt   Yes   For   For
3   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dominion Resources, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    25746U109
Record Date    02/27/2015    Meeting Type    Annual    Ticker    D

 

Primary CUSIP 25746U109    Primary ISIN US25746U1097    Primary SEDOL 2542049

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William P. Barr   Mgmt   Yes   For   For
1.2   Elect Director Helen E. Dragas   Mgmt   Yes   For   For
1.3   Elect Director James O. Ellis, Jr.   Mgmt   Yes   For   For
1.4   Elect Director Thomas F. Farrell, II   Mgmt   Yes   For   Against
1.5   Elect Director John W. Harris   Mgmt   Yes   For   For
1.6   Elect Director Mark J. Kington   Mgmt   Yes   For   For
1.7   Elect Director Pamela J. Royal   Mgmt   Yes   For   For
1.8   Elect Director Robert H. Spilman, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Michael E. Szymanczyk   Mgmt   Yes   For   For
1.10   Elect Director David A. Wollard   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Cease Construction of New Nuclear Units   SH   Yes   Against   Against
7   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For
8   Include Carbon Reduction as a Performance Measure for Senior Executive Compensation   SH   Yes   Against   Against
9   Report on Financial and Physical Risks of Climate Change   SH   Yes   Against   For
10   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   Against
11   Report on Biomass Carbon Footprint and Assess Risks   SH   Yes   Against   For


General Dynamics Corporation

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    369550108
Record Date    03/05/2015    Meeting Type    Annual    Ticker    GD

 

Primary CUSIP 369550108    Primary ISIN US3695501086    Primary SEDOL 2365161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Mary T. Barra   Mgmt   Yes   For   For
1.2   Elect Director Nicholas D. Chabraja   Mgmt   Yes   For   For
1.3   Elect Director James S. Crown   Mgmt   Yes   For   For
1.4   Elect Director Rudy F. deLeon   Mgmt   Yes   For   For
1.5   Elect Director William P. Fricks   Mgmt   Yes   For   For
1.6   Elect Director John M. Keane   Mgmt   Yes   For   For
1.7   Elect Director Lester L. Lyles   Mgmt   Yes   For   For
1.8   Elect Director James N. Mattis   Mgmt   Yes   For   For
1.9   Elect Director Phebe N. Novakovic   Mgmt   Yes   For   For
1.10   Elect Director William A. Osborn   Mgmt   Yes   For   For
1.11   Elect Director Laura J. Schumacher   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against

Gilead Sciences, Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    375558103
Record Date    03/11/2015    Meeting Type    Annual    Ticker    GILD

 

Primary CUSIP 375558103    Primary ISIN US3755581036    Primary SEDOL 2369174

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John F. Cogan   Mgmt   Yes   For   For
1b   Elect Director Etienne F. Davignon   Mgmt   Yes   For   Against
1c   Elect Director Carla A. Hills   Mgmt   Yes   For   Against
1d   Elect Director Kevin E. Lofton   Mgmt   Yes   For   For
1e   Elect Director John W. Madigan   Mgmt   Yes   For   For
1f   Elect Director John C. Martin   Mgmt   Yes   For   For
1g   Elect Director Nicholas G. Moore   Mgmt   Yes   For   For
1h   Elect Director Richard J. Whitley   Mgmt   Yes   For   Against
1i   Elect Director Gayle E. Wilson   Mgmt   Yes   For   Against
1j   Elect Director Per Wold-Olsen   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Require Independent Board Chairman   SH   Yes   Against   For
7   Report on Sustainability   SH   Yes   Against   For
8   Report on Specialty Drug Pricing Risks   SH   Yes   Against   For

Hilton Worldwide Holdings Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    43300A104
Record Date    03/12/2015    Meeting Type    Annual    Ticker    HLT

 

Primary CUSIP 43300A104    Primary ISIN US43300A1043    Primary SEDOL BH3XFX2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Christopher J. Nassetta   Mgmt   Yes   For   Withhold
1.2   Elect Director Jonathan D. Gray   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael S. Chae   Mgmt   Yes   For   Withhold
1.4   Elect Director Tyler S. Henritze   Mgmt   Yes   For   Withhold
1.5   Elect Director Judith A. McHale   Mgmt   Yes   For   For
1.6   Elect Director John G. Schreiber   Mgmt   Yes   For   Withhold
1.7   Elect Director Elizabeth A. Smith   Mgmt   Yes   For   For
1.8   Elect Director Douglas M. Steenland   Mgmt   Yes   For   For
1.9   Elect Director William J. Stein   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

L Air Liquide

 

Meeting Date    05/06/2015    Country    France    Primary Security ID    F01764103
Record Date    04/30/2015    Meeting Type    Annual/Special    Ticker    AI

 

Primary CUSIP F01764103    Primary ISIN FR0000120073    Primary SEDOL B1YXBJ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Allocation of Income and Dividends of EUR 2.55 per Share   Mgmt   Yes   For   For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
5   Reelect Sian Herbert-Jones as Director   Mgmt   Yes   For   For
6   Elect Genevieve Berger as Director   Mgmt   Yes   For   For
7   Approve Agreement with Benoit Potier   Mgmt   Yes   For   For
8   Advisory Vote on Compensation of Benoit Potier   Mgmt   Yes   For   For
9   Advisory Vote on Compensation of Pierre Dufour   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    


10   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
11   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   Yes   For   For
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million   Mgmt   Yes   For   For
13   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   Yes   For   For
14   Amend Article 8 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
15   Amend Article 18 of Bylaws Re: Record Date   Mgmt   Yes   For   For
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   Yes   For   For
17   Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
18   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

Philip Morris International Inc.

 

Meeting Date    05/06/2015    Country    USA    Primary Security ID    718172109
Record Date    03/13/2015    Meeting Type    Annual    Ticker    PM

 

Primary CUSIP 718172109    Primary ISIN US7181721090    Primary SEDOL B2PKRQ3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Harold Brown   Mgmt   Yes   For   Against
1.2   Elect Director André Calantzopoulos   Mgmt   Yes   For   For
1.3   Elect Director Louis C. Camilleri   Mgmt   Yes   For   For
1.4   Elect Director Werner Geissler   Mgmt   Yes   For   Against
1.5   Elect Director Jennifer Li   Mgmt   Yes   For   For
1.6   Elect Director Jun Makihara   Mgmt   Yes   For   For
1.7   Elect Director Sergio Marchionne   Mgmt   Yes   For   Against
1.8   Elect Director Kalpana Morparia   Mgmt   Yes   For   For
1.9   Elect Director Lucio A. Noto   Mgmt   Yes   For   For
1.10   Elect Director Frederik Paulsen   Mgmt   Yes   For   For
1.11   Elect Director Robert B. Polet   Mgmt   Yes   For   Against
1.12   Elect Director Stephen M. Wolf   Mgmt   Yes   For   Against
2   Ratify PricewaterhouseCoopers SA as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Adopt Anti-Forced Labor Policy for Tobacco Supply Chain   SH   Yes   Against   Against


Standard Chartered plc

 

Meeting Date    05/06/2015    Country    United Kingdom    Primary Security ID    G84228157
Record Date    05/01/2015    Meeting Type    Annual    Ticker    STAN

 

Primary CUSIP G84228157    Primary ISIN GB0004082847    Primary SEDOL 0408284

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Dividend   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For
4   Elect Dr Byron Grote as Director   Mgmt   Yes   For   For
5   Elect Andy Halford as Director   Mgmt   Yes   For   For
6   Elect Gay Huey Evans as Director   Mgmt   Yes   For   For
7   Elect Jasmine Whitbread as Director   Mgmt   Yes   For   For
8   Re-elect Om Bhatt as Director   Mgmt   Yes   For   For
9   Re-elect Dr Kurt Campbell as Director   Mgmt   Yes   For   For
10   Re-elect Dr Louis Cheung as Director   Mgmt   Yes   For   For
11   Re-elect Dr Han Seung-soo as Director   Mgmt   Yes   For   For
12   Re-elect Christine Hodgson as Director   Mgmt   Yes   For   For
13   Re-elect Naguib Kheraj as Director   Mgmt   Yes   For   For
14   Re-elect Simon Lowth as Director   Mgmt   Yes   For   For
15   Re-elect Ruth Markland as Director   Mgmt   Yes   For   For
16   Re-elect Sir John Peace as Director   Mgmt   Yes   For   For
17   Re-elect Mike Rees as Director   Mgmt   Yes   For   For
18   Re-elect Viswanathan Shankar as Director   Mgmt   No    
19   Re-elect Paul Skinner as Director   Mgmt   Yes   For   For
20   Re-elect Dr Lars Thunell as Director   Mgmt   Yes   For   For
21   Appoint KPMG LLP as Auditors   Mgmt   Yes   For   For
22   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
23   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
24   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
26   Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   Yes   For   For
27   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
28   Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   Yes   For   For
29   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
30   Authorise Market Purchase of Preference Shares   Mgmt   Yes   For   For
31   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Thomson Reuters Corporation

 

Meeting Date    05/06/2015    Country    Canada    Primary Security ID    884903105
Record Date    03/20/2015    Meeting Type    Annual    Ticker    TRI

 

Primary CUSIP 884903105    Primary ISIN CA8849031056    Primary SEDOL 2889371

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Thomson   Mgmt   Yes   For   For
1.2   Elect Director James C. Smith   Mgmt   Yes   For   For
1.3   Elect Director Sheila C. Bair   Mgmt   Yes   For   For
1.4   Elect Director Manvinder S. Banga   Mgmt   Yes   For   For
1.5   Elect Director David W. Binet   Mgmt   Yes   For   For
1.6   Elect Director Mary Cirillo   Mgmt   Yes   For   For
1.7   Elect Director Michael E. Daniels   Mgmt   Yes   For   For
1.8   Elect Director Paul Thomas Jenkins   Mgmt   Yes   For   For
1.9   Elect Director Ken Olisa   Mgmt   Yes   For   For
1.10   Elect Director Vance K. Opperman   Mgmt   Yes   For   For
1.11   Elect Director Peter J. Thomson   Mgmt   Yes   For   For
1.12   Elect Director Wulf von Schimmelmann   Mgmt   Yes   For   For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   Yes   For   For
3   Advisory Vote on Executive Compensation Approach   Mgmt   Yes   For   For

Chemtura Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    163893209
Record Date    03/13/2015    Meeting Type    Annual    Ticker    CHMT

 

Primary CUSIP 163893209    Primary ISIN US1638932095    Primary SEDOL B5KT5L7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey D. Benjamin   Mgmt   Yes   For   For
1.2   Elect Director Timothy J. Bernlohr   Mgmt   Yes   For   For
1.3   Elect Director Anna C. Catalano   Mgmt   Yes   For   For
1.4   Elect Director James W. Crownover   Mgmt   Yes   For   For
1.5   Elect Director Robert A. Dover   Mgmt   Yes   For   For
1.6   Elect Director Jonathan F. Foster   Mgmt   Yes   For   For
1.7   Elect Director Craig A. Rogerson   Mgmt   Yes   For   For
1.8   Elect Director John K. Wulff   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


CVS Health Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    126650100
Record Date    03/12/2015    Meeting Type    Annual    Ticker    CVS

 

Primary CUSIP 126650100    Primary ISIN US1266501006    Primary SEDOL 2577609

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Richard M. Bracken   Mgmt   Yes   For   For
1b   Elect Director C. David Brown, II   Mgmt   Yes   For   Against
1c   Elect Director Alecia A. DeCoudreaux   Mgmt   Yes   For   For
1d   Elect Director Nancy-Ann M. DeParle   Mgmt   Yes   For   For
1e   Elect Director David W. Dorman   Mgmt   Yes   For   Against
1f   Elect Director Anne M. Finucane   Mgmt   Yes   For   Against
1g   Elect Director Larry J. Merlo   Mgmt   Yes   For   For
1h   Elect Director Jean-Pierre Millon   Mgmt   Yes   For   For
1i   Elect Director Richard J. Swift   Mgmt   Yes   For   For
1j   Elect Director William C. Weldon   Mgmt   Yes   For   Against
1k   Elect Director Tony L. White   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against

Duke Energy Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    26441C204
Record Date    03/09/2015    Meeting Type    Annual    Ticker    DUK

 

Primary CUSIP 26441C204    Primary ISIN US26441C2044    Primary SEDOL B7VD3F2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Michael G. Browning   Mgmt   Yes   For   For
1b   Elect Director Harris E. DeLoach, Jr.   Mgmt   Yes   For   For
1c   Elect Director Daniel R. DiMicco   Mgmt   Yes   For   For
1d   Elect Director John H. Forsgren   Mgmt   Yes   For   For
1e   Elect Director Lynn J. Good   Mgmt   Yes   For   For
1f   Elect Director Ann Maynard Gray   Mgmt   Yes   For   For
1g   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
1h   Elect Director John T. Herron   Mgmt   Yes   For   For
1i   Elect Director James B. Hyler, Jr.   Mgmt   Yes   For   For
1j   Elect Director William E. Kennard   Mgmt   Yes   For   For
1k   Elect Director E. Marie McKee   Mgmt   Yes   For   For


1l   Elect Director Richard A. Meserve   Mgmt   Yes   For   For
1m   Elect Director James T. Rhodes   Mgmt   Yes   For   For
1n   Elect Director Carlos A. Saladrigas   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Report on Political Contributions   SH   Yes   Against   For
7   Adopt Proxy Access Right   SH   Yes   Against   For

E.ON SE

 

Meeting Date    05/07/2015    Country    Germany    Primary Security ID    D24914133
Record Date       Meeting Type    Annual    Ticker    EOAN

 

Primary CUSIP D24914133    Primary ISIN DE000ENAG999    Primary SEDOL 4942904

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5.1   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
5.2   Ratify PricewaterhouseCoopers AG as Auditors for the 2015 First Half Year Report   Mgmt   Yes   For   For

GlaxoSmithKline plc

 

Meeting Date    05/07/2015    Country    United Kingdom    Primary Security ID    G3910J112
Record Date    05/05/2015    Meeting Type    Annual    Ticker    GSK

 

Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Elect Sir Philip Hampton as Director   Mgmt   Yes   For   For
4   Elect Urs Rohner as Director   Mgmt   Yes   For   For
5   Re-elect Sir Andrew Witty as Director   Mgmt   Yes   For   For
6   Re-elect Sir Roy Anderson as Director   Mgmt   Yes   For   For
7   Re-elect Dr Stephanie Burns as Director   Mgmt   Yes   For   For
8   Re-elect Stacey Cartwright as Director   Mgmt   Yes   For   For
9   Re-elect Simon Dingemans as Director   Mgmt   Yes   For   For


10   Re-elect Lynn Elsenhans as Director   Mgmt   Yes   For   For
11   Re-elect Judy Lewent as Director   Mgmt   Yes   For   For
12   Re-elect Sir Deryck Maughan as Director   Mgmt   Yes   For   For
13   Re-elect Dr Daniel Podolsky as Director   Mgmt   Yes   For   For
14   Re-elect Dr Moncef Slaoui as Director   Mgmt   Yes   For   For
15   Re-elect Hans Wijers as Director   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
19   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
22   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   Yes   For   For
23   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For
24   Approve Share Value Plan   Mgmt   Yes   For   For

Glencore plc

 

Meeting Date    05/07/2015    Country    Jersey    Primary Security ID    G39420107
Record Date    05/05/2015    Meeting Type    Annual    Ticker    GLEN

 

Primary CUSIP N/A    Primary ISIN JE00B4T3BW64    Primary SEDOL B4T3BW6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Final Distribution   Mgmt   Yes   For   For
3   Approve Distribution in Specie of Ordinary Shares in Lonmin plc to Shareholders   Mgmt   Yes   For   For
4   Re-elect Anthony Hayward as Director   Mgmt   Yes   For   For
5   Re-elect Leonhard Fischer as Director   Mgmt   Yes   For   For
6   Re-elect William Macaulay as Director   Mgmt   Yes   For   For
7   Re-elect Ivan Glasenberg as Director   Mgmt   Yes   For   For
8   Re-elect Peter Coates as Director   Mgmt   Yes   For   For
9   Re-elect John Mack as Director   Mgmt   Yes   For   For
10   Re-elect Peter Grauer as Director   Mgmt   Yes   For   For
11   Elect Patrice Merrin as Director   Mgmt   Yes   For   For
12   Approve Remuneration Report   Mgmt   Yes   For   For
13   Reappoint Deloitte LLP as Auditors   Mgmt   Yes   For   For
14   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
15   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For


16   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
17   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For

Koninklijke Philips N.V.

 

Meeting Date    05/07/2015    Country    Netherlands    Primary Security ID    N6817P109
Record Date    04/09/2015    Meeting Type    Annual    Ticker    PHIA

 

Primary CUSIP N6817P109    Primary ISIN NL0000009538    Primary SEDOL 5986622

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   President’s Speech   Mgmt   No    
2a   Discuss Remuneration Report   Mgmt   No    
2b   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
2c   Adopt Financial Statements   Mgmt   Yes   For   For
2d   Approve Dividends of EUR 0.80 Per Share   Mgmt   Yes   For   For
2e   Approve Discharge of Management Board   Mgmt   Yes   For   For
2f   Approve Discharge of Supervisory Board   Mgmt   Yes   For   For
3   Approve Seperation of the Lighting Business from Royal Philips   Mgmt   Yes   For   For
4a   Reelect F.A. Van Houten to Management Board   Mgmt   Yes   For   For
4b   Reelect R.H. Wirahadiraksa to Management Board   Mgmt   Yes   For   For
4c   Reelect P.A.J. Nota to Management Board   Mgmt   Yes   For   For
5a   Reelect J.P. Tai to Supervisory Board   Mgmt   Yes   For   For
5b   Reelect H. Von Prondzynski to Supervisory Board   Mgmt   Yes   For   For
5c   Reelect C.J.A Van Lede to Supervisory Board   Mgmt   Yes   For   For
5d   Elect D.E.I. Pyott to Supervisory Board   Mgmt   Yes   For   For
6   Approve Remuneration of Supervisory Board   Mgmt   Yes   For   For
7a   Ratify Ernest & Young Accountants LLP as Auditors   Mgmt   Yes   For   For
7b   Amend Articles Re: Change the Term of Appointment of External Auditors   Mgmt   Yes   For   For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   Yes   For   For
8b   Authorize Board to Exclude Preemptive Rights from Share Issuances Under 8a   Mgmt   Yes   For   For
9   Authorize Repurchase of Shares   Mgmt   Yes   For   For
10   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
11   Other Business (Non-Voting)   Mgmt   No    


LaSalle Hotel Properties

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    517942108
Record Date    02/20/2015    Meeting Type    Annual    Ticker    LHO

 

Primary CUSIP 517942108    Primary ISIN US5179421087    Primary SEDOL 2240161

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey T. Foland   Mgmt   Yes   For   For
1.2   Elect Director Darryl Hartley-Leonard   Mgmt   Yes   For   For
1.3   Elect Director William S. McCalmont   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

LDR Holding Corporation

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    50185U105
Record Date    03/10/2015    Meeting Type    Annual    Ticker    LDRH

 

Primary CUSIP 50185U105    Primary ISIN US50185U1051    Primary SEDOL BDSV890

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kevin M. Lalande   Mgmt   Yes   For   For
1.2   Elect Director Stefan Widensohler   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Reckitt Benckiser Group plc

 

Meeting Date    05/07/2015    Country    United Kingdom    Primary Security ID    G74079107
Record Date    05/05/2015    Meeting Type    Annual    Ticker    RB.

 

Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Elect Jaspal Bindra as Director   Mgmt   Yes   For   For
5   Elect Mary Harris as Director   Mgmt   Yes   For   For
6   Elect Pamela Kirby as Director   Mgmt   Yes   For   For
7   Elect Sue Shim as Director   Mgmt   Yes   For   For
8   Elect Christopher Sinclair as Director   Mgmt   Yes   For   For
9   Elect Douglas Tough as Director   Mgmt   Yes   For   For
10   Re-elect Adrian Bellamy as Director   Mgmt   Yes   For   For
11   Re-elect Nicandro Durante as Director   Mgmt   Yes   For   For
12   Re-elect Peter Harf as Director   Mgmt   Yes   For   For
13   Re-elect Adrian Hennah as Director   Mgmt   Yes   For   For


14   Re-elect Kenneth Hydon as Director   Mgmt   Yes   For   For
15   Re-elect Rakesh Kapoor as Director   Mgmt   Yes   For   For
16   Re-elect Andre Lacroix as Director   Mgmt   Yes   For   For
17   Re-elect Judith Sprieser as Director   Mgmt   Yes   For   For
18   Re-elect Warren Tucker as Director   Mgmt   Yes   For   For
19   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
23   Amend the Annual Limit of Directors’ Fees   Mgmt   Yes   For   For
24   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
26   Approve 2015 Long Term Incentive Plan   Mgmt   Yes   For   For
27   Approve 2015 Savings Related Share Option Plan   Mgmt   Yes   For   For
28   Authorise Directors to Establish a Further Plan or Plans   Mgmt   Yes   For   For
29   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    78377T107
Record Date    03/18/2015    Meeting Type    Annual    Ticker    RHP

 

Primary CUSIP 78377T107    Primary ISIN US78377T1079    Primary SEDOL B8QV5C9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael J. Bender   Mgmt   Yes   For   For
1.2   Elect Director E. K. Gaylord, II   Mgmt   Yes   For   For
1.3   Elect Director D. Ralph Horn   Mgmt   Yes   For   For
1.4   Elect Director Ellen Levine   Mgmt   Yes   For   For
1.5   Elect Director Patrick Q. Moore   Mgmt   Yes   For   For
1.6   Elect Director Robert S. Prather, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Colin V. Reed   Mgmt   Yes   For   For
1.8   Elect Director Michael D. Rose   Mgmt   Yes   For   For
1.9   Elect Director Michael I. Roth   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


U.S. Silica Holdings, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    90346E103
Record Date    03/09/2015    Meeting Type    Annual    Ticker    SLCA

 

Primary CUSIP 90346E103    Primary ISIN US90346E1038    Primary SEDOL B7GGNT0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Daniel Avramovich   Mgmt   Yes   For   For
1.2   Elect Director Peter Bernard   Mgmt   Yes   For   For
1.3   Elect Director William J. Kacal   Mgmt   Yes   For   For
1.4   Elect Director Charles Shaver   Mgmt   Yes   For   For
1.5   Elect Director Bryan A. Shinn   Mgmt   Yes   For   For
1.6   Elect Director J. Michael Stice   Mgmt   Yes   For   For
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Majority Voting for Uncontested Election of Directors   Mgmt   Yes   For   For
6   Amend Stock Ownership Limitations   Mgmt   Yes   For   For

United Parcel Service, Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    911312106
Record Date    03/09/2015    Meeting Type    Annual    Ticker    UPS

 

Primary CUSIP 911312106    Primary ISIN US9113121068    Primary SEDOL 2517382

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director David P. Abney   Mgmt   Yes   For   For
1b   Elect Director Rodney C. Adkins   Mgmt   Yes   For   For
1c   Elect Director Michael J. Burns   Mgmt   Yes   For   For
1d   Elect Director D. Scott Davis   Mgmt   Yes   For   For
1e   Elect Director William R. Johnson   Mgmt   Yes   For   For
1f   Elect Director Candace Kendle   Mgmt   Yes   For   For
1g   Elect Director Ann M. Livermore   Mgmt   Yes   For   For
1h   Elect Director Rudy H.P. Markham   Mgmt   Yes   For   For
1i   Elect Director Clark T. Randt, Jr.   Mgmt   Yes   For   For
1j   Elect Director John T. Stankey   Mgmt   Yes   For   For
1k   Elect Director Carol B. Tome   Mgmt   Yes   For   For
1l   Elect Director Kevin M. Warsh   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For


5   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
6   Adopt Anti Gross-up Policy   SH   Yes   Against   For

Verizon Communications Inc.

 

Meeting Date    05/07/2015    Country    USA    Primary Security ID    92343V104
Record Date    03/09/2015    Meeting Type    Annual    Ticker    VZ

 

Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Shellye L. Archambeau   Mgmt   Yes   For   Against
1.2   Elect Director Mark T. Bertolini   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Carrion   Mgmt   Yes   For   Against
1.4   Elect Director Melanie L. Healey   Mgmt   Yes   For   For
1.5   Elect Director M. Frances Keeth   Mgmt   Yes   For   Against
1.6   Elect Director Lowell C. McAdam   Mgmt   Yes   For   For
1.7   Elect Director Donald T. Nicolaisen   Mgmt   Yes   For   Against
1.8   Elect Director Clarence Otis, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Rodney E. Slater   Mgmt   Yes   For   Against
1.10   Elect Director Kathryn A. Tesija   Mgmt   Yes   For   Against
1.11   Elect Director Gregory D. Wasson   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Net Neutrality   SH   Yes   Against   For
5   Report on Indirect Political Contributions   SH   Yes   Against   For
6   Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Yes   Against   For
7   Stock Retention/Holding Period   SH   Yes   Against   For
8   Provide Right to Act by Written Consent   SH   Yes   Against   For

Equity One, Inc.

 

Meeting Date    05/08/2015    Country    USA    Primary Security ID    294752100
Record Date    03/03/2015    Meeting Type    Annual    Ticker    EQY

 

Primary CUSIP 294752100    Primary ISIN US2947521009    Primary SEDOL 2246329

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Cynthia Cohen   Mgmt   Yes   For   Withhold
1.2   Elect Director David Fischel   Mgmt   Yes   For   For
1.3   Elect Director Neil Flanzraich   Mgmt   Yes   For   For
1.4   Elect Director Jordan Heller   Mgmt   Yes   For   For
1.5   Elect Director Chaim Katzman   Mgmt   Yes   For   For
1.6   Elect Director Peter Linneman   Mgmt   Yes   For   Withhold


1.7   Elect Director David Lukes   Mgmt   Yes   For   For
1.8   Elect Director Galia Maor   Mgmt   Yes   For   Withhold
1.9   Elect Director Dori Segal   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Swift Transportation Company

 

Meeting Date    05/08/2015    Country    USA    Primary Security ID    87074U101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    SWFT

 

Primary CUSIP 87074U101    Primary ISIN US87074U1016    Primary SEDOL B4PZRV7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jerry Moyes   Mgmt   Yes   For   For
1.2   Elect Director Richard H. Dozer   Mgmt   Yes   For   Withhold
1.3   Elect Director David Vander Ploeg   Mgmt   Yes   For   Withhold
1.4   Elect Director Glenn Brown   Mgmt   Yes   For   Withhold
1.5   Elect Director Jose A. Cardenas   Mgmt   Yes   For   Withhold
1.6   Elect Director William F. Riley III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For

American Express Company

 

Meeting Date    05/11/2015    Country    USA    Primary Security ID    025816109
Record Date    03/13/2015    Meeting Type    Annual    Ticker    AXP

 

Primary CUSIP 025816109    Primary ISIN US0258161092    Primary SEDOL 2026082

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Charlene Barshefsky   Mgmt   Yes   For   For
1b   Elect Director Ursula M. Burns   Mgmt   Yes   For   For
1c   Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For
1d   Elect Director Peter Chernin   Mgmt   Yes   For   For
1e   Elect Director Anne Lauvergeon   Mgmt   Yes   For   For
1f   Elect Director Michael O. Leavitt   Mgmt   Yes   For   For
1g   Elect Director Theodore J. Leonsis   Mgmt   Yes   For   For
1h   Elect Director Richard C. Levin   Mgmt   Yes   For   For
1i   Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For
1j   Elect Director Daniel L. Vasella   Mgmt   Yes   For   For
1k   Elect Director Robert D. Walter   Mgmt   Yes   For   For
1l   Elect Director Ronald A. Williams   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For


3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Prepare Employment Diversity Report   SH   Yes   Against   For
5   Report on Board Oversight of Privacy and Data Security and Requests for Customer Information   SH   Yes   Against   For
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Report on Lobbying Payments and Policy   SH   Yes   Against   For
8   Require Independent Board Chairman   SH   Yes   Against   Against

ING Groep NV

 

Meeting Date    05/11/2015    Country    Netherlands    Primary Security ID    N4578E413
Record Date    04/13/2015    Meeting Type    Annual    Ticker    INGA

 

Primary CUSIP N4578E413    Primary ISIN NL0000303600    Primary SEDOL 7154182

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Open Meeting   Mgmt   No    
2a   Receive Report of Management Board (Non-Voting)   Mgmt   No    
2b   Receive Announcements on Sustainability   Mgmt   No    
2c   Receive Report of Supervisory Board (Non-Voting)   Mgmt   No    
2d   Discuss Remuneration Report   Mgmt   No    
2e   Discussion on Company’s Corporate Governance Structure   Mgmt   No    
2f   Adopt Financial Statements   Mgmt   Yes   For   For
3a   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    
3b   Approve Dividends of EUR 0.12 Per Share   Mgmt   Yes   For   For
4a   Approve Discharge of Management Board   Mgmt   Yes   For   For
4b   Approve Discharge of Supervisory Board   Mgmt   Yes   For   For
5a   Approve Amendments to Remuneration Policy   Mgmt   Yes   For   For
5b   Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration   Mgmt   Yes   For   For
6   Ratify KPMG as Auditors   Mgmt   Yes   For   For
7a   Elect Gheorghe to Supervisory Board   Mgmt   Yes   For   For
7b   Reelect Kuiper to Supervisory Board   Mgmt   Yes   For   For
7c   Reelect Breukink to Supervisory Board   Mgmt   Yes   For   For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
8b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   Yes   For   For
9a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
9b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   Yes   For   For
10   Other Business (Non-Voting) and Closing   Mgmt   No    


3M Company

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    88579Y101
Record Date    03/13/2015    Meeting Type    Annual    Ticker    MMM

 

Primary CUSIP 88579Y101    Primary ISIN US88579Y1010    Primary SEDOL 2595708

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Linda G. Alvarado   Mgmt   Yes   For   For
1b   Elect Director Sondra L. Barbour   Mgmt   Yes   For   For
1c   Elect Director Thomas ‘Tony’ K. Brown   Mgmt   Yes   For   For
1d   Elect Director Vance D. Coffman   Mgmt   Yes   For   For
1e   Elect Director Michael L. Eskew   Mgmt   Yes   For   For
1f   Elect Director Herbert L. Henkel   Mgmt   Yes   For   For
1g   Elect Director Muhtar Kent   Mgmt   Yes   For   For
1h   Elect Director Edward M. Liddy   Mgmt   Yes   For   For
1i   Elect Director Inge G. Thulin   Mgmt   Yes   For   For
1j   Elect Director Robert J. Ulrich   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Broadcom Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    111320107
Record Date    03/16/2015    Meeting Type    Annual    Ticker    BRCM

 

Primary CUSIP 111320107    Primary ISIN US1113201073    Primary SEDOL 2235822

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Robert J. Finocchio, Jr.   Mgmt   Yes   For   For
1b   Elect Director Nancy H. Handel   Mgmt   Yes   For   For
1c   Elect Director Eddy W. Hartenstein   Mgmt   Yes   For   For
1d   Elect Director Maria M. Klawe   Mgmt   Yes   For   For
1e   Elect Director John E. Major   Mgmt   Yes   For   For
1f   Elect Director Scott A. McGregor   Mgmt   Yes   For   For
1g   Elect Director William T. Morrow   Mgmt   Yes   For   For
1h   Elect Director Henry Samueli   Mgmt   Yes   For   For
1i   Elect Director Robert E. Switz   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


Darling Ingredients Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    237266101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    DAR

 

Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Randall C. Stuewe   Mgmt   Yes   For   For
1.2   Elect Director O. Thomas Albrecht   Mgmt   Yes   For   Against
1.3   Elect Director D. Eugene Ewing   Mgmt   Yes   For   Against
1.4   Elect Director Dirk Kloosterboer   Mgmt   Yes   For   For
1.5   Elect Director Mary R. Korby   Mgmt   Yes   For   For
1.6   Elect Director Charles Macaluso   Mgmt   Yes   For   For
1.7   Elect Director John D. March   Mgmt   Yes   For   Against
1.8   Elect Director Justinus J.G.M. Sanders   Mgmt   Yes   For   For
1.9   Elect Director Michael Urbut   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

First American Financial Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    31847R102
Record Date    03/18/2015    Meeting Type    Annual    Ticker    FAF

 

Primary CUSIP 31847R102    Primary ISIN US31847R1023    Primary SEDOL B4NFPK4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Dennis J. Gilmore   Mgmt   Yes   For   For
1.2   Elect Director Virginia M. Ueberroth   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Impax Laboratories, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    45256B101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    IPXL

 

Primary CUSIP 45256B101    Primary ISIN US45256B1017    Primary SEDOL 2373722

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Leslie Z. Benet   Mgmt   Yes   For   For
1.2   Elect Director Robert L. Burr   Mgmt   Yes   For   For
1.3   Elect Director Allen Chao   Mgmt   Yes   For   For
1.4   Elect Director Nigel Ten Fleming   Mgmt   Yes   For   For
1.5   Elect Director Larry Hsu   Mgmt   Yes   For   For
1.6   Elect Director Michael Markbreiter   Mgmt   Yes   For   For


1.7   Elect Director Mary K. Pendergast   Mgmt   Yes   For   For
1.8   Elect Director Peter R. Terreri   Mgmt   Yes   For   For
1.9   Elect Director G. Frederick Wilkinson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   Against

Linde AG

 

Meeting Date    05/12/2015    Country    Germany    Primary Security ID    D50348107
Record Date    04/20/2015    Meeting Type    Annual    Ticker    LIN

 

Primary CUSIP D50348107    Primary ISIN DE0006483001    Primary SEDOL 5740817

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 3.15 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Approve Cancellation of Capital Authorization   Mgmt   Yes   For   For

NewStar Financial, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    65251F105
Record Date    04/01/2015    Meeting Type    Annual    Ticker    NEWS

 

Primary CUSIP 65251F105    Primary ISIN US65251F1057    Primary SEDOL B1L7CP5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Charles N. Bralver   Mgmt   Yes   For   For
1.2   Elect Director Timothy J. Conway   Mgmt   Yes   For   For
1.3   Elect Director Bradley E. Cooper   Mgmt   Yes   For   For
1.4   Elect Director Brian L.P. Fallon   Mgmt   Yes   For   For
1.5   Elect Director Frank R. Noonan   Mgmt   Yes   For   For
1.6   Elect Director Maureen P. O’Hara   Mgmt   Yes   For   For
1.7   Elect Director Peter A. Schmidt-Fellner   Mgmt   Yes   For   For
1.8   Elect Director Richard E. Thornburgh   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


Ply Gem Holdings, Inc.

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    72941W100
Record Date    03/19/2015    Meeting Type    Annual    Ticker    PGEM

 

Primary CUSIP 72941W100    Primary ISIN US72941W1009    Primary SEDOL B99KCV8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey T. Barber   Mgmt   Yes   For   For
1.2   Elect Director Timothy T. Hall   Mgmt   Yes   For   Withhold
1.3   Elect Director Steven M. Lefkowitz   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Eliminate Chairman’s Right to Call Special Meetings   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

The Middleby Corporation

 

Meeting Date    05/12/2015    Country    USA    Primary Security ID    596278101
Record Date    03/20/2015    Meeting Type    Annual    Ticker    MIDD

 

Primary CUSIP 596278101    Primary ISIN US5962781010    Primary SEDOL 2590930

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Selim A. Bassoul   Mgmt   Yes   For   For
1.2   Elect Director Sarah Palisi Chapin   Mgmt   Yes   For   For
1.3   Elect Director Robert B. Lamb   Mgmt   Yes   For   For
1.4   Elect Director John R. Miller, III   Mgmt   Yes   For   For
1.5   Elect Director Gordon O’Brien   Mgmt   Yes   For   For
1.6   Elect Director Philip G. Putnam   Mgmt   Yes   For   For
1.7   Elect Director Sabin C. Streeter   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Affymetrix, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    00826T108
Record Date    03/23/2015    Meeting Type    Annual    Ticker    AFFX

 

Primary CUSIP 00826T108    Primary ISIN US00826T1088    Primary SEDOL 2034988

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jami Dover Nachtsheim   Mgmt   Yes   For   For
1b   Elect Director Frank Witney   Mgmt   Yes   For   For
1c   Elect Director Nelson C. Chan   Mgmt   Yes   For   For
1d   Elect Director Gary S. Guthart   Mgmt   Yes   For   For
1e   Elect Director Merilee Raines   Mgmt   Yes   For   For
1f   Elect Director Robert H. Trice   Mgmt   Yes   For   For


2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Align Technology, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    016255101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    ALGN

 

Primary CUSIP 016255101    Primary ISIN US0162551016    Primary SEDOL 2679204

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joseph Lacob   Mgmt   Yes   For   For
1.2   Elect Director C. Raymond Larkin, Jr.   Mgmt   Yes   For   For
1.3   Elect Director George J. Morrow   Mgmt   Yes   For   For
1.4   Elect Director David C. Nagel   Mgmt   Yes   For   For
1.5   Elect Director Thomas M. Prescott   Mgmt   Yes   For   For
1.6   Elect Director Andrea L. Saia   Mgmt   Yes   For   For
1.7   Elect Director Greg J. Santora   Mgmt   Yes   For   For
1.8   Elect Director Warren S. Thaler   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    026874784
Record Date    03/18/2015    Meeting Type    Annual    Ticker    AIG

 

Primary CUSIP 026874784    Primary ISIN US0268747849    Primary SEDOL 2027342

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director W. Don Cornwell   Mgmt   Yes   For   For
1b   Elect Director Peter R. Fisher   Mgmt   Yes   For   For
1c   Elect Director John H. Fitzpatrick   Mgmt   Yes   For   For
1d   Elect Director Peter D. Hancock   Mgmt   Yes   For   For
1e   Elect Director William G. Jurgensen   Mgmt   Yes   For   For
1f   Elect Director Christopher S. Lynch   Mgmt   Yes   For   For
1g   Elect Director George L. Miles, Jr.   Mgmt   Yes   For   For
1h   Elect Director Henry S. Miller   Mgmt   Yes   For   For
1i   Elect Director Robert S. Miller   Mgmt   Yes   For   For
1j   Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For
1k   Elect Director Ronald A. Rittenmeyer   Mgmt   Yes   For   For
1l   Elect Director Douglas M. Steenland   Mgmt   Yes   For   For
1m   Elect Director Theresa M. Stone   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

BMW Group Bayerische Motoren Werke AG

 

Meeting Date    05/13/2015    Country    Germany    Primary Security ID    D12096109
Record Date    04/21/2015    Meeting Type    Annual    Ticker    BMW

 

Primary CUSIP D12096109    Primary ISIN DE0005190003    Primary SEDOL 5756029

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 2.92 per Preffered Share and 2.90 per Ordinary Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6.1   Elect Henning Kagermann to the Supervisory Board   Mgmt   Yes   For   For
6.2   Elect Simone Menne to the Supervisory Board   Mgmt   Yes   For   For
6.3   Elect Norbert Reithofer to the Supervisory Board   Mgmt   Yes   For   For
7   Amend Articles Re: Board-Related   Mgmt   Yes   For   For

BNP Paribas SA

 

Meeting Date    05/13/2015    Country    France    Primary Security ID    F1058Q238
Record Date    05/08/2015    Meeting Type    Annual/Special    Ticker    BNP

 

Primary CUSIP F1058Q238    Primary ISIN FR0000131104    Primary SEDOL 7309681

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Approve Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   Yes   For   For
3   Approve Treatment of Losses and Dividends of EUR 1.50 per Share   Mgmt   Yes   For   For
4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   Yes   For   For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
6   Reelect Pierre Andre de Chalendar as Director   Mgmt   Yes   For   For
7   Reelect Denis Kessler as Director   Mgmt   Yes   For   Against
8   Reelect Laurence Parisot as Director   Mgmt   Yes   For   Against
9   Ratify Appointment of Jean Lemierre as Director   Mgmt   Yes   For   For
10   Advisory Vote on Compensation of Jean Lemierre, Chairman since Dec. 1, 2014   Mgmt   Yes   For   For
11   Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO   Mgmt   Yes   For   For
12   Advisory Vote on Compensation of Philippe Bordenave, Vice-CEO   Mgmt   Yes   For   For


13   Advisory Vote on Compensation of Francois Villeroy de Galhau, Vice-CEO   Mgmt   Yes   For   For
14   Advisory Vote on Compensation of Baudouin Prot, Chairman until Dec. 1, 2014   Mgmt   Yes   For   For
15   Advisory Vote on Compensation of Georges Chodron de Courcel, Vice-CEO until June 30, 2014   Mgmt   Yes   For   Against
16   Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers   Mgmt   Yes   For   For
17   Fix Maximum Variable Compensation Ratio for Executives and Risk Takers   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
18   Amend Article 18 of Bylaws Re: Absence of Double-Voting Rights   Mgmt   Yes   For   For
19   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   Yes   For   For
20   Authorize Filing of Required Documents/Other Formalities   Mgmt   Yes   For   For

E. I. du Pont de Nemours and Company

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    263534109
Record Date    03/17/2015    Meeting Type    Proxy Contest    Ticker    DD

 

Primary CUSIP 263534109    Primary ISIN US2635341090    Primary SEDOL 2018175

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proxy (White Card)   Mgmt   No    
1.1   Elect Director Lamberto Andreotti   Mgmt   Yes   For   Do Not Vote
1.2   Elect Director Edward D. Breen   Mgmt   Yes   For   Do Not Vote
1.3   Elect Director Robert A. Brown   Mgmt   Yes   For   Do Not Vote
1.4   Elect Director Alexander M. Cutler   Mgmt   Yes   For   Do Not Vote
1.5   Elect Director Eleuthere I. du Pont   Mgmt   Yes   For   Do Not Vote
1.6   Elect Director James L. Gallogly   Mgmt   Yes   For   Do Not Vote
1.7   Elect Director Marillyn A. Hewson   Mgmt   Yes   For   Do Not Vote
1.8   Elect Director Lois D. Juliber   Mgmt   Yes   For   Do Not Vote
1.9   Elect Director Ellen J. Kullman   Mgmt   Yes   For   Do Not Vote
1.10   Elect Director Ulf M. Schneider   Mgmt   Yes   For   Do Not Vote
1.11   Elect Director Lee M. Thomas   Mgmt   Yes   For   Do Not Vote
1.12   Elect Director Patrick J. Ward   Mgmt   Yes   For   Do Not Vote
2   Ratify Auditors   Mgmt   Yes   For   Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Do Not Vote
4   Report on Lobbying Payments and Policy   SH   Yes   Against   Do Not Vote
5   Report on Herbicide Use on GMO Crops   SH   Yes   Against   Do Not Vote
6   Establish Committee on Plant Closures   SH   Yes   Against   Do Not Vote
7   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After August 12, 2013   SH   Yes   Against   Do Not Vote


  Dissident Proxy (Gold Card)   Mgmt   No    
1.1   Elect Director Nelson Peltz   SH   Yes   For   For
1.2   Elect Director John H. Myers   SH   Yes   For   For
1.3   Elect Director Arthur B. Winkleblack   SH   Yes   For   Withhold
1.4   Elect Director Robert J. Zatta   SH   Yes   For   Withhold
1.5   Management Nominee - Lamberto Andreotti   SH   Yes   For   For
1.6   Management Nominee - Edward D. Breen   SH   Yes   For   For
1.7   Management Nominee - Eleuthere I. du Pont   SH   Yes   For   For
1.8   Management Nominee - James L. Gallogly   SH   Yes   For   For
1.9   Management Nominee - Marillyn A. Hewson   SH   Yes   For   For
1.10   Management Nominee - Ellen J. Kullman   SH   Yes   For   For
1.11   Management Nominee - Ulf M. Schneider   SH   Yes   For   For
1.12   Management Nominee - Patrick J. Ward   SH   Yes   For   For
2   Ratify Auditors   Mgmt   Yes   None   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   None   For
4   Report on Lobbying Payments and Policy   SH   Yes   None   For
5   Report on Herbicide Use on GMO Crops   SH   Yes   None   Against
6   Establish Committee on Plant Closures   SH   Yes   None   Against
7   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After August 12, 2013   SH   Yes   For   For

Eni S.p.A.

 

Meeting Date    05/13/2015    Country    Italy    Primary Security ID    T3643A145
Record Date    05/04/2015    Meeting Type    Annual    Ticker    ENI

 

Primary CUSIP T3643A145    Primary ISIN IT0003132476    Primary SEDOL 7145056

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Allocation of Income   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   For

EPR Properties

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    26884U109
Record Date    03/11/2015    Meeting Type    Annual    Ticker    EPR

 

Primary CUSIP 26884U109    Primary ISIN US26884U1097    Primary SEDOL B8XXZP1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jack A. Newman, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Thomas M. Bloch   Mgmt   Yes   For   For


1.3   Elect Director Gregory K. Silvers   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Highwoods Properties, Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    431284108
Record Date    03/02/2015    Meeting Type    Annual    Ticker    HIW

 

Primary CUSIP 431284108    Primary ISIN US4312841087    Primary SEDOL 2420640

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Charles A. Anderson   Mgmt   Yes   For   For
1.2   Elect Director Gene H. Anderson   Mgmt   Yes   For   For
1.3   Elect Director Carlos E. Evans   Mgmt   Yes   For   For
1.4   Elect Director Edward J. Fritsch   Mgmt   Yes   For   For
1.5   Elect Director David J. Hartzell   Mgmt   Yes   For   For
1.6   Elect Director Sherry A. Kellett   Mgmt   Yes   For   For
1.7   Elect Director O. Temple Sloan, Jr.   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For

Indivior PLC

 

Meeting Date    05/13/2015    Country    United Kingdom    Primary Security ID    G4766E108
Record Date    05/11/2015    Meeting Type    Annual    Ticker    INDV

 

Primary CUSIP N/A    Primary ISIN GB00BRS65X63    Primary SEDOL BRS65X6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Policy   Mgmt   Yes   For   For
3   Approve Remuneration Report   Mgmt   Yes   For   Against
4   Elect Howard Pien as Director   Mgmt   Yes   For   For
5   Elect Shaun Thaxter as Director   Mgmt   Yes   For   For
6   Elect Cary Claiborne as Director   Mgmt   Yes   For   For
7   Elect Rupert Bondy as Director   Mgmt   Yes   For   For
8   Elect Dr Yvonne Greenstreet as Director   Mgmt   Yes   For   For
9   Elect Adrian Hennah as Director   Mgmt   Yes   For   Against
10   Elect Dr Thomas McLellan as Director   Mgmt   Yes   For   For
11   Elect Lorna Parker as Director   Mgmt   Yes   For   For
12   Elect Daniel Phelan as Director   Mgmt   Yes   For   For
13   Elect Christian Schade as Director   Mgmt   Yes   For   For


14   Elect Daniel Tasse as Director   Mgmt   Yes   For   For
15   Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
16   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
17   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
18   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
19   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
20   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
21   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

Radian Group Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    750236101
Record Date    03/18/2015    Meeting Type    Annual    Ticker    RDN

 

Primary CUSIP 750236101    Primary ISIN US7502361014    Primary SEDOL 2173911

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Herbert Wender   Mgmt   Yes   For   For
1b   Elect Director David C. Carney   Mgmt   Yes   For   For
1c   Elect Director Howard B. Culang   Mgmt   Yes   For   For
1d   Elect Director Lisa W. Hess   Mgmt   Yes   For   For
1e   Elect Director Stephen T. Hopkins   Mgmt   Yes   For   For
1f   Elect Director Sanford A. Ibrahim   Mgmt   Yes   For   For
1g   Elect Director Brian D. Montgomery   Mgmt   Yes   For   For
1h   Elect Director Gaetano Muzio   Mgmt   Yes   For   For
1i   Elect Director Gregory V. Serio   Mgmt   Yes   For   For
1j   Elect Director Noel J. Spiegel   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Tenneco Inc.

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    880349105
Record Date    03/16/2015    Meeting Type    Annual    Ticker    TEN

 

Primary CUSIP 880349105    Primary ISIN US8803491054    Primary SEDOL 2512600

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Thomas C. Freyman   Mgmt   Yes   For   For
1b   Elect Director Dennis J. Letham   Mgmt   Yes   For   For
1c   Elect Director James S. Metcalf   Mgmt   Yes   For   For
1d   Elect Director Roger B. Porter   Mgmt   Yes   For   For
1e   Elect Director David B. Price, Jr.   Mgmt   Yes   For   For
1f   Elect Director Gregg M. Sherrill   Mgmt   Yes   For   For


1g   Elect Director Paul T. Stecko   Mgmt   Yes   For   For
1h   Elect Director Jane L. Warner   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

The Charles Schwab Corporation

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    808513105
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SCHW

 

Primary CUSIP 808513105    Primary ISIN US8085131055    Primary SEDOL 2779397

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Nancy H. Bechtle   Mgmt   Yes   For   For
1b   Elect Director Walter W. Bettinger, II   Mgmt   Yes   For   For
1c   Elect Director C. Preston Butcher   Mgmt   Yes   For   For
1d   Elect Director Christopher V. Dodds   Mgmt   Yes   For   For
1e   Elect Director Mark A. Goldfarb   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Report on Political Contributions   SH   Yes   Against   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   For
7   Prepare Employment Diversity Report   SH   Yes   Against   For
8   Pro-Rata Vesting of Equity Awards   SH   Yes   Against   Against
9   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

USG Corporation

 

Meeting Date    05/13/2015    Country    USA    Primary Security ID    903293405
Record Date    03/16/2015    Meeting Type    Annual    Ticker    USG

 

Primary CUSIP 903293405    Primary ISIN US9032934054    Primary SEDOL 2910602

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jose Armario   Mgmt   Yes   For   For
1.2   Elect Director Gretchen R. Haggerty   Mgmt   Yes   For   For
1.3   Elect Director William H. Hernandez   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For


Amgen Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    031162100
Record Date    03/16/2015    Meeting Type    Annual    Ticker    AMGN

 

Primary CUSIP 031162100    Primary ISIN US0311621009    Primary SEDOL 2023607

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David Baltimore   Mgmt   Yes   For   Against
1.2   Elect Director Frank J. Biondi, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Robert A. Bradway   Mgmt   Yes   For   For
1.4   Elect Director Francois de Carbonnel   Mgmt   Yes   For   Against
1.5   Elect Director Vance D. Coffman   Mgmt   Yes   For   Against
1.6   Elect Director Robert A. Eckert   Mgmt   Yes   For   For
1.7   Elect Director Greg C. Garland   Mgmt   Yes   For   Against
1.8   Elect Director Rebecca M. Henderson   Mgmt   Yes   For   Against
1.9   Elect Director Frank C. Herringer   Mgmt   Yes   For   Against
1.10   Elect Director Tyler Jacks   Mgmt   Yes   For   Against
1.11   Elect Director Judith C. Pelham   Mgmt   Yes   For   For
1.12   Elect Director Ronald D. Sugar   Mgmt   Yes   For   Against
1.13   Elect Director R. Sanders Williams   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

ARRIS Group, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    04270V106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    ARRS

 

Primary CUSIP 04270V106    Primary ISIN US04270V1061    Primary SEDOL B9SMM04

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alex B. Best   Mgmt   Yes   For   For
1.2   Elect Director Harry L. Bosco   Mgmt   Yes   For   For
1.3   Elect Director J. Timothy Bryan   Mgmt   Yes   For   For
1.4   Elect Director James A. Chiddix   Mgmt   Yes   For   For
1.5   Elect Director Andrew T. Heller   Mgmt   Yes   For   For
1.6   Elect Director Jeong H. Kim   Mgmt   Yes   For   For
1.7   Elect Director Robert J. Stanzione   Mgmt   Yes   For   For
1.8   Elect Director Doreen A. Toben   Mgmt   Yes   For   For
1.9   Elect Director Debora J. Wilson   Mgmt   Yes   For   For
1.10   Elect Director David A. Woodle   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Computer Programs and Systems, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    205306103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    CPSI

 

Primary CUSIP 205306103    Primary ISIN US2053061030    Primary SEDOL 2872122

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John C. Johnson   Mgmt   Yes   For   For
1.2   Elect Director W. Austin Mulherin, III   Mgmt   Yes   For   For
1.3   Elect Director William R. Seifert, II   Mgmt   Yes   For   For
2   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Credit Acceptance Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    225310101
Record Date    03/19/2015    Meeting Type    Annual    Ticker    CACC

 

Primary CUSIP 225310101    Primary ISIN US2253101016    Primary SEDOL 2232050

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Donald A. Foss   Mgmt   Yes   For   For
1.2   Elect Director Glenda J. Flanagan   Mgmt   Yes   For   For
1.3   Elect Director Brett A. Roberts   Mgmt   Yes   For   For
1.4   Elect Director Thomas N. Tryforos   Mgmt   Yes   For   For
1.5   Elect Director Scott J. Vassalluzzo   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Ford Motor Company

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    345370860
Record Date    03/17/2015    Meeting Type    Annual    Ticker    F

 

Primary CUSIP 345370860    Primary ISIN US3453708600    Primary SEDOL 2615468

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Elect Director Stephen G. Butler   Mgmt   Yes   For   For
2   Elect Director Kimberly A. Casiano   Mgmt   Yes   For   For
3   Elect Director Anthony F. Earley, Jr.   Mgmt   Yes   For   For
4   Elect Director Mark Fields   Mgmt   Yes   For   For
5   Elect Director Edsel B. Ford II   Mgmt   Yes   For   For
6   Elect Director William Clay Ford, Jr.   Mgmt   Yes   For   For


7   Elect Director James P. Hackett   Mgmt   Yes   For   For
8   Elect Director James H. Hance, Jr.   Mgmt   Yes   For   For
9   Elect Director William W. Helman Iv   Mgmt   Yes   For   For
10   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
11   Elect Director William E. Kennard   Mgmt   Yes   For   For
12   Elect Director John C. Lechleiter   Mgmt   Yes   For   For
13   Elect Director Ellen R. Marram   Mgmt   Yes   For   For
14   Elect Director Gerald L. Shaheen   Mgmt   Yes   For   For
15   Elect Director John L. Thornton   Mgmt   Yes   For   For
16   Ratify PricewaterhouseCoopers LLPas Auditors   Mgmt   Yes   For   For
17   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
18   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For
19   Amend Bylaws to Call Special Meetings   SH   Yes   Against   For

KapStone Paper and Packaging Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    48562P103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    KS

 

Primary CUSIP 48562P103    Primary ISIN US48562P1030    Primary SEDOL B0L2NP0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jonathan R. Furer   Mgmt   Yes   For   For
1.2   Elect Director Matthew H. Paull   Mgmt   Yes   For   For
1.3   Elect Director Maurice S. Reznik   Mgmt   Yes   For   For
1.4   Elect Director Roger W. Stone   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Lloyds Banking Group plc

 

Meeting Date    05/14/2015    Country    United Kingdom    Primary Security ID    G5533W248
Record Date    05/12/2015    Meeting Type    Annual    Ticker    LLOY

 

Primary CUSIP G5542W106    Primary ISIN GB0008706128    Primary SEDOL 0870612

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Elect Alan Dickinson as Director   Mgmt   Yes   For   For
3   Elect Simon Henry as Director   Mgmt   Yes   For   For
4   Elect Nick Prettejohn as Director   Mgmt   Yes   For   For
5   Re-elect Lord Blackwell as Director   Mgmt   Yes   For   For
6   Re-elect Juan Colombas as Director   Mgmt   Yes   For   For
7   Re-elect George Culmer as Director   Mgmt   Yes   For   For


8   Re-elect Carolyn Fairbairn as Director   Mgmt   Yes   For   For
9   Re-elect Anita Frew as Director   Mgmt   Yes   For   For
10   Re-elect Antonio Horta-Osorio as Director   Mgmt   Yes   For   For
11   Re-elect Dyfrig John as Director   Mgmt   Yes   For   For
12   Re-elect Nick Luff as Director   Mgmt   Yes   For   For
13   Re-elect Anthony Watson as Director   Mgmt   Yes   For   For
14   Re-elect Sara Weller as Director   Mgmt   Yes   For   For
15   Approve Dividend   Mgmt   Yes   For   For
16   Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
17   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   Yes   For   For
18   Approve Remuneration Report   Mgmt   Yes   For   For
19   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
20   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
21   Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   Yes   For   For
22   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   Yes   For   For
24   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
25   Authorise Market Purchase of Preference Shares   Mgmt   Yes   For   For
26   Amend Articles of Association Re: Limited Voting Shares   Mgmt   Yes   For   For
27   Amend Articles of Association Re: Deferred Shares   Mgmt   Yes   For   For
28   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For

PolyOne Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    73179P106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    POL

 

Primary CUSIP 73179P106    Primary ISIN US73179P1066    Primary SEDOL 2624561

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard H. Fearon   Mgmt   Yes   For   For
1.2   Elect Director Gregory J. Goff   Mgmt   Yes   For   For
1.3   Elect Director Sandra B. Lin   Mgmt   Yes   For   For
1.4   Elect Director Richard A. Lorraine   Mgmt   Yes   For   For
1.5   Elect Director Stephen D. Newlin   Mgmt   Yes   For   For
1.6   Elect Director Robert M. Patterson   Mgmt   Yes   For   For
1.7   Elect Director William H. Powell   Mgmt   Yes   For   For
1.8   Elect Director Kerry J. Preete   Mgmt   Yes   For   For
1.9   Elect Director Farah M. Walters   Mgmt   Yes   For   For
1.10   Elect Director William A. Wulfsohn   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Prudential plc

 

Meeting Date    05/14/2015    Country    United Kingdom    Primary Security ID    G72899100
Record Date    05/12/2015    Meeting Type    Annual    Ticker    PRU

 

Primary CUSIP G72899100    Primary ISIN GB0007099541    Primary SEDOL 0709954

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Remuneration Report   Mgmt   Yes   For   For
3   Approve Final Dividend   Mgmt   Yes   For   For
4   Re-elect Pierre-Olivier Bouee as Director   Mgmt   Yes   For   For
5   Re-elect Sir Howard Davies as Director   Mgmt   Yes   For   For
6   Re-elect Ann Godbehere as Director   Mgmt   Yes   For   For
7   Re-elect Jacqueline Hunt as Director   Mgmt   Yes   For   For
8   Re-elect Alexander Johnston as Director   Mgmt   Yes   For   For
9   Re-elect Paul Manduca as Director   Mgmt   Yes   For   For
10   Re-elect Michael McLintock as Director   Mgmt   Yes   For   For
11   Re-elect Kaikhushru Nargolwala as Director   Mgmt   Yes   For   For
12   Re-elect Nicolaos Nicandrou as Director   Mgmt   Yes   For   For
13   Re-elect Anthony Nightingale as Director   Mgmt   Yes   For   For
14   Re-elect Philip Remnant as Director   Mgmt   Yes   For   For
15   Re-elect Alice Schroeder as Director   Mgmt   Yes   For   For
16   Re-elect Barry Stowe as Director   Mgmt   Yes   For   For
17   Re-elect Tidjane Thiam as Director   Mgmt   Yes   For   For
18   Re-elect Michael Wells as Director   Mgmt   Yes   For   For
19   Reappoint KPMG LLP as Auditors   Mgmt   Yes   For   For
20   Authorise Board to Fix Remuneration of Auditors   Mgmt   Yes   For   For
21   Authorise EU Political Donations and Expenditure   Mgmt   Yes   For   For
22   Authorise Issue of Equity with Pre-emptive Rights   Mgmt   Yes   For   For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares   Mgmt   Yes   For   For
24   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   Yes   For   For
25   Authorise Market Purchase of Ordinary Shares   Mgmt   Yes   For   For
26   Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   Yes   For   For


Simon Property Group, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    828806109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SPG

 

Primary CUSIP 828806109    Primary ISIN US8288061091    Primary SEDOL 2812452

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Melvyn E. Bergstein   Mgmt   Yes   For   For
1b   Elect Director Larry C. Glasscock   Mgmt   Yes   For   For
1c   Elect Director Karen N. Horn   Mgmt   Yes   For   For
1d   Elect Director Allan Hubbard   Mgmt   Yes   For   For
1e   Elect Director Reuben S. Leibowitz   Mgmt   Yes   For   For
1f   Elect Director Daniel C. Smith   Mgmt   Yes   For   For
1g   Elect Director J. Albert Smith, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

The Dow Chemical Company

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    260543103
Record Date    03/16/2015    Meeting Type    Annual    Ticker    DOW

 

Primary CUSIP 260543103    Primary ISIN US2605431038    Primary SEDOL 2278719

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ajay Banga   Mgmt   Yes   For   For
1b   Elect Director Jacqueline K. Barton   Mgmt   Yes   For   For
1c   Elect Director James A. Bell   Mgmt   Yes   For   Against
1d   Elect Director Richard K. Davis   Mgmt   Yes   For   For
1e   Elect Director Jeff M. Fettig   Mgmt   Yes   For   Against
1f   Elect Director Andrew N. Liveris   Mgmt   Yes   For   For
1g   Elect Director Mark Loughridge   Mgmt   Yes   For   For
1h   Elect Director Raymond J. Milchovich   Mgmt   Yes   For   For
1i   Elect Director Robert S. Miller   Mgmt   Yes   For   For
1j   Elect Director Paul Polman   Mgmt   Yes   For   For
1k   Elect Director Dennis H. Reilley   Mgmt   Yes   For   Against
1l   Elect Director James M. Ringler   Mgmt   Yes   For   For
1m   Elect Director Ruth G. Shaw   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against


TTM Technologies, Inc.

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    87305R109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    TTMI

 

Primary CUSIP 87305R109    Primary ISIN US87305R1095    Primary SEDOL 2635659

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Ronald W. Iverson   Mgmt   Yes   For   For
1.2   Elect Director Robert E. Klatell   Mgmt   Yes   For   For
1.3   Elect Director John G. Mayer   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Union Pacific Corporation

 

Meeting Date    05/14/2015    Country    USA    Primary Security ID    907818108
Record Date    03/13/2015    Meeting Type    Annual    Ticker    UNP

 

Primary CUSIP 907818108    Primary ISIN US9078181081    Primary SEDOL 2914734

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Andrew H. Card, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Erroll B. Davis, Jr.   Mgmt   Yes   For   For
1.3   Elect Director David B. Dillon   Mgmt   Yes   For   For
1.4   Elect Director Lance M. Fritz   Mgmt   Yes   For   For
1.5   Elect Director Judith Richards Hope   Mgmt   Yes   For   For
1.6   Elect Director John J. Koraleski   Mgmt   Yes   For   For
1.7   Elect Director Charles C. Krulak   Mgmt   Yes   For   For
1.8   Elect Director Michael R. McCarthy   Mgmt   Yes   For   For
1.9   Elect Director Michael W. McConnell   Mgmt   Yes   For   For
1.10   Elect Director Thomas F. McLarty, III   Mgmt   Yes   For   For
1.11   Elect Director Steven R. Rogel   Mgmt   Yes   For   For
1.12   Elect Director Jose H. Villarreal   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Stock Retention/Holding Period   SH   Yes   Against   For
5   Require Independent Board Chairman   SH   Yes   Against   For

Forum Energy Technologies, Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    34984V100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    FET

 

Primary CUSIP 34984V100    Primary ISIN US34984V1008    Primary SEDOL B4K4F48

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael McShane   Mgmt   Yes   For   For
1.2   Elect Director Terence M. O’Toole   Mgmt   Yes   For   For


1.3   Elect Director Louis A. Raspino   Mgmt   Yes   For   For
1.4   Elect Director John Schmitz   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Macy’s, Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    55616P104
Record Date    03/20/2015    Meeting Type    Annual    Ticker    M

 

Primary CUSIP 55616P104    Primary ISIN US55616P1049    Primary SEDOL 2345022

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For
1b   Elect Director John A. Bryant   Mgmt   Yes   For   For
1c   Elect Director Deirdre P. Connelly   Mgmt   Yes   For   For
1d   Elect Director Meyer Feldberg   Mgmt   Yes   For   For
1e   Elect Director Leslie D. Hale   Mgmt   Yes   For   For
1f   Elect Director Sara Levinson   Mgmt   Yes   For   For
1g   Elect Director Terry J. Lundgren   Mgmt   Yes   For   For
1h   Elect Director Joseph Neubauer   Mgmt   Yes   For   For
1i   Elect Director Joyce M. Roche   Mgmt   Yes   For   For
1j   Elect Director Paul C. Varga   Mgmt   Yes   For   For
1k   Elect Director Craig E. Weatherup   Mgmt   Yes   For   For
1l   Elect Director Marna C. Whittington   Mgmt   Yes   For   For
1m   Elect Director Annie Young-Scrivner   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Rosetta Resources Inc.

 

Meeting Date    05/15/2015    Country    USA    Primary Security ID    777779307
Record Date    03/19/2015    Meeting Type    Annual    Ticker    ROSE

 

Primary CUSIP 777779307    Primary ISIN US7777793073    Primary SEDOL B0YV6N3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James E. Craddock   Mgmt   Yes   For   For
1.2   Elect Director Matthew D. Fitzgerald   Mgmt   Yes   For   For
1.3   Elect Director Philip L. Frederickson   Mgmt   Yes   For   For
1.4   Elect Director Carin S. Knickel   Mgmt   Yes   For   For
1.5   Elect Director Holli C. Ladhani   Mgmt   Yes   For   For
1.6   Elect Director Donald D. Patteson, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Jerry R. Schuyler   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Bank of the Ozarks, Inc.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    063904106
Record Date    03/13/2015    Meeting Type    Annual    Ticker    OZRK

 

Primary CUSIP 063904106    Primary ISIN US0639041062    Primary SEDOL 2085856

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director George Gleason   Mgmt   Yes   For   For
1.2   Elect Director Dan Thomas   Mgmt   Yes   For   For
1.3   Elect Director Nicholas Brown   Mgmt   Yes   For   For
1.4   Elect Director Richard Cisne   Mgmt   Yes   For   For
1.5   Elect Director Robert East   Mgmt   Yes   For   For
1.6   Elect Director Catherine B. Freedberg   Mgmt   Yes   For   For
1.7   Elect Director Linda Gleason   Mgmt   Yes   For   For
1.8   Elect Director Peter Kenny   Mgmt   Yes   For   For
1.9   Elect Director William Koefoed, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Henry Mariani   Mgmt   Yes   For   For
1.11   Elect Director Robert Proost   Mgmt   Yes   For   For
1.12   Elect Director R. L. Qualls   Mgmt   Yes   For   For
1.13   Elect Director John Reynolds   Mgmt   Yes   For   For
1.14   Elect Director Tyler Vance   Mgmt   Yes   For   For
1.15   Elect Director Sherece West-Scantlebury   Mgmt   Yes   For   For
1.16   Elect Director Ross Whipple   Mgmt   Yes   For   For
2   Amend Stock Option Plan   Mgmt   Yes   For   For
3   Approve Non-Employee Director Restricted Stock Plan   Mgmt   Yes   For   For
4   Ratify Crowe Horwath LLP as Auditors   Mgmt   Yes   For   For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
6   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year

PacWest Bancorp

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    695263103
Record Date    03/23/2015    Meeting Type    Annual    Ticker    PACW

 

Primary CUSIP 695263103    Primary ISIN US6952631033    Primary SEDOL 2619772

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Craig A. Carlson   Mgmt   Yes   For   For
1.2   Elect Director John M. Eggemeyer   Mgmt   Yes   For   For


1.3   Elect Director Barry C. Fitzpatrick   Mgmt   Yes   For   Withhold
1.4   Elect Director Andrew B. Fremder   Mgmt   Yes   For   For
1.5   Elect Director C. William Hosler   Mgmt   Yes   For   Withhold
1.6   Elect Director Susan E. Lester   Mgmt   Yes   For   For
1.7   Elect Director Douglas H. (Tad) Lowrey   Mgmt   Yes   For   For
1.8   Elect Director Timothy B. Matz   Mgmt   Yes   For   Withhold
1.9   Elect Director Roger H. Molvar   Mgmt   Yes   For   Withhold
1.10   Elect Director James J. Pieczynski   Mgmt   Yes   For   For
1.11   Elect Director Daniel B. Platt   Mgmt   Yes   For   For
1.12   Elect Director Robert A. Stine   Mgmt   Yes   For   Withhold
1.13   Elect Director Matthew P. Wagner   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Tax Asset Protection Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
5   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
6   Adjourn Meeting   Mgmt   Yes   For   Against
7   Other Business   Mgmt   Yes   For   Against

Targa Resources Corp.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    87612G101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    TRGP

 

Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joe Bob Perkins   Mgmt   Yes   For   For
1.2   Elect Director Ershel C. Redd, Jr.   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Report on Methane Emissions Management and Reduction Targets   SH   Yes   Against   For

The Ultimate Software Group, Inc.

 

Meeting Date    05/18/2015    Country    USA    Primary Security ID    90385D107
Record Date    03/24/2015    Meeting Type    Annual    Ticker    ULTI

 

Primary CUSIP 90385D107    Primary ISIN US90385D1072    Primary SEDOL 2249964

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Marc D. Scherr   Mgmt   Yes   For   For
1b   Elect Director Rick A. Wilber   Mgmt   Yes   For   Against
1c   Elect Director James A. FitzPatrick, Jr.   Mgmt   Yes   For   Against
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against


Columbia Sportswear Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    198516106
Record Date    03/25/2015    Meeting Type    Annual    Ticker    COLM

 

Primary CUSIP 198516106    Primary ISIN US1985161066    Primary SEDOL 2229126

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Gertrude Boyle   Mgmt   Yes   For   For
1.2   Elect Director Timothy P. Boyle   Mgmt   Yes   For   For
1.3   Elect Director Sarah A. Bany   Mgmt   Yes   For   For
1.4   Elect Director Murrey R. Albers   Mgmt   Yes   For   For
1.5   Elect Director Stephen E. Babson   Mgmt   Yes   For   For
1.6   Elect Director Andy D. Bryant   Mgmt   Yes   For   For
1.7   Elect Director Edward S. George   Mgmt   Yes   For   For
1.8   Elect Director Walter T. Klenz   Mgmt   Yes   For   For
1.9   Elect Director Ronald E. Nelson   Mgmt   Yes   For   For
1.10   Elect Director John W. Stanton   Mgmt   Yes   For   For
1.11   Elect Director Malia H. Wasson   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Financial Engines, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    317485100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    FNGN

 

Primary CUSIP 317485100    Primary ISIN US3174851002    Primary SEDOL B65V2X6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director E. Olena Berg-Lacy   Mgmt   Yes   For   For
1.2   Elect Director John B. Shoven   Mgmt   Yes   For   For
1.3   Elect Director David B. Yoffie   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Houghton Mifflin Harcourt Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    44157R109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    HMHC

 

Primary CUSIP 44157R109    Primary ISIN US44157R1095    Primary SEDOL BGCBBK9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Sheru Chowdhry   Mgmt   Yes   For   For
1.2   Elect Director L. Gordon Crovitz   Mgmt   Yes   For   For
1.3   Elect Director Lawrence K. Fish   Mgmt   Yes   For   For
1.4   Elect Director Jill A. Greenthal   Mgmt   Yes   For   For


1.5   Elect Director John F. Killian   Mgmt   Yes   For   For
1.6   Elect Director John R. McKernan, Jr.   Mgmt   Yes   For   For
1.7   Elect Director Jonathan F. Miller   Mgmt   Yes   For   For
1.8   Elect Director E. Rogers Novak, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Linda K. Zecher   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Approve Distribution Policy   SH   Yes   Against   Against
6   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

HSN, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    404303109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    HSNI

 

Primary CUSIP 404303109    Primary ISIN US4043031099    Primary SEDOL B3CLRB1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William Costello   Mgmt   Yes   For   For
1.2   Elect Director James M. Follo   Mgmt   Yes   For   For
1.3   Elect Director Mindy Grossman   Mgmt   Yes   For   For
1.4   Elect Director Stephanie Kugelman   Mgmt   Yes   For   For
1.5   Elect Director Arthur C. Martinez   Mgmt   Yes   For   For
1.6   Elect Director Thomas J. Mclnerney   Mgmt   Yes   For   For
1.7   Elect Director John B. (Jay) Morse, Jr.   Mgmt   Yes   For   For
1.8   Elect Director Matthew E. Rubel   Mgmt   Yes   For   For
1.9   Elect Director Ann Sarnoff   Mgmt   Yes   For   For
1.10   Elect Director Courtnee Ulrich   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

JPMorgan Chase & Co.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    46625h100
Record Date    03/20/2015    Meeting Type    Annual    Ticker    JPM

 

Primary CUSIP 46625h100    Primary ISIN US46625H1005    Primary SEDOL 2190385

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Linda B. Bammann   Mgmt   Yes   For   For
1b   Elect Director James A. Bell   Mgmt   Yes   For   For
1c   Elect Director Crandall C. Bowles   Mgmt   Yes   For   For
1d   Elect Director Stephen B. Burke   Mgmt   Yes   For   Against
1e   Elect Director James S. Crown   Mgmt   Yes   For   For


1f   Elect Director James Dimon   Mgmt   Yes   For   For
1g   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1h   Elect Director Laban P. Jackson, Jr.   Mgmt   Yes   For   For
1i   Elect Director Michael A. Neal   Mgmt   Yes   For   For
1j   Elect Director Lee R. Raymond   Mgmt   Yes   For   Against
1k   Elect Director William C. Weldon   Mgmt   Yes   For   Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Require Independent Board Chairman   SH   Yes   Against   For
6   Report on Lobbying Payments and Policy   SH   Yes   Against   Against
7   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For
8   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against
9   Report on Certain Vesting Program   SH   Yes   Against   For
10   Disclosure of Recoupment Activity from Senior Officers   SH   Yes   Against   For

Kate Spade & Company

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    485865109
Record Date    03/25/2015    Meeting Type    Annual    Ticker    KATE

 

Primary CUSIP 485865109    Primary ISIN US4858651098    Primary SEDOL BJWG213

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lawrence S. Benjamin   Mgmt   Yes   For   Against
1.2   Elect Director Raul J. Fernandez   Mgmt   Yes   For   Against
1.3   Elect Director Kenneth B. Gilman   Mgmt   Yes   For   Against
1.4   Elect Director Nancy J. Karch   Mgmt   Yes   For   For
1.5   Elect Director Kenneth P. Kopelman   Mgmt   Yes   For   For
1.6   Elect Director Craig A. Leavitt   Mgmt   Yes   For   For
1.7   Elect Director Deborah J. Lloyd   Mgmt   Yes   For   For
1.8   Elect Director Douglas Mack   Mgmt   Yes   For   For
1.9   Elect Director Jan Singer   Mgmt   Yes   For   Against
1.10   Elect Director Doreen A. Toben   Mgmt   Yes   For   Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
5   Amend Right to Call Special Meeting   Mgmt   Yes   For   For
6   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For


Raptor Pharmaceutical Corp.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    75382F106
Record Date    03/10/2015    Meeting Type    Annual    Ticker    RPTP

 

Primary CUSIP 75382F106    Primary ISIN US75382F1066    Primary SEDOL B1FRLT8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Raymond W. (Bill) Anderson   Mgmt   Yes   For   For
1.2   Elect Director Suzanne L. Bruhn   Mgmt   Yes   For   For
1.3   Elect Director Richard L. Franklin   Mgmt   Yes   For   For
1.4   Elect Director Georges Gemayel   Mgmt   Yes   For   For
1.5   Elect Director Llew Keltner   Mgmt   Yes   For   For
1.6   Elect Director Gregg Lapointe   Mgmt   Yes   For   For
1.7   Elect Director Julie Anne Smith   Mgmt   Yes   For   For
1.8   Elect Director Christopher M. Starr   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

Springleaf Holdings, Inc.

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    85172J101
Record Date    03/25/2015    Meeting Type    Annual    Ticker    LEAF

 

Primary CUSIP 85172J101    Primary ISIN US85172J1016    Primary SEDOL BFMXX79

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Douglas L. Jacobs   Mgmt   Yes   For   For
1.2   Elect Director Anahaita N. Kotval   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Statoil ASA

 

Meeting Date    05/19/2015    Country    Norway    Primary Security ID    R8413J103
Record Date       Meeting Type    Annual    Ticker    STL

 

Primary CUSIP R4446E112    Primary ISIN NO0010096985    Primary SEDOL 7133608

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Open Meeting   Mgmt   No    
2   Registration of Attending Shareholders and Proxies   Mgmt   No    
3   Elect Chairman of Meeting   Mgmt   Yes   For   For
4   Approve Notice of Meeting and Agenda   Mgmt   Yes   For   For
5   Designate Inspector(s) of Minutes of Meeting   Mgmt   Yes   For   For
6   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.20 Per Share   Mgmt   Yes   For   For
  Shareholder Proposals   Mgmt   No    


7   Implement Strategic Resilience for 2035 and Beyond   SH   Yes   For   For
8   Assess Statoil’s Project Within the Portfolio For its Resilience Against IPCC’s AR5 Scenarios and Report to Shareholders   SH   Yes   Against   For
9   Implement New Strategy for a More Sustainable Development and Administration of the Company’s Resources and Business   SH   Yes   Against   Against
  Management Proposals   Mgmt   No    
10   Approve Company’s Corporate Governance Statement   Mgmt   Yes   For   For
11   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   Yes   For   Against
12   Approve Remuneration of Auditors   Mgmt   Yes   For   For
13   Elect Bjorn Haavik as Deputy Member of Nominating Committee   Mgmt   Yes   For   For
14   Approve Remuneration of Corporate Assembly   Mgmt   Yes   For   For
15   Approve Remuneration of Nominating Committee   Mgmt   Yes   For   For
16   Approve Distribution of Dividends   Mgmt   Yes   For   For
17   Approve Equity Plan Financing   Mgmt   Yes   For   Against
18   Authorize Share Repurchase Program and Cancellation of Repurchased Shares   Mgmt   Yes   For   For

Western Alliance Bancorporation

 

Meeting Date    05/19/2015    Country    USA    Primary Security ID    957638109
Record Date    04/01/2015    Meeting Type    Annual    Ticker    WAL

 

Primary CUSIP 957638109    Primary ISIN US9576381092    Primary SEDOL B0CCGJ4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Bruce Beach   Mgmt   Yes   For   For
1.2   Elect Director William S. Boyd   Mgmt   Yes   For   For
1.3   Elect Director Steven J. Hilton   Mgmt   Yes   For   For
1.4   Elect Director Marianne Boyd Johnson   Mgmt   Yes   For   For
1.5   Elect Director Kenneth A. Vecchione   Mgmt   Yes   For   For
2   Amend Articles to Declassify the Board, to Provide for the Annual Election of all Directors, and Removal of Directors Without Cause   Mgmt   Yes   For   For
3   Provide Right to Call Special Meeting   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify McGladrey LLP as Auditors   Mgmt   Yes   For   For

American Tower Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    03027X100
Record Date    03/24/2015    Meeting Type    Annual    Ticker    AMT

 

Primary CUSIP 03027X100    Primary ISIN US03027X1000    Primary SEDOL B7FBFL2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Raymond P. Dolan   Mgmt   Yes   For   For
1b   Elect Director Carolyn F. Katz   Mgmt   Yes   For   For


1c   Elect Director Gustavo Lara Cantu   Mgmt   Yes   For   Against
1d   Elect Director Craig Macnab   Mgmt   Yes   For   For
1e   Elect Director JoAnn A. Reed   Mgmt   Yes   For   For
1f   Elect Director Pamela D.A. Reeve   Mgmt   Yes   For   Against
1g   Elect Director David E. Sharbutt   Mgmt   Yes   For   For
1h   Elect Director James D. Taiclet, Jr.   Mgmt   Yes   For   For
1i   Elect Director Samme L. Thompson   Mgmt   Yes   For   Against
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against

AmTrust Financial Services, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    032359309
Record Date    03/25/2015    Meeting Type    Annual    Ticker    AFSI

 

Primary CUSIP 032359309    Primary ISIN US0323593097    Primary SEDOL B1H4YP4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Donald T. DeCarlo   Mgmt   Yes   For   Withhold
1.2   Elect Director Susan C. Fisch   Mgmt   Yes   For   For
1.3   Elect Director Abraham Gulkowitz   Mgmt   Yes   For   For
1.4   Elect Director George Karfunkel   Mgmt   Yes   For   For
1.5   Elect Director Michael Karfunkel   Mgmt   Yes   For   Withhold
1.6   Elect Director Jay J. Miller   Mgmt   Yes   For   Withhold
1.7   Elect Director Barry D. Zyskind   Mgmt   Yes   For   For
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   Against

Anworth Mortgage Asset Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    037347101
Record Date    03/12/2015    Meeting Type    Annual    Ticker    ANH

 

Primary CUSIP 037347101    Primary ISIN US0373471012    Primary SEDOL 2581901

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lloyd McAdams   Mgmt   Yes   For   For
1.2   Elect Director Lee A. Ault, III   Mgmt   Yes   For   For
1.3   Elect Director Joe E. Davis   Mgmt   Yes   For   For
1.4   Elect Director Robert C. Davis   Mgmt   Yes   For   For
1.5   Elect Director Mark S. Maron   Mgmt   Yes   For   For
1.6   Elect Director Joseph E. McAdams   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify McGladrey LLP as Auditors   Mgmt   Yes   For   For


Graphic Packaging Holding Company

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    388689101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    GPK

 

Primary CUSIP 388689101    Primary ISIN US3886891015    Primary SEDOL B2Q8249

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul D. Carrico   Mgmt   Yes   For   For
1.2   Elect Director Philip R. Martens   Mgmt   Yes   For   For
1.3   Elect Director Lynn A. Wentworth   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

ION Geophysical Corporation

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    462044108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    IO

 

Primary CUSIP 462044108    Primary ISIN US4620441083    Primary SEDOL 2460293

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director R. Brian Hanson   Mgmt   Yes   For   For
1.2   Elect Director Hao Huimin   Mgmt   Yes   For   For
1.3   Elect Director James M. Lapeyre, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Mondelez International, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    609207105
Record Date    03/11/2015    Meeting Type    Annual    Ticker    MDLZ

 

Primary CUSIP 609207105    Primary ISIN US6092071058    Primary SEDOL B8CKK03

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For
1b   Elect Director Lewis W.K. Booth   Mgmt   Yes   For   For
1c   Elect Director Lois D. Juliber   Mgmt   Yes   For   Against
1d   Elect Director Mark D. Ketchum   Mgmt   Yes   For   Against
1e   Elect Director Jorge S. Mesquita   Mgmt   Yes   For   For
1f   Elect Director Joseph Neubauer   Mgmt   Yes   For   For
1g   Elect Director Nelson Peltz   Mgmt   Yes   For   For
1h   Elect Director Fredric G. Reynolds   Mgmt   Yes   For   For
1i   Elect Director Irene B. Rosenfeld   Mgmt   Yes   For   For
1j   Elect Director Patrick T. Siewert   Mgmt   Yes   For   For
1k   Elect Director Ruth J. Simmons   Mgmt   Yes   For   Against
1l   Elect Director Jean-François M. L. van Boxmeer   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Assess Environmental Impact of Non-Recyclable Packaging   SH   Yes   Against   For

ONEOK, Inc.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    682680103
Record Date    03/23/2015    Meeting Type    Annual    Ticker    OKE

 

Primary CUSIP 682680103    Primary ISIN US6826801036    Primary SEDOL 2130109

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director James C. Day   Mgmt   Yes   For   For
1.2   Elect Director Julie H. Edwards   Mgmt   Yes   For   For

 

1.3   Elect Director William L. Ford   Mgmt   Yes   For   For
1.4   Elect Director John W. Gibson   Mgmt   Yes   For   For
1.5   Elect Director Steven J. Malcolm   Mgmt   Yes   For   For
1.6   Elect Director Jim W. Mogg   Mgmt   Yes   For   For
1.7   Elect Director Pattye L. Moore   Mgmt   Yes   For   For
1.8   Elect Director Gary D. Parker   Mgmt   Yes   For   For
1.9   Elect Director Eduardo A. Rodriguez   Mgmt   Yes   For   For
1.10   Elect Director Terry K. Spencer   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

RAIT FINANCIAL TRUST

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    749227609
Record Date    03/20/2015    Meeting Type    Annual    Ticker    RAS

 

Primary CUSIP 749227609    Primary ISIN US7492276099    Primary SEDOL 2138716

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Scott F. Schaeffer   Mgmt   Yes   For   For
1.2   Elect Director Andrew Batinovich   Mgmt   Yes   For   For
1.3   Elect Director Edward S. Brown   Mgmt   Yes   For   For
1.4   Elect Director Frank A. Farnesi   Mgmt   Yes   For   For
1.5   Elect Director S. Kristin Kim   Mgmt   Yes   For   For
1.6   Elect Director Jon C. Sarkisian   Mgmt   Yes   For   For
1.7   Elect Director Andrew M. Silberstein   Mgmt   Yes   For   For
1.8   Elect Director Murray Stempel, III   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


SAP SE

 

Meeting Date    05/20/2015    Country    Germany    Primary Security ID    D66992104
Record Date    04/28/2015    Meeting Type    Annual    Ticker    SAP

 

Primary CUSIP D66992104    Primary ISIN DE0007164600    Primary SEDOL 4846288

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 1.10 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6.1   Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights   Mgmt   Yes   For   For
6.2   Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   Yes   For   For
7   Approve Remuneration of Supervisory Board   Mgmt   Yes   For   For

YELP INC.

 

Meeting Date    05/20/2015    Country    USA    Primary Security ID    985817105
Record Date    03/23/2015    Meeting Type    Annual    Ticker    YELP

 

Primary CUSIP 985817105    Primary ISIN US9858171054    Primary SEDOL B7KCD72

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Geoff Donaker   Mgmt   Yes   For   For
1.2   Elect Director Robert Gibbs   Mgmt   Yes   For   For
1.3   Elect Director Jeremy Stoppelman   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Capital Senior Living Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    140475104
Record Date    03/25/2015    Meeting Type    Annual    Ticker    CSU

 

Primary CUSIP 140475104    Primary ISIN US1404751042    Primary SEDOL 2121772

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Keith N. Johannessen   Mgmt   Yes   For   For
1.2   Elect Director Jill M. Krueger   Mgmt   Yes   For   For
1.3   Elect Director Michael W. Reid   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For


4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Other Business   Mgmt   Yes   For   Against

Comcast Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    20030N101
Record Date    03/12/2015    Meeting Type    Annual    Ticker    CMCSA

 

Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Kenneth J. Bacon   Mgmt   Yes   For   For
1.2   Elect Director Sheldon M. Bonovitz   Mgmt   Yes   For   For
1.3   Elect Director Edward D. Breen   Mgmt   Yes   For   For
1.4   Elect Director Joseph J. Collins   Mgmt   Yes   For   For
1.5   Elect Director J. Michael Cook   Mgmt   Yes   For   For
1.6   Elect Director Gerald L. Hassell   Mgmt   Yes   For   For
1.7   Elect Director Jeffrey A. Honickman   Mgmt   Yes   For   For
1.8   Elect Director Eduardo G. Mestre   Mgmt   Yes   For   For
1.9   Elect Director Brian L. Roberts   Mgmt   Yes   For   For
1.10   Elect Director Ralph J. Roberts   Mgmt   Yes   For   For
1.11   Elect Director Johnathan A. Rodgers   Mgmt   Yes   For   For
1.12   Elect Director Judith Rodin   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
4   Report on Lobbying Payments and Policy   SH   Yes   Against   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For

Deutsche Bank AG

 

Meeting Date    05/21/2015    Country    Germany    Primary Security ID    D18190898
Record Date       Meeting Type    Annual    Ticker    DBK

 

Primary CUSIP D18190898    Primary ISIN DE0005140008    Primary SEDOL 5750355

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Management Proposals   Mgmt   No    
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   Against
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify KPMG AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For


6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   Yes   For   For
7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   Yes   For   For
8   Elect Louise Parent to the Supervisory Board   Mgmt   Yes   For   For
9   Approve Creation of EUR 352 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   Yes   For   For
10   Approve Creation of EUR 1.4 Billion Pool of Capital with Preemptive Rights   Mgmt   Yes   For   For
  Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V.Through Power of Attorney for Various Shareholders   Mgmt   No    
11   Approve Special Audit Re: Breach of Legal Obligations and Caused Damage to the Company by Management and Supervisory Boards; Appoint BDO AG as Special Auditor   SH   Yes   Against   Against

Deutsche Telekom AG

 

Meeting Date    05/21/2015    Country    Germany    Primary Security ID    D2035M136
Record Date       Meeting Type    Annual    Ticker    DTE

 

Primary CUSIP D2035M136    Primary ISIN DE0005557508    Primary SEDOL 5842359

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Reelect Wulf Bernotat to the Supervisory Board   Mgmt   Yes   For   For
7   Elect Michael Kaschke to the Supervisory Board   Mgmt   Yes   For   For

Employers Holdings, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    292218104
Record Date    03/23/2015    Meeting Type    Annual    Ticker    EIG

 

Primary CUSIP 292218104    Primary ISIN US2922181043    Primary SEDOL B1Q1RR9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Valerie R. Glenn   Mgmt   Yes   For   For
1.2   Elect Director Ronald F. Mosher   Mgmt   Yes   For   For
1.3   Elect Director Katherine W. Ong   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Engility Holdings, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    29286C107
Record Date    03/25/2015    Meeting Type    Annual    Ticker    EGL

 

Primary CUSIP 29286C107    Primary ISIN US29286C1071    Primary SEDOL BVWVSS1

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Lynn A. Dugle   Mgmt   Yes   For   For
1.2   Elect Director Charles S. Ream   Mgmt   Yes   For   For
1.3   Elect Director Anthony Smeraglinolo   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Euronet Worldwide, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    298736109
Record Date    03/24/2015    Meeting Type    Annual    Ticker    EEFT

 

Primary CUSIP 298736109    Primary ISIN US2987361092    Primary SEDOL 2320148

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul S. Althasen   Mgmt   Yes   For   For
1.2   Elect Director Thomas A. McDonnell   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Intel Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    458140100
Record Date    03/23/2015    Meeting Type    Annual    Ticker    INTC

 

Primary CUSIP 458140100    Primary ISIN US4581401001    Primary SEDOL 2463247

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Charlene Barshefsky   Mgmt   Yes   For   For
1b   Elect Director Aneel Bhusri   Mgmt   Yes   For   For
1c   Elect Director Andy D. Bryant   Mgmt   Yes   For   For
1d   Elect Director Susan L. Decker   Mgmt   Yes   For   For
1e   Elect Director John J. Donahoe   Mgmt   Yes   For   For
1f   Elect Director Reed E. Hundt   Mgmt   Yes   For   For
1g   Elect Director Brian M. Krzanich   Mgmt   Yes   For   For
1h   Elect Director James D. Plummer   Mgmt   Yes   For   For
1i   Elect Director David S. Pottruck   Mgmt   Yes   For   For
1j   Elect Director Frank D. Yeary   Mgmt   Yes   For   For
1k   Elect Director David B. Yoffie   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
6   Adopt Holy Land Principles   SH   Yes   Against   Against
7   Require Independent Board Chairman   SH   Yes   Against   For
8   Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against

JetBlue Airways Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    477143101
Record Date    03/27/2015    Meeting Type    Annual    Ticker    JBLU

 

Primary CUSIP 477143101    Primary ISIN US4771431016    Primary SEDOL 2852760

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jens Bischof   Mgmt   Yes   For   For
1b   Elect Director Peter Boneparth   Mgmt   Yes   For   For
1c   Elect Director David Checketts   Mgmt   Yes   For   For
1d   Elect Director Virginia Gambale   Mgmt   Yes   For   For
1e   Elect Director Stephan Gemkow   Mgmt   Yes   For   For
1f   Elect Director Robin Hayes   Mgmt   Yes   For   For
1g   Elect Director Ellen Jewett   Mgmt   Yes   For   For
1h   Elect Director Stanley McChrystal   Mgmt   Yes   For   For
1i   Elect Director Joel Peterson   Mgmt   Yes   For   For
1j   Elect Director Frank Sica   Mgmt   Yes   For   For
1k   Elect Director Thomas Winkelmann   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
5   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

MannKind Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    56400P201
Record Date    03/22/2015    Meeting Type    Annual    Ticker    MNKD

 

Primary CUSIP 56400P201    Primary ISIN US56400P2011    Primary SEDOL B010TR8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alfred E. Mann   Mgmt   Yes   For   For
1.2   Elect Director Hakan S. Edstrom   Mgmt   Yes   For   For
1.3   Elect Director Ronald J. Consiglio   Mgmt   Yes   For   For
1.4   Elect Director Michael A. Friedman   Mgmt   Yes   For   For
1.5   Elect Director Kent Kresa   Mgmt   Yes   For   For


1.6   Elect Director David H. MacCallum   Mgmt   Yes   For   For
1.7   Elect Director Henry L. Nordhoff   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

Marsh & McLennan Companies, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    571748102
Record Date    03/23/2015    Meeting Type    Annual    Ticker    MMC

 

Primary CUSIP 571748102    Primary ISIN US5717481023    Primary SEDOL 2567741

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Oscar Fanjul   Mgmt   Yes   For   For
1b   Elect Director Daniel S. Glaser   Mgmt   Yes   For   For
1c   Elect Director H. Edward Hanway   Mgmt   Yes   For   For
1d   Elect Director Lord Lang of Monkton   Mgmt   Yes   For   For
1e   Elect Director Elaine La Roche   Mgmt   Yes   For   For
1f   Elect Director Maria Silvia Bastos Marques   Mgmt   Yes   For   For
1g   Elect Director Steven A. Mills   Mgmt   Yes   For   For
1h   Elect Director Bruce P. Nolop   Mgmt   Yes   For   For
1i   Elect Director Marc D. Oken   Mgmt   Yes   For   For
1j   Elect Director Morton O. Schapiro   Mgmt   Yes   For   For
1k   Elect Director Lloyd M. Yates   Mgmt   Yes   For   For
1l   Elect Director R. David Yost   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For

McDonald’s Corporation

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    580135101
Record Date    03/23/2015    Meeting Type    Annual    Ticker    MCD

 

Primary CUSIP 580135101    Primary ISIN US5801351017    Primary SEDOL 2550707

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Susan E. Arnold   Mgmt   Yes   For   For
1b   Elect Director Stephen J. Easterbrook   Mgmt   Yes   For   For
1c   Elect Director Robert A. Eckert   Mgmt   Yes   For   For
1d   Elect Director Margaret (Margo) H. Georgiadis   Mgmt   Yes   For   For
1e   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1f   Elect Director Jeanne P. Jackson   Mgmt   Yes   For   For
1g   Elect Director Richard H. Lenny   Mgmt   Yes   For   For
1h   Elect Director Walter E. Massey   Mgmt   Yes   For   For


1i   Elect Director Andrew J. McKenna   Mgmt   Yes   For   For
1j   Elect Director Sheila A. Penrose   Mgmt   Yes   For   For
1k   Elect Director John W. Rogers, Jr.   Mgmt   Yes   For   For
1l   Elect Director Roger W. Stone   Mgmt   Yes   For   For
1m   Elect Director Miles D. White   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Proxy Access   SH   Yes   Against   For
7   Report on Consistency Between Corporate Values and Political Contributions   SH   Yes   Against   Against
8   Educate Public About GMO Benefits   SH   Yes   Against   Against
9   Report on Practices to Mitigate Palm Oil Sourcing Impacts   SH   Yes   Against   Against

Skechers U.S.A., Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    830566105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    SKX

 

Primary CUSIP 830566105    Primary ISIN US8305661055    Primary SEDOL 2428042

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert Greenberg   Mgmt   Yes   For   For
1.2   Elect Director Morton Erlich   Mgmt   Yes   For   Withhold
1.3   Elect Director Thomas Walsh   Mgmt   Yes   For   For
2   Report on Plans to Increase Board Diversity   SH   Yes   Against   For

Strategic Hotels & Resorts, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    86272T106
Record Date    03/16/2015    Meeting Type    Annual    Ticker    BEE

 

Primary CUSIP 86272T106    Primary ISIN US86272T1060    Primary SEDOL 2438654

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert P. Bowen   Mgmt   Yes   For   For
1.2   Elect Director Raymond L. Gellein, Jr.   Mgmt   Yes   For   For
1.3   Elect Director James A. Jeffs   Mgmt   Yes   For   For
1.4   Elect Director David W. Johnson   Mgmt   Yes   For   For
1.5   Elect Director Richard D. Kincaid   Mgmt   Yes   For   For
1.6   Elect Director David M.C. Michels   Mgmt   Yes   For   For
1.7   Elect Director William A. Prezant   Mgmt   Yes   For   For
1.8   Elect Director Eugene F. Reilly   Mgmt   Yes   For   For


1.9   Elect Director Sheli Z. Rosenberg   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
4   Amend Articles to Remove Antitakeover Provisions   SH   Yes   Against   For

The Home Depot, Inc.

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    437076102
Record Date    03/23/2015    Meeting Type    Annual    Ticker    HD

 

Primary CUSIP 437076102    Primary ISIN US4370761029    Primary SEDOL 2434209

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ari Bousbib   Mgmt   Yes   For   For
1b   Elect Director Gregory D. Brenneman   Mgmt   Yes   For   For
1c   Elect Director J. Frank Brown   Mgmt   Yes   For   For
1d   Elect Director Albert P. Carey   Mgmt   Yes   For   Against
1e   Elect Director Armando Codina   Mgmt   Yes   For   Against
1f   Elect Director Helena B. Foulkes   Mgmt   Yes   For   Against
1g   Elect Director Wayne M. Hewett   Mgmt   Yes   For   For
1h   Elect Director Karen L. Katen   Mgmt   Yes   For   Against
1i   Elect Director Craig A. Menear   Mgmt   Yes   For   For
1j   Elect Director Mark Vadon   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   Against
5   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For

Vornado Realty Trust

 

Meeting Date    05/21/2015    Country    USA    Primary Security ID    929042109
Record Date    03/23/2015    Meeting Type    Annual    Ticker    VNO

 

Primary CUSIP 929042109    Primary ISIN US9290421091    Primary SEDOL 2933632

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven Roth   Mgmt   Yes   For   Withhold
1.2   Elect Director Michael D. Fascitelli   Mgmt   Yes   For   Withhold
1.3   Elect Director Russell B. Wight, Jr.   Mgmt   Yes   For   Withhold
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For


Chesapeake Energy Corporation

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    165167107
Record Date    03/23/2015    Meeting Type    Annual    Ticker    CHK

 

Primary CUSIP 165167107    Primary ISIN US1651671075    Primary SEDOL 2182779

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Archie W. Dunham   Mgmt   Yes   For   For
1b   Elect Director Vincent J. Intrieri   Mgmt   Yes   For   For
1c   Elect Director Robert D. Lawler   Mgmt   Yes   For   For
1d   Elect Director John J. Lipinski   Mgmt   Yes   For   For
1e   Elect Director R. Brad Martin   Mgmt   Yes   For   For
1f   Elect Director Merrill A. ‘Pete’ Miller, Jr.   Mgmt   Yes   For   For
1g   Elect Director Frederic M. Poses   Mgmt   Yes   For   For
1h   Elect Director Kimberly K. Querrey   Mgmt   Yes   For   For
1i   Elect Director Louis A. Raspino   Mgmt   Yes   For   For
1j   Elect Director Thomas L. Ryan   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Require Director Nominee with Environmental Experience   SH   Yes   Against   Against
5   Report on Capital Expenditure Strategy with Respect to Climate Change Policy   SH   Yes   Against   For
6   Report on Political Contributions   SH   Yes   Against   For
7   Establish Risk Oversight Committee   SH   Yes   Against   Against

Weyerhaeuser Company

 

Meeting Date    05/22/2015    Country    USA    Primary Security ID    962166104
Record Date    03/27/2015    Meeting Type    Annual    Ticker    WY

 

Primary CUSIP 962166104    Primary ISIN US9621661043    Primary SEDOL 2958936

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David P. Bozeman   Mgmt   Yes   For   For
1.2   Elect Director Debra A. Cafaro   Mgmt   Yes   For   For
1.3   Elect Director Mark A. Emmert   Mgmt   Yes   For   Against
1.4   Elect Director John I. Kieckhefer   Mgmt   Yes   For   For
1.5   Elect Director Wayne W. Murdy   Mgmt   Yes   For   For
1.6   Elect Director Nicole W. Piasecki   Mgmt   Yes   For   Against
1.7   Elect Director Doyle R. Simons   Mgmt   Yes   For   For
1.8   Elect Director D. Michael Steuert   Mgmt   Yes   For   Against
1.9   Elect Director Kim Williams   Mgmt   Yes   For   For
1.10   Elect Director Charles R. Williamson   Mgmt   Yes   For   For


2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Merck & Co., Inc.

 

Meeting Date    05/26/2015    Country    USA    Primary Security ID    58933Y105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    MRK

 

Primary CUSIP 58933Y105    Primary ISIN US58933Y1055    Primary SEDOL 2778844

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Leslie A. Brun   Mgmt   Yes   For   For
1b   Elect Director Thomas R. Cech   Mgmt   Yes   For   For
1c   Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For
1d   Elect Director Thomas H. Glocer   Mgmt   Yes   For   For
1e   Elect Director William B. Harrison, Jr.   Mgmt   Yes   For   For
1f   Elect Director C. Robert Kidder   Mgmt   Yes   For   For
1g   Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For
1h   Elect Director Carlos E. Represas   Mgmt   Yes   For   For
1i   Elect Director Patricia F. Russo   Mgmt   Yes   For   For
1j   Elect Director Craig B. Thompson   Mgmt   Yes   For   For
1k   Elect Director Wendell P. Weeks   Mgmt   Yes   For   For
1l   Elect Director Peter C. Wendell   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
6   Provide Right to Act by Written Consent   SH   Yes   Against   For
7   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against

Airbus Group

 

Meeting Date    05/27/2015    Country    Netherlands    Primary Security ID    N0280E105
Record Date    04/29/2015    Meeting Type    Annual    Ticker    AIR

 

Primary CUSIP F17114103    Primary ISIN NL0000235190    Primary SEDOL 4012250

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Annual Meeting   Mgmt   No    
1   Open Meeting   Mgmt   No    
2.1   Discussion on Company’s Corporate Governance Structure   Mgmt   No    
2.2   Receive Report on Business and Financial Statements   Mgmt   No    
2.3   Discuss Remuneration Report Containing Remuneration Policy   Mgmt   No    
2.4   Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt   No    


3   Discussion of Agenda Items   Mgmt   No    
4.1   Adopt Financial Statements   Mgmt   Yes   For   For
4.2   Approve Allocation of Income and Dividends of EUR 1.20 per Share   Mgmt   Yes   For   For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors   Mgmt   Yes   For   For
4.4   Approve Discharge of Executive Members of the Board of Directors   Mgmt   Yes   For   For
4.5   Ratify KPMG as Auditors   Mgmt   Yes   For   For
4.6   Approve Remuneration Policy Changes   Mgmt   Yes   For   For
4.7   Change Company Form to European Company   Mgmt   Yes   For   For
4.8   Elect Maria Amparo Moraleda Martinez as Director   Mgmt   Yes   For   For
4.9   Grant Board Authority to Issue Shares Up to 0.38 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP Plans   Mgmt   Yes   For   For
4.10   Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding   Mgmt   Yes   For   For
4.11   Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   Yes   For   For
4.12   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital Re: Exceptional Share Buyback Programme   Mgmt   Yes   For   For
4.13   Approve Cancellation of Repurchased Shares   Mgmt   Yes   For   For
5   Close Meeting   Mgmt   No    

Bayer AG

 

Meeting Date    05/27/2015    Country    Germany    Primary Security ID    D0712D163
Record Date       Meeting Type    Annual    Ticker    BAYN

 

Primary CUSIP D0712D163    Primary ISIN DE000BAY0017    Primary SEDOL 5069211

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.25 per Share for Fiscal 2014   Mgmt   Yes   For   For
2   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
3   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
4   Elect Otmar Wiestler to the Supervisory Board   Mgmt   Yes   For   For
5   Amend Corporate Purpose   Mgmt   Yes   For   For
6   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For

Chevron Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    166764100
Record Date    04/01/2015    Meeting Type    Annual    Ticker    CVX

 

Primary CUSIP 166764100    Primary ISIN US1667641005    Primary SEDOL 2838555

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Alexander B. Cummings, Jr.   Mgmt   Yes   For   For
1b   Elect Director Linnet F. Deily   Mgmt   Yes   For   For


1c   Elect Director Robert E. Denham   Mgmt   Yes   For   For
1d   Elect Director Alice P. Gast   Mgmt   Yes   For   For
1e   Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For
1f   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
1g   Elect Director Charles W. Moorman, IV   Mgmt   Yes   For   For
1h   Elect Director John G. Stumpf   Mgmt   Yes   For   For
1i   Elect Director Ronald D. Sugar   Mgmt   Yes   For   For
1j   Elect Director Inge G. Thulin   Mgmt   Yes   For   For
1k   Elect Director Carl Ware   Mgmt   Yes   For   For
1l   Elect Director John S. Watson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Charitable Contributions   SH   Yes   Against   Against
5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Prohibit Political Spending   SH   Yes   Against   Against
7   Increase Return of Capital to Shareholders in Light of Climate Change Risks   SH   Yes   Against   Against
8   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   Against
9   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts   SH   Yes   Against   For
10   Proxy Access   SH   Yes   Against   For
11   Require Independent Board Chairman   SH   Yes   Against   Against
12   Require Director Nominee with Environmental Experience   SH   Yes   Against   For
13   Amend Bylaws — Call Special Meetings   SH   Yes   Against   For

Deutsche Post AG

 

Meeting Date    05/27/2015    Country    Germany    Primary Security ID    D19225107
Record Date       Meeting Type    Annual    Ticker    DPW

 

Primary CUSIP D19225107    Primary ISIN DE0005552004    Primary SEDOL 4617859

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)   Mgmt   No    
2   Approve Allocation of Income and Dividends of EUR 0.85 per Share   Mgmt   Yes   For   For
3   Approve Discharge of Management Board for Fiscal 2014   Mgmt   Yes   For   For
4   Approve Discharge of Supervisory Board for Fiscal 2014   Mgmt   Yes   For   For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015   Mgmt   Yes   For   For
6   Reelect Roland Oetker to the Supervisory Board   Mgmt   Yes   For   For
7   Amend Articles Re: Participation and Voting at General Meeting   Mgmt   Yes   For   For


Exxon Mobil Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    30231G102
Record Date    04/07/2015    Meeting Type    Annual    Ticker    XOM

 

Primary CUSIP 30231G102    Primary ISIN US30231G1022    Primary SEDOL 2326618

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael J. Boskin   Mgmt   Yes   For   For
1.2   Elect Director Peter Brabeck-Letmathe   Mgmt   Yes   For   For
1.3   Elect Director Ursula M. Burns   Mgmt   Yes   For   For
1.4   Elect Director Larry R. Faulkner   Mgmt   Yes   For   For
1.5   Elect Director Jay S. Fishman   Mgmt   Yes   For   For
1.6   Elect Director Henrietta H. Fore   Mgmt   Yes   For   For
1.7   Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For
1.8   Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For
1.9   Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For
1.10   Elect Director Steven S. Reinemund   Mgmt   Yes   For   For
1.11   Elect Director Rex W. Tillerson   Mgmt   Yes   For   For
1.12   Elect Director William C. Weldon   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Require Independent Board Chairman   SH   Yes   Against   For
5   Adopt Proxy Access Right   SH   Yes   Against   For
6   Require Director Nominee with Environmental Experience   SH   Yes   Against   For
7   Increase the Number of Females on the Board   SH   Yes   Against   For
8   Disclose Percentage of Females at Each Percentile of Compensation   SH   Yes   Against   Against
9   Report on Lobbying Payments and Policy   SH   Yes   Against   For
10   Adopt Quantitative GHG Goals for Products and Operations   SH   Yes   Against   For
11   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts   SH   Yes   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    31620M106
Record Date    04/01/2015    Meeting Type    Annual    Ticker    FIS

 

Primary CUSIP 31620M106    Primary ISIN US31620M1062    Primary SEDOL 2769796

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ellen R. Alemany   Mgmt   Yes   For   For
1b   Elect Director William P. Foley, II   Mgmt   Yes   For   For
1c   Elect Director Thomas M. Hagerty   Mgmt   Yes   For   For
1d   Elect Director Keith W. Hughes   Mgmt   Yes   For   For
1e   Elect Director David K. Hunt   Mgmt   Yes   For   For


1f   Elect Director Stephan A. James   Mgmt   Yes   For   For
1g   Elect Director Frank R. Martire   Mgmt   Yes   For   For
1h   Elect Director Richard N. Massey   Mgmt   Yes   For   For
1i   Elect Director Leslie M. Muma   Mgmt   Yes   For   For
1j   Elect Director Gary A. Norcross   Mgmt   Yes   For   For
1k   Elect Director James B. Stallings, Jr.   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Hanmi Financial Corporation

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    410495204
Record Date    04/01/2015    Meeting Type    Annual    Ticker    HAFC

 

Primary CUSIP 410495204    Primary ISIN US4104952043    Primary SEDOL B6TPXR5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director I Joon Ahn   Mgmt   Yes   For   For
1.2   Elect Director John J. Ahn   Mgmt   Yes   For   For
1.3   Elect Director Christie K. Chu   Mgmt   Yes   For   For
1.4   Elect Director John A. Hall   Mgmt   Yes   For   For
1.5   Elect Director Paul Seon-Hong Kim   Mgmt   Yes   For   For
1.6   Elect Director C. G. Kum   Mgmt   Yes   For   For
1.7   Elect Director Joon Hyung Lee   Mgmt   Yes   For   For
1.8   Elect Director Joseph K. Rho   Mgmt   Yes   For   For
1.9   Elect Director David L. Rosenblum   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Kindred Healthcare, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    494580103
Record Date    03/30/2015    Meeting Type    Annual    Ticker    KND

 

Primary CUSIP 494580103    Primary ISIN US4945801037    Primary SEDOL 2752677

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Joel Ackerman   Mgmt   Yes   For   For
1b   Elect Director Jonathan D. Blum   Mgmt   Yes   For   For
1c   Elect Director Benjamin A. Breier   Mgmt   Yes   For   For
1d   Elect Director Thomas P. Cooper   Mgmt   Yes   For   For
1e   Elect Director Paul J. Diaz   Mgmt   Yes   For   For
1f   Elect Director Heyward R. Donigan   Mgmt   Yes   For   For


1g   Elect Director Richard Goodman   Mgmt   Yes   For   For
1h   Elect Director Christopher T. Hjelm   Mgmt   Yes   For   For
1i   Elect Director Frederick J. Kleisner   Mgmt   Yes   For   Against
1j   Elect Director John H. Short   Mgmt   Yes   For   For
1k   Elect Director Phyllis R. Yale   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Northfield Bancorp, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    66611T108
Record Date    04/02/2015    Meeting Type    Annual    Ticker    NFBK

 

Primary CUSIP 66611T108    Primary ISIN US66611T1088    Primary SEDOL B8NB2R6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Timothy C. Harrison   Mgmt   Yes   For   For
1.2   Elect Director Karen J. Kessler   Mgmt   Yes   For   For
1.3   Elect Director Susan Lamberti   Mgmt   Yes   For   For
1.4   Elect Director Patrick E. Scura, Jr.   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

NorthStar Realty Finance Corp.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    66704R704
Record Date    04/08/2015    Meeting Type    Annual    Ticker    NRF

 

Primary CUSIP 66704R704    Primary ISIN US66704R7044    Primary SEDOL BNLYWH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David T. Hamamoto   Mgmt   Yes   For   For
1.2   Elect Director Judith A. Hannaway   Mgmt   Yes   For   Withhold
1.3   Elect Director Wesley D. Minami   Mgmt   Yes   For   For
1.4   Elect Director Louis J. Paglia   Mgmt   Yes   For   Withhold
1.5   Elect Director Charles W. Schoenherr   Mgmt   Yes   For   Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For


Perficient, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    71375U101
Record Date    04/01/2015    Meeting Type    Annual    Ticker    PRFT

 

Primary CUSIP 71375U101    Primary ISIN US71375U1016    Primary SEDOL 2442547

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jeffrey S. Davis   Mgmt   Yes   For   For
1.2   Elect Director Ralph C. Derrickson   Mgmt   Yes   For   For
1.3   Elect Director John S. Hamlin   Mgmt   Yes   For   For
1.4   Elect Director James R. Kackley   Mgmt   Yes   For   For
1.5   Elect Director David S. Lundeen   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

The Ensign Group, Inc.

 

Meeting Date    05/27/2015    Country    USA    Primary Security ID    29358P101
Record Date    04/02/2015    Meeting Type    Annual    Ticker    ENSG

 

Primary CUSIP 29358P101    Primary ISIN US29358P1012    Primary SEDOL B1YWPP8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Christopher R. Christensen   Mgmt   Yes   For   For
1.2   Elect Director Daren J. Shaw   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Report on Sustainability   SH   Yes   Against   For

ENEL SpA

 

Meeting Date    05/28/2015    Country    Italy    Primary Security ID    T3679P115
Record Date    05/19/2015    Meeting Type    Annual/Special    Ticker    ENEL

 

Primary CUSIP T3679P115    Primary ISIN IT0003128367    Primary SEDOL 7144569

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
  Ordinary Business   Mgmt   No    
  Management Proposals   Mgmt   No    
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes   For   For
2   Approve Allocation of Income   Mgmt   Yes   For   For
  Extraordinary Business   Mgmt   No    
1   Amend Articles Re: Director Honorability Requirements   Mgmt   Yes   For   For
  Ordinary Business   Mgmt   No    
  Shareholder Proposal Submitted by the Italian Treasury   Mgmt   No    


3   Elect Alfredo Antoniozzi as Director   SH   Yes   None   For
  Management Proposals   Mgmt   No    
4   Approve 2015 Monetary Long-Term Incentive Plan   Mgmt   Yes   For   For
5   Approve Remuneration Report   Mgmt   Yes   For   For

HealthStream, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    42222N103
Record Date    04/02/2015    Meeting Type    Annual    Ticker    HSTM

 

Primary CUSIP 42222N103    Primary ISIN US42222N1037    Primary SEDOL 2577870

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert A. Frist, Jr.   Mgmt   Yes   For   For
1.2   Elect Director Frank Gordon   Mgmt   Yes   For   For
1.3   Elect Director C. Martin Harris   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    78467J100
Record Date    04/01/2015    Meeting Type    Annual    Ticker    SSNC

 

Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William A. Etherington   Mgmt   Yes   For   Withhold
1.2   Elect Director Jonathan E. Michael   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

SunEdison, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    86732Y109
Record Date    04/02/2015    Meeting Type    Annual    Ticker    SUNE

 

Primary CUSIP 86732Y109    Primary ISIN US86732Y1091    Primary SEDOL BBC3995

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Antonio R. Alvarez   Mgmt   Yes   For   Against
1b   Elect Director Peter Blackmore   Mgmt   Yes   For   Against
1c   Elect Director Ahmad R. Chatila   Mgmt   Yes   For   For
1d   Elect Director Clayton C. Daley, Jr.   Mgmt   Yes   For   For
1e   Elect Director Emmanuel T. Hernandez   Mgmt   Yes   For   For
1f   Elect Director Georganne C. Proctor   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For


4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
5   Approve Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
6   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
7   Provide Right to Act by Written Consent   SH   Yes   Against   For

THE MEDICINES COMPANY

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    584688105
Record Date    04/14/2015    Meeting Type    Annual    Ticker    MDCO

 

Primary CUSIP 584688105    Primary ISIN US5846881051    Primary SEDOL 2616773

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Armin M. Kessler   Mgmt   Yes   For   For
1.2   Elect Director Robert G. Savage   Mgmt   Yes   For   For
1.3   Elect Director Glenn P. Sblendorio   Mgmt   Yes   For   For
1.4   Elect Director Melvin K. Spigelman   Mgmt   Yes   For   For
2   Increase Authorized Common Stock   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Walgreens Boots Alliance, Inc.

 

Meeting Date    05/28/2015    Country    USA    Primary Security ID    931427108
Record Date    03/30/2015    Meeting Type    Annual    Ticker    WBA

 

Primary CUSIP 931427108    Primary ISIN US9314271084    Primary SEDOL BTN1Y44

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Janice M. Babiak   Mgmt   Yes   For   For
1b   Elect Director David J. Brailer   Mgmt   Yes   For   For
1c   Elect Director Steven A. Davis   Mgmt   Yes   For   For
1d   Elect Director William C. Foote   Mgmt   Yes   For   For
1e   Elect Director Ginger L. Graham   Mgmt   Yes   For   For
1f   Elect Director John A. Lederer   Mgmt   Yes   For   For
1g   Elect Director Dominic P. Murphy   Mgmt   Yes   For   For
1h   Elect Director Stefano Pessina   Mgmt   Yes   For   For
1i   Elect Director Barry Rosenstein   Mgmt   Yes   For   For
1j   Elect Director Leonard D. Schaeffer   Mgmt   Yes   For   For
1k   Elect Director Nancy M. Schlichting   Mgmt   Yes   For   For
1l   Elect Director James A. Skinner   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For


4   Stock Retention   SH   Yes   Against   For
5   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
6   Adopt Proxy Access Right   SH   Yes   Against   For
7   Include Sustainability as a Performance Measure for Senior Executive Compensation   SH   Yes   Against   Against

PRA GROUP, INC.

 

Meeting Date    05/29/2015    Country    USA    Primary Security ID    69354N106
Record Date    04/04/2015    Meeting Type    Annual    Ticker    PRAA

 

Primary CUSIP 69354N106    Primary ISIN US69354N1063    Primary SEDOL BSHZ3P9

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven D. Fredrickson   Mgmt   Yes   For   For
1.2   Elect Director Penelope W. Kyle   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dealertrack Technologies, Inc.

 

Meeting Date    06/01/2015    Country    USA    Primary Security ID    242309102
Record Date    04/10/2015    Meeting Type    Annual    Ticker    TRAK

 

Primary CUSIP 242309102    Primary ISIN US2423091022    Primary SEDOL B0PBS69

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jason Chapnik   Mgmt   Yes   For   For
1.2   Elect Director James Foy   Mgmt   Yes   For   For
1.3   Elect Director Howard L. Tischler   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

UnitedHealth Group Incorporated

 

Meeting Date    06/01/2015    Country    USA    Primary Security ID    91324P102
Record Date    04/02/2015    Meeting Type    Annual    Ticker    UNH

 

Primary CUSIP 91324P102    Primary ISIN US91324P1021    Primary SEDOL 2917766

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director William C. Ballard, Jr.   Mgmt   Yes   For   For
1b   Elect Director Edson Bueno   Mgmt   Yes   For   For
1c   Elect Director Richard T. Burke   Mgmt   Yes   For   For
1d   Elect Director Robert J. Darretta   Mgmt   Yes   For   For
1e   Elect Director Stephen J. Hemsley   Mgmt   Yes   For   For
1f   Elect Director Michele J. Hooper   Mgmt   Yes   For   For
1g   Elect Director Rodger A. Lawson   Mgmt   Yes   For   For


1h   Elect Director Glenn M. Renwick   Mgmt   Yes   For   For
1i   Elect Director Kenneth I. Shine   Mgmt   Yes   For   For
1j   Elect Director Gail R. Wilensky   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Change State of Incorporation from Minnesota to Delaware   Mgmt   Yes   For   For
5   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
6   Require Independent Board Chairman   SH   Yes   Against   Against

Western Refining, Inc.

 

Meeting Date    06/02/2015    Country    USA    Primary Security ID    959319104
Record Date    04/14/2015    Meeting Type    Annual    Ticker    WNR

 

Primary CUSIP 959319104    Primary ISIN US9593191045    Primary SEDOL B0WHXR6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Carin Marcy Barth   Mgmt   Yes   For   For
1.2   Elect Director Sigmund L. Cornelius   Mgmt   Yes   For   For
1.3   Elect Director Paul L. Foster   Mgmt   Yes   For   For
1.4   Elect Director L. Frederick Francis   Mgmt   Yes   For   For
1.5   Elect Director Robert J. Hassler   Mgmt   Yes   For   For
1.6   Elect Director Brian J. Hogan   Mgmt   Yes   For   For
1.7   Elect Director Scott D. Weaver   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For

American Airlines Group Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    02376R102
Record Date    04/06/2015    Meeting Type    Annual    Ticker    AAL

 

Primary CUSIP 02376R102    Primary ISIN US02376R1023    Primary SEDOL BCV7KT2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director James F. Albaugh   Mgmt   Yes   For   For
1b   Elect Director Jeffrey D. Benjamin   Mgmt   Yes   For   For
1c   Elect Director John T. Cahill   Mgmt   Yes   For   For
1d   Elect Director Michael J. Embler   Mgmt   Yes   For   For
1e   Elect Director Matthew J. Hart   Mgmt   Yes   For   For
1f   Elect Director Alberto Ibarguen   Mgmt   Yes   For   For
1g   Elect Director Richard C. Kraemer   Mgmt   Yes   For   For
1h   Elect Director Denise M. O’Leary   Mgmt   Yes   For   For
1i   Elect Director W. Douglas Parker   Mgmt   Yes   For   For


1j   Elect Director Ray M. Robinson   Mgmt   Yes   For   For
1k   Elect Director Richard P. Schifter   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Anika Therapeutics, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    035255108
Record Date    04/06/2015    Meeting Type    Annual    Ticker    ANIK

 

Primary CUSIP 035255108    Primary ISIN US0352551081    Primary SEDOL 2035754

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Joseph L. Bower   Mgmt   Yes   For   For
1.2   Elect Director Glenn R. Larsen   Mgmt   Yes   For   For
1.3   Elect Director Jeffery S. Thompson   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Antero Resources Corporation

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    03674X106
Record Date    04/09/2015    Meeting Type    Annual    Ticker    AR

 

Primary CUSIP 03674X106    Primary ISIN US03674X1063    Primary SEDOL BFD2WR8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Peter R. Kagan   Mgmt   Yes   For   Withhold
1.2   Elect Director W. Howard Keenan, Jr.   Mgmt   Yes   For   Withhold
1.3   Elect Director Christopher R. Manning   Mgmt   Yes   For   Withhold
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

CoStar Group, Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    22160N109
Record Date    04/10/2015    Meeting Type    Annual    Ticker    CSGP

 

Primary CUSIP 22160N109    Primary ISIN US22160N1090    Primary SEDOL 2262864

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Michael R. Klein   Mgmt   Yes   For   For
1.2   Elect Director Andrew C. Florance   Mgmt   Yes   For   For
1.3   Elect Director Michael J. Glosserman   Mgmt   Yes   For   For
1.4   Elect Director Warren H. Haber   Mgmt   Yes   For   For
1.5   Elect Director John W. Hill   Mgmt   Yes   For   For
1.6   Elect Director Christopher J. Nassetta   Mgmt   Yes   For   For
1.7   Elect Director David J. Steinberg   Mgmt   Yes   For   For


2   Amend Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Dynegy Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    26817R108
Record Date    04/06/2015    Meeting Type    Annual    Ticker    DYN

 

Primary CUSIP 26817R108    Primary ISIN US26817R1086    Primary SEDOL B6TFK30

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Hilary E. Ackermann   Mgmt   Yes   For   For
1.2   Elect Director Paul M. Barbas   Mgmt   Yes   For   For
1.3   Elect Director Robert C. Flexon   Mgmt   Yes   For   For
1.4   Elect Director Richard Lee Kuersteiner   Mgmt   Yes   For   For
1.5   Elect Director Jeffrey S. Stein   Mgmt   Yes   For   For
1.6   Elect Director John R. Sult   Mgmt   Yes   For   For
1.7   Elect Director Pat Wood, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Google Inc.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    38259P706
Record Date    04/06/2015    Meeting Type    Annual    Ticker    GOOG

 

Primary CUSIP 38259P706    Primary ISIN US38259P7069    Primary SEDOL BKM4JZ7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Larry Page   Mgmt   Yes   For   For
1.2   Elect Director Sergey Brin   Mgmt   Yes   For   For
1.3   Elect Director Eric E. Schmidt   Mgmt   Yes   For   For
1.4   Elect Director L. John Doerr   Mgmt   Yes   For   Withhold
1.5   Elect Director Diane B. Greene   Mgmt   Yes   For   For
1.6   Elect Director John L. Hennessy   Mgmt   Yes   For   For
1.7   Elect Director Ann Mather   Mgmt   Yes   For   For
1.8   Elect Director Alan R. Mulally   Mgmt   Yes   For   For
1.9   Elect Director Paul S. Otellini   Mgmt   Yes   For   Withhold
1.10   Elect Director K. Ram Shriram   Mgmt   Yes   For   Withhold
1.11   Elect Director Shirley M. Tilghman   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Yes   Against   For


5   Report on Lobbying Payments and Policy   SH   Yes   Against   For
6   Require a Majority Vote for the Election of Directors   SH   Yes   Against   For
7   Report on Costs of Renewable Energy Investments   SH   Yes   Against   Against
8   Report on Risks Associated with Repeal of Climate Change Policies   SH   Yes   Against   Against

Standard Pacific Corp.

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    85375C101
Record Date    04/08/2015    Meeting Type    Annual    Ticker    SPF

 

Primary CUSIP 85375C101    Primary ISIN US85375C1018    Primary SEDOL 2853042

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Bruce A. Choate   Mgmt   Yes   For   For
1.2   Elect Director Ronald R. Foell   Mgmt   Yes   For   For
1.3   Elect Director Douglas C. Jacobs   Mgmt   Yes   For   For
1.4   Elect Director David J. Matlin   Mgmt   Yes   For   For
1.5   Elect Director John R. Peshkin   Mgmt   Yes   For   For
1.6   Elect Director Peter Schoels   Mgmt   Yes   For   For
1.7   Elect Director Scott D. Stowell   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Amend Shareholder Rights Plan (Poison Pill)   Mgmt   Yes   For   Against
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   Yes   For   For

SunPower Corporation

 

Meeting Date    06/03/2015    Country    USA    Primary Security ID    867652406
Record Date    04/13/2015    Meeting Type    Annual    Ticker    SPWR

 

Primary CUSIP 867652406    Primary ISIN US8676524064    Primary SEDOL B59DK93

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Arnaud Chaperon   Mgmt   Yes   For   Withhold
1.2   Elect Director Jean-Marc Otero del Val   Mgmt   Yes   For   Withhold
1.3   Elect Director Pat Wood, III   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Approve Restricted Stock Grant to Thomas H. Werner   Mgmt   Yes   For   For


Ingersoll-Rand plc

 

Meeting Date    06/04/2015    Country    Ireland    Primary Security ID    G47791101
Record Date    04/08/2015    Meeting Type    Annual    Ticker    IR

 

Primary CUSIP G47791101    Primary ISIN IE00B6330302    Primary SEDOL B633030

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Ann C. Berzin   Mgmt   Yes   For   For
1b   Elect Director John Bruton   Mgmt   Yes   For   For
1c   Elect Director Elaine L. Chao   Mgmt   Yes   For   For
1d   Elect Director Jared L. Cohon   Mgmt   Yes   For   For
1e   Elect Director Gary D. Forsee   Mgmt   Yes   For   For
1f   Elect Director Constance J. Horner   Mgmt   Yes   For   For
1g   Elect Director Linda P. Hudson   Mgmt   Yes   For   For
1h   Elect Director Michael W. Lamach   Mgmt   Yes   For   For
1i   Elect Director Myles P. Lee   Mgmt   Yes   For   For
1j   Elect Director John P. Surma   Mgmt   Yes   For   For
1k   Elect Director Richard J. Swift   Mgmt   Yes   For   For
1l   Elect Director Tony L. White   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors   Mgmt   Yes   For   For
4   Renew Directors’ Authority to Issue Shares   Mgmt   Yes   For   For
5   Renew Directors’ Authority to Issue Shares for Cash   Mgmt   Yes   For   For
6   Authorize Reissuance of Repurchased Shares   Mgmt   Yes   For   For

Las Vegas Sands Corp.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    517834107
Record Date    04/13/2015    Meeting Type    Annual    Ticker    LVS

 

Primary CUSIP 517834107    Primary ISIN US5178341070    Primary SEDOL B02T2J7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jason N. Ader   Mgmt   Yes   For   For
1.2   Elect Director Micheline Chau   Mgmt   Yes   For   Withhold
1.3   Elect Director Michael A. Leven   Mgmt   Yes   For   For
1.4   Elect Director David F. Levi   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against


MarketAxess Holdings Inc.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    57060D108
Record Date    04/07/2015    Meeting Type    Annual    Ticker    MKTX

 

Primary CUSIP 57060D108    Primary ISIN US57060D1081    Primary SEDOL B03Q9D0

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Richard M. McVey   Mgmt   Yes   For   For
1b   Elect Director Steven L. Begleiter   Mgmt   Yes   For   For
1c   Elect Director Stephen P. Casper   Mgmt   Yes   For   For
1d   Elect Director Jane Chwick   Mgmt   Yes   For   For
1e   Elect Director William F. Cruger   Mgmt   Yes   For   For
1f   Elect Director David G. Gomach   Mgmt   Yes   For   For
1g   Elect Director Carlos M. Hernandez   Mgmt   Yes   For   For
1h   Elect Director Ronald M. Hersch   Mgmt   Yes   For   For
1i   Elect Director John Steinhardt   Mgmt   Yes   For   For
1j   Elect Director James J. Sullivan   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Sinclair Broadcast Group, Inc.

 

Meeting Date    06/04/2015    Country    USA    Primary Security ID    829226109
Record Date    03/16/2015    Meeting Type    Annual    Ticker    SBGI

 

Primary CUSIP 829226109    Primary ISIN US8292261091    Primary SEDOL 2799351

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David D. Smith   Mgmt   Yes   For   Withhold
1.2   Elect Director Frederick G. Smith   Mgmt   Yes   For   Withhold
1.3   Elect Director J. Duncan Smith   Mgmt   Yes   For   Withhold
1.4   Elect Director Robert E. Smith   Mgmt   Yes   For   Withhold
1.5   Elect Director Howard E. Friedman   Mgmt   Yes   For   For
1.6   Elect Director Lawrence E. McCanna   Mgmt   Yes   For   For
1.7   Elect Director Daniel C. Keith   Mgmt   Yes   For   Withhold
1.8   Elect Director Martin R. Leader   Mgmt   Yes   For   For
2   Ratify PricewaterhouseCoopers, LLP as Auditors   Mgmt   Yes   For   For


Wal-Mart Stores, Inc.

 

Meeting Date    06/05/2015    Country    USA    Primary Security ID    931142103
Record Date    04/10/2015    Meeting Type    Annual    Ticker    WMT

 

Primary CUSIP 931142103    Primary ISIN US9311421039    Primary SEDOL 2936921

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Aida M. Alvarez   Mgmt   Yes   For   For
1b   Elect Director James I. Cash, Jr.   Mgmt   Yes   For   For
1c   Elect Director Roger C. Corbett   Mgmt   Yes   For   For
1d   Elect Director Pamela J. Craig   Mgmt   Yes   For   For
1e   Elect Director Michael T. Duke   Mgmt   Yes   For   For
1f   Elect Director Timothy P. Flynn   Mgmt   Yes   For   For
1g   Elect Director Thomas W. Horton   Mgmt   Yes   For   For
1h   Elect Director Marissa A. Mayer   Mgmt   Yes   For   For
1i   Elect Director C. Douglas McMillon   Mgmt   Yes   For   For
1j   Elect Director Gregory B. Penner   Mgmt   Yes   For   For
1k   Elect Director Steven S. Reinemund   Mgmt   Yes   For   For
1l   Elect Director Kevin Y. Systrom   Mgmt   Yes   For   For
1m   Elect Director Jim C. Walton   Mgmt   Yes   For   For
1n   Elect Director S. Robson Walton   Mgmt   Yes   For   For
1o   Elect Director Linda S. Wolf   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Disclosure of Recoupment Activity from Senior Officers   SH   Yes   Against   For
6   Provide Proxy Access Right   SH   Yes   Against   For
7   Adopt Quantitative GHG Goals for Maritime Shipping   SH   Yes   Against   Against
8   Report on Incentive Compensation Plans   SH   Yes   Against   For
9   Require Independent Board Chairman   SH   Yes   Against   For

Diamondback Energy, Inc.

 

Meeting Date    06/08/2015    Country    USA    Primary Security ID    25278X109
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FANG

 

Primary CUSIP 25278X109    Primary ISIN US25278X1090    Primary SEDOL B7Y8YR3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Steven E. West   Mgmt   Yes   For   For
1.2   Elect Director Travis D. Stice   Mgmt   Yes   For   For
1.3   Elect Director Michael P. Cross   Mgmt   Yes   For   For
1.4   Elect Director David L. Houston   Mgmt   Yes   For   For


1.5   Elect Director Mark L. Plaumann   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Grant Thornton LLP as Auditors   Mgmt   Yes   For   For

Angie’s List, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    034754101
Record Date    04/13/2015    Meeting Type    Annual    Ticker    ANGI

 

Primary CUSIP 034754101    Primary ISIN US0347541015    Primary SEDOL B5B33P8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John H. Chuang   Mgmt   Yes   For   Withhold
1.2   Elect Director William S. Oesterle   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Approve Qualified Employee Stock Purchase Plan   Mgmt   Yes   For   For

Investors Bancorp, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    46146L101
Record Date    04/20/2015    Meeting Type    Annual    Ticker    ISBC

 

Primary CUSIP 46146L101    Primary ISIN US46146L1017    Primary SEDOL BMHT4M3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert M. Cashill   Mgmt   Yes   For   For
1.2   Elect Director Kevin Cummings   Mgmt   Yes   For   For
1.3   Elect Director Brian D. Dittenhafer   Mgmt   Yes   For   For
1.4   Elect Director Michele N. Siekerka   Mgmt   Yes   For   For
2   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   One Year   One Year
5   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Orexigen Therapeutics, Inc.

 

Meeting Date    06/09/2015    Country    USA    Primary Security ID    686164104
Record Date    04/13/2015    Meeting Type    Annual    Ticker    OREX

 

Primary CUSIP 686164104    Primary ISIN US6861641040    Primary SEDOL B1WLCZ6

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Louis C. Bock   Mgmt   Yes   For   For
1.2   Elect Director Wendy L. Dixon   Mgmt   Yes   For   For
1.3   Elect Director Peter K. Honig   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


Amazon.com, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    023135106
Record Date    04/13/2015    Meeting Type    Annual    Ticker    AMZN

 

Primary CUSIP 023135106    Primary ISIN US0231351067    Primary SEDOL 2000019

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director Jeffrey P. Bezos   Mgmt   Yes   For   For
1b   Elect Director Tom A. Alberg   Mgmt   Yes   For   For
1c   Elect Director John Seely Brown   Mgmt   Yes   For   For
1d   Elect Director William B. Gordon   Mgmt   Yes   For   For
1e   Elect Director Jamie S. Gorelick   Mgmt   Yes   For   For
1f   Elect Director Judith A. McGrath   Mgmt   Yes   For   For
1g   Elect Director Alain Monié   Mgmt   Yes   For   For
1h   Elect Director Jonathan J. Rubinstein   Mgmt   Yes   For   For
1i   Elect Director Thomas O. Ryder   Mgmt   Yes   For   For
1j   Elect Director Patricia Q. Stonesifer   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Adopt Proxy Access Right   SH   Yes   Against   For
4   Report on Political Contributions   SH   Yes   Against   For
5   Report on Sustainability, Including GHG Goals   SH   Yes   Against   For
6   Report on Human Rights Risk Assessment Process   SH   Yes   Against   Against

athenahealth, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    04685W103
Record Date    04/15/2015    Meeting Type    Annual    Ticker    ATHN

 

Primary CUSIP 04685W103    Primary ISIN US04685W1036    Primary SEDOL B24FJV8

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Jacqueline B. Kosecoff   Mgmt   Yes   For   For
1.2   Elect Director David E. Robinson   Mgmt   Yes   For   For
2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Caterpillar Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    149123101
Record Date    04/13/2015    Meeting Type    Annual    Ticker    CAT

 

Primary CUSIP 149123101    Primary ISIN US1491231015    Primary SEDOL 2180201

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director David L. Calhoun   Mgmt   Yes   For   Against
1.2   Elect Director Daniel M. Dickinson   Mgmt   Yes   For   For


1.3   Elect Director Juan Gallardo   Mgmt   Yes   For   For
1.4   Elect Director Jesse J. Greene, Jr.   Mgmt   Yes   For   Against
1.5   Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For
1.6   Elect Director Dennis A. Muilenburg   Mgmt   Yes   For   For
1.7   Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For
1.8   Elect Director William A. Osborn   Mgmt   Yes   For   For
1.9   Elect Director Debra L. Reed   Mgmt   Yes   For   For
1.10   Elect Director Edward B. Rust, Jr.   Mgmt   Yes   For   For
1.11   Elect Director Susan C. Schwab   Mgmt   Yes   For   For
1.12   Elect Director Miles D. White   Mgmt   Yes   For   Against
2   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Require Independent Board Chairman   SH   Yes   Against   For
5   Provide Right to Act by Written Consent   SH   Yes   Against   For
6   Review and Amend Human Rights Policies   SH   Yes   Against   For
7   Amend Policies to Allow Employees to Participate in Political Process with No Retribution   SH   Yes   Against   Against

Federal-Mogul Holdings Corporation

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    313549404
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FDML

 

Primary CUSIP 313549404    Primary ISIN US3135494041    Primary SEDOL B29N9B7

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Carl C. Icahn   Mgmt   Yes   For   Withhold
1.2   Elect Director Sung Hwan Cho   Mgmt   Yes   For   Withhold
1.3   Elect Director Thomas W. Elward   Mgmt   Yes   For   For
1.4   Elect Director George Feldenkreis   Mgmt   Yes   For   For
1.5   Elect Director Hunter C. Gary   Mgmt   Yes   For   Withhold
1.6   Elect Director Rainer Jueckstock   Mgmt   Yes   For   Withhold
1.7   Elect Director J. Michael Laisure   Mgmt   Yes   For   For
1.8   Elect Director Daniel A. Ninivaggi   Mgmt   Yes   For   Withhold
1.9   Elect Director Neil S. Subin   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against


Freeport-McMoRan Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    35671D857
Record Date    04/16/2015    Meeting Type    Annual    Ticker    FCX

 

Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Richard C. Adkerson   Mgmt   Yes   For   For
1.2   Elect Director Robert J. Allison, Jr.   Mgmt   Yes   For   For
1.3   Elect Director Alan R. Buckwalter, III   Mgmt   Yes   For   For
1.4   Elect Director Robert A. Day   Mgmt   Yes   For   For
1.5   Elect Director James C. Flores   Mgmt   Yes   For   For
1.6   Elect Director Gerald J. Ford   Mgmt   Yes   For   For
1.7   Elect Director Thomas A. Fry, III   Mgmt   Yes   For   For
1.8   Elect Director H. Devon Graham, Jr.   Mgmt   Yes   For   For
1.9   Elect Director Lydia H. Kennard   Mgmt   Yes   For   For
1.10   Elect Director Charles C. Krulak   Mgmt   Yes   For   For
1.11   Elect Director Bobby Lee Lackey   Mgmt   Yes   For   For
1.12   Elect Director Jon C. Madonna   Mgmt   Yes   For   For
1.13   Elect Director Dustan E. McCoy   Mgmt   Yes   For   For
1.14   Elect Director James R. Moffett   Mgmt   Yes   For   For
1.15   Elect Director Stephen H. Siegele   Mgmt   Yes   For   For
1.16   Elect Director Frances Fragos Townsend   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
5   Adopt Proxy Access Right   SH   Yes   Against   For

FXCM Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    302693106
Record Date    04/14/2015    Meeting Type    Annual    Ticker    FXCM

 

Primary CUSIP 302693106    Primary ISIN US3026931069    Primary SEDOL B3YPMH2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director William Ahdout   Mgmt   Yes   For   Withhold
1.2   Elect Director James G. Brown   Mgmt   Yes   For   Withhold
1.3   Elect Director Robin Davis   Mgmt   Yes   For   Withhold
1.4   Elect Director Perry Fish   Mgmt   Yes   For   Withhold
1.5   Elect Director Kenneth Grossman   Mgmt   Yes   For   Withhold
1.6   Elect Director Arthur Gruen   Mgmt   Yes   For   Withhold
1.7   Elect Director Eric LeGoff   Mgmt   Yes   For   Withhold


1.8   Elect Director Dror (Drew) Niv   Mgmt   Yes   For   Withhold
1.9   Elect Director David Sakhai   Mgmt   Yes   For   Withhold
1.10   Elect Director Ryan Silverman   Mgmt   Yes   For   Withhold
1.11   Elect Director Eduard Yusupov   Mgmt   Yes   For   Withhold
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Generac Holdings Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    368736104
Record Date    04/16/2015    Meeting Type    Annual    Ticker    GNRC

 

Primary CUSIP 368736104    Primary ISIN US3687361044    Primary SEDOL B6197Q2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert D. Dixon   Mgmt   Yes   For   For
1.2   Elect Director David A. Ramon   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

Live Nation Entertainment, Inc.

 

Meeting Date    06/10/2015    Country    USA    Primary Security ID    538034109
Record Date    04/15/2015    Meeting Type    Annual    Ticker    LYV

 

Primary CUSIP 538034109    Primary ISIN US5380341090    Primary SEDOL B0T7YX2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Mark Carleton   Mgmt   Yes   For   Against
1.2   Elect Director Jonathan Dolgen   Mgmt   Yes   For   For
1.3   Elect Director Ari Emanuel   Mgmt   Yes   For   For
1.4   Elect Director Robert Ted Enloe, III   Mgmt   Yes   For   Against
1.5   Elect Director Jeffrey T. Hinson   Mgmt   Yes   For   For
1.6   Elect Director James Iovine   Mgmt   Yes   For   For
1.7   Elect Director Margaret “Peggy” Johnson   Mgmt   Yes   For   For
1.8   Elect Director James S. Kahan   Mgmt   Yes   For   For
1.9   Elect Director Gregory B. Maffei   Mgmt   Yes   For   For
1.10   Elect Director Randall T. Mays   Mgmt   Yes   For   For
1.11   Elect Director Michael Rapino   Mgmt   Yes   For   For
1.12   Elect Director Mark S. Shapiro   Mgmt   Yes   For   Against
2   Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


EMCOR Group, Inc.

 

Meeting Date    06/11/2015    Country    USA    Primary Security ID    29084Q100
Record Date    04/16/2015    Meeting Type    Annual    Ticker    EME

 

Primary CUSIP 29084Q100    Primary ISIN US29084Q1004    Primary SEDOL 2474164

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John W. Altmeyer   Mgmt   Yes   For   For
1b   Elect Director Stephen W. Bershad   Mgmt   Yes   For   For
1c   Elect Director David A.B. Brown   Mgmt   Yes   For   For
1d   Elect Director Larry J. Bump   Mgmt   Yes   For   For
1e   Elect Director Anthony J. Guzzi   Mgmt   Yes   For   For
1f   Elect Director Richard F. Hamm, Jr.   Mgmt   Yes   For   For
1g   Elect Director David H. Laidley   Mgmt   Yes   For   For
1h   Elect Director Frank T. MacInnis   Mgmt   Yes   For   For
1i   Elect Director Jerry E. Ryan   Mgmt   Yes   For   For
1j   Elect Director Michael T. Yonker   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Zillow Group, Inc.

 

Meeting Date    06/11/2015    Country    USA    Primary Security ID    98954M101
Record Date    04/06/2015    Meeting Type    Annual    Ticker    Z

 

Primary CUSIP 98954M101    Primary ISIN US98954M1018    Primary SEDOL BVYJBR3

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Erik Blachford   Mgmt   Yes   For   For
1.2   Elect Director Spencer M. Rascoff   Mgmt   Yes   For   For
1.3   Elect Director Gordon Stephenson   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Advisory Vote on Say on Pay Frequency   Mgmt   Yes   Three Years   One Year
4   Amend Omnibus Stock Plan   Mgmt   Yes   For   Against
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

Spirit Airlines, Inc.

 

Meeting Date    06/16/2015    Country    USA    Primary Security ID    848577102
Record Date    04/17/2015    Meeting Type    Annual    Ticker    SAVE

 

Primary CUSIP 848577102    Primary ISIN US8485771021    Primary SEDOL B3ZG8F4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Robert D. Johnson   Mgmt   Yes   For   For
1.2   Elect Director Barclay G. Jones, III   Mgmt   Yes   For   For


1.3   Elect Director Dawn M. Zier   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   Against
4   Approve Omnibus Stock Plan   Mgmt   Yes   For   For

Toyota Motor Corp.

 

Meeting Date    06/16/2015    Country    Japan    Primary Security ID    J92676113
Record Date    03/31/2015    Meeting Type    Annual    Ticker    7203

 

Primary CUSIP J92676113    Primary ISIN JP3633400001    Primary SEDOL 6900643

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 125   Mgmt   Yes   For   For
2.1   Elect Director Uchiyamada, Takeshi   Mgmt   Yes   For   For
2.2   Elect Director Toyoda, Akio   Mgmt   Yes   For   For
2.3   Elect Director Kodaira, Nobuyori   Mgmt   Yes   For   For
2.4   Elect Director Kato, Mitsuhisa   Mgmt   Yes   For   For
2.5   Elect Director Sudo, Seiichi   Mgmt   Yes   For   For
2.6   Elect Director Terashi, Shigeki   Mgmt   Yes   For   For
2.7   Elect Director Hayakawa, Shigeru   Mgmt   Yes   For   For
2.8   Elect Director Didier Leroy   Mgmt   Yes   For   For
2.9   Elect Director Ijichi, Takahiko   Mgmt   Yes   For   For
2.10   Elect Director Uno, Ikuo   Mgmt   Yes   For   For
2.11   Elect Director Kato, Haruhiko   Mgmt   Yes   For   For
2.12   Elect Director Mark T. Hogan   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Kato, Masahiro   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Kagawa, Yoshiyuki   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Wake, Yoko   Mgmt   Yes   For   For
3.4   Appoint Statutory Auditor Ozu, Hiroshi   Mgmt   Yes   For   For
4   Appoint Alternate Statutory Auditor Sakai, Ryuji   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For
6   Amend Articles to Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
7   Amend Articles to Create Class AA Shares and Approve Issuance of Class AA Shares   Mgmt   Yes   For   Against

Honda Motor Co. Ltd.

 

Meeting Date    06/17/2015    Country    Japan    Primary Security ID    J22302111
Record Date    03/31/2015    Meeting Type    Annual    Ticker    7267

 

Primary CUSIP J22302111    Primary ISIN JP3854600008    Primary SEDOL 6435145

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   Yes   For   For
2.1   Elect Director Ike, Fumihiko   Mgmt   Yes   For   For


2.2   Elect Director Ito, Takanobu   Mgmt   Yes   For   For
2.3   Elect Director Iwamura, Tetsuo   Mgmt   Yes   For   For
2.4   Elect Director Fukuo, Koichi   Mgmt   Yes   For   For
2.5   Elect Director Matsumoto, Yoshiyuki   Mgmt   Yes   For   For
2.6   Elect Director Yamane, Yoshi   Mgmt   Yes   For   For
2.7   Elect Director Hachigo, Takahiro   Mgmt   Yes   For   For
2.8   Elect Director Yoshida, Masahiro   Mgmt   Yes   For   For
2.9   Elect Director Takeuchi, Kohei   Mgmt   Yes   For   For
2.10   Elect Director Kuroyanagi, Nobuo   Mgmt   Yes   For   For
2.11   Elect Director Kunii, Hideko   Mgmt   Yes   For   For
2.12   Elect Director Aoyama, Shinji   Mgmt   Yes   For   For
2.13   Elect Director Kaihara, Noriya   Mgmt   Yes   For   For
2.14   Elect Director Igarashi, Masayuki   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Takaura, Hideo   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Tamura, Mayumi   Mgmt   Yes   For   For

Mentor Graphics Corporation

 

Meeting Date    06/17/2015    Country    USA    Primary Security ID    587200106
Record Date    04/13/2015    Meeting Type    Annual    Ticker    MENT

 

Primary CUSIP 587200106    Primary ISIN US5872001061    Primary SEDOL 2578033

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Keith L. Barnes   Mgmt   Yes   For   For
1.2   Elect Director Peter L. Bonfield   Mgmt   Yes   For   For
1.3   Elect Director Gregory K. Hinckley   Mgmt   Yes   For   For
1.4   Elect Director Paul A. Mascarenas   Mgmt   Yes   For   For
1.5   Elect Director J. Daniel McCranie   Mgmt   Yes   For   For
1.6   Elect Director Patrick B. McManus   Mgmt   Yes   For   For
1.7   Elect Director Walden C. Rhines   Mgmt   Yes   For   For
1.8   Elect Director Jeffrey M. Stafeil   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

Foundation Medicine, Inc.

 

Meeting Date    06/18/2015    Country    USA    Primary Security ID    350465100
Record Date    04/24/2015    Meeting Type    Annual    Ticker    FMI

 

Primary CUSIP 350465100    Primary ISIN US3504651007    Primary SEDOL BDX85T5

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Alexis Borisy   Mgmt   Yes   For   Against
1.2   Elect Director Sandra Horning   Mgmt   Yes   For   Against


1.3   Elect Director Evan Jones   Mgmt   Yes   For   For
1.4   Elect Director Daniel O’Day   Mgmt   Yes   For   Against
1.5   Elect Director Michael Pellini   Mgmt   Yes   For   Against
1.6   Elect Director David Schenkein   Mgmt   Yes   For   For
1.7   Elect Director Michael Varney   Mgmt   Yes   For   Against
1.8   Elect Director Krishna Yeshwant   Mgmt   Yes   For   For
2   Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For

OPKO Health, Inc.

 

Meeting Date    06/18/2015    Country    USA    Primary Security ID    68375N103
Record Date    04/20/2015    Meeting Type    Annual    Ticker    OPK

 

Primary CUSIP 68375N103    Primary ISIN US68375N1037    Primary SEDOL 2115902

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Phillip Frost   Mgmt   Yes   For   Withhold
1.2   Elect Director Jane H. Hsiao   Mgmt   Yes   For   Withhold
1.3   Elect Director Steven D. Rubin   Mgmt   Yes   For   Withhold
1.4   Elect Director Robert A. Baron   Mgmt   Yes   For   For
1.5   Elect Director Thomas E. Beier   Mgmt   Yes   For   Withhold
1.6   Elect Director Dmitry Kolosov   Mgmt   Yes   For   For
1.7   Elect Director Richard A. Lerner   Mgmt   Yes   For   For
1.8   Elect Director John A. Paganelli   Mgmt   Yes   For   Withhold
1.9   Elect Director Richard C. Pfenniger, Jr.   Mgmt   Yes   For   For
1.10   Elect Director Alice Lin-Tsing Yu   Mgmt   Yes   For   Withhold

Mitsubishi Corp.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J43830116
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8058

 

Primary CUSIP J43830116    Primary ISIN JP3898400001    Primary SEDOL 6596785

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 30   Mgmt   Yes   For   For
2   Amend Articles to Amend Business Lines—Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Kojima, Yorihiko   Mgmt   Yes   For   For
3.2   Elect Director Kobayashi, Ken   Mgmt   Yes   For   For
3.3   Elect Director Nakahara, Hideto   Mgmt   Yes   For   For
3.4   Elect Director Yanai, Jun   Mgmt   Yes   For   For
3.5   Elect Director Kinukawa, Jun   Mgmt   Yes   For   For
3.6   Elect Director Miyauchi, Takahisa   Mgmt   Yes   For   For
3.7   Elect Director Uchino, Shuma   Mgmt   Yes   For   For


3.8   Elect Director Mori, Kazuyuki   Mgmt   Yes   For   For
3.9   Elect Director Hirota, Yasuhito   Mgmt   Yes   For   For
3.10   Elect Director Tsukuda, Kazuo   Mgmt   Yes   For   For
3.11   Elect Director Kato, Ryozo   Mgmt   Yes   For   For
3.12   Elect Director Konno, Hidehiro   Mgmt   Yes   For   For
3.13   Elect Director Sakie Tachibana Fukushima   Mgmt   Yes   For   For
3.14   Elect Director Nishiyama, Akihiko   Mgmt   Yes   For   For
4   Appoint Statutory Auditor Kizaki, Hiroshi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

Mitsui & Co.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J44690139
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8031

 

Primary CUSIP J44690139    Primary ISIN JP3893600001    Primary SEDOL 6597302

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 32   Mgmt   Yes   For   For
2.1   Elect Director Iijima, Masami   Mgmt   Yes   For   For
2.2   Elect Director Yasunaga,Tatsuo   Mgmt   Yes   For   For
2.3   Elect Director Saiga, Daisuke   Mgmt   Yes   For   For
2.4   Elect Director Kinoshita, Masayuki   Mgmt   Yes   For   For
2.5   Elect Director Ambe, Shintaro   Mgmt   Yes   For   For
2.6   Elect Director Kato, Hiroyuki   Mgmt   Yes   For   For
2.7   Elect Director Hombo, Yoshihiro   Mgmt   Yes   For   For
2.8   Elect Director Suzuki, Makoto   Mgmt   Yes   For   For
2.9   Elect Director Matsubara, Keigo   Mgmt   Yes   For   For
2.10   Elect Director Nonaka, Ikujiro   Mgmt   Yes   For   For
2.11   Elect Director Hirabayashi, Hiroshi   Mgmt   Yes   For   For
2.12   Elect Director Muto, Toshiro   Mgmt   Yes   For   For
2.13   Elect Director Kobayashi, Izumi   Mgmt   Yes   For   For
2.14   Elect Director Jenifer Rogers   Mgmt   Yes   For   For
3.1   Appoint Statutory Auditor Okada, Joji   Mgmt   Yes   For   For
3.2   Appoint Statutory Auditor Yamauchi, Takashi   Mgmt   Yes   For   For
3.3   Appoint Statutory Auditor Ozu, Hiroshi   Mgmt   Yes   For   For
4   Amend Articles to Add Transparent Business Operation to Earn Trust from Customers and Society to Business Objectives   SH   Yes   Against   Against
5   Amend Articles to Add Setup of Fukushima-Daiichi Nuclear Power Plant Accident Response Department to Business Objectives   SH   Yes   Against   Against
6   Amend Articles to Establish Ethics Committee   SH   Yes   Against   Against
7   Amend Articles to Delete Provisions Authorizing Share Buybacks at Board’s Discretion   SH   Yes   Against   Against


8   Amend Articles to Add Provisions Requiring ROE of 12% as Condition to Rebuild Head Office Building   SH   Yes   Against   Against
9   Amend Articles to Authorize Board to Appoint Advisers (with Mandatory Retirement Age of 70)   SH   Yes   Against   Against
10   Remove Director Nonaka, Ikujiro   SH   Yes   Against   Against
11   Authorize Share Repurchase of up to 100 Million Shares in the Coming Year   SH   Yes   Against   Against
12   Amend Articles to Display Shareholder Proposals in Proxy Circulars with Same Character Gap and Line Space as Management Proposals   SH   Yes   Against   Against

Office Depot, Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    676220106
Record Date    04/29/2015    Meeting Type    Annual    Ticker    ODP

 

Primary CUSIP 676220106    Primary ISIN US6762201068    Primary SEDOL 2655981

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Merger Agreement   Mgmt   Yes   For   For
2   Advisory Vote on Golden Parachutes   Mgmt   Yes   For   Against
3   Adjourn Meeting   Mgmt   Yes   For   For
4a   Elect Director Roland C. Smith   Mgmt   Yes   For   For
4b   Elect Director Warren F. Bryant   Mgmt   Yes   For   For
4c   Elect Director Rakesh Gangwal   Mgmt   Yes   For   For
4d   Elect Director Cynthia T. Jamison   Mgmt   Yes   For   For
4e   Elect Director V. James Marino   Mgmt   Yes   For   For
4f   Elect Director Michael J. Massey   Mgmt   Yes   For   For
4g   Elect Director Francesca Ruiz de Luzuriaga   Mgmt   Yes   For   For
4h   Elect Director David M. Szymanski   Mgmt   Yes   For   For
4i   Elect Director Nigel Travis   Mgmt   Yes   For   For
4j   Elect Director Joseph Vassalluzzo   Mgmt   Yes   For   For
5   Approve Omnibus Stock Plan   Mgmt   Yes   For   For
6   Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For
7   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For

OncoMed Pharmaceuticals, Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    68234X102
Record Date    04/20/2015    Meeting Type    Annual    Ticker    OMED

 

Primary CUSIP 68234X102    Primary ISIN US68234X1028    Primary SEDOL BC9SJN4

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Paul J. Hastings   Mgmt   Yes   For   For
1.2   Elect Director Laurence Lasky   Mgmt   Yes   For   For


1.3   Elect Director Denise Pollard-Knight   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For

SoftBank Corp.

 

Meeting Date    06/19/2015    Country    Japan    Primary Security ID    J75963108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    9984

 

Primary CUSIP J75963108    Primary ISIN JP3436100006    Primary SEDOL 6770620

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   Yes   For   For
2   Amend Articles to Change Company Name - Reduce Directors’ Term - Indemnify Directors - Increase Maximum Number of Statutory Auditors - Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Son, Masayoshi   Mgmt   Yes   For   For
3.2   Elect Director Nikesh Arora   Mgmt   Yes   For   For
3.3   Elect Director Miyauchi, Ken   Mgmt   Yes   For   For
3.4   Elect Director Ronald Fisher   Mgmt   Yes   For   For
3.5   Elect Director Yun Ma   Mgmt   Yes   For   For
3.6   Elect Director Miyasaka, Manabu   Mgmt   Yes   For   For
3.7   Elect Director Yanai, Tadashi   Mgmt   Yes   For   For
3.8   Elect Director Mark Schwartz   Mgmt   Yes   For   For
3.9   Elect Director Nagamori, Shigenobu   Mgmt   Yes   For   For
4.1   Appoint Statutory Auditor Murata, Tatsuhiro   Mgmt   Yes   For   For
4.2   Appoint Statutory Auditor Toyama, Atsushi   Mgmt   Yes   For   For

Time Warner Inc.

 

Meeting Date    06/19/2015    Country    USA    Primary Security ID    887317303
Record Date    04/20/2015    Meeting Type    Annual    Ticker    TWX

 

Primary CUSIP 887317303    Primary ISIN US8873173038    Primary SEDOL B63QTN2

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director James L. Barksdale   Mgmt   Yes   For   Against
1b   Elect Director William P. Barr   Mgmt   Yes   For   Against
1c   Elect Director Jeffrey L. Bewkes   Mgmt   Yes   For   For
1d   Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   Against
1e   Elect Director Robert C. Clark   Mgmt   Yes   For   Against
1f   Elect Director Mathias Dopfner   Mgmt   Yes   For   For
1g   Elect Director Jessica P. Einhorn   Mgmt   Yes   For   Against
1h   Elect Director Carlos M. Gutierrez   Mgmt   Yes   For   For
1i   Elect Director Fred Hassan   Mgmt   Yes   For   For
1j   Elect Director Kenneth J. Novack   Mgmt   Yes   For   Against


1k   Elect Director Paul D. Wachter   Mgmt   Yes   For   For
1l   Elect Director Deborah C. Wright   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Provide Right to Act by Written Consent   SH   Yes   Against   For
5   Board Oversight of Tobacco Use Depicted in Products   SH   Yes   Against   Against
6   Adopt Quantitative GHG Goals for Operations   SH   Yes   Against   For

Mizuho Financial Group Inc.

 

Meeting Date    06/23/2015    Country    Japan    Primary Security ID    J4599L102
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8411

 

Primary CUSIP J4599L102    Primary ISIN JP3885780001    Primary SEDOL 6591014

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Sato, Yasuhiro   Mgmt   Yes   For   For
1.2   Elect Director Tsuhara, Shusaku   Mgmt   Yes   For   For
1.3   Elect Director Aya, Ryusuke   Mgmt   Yes   For   For
1.4   Elect Director Shimbo, Junichi   Mgmt   Yes   For   For
1.5   Elect Director Fujiwara, Koji   Mgmt   Yes   For   For
1.6   Elect Director Takahashi, Hideyuki   Mgmt   Yes   For   For
1.7   Elect Director Funaki, Nobukatsu   Mgmt   Yes   For   For
1.8   Elect Director Ohashi, Mitsuo   Mgmt   Yes   For   For
1.9   Elect Director Seki, Tetsuo   Mgmt   Yes   For   Against
1.10   Elect Director Kawamura, Takashi   Mgmt   Yes   For   Against
1.11   Elect Director Kainaka, Tatsuo   Mgmt   Yes   For   Against
1.12   Elect Director Abe, Hirotake   Mgmt   Yes   For   For
1.13   Elect Director Ota, Hiroko   Mgmt   Yes   For   For
2   Amend Articles to Allow Shareholders to Submit Income Allocation Proposals   SH   Yes   Against   For
3   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Yes   Against   For
4   Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So   SH   Yes   Against   Against
5   Amend Articles to Introduce Provision on Prevention of Sexual Harassment   SH   Yes   Against   Against
6   Amend Articles to Hold Annual Shareholder Meetings within Two Months from Record Date of May 31   SH   Yes   Against   Against
7   Amend Articles to Ban Bundling Proposals that Many Shareholders Are Likely to Support with Proposals that Will Be Controversial   SH   Yes   Against   Against
8   Amend Articles to Disclose Shareholder Meeting Minutes   SH   Yes   Against   Against
9   Amend Articles to Establish System Preventing Employees from Practicing Fraud   SH   Yes   Against   Against


10   Amend Articles to Withdraw from Green-Sheet Markets   SH   Yes   Against   Against
11   Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Participating in Successor System on Green-Sheet Markets   SH   Yes   Against   Against

Equity Residential

 

Meeting Date    06/24/2015    Country    USA    Primary Security ID    29476L107
Record Date    03/31/2015    Meeting Type    Annual    Ticker    EQR

 

Primary CUSIP 29476L107    Primary ISIN US29476L1070    Primary SEDOL 2319157

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director John W. Alexander   Mgmt   Yes   For   For
1.2   Elect Director Charles L. Atwood   Mgmt   Yes   For   For
1.3   Elect Director Linda Walker Bynoe   Mgmt   Yes   For   For
1.4   Elect Director Mary Kay Haben   Mgmt   Yes   For   For
1.5   Elect Director Bradley A. Keywell   Mgmt   Yes   For   For
1.6   Elect Director John E. Neal   Mgmt   Yes   For   For
1.7   Elect Director David J. Neithercut   Mgmt   Yes   For   For
1.8   Elect Director Mark S. Shapiro   Mgmt   Yes   For   For
1.9   Elect Director Gerald A. Spector   Mgmt   Yes   For   For
1.10   Elect Director Stephen E. Sterrett   Mgmt   Yes   For   For
1.11   Elect Director B. Joseph White   Mgmt   Yes   For   For
1.12   Elect Director Samuel Zell   Mgmt   Yes   For   For
2   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Proxy Access   SH   Yes   Against   For

Hitachi Ltd.

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J20454112
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6501

 

Primary CUSIP J20454112    Primary ISIN JP3788600009    Primary SEDOL 6429104

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Amend Articles to Indemnify Directors—Reflect Changes in Law   Mgmt   Yes   For   For
2.1   Elect Director Katsumata, Nobuo   Mgmt   Yes   For   For
2.2   Elect Director Cynthia Carroll   Mgmt   Yes   For   For
2.3   Elect Director Sakakibara, Sadayuki   Mgmt   Yes   For   For
2.4   Elect Director George Buckley   Mgmt   Yes   For   For
2.5   Elect Director Louise Pentland   Mgmt   Yes   For   For
2.6   Elect Director Mochizuki, Harufumi   Mgmt   Yes   For   For
2.7   Elect Director Philip Yeo   Mgmt   Yes   For   For


2.8   Elect Director Yoshihara, Hiroaki   Mgmt   Yes   For   For
2.9   Elect Director Nakanishi, Hiroaki   Mgmt   Yes   For   For
2.10   Elect Director Higashihara, Toshiaki   Mgmt   Yes   For   For
2.11   Elect Director Miyoshi, Takashi   Mgmt   Yes   For   For
2.12   Elect Director Mochida, Nobuo   Mgmt   Yes   For   For

Mitsubishi UFJ Financial Group

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J44497105
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8306

 

Primary CUSIP J44497105    Primary ISIN JP3902900004    Primary SEDOL 6335171

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   Yes   For   For
2   Amend Articles to Remove Provisions on Type 1 Class 5 Preferred Shares and Class 11 Preferred Shares to Reflect Cancellation—Abolish Board Structure with Statutory Auditors—Adopt Board Structure with Three Committees—Indemnify Directors   Mgmt   Yes   For   For
3.1   Elect Director Sono, Kiyoshi   Mgmt   Yes   For   For
3.2   Elect Director Wakabayashi, Tatsuo   Mgmt   Yes   For   For
3.3   Elect Director Nagaoka, Takashi   Mgmt   Yes   For   For
3.4   Elect Director Hirano, Nobuyuki   Mgmt   Yes   For   For
3.5   Elect Director Oyamada, Takashi   Mgmt   Yes   For   For
3.6   Elect Director Kuroda, Tadashi   Mgmt   Yes   For   For
3.7   Elect Director Tokunari, Muneaki   Mgmt   Yes   For   For
3.8   Elect Director Yasuda, Masamichi   Mgmt   Yes   For   For
3.9   Elect Director Mikumo, Takashi   Mgmt   Yes   For   For
3.10   Elect Director Shimamoto, Takehiko   Mgmt   Yes   For   For
3.11   Elect Director Kawamoto, Yuko   Mgmt   Yes   For   For
3.12   Elect Director Matsuyama, Haruka   Mgmt   Yes   For   Against
3.13   Elect Director Okamoto, Kunie   Mgmt   Yes   For   Against
3.14   Elect Director Okuda, Tsutomu   Mgmt   Yes   For   For
3.15   Elect Director Kawakami, Hiroshi   Mgmt   Yes   For   For
3.16   Elect Director Sato, Yukihiro   Mgmt   Yes   For   Against
3.17   Elect Director Yamate, Akira   Mgmt   Yes   For   For
4   Amend Articles to Prohibit Gender Discrimination when Facing Customers   SH   Yes   Against   Against
5   Amend Articles to Set Maximum Limit on Name Transfer Fees in Margin Trading at the Group’s Securities Companies   SH   Yes   Against   Against


Panasonic Corp

 

Meeting Date    06/25/2015    Country    Japan    Primary Security ID    J6354Y104
Record Date    03/31/2015    Meeting Type    Annual    Ticker    6752

 

Primary CUSIP J6354Y104    Primary ISIN JP3866800000    Primary SEDOL 6572707

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Nagae, Shusaku   Mgmt   Yes   For   For
1.2   Elect Director Matsushita, Masayuki   Mgmt   Yes   For   For
1.3   Elect Director Tsuga, Kazuhiro   Mgmt   Yes   For   For
1.4   Elect Director Yamada, Yoshihiko   Mgmt   Yes   For   For
1.5   Elect Director Takami, Kazunori   Mgmt   Yes   For   For
1.6   Elect Director Kawai, Hideaki   Mgmt   Yes   For   For
1.7   Elect Director Miyabe, Yoshiyuki   Mgmt   Yes   For   For
1.8   Elect Director Ito, Yoshio   Mgmt   Yes   For   For
1.9   Elect Director Yoshioka, Tamio   Mgmt   Yes   For   For
1.10   Elect Director Toyama, Takashi   Mgmt   Yes   For   For
1.11   Elect Director Ishii, Jun   Mgmt   Yes   For   For
1.12   Elect Director Sato, Mototsugu   Mgmt   Yes   For   For
1.13   Elect Director Oku, Masayuki   Mgmt   Yes   For   For
1.14   Elect Director Ota, Hiroko   Mgmt   Yes   For   For
1.15   Elect Director Enokido, Yasuji   Mgmt   Yes   For   For
1.16   Elect Director Homma, Tetsuro   Mgmt   Yes   For   For
1.17   Elect Director Tsutsui, Yoshinobu   Mgmt   Yes   For   For
2   Appoint Statutory Auditor Yasuhara, Hirofumi   Mgmt   Yes   For   For

Rite Aid Corporation

 

Meeting Date    06/25/2015    Country    USA    Primary Security ID    767754104
Record Date    05/01/2015    Meeting Type    Annual    Ticker    RAD

 

Primary CUSIP 767754104    Primary ISIN US7677541044    Primary SEDOL 2740809

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1a   Elect Director John T. Standley   Mgmt   Yes   For   For
1b   Elect Director Joseph B. Anderson, Jr.   Mgmt   Yes   For   For
1c   Elect Director Bruce G. Bodaken   Mgmt   Yes   For   For
1d   Elect Director David R. Jessick   Mgmt   Yes   For   For
1e   Elect Director Kevin E. Lofton   Mgmt   Yes   For   For
1f   Elect Director Myrtle S. Potter   Mgmt   Yes   For   For
1g   Elect Director Michael N. Regan   Mgmt   Yes   For   For
1h   Elect Director Frank A. Savage   Mgmt   Yes   For   For
1i   Elect Director Marcy Syms   Mgmt   Yes   For   For


2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
4   Pro-rata Vesting of Equity Awards   SH   Yes   Against   Against
5   Proxy Access   SH   Yes   Against   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J7771X109
Record Date    03/31/2015    Meeting Type    Annual    Ticker    8316

 

Primary CUSIP J7771X109    Primary ISIN JP3890350006    Primary SEDOL 6563024

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 80   Mgmt   Yes   For   For
2   Amend Articles to Allow the Role of Company President to Be Filled by an Executive Officer—Indemnify Directors—Indemnify Statutory Auditors   Mgmt   Yes   For   For
3.1   Elect Director Oku, Masayuki   Mgmt   Yes   For   For
3.2   Elect Director Kunibe, Takeshi   Mgmt   Yes   For   For
3.3   Elect Director Ito, Yujiro   Mgmt   Yes   For   For
3.4   Elect Director Ogino, Kozo   Mgmt   Yes   For   For
3.5   Elect Director Teramoto, Toshiyuki   Mgmt   Yes   For   For
3.6   Elect Director Tanizaki, Katsunori   Mgmt   Yes   For   For
3.7   Elect Director Nomura, Kuniaki   Mgmt   Yes   For   For
3.8   Elect Director Arthur M. Mitchell   Mgmt   Yes   For   For
3.9   Elect Director Kono, Masaharu   Mgmt   Yes   For   For
3.10   Elect Director Sakurai, Eriko   Mgmt   Yes   For   For
4   Appoint Statutory Auditor Mikami, Toru   Mgmt   Yes   For   For
5   Approve Aggregate Compensation Ceiling for Directors   Mgmt   Yes   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date    06/26/2015    Country    Japan    Primary Security ID    J8129E108
Record Date    03/31/2015    Meeting Type    Annual    Ticker    4502

 

Primary CUSIP J8129E108    Primary ISIN JP3463000004    Primary SEDOL 6870445

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1   Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   Yes   For   For
2.1   Elect Director Hasegawa, Yasuchika   Mgmt   Yes   For   Against
2.2   Elect Director Christophe Weber   Mgmt   Yes   For   Against
2.3   Elect Director Honda, Shinji   Mgmt   Yes   For   For
2.4   Elect Director Iwasaki, Masato   Mgmt   Yes   For   For
2.5   Elect Director Francois Roger   Mgmt   Yes   For   For
2.6   Elect Director Sudo, Fumio   Mgmt   Yes   For   For
2.7   Elect Director Kojima, Yorihiko   Mgmt   Yes   For   For


2.8   Elect Director Sakane, Masahiro   Mgmt   Yes   For   For
2.9   Elect Director Andrew Plump   Mgmt   Yes   For   For
3   Appoint Statutory Auditor Yamanaka, Yasuhiko   Mgmt   Yes   For   For
4   Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   Yes   For   For
5   Approve Annual Bonus Payment to Directors   Mgmt   Yes   For   For

Harmonic Inc.

 

Meeting Date    06/29/2015    Country    USA    Primary Security ID    413160102
Record Date    04/30/2015    Meeting Type    Annual    Ticker    HLIT

 

Primary CUSIP 413160102    Primary ISIN US4131601027    Primary SEDOL 2510659

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Patrick J. Harshman   Mgmt   Yes   For   For
1.2   Elect Director Patrick Gallagher   Mgmt   Yes   For   For
1.3   Elect Director Harold Covert   Mgmt   Yes   For   For
1.4   Elect Director E. Floyd Kvamme   Mgmt   Yes   For   For
1.5   Elect Director Mitzi Reaugh   Mgmt   Yes   For   For
1.6   Elect Director William F. Reddersen   Mgmt   Yes   For   For
1.7   Elect Director Susan G. Swenson   Mgmt   Yes   For   For
1.8   Elect Director Nikos Theodosopoulos   Mgmt   Yes   For   For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
3   Amend Non-Employee Director Omnibus Stock Plan   Mgmt   Yes   For   For
4   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Yes   For   For

Isis Pharmaceuticals, Inc.

 

Meeting Date    06/30/2015    Country    USA    Primary Security ID    464330109
Record Date    05/04/2015    Meeting Type    Annual    Ticker    ISIS

 

Primary CUSIP 464330109    Primary ISIN US4643301090    Primary SEDOL 2459785

 

Proposal Number   Proposal Text   Proponent   Votable Proposal   Mgmt Rec   Vote Instruction
1.1   Elect Director Breaux B. Castleman   Mgmt   Yes   For   For
1.2   Elect Director Frederick T. Muto   Mgmt   Yes   For   For
2   Amend Omnibus Stock Plan   Mgmt   Yes   For   For
3   Amend Non-Employee Director Stock Option Plan   Mgmt   Yes   For   For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Yes   For   For
5   Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant    db-X Exchange-Traded Funds Inc.

 

By (Signature and Title)*  

/s/ Alex Depetris

 

Alex Depetris, President and Chief Executive Officer

(principal executive officer)

Date  

August 14, 2015

*Print the name and title of each signing officer under his or her signature.