N-PX 1 d773550dnpx.htm DB-X EXCHANGE-TRADED FUNDS,INC. db-X Exchange-Traded Funds,Inc.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22001

db-X Exchange-Traded Funds Inc.

(Exact name of registrant as specified in charter)

60 Wall Street

New York, New York 10005

(Address of principal executive offices) (Zip code)

Alex Depetris

db-X Exchange-Traded Funds Inc.

60 Wall Street

New York, New York 10005

(Name and address of agent for service)

Registrant’s telephone number, including area code: (212) 250-4352

Date of fiscal year end: May 31

Date of reporting period: July 1, 2013 – June 30, 2014

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Institution Account(s): db X-trackers 2010 Target Date Fund

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    07/16/2013    Country    USA    Provider Security ID    35671D857
Record Date    05/24/2013    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 100    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For
Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director James R. Moffett   Mgmt   For   For
Elect Director B. M. Rankin, Jr.   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Request Director Nominee with Environmental Qualifications   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Adopt Policy and Report on Board Diversity   SH   Against   For
Amend Bylaws — Call Special Meetings   SH   Against   For

Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/16/2013    Country    Spain    Provider Security ID    E6282J109
Record Date    07/11/2013    Meeting Type    Annual    Ticker    ITX

 

Shares Voted 26    Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314
        

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Individual Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements, and Discharge of Board   Mgmt   For   For
Approve Updated Balance Sheets to Benefit from New Tax Regulation   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

BT Group plc

 

Meeting Date    07/17/2013    Country    United Kingdom    Provider Security ID    G16612106
Record Date    07/15/2013    Meeting Type    Annual    Ticker    BT.A

 

Shares Voted 709    Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Ian Livingston as Director   Mgmt   For   For
Re-elect Tony Chanmugam as Director   Mgmt   For   For
Re-elect Gavin Patterson as Director   Mgmt   For   For
Re-elect Tony Ball as Director   Mgmt   For   For
Re-elect Patricia Hewitt as Director   Mgmt   For   For
Re-elect Phil Hodkinson as Director   Mgmt   For   For
Re-elect Karen Richardson as Director   Mgmt   For   For
Re-elect Nick Rose as Director   Mgmt   For   For
Re-elect Jasmine Whitbread as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    07/23/2013    Country    United Kingdom    Provider Security ID    G93882135
Record Date    07/19/2013    Meeting Type    Annual    Ticker    VOD

 

Shares Voted 3,915    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For
Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Elect Omid Kordestani as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

SABMiller plc

 

Meeting Date    07/25/2013    Country    United Kingdom    Provider Security ID    G77395104
Record Date    07/23/2013    Meeting Type    Annual    Ticker    SAB

 

Shares Voted 67    Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Guy Elliott as Director   Mgmt   For   For
Re-elect Mark Armour as Director   Mgmt   For   For
Re-elect Geoffrey Bible as Director   Mgmt   For   For
Re-elect Alan Clark as Director   Mgmt   For   For
Re-elect Dinyar Devitre as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect John Manser as Director   Mgmt   For   For
Re-elect John Manzoni as Director   Mgmt   For   For
Re-elect Miles Morland as Director   Mgmt   For   For
Re-elect Dr Dambisa Moyo as Director   Mgmt   For   For
Re-elect Carlos Perez Davila as Director   Mgmt   For   For
Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   For   For
Re-elect Helen Weir as Director   Mgmt   For   For
Re-elect Howard Willard as Director   Mgmt   For   For
Re-elect Jamie Wilson as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

National Grid plc

 

Meeting Date    07/29/2013    Country    United Kingdom    Provider Security ID    G6375K151
Record Date    07/27/2013    Meeting Type    Annual    Ticker    NG.

 

Shares Voted 327    Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Re-elect Nora Brownell as Director   Mgmt   For   For
Elect Jonathan Dawson as Director   Mgmt   For   For
Re-elect Paul Golby as Director   Mgmt   For   For
Re-elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Elect Mark Williamson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Arctic Cat Inc.

 

Meeting Date    08/08/2013    Country    USA    Provider Security ID    039670104
Record Date    06/11/2013    Meeting Type    Annual    Ticker    ACAT

 

Shares Voted 100    Primary CUSIP 039670104    Primary ISIN US0396701049    Primary SEDOL 2047500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Claude J. Jordan   Mgmt   For   For
Elect Director Susan E. Lester   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The J. M. Smucker Company

 

Meeting Date    08/14/2013    Country    USA    Provider Security ID    832696405
Record Date    06/17/2013    Meeting Type    Annual    Ticker    SJM

 

Shares Voted 67    Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kathryn W. Dindo   Mgmt   For   For
Elect Director Robert B. Heisler, Jr.   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director Paul Smucker Wagstaff   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Medtronic, Inc.

 

Meeting Date    08/22/2013    Country    USA    Provider Security ID    585055106
Record Date    07/01/2013    Meeting Type    Annual    Ticker    MDT

 

Shares Voted 100    Primary CUSIP 585055106    Primary ISIN US5850551061    Primary SEDOL 2575465

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Anderson   Mgmt   For   For
Elect Director Scott C. Donnelly   Mgmt   For   For
Elect Director Victor J. Dzau   Mgmt   For   For
Elect Director Omar Ishrak   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Michael O. Leavitt   Mgmt   For   For
Elect Director James T. Lenehan   Mgmt   For   For
Elect Director Denise M. O’Leary   Mgmt   For   For
Elect Director Kendall J. Powell   Mgmt   For   For
Elect Director Robert C. Pozen   Mgmt   For   For
Elect Director Preetha Reddy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Establishing Range For Board Size   Mgmt   For   For
Reduce Supermajority Vote Requirement for Removal of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Amendment of Articles   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    08/27/2013    Country    Israel    Provider Security ID    M8769Q102
Record Date    07/25/2013    Meeting Type    Annual    Ticker    TEVA

 

Shares Voted 93    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Reelect Moshe Many as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Amir Elstein as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO   Mgmt   For   For
Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO   Mgmt   For   For
Approve Compensation Policy for the Directors and Officers of the Company   Mgmt   For   For
Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share   Mgmt   For   For
Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting   Mgmt   For   For
Discuss Financial Statements for 2012   Mgmt    
Vote YES where indicated if you are a controlling shareholder or have a personal interest in item; otherwise, vote NO where indicated. You may not abstain. If you vote YES on specific items, please provide an explanation to your account manager.   Mgmt   None   Against

Lions Gate Entertainment Corp.

 

Meeting Date    09/10/2013    Country    Canada    Provider Security ID    535919203
Record Date    07/19/2013    Meeting Type    Annual    Ticker    LGF

 

Shares Voted 100    Primary CUSIP 535919203    Primary ISIN CA5359192039    Primary SEDOL 2753506

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Burns   Mgmt   For   For
Elect Director Gordon Crawford   Mgmt   For   For
Elect Director Arthur Evrensel   Mgmt   For   For
Elect Director Jon Feltheimer   Mgmt   For   For
Elect Director Frank Giustra   Mgmt   For   For
Elect Director Morley Koffman   Mgmt   For   For
Elect Director Harald Ludwig   Mgmt   For   For
Elect Director G. Scott Paterson   Mgmt   For   For
Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Daryl Simm   Mgmt   For   For
Elect Director Hardwick Simmons   Mgmt   For   For
Elect Director Phyllis Yaffe   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

Republic Airways Holdings Inc.

 

Meeting Date    09/17/2013    Country    USA    Provider Security ID    760276105
Record Date    07/29/2013    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 200    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Elect Director Richard P. Schifter   Mgmt   For   For
Elect Director David N. Siegel   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Diageo plc

 

Meeting Date    09/19/2013    Country    United Kingdom    Provider Security ID    G42089113
Record Date    09/17/2013    Meeting Type    Annual    Ticker    DGE

 

Shares Voted 238    Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies as Director   Mgmt   For   For
Re-elect Ho KwonPing as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Ivan Menezes as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Harris Teeter Supermarkets, Inc.

 

Meeting Date    10/03/2013    Country    USA    Provider Security ID    414585109
Record Date    08/22/2013    Meeting Type    Special    Ticker    HTSI

 

Shares Voted 25    Primary CUSIP 414585109    Primary ISIN US4145851097    Primary SEDOL B7GH6J4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date    10/08/2013    Country    USA    Provider Security ID    742718109
Record Date    08/09/2013    Meeting Type    Annual    Ticker    PG

 

Shares Voted 313    Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director A.G. Lafley   Mgmt   For   For
Elect Director Terry J. Lundgren   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For
Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ruby Tuesday, Inc.

 

Meeting Date    10/09/2013    Country    USA    Provider Security ID    781182100
Record Date    08/12/2013    Meeting Type    Annual    Ticker    RT

 

Shares Voted 300    Primary CUSIP 781182100    Primary ISIN US7811821005    Primary SEDOL 2757616

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Buettgen   Mgmt   For   For
Elect Director Matthew A. Drapkin   Mgmt   For   Against
Elect Director Bernard Lanigan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CSL Ltd.

 

Meeting Date    10/16/2013    Country    Australia    Provider Security ID    Q3018U109
Record Date    10/14/2013    Meeting Type    Annual    Ticker    CSL

 

Shares Voted 61    Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Akehurst as Director   Mgmt   For   For
Elect Marie McDonald as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 25,000 Performance Rights to Paul Perreault, Managing Director of the Company   Mgmt   For   For
Approve the Termination Benefits of Brian McNamee   Mgmt   For   For

Array BioPharma Inc.

 

Meeting Date    10/23/2013    Country    USA    Provider Security ID    04269X105
Record Date    08/26/2013    Meeting Type    Annual    Ticker    ARRY

 

Shares Voted 400    Primary CUSIP 04269X105    Primary ISIN US04269X1054    Primary SEDOL 2678654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   Withhold
Elect Director Gil J. Van Lunsen   Mgmt   For   For
Elect Director John L. Zabriskie   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

BHP Billiton plc

 

Meeting Date    10/24/2013    Country    United Kingdom    Provider Security ID    G10877101
Record Date    10/22/2013    Meeting Type    Annual    Ticker    BLT

 

Shares Voted 204    Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Grant of Deferred Shares and Performance Shares under the Group’s Employee Equity Plans to Andrew Mackenzie   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Pat Davies as Director   Mgmt   For   For

Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For
Re-elect Keith Rumble as Director   Mgmt   For   For
Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Against   Against

Leap Wireless International, Inc.

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    521863308
Record Date    09/17/2013    Meeting Type    Special    Ticker    LEAP

 

Shares Voted 300    Primary CUSIP 521863308    Primary ISIN US5218633080    Primary SEDOL B02L895

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Saks Incorporated

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    79377W108
Record Date    10/02/2013    Meeting Type    Special    Ticker    SKS

 

Shares Voted 267    Primary CUSIP 79377W108    Primary ISIN US79377W1080    Primary SEDOL 2704786

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Oracle Corporation

 

Meeting Date    10/31/2013    Country    USA    Provider Security ID    68389X105
Record Date    09/03/2013    Meeting Type    Annual    Ticker    ORCL

 

Shares Voted 544    Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey S. Berg   Mgmt   For   For
Elect Director H. Raymond Bingham   Mgmt   For   For
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Safra A. Catz   Mgmt   For   For
Elect Director Bruce R. Chizen   Mgmt   For   Withhold
Elect Director George H. Conrades   Mgmt   For   Withhold
Elect Director Lawrence J. Ellison   Mgmt   For   For
Elect Director Hector Garcia-Molina   Mgmt   For   For
Elect Director Jeffrey O. Henley   Mgmt   For   For

Elect Director Mark V. Hurd   Mgmt   For   For
Elect Director Naomi O. Seligman   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Establish Human Rights Committee   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Provide Vote Counting to Exclude Abstentions   SH   Against   Against
Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Against   For
Require Shareholder Approval of Quantifiable Performance Metrics   SH   Against   For

Cardinal Health, Inc.

 

Meeting Date    11/06/2013    Country    USA    Provider Security ID    14149Y108
Record Date    09/09/2013    Meeting Type    Annual    Ticker    CAH

 

Shares Voted 171    Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Colleen F. Arnold   Mgmt   For   For
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Glenn A. Britt   Mgmt   For   For
Elect Director Carrie S. Cox   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Bruce L. Downey   Mgmt   For   For
Elect Director John F. Finn   Mgmt   For   For
Elect Director Patricia A. Hemingway Hall   Mgmt   For   For
Elect Director Clayton M. Jones   Mgmt   For   For
Elect Director Gregory B. Kenny   Mgmt   For   For
Elect Director David P. King   Mgmt   For   For
Elect Director Richard C. Notebaert   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

DFC Global Corp.

 

Meeting Date    11/07/2013    Country    USA    Provider Security ID    23324T107
Record Date    09/20/2013    Meeting Type    Annual    Ticker    DLLR

 

Shares Voted 100    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clive Kahn   Mgmt   For   For
Elect Director John Gavin   Mgmt   For   For
Elect Director Edward A. Evans   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date    11/08/2013    Country    Australia    Provider Security ID    Q26915100
Record Date    11/06/2013    Meeting Type    Annual    Ticker    CBA

 

Shares Voted 145    Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Anderson as Director   Mgmt   For   For
Elect Brian Long as Director   Mgmt   For   For
Elect Jane Hemstritch as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 62,966 Reward Rights to Ian Mark Narev, Chief Executive Officer and Managing Director of the Company   Mgmt   For   For
Approve the Selective Buy-Back Agreements   Mgmt   For   For
Approve the Selective Reduction of Capital   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    17275R102
Record Date    09/20/2013    Meeting Type    Annual    Ticker    CSCO

 

Shares Voted 600    Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For
Elect Director Gregory Q. Brown   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For
Elect Director Brian L. Halla   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For
Elect Director Arun Sarin   Mgmt   For   For
Elect Director Steven M. West   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Proxy Advisor Competition   SH   Against   Against

Microsoft Corporation

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    594918104
Record Date    09/13/2013    Meeting Type    Annual    Ticker    MSFT

 

Shares Voted 1,070    Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates   Mgmt   For   For
Elect Director Maria M. Klawe   Mgmt   For   For
Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For
Elect Director Charles H. Noski   Mgmt   For   For
Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

BHP Billiton Limited

 

Meeting Date    11/21/2013    Country    Australia    Provider Security ID    Q1498M100
Record Date    11/19/2013    Meeting Type    Annual    Ticker    BHP

 

Shares Voted 308    Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   For   For
Authorize the Board to Fix Remuneration of the Auditor   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Long Term Incentive Plan   Mgmt   For   For
Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Elect Malcolm Broomhead as Director   Mgmt   For   For
Elect John Buchanan as Director   Mgmt   For   For
Elect Carlos Cordeiro as Director   Mgmt   For   For
Elect David Crawford as Director   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Elect Carolyn Hewson as Director   Mgmt   For   For
Elect Lindsay Maxsted as Director   Mgmt   For   For
Elect Wayne Murdy as Director   Mgmt   For   For
Elect Keith Rumble as Director   Mgmt   For   For
Elect John Schubert as Director   Mgmt   For   For
Elect Shriti Vadera as Director   Mgmt   For   For
Elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop as Director   SH   Against   Against

Darling International Inc.

 

Meeting Date    11/26/2013    Country    USA    Provider Security ID    237266101
Record Date    10/21/2013    Meeting Type    Special    Ticker    DAR

 

Shares Voted 100    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date    12/05/2013    Country    USA    Provider Security ID    045327103
Record Date    10/14/2013    Meeting Type    Annual    Ticker    AZPN

 

Shares Voted 100    Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert M. Whelan, Jr.   Mgmt   For   For
Elect Director Donald P. Casey   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Prospect Capital Corporation

 

Meeting Date    12/06/2013    Country    USA    Provider Security ID    74348T102
Record Date    09/10/2013    Meeting Type    Annual    Ticker    PSEC

 

Shares Voted 200    Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eugene S. Stark   Mgmt   For   For
Elect Director John F. Barry, III   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

MAKO Surgical Corp.

 

Meeting Date    12/13/2013    Country    USA    Provider Security ID    560879108
Record Date    11/12/2013    Meeting Type    Special    Ticker    MAKO

 

Shares Voted 200    Primary CUSIP 560879108    Primary ISIN US5608791084    Primary SEDOL B2PLY09

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date    12/13/2013    Country    Australia    Provider Security ID    Q97417101
Record Date    12/11/2013    Meeting Type    Annual    Ticker    WBC

 

Shares Voted 300    Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Shares and Performance Share Rights to Gail Patricia Kelly, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities on Mandatory Conversion Date   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities Before Mandatory Conversion Date   Mgmt   For   For
Elect Elizabeth Bryan as Director   Mgmt   For   For
Elect Peter Hawkins as Director   Mgmt   For   For
Elect Ewen Crouch as Director   Mgmt   For   For
Elect Peter Marriott as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2013    Country    Australia    Provider Security ID    Q09504137
Record Date    12/16/2013    Meeting Type    Annual    Ticker    ANZ

 

Shares Voted 249    Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Euro Preference Shares Buy-Back Scheme   Mgmt   For   For
Approve the First Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Approve the Second Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Ratify the Past Issuance of ANZ Capital Notes   Mgmt   For   For
Elect G.R. Liebelt as Director   Mgmt   For   For
Elect I.J. Macfarlane as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect D.C. Barrow as Director   SH   Against   Against

National Australia Bank Limited

 

Meeting Date    12/19/2013    Country    Australia    Provider Security ID    Q65336119
Record Date    12/17/2013    Meeting Type    Annual    Ticker    NAB

 

Shares Voted 214    Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Ratify the Past Issuance of NAB Convertible Preference Shares to Subscribers Under a Prospectus   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer of the Company   Mgmt   For   For
Elect Daniel Gilbert as Director   Mgmt   For   For
Elect Jillian Segal as Director   Mgmt   For   For
Elect Anthony Kwan Tao Yuen as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Walgreen Co.

 

Meeting Date    01/08/2014    Country    USA    Provider Security ID    931422109
Record Date    11/11/2013    Meeting Type    Annual    Ticker    WAG

 

Shares Voted 103    Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice M. Babiak   Mgmt   For   For
Elect Director David J. Brailer   Mgmt   For   For
Elect Director Steven A. Davis   Mgmt   For   For
Elect Director William C. Foote   Mgmt   For   For
Elect Director Mark P. Frissora   Mgmt   For   For
Elect Director Ginger L. Graham   Mgmt   For   For
Elect Director Alan G. McNally   Mgmt   For   For
Elect Director Dominic P. Murphy   Mgmt   For   For
Elect Director Stefano Pessina   Mgmt   For   For
Elect Director Nancy M. Schlichting   Mgmt   For   For
Elect Director Alejandro Silva   Mgmt   For   For
Elect Director James A. Skinner   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against

Woodward, Inc.

 

Meeting Date    01/22/2014    Country    USA    Provider Security ID    980745103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    WWD

 

Shares Voted 100    Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary L. Petrovich   Mgmt   For   Withhold
Elect Director Larry E. Rittenberg   Mgmt   For   For
Elect Director Paul Donovan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Air Products and Chemicals, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    009158106
Record Date    11/29/2013    Meeting Type    Annual    Ticker    APD

 

Shares Voted 103    Primary CUSIP 009158106    Primary ISIN US0091581068    Primary SEDOL 2011602

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chadwick C. Deaton   Mgmt   For   For
Elect Director Edward L. Monser   Mgmt   For   For
Elect Director Matthew H. Paull   Mgmt   For   For
Elect Director Lawrence S. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Jacobs Engineering Group Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    469814107
Record Date    12/02/2013    Meeting Type    Annual    Ticker    JEC

 

Shares Voted 66    Primary CUSIP 469814107    Primary ISIN US4698141078    Primary SEDOL 2469052

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Juan José Suárez Coppel   Mgmt   For   For
Elect Director John F. Coyne   Mgmt   For   For
Elect Director Linda Fayne Levinson   Mgmt   For   For
Elect Director Craig L. Martin   Mgmt   For   For
Elect Director Christopher M.T. Thompson   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Micron Technology, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    595112103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    MU

 

Shares Voted 611    Primary CUSIP 595112103    Primary ISIN US5951121038    Primary SEDOL 2588184

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Bailey   Mgmt   For   For
Elect Director Richard M. Beyer   Mgmt   For   For
Elect Director Patrick J. Byrne   Mgmt   For   For
Elect Director D. Mark Durcan   Mgmt   For   For
Elect Director Warren East   Mgmt   For   For
Elect Director Mercedes Johnson   Mgmt   For   For
Elect Director Lawrence N. Mondry   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Becton, Dickinson and Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    075887109
Record Date    12/10/2013    Meeting Type    Annual    Ticker    BDX

 

Shares Voted 110    Primary CUSIP 075887109    Primary ISIN US0758871091    Primary SEDOL 2087807

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For
Elect Director Vincent A. Forlenza   Mgmt   For   For
Elect Director Claire M. Fraser   Mgmt   For   For
Elect Director Christopher Jones   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For
Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Monsanto Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    61166W101
Record Date    12/02/2013    Meeting Type    Annual    Ticker    MON

 

Shares Voted 61    Primary CUSIP 61166W101    Primary ISIN US61166W1018    Primary SEDOL 2654320

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory H. Boyce   Mgmt   For   For
Elect Director Laura K. Ipsen   Mgmt   For   For
Elect Director William U. Parfet   Mgmt   For   For
Elect Director George H. Poste   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Risk of Genetic Engineering in Order to Work with Regulators   SH   Against   Against
Report on Risk of Genetically Engineered Products   SH   Against   Against

Siemens AG

 

Meeting Date    01/28/2014    Country    Germany    Provider Security ID    D69671218
              
Record Date       Meeting Type    Annual    Ticker    SIE

 

Shares Voted 77    Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012/2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012/2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Ratify Ernst & Young as Auditors for Fiscal 2013/2014   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Capital Authorization   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Verizon Communications Inc.

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    92343V104
Record Date    12/09/2013    Meeting Type    Special    Ticker    VZ

 

Shares Voted 329    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Special    Ticker    VOD

 

Shares Voted 4,381    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc   Mgmt   For   For
Approve Matters Relating to the Return of Value to Shareholders   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Court    Ticker    VOD

 

Shares Voted 4,381    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Court Meeting   Mgmt    
Approve Scheme of Arrangement   Mgmt   For   For

Visa Inc.

 

Meeting Date    01/29/2014    Country    USA    Provider Security ID    92826C839
Record Date    12/03/2013    Meeting Type    Annual    Ticker    V

 

Shares Voted 99    Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Cathy E. Minehan   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For
Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. C. Swainson   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Emerson Electric Co.

 

Meeting Date    02/04/2014    Country    USA    Provider Security ID    291011104
Record Date    11/26/2013    Meeting Type    Annual    Ticker    EMR

 

Shares Voted 105    Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director D. N. Farr   Mgmt   For   For
Elect Director H. Green   Mgmt   For   For
Elect Director C. A. Peters   Mgmt   For   For
Elect Director J. W. Prueher   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Elect Director J. S. Turley   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Sustainability   SH   Against   For
Report on Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

Compass Group plc

 

Meeting Date    02/06/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    02/04/2014    Meeting Type    Annual    Ticker    CPG

 

Shares Voted 241    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Paul Walsh as Director   Mgmt   For   For
Re-elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date    02/11/2014    Country    USA    Provider Security ID    595137100
Record Date    12/16/2013    Meeting Type    Annual    Ticker    MSCC

 

Shares Voted 167    Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For
Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For
Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    02/24/2014    Country    Israel    Provider Security ID    M8769Q102
Record Date    01/23/2014    Meeting Type    Special    Ticker    TEVA

 

Shares Voted 93    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate   Mgmt   For   For

Whole Foods Market, Inc.

 

Meeting Date    02/24/2014    Country    USA    Provider Security ID    966837106
Record Date    12/30/2013    Meeting Type    Annual    Ticker    WFM

 

Shares Voted 180    Primary CUSIP 966837106    Primary ISIN US9668371068    Primary SEDOL 2963899

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Elstrott   Mgmt   For   For
Elect Director Gabrielle Greene   Mgmt   For   For
Elect Director Shahid ‘Hass’ Hassan   Mgmt   For   For
Elect Director Stephanie Kugelman   Mgmt   For   For
Elect Director John Mackey   Mgmt   For   For
Elect Director Walter Robb   Mgmt   For   For
Elect Director Jonathan Seiffer   Mgmt   For   For
Elect Director Morris ‘Mo’ Siegel   Mgmt   For   For
Elect Director Jonathan Sokoloff   Mgmt   For   For
Elect Director Ralph Sorenson   Mgmt   For   For
Elect Director William ‘Kip’ Tindell, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Claw-back of Payments under Restatements   SH   Against   For
Provide For Confidential Running Vote Tallies   SH   Against   For

Apple Inc.

 

Meeting Date    02/28/2014    Country    USA    Provider Security ID    037833100
Record Date    12/30/2013    Meeting Type    Annual    Ticker    AAPL

 

Shares Voted 104    Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   For
Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   For
Elect Director Al Gore   Mgmt   For   For
Elect Director Robert Iger   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Arthur Levinson   Mgmt   For   For

Elect Director Ronald Sugar   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock   Mgmt   For   For
Establish a Par Value for Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Trade Associations and Organizations that Promote Sustainability Practices   SH   Against   Against
Advisory Vote to Increase Capital Repurchase Program   SH   Against   Against
Proxy Access   SH   Against   Against

QUALCOMM Incorporated

 

Meeting Date    03/04/2014    Country    USA    Provider Security ID    747525103
Record Date    01/06/2014    Meeting Type    Annual    Ticker    QCOM

 

Shares Voted 207    Primary CUSIP 747525103    Primary ISIN US7475251036    Primary SEDOL 2714923

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara T. Alexander   Mgmt   For   For
Elect Director Donald G. Cruickshank   Mgmt   For   For
Elect Director Raymond V. Dittamore   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For
Elect Director Thomas W. Horton   Mgmt   For   For
Elect Director Paul E. Jacobs   Mgmt   For   For
Elect Director Sherry Lansing   Mgmt   For   For
Elect Director Steven M. Mollenkopf   Mgmt   For   For
Elect Director Duane A. Nelles   Mgmt   For   For
Elect Director Clark T. ‘Sandy’ Randt, Jr.   Mgmt   For   For
Elect Director Francisco Ros   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Brent Scowcroft   Mgmt   For   For
Elect Director Marc I. Stern   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year

PTC Inc.

 

Meeting Date    03/05/2014    Country    USA    Provider Security ID    69370C100
Record Date    01/06/2014    Meeting Type    Annual    Ticker    PTC

 

Shares Voted 173    Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice D. Chaffin   Mgmt   For   For
Elect Director James E. Heppelmann   Mgmt   For   For
Elect Director Paul A. Lacy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   For   Against

Piedmont Natural Gas Company, Inc.

 

Meeting Date    03/06/2014    Country    USA    Provider Security ID    720186105
Record Date    01/02/2014    Meeting Type    Annual    Ticker    PNY

 

Shares Voted 24    Primary CUSIP 720186105    Primary ISIN US7201861058    Primary SEDOL 2688147

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Malcolm E. Everett, III   Mgmt   For   For
Elect Director Frank B. Holding, Jr.   Mgmt   For   For
Elect Director Minor M. Shaw   Mgmt   For   For
Elect Director Michael C. Tarwater   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Articles of Incorporation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Bylaws   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/13/2014    Country    Spain    Provider Security ID    E11805103
Record Date    03/06/2014    Meeting Type    Annual    Ticker    BBVA

 

Shares Voted 514    Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect Tomás Alfaro Drake as Director   Mgmt   For   For
Reelect Carlos Loring Martínez de Irujo as Director   Mgmt   For   For
Reelect José Luis Palao García-Suelto as Director   Mgmt   For   For
Reelect Susana Rodríguez Vidarte as Director   Mgmt   For   Against
Ratify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director   Mgmt   For   Against
Appoint Lourdes Máiz Carro as Director   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For

Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2014   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

The Walt Disney Company

 

Meeting Date    03/18/2014    Country    USA    Provider Security ID    254687106
Record Date    01/17/2014    Meeting Type    Annual    Ticker    DIS

 

Shares Voted 205    Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Jack Dorsey   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For
Elect Director Fred H. Langhammer   Mgmt   For   For
Elect Director Aylwin B. Lewis   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Novo Nordisk A/S

 

Meeting Date    03/20/2014    Country    Denmark    Provider Security ID    K72807132
Record Date    03/13/2014    Meeting Type    Annual    Ticker    NOVO B

 

Shares Voted 180    Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 4.5 Per Share   Mgmt   For   For
Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Helge Lund as Director   Mgmt   For   For
Elect Hannu Ryopponen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024   Mgmt   For   For
Approve Publication of Annual Report in English   Mgmt   For   For
Change Language of Annual Meeting to English   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Shareholder Proposals Submitted by Kjeld Beyer   Mgmt    
Provide Financial Information in Notice to Convene AGM   SH   Against   Against
Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years   SH   Against   Against
Simplify Access to Documents Available on Company’s Website   SH   Against   Against
Require Refreshments to be Available During Annual General Meeting   SH   Against   Against
Other Business   Mgmt    

Banco Santander S.A.

 

Meeting Date    03/27/2014    Country    Spain    Provider Security ID    E19790109
Record Date    03/20/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 1,346    Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Ratify Appointment of and Elect José Javier Marín Romano as Director   Mgmt   For   For
Ratify Appointment of Juan Miguel Villar Mir as Director   Mgmt   For   For
Ratify Appointment of and Elect Sheila Bair as Director   Mgmt   For   For
Reelect Ana Patricia Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Rodrigo Echenique Gordillo as Director   Mgmt   For   Against
Reelect Esther Giménez-Salinas i Colomer as Director   Mgmt   For   For
Reelect Vittorio Corbo Lioi as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Amend Articles Re: Board Composition and Director Compensation   Mgmt   For   For
Amend Articles Re: Board and Committees   Mgmt   For   For
Amend Article 18 of General Meeting Regulations Re: Audit Committee   Mgmt   For   For
Approve Capital Raising of up to EUR 500 Million   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Performance Shares Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date    03/28/2014    Country    Japan    Provider Security ID    J05124144
Record Date    12/31/2013    Meeting Type    Annual    Ticker    7751

 

Shares Voted 200    Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Amend Articles to Indemnify Directors   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   For
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Elect Director Kimura, Akiyoshi   Mgmt   For   For
Elect Director Osanai, Eiji   Mgmt   For   For
Elect Director Saida, Kunitaro   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Appoint Statutory Auditor Araki, Makoto   Mgmt   For   For
Appoint Statutory Auditor Yoshida, Osami   Mgmt   For   For
Appoint Statutory Auditor Kitamura, Kuniyoshi   Mgmt   For   Against
Approve Annual Bonus Payment to Directors   Mgmt   For   For

A. O. Smith Corporation

 

Meeting Date    04/07/2014    Country    USA    Provider Security ID    831865209
Record Date    02/17/2014    Meeting Type    Annual    Ticker    AOS

 

Shares Voted 100    Primary CUSIP 831865209    Primary ISIN US8318652091    Primary SEDOL 2816023

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gloster B. Current, Jr.   Mgmt   For   For
Elect Director William P. Greubel   Mgmt   For   For
Elect Director Idelle K. Wolf   Mgmt   For   For
Elect Director Gene C. Wulf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Daimler AG

 

Meeting Date    04/09/2014    Country    Germany    Provider Security ID    D1668R123
Record Date       Meeting Type    Annual    Ticker    DAI

 

Shares Voted 84    Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.25 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KMPG AG as Auditors for Fiscal 2014   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Bernd Bohr to the Supervisory Board   Mgmt   For   For
Elect Joe Kaeser to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

Schlumberger Limited

 

Meeting Date    04/09/2014    Country    Curacao    Provider Security ID    806857108
Record Date    02/19/2014    Meeting Type    Annual    Ticker    SLB

 

Shares Voted 149    Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For
Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Maureen Kempston Darkes   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director Leo Rafael Reif   Mgmt   For   For
Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

BP plc

 

Meeting Date    04/10/2014    Country    United Kingdom    Provider Security ID    G12793108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    BP.

 

Shares Voted 1,726    Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Approve Executive Directors’ Incentive Plan   Mgmt   For   For
Approve Remuneration of Non-Executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/10/2014    Country    France    Provider Security ID    F58485115
Record Date    04/04/2014    Meeting Type    Annual/Special    Ticker    MC

 

Shares Voted 25    Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 3.10 per Share   Mgmt   For   For
Reelect Delphine Arnault as Director   Mgmt   For   Against
Reelect Nicolas Bazire as Director   Mgmt   For   Against
Reelect Antonio Belloni as Director   Mgmt   For   Against
Reelect Diego Della Valle as Director   Mgmt   For   For
Reelect Pierre Gode as Director   Mgmt   For   Against
Reelect Marie-Josee Kravis as Director   Mgmt   For   For
Renew Appointment Paolo Bulgari as Censor   Mgmt   For   Against
Renew Appointment Patrick Houel as Censor   Mgmt   For   Against
Renew Appointment Felix G. Rohatyn as Censor   Mgmt   For   Against
Elect Marie-Laure Sauty de Chalon as Director   Mgmt   For   For
Advisory Vote on Compensation of Bernard Arnault   Mgmt   For   Against
Advisory Vote on Compensation of Antonio Belloni   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Pursuant to Item Above, Adopt New Bylaws   Mgmt   For   For

Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/11/2014    Country    Sweden    Provider Security ID    W26049119
Record Date    04/04/2014    Meeting Type    Annual    Ticker    ERIC B

 

Shares Voted 268    Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 3.00 Per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    

Determine Number of Members (12) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   For   For
Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Fix Number of Auditors at One   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2014 Stock Purchase Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   Against
Approve 2014 Key Contributor Retention Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   Against
Approve 2014 Executive Performance Stock Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   Against
Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs)   Mgmt   For   For
Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt    
Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   None   Against
Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   None   Against
Close Meeting   Mgmt    

Hancock Holding Company

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    410120109
Record Date    02/21/2014    Meeting Type    Annual    Ticker    HBHC

 

Shares Voted 100    Primary CUSIP 410120109    Primary ISIN US4101201097    Primary SEDOL 2415497

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank E. Bertucci   Mgmt   For   For
Elect Director Carl J. Chaney   Mgmt   For   For
Elect Director Terence E. Hall   Mgmt   For   For
Elect Director Thomas H. Olinde   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Rio Tinto plc

 

Meeting Date    04/15/2014    Country    United Kingdom    Provider Security ID    G75754104
Record Date    04/11/2014    Meeting Type    Annual    Ticker    RIO

 

Shares Voted 147    Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report for UK Law Purposes   Mgmt   For   For
Approve Remuneration Report for Australian Law Purposes   Mgmt   For   For
Approve Potential Termination Benefits   Mgmt   For   For
Elect Anne Lauvergeon as Director   Mgmt   For   For
Elect Simon Thompson as Director   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Resolutions 20 to 24 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    854502101
Record Date    02/24/2014    Meeting Type    Annual    Ticker    SWK

 

Shares Voted 81    Primary CUSIP 854502101    Primary ISIN US8545021011    Primary SEDOL B3Q2FJ4

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For
Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Debra A. Crew   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For
Elect Director John F. Lundgren   Mgmt   For   For
Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    902973304
Record Date    02/18/2014    Meeting Type    Annual    Ticker    USB

 

Shares Voted 216    Primary CUSIP 902973304    Primary ISIN US9029733048    Primary SEDOL 2736035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For
Elect Director Doreen Woo Ho   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For
Elect Director Craig D. Schnuck   Mgmt   For   For
Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Vinci

 

Meeting Date    04/15/2014    Country    France    Provider Security ID    F5879X108
Record Date    04/09/2014    Meeting Type    Annual/Special    Ticker    DG

 

Shares Voted 61    Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Reelect Xavier Huillard as Director   Mgmt   For   Against
Reelect Yves-Thibault de Silguy as Director   Mgmt   For   For
Reelect Henri Saint Olive as Director   Mgmt   For   For
Reelect Qatari Diar Real Estate Investement Company as Director   Mgmt   For   For
Elect Marie-Christine Lombard as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Additional Pension Scheme Agreement with Xavier Huillard   Mgmt   For   For
Approve Severance Payment Agreement with Xavier Huillard   Mgmt   For   Against
Approve Transaction with YTSeuropaconsultants Re: Services Agreement   Mgmt   For   Against
Advisory Vote on Compensation of the Chairman and CEO   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   Against
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Amend Article 11 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

FirstMerit Corporation

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    337915102
Record Date    02/21/2014    Meeting Type    Annual    Ticker    FMER

 

Shares Voted 100    Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lizabeth A. Ardisana   Mgmt   For   Withhold
Elect Director Steven H. Baer   Mgmt   For   For
Elect Director Karen S. Belden   Mgmt   For   For
Elect Director R. Cary Blair   Mgmt   For   Withhold
Elect Director John C. Blickle   Mgmt   For   Withhold
Elect Director Robert W. Briggs   Mgmt   For   For
Elect Director Richard Colella   Mgmt   For   For
Elect Director Robert S. Cubbin   Mgmt   For   For
Elect Director Gina D. France   Mgmt   For   For
Elect Director Paul G. Greig   Mgmt   For   For
Elect Director Terry L. Haines   Mgmt   For   Withhold
Elect Director J. Michael Hochschwender   Mgmt   For   Withhold
Elect Director Clifford J. Isroff   Mgmt   For   Withhold
Elect Director Philip A. Lloyd, II   Mgmt   For   For
Elect Director Russ M. Strobel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

The Sherwin-Williams Company

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    824348106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SHW

 

Shares Voted 56    Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For
Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Christine A. Poon   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

L Oreal

 

Meeting Date    04/17/2014    Country    France    Provider Security ID    F58149133
Record Date    04/11/2014    Meeting Type    Annual/Special    Ticker    OR

 

Shares Voted 22    Primary CUSIP F58149133    Primary ISIN FR0000120321    Primary SEDOL 4057808

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Elect Belen Garijo as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   Against
Reelect Xavier Fontanet as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.45 Million   Mgmt   For   For
Advisory Vote on Remuneration of Jean-Paul Agon, Chairman and CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Nestle Re: Repurchase of 48,500 Million Shares Held by Nestle   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 8 of Bylaws Re: Age Limit of Directors, Election of Employee Representative, Director Length of Term, and Director Elections   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Transaction Re: Sale by L Oreal of its Entire Stake in Galderma Group Companies to Nestle   Mgmt   For   For

Citigroup Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    172967424
Record Date    02/24/2014    Meeting Type    Annual    Ticker    C

 

Shares Voted 350    Primary CUSIP 172967424    Primary ISIN US1729674242    Primary SEDOL 2297907

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Duncan P. Hennes   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Eugene M. McQuade   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Gary M. Reiner   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director William S. Thompson, Jr.   Mgmt   For   For
Elect Director James S. Turley   Mgmt   For   For
Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Amend Director Indemnifications Provisions   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against

Federal Signal Corporation

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    313855108
Record Date    02/24/2014    Meeting Type    Annual    Ticker    FSS

 

Shares Voted 200    Primary CUSIP 313855108    Primary ISIN US3138551086    Primary SEDOL 2333986
        

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James E. Goodwin   Mgmt   For   For
Elect Director Paul W. Jones   Mgmt   For   For
Elect Director Bonnie C. Lind   Mgmt   For   For
Elect Director Dennis J. Martin   Mgmt   For   For
Elect Director Richard R. Mudge   Mgmt   For   For
Elect Director William F. Owens   Mgmt   For   For
Elect Director Brenda L. Reichelderfer   Mgmt   For   For
Elect Director John L. Workman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MetLife, Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    59156R108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    MET

 

Shares Voted 124    Primary CUSIP 59156R108    Primary ISIN US59156R1086    Primary SEDOL 2573209

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cheryl W. Grisé   Mgmt   For   For
Elect Director Carlos M. Gutierrez   Mgmt   For   For
Elect Director R. Glenn Hubbard   Mgmt   For   For
Elect Director Steven A. Kandarian   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For
Elect Director William E. Kennard   Mgmt   For   For
Elect Director James M. Kilts   Mgmt   For   For
Elect Director Catherine R. Kinney   Mgmt   For   For
Elect Director Denise M. Morrison   Mgmt   For   For
Elect Director Kenton J. Sicchitano   Mgmt   For   For
Elect Director Lulu C. Wang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For

ASML Holding NV

 

Meeting Date    04/23/2014    Country    Netherlands    Provider Security ID    N07059202
Record Date    03/26/2014    Meeting Type    Annual    Ticker    ASML

 

Shares Voted 36    Primary CUSIP N07059178    Primary ISIN NL0010273215    Primary SEDOL B929F46

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Discuss the Remuneration Policy 2010 for Management Board Members   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.61 Per Ordinary Share   Mgmt   For   For
Amend Remuneration Policy for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy   Mgmt   For   For
Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board   Mgmt    

Reelect F.W. Frohlich to Supervisory Board   Mgmt   For   For
Elect J.M.C. Stork to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015   Mgmt    
Approve Remuneration of Supervisory Board   Mgmt   For   For
Ratify Deloitte as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Axa

 

Meeting Date    04/23/2014    Country    France    Provider Security ID    F06106102
Record Date    04/15/2014    Meeting Type    Annual/Special    Ticker    CS

 

Shares Voted 152    Primary CUSIP F06106102    Primary ISIN FR0000120628    Primary SEDOL 7088429

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.81 per Share   Mgmt   For   For
Advisory Vote on Compensation of Henri de Castries, Chairman and CEO   Mgmt   For   For
Advisory Vote on Compensation of Denis Duverne, Vice CEO   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   For   For
Approve Severance Payment Agreement with Henri de Castries   Mgmt   For   Against
Approve Severance Payment Agreement with Denis Duverne   Mgmt   For   For
Reelect Henri de Castries as Director   Mgmt   For   For
Reelect Norbert Dentressangle as Director   Mgmt   For   For
Reelect Denis Duverne as Director   Mgmt   For   For
Reelect Isabelle Kocher as Director   Mgmt   For   For
Reelect Suet Fern Lee as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

E. I. du Pont de Nemours and Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    263534109
Record Date    02/26/2014    Meeting Type    Annual    Ticker    DD

 

Shares Voted 106    Primary CUSIP 263534109    Primary ISIN US2635341090    Primary SEDOL 2018175

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Richard H. Brown   Mgmt   For   For
Elect Director Robert A. Brown   Mgmt   For   For
Elect Director Bertrand P. Collomb   Mgmt   For   For
Elect Director Curtis J. Crawford   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Eleuthere I. du Pont   Mgmt   For   For
Elect Director Marillyn A. Hewson   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Lee M. Thomas   Mgmt   For   For
Elect Director Patrick J. Ward   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Prohibit Political Contributions   SH   Against   Against
Report on Herbicide Use on GMO Crops   SH   Against   Against
Establish Committee on Plant Closures   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Eaton Corporation plc

 

Meeting Date    04/23/2014    Country    Ireland    Provider Security ID    G29183103
Record Date    02/24/2014    Meeting Type    Annual    Ticker    ETN

 

Shares Voted 55    Primary CUSIP 278058102    Primary ISIN IE00B8KQN827    Primary SEDOL B8KQN82

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Todd M. Bluedorn   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director Michael J. Critelli   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Charles E. Golden   Mgmt   For   For
Elect Director Linda A. Hill   Mgmt   For   For
Elect Director Arthur E. Johnson   Mgmt   For   For
Elect Director Ned C. Lautenbach   Mgmt   For   For
Elect Director Deborah L. McCoy   Mgmt   For   For
Elect Director Gregory R. Page   Mgmt   For   For
Elect Director Gerald B. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approval of Overseas Market Purchases of the Company Shares   Mgmt   For   For

General Electric Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    369604103
Record Date    02/24/2014    Meeting Type    Annual    Ticker    GE

 

Shares Voted 1,265    Primary CUSIP 369604103    Primary ISIN US3696041033    Primary SEDOL 2380498

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director John J. Brennan   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Francisco D’Souza   Mgmt   For   For
Elect Director Marijn E. Dekkers   Mgmt   For   For
Elect Director Ann M. Fudge   Mgmt   For   For
Elect Director Susan J. Hockfield   Mgmt   For   For
Elect Director Jeffrey R. Immelt   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director James E. Rohr   Mgmt   For   For
Elect Director Mary L. Schapiro   Mgmt   For   For
Elect Director Robert J. Swieringa   Mgmt   For   For
Elect Director James S. Tisch   Mgmt   For   For
Elect Director Douglas A. Warner, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Stock Retention/Holding Period   SH   Against   Against
Require More Director Nominations Than Open Seats   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   Against
Cessation of All Stock Options and Bonuses   SH   Against   Against
Seek Sale of Company   SH   Against   Against

Newmont Mining Corporation

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    651639106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    NEM

 

Shares Voted 275    Primary CUSIP 651639106    Primary ISIN US6516391066    Primary SEDOL 2636607

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce R. Brook   Mgmt   For   For
Elect Director J. Kofi Bucknor   Mgmt   For   For
Elect Director Vincent A. Calarco   Mgmt   For   For
Elect Director Joseph A. Carrabba   Mgmt   For   For
Elect Director Noreen Doyle   Mgmt   For   For
Elect Director Gary J. Goldberg   Mgmt   For   For
Elect Director Veronica M. Hagen   Mgmt   For   For
Elect Director Jane Nelson   Mgmt   For   For
Elect Director Donald C. Roth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   Against

The Coca-Cola Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    191216100
Record Date    02/24/2014    Meeting Type    Annual    Ticker    KO

 

Shares Voted 522    Primary CUSIP 191216100    Primary ISIN US1912161007    Primary SEDOL 2206657

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Herbert A. Allen   Mgmt   For   For
Elect Director Ronald W. Allen   Mgmt   For   For
Elect Director Ana Botin   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Richard M. Daley   Mgmt   For   For
Elect Director Barry Diller   Mgmt   For   For
Elect Director Helene D. Gayle   Mgmt   For   For
Elect Director Evan G. Greenberg   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Muhtar Kent   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Maria Elena Lagomasino   Mgmt   For   For
Elect Director Sam Nunn   Mgmt   For   For
Elect Director James D. Robinson, III   Mgmt   For   For
Elect Director Peter V. Ueberroth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

AstraZeneca plc

 

Meeting Date    04/24/2014    Country    United Kingdom    Provider Security ID    G0593M107
Record Date    04/22/2014    Meeting Type    Annual    Ticker    AZN

 

Shares Voted 112    Primary CUSIP G0593M107    Primary ISIN GB0009895292    Primary SEDOL 0989529

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Appoint KPMG LLP as Auditor   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Leif Johansson as Director   Mgmt   For   For
Re-elect Pascal Soriot as Director   Mgmt   For   For
Elect Marc Dunoyer as Director   Mgmt   For   For
Re-elect Genevieve Berger as Director   Mgmt   For   For
Re-elect Bruce Burlington as Director   Mgmt   For   For
Elect Ann Cairns as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For

Re-elect Jean-Philippe Courtois as Director   Mgmt   For   Against
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Remuneration Policy   Mgmt   For   Abstain
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For

Barclays plc

 

Meeting Date    04/24/2014    Country    United Kingdom    Provider Security ID    G08036124
Record Date    04/22/2014    Meeting Type    Annual    Ticker    BARC

 

Shares Voted 1,249    Primary CUSIP G08036124    Primary ISIN GB0031348658    Primary SEDOL 3134865

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Approve Maximum Ratio of Fixed to Variable Remuneration   Mgmt   For   For
Elect Mike Ashley as Director   Mgmt   For   For
Elect Wendy Lucas-Bull as Director   Mgmt   For   For
Elect Tushar Morzaria as Director   Mgmt   For   For
Elect Frits van Paasschen as Director   Mgmt   For   For
Elect Steve Thieke as Director   Mgmt   For   For
Re-elect Tim Breedon as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Antony Jenkins as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Re-elect Sir David Walker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Convergys Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    212485106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CVG

 

Shares Voted 200    Primary CUSIP 212485106    Primary ISIN US2124851062    Primary SEDOL 2284761

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrea J. Ayers   Mgmt   For   For
Elect Director John F. Barrett   Mgmt   For   For
Elect Director Richard R. Devenuti   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director Joseph E. Gibbs   Mgmt   For   For
Elect Director Joan E. Herman   Mgmt   For   For
Elect Director Thomas L. Monahan, III   Mgmt   For   For
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Johnson & Johnson

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    478160104
Record Date    02/25/2014    Meeting Type    Annual    Ticker    JNJ

 

Shares Voted 329    Primary CUSIP 478160104    Primary ISIN US4781601046    Primary SEDOL 2475833

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary Sue Coleman   Mgmt   For   For
Elect Director James G. Cullen   Mgmt   For   For
Elect Director Ian E. L. Davis   Mgmt   For   For
Elect Director Alex Gorsky   Mgmt   For   For
Elect Director Susan L. Lindquist   Mgmt   For   For
Elect Director Mark B. McClellan   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Leo F. Mullin   Mgmt   For   For
Elect Director William D. Perez   Mgmt   For   For
Elect Director Charles Prince   Mgmt   For   For
Elect Director A. Eugene Washington   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

Pfizer Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    717081103
Record Date    02/26/2014    Meeting Type    Annual    Ticker    PFE

 

Shares Voted 828    Primary CUSIP 717081103    Primary ISIN US7170811035    Primary SEDOL 2684703

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis A. Ausiello   Mgmt   For   Against
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Frances D. Fergusson   Mgmt   For   For
Elect Director Helen H. Hobbs   Mgmt   For   Against
Elect Director Constance J. Horner   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director George A. Lorch   Mgmt   For   For
Elect Director Shantanu Narayen   Mgmt   For   Against
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ian C. Read   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   Against
Elect Director Marc Tessier-Lavigne   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Require Shareholder Vote to Approve Political Contributions Policy   SH   Against   Against
Review and Assess Membership of Lobbying Organizations   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   For

T. Rowe Price Group, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    74144T108
Record Date    02/21/2014    Meeting Type    Annual    Ticker    TROW

 

Shares Voted 129    Primary CUSIP 74144T108    Primary ISIN US74144T1088    Primary SEDOL 2702337

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark S. Bartlett   Mgmt   For   For
Elect Director Edward C. Bernard   Mgmt   For   For
Elect Director Mary K. Bush   Mgmt   For   For
Elect Director Donald B. Hebb, Jr.   Mgmt   For   For
Elect Director Freeman A. Hrabowski, III   Mgmt   For   For
Elect Director James A.C. Kennedy   Mgmt   For   For
Elect Director Robert F. MacLellan   Mgmt   For   For
Elect Director Brian C. Rogers   Mgmt   For   For
Elect Director Olympia J. Snowe   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Elect Director Dwight S. Taylor   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Webster Financial Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    947890109
Record Date    02/24/2014    Meeting Type    Annual    Ticker    WBS

 

Shares Voted 100    Primary CUSIP 947890109    Primary ISIN US9478901096    Primary SEDOL 2945143

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joel S. Becker   Mgmt   For   For
Elect Director John J. Crawford   Mgmt   For   For
Elect Director Robert A. Finkenzeller   Mgmt   For   For
Elect Director C. Michael Jacobi   Mgmt   For   For
Elect Director Laurence C. Morse   Mgmt   For   For
Elect Director Karen R. Osar   Mgmt   For   For
Elect Director Mark Pettie   Mgmt   For   For
Elect Director Charles W. Shivery   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

AT&T Inc.

 

Meeting Date    04/25/2014    Country    USA    Provider Security ID    00206R102
Record Date    02/26/2014    Meeting Type    Annual    Ticker    T

 

Shares Voted 637    Primary CUSIP 00206R102    Primary ISIN US00206R1023    Primary SEDOL 2831811

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall L. Stephenson   Mgmt   For   For
Elect Director Reuben V. Anderson   Mgmt   For   For
Elect Director Jaime Chico Pardo   Mgmt   For   For
Elect Director Scott T. Ford   Mgmt   For   For
Elect Director James P. Kelly   Mgmt   For   For
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Michael B. McCallister   Mgmt   For   For
Elect Director John B. McCoy   Mgmt   For   For
Elect Director Beth E. Mooney   Mgmt   For   For
Elect Director Joyce M. Roche   Mgmt   For   For
Elect Director Matthew K. Rose   Mgmt   For   For
Elect Director Cynthia B. Taylor   Mgmt   For   For
Elect Director Laura D’Andrea Tyson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Severance Agreements/Change-in-Control Agreements   Mgmt   For   For
Report on Indirect Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Lower Ownership Threshold for Action by Written Consent   SH   Against   For

GDF Suez

 

Meeting Date    04/28/2014    Country    France    Provider Security ID    F42768105
Record Date    04/22/2014    Meeting Type    Annual/Special    Ticker    GSZ

 

Shares Voted 173    Primary CUSIP F42768105    Primary ISIN FR0010208488    Primary SEDOL B0C2CQ3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Renew Appointment of Ernst and Young et Autres as Auditor   Mgmt   For   For
Renew Appointment of Deloitte and Associes as Auditor   Mgmt   For   For
Renew Appointment of Auditex as Alternate Auditor   Mgmt   For   For
Renew Appointment of BEAS as Alternate Auditor   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers   Mgmt   For   For
Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO   Mgmt   For   Against
Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO   Mgmt   For   Against
Shareholder Proposals Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

Seaboard Corporation

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    811543107
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SEB

 

Shares Voted 1    Primary CUSIP 811543107    Primary ISIN US8115431079    Primary SEDOL 2786687

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven J. Bresky   Mgmt   For   Withhold
Elect Director David A. Adamsen   Mgmt   For   For
Elect Director Douglas W. Baena   Mgmt   For   For
Elect Director Edward I. Shifman, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Report on Charitable, Political and Lobbying Contributions   SH   Against   For

The Boeing Company

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    097023105
Record Date    02/27/2014    Meeting Type    Annual    Ticker    BA

 

Shares Voted 87    Primary CUSIP 097023105    Primary ISIN US0970231058    Primary SEDOL 2108601

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Linda Z. Cook   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   For
Elect Director Lawrence W. Kellner   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Elect Director Mike S. Zafirovski   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

United Technologies Corporation

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    913017109
Record Date    03/03/2014    Meeting Type    Annual    Ticker    UTX

 

Shares Voted 111    Primary CUSIP 913017109    Primary ISIN US9130171096    Primary SEDOL 2915500

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Louis R. Chenevert   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Jean-Pierre Garnier   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Edward A. Kangas   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Harold McGraw, III   Mgmt   For   For
Elect Director Richard B. Myers   Mgmt   For   For
Elect Director H. Patrick Swygert   Mgmt   For   For
Elect Director Andre Villeneuve   Mgmt   For   For
Elect Director Christine Todd Whitman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Bayer AG

 

Meeting Date    04/29/2014    Country    Germany    Provider Security ID    D0712D163
Record Date       Meeting Type    Annual    Ticker    BAYN

 

Shares Voted 74    Primary CUSIP D0712D163    Primary ISIN DE000BAY0017    Primary SEDOL 5069211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Elect Simone Bagel-Trah to the Supervisory Board   Mgmt   For   For
Elect Ernst-Ludwig Winnacker to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For

Bloomin’ Brands, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    094235108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    BLMN

 

Shares Voted 100    Primary CUSIP 094235108    Primary ISIN US0942351083    Primary SEDOL B847RJ0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Craigie   Mgmt   For   For
Elect Director Mindy Grossman   Mgmt   For   For
Elect Director Mark E. Nunnelly   Mgmt   For   Withhold
Elect Director Chris T. Sullivan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Community Trust Bancorp, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    204149108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CTBI

 

Shares Voted 100    Primary CUSIP 204149108    Primary ISIN US2041491083    Primary SEDOL 2706470

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles J. Baird   Mgmt   For   For
Elect Director Nick Carter   Mgmt   For   For
Elect Director Jean R. Hale   Mgmt   For   For
Elect Director James E. McGhee, II   Mgmt   For   For
Elect Director M. Lynn Parrish   Mgmt   For   For
Elect Director James R. Ramsey   Mgmt   For   For
Elect Director Anthony W. St. Charles   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Danone

 

Meeting Date    04/29/2014    Country    France    Provider Security ID    F12033134
Record Date    04/23/2014    Meeting Type    Annual/Special    Ticker    BN

 

Shares Voted 52    Primary CUSIP F12033134    Primary ISIN FR0000120644    Primary SEDOL B1Y9TB3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Approve Stock Dividend Program   Mgmt   For   For
Reelect Bruno Bonnell as Director   Mgmt   For   For
Reelect Bernard Hours as Director   Mgmt   For   For
Reelect Isabelle Seillier as Director   Mgmt   For   For
Reelect Jean-Michel Severino as Director   Mgmt   For   For

Elect Gaelle Olivier as Director   Mgmt   For   For
Elect Lionel Zinsou-Derlin as Director   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Approve Transaction with J.P. Morgan   Mgmt   For   For
Approve Severance Payment Agreement with Bernard Hours   Mgmt   For   For
Approve Transaction with Bernard Hours   Mgmt   For   For
Advisory Vote on Compensation of Chairman and CEO, Franck Riboud   Mgmt   For   For
Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber   Mgmt   For   For
Advisory Vote on Compensation of Vice-CEO, Bernard Hours   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   For
Amend Articles 15 and16 of Bylaws Re: Employee Representatives   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

H & M Hennes & Mauritz

 

Meeting Date    04/29/2014    Country    Sweden    Provider Security ID    W41422101
Record Date    04/23/2014    Meeting Type    Annual    Ticker    HM B

 

Shares Voted 82    Primary CUSIP W41422101    Primary ISIN SE0000106270    Primary SEDOL 5687431

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    
Receive Nominating Committee Report   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 9.50 Per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1.500,000 for Chairman, SEK 525,000 for the Other Directors; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Stefan Persson, Melker Schorling, and Christian Sievert; Elect Lena Patriksson Keller, and Niklas Zennstrom as New Directors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt   For   For

Close Meeting

   Mgmt    

Humana Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    444859102
Record Date    02/28/2014    Meeting Type    Annual    Ticker    HUM

 

Shares Voted 81    Primary CUSIP 444859102    Primary ISIN US4448591028    Primary SEDOL 2445063

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kurt J. Hilzinger   Mgmt   For   For
Elect Director Bruce D. Broussard   Mgmt   For   For
Elect Director Frank A. D’Amelio   Mgmt   For   For
Elect Director W. Roy Dunbar   Mgmt   For   For
Elect Director David A. Jones, Jr.   Mgmt   For   For
Elect Director William J. McDonald   Mgmt   For   For
Elect Director William E. Mitchell   Mgmt   For   For
Elect Director David B. Nash   Mgmt   For   For
Elect Director James J. O’Brien   Mgmt   For   For
Elect Director Marissa T. Peterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

International Business Machines Corporation

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    459200101
Record Date    02/28/2014    Meeting Type    Annual    Ticker    IBM

 

Shares Voted 132    Primary CUSIP 459200101    Primary ISIN US4592001014    Primary SEDOL 2005973

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alain J.P. Belda   Mgmt   For   For
Elect Director William R. Brody   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director David N. Farr   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director James W. Owens   Mgmt   For   For
Elect Director Virginia M. Rometty   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Sidney Taurel   Mgmt   For   For
Elect Director Lorenzo H. Zambrano   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

Select Medical Holdings Corporation

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    81619Q105
Record Date    03/03/2014    Meeting Type    Annual    Ticker    SEM

 

Shares Voted 167    Primary CUSIP 81619Q105    Primary ISIN US81619Q1058    Primary SEDOL B4MF0Q6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan C. Cressey   Mgmt   For   For
Elect Director Robert A. Ortenzio   Mgmt   For   For
Elect Director Leopold Swergold   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wells Fargo & Company

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    949746101
Record Date    03/04/2014    Meeting Type    Annual    Ticker    WFC

 

Shares Voted 626    Primary CUSIP 949746101    Primary ISIN US9497461015    Primary SEDOL 2649100

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Baker, II   Mgmt   For   For
Elect Director Elaine L. Chao   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Lloyd H. Dean   Mgmt   For   For
Elect Director Susan E. Engel   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Donald M. James   Mgmt   For   For
Elect Director Cynthia H. Milligan   Mgmt   For   For
Elect Director Federico F. Pena   Mgmt   For   For
Elect Director James H. Quigley   Mgmt   For   For
Elect Director Judith M. Runstad   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Susan G. Swenson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Anheuser-Busch InBev SA

 

Meeting Date    04/30/2014    Country    Belgium    Provider Security ID    B6399C107
Record Date    04/16/2014    Meeting Type    Annual/Special    Ticker    ABI

 

Shares Voted 79    Primary CUSIP B6399C107    Primary ISIN BE0003793107    Primary SEDOL 4755317

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual/ Special Meeting   Mgmt    
Special Meeting   Mgmt    
Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options   Mgmt   For   For
Receive Special Board Report Re: Authorized Capital   Mgmt    
Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital   Mgmt   For   For
Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital   Mgmt   For   Against
Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Kees Storm as Independent Director   Mgmt   For   Against
Reelect Mark Winkelman as Independent Director   Mgmt   For   For
Reelect Alexandre Van Damme as Director   Mgmt   For   Against
Reelect Gregoire de Spoelberch as Director   Mgmt   For   Against
Reelect Carlos Alberto de Veiga Sicupera as Director   Mgmt   For   Against
Reelect Marcel Herrmann Telles as Director   Mgmt   For   Against
Elect Paulo Lemann as Director   Mgmt   For   Against
Elect Alexandre Behring as Director   Mgmt   For   Against
Elect Elio Leoni Sceti as Independent Director   Mgmt   For   For
Elect Maria Asuncion Aramburuzabala Larregui as Director   Mgmt   For   Against
Elect Valentin Diez Morodo as Director   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   Against
Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

British American Tobacco plc

 

Meeting Date    04/30/2014    Country    United Kingdom    Provider Security ID    G1510J102
Record Date    04/28/2014    Meeting Type    Annual    Ticker    BATS

 

Shares Voted 109    Primary CUSIP G1510J102    Primary ISIN GB0002875804    Primary SEDOL 0287580

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For
Re-elect Gerry Murphy as Director   Mgmt   For   For
Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Ben Stevens as Director   Mgmt   For   For
Re-elect Richard Tubb as Director   Mgmt   For   For
Elect Savio Kwan as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

E.ON SE

 

Meeting Date    04/30/2014    Country    Germany    Provider Security ID    D24914133
Record Date       Meeting Type    Annual    Ticker    EOAN

 

Shares Voted 169    Primary CUSIP D24914133    Primary ISIN DE000ENAG999    Primary SEDOL 4942904

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.60 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2014   Mgmt   For   For
Ammend Affiliation Agreements with Subsidiary E.ON US Holding GmbH   Mgmt   For   For

EMC Corporation

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    268648102
Record Date    02/28/2014    Meeting Type    Annual    Ticker    EMC

 

Shares Voted 242    Primary CUSIP 268648102    Primary ISIN US2686481027    Primary SEDOL 2295172

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael W. Brown   Mgmt   For   For
Elect Director Randolph L. Cowen   Mgmt   For   For
Elect Director Gail Deegan   Mgmt   For   For
Elect Director James S. DiStasio   Mgmt   For   Against
Elect Director John R. Egan   Mgmt   For   For
Elect Director William D. Green   Mgmt   For   For
Elect Director Edmund F. Kelly   Mgmt   For   For
Elect Director Jami Miscik   Mgmt   For   Against
Elect Director Paul Sagan   Mgmt   For   For
Elect Director David N. Strohm   Mgmt   For   Against
Elect Director Joseph M. Tucci   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against

Molina Healthcare, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    60855R100
Record Date    03/07/2014    Meeting Type    Annual    Ticker    MOH

 

Shares Voted 67    Primary CUSIP 60855R100    Primary ISIN US60855R1005    Primary SEDOL 2212706

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Mario Molina   Mgmt   For   For
Elect Director Steven J. Orlando   Mgmt   For   For
Elect Director Ronna E. Romney   Mgmt   For   For
Elect Director Dale B. Wolf   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date    04/30/2014    Country    Germany    Provider Security ID    D55535104
Record Date       Meeting Type    Annual    Ticker    MUV2

 

Shares Voted 18    Primary CUSIP D55535104    Primary ISIN DE0008430026    Primary SEDOL 5294121

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2013 (Non-Voting)   Mgmt    
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 7.25 per Bearer Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For

Approve Remuneration System for Management Board Members   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Benita Ferrero-Waldner to the Supervisory Board   Mgmt   For   For
Elect Ursula Gather to the Supervisory Board   Mgmt   For   For
Elect Peter Gruss to the Supervisory Board   Mgmt   For   For
Elect Gerd Haeusler to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For
Elect Anton van Rossum to the Supervisory Board   Mgmt   For   For
Elect Ron Sommer to the Supervisory Board   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

SciQuest, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    80908T101
Record Date    03/06/2014    Meeting Type    Annual    Ticker    SQI

 

Shares Voted 100    Primary CUSIP 80908T101    Primary ISIN US80908T1016    Primary SEDOL B3T6ZG0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy J. Buckley   Mgmt   For   For
Elect Director Daniel F. Gillis   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Starwood Property Trust, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    85571B105
Record Date    03/10/2014    Meeting Type    Annual    Ticker    STWD

 

Shares Voted 150    Primary CUSIP 85571B105    Primary ISIN US85571B1052    Primary SEDOL B3PQ520

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard D. Bronson   Mgmt   For   For
Elect Director Jeffrey F. DiModica   Mgmt   For   For
Elect Director Jeffrey G. Dishner   Mgmt   For   For
Elect Director Camille J. Douglas   Mgmt   For   For
Elect Director Boyd W. Fellows   Mgmt   For   For
Elect Director Barry S. Sternlicht   Mgmt   For   For
Elect Director Strauss Zelnick   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

W.W. Grainger, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    384802104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    GWW

 

Shares Voted 35    Primary CUSIP 384802104    Primary ISIN US3848021040    Primary SEDOL 2380863

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brian P. Anderson   Mgmt   For   For
Elect Director V. Ann Hailey   Mgmt   For   For
Elect Director William K. Hall   Mgmt   For   For
Elect Director Stuart L. Levenick   Mgmt   For   For
Elect Director Neil S. Novich   Mgmt   For   For
Elect Director Michael J. Roberts   Mgmt   For   For
Elect Director Gary L. Rogers   Mgmt   For   For
Elect Director James T. Ryan   Mgmt   For   For
Elect Director E. Scott Santi   Mgmt   For   For
Elect Director James D. Slavik   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Woodside Petroleum Ltd.

 

Meeting Date    04/30/2014    Country    Australia    Provider Security ID    980228100
Record Date    04/28/2014    Meeting Type    Annual    Ticker    WPL

 

Shares Voted 111    Primary CUSIP 980228100    Primary ISIN AU000000WPL2    Primary SEDOL 6979728

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Alfred Chaney as Director   Mgmt   For   For
Elect David Ian McEvoy as Director   Mgmt   For   For
Approve Adoption of Remuneration Report   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   Against
Approve the Amendments to the Company’s Constitution   Mgmt   For   For

Health Care REIT, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    42217K106
Record Date    03/04/2014    Meeting Type    Annual    Ticker    HCN

 

Shares Voted 144    Primary CUSIP 42217K106    Primary ISIN US42217K1060    Primary SEDOL 2440961

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director George L. Chapman   Mgmt   For   For
Elect Director Thomas J. DeRosa   Mgmt   For   For
Elect Director Jeffrey H. Donahue   Mgmt   For   For
Elect Director Peter J. Grua   Mgmt   For   For
Elect Director Fred S. Klipsch   Mgmt   For   For
Elect Director Timothy J. Naughton   Mgmt   For   For
Elect Director Sharon M. Oster   Mgmt   For   For
Elect Director Judith C. Pelham   Mgmt   For   For
Elect Director R. Scott Trumbull   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For

Helix Energy Solutions Group, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    42330P107
Record Date    03/07/2014    Meeting Type    Annual    Ticker    HLX

 

Shares Voted 100    Primary CUSIP 42330P107    Primary ISIN US42330P1075    Primary SEDOL 2037062

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nancy K. Quinn   Mgmt   For   For
Elect Director William L. Transier   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Investors Bancorp, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    46146P102
Record Date    03/04/2014    Meeting Type    Special    Ticker    ISBC

 

Shares Voted 186    Primary CUSIP 46146P102    Primary ISIN US46146P1021    Primary SEDOL B0J2NT6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Reorganization Plan   Mgmt   For   For
Approve Charitable Donations   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Investors Bancorp, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    46146P102
Record Date    03/27/2014    Meeting Type    Annual    Ticker    ISBC

 

Shares Voted 186    Primary CUSIP 46146P102    Primary ISIN US46146P1021    Primary SEDOL B0J2NT6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis M. Bone   Mgmt   For   For
Elect Director Doreen R. Byrnes   Mgmt   For   For
Elect Director William V. Cosgrove   Mgmt   For   For
Elect Director Brendan J. Dugan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Koninklijke Philips N.V.

 

Meeting Date    05/01/2014    Country    Netherlands    Provider Security ID    N6817P109
Record Date    04/03/2014    Meeting Type    Annual    Ticker    PHIA

 

Shares Voted 144    Primary CUSIP N6817P109    Primary ISIN NL0000009538    Primary SEDOL 5986622

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Discuss Remuneration Report   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Dividends of EUR 0.80 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect Orit Gadiesh to Supervisory Board   Mgmt   For   For
Reappoint KPMG as Auditors for an Intermim Period of One Year   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a   Mgmt   For   For
Authorize Repurchase of Shares   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Louisiana-Pacific Corporation

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    546347105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    LPX

 

Shares Voted 100    Primary CUSIP 546347105    Primary ISIN US5463471053    Primary SEDOL 2535243

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Gary Cook   Mgmt   For   For
Elect Director Kurt M. Landgraf   Mgmt   For   For
Elect Director John W. Weaver   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Oasis Petroleum Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    674215108
Record Date    03/03/2014    Meeting Type    Annual    Ticker    OAS

 

Shares Voted 100    Primary CUSIP 674215108    Primary ISIN US6742151086    Primary SEDOL B64R5J2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ted Collins, Jr.   Mgmt   For   For
Elect Director Douglas E. Swanson, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date    05/01/2014    Country    United Kingdom    Provider Security ID    G76225104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    RR.

 

Shares Voted 186    Primary CUSIP G7630U109    Primary ISIN GB00B63H8491    Primary SEDOL B63H849

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Lee Hsien Yang as Director   Mgmt   For   For
Elect Warren East as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For
Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect Mark Morris as Director   Mgmt   For   For
Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For
Re-elect Jasmin Staiblin as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

THE BANCORP, INC.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    05969A105
Record Date    03/03/2014    Meeting Type    Annual    Ticker    TBBK

 

Shares Voted 100    Primary CUSIP 05969A105    Primary ISIN US05969A1051    Primary SEDOL B05BRL7

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Betsy Z. Cohen   Mgmt   For   For
Elect Director Daniel G. Cohen   Mgmt   For   For
Elect Director Walter T. Beach   Mgmt   For   For
Elect Director Michael J. Bradley   Mgmt   For   For
Elect Director John C. Chrystal   Mgmt   For   For
Elect Director Hersh Kozlov   Mgmt   For   For
Elect Director Matthew Cohn   Mgmt   For   For
Elect Director William H. Lamb   Mgmt   For   For
Elect Director Frank M. Mastrangelo   Mgmt   For   For
Elect Director James J. McEntee, III   Mgmt   For   For
Elect Director Mei-Mei Tuan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Valero Energy Corporation

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    91913Y100
Record Date    03/04/2014    Meeting Type    Annual    Ticker    VLO

 

Shares Voted 288    Primary CUSIP 91913Y100    Primary ISIN US91913Y1001    Primary SEDOL 2041364

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry D. Choate   Mgmt   For   For
Elect Director Joseph W. Gorder   Mgmt   For   For
Elect Director William R. Klesse   Mgmt   For   For
Elect Director Deborah P. Majoras   Mgmt   For   For
Elect Director Donald L. Nickles   Mgmt   For   For
Elect Director Philip J. Pfeiffer   Mgmt   For   For
Elect Director Robert A. Profusek   Mgmt   For   For
Elect Director Susan Kaufman Purcell   Mgmt   For   For
Elect Director Stephen M. Waters   Mgmt   For   For
Elect Director Randall J. Weisenburger   Mgmt   For   For
Elect Director Rayford Wilkins, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

Verizon Communications Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    92343V104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    VZ

 

Shares Voted 464    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shellye L. Archambeau   Mgmt   For   For
Elect Director Richard L. Carrion   Mgmt   For   Against
Elect Director Melanie L. Healey   Mgmt   For   For
Elect Director M. Frances Keeth   Mgmt   For   Against
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Lowell C. McAdam   Mgmt   For   For
Elect Director Donald T. Nicolaisen   Mgmt   For   Against
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Rodney E. Slater   Mgmt   For   Against
Elect Director Kathryn A. Tesija   Mgmt   For   Against
Elect Director Gregory D. Wasson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Proxy Access Right   Mgmt   For   For
Report on Net Neutrality   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Approve Proxy Voting Authority   SH   Against   Against

BASF SE

 

Meeting Date    05/02/2014    Country    Germany    Provider Security ID    D06216317
Record Date       Meeting Type    Annual    Ticker    BAS

 

Shares Voted 91    Primary CUSIP D06216101    Primary ISIN DE000BASF111    Primary SEDOL 5086577

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Alison Carnwath to the Supervisory Board   Mgmt   For   For
Elect Francois Diderich to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For

Elect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Anke Schaeferkordt to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 500 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Affiliation Agreements with Subsidiariy BASF Plant Science Company GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Pigment GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Immobilien-Gesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Handels- und Exportgesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary LUWOGE GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Schwarzheide GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Coatings GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Polyurethanes GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF New Business GmbH   Mgmt   For   For

Dana Holding Corporation

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    235825205
Record Date    03/03/2014    Meeting Type    Annual    Ticker    DAN

 

Shares Voted 200    Primary CUSIP 235825205    Primary ISIN US2358252052    Primary SEDOL B2PFJR3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Virginia A. Kamsky   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director R. Bruce McDonald   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Elect Director Mark A. Schulz   Mgmt   For   For
Elect Director Keith E. Wandell   Mgmt   For   For
Elect Director Roger J. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Pilgrim’s Pride Corporation

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    72147K108
Record Date    03/14/2014    Meeting Type    Annual    Ticker    PPC

 

Shares Voted 200    Primary CUSIP 72147K108    Primary ISIN US72147K1088    Primary SEDOL B5L3PZ2

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gilberto Tomazoni   Mgmt   For   For
Elect Director Joesley Mendonca Batista   Mgmt   For   Withhold
Elect Director Wesley Mendonca Batista   Mgmt   For   For
Elect Director William W. Lovette   Mgmt   For   For
Elect Director Marcus Vinicius Pratini de Moraes   Mgmt   For   For
Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   For   For
Elect Director David E. Bell   Mgmt   For   For
Elect Director Michael L. Cooper   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

RLJ Lodging Trust

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    74965L101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    RLJ

 

Shares Voted 100    Primary CUSIP 74965L101    Primary ISIN US74965L1017    Primary SEDOL B3PY1N7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Johnson   Mgmt   For   For
Elect Director Thomas J. Baltimore, Jr.   Mgmt   For   For
Elect Director Evan Bayh   Mgmt   For   For
Elect Director Nathaniel A. Davis   Mgmt   For   For
Elect Director Robert M. La Forgia   Mgmt   For   For
Elect Director Glenda G. McNeal   Mgmt   For   For
Elect Director Joseph Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Susquehanna Bancshares, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    869099101
Record Date    03/05/2014    Meeting Type    Annual    Ticker    SUSQ

 

Shares Voted 100    Primary CUSIP 869099101    Primary ISIN US8690991018    Primary SEDOL 2858876

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anthony J. Agnone, Sr.   Mgmt   For   For
Elect Director Wayne E. Alter, Jr.   Mgmt   For   For
Elect Director Henry R. Gibbel   Mgmt   For   For
Elect Director Bruce A. Hepburn   Mgmt   For   For
Elect Director Donald L. Hoffman   Mgmt   For   For
Elect Director Sara G. Kirkland   Mgmt   For   For
Elect Director Jeffrey F. Lehman   Mgmt   For   For
Elect Director Michael A. Morello   Mgmt   For   For
Elect Director Scott J. Newkam   Mgmt   For   For
Elect Director Robert E. Poole, Jr.   Mgmt   For   For
Elect Director William J. Reuter   Mgmt   For   For
Elect Director Andrew S. Samuel   Mgmt   For   For
Elect Director Christine Sears   Mgmt   For   For
Elect Director James A. Ulsh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

THE BRINK’S COMPANY

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    109696104
Record Date    03/04/2014    Meeting Type    Annual    Ticker    BCO

 

Shares Voted 100    Primary CUSIP 109696104    Primary ISIN US1096961040    Primary SEDOL 2691305

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Docherty   Mgmt   For   For
Elect Director Reginald D. Hedgebeth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For

The GEO Group, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    36159R103
Record Date    03/10/2014    Meeting Type    Annual    Ticker    GEO

 

Shares Voted 177    Primary CUSIP 36159R103    Primary ISIN US36159R1032    Primary SEDOL 2943299

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clarence E. Anthony   Mgmt   For   For
Elect Director Norman A. Carlson   Mgmt   For   For
Elect Director Anne N. Foreman   Mgmt   For   For
Elect Director Richard H. Glanton   Mgmt   For   For
Elect Director Christopher C. Wheeler   Mgmt   For   For
Elect Director George C. Zoley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Other Business   Mgmt   For   Against

The GEO Group, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    36159R103
Record Date    03/10/2014    Meeting Type    Special    Ticker    GEO

 

Shares Voted 177    Primary CUSIP 36159R103    Primary ISIN US36159R1032    Primary SEDOL 2943299

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Berkshire Hathaway Inc.

 

Meeting Date    05/03/2014    Country    USA    Provider Security ID    084670702
Record Date    03/05/2014    Meeting Type    Annual    Ticker    BRK.B

 

Shares Voted 283    Primary CUSIP 084670702    Primary ISIN US0846707026    Primary SEDOL 2073390

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Warren E. Buffett   Mgmt   For   For
Elect Director Charles T. Munger   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director William H. Gates, III   Mgmt   For   For
Elect Director David S. Gottesman   Mgmt   For   For
Elect Director Charlotte Guyman   Mgmt   For   For
Elect Director Donald R. Keough   Mgmt   For   For
Elect Director Thomas S. Murphy   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Walter Scott, Jr.   Mgmt   For   For
Elect Director Meryl B. Witmer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year
Adopt Quantitative Goals for GHG and Other Air Emissions   SH   Against   For
Approve Annual Dividends   SH   Against   Against

Performant Financial Corporation

 

Meeting Date    05/05/2014    Country    USA    Provider Security ID    71377E105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    PFMT

 

Shares Voted 200    Primary CUSIP 71377E105    Primary ISIN US71377E1055    Primary SEDOL B835PW4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jon D. Shaver   Mgmt   For   For
Elect Director William D. Hansen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sanofi

 

Meeting Date    05/05/2014    Country    France    Provider Security ID    F5548N101
Record Date    04/28/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 109    Primary CUSIP F5548N101    Primary ISIN FR0000120578    Primary SEDOL 5671735

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.80 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Reelect Christopher Viehbacher as Director   Mgmt   For   For
Reelect Robert Castaigne as Director   Mgmt   For   For
Reelect Christian Mulliez as Director   Mgmt   For   For
Elect Patrick Kron as Director   Mgmt   For   For
Advisory Vote on Compensation of Serge Weinberg, Chairman   Mgmt   For   For
Advisory Vote on Compensation of Christopher Viehbacher, CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Darling International Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    237266101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    DAR

 

Shares Voted 100    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall C. Stuewe   Mgmt   For   For
Elect Director O. Thomas Albrecht   Mgmt   For   For
Elect Director D. Eugene Ewing   Mgmt   For   For
Elect Director Dirk Kloosterboer   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director John D. March   Mgmt   For   For
Elect Director Michael Urbut   Mgmt   For   For
Change Company Name   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Horsehead Holding Corp.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    440694305
Record Date    03/13/2014    Meeting Type    Annual    Ticker    ZINC

 

Shares Voted 200    Primary CUSIP 440694305    Primary ISIN US4406943054    Primary SEDOL B23XLC8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack Shilling   Mgmt   For   For
Elect Director John C. van Roden, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

M/I Homes, Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    55305B101
Record Date    03/12/2014    Meeting Type    Annual    Ticker    MHO

 

Shares Voted 100    Primary CUSIP 55305B101    Primary ISIN US55305B1017    Primary SEDOL 2549385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph A. Alutto   Mgmt   For   For
Elect Director Phillip G. Creek   Mgmt   For   For
Elect Director Norman L. Traeger   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Nielsen Holdings N.V.

 

Meeting Date    05/06/2014    Country    Netherlands    Provider Security ID    N63218106
Record Date    04/08/2014    Meeting Type    Annual    Ticker    NLSN

 

Shares Voted 193    Primary CUSIP N/A    Primary ISIN NL0009538479    Primary SEDOL B4NTRF5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board of Directors   Mgmt   For   For
Elect Director James A. Attwood, Jr.   Mgmt   For   Against
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Karen M. Hoguet   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director Alexander Navab   Mgmt   For   Against
Elect Director Robert Pozen   Mgmt   For   For
Elect Director Vivek Ranadive   Mgmt   For   For
Elect Director Ganesh Rao   Mgmt   For   Against
Elect Director Javier G. Teruel   Mgmt   For   Against
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Change Company Name   Mgmt   For   For
Advisory Vote to Approve Remuneration of Executives   Mgmt   For   Against

Schneider Electric SA

 

Meeting Date    05/06/2014    Country    France    Provider Security ID    F86921107
Record Date    04/29/2014    Meeting Type    Annual/Special    Ticker    SU

 

Shares Voted 58    Primary CUSIP F86921107    Primary ISIN FR0000121972    Primary SEDOL 4834108

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire   Mgmt   For   Against
Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau   Mgmt   For   Against
Advisory Vote on Compensation of Jean-Pascal Tricoire   Mgmt   For   For
Advisory Vote on Compensation of Emmanuel Babeau   Mgmt   For   For
Elect Linda Knoll as Director   Mgmt   For   For
Reelect Noel Forgeard as Director   Mgmt   For   For
Reelect Willy Kissling as Director   Mgmt   For   For
Reelect Cathy Kopp as Director   Mgmt   For   For
Reelect Henri Lachmann as Director   Mgmt   For   For
Reelect Richard Thoman as Director   Mgmt   For   For
Ratify Appointment of Jeong Kim as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above   Mgmt   For   For
Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Elect Lone Fonss Schroder as Director   Mgmt   For   For

Snyder’s-Lance, Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    833551104
Record Date    03/06/2014    Meeting Type    Annual    Ticker    LNCE

 

Shares Voted 100    Primary CUSIP 833551104    Primary ISIN US8335511049    Primary SEDOL B54DFD7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. Peter Carlucci, Jr.   Mgmt   For   For
Elect Director James W. Johnston   Mgmt   For   For
Elect Director W. J. Prezzano   Mgmt   For   For
Elect Director Patricia A. Warehime   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Non-Employee Director Restricted Stock Plan   Mgmt   For   For
Change Range for Size of the Board   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Allianz SE

 

Meeting Date    05/07/2014    Country    Germany    Provider Security ID    D03080112
Record Date       Meeting Type    Annual    Ticker    ALV

 

Shares Voted 40    Primary CUSIP D03080112    Primary ISIN DE0008404005    Primary SEDOL 5231485

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 5.30 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize the Acquisition Treasury Shares for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For

Bank of America Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    060505104
Record Date    03/12/2014    Meeting Type    Annual    Ticker    BAC

 

Shares Voted 1,231    Primary CUSIP 060505104    Primary ISIN US0605051046    Primary SEDOL 2295677

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Susan S. Bies   Mgmt   For   For
Elect Director Jack O. Bovender, Jr.   Mgmt   For   For
Elect Director Frank P. Bramble, Sr.   Mgmt   For   For
Elect Director Pierre J. P. de Weck   Mgmt   For   For
Elect Director Arnold W. Donald   Mgmt   For   For
Elect Director Charles K. Gifford   Mgmt   For   For
Elect Director Charles O. Holliday, Jr.   Mgmt   For   For
Elect Director Linda P. Hudson   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Thomas J. May   Mgmt   For   For
Elect Director Brian T. Moynihan   Mgmt   For   For
Elect Director Lionel L. Nowell, III   Mgmt   For   For
Elect Director Clayton S. Rose   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Certificate of Designations for Series T Preferred Stock   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Report on Climate Change Financing Risk   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Brunswick Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    117043109
Record Date    03/04/2014    Meeting Type    Annual    Ticker    BC

 

Shares Voted 100    Primary CUSIP 117043109    Primary ISIN US1170431092    Primary SEDOL 2149309

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nancy E. Cooper   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director Ralph C. Stayer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CNO Financial Group, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    12621E103
Record Date    03/14/2014    Meeting Type    Annual    Ticker    CNO

 

Shares Voted 200    Primary CUSIP 12621E103    Primary ISIN US12621E1038    Primary SEDOL 2657750

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward J. Bonach   Mgmt   For   For
Elect Director Ellyn L. Brown   Mgmt   For   For
Elect Director Robert C. Greving   Mgmt   For   For
Elect Director Mary R. (Nina) Henderson   Mgmt   For   For
Elect Director R. Keith Long   Mgmt   For   For
Elect Director Neal C. Schneider   Mgmt   For   For
Elect Director Frederick J. Sievert   Mgmt   For   For
Elect Director Michael T. Tokarz   Mgmt   For   For
Elect Director John G. Turner   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CSX Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    126408103
Record Date    03/07/2014    Meeting Type    Annual    Ticker    CSX

 

Shares Voted 117    Primary CUSIP 126408103    Primary ISIN US1264081035    Primary SEDOL 2160753

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donna M. Alvarado   Mgmt   For   For
Elect Director John B. Breaux   Mgmt   For   For
Elect Director Pamela L. Carter   Mgmt   For   For
Elect Director Steven T. Halverson   Mgmt   For   For
Elect Director Edward J. Kelly, III   Mgmt   For   For
Elect Director Gilbert H. Lamphere   Mgmt   For   For
Elect Director John D. McPherson   Mgmt   For   For
Elect Director Timothy T. O’Toole   Mgmt   For   For
Elect Director David M. Ratcliffe   Mgmt   For   For
Elect Director Donald J. Shepard   Mgmt   For   For
Elect Director Michael J. Ward   Mgmt   For   For
Elect Director J.C. Watts, Jr.   Mgmt   For   For
Elect Director J. Steven Whisler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For

Dominion Resources, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    25746U109
Record Date    03/21/2014    Meeting Type    Annual    Ticker    D

 

Shares Voted 67    Primary CUSIP 25746U109    Primary ISIN US25746U1097    Primary SEDOL 2542049

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Barr   Mgmt   For   For
Elect Director Peter W. Brown   Mgmt   For   For
Elect Director Helen E. Dragas   Mgmt   For   For
Elect Director James O. Ellis, Jr.   Mgmt   For   For
Elect Director Thomas F. Farrell, II   Mgmt   For   Against
Elect Director John W. Harris   Mgmt   For   For
Elect Director Mark J. Kington   Mgmt   For   For
Elect Director Pamela J. Royal   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Michael E. Szymanczyk   Mgmt   For   For
Elect Director David A. Wollard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Report on Financial and Physical Risks of Climate Change   SH   Against   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   Against
Report on Environmental Impacts of Biomass and Assess Risks   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

General Dynamics Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    369550108
Record Date    03/06/2014    Meeting Type    Annual    Ticker    GD

 

Shares Voted 40    Primary CUSIP 369550108    Primary ISIN US3695501086    Primary SEDOL 2365161

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Nicholas D. Chabraja   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director William P. Fricks   Mgmt   For   For
Elect Director Paul G. Kaminski   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Lester L. Lyles   Mgmt   For   For
Elect Director James N. Mattis   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Laura J. Schumacher   Mgmt   For   For
Elect Director Robert Walmsley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against

Gilead Sciences, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    375558103
Record Date    03/12/2014    Meeting Type    Annual    Ticker    GILD

 

Shares Voted 168    Primary CUSIP 375558103    Primary ISIN US3755581036    Primary SEDOL 2369174

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Cogan   Mgmt   For   For
Elect Director Etienne F. Davignon   Mgmt   For   Against
Elect Director Carla A. Hills   Mgmt   For   Against
Elect Director Kevin E. Lofton   Mgmt   For   For
Elect Director John W. Madigan   Mgmt   For   For
Elect Director John C. Martin   Mgmt   For   For
Elect Director Nicholas G. Moore   Mgmt   For   For
Elect Director Richard J. Whitley   Mgmt   For   Against
Elect Director Gayle E. Wilson   Mgmt   For   Against
Elect Director Per Wold-Olsen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   For
Link CEO Compensation to Patient Access to the Company’s Medicine   SH   Against   Against

GlaxoSmithKline plc

 

Meeting Date    05/07/2014    Country    United Kingdom    Provider Security ID    G3910J112
Record Date    05/02/2014    Meeting Type    Annual    Ticker    GSK

 

Shares Voted 453    Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For
Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Simon Dingemans as Director   Mgmt   For   For
Re-elect Lynn Elsenhans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For
Re-elect Sir Deryck Maughan as Director   Mgmt   For   For

Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Jing Ulrich as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Glimcher Realty Trust

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    379302102
Record Date    03/14/2014    Meeting Type    Annual    Ticker    GRT

 

Shares Voted 100    Primary CUSIP 379302102    Primary ISIN US3793021029    Primary SEDOL 2371696

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael P. Glimcher   Mgmt   For   For
Elect Director Yvette McGee Brown   Mgmt   For   For
Elect Director Nancy J. Kramer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Kite Realty Group Trust

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    49803T102
Record Date    03/18/2014    Meeting Type    Annual    Ticker    KRG

 

Shares Voted 300    Primary CUSIP 49803T102    Primary ISIN US49803T1025    Primary SEDOL B02H893

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Kite   Mgmt   For   For
Elect Director William E. Bindley   Mgmt   For   For
Elect Director Victor J. Coleman   Mgmt   For   For
Elect Director Richard A. Cosier   Mgmt   For   For
Elect Director Christie B. Kelly   Mgmt   For   For
Elect Director Gerald L. Moss   Mgmt   For   For
Elect Director David R. O’Reilly   Mgmt   For   For
Elect Director Barton R. Peterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

L Air Liquide

 

Meeting Date    05/07/2014    Country    France    Provider Security ID    F01764103
Record Date    04/30/2014    Meeting Type    Annual/Special    Ticker    AI

 

Shares Voted 29    Primary CUSIP F01764103    Primary ISIN FR0000120073    Primary SEDOL B1YXBJ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.55 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Benoit Potier as Director   Mgmt   For   Against
Reelect Paul Skinner as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   For
Elect Sin Leng Low as Director   Mgmt   For   For
Elect Annette Winkler as Director   Mgmt   For   For
Approve Agreement with Benoit Potier   Mgmt   For   Against
Approve Agreement with Pierre Dufour   Mgmt   For   Against
Advisory Vote on Compensation of Benoit Potier   Mgmt   For   For
Advisory Vote on Compensation of Pierre Dufour   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Amend Article 11 of Bylaws Re: Employee Shareholder Representatives   Mgmt   For   For
Amend Article 13 of Bylaws Re: Lead Director   Mgmt   For   For
Amend Article 21 of Bylaws Re: Allocation of Income   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

LaSalle Hotel Properties

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    517942108
Record Date    02/20/2014    Meeting Type    Annual    Ticker    LHO

 

Shares Voted 50    Primary CUSIP 517942108    Primary ISIN US5179421087    Primary SEDOL 2240161

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael D. Barnello   Mgmt   For   For
Elect Director Donald A. Washburn   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Materion Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    576690101
Record Date    03/10/2014    Meeting Type    Annual    Ticker    MTRN

 

Shares Voted 100    Primary CUSIP 576690101    Primary ISIN US5766901012    Primary SEDOL 2149622

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward F. Crawford   Mgmt   For   For
Elect Director Joseph P. Keithley   Mgmt   For   For
Elect Director N. Mohan Reddy   Mgmt   For   For
Elect Director Craig S. Shular   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Opt Out of State’s Control Share Acquisition Law   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For

Piper Jaffray Companies

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    724078100
Record Date    03/12/2014    Meeting Type    Annual    Ticker    PJC

 

Shares Voted 100    Primary CUSIP 724078100    Primary ISIN US7240781002    Primary SEDOL 2227089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew S. Duff   Mgmt   For   For
Elect Director William R. Fitzgerald   Mgmt   For   For
Elect Director B. Kristine Johnson   Mgmt   For   For
Elect Director Addison L. Piper   Mgmt   For   For
Elect Director Lisa K. Polsky   Mgmt   For   For
Elect Director Philip E. Soran   Mgmt   For   For
Elect Director Scott C. Taylor   Mgmt   For   For
Elect Director Michele Volpi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date    05/07/2014    Country    United Kingdom    Provider Security ID    G74079107
Record Date    05/02/2014    Meeting Type    Annual    Ticker    RB.

 

Shares Voted 66    Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Final Dividend   Mgmt   For   For
Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Adrian Hennah as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For
Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For
Elect Nicandro Durante as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Sandy Spring Bancorp, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    800363103
Record Date    03/19/2014    Meeting Type    Annual    Ticker    SASR

 

Shares Voted 100    Primary CUSIP 800363103    Primary ISIN US8003631038    Primary SEDOL 2148254

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark E. Friis   Mgmt   For   For
Elect Director Craig A. Ruppert   Mgmt   For   For
Elect Director Pamela A. Little   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Six Flags Entertainment Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    83001A102
Record Date    03/13/2014    Meeting Type    Annual    Ticker    SIX

 

Shares Voted 100    Primary CUSIP 83001A102    Primary ISIN US83001A1025    Primary SEDOL B43VKB8

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kurt M. Cellar   Mgmt   For   For
Elect Director Charles A. Koppelman   Mgmt   For   For
Elect Director Jon L. Luther   Mgmt   For   For
Elect Director Usman Nabi   Mgmt   For   For
Elect Director Stephen D. Owens   Mgmt   For   For
Elect Director James Reid-Anderson   Mgmt   For   For
Elect Director Richard W. Roedel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Adidas AG

 

Meeting Date    05/08/2014    Country    Germany    Provider Security ID    D0066B185
Record Date       Meeting Type    Annual    Ticker    ADS

 

Shares Voted 19    Primary CUSIP D0066B102    Primary ISIN DE000A1EWWW0    Primary SEDOL 4031976

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Reelect Stefan Jentzsch to the Supervisory Board   Mgmt   For   For
Reelect Herbert Kauffmann to the Supervisory Board   Mgmt   For   For
Reelect Igor Landau to the Supervisory Board   Mgmt   For   For
Reelect Willi Schwerdtle to the Supervisory Board   Mgmt   For   For
Elect Katja Kraus to the Supervisory Board   Mgmt   For   For
Elect Kathrin Menges to the Supervisory Board   Mgmt   For   For
Ammend Articles Re: Compensation of Supervisory Board Members   Mgmt   For   For
Approve Issuance of Warrants/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Ratify KMPG as Auditors for Fiscal 2014   Mgmt   For   For
Ratify KMPG as Auditors for the 2014 Half Year Report   Mgmt   For   For

CVS Caremark Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    126650100
Record Date    03/13/2014    Meeting Type    Annual    Ticker    CVS

 

Shares Voted 138    Primary CUSIP 126650100    Primary ISIN US1266501006    Primary SEDOL 2577609

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. David Brown, II   Mgmt   For   Against
Elect Director Nancy-Ann M. DeParle   Mgmt   For   For
Elect Director David W. Dorman   Mgmt   For   Against
Elect Director Anne M. Finucane   Mgmt   For   Against
Elect Director Larry J. Merlo   Mgmt   For   For
Elect Director Jean-Pierre Millon   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   Against
Elect Director Tony L. White   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Eni S.p.A.

 

Meeting Date    05/08/2014    Country    Italy    Provider Security ID    T3643A145
Record Date    04/28/2014    Meeting Type    Annual/Special    Ticker    ENI

 

Shares Voted 231    Primary CUSIP T3643A145    Primary ISIN IT0003132476    Primary SEDOL 7145056

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Extraordinary Business   Mgmt    
Shareholder Proposal Submitted by the Italian Treasury and Cassa Depositi e Prestiti   Mgmt    
Amend Articles Re: Director Honorability Requirements   SH   None   Against
Management Proposals   Mgmt    
Amend Company Bylaws Re: Shareholder Meetings   Mgmt   For   For
Ordinary Business   Mgmt    
Management Proposals   Mgmt    
Fix Number of Directors   Mgmt   For   For
Fix Board Terms for Directors   Mgmt   For   For
Appoint Directors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate Submitted by the Italian Treasury   SH   None   Do Not Vote
Slate Submitted by Institutional Investors   SH   None   For
Elect Board Chair   Mgmt   None   For
Approve Remuneration of Directors   Mgmt   For   Against
Approve Remuneration of Executive Directors   Mgmt   None   For
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate Submitted by the Italian Treasury   SH   None   Against
Slate Submitted by Institutional Investors   SH   None   For
Appoint Chair of the Board of Statutory Auditors   SH   None   For
Approve Internal Auditors’ Remuneration   Mgmt   For   For
Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni’s Financial Control   Mgmt   For   For
Approve Long-Term Monetary Incentive Plan 2014-2016   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Ford Motor Company

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    345370860
Record Date    03/12/2014    Meeting Type    Annual    Ticker    F

 

Shares Voted 430    Primary CUSIP 345370860    Primary ISIN US3453708600    Primary SEDOL 2615468

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen G. Butler   Mgmt   For   For
Elect Director Kimberly A. Casiano   Mgmt   For   For
Elect Director Anthony F. Earley, Jr.   Mgmt   For   Against
Elect Director Edsel B. Ford, II   Mgmt   For   For
Elect Director William Clay Ford, Jr.   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director James P. Hackett   Mgmt   For   For
Elect Director James H. Hance, Jr.   Mgmt   For   For
Elect Director William W. Helman, IV   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   Against
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Ellen R. Marram   Mgmt   For   Against
Elect Director Alan Mulally   Mgmt   For   For
Elect Director Homer A. Neal   Mgmt   For   For
Elect Director Gerald L. Shaheen   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

Hexcel Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    428291108
Record Date    03/13/2014    Meeting Type    Annual    Ticker    HXL

 

Shares Voted 200    Primary CUSIP 428291108    Primary ISIN US4282911084    Primary SEDOL 2416779

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nick L. Stanage   Mgmt   For   For
Elect Director Joel S. Beckman   Mgmt   For   For
Elect Director Lynn Brubaker   Mgmt   For   For
Elect Director Jeffrey C. Campbell   Mgmt   For   For
Elect Director Sandra L. Derickson   Mgmt   For   For
Elect Director W. Kim Foster   Mgmt   For   For
Elect Director Thomas A. Gendron   Mgmt   For   For
Elect Director Jeffrey A. Graves   Mgmt   For   For
Elect Director David C. Hill   Mgmt   For   For
Elect Director David L. Pugh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Norfolk Southern Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    655844108
Record Date    02/27/2014    Meeting Type    Annual    Ticker    NSC

 

Shares Voted 37    Primary CUSIP 655844108    Primary ISIN US6558441084    Primary SEDOL 2641894

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas D. Bell, Jr.   Mgmt   For   For
Elect Director Erskine B. Bowles   Mgmt   For   For
Elect Director Robert A. Bradway   Mgmt   For   For
Elect Director Wesley G. Bush   Mgmt   For   For
Elect Director Daniel A. Carp   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Steven F. Leer   Mgmt   For   For
Elect Director Michael D. Lockhart   Mgmt   For   For
Elect Director Amy E. Miles   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Martin H. Nesbitt   Mgmt   For   For
Elect Director James A. Squires   Mgmt   For   For
Elect Director John R. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Ryman Hospitality Properties, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    78377T107
Record Date    03/19/2014    Meeting Type    Annual    Ticker    RHP

 

Shares Voted 63    Primary CUSIP 78377T107    Primary ISIN US78377T1079    Primary SEDOL B8QV5C9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Bender   Mgmt   For   For
Elect Director E. K. Gaylord, II   Mgmt   For   For
Elect Director D. Ralph Horn   Mgmt   For   For
Elect Director Ellen Levine   Mgmt   For   For
Elect Director Robert S. Prather, Jr.   Mgmt   For   For
Elect Director Colin V. Reed   Mgmt   For   For
Elect Director Michael D. Rose   Mgmt   For   For
Elect Director Michael I. Roth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Standard Chartered plc

 

Meeting Date    05/08/2014    Country    United Kingdom    Provider Security ID    G84228157
Record Date    05/06/2014    Meeting Type    Annual    Ticker    STAN

 

Shares Voted 210    Primary CUSIP G84228157    Primary ISIN GB0004082847    Primary SEDOL 0408284

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   For
Elect Dr Kurt Campbell as Director   Mgmt   For   For
Elect Christine Hodgson as Director   Mgmt   For   For
Elect Naguib Kheraj as Director   Mgmt   For   For
Re-elect Om Bhatt as Director   Mgmt   For   For
Re-elect Jaspal Bindra as Director   Mgmt   For   For
Re-elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For
Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Dr Lars Thunell as Director   Mgmt   For   For
Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   For   For
Approve Scrip Dividend Program   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For

United Parcel Service, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    911312106
Record Date    03/10/2014    Meeting Type    Annual    Ticker    UPS

 

Shares Voted 107    Primary CUSIP 911312106    Primary ISIN US9113121068    Primary SEDOL 2517382

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   For
Elect Director Rodney C. Adkins   Mgmt   For   For
Elect Director Michael J. Burns   Mgmt   For   For
Elect Director D. Scott Davis   Mgmt   For   For
Elect Director Stuart E. Eizenstat   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director William R. Johnson   Mgmt   For   For
Elect Director Candace Kendle   Mgmt   For   For
Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Rudy H.P. Markham   Mgmt   For   For
Elect Director Clark T. “Sandy” Randt, Jr.   Mgmt   For   For
Elect Director Carol B. Tome   Mgmt   For   For
Elect Director Kevin M. Warsh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

AIA Group Ltd.

 

Meeting Date    05/09/2014    Country    Hong Kong    Provider Security ID    Y002A1105
Record Date    05/02/2014    Meeting Type    Annual    Ticker    01299

 

Shares Voted 1,032    Primary CUSIP N/A    Primary ISIN HK0000069689    Primary SEDOL B4TX8S1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Mohamed Azman Yahya as Director   Mgmt   For   For
Elect Edmund Sze-Wing Tse as Director   Mgmt   For   For
Elect Jack Chak-Kwong So as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Equity One, Inc.

 

Meeting Date    05/09/2014    Country    USA    Provider Security ID    294752100
Record Date    03/05/2014    Meeting Type    Annual    Ticker    EQY

 

Shares Voted 173    Primary CUSIP 294752100    Primary ISIN US2947521009    Primary SEDOL 2246329

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cynthia R. Cohen   Mgmt   For   For
Elect Director Neil Flanzraich   Mgmt   For   For
Elect Director Jordan Heller   Mgmt   For   For
Elect Director Chaim Katzman   Mgmt   For   For
Elect Director Peter Linneman   Mgmt   For   For
Elect Director Galia Maor   Mgmt   For   For
Elect Director Jeffrey S. Olson   Mgmt   For   For
Elect Director Dori Segal   Mgmt   For   For
Elect Director David Fischel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

American Express Company

 

Meeting Date    05/12/2014    Country    USA    Provider Security ID    025816109
Record Date    03/14/2014    Meeting Type    Annual    Ticker    AXP

 

Shares Voted 128    Primary CUSIP 025816109    Primary ISIN US0258161092    Primary SEDOL 2026082

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Peter Chernin   Mgmt   For   For
Elect Director Anne Lauvergeon   Mgmt   For   For
Elect Director Theodore J. Leonsis   Mgmt   For   For
Elect Director Richard C. Levin   Mgmt   For   For
Elect Director Richard A. McGinn   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Daniel L. Vasella   Mgmt   For   For
Elect Director Robert D. Walter   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Prepare Employment Diversity Report   SH   Against   For
Report on Board Oversight of Privacy and Data Security and Requests for Customer Information   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date    05/12/2014    Country    USA    Provider Security ID    026874784
Record Date    03/17/2014    Meeting Type    Annual    Ticker    AIG

 

Shares Voted 172    Primary CUSIP 026874784    Primary ISIN US0268747849    Primary SEDOL 2027342

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Benmosche   Mgmt   For   For
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Peter R. Fisher   Mgmt   For   For
Elect Director John H. Fitzpatrick   Mgmt   For   For
Elect Director William G. Jurgensen   Mgmt   For   For
Elect Director Christopher S. Lynch   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director George L. Miles, Jr.   Mgmt   For   For
Elect Director Henry S. Miller   Mgmt   For   For
Elect Director Robert S. Miller   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ronald A. Rittenmeyer   Mgmt   For   For
Elect Director Douglas M. Steenland   Mgmt   For   For
Elect Director Theresa M. Stone   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes   Mgmt   For   For
Amend Tax Asset Protection Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Centrica plc

 

Meeting Date    05/12/2014    Country    United Kingdom    Provider Security ID    G2018Z143
Record Date    05/08/2014    Meeting Type    Annual    Ticker    CNA

 

Shares Voted 680    Primary CUSIP G2018Z143    Primary ISIN GB00B033F229    Primary SEDOL B033F22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Rick Haythornthwaite as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For
Re-elect Mark Hanafin as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Elect Mike Linn as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For

Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Paul Rayner as Director   Mgmt   For   For
Re-elect Chris Weston as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ING Groep NV

 

Meeting Date    05/12/2014    Country    Netherlands    Provider Security ID    N4578E413
Record Date    04/14/2014    Meeting Type    Annual    Ticker    INGA

 

Shares Voted 381    Primary CUSIP N4578E413    Primary ISIN NL0000303600    Primary SEDOL 7154182

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Announcements   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Discuss Remuneration Report   Mgmt    
Approve Amendments to Remuneration Policy for Management Board Members   Mgmt   For   For
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share   Mgmt   For   For
Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders   Mgmt   For   For
Amend Articles Re: Representation of the Board   Mgmt   For   For
Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect Eric Boyer de la Giroday to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Other Business (Non-Voting) and Closing   Mgmt    

First American Financial Corporation

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    31847R102
Record Date    03/19/2014    Meeting Type    Annual    Ticker    FAF

 

Shares Voted 100    Primary CUSIP 31847R102    Primary ISIN US31847R1023    Primary SEDOL B4NFPK4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Doti   Mgmt   For   For
Elect Director Michael D. McKee   Mgmt   For   For
Elect Director Thomas V. McKernan   Mgmt   For   For
Elect Director Virginia M. Ueberroth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Healthcare Realty Trust Incorporated

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    421946104
Record Date    03/13/2014    Meeting Type    Annual    Ticker    HR

 

Shares Voted 100    Primary CUSIP 421946104    Primary ISIN US4219461047    Primary SEDOL 2417921

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David R. Emery   Mgmt   For   For
Elect Director Batey M. Gresham, Jr.   Mgmt   For   For
Elect Director Dan S. Wilford   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Impax Laboratories, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    45256B101
Record Date    04/04/2014    Meeting Type    Annual    Ticker    IPXL

 

Shares Voted 100    Primary CUSIP 45256B101    Primary ISIN US45256B1017    Primary SEDOL 2373722

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie Z. Benet   Mgmt   For   For
Elect Director Robert L. Burr   Mgmt   For   For
Elect Director Allen Chao   Mgmt   For   For
Elect Director Nigel Ten Fleming   Mgmt   For   For
Elect Director Larry Hsu   Mgmt   For   For
Elect Director Michael Markbreiter   Mgmt   For   For
Elect Director Mary K. Pendergast   Mgmt   For   For
Elect Director Peter R. Terreri   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Volkswagen AG (VW)

 

Meeting Date    05/13/2014    Country    Germany    Provider Security ID    D94523103
Record Date    04/21/2014    Meeting Type    Special    Ticker    VOW3

 

Shares Voted 15    Primary CUSIP D94523145    Primary ISIN DE0007664039    Primary SEDOL 5497168

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Meeting for Preferred Shareholders   Mgmt    
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 119 Million Pool of Preferred Shares to Guarantee Conversion Rights   Mgmt   For   For

Waste Management, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    94106L109
Record Date    03/17/2014    Meeting Type    Annual    Ticker    WM

 

Shares Voted 235    Primary CUSIP 94106L109    Primary ISIN US94106L1098    Primary SEDOL 2937667

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bradbury H. Anderson   Mgmt   For   For
Elect Director Frank M. Clark, Jr.   Mgmt   For   For
Elect Director Patrick W. Gross   Mgmt   For   For
Elect Director Victoria M. Holt   Mgmt   For   For
Elect Director John C. Pope   Mgmt   For   For
Elect Director W. Robert Reum   Mgmt   For   For
Elect Director David P. Steiner   Mgmt   For   For
Elect Director Thomas H. Weidemeyer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Wright Medical Group, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    98235T107
Record Date    03/18/2014    Meeting Type    Annual    Ticker    WMGI

 

Shares Voted 100    Primary CUSIP 98235T107    Primary ISIN US98235T1079    Primary SEDOL 2771252

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gary D. Blackford   Mgmt   For   For
Elect Director Martin J. Emerson   Mgmt   For   For
Elect Director Lawrence W. Hamilton   Mgmt   For   For
Elect Director Ronald K. Labrum   Mgmt   For   For
Elect Director John L. Miclot   Mgmt   For   For
Elect Director Robert J. Palmisano   Mgmt   For   For
Elect Director Amy S. Paul   Mgmt   For   For
Elect Director Robert J. Quillinan   Mgmt   For   For
Elect Director David D. Stevens   Mgmt   For   For
Elect Director Douglas G. Watson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ARRIS Group, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    04270V106
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ARRS

 

Shares Voted 100    Primary CUSIP 04270V106    Primary ISIN US04270V1061    Primary SEDOL B9SMM04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alex B. Best   Mgmt   For   For
Elect Director Harry L. Bosco   Mgmt   For   For
Elect Director James A. Chiddix   Mgmt   For   For
Elect Director Andrew T. Heller   Mgmt   For   For
Elect Director Matthew B. Kearney   Mgmt   For   For
Elect Director Robert J. Stanzione   Mgmt   For   For
Elect Director Doreen A. Toben   Mgmt   For   For
Elect Director Debora J. Wilson   Mgmt   For   For
Elect Director David A. Woodle   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

BNP Paribas SA

 

Meeting Date    05/14/2014    Country    France    Provider Security ID    F1058Q238
Record Date    05/08/2014    Meeting Type    Annual/Special    Ticker    BNP

 

Shares Voted 88    Primary CUSIP F1058Q238    Primary ISIN FR0000131104    Primary SEDOL 7309681

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Jean-Francois Lepetit as Director   Mgmt   For   For
Reelect Baudouin Prot as Director   Mgmt   For   Against
Reelect Fields Wicker-Miurin as Director   Mgmt   For   For
Ratify Appointment and Reelect Monique Cohen as Director   Mgmt   For   For
Elect Daniela Schwarzer as Director   Mgmt   For   For
Advisory Vote on Compensation of Baudouin Prot, Chairman   Mgmt   For   For
Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO   Mgmt   For   For
Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs   Mgmt   For   For
Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Executives and Risk Takers   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion   Mgmt   For   For

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million   Mgmt   For   For
Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Google Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    38259P706
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GOOG

 

Shares Voted 38    Primary CUSIP 38259P706    Primary ISIN US38259P7069    Primary SEDOL BKM4JZ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Larry Page   Mgmt   For   For
Elect Director Sergey Brin   Mgmt   For   For
Elect Director Eric E. Schmidt   Mgmt   For   For
Elect Director L. John Doerr   Mgmt   For   For
Elect Director Diane B. Greene   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Ann Mather   Mgmt   For   For
Elect Director Paul S. Otellini   Mgmt   For   For
Elect Director K. Ram Shriram   Mgmt   For   For
Elect Director Shirley M. Tilghman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Adopt Policy and Report on Impact of Tax Strategy   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Harte-Hanks, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    416196103
Record Date    03/20/2014    Meeting Type    Annual    Ticker    HHS

 

Shares Voted 200    Primary CUSIP 416196103    Primary ISIN US4161961036    Primary SEDOL 2410812

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Judy C. Odom   Mgmt   For   Withhold
Elect Director Robert A. Philpott   Mgmt   For   For
Elect Director Karen A. Puckett   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

NuVasive, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    670704105
Record Date    03/18/2014    Meeting Type    Annual    Ticker    NUVA

 

Shares Voted 100    Primary CUSIP 670704105    Primary ISIN US6707041058    Primary SEDOL B00GJC2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory T. Lucier   Mgmt   For   For
Elect Director Leslie V. Norwalk   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Ocwen Financial Corporation

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    675746309
Record Date    03/26/2014    Meeting Type    Annual    Ticker    OCN

 

Shares Voted 100    Primary CUSIP 675746309    Primary ISIN US6757463095    Primary SEDOL B14PL71

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Erbey   Mgmt   For   For
Elect Director Ronald M. Faris   Mgmt   For   For
Elect Director Ronald J. Korn   Mgmt   For   For
Elect Director William H. Lacy   Mgmt   For   For
Elect Director Wilbur L. Ross, Jr.   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director Barry N. Wish   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Statoil ASA

 

Meeting Date    05/14/2014    Country    Norway    Provider Security ID    R8413J103
Record Date       Meeting Type    Annual    Ticker    STL

 

Shares Voted 154    Primary CUSIP R4446E112    Primary ISIN NO0010096985    Primary SEDOL 7133608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Approve Notice of Meeting and Agenda   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share   Mgmt   For   For
Shareholder Proposals   Mgmt    
Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against
Management Proposals   Mgmt    
Approve Company’s Corporate Governance Statement   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Reelect Olaug Svarva as Member of Corporate Assembly   Mgmt   For   For
Reelect Idar Kreutzer as Member of Corporate Assembly   Mgmt   For   For
Reelect Karin Aslaksen as Member of Corporate Assembly   Mgmt   For   For
Reelect Greger Mannsverk as Member of Corporate Assembly   Mgmt   For   For
Reelect Steinar Olsen as Member of Corporate Assembly   Mgmt   For   For
Reelect Ingvald Strommen as Member of Corporate Assembly   Mgmt   For   For
Reelect Rune Bjerke as Member of Corporate Assembly   Mgmt   For   For
Reelect Siri Kalvig as Member of Corporate Assembly   Mgmt   For   For
Reelect Barbro Haetta as Member of Corporate Assembly   Mgmt   For   For
Elect Terje Venold as Member of Corporate Assembly   Mgmt   For   For
Elect Tone Lunde Bakker as Member of Corporate Assembly   Mgmt   For   For
Elect Kjersti Kleven as Member of Corporate Assembly   Mgmt   For   For
Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly   Mgmt   For   For
Reelect Bassim Haj as Deputy Member of Corporate Assembly   Mgmt   For   For
Elect Nina Kivijervi as Deputy Member of Corporate Assembly   Mgmt   For   For
Elect Birgitte Vartdal as Deputy Members of Corporate Assembly   Mgmt   For   For
Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members   Mgmt   For   For
Reelect Olaug Svarva as Member and Chairman of Nominating Committee   Mgmt   For   For
Reelect Tom Rathe as Member of Nominating Committee   Mgmt   For   For

Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy   Mgmt   For   For
Elect Tone Bakker as New Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members   Mgmt   For   For
Approve Quaterly Dividend Payment   Mgmt   For   For
Approve Equity Plan Financing   Mgmt   For   Against
Authorize Share Repurchase Program and Cancellation of Repurchased Shares   Mgmt   For   For
Shareholder Proposal   Mgmt    
Terminate Engagement in Angola and Azerbaijan   SH   Against   Against

Unilever NV

 

Meeting Date    05/14/2014    Country    Netherlands    Provider Security ID    N8981F271
Record Date    04/16/2014    Meeting Type    Annual    Ticker    UNA

 

Shares Voted 159    Primary CUSIP N8981F271    Primary ISIN NL0000009355    Primary SEDOL B12T3J1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    
Approve Remuneration Policy   Mgmt   For   For
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For
Reelect P.G.J.M. Polman as an Executive Director   Mgmt   For   For
Relect R.J-M.S. Huet as an Executive Director   Mgmt   For   For
Reelect L.M. Cha as a Non-Executive Director   Mgmt   For   For
Reelect L.O. Fresco as a Non-Executive Director   Mgmt   For   For
Reelect A.M. Fudge as a Non-Executive Director   Mgmt   For   For
Reelect B.E. Grote as a Non-Executive Director   Mgmt   For   For
Reelect M.Ma as a Non-Executive Director   Mgmt   For   For
Reelect H. Nyasulu as a Non-Executive Director   Mgmt   For   For
Reelect M. Rifkind as a Non-Executive Director   Mgmt   For   For
Reelect J. Rishton as a Non-Executive Director   Mgmt   For   For
Reelect K.J. Storm as a Non-Executive Director   Mgmt   For   For
Reelect M. Treschow as a Non-Executive Director   Mgmt   For   For
Reelect P.S. Walsh as a Non-Executive Director   Mgmt   For   For
Elect F Sijbesma as a Non-Executive Director   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date    05/14/2014    Country    United Kingdom    Provider Security ID    G92087165
Record Date    05/12/2014    Meeting Type    Annual    Ticker    ULVR

 

Shares Voted 125    Primary CUSIP G92087165    Primary ISIN GB00B10RZP78    Primary SEDOL B10RZP7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For
Re-elect Dr Byron Grote as Director   Mgmt   For   For
Re-elect Mary Ma as Director   Mgmt   For   For
Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For
Re-elect Michael Treschow as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Feike Sijbesma as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

United Community Banks, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    90984P303
Record Date    03/15/2014    Meeting Type    Annual    Ticker    UCBI

 

Shares Voted 100    Primary CUSIP 90984P303    Primary ISIN US90984P3038    Primary SEDOL 2862156

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. C. Nelson, Jr.   Mgmt   For   For
Elect Director Jimmy C. Tallent   Mgmt   For   For
Elect Director Robert H. Blalock   Mgmt   For   For
Elect Director Clifford V. Brokaw   Mgmt   For   For
Elect Director L. Cathy Cox   Mgmt   For   For
Elect Director Steven J. Goldstein   Mgmt   For   For
Elect Director Thomas A. Richlovsky   Mgmt   For   For
Elect Director Tim R. Wallis   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Align Technology, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    016255101
Record Date    03/20/2014    Meeting Type    Annual    Ticker    ALGN

 

Shares Voted 100    Primary CUSIP 016255101    Primary ISIN US0162551016    Primary SEDOL 2679204

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph Lacob   Mgmt   For   For
Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For
Elect Director George J. Morrow   Mgmt   For   For
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Thomas M. Prescott   Mgmt   For   For
Elect Director Andrea L. Saia   Mgmt   For   For
Elect Director Greg J. Santora   Mgmt   For   For
Elect Director Warren S. Thaler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amgen Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    031162100
Record Date    03/17/2014    Meeting Type    Annual    Ticker    AMGN

 

Shares Voted 86    Primary CUSIP 031162100    Primary ISIN US0311621009    Primary SEDOL 2023607

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Baltimore   Mgmt   For   Against
Elect Director Frank J. Biondi, Jr.   Mgmt   For   For
Elect Director Robert A. Bradway   Mgmt   For   For
Elect Director Francois de Carbonnel   Mgmt   For   Against
Elect Director Vance D. Coffman   Mgmt   For   Against
Elect Director Robert A. Eckert   Mgmt   For   For
Elect Director Greg C. Garland   Mgmt   For   For
Elect Director Rebecca M. Henderson   Mgmt   For   Against
Elect Director Frank C. Herringer   Mgmt   For   Against
Elect Director Tyler Jacks   Mgmt   For   Against
Elect Director Judith C. Pelham   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Vote Counting to Exclude Abstentions   SH   Against   Against

Apache Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    037411105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    APA

 

Shares Voted 48    Primary CUSIP 037411105    Primary ISIN US0374111054    Primary SEDOL 2043962

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Steven Farris   Mgmt   For   For
Elect Director A.D. Frazier, Jr.   Mgmt   For   For
Elect Director Amy H. Nelson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

BG Group plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G1245Z108
Record Date    05/13/2014    Meeting Type    Annual    Ticker    BG.

 

Shares Voted 336    Primary CUSIP G1245Z108    Primary ISIN GB0008762899    Primary SEDOL 0876289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Final Dividend   Mgmt   For   For
Elect Simon Lowth as Director   Mgmt   For   For
Elect Pam Daley as Director   Mgmt   For   For
Elect Martin Ferguson as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt    
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For
Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Lim Haw-Kuang as Director   Mgmt   For   For
Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Patrick Thomas as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

BMW Group Bayerische Motoren Werke AG

 

Meeting Date    05/15/2014    Country    Germany    Provider Security ID    D12096109
Record Date    04/23/2014    Meeting Type    Annual    Ticker    BMW

 

Shares Voted 35    Primary CUSIP D12096109    Primary ISIN DE0005190003    Primary SEDOL 5756029

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.62 per Preffered Share and 2.60 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Franz Haniel to the Supervisory Board   Mgmt   For   For
Elect Susanne Klatten to the Supervisory Board   Mgmt   For   For
Elect Robert Lane to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Stefan Quandt to the Supervisory Board   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For

Comfort Systems USA, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    199908104
Record Date    03/17/2014    Meeting Type    Annual    Ticker    FIX

 

Shares Voted 100    Primary CUSIP 199908104    Primary ISIN US1999081045    Primary SEDOL 2036047

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Darcy G. Anderson   Mgmt   For   For
Elect Director Herman E. Bulls   Mgmt   For   For
Elect Director Alfred J. Giardinelli, Jr.   Mgmt   For   For
Elect Director Alan P. Krusi   Mgmt   For   For
Elect Director Brian E. Lane   Mgmt   For   For
Elect Director Franklin Myers   Mgmt   For   For
Elect Director James H. Schultz   Mgmt   For   For
Elect Director Constance E. Skidmore   Mgmt   For   For
Elect Director Vance W. Tang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Deutsche Telekom AG

 

Meeting Date    05/15/2014    Country    Germany    Provider Security ID    D2035M136
Record Date       Meeting Type    Annual    Ticker    DTE

 

Shares Voted 290    Primary CUSIP D2035M136    Primary ISIN DE0005557508    Primary SEDOL 5842359

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Johannes Geismann to the Supervisory Board   Mgmt   For   For
Elect Lars Hinrichs to the Supervisory Board   Mgmt   For   For
Elect Ulrich Schroeder to the Supervisory Board   Mgmt   For   For
Elect Karl-Heinz Streibich to the Supervisory Board   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For

Lloyds Banking Group plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G5533W248
Record Date    05/13/2014    Meeting Type    Annual    Ticker    LLOY

 

Shares Voted 3,935    Primary CUSIP G5542W106    Primary ISIN GB0008706128    Primary SEDOL 0870612

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Juan Colombas as Director   Mgmt   For   For
Elect Dyfrig John as Director   Mgmt   For   For
Re-elect Lord Blackwell as Director   Mgmt   For   For
Re-elect George Culmer as Director   Mgmt   For   For
Re-elect Carolyn Fairbairn as Director   Mgmt   For   For
Re-elect Anita Frew as Director   Mgmt   For   For
Re-elect Antonio Horta-Osorio as Director   Mgmt   For   For
Re-elect Nicholas Luff as Director   Mgmt   For   For
Re-elect David Roberts as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Sara Weller as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For
Approve Scrip Dividend Programme   Mgmt   For   For

Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Variable Component of Remuneration for Code Staff   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Related Party and Class 1 Transaction   Mgmt   For   For

PolyOne Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    73179P106
Record Date    03/18/2014    Meeting Type    Annual    Ticker    POL

 

Shares Voted 100    Primary CUSIP 73179P106    Primary ISIN US73179P1066    Primary SEDOL 2624561

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Fearon   Mgmt   For   For
Elect Director Gregory J. Goff   Mgmt   For   For
Elect Director Gordon D. Harnett   Mgmt   For   For
Elect Director Sandra B. Lin   Mgmt   For   For
Elect Director Richard A. Lorraine   Mgmt   For   For
Elect Director Stephen D. Newlin   Mgmt   For   For
Elect Director Robert M. Patterson   Mgmt   For   For
Elect Director William H. Powell   Mgmt   For   For
Elect Director Kerry J. Preete   Mgmt   For   For
Elect Director Farah M. Walters   Mgmt   For   For
Elect Director William A. Wulfsohn   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prudential plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G72899100
Record Date    05/13/2014    Meeting Type    Annual    Ticker    PRU

 

Shares Voted 299    Primary CUSIP G72899100    Primary ISIN GB0007099541    Primary SEDOL 0709954

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Pierre-Olivier Bouee as Director   Mgmt   For   For
Elect Jacqueline Hunt as Director   Mgmt   For   For
Elect Anthony Nightingale as Director   Mgmt   For   For
Elect Alice Schroeder as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For
Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Philip Remnant as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares   Mgmt   For   For
Authorise Issue of Preference Shares   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Simon Property Group, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    828806109
Record Date    03/14/2014    Meeting Type    Annual    Ticker    SPG

 

Shares Voted 49    Primary CUSIP 828806109    Primary ISIN US8288061091    Primary SEDOL 2812452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Melvyn E. Bergstein   Mgmt   For   For
Elect Director Larry C. Glasscock   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Allan Hubbard   Mgmt   For   For
Elect Director Reuben S. Leibowitz   Mgmt   For   For
Elect Director Daniel C. Smith   Mgmt   For   For
Elect Director J. Albert Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

The Charles Schwab Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    808513105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    SCHW

 

Shares Voted 152    Primary CUSIP 808513105    Primary ISIN US8085131055    Primary SEDOL 2779397

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank C. Herringer   Mgmt   For   For
Elect Director Stephen T. McLin   Mgmt   For   For
Elect Director Roger O. Walther   Mgmt   For   For
Elect Director Robert N. Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Prepare Employment Diversity Report   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

The Dow Chemical Company

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    260543103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    DOW

 

Shares Voted 136    Primary CUSIP 260543103    Primary ISIN US2605431038    Primary SEDOL 2278719

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arnold A. Allemang   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Jacqueline K. Barton   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   Against
Elect Director Jeff M. Fettig   Mgmt   For   Against
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director Paul Polman   Mgmt   For   For
Elect Director Dennis H. Reilley   Mgmt   For   Against
Elect Director James M. Ringler   Mgmt   For   For
Elect Director Ruth G. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

Union Pacific Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    907818108
Record Date    03/24/2014    Meeting Type    Annual    Ticker    UNP

 

Shares Voted 54    Primary CUSIP 907818108    Primary ISIN US9078181081    Primary SEDOL 2914734

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew H. Card, Jr.   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director David B. Dillon   Mgmt   For   For
Elect Director Judith Richards Hope   Mgmt   For   For
Elect Director John J. Koraleski   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Michael W. McConnell   Mgmt   For   For
Elect Director Thomas F. McLarty, III   Mgmt   For   For
Elect Director Steven R. Rogel   Mgmt   For   For
Elect Director Jose H. Villarreal   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

Cameron International Corporation

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    13342B105
Record Date    03/21/2014    Meeting Type    Annual    Ticker    CAM

 

Shares Voted 124    Primary CUSIP 13342B105    Primary ISIN US13342B1052    Primary SEDOL 2222233

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director H. Paulett Eberhart   Mgmt   For   For
Elect Director Peter J. Fluor   Mgmt   For   For
Elect Director James T. Hackett   Mgmt   For   For
Elect Director Jack B. Moore   Mgmt   For   For
Elect Director Michael E. Patrick   Mgmt   For   For
Elect Director Jon Erik Reinhardsen   Mgmt   For   For
Elect Director Bruce W. Wilkinson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Discovery Communications, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    25470F104
Record Date    03/20/2014    Meeting Type    Annual    Ticker    DISCA

 

Shares Voted 117    Primary CUSIP 25470F104    Primary ISIN US25470F1049    Primary SEDOL B3D7K31

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert R. Bennett   Mgmt   For   Withhold
Elect Director John C. Malone   Mgmt   For   Withhold
Elect Director David M. Zaslav   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Dril-Quip, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    262037104
Record Date    03/24/2014    Meeting Type    Annual    Ticker    DRQ

 

Shares Voted 29    Primary CUSIP 262037104    Primary ISIN US2620371045    Primary SEDOL 2116767

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Blake T. DeBerry   Mgmt   For   For
Elect Director John V. Lovoi   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Articles to Delete Obsolete Provisions   Mgmt   For   For
Amend Articles Deleting Exception to Business Combination Provisions for Co-founders   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Growth Properties, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    370023103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GGP

 

Shares Voted 480    Primary CUSIP 370023103    Primary ISIN US3700231034    Primary SEDOL B56VLR5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard B. Clark   Mgmt   For   For
Elect Director Mary Lou Fiala   Mgmt   For   For
Elect Director J. Bruce Flatt   Mgmt   For   For
Elect Director John K. Haley   Mgmt   For   For
Elect Director Daniel B. Hurwitz   Mgmt   For   For
Elect Director Brian W. Kingston   Mgmt   For   For
Elect Director Sandeep Mathrani   Mgmt   For   For
Elect Director David J. Neithercut   Mgmt   For   For
Elect Director Mark R. Patterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hutchison Whampoa Limited

 

Meeting Date    05/16/2014    Country    Hong Kong    Provider Security ID    Y38024108
Record Date    05/12/2014    Meeting Type    Annual    Ticker    00013

 

Shares Voted 198    Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Fok Kin Ning, Canning as Director   Mgmt   For   Against
Elect Lai Kai Ming, Dominic as Director   Mgmt   For   Against
Elect Kam Hing Lam as Director   Mgmt   For   Against
Elect William Shurniak as Director   Mgmt   For   For
Elect Wong Chung Hin as Director   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against
Adopt New Articles of Association   Mgmt   For   For
Add Chinese Name to Existing Company Name   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Seattle Genetics, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    812578102
Record Date    03/21/2014    Meeting Type    Annual    Ticker    SGEN

 

Shares Voted 167    Primary CUSIP 812578102    Primary ISIN US8125781026    Primary SEDOL 2738127

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   For
Elect Director Srinivas Akkaraju   Mgmt   For   For
Elect Director David W. Gryska   Mgmt   For   For
Elect Director John P. McLaughlin   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Goldman Sachs Group, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    38141G104
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GS

 

Shares Voted 53    Primary CUSIP 38141G104    Primary ISIN US38141G1040    Primary SEDOL 2407966

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lloyd C. Blankfein   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Gary D. Cohn   Mgmt   For   For
Elect Director Claes Dahlback   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   For
Elect Director Lakshmi N. Mittal   Mgmt   For   For
Elect Director Adebayo O. Ogunlesi   Mgmt   For   For
Elect Director Peter Oppenheimer   Mgmt   For   For
Elect Director James J. Schiro   Mgmt   For   For
Elect Director Debora L. Spar   Mgmt   For   For
Elect Director Mark E. Tucker   Mgmt   For   For
Elect Director David A. Viniar   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against

Total SA

 

Meeting Date    05/16/2014    Country    France    Provider Security ID    F92124100
Record Date    05/12/2014    Meeting Type    Annual/Special    Ticker    FP

 

Shares Voted 184    Primary CUSIP F92124100    Primary ISIN FR0000120271    Primary SEDOL B15C557

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.38 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Patricia Barbizet as Director   Mgmt   For   For
Reelect Marie-Christine Coisne-Roquette as Director   Mgmt   For   For
Reelect Paul Desmarais Jr as Director   Mgmt   For   Against
Reelect Barbara Kux as Director   Mgmt   For   For
Advisory Vote on Compensation of Christophe de Margerie   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   Mgmt   For   For
Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   Against
Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives   Mgmt   For   For
Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board   Mgmt   For   For
Amend Article 15 of Bylaws Re: Age Limit for CEO   Mgmt   For   For
Amend Article 17 of Bylaws Re: Proxy Voting   Mgmt   For   For
Shareholder Proposals Submitted by UES Amont Total Workers’ Council   Mgmt    
Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives   SH   Against   Against
Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws   SH   Against   Against
Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws   SH   Against   Against
Amend Article 12.7 of Bylaws: Remuneration of Directors   SH   Against   Against

3D Systems Corporation

 

Meeting Date    05/19/2014    Country    USA    Provider Security ID    88554D205
Record Date    03/21/2014    Meeting Type    Annual    Ticker    DDD

 

Shares Voted 100    Primary CUSIP 88554D205    Primary ISIN US88554D2053    Primary SEDOL 2889768

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William E. Curran   Mgmt   For   For
Elect Director Peter H. Diamandis   Mgmt   For   For
Elect Director Charles W. Hull   Mgmt   For   For
Elect Director Jim D. Kever   Mgmt   For   For
Elect Director G. Walter Loewenbaum, II   Mgmt   For   For
Elect Director Kevin S. Moore   Mgmt   For   For
Elect Director Abraham N. Reichental   Mgmt   For   For
Elect Director Daniel S. Van Riper   Mgmt   For   For
Elect Director Karen E. Welke   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

American Tower Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    03027X100
Record Date    03/25/2014    Meeting Type    Annual    Ticker    AMT

 

Shares Voted 45    Primary CUSIP 03027X100    Primary ISIN US03027X1000    Primary SEDOL B7FBFL2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raymond P. Dolan   Mgmt   For   For
Elect Director Ronald M. Dykes   Mgmt   For   For
Elect Director Carolyn F. Katz   Mgmt   For   For
Elect Director Gustavo Lara Cantu   Mgmt   For   Against
Elect Director JoAnn A. Reed   Mgmt   For   For
Elect Director Pamela D.A. Reeve   Mgmt   For   Against
Elect Director David E. Sharbutt   Mgmt   For   For
Elect Director James D. Taiclet, Jr.   Mgmt   For   For
Elect Director Samme L. Thompson   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

AmSurg Corp.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    03232P405
Record Date    04/03/2014    Meeting Type    Annual    Ticker    AMSG

 

Shares Voted 100    Primary CUSIP 03232P405    Primary ISIN US03232P4054    Primary SEDOL 2781381

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Henry D. Herr   Mgmt   For   For
Elect Director Christopher A. Holden   Mgmt   For   For
Elect Director Joey A. Jacobs   Mgmt   For   For
Elect Director Kevin P. Lavender   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Sustainability   SH   Against   For

Axiall Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    05463D100
Record Date    04/04/2014    Meeting Type    Annual    Ticker    AXLL

 

Shares Voted 100    Primary CUSIP 05463D100    Primary ISIN US05463D1000    Primary SEDOL B9F5TH2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul D. Carrico   Mgmt   For   For
Elect Director T. Kevin DeNicola   Mgmt   For   For
Elect Director Patrick J. Fleming   Mgmt   For   For
Elect Director Robert M. Gervis   Mgmt   For   For
Elect Director Victoria F. Haynes   Mgmt   For   For
Elect Director Michael H. McGarry   Mgmt   For   For
Elect Director William L. Mansfield   Mgmt   For   For
Elect Director Mark L. Noetzel   Mgmt   For   For
Elect Director Robert Ripp   Mgmt   For   For
Elect Director David N. Weinstein   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Boston Properties, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    101121101
Record Date    03/26/2014    Meeting Type    Annual    Ticker    BXP

 

Shares Voted 90    Primary CUSIP 101121101    Primary ISIN US1011211018    Primary SEDOL 2019479

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol B. Einiger   Mgmt   For   For
Elect Director Jacob A. Frenkel   Mgmt   For   For
Elect Director Joel I. Klein   Mgmt   For   For
Elect Director Douglas T. Linde   Mgmt   For   For
Elect Director Matthew J. Lustig   Mgmt   For   For
Elect Director Alan J. Patricof   Mgmt   For   For
Elect Director Ivan G. Seidenberg   Mgmt   For   For
Elect Director Owen D. Thomas   Mgmt   For   For
Elect Director Martin Turchin   Mgmt   For   For
Elect Director David A. Twardock   Mgmt   For   For
Elect Director Mortimer B. Zuckerman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Dynex Capital, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    26817Q506
Record Date    03/21/2014    Meeting Type    Annual    Ticker    DX

 

Shares Voted 200    Primary CUSIP 26817Q506    Primary ISIN US26817Q5062    Primary SEDOL 2718680

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas B. Akin   Mgmt   For   For
Elect Director Byron L. Boston   Mgmt   For   For
Elect Director Michael R. Hughes   Mgmt   For   For
Elect Director Barry A. Igdaloff   Mgmt   For   For
Elect Director Valerie A. Mosley   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director James C. Wheat, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date    05/20/2014    Country    United Kingdom    Provider Security ID    G39420107
Record Date    05/18/2014    Meeting Type    Annual    Ticker    GLEN

 

Shares Voted 960    Primary CUSIP N/A    Primary ISIN JE00B4T3BW64    Primary SEDOL B4T3BW6

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Change of Company Name to Glencore plc   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Distribution   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Peter Coates as Director   Mgmt   For   For
Elect John Mack as Director   Mgmt   For   For
Elect Peter Grauer as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Scrip Dividend Program   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

JPMorgan Chase & Co.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    46625h100
Record Date    03/21/2014    Meeting Type    Annual    Ticker    JPM

 

Shares Voted 434    Primary CUSIP 46625h100    Primary ISIN US46625H1005    Primary SEDOL 2190385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linda B. Bammann   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   For
Elect Director Crandall C. Bowles   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director James Dimon   Mgmt   For   For
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Laban P. Jackson, Jr.   Mgmt   For   For
Elect Director Michael A. Neal   Mgmt   For   For
Elect Director Lee R. Raymond   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Provide for Cumulative Voting   SH   Against   Against

Lexington Realty Trust

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    529043101
Record Date    03/19/2014    Meeting Type    Annual    Ticker    LXP

 

Shares Voted 200    Primary CUSIP 529043101    Primary ISIN US5290431015    Primary SEDOL 2139151

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Robert Roskind   Mgmt   For   For
Elect Director T. Wilson Eglin   Mgmt   For   For
Elect Director Richard J. Rouse   Mgmt   For   For
Elect Director Harold First   Mgmt   For   For
Elect Director Richard S. Frary   Mgmt   For   Withhold
Elect Director James Grosfeld   Mgmt   For   Withhold
Elect Director Kevin W. Lynch   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Linde AG

 

Meeting Date    05/20/2014    Country    Germany    Provider Security ID    D50348107
Record Date    04/28/2014    Meeting Type    Annual    Ticker    LIN

 

Shares Voted 23    Primary CUSIP D50348107    Primary ISIN DE0006483001    Primary SEDOL 5740817

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For

Newport Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    651824104
Record Date    03/26/2014    Meeting Type    Annual    Ticker    NEWP

 

Shares Voted 100    Primary CUSIP 651824104    Primary ISIN US6518241046    Primary SEDOL 2636748

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Christopher Cox   Mgmt   For   For
Elect Director Oleg Khaykin   Mgmt   For   For
Elect Director Cherry A. Murray   Mgmt   For   For
Elect Director Robert J. Phillippy   Mgmt   For   For
Elect Director Kenneth F. Potashner   Mgmt   For   For
Elect Director Peter J. Simone   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Qlik Technologies Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    74733T105
Record Date    03/21/2014    Meeting Type    Annual    Ticker    QLIK

 

Shares Voted 67    Primary CUSIP 74733T105    Primary ISIN US74733T1051    Primary SEDOL B3WPL22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce Golden   Mgmt   For   For
Elect Director Lars Bjork   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Royal Dutch Shell plc

 

Meeting Date    05/20/2014    Country    United Kingdom    Provider Security ID    G7690A100
Record Date    05/16/2014    Meeting Type    Annual    Ticker    RDSA

 

Shares Voted 328    Primary CUSIP G7690A118    Primary ISIN GB00B03MLX29    Primary SEDOL B03MLX2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Euleen Goh as Director   Mgmt   For   For
Elect Patricia Woertz as Director   Mgmt   For   For
Elect Ben van Beurden as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For
Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Re-elect Gerrit Zalm as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Deferred Bonus Plan   Mgmt   For   For
Approve Restricted Share Plan   Mgmt   For   Against
Approve EU Political Donations and Expenditure   Mgmt   For   For

Southwestern Energy Company

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    845467109
Record Date    03/28/2014    Meeting Type    Annual    Ticker    SWN

 

Shares Voted 224    Primary CUSIP 845467109    Primary ISIN US8454671095    Primary SEDOL 2828619

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Gass   Mgmt   For   For
Elect Director Catherine A. Kehr   Mgmt   For   For
Elect Director Greg D. Kerley   Mgmt   For   For
Elect Director Vello A. Kuuskraa   Mgmt   For   For
Elect Director Kenneth R. Mourton   Mgmt   For   For
Elect Director Steven L. Mueller   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Alan H. Stevens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For

Two Harbors Investment Corp.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    90187B101
Record Date    03/25/2014    Meeting Type    Annual    Ticker    TWO

 

Shares Voted 300    Primary CUSIP 90187B101    Primary ISIN US90187B1017    Primary SEDOL B563MS9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Spencer Abraham   Mgmt   For   For
Elect Director James J. Bender   Mgmt   For   For
Elect Director Mark D. Ein   Mgmt   For   For
Elect Director Stephen G. Kasnet   Mgmt   For   For
Elect Director Jacques R. Rolfo   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director Thomas E. Siering   Mgmt   For   For
Elect Director Brian C. Taylor   Mgmt   For   For
Elect Director Hope B. Woodhouse   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amazon.com, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    023135106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    AMZN

 

Shares Voted 51    Primary CUSIP 023135106    Primary ISIN US0231351067    Primary SEDOL 2000019

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey P. Bezos   Mgmt   For   For
Elect Director Tom A. Alberg   Mgmt   For   For
Elect Director John Seely Brown   Mgmt   For   For
Elect Director William B. Gordon   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Alain Monie   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director Patricia Q. Stonesifer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Comcast Corporation

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    20030N101
Record Date    03/21/2014    Meeting Type    Annual    Ticker    CMCSA

 

Shares Voted 297    Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Bacon   Mgmt   For   For
Elect Director Sheldon M. Bonovitz   Mgmt   For   For
Elect Director Edward D. Breen   Mgmt   For   For
Elect Director Joseph J. Collins   Mgmt   For   For
Elect Director J. Michael Cook   Mgmt   For   For
Elect Director Gerald L. Hassell   Mgmt   For   For
Elect Director Jeffrey A. Honickman   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director Brian L. Roberts   Mgmt   For   For
Elect Director Ralph J. Roberts   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Pro-rata Vesting of Equity Plans   SH   Against   Against

First Solar, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    336433107
Record Date    04/01/2014    Meeting Type    Annual    Ticker    FSLR

 

Shares Voted 100    Primary CUSIP 336433107    Primary ISIN US3364331070    Primary SEDOL B1HMF22

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Ahearn   Mgmt   For   For
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Richard D. Chapman   Mgmt   For   For
Elect Director George A. (‘Chip’) Hambro   Mgmt   For   For
Elect Director James A. Hughes   Mgmt   For   For
Elect Director Craig Kennedy   Mgmt   For   For
Elect Director James F. Nolan   Mgmt   For   For
Elect Director William J. Post   Mgmt   For   For
Elect Director J. Thomas Presby   Mgmt   For   For
Elect Director Paul H. Stebbins   Mgmt   For   For
Elect Director Michael Sweeney   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Require a Majority Vote for the Election of Directors   SH   Against   For

Graphic Packaging Holding Company

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    388689101
Record Date    03/24/2014    Meeting Type    Annual    Ticker    GPK

 

Shares Voted 400    Primary CUSIP 388689101    Primary ISIN US3886891015    Primary SEDOL B2Q8249

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Andrea Botta   Mgmt   For   For
Elect Director Jeffrey H. Coors   Mgmt   For   For
Elect Director David W. Scheible   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Kate Spade & Company

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    485865109
Record Date    03/21/2014    Meeting Type    Annual    Ticker    KATE

 

Shares Voted 100    Primary CUSIP 485865109    Primary ISIN US4858651098    Primary SEDOL BJWG213

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bernard W. Aronson   Mgmt   For   For
Elect Director Lawrence S. Benjamin   Mgmt   For   For
Elect Director Raul J. Fernandez   Mgmt   For   For
Elect Director Kenneth B. Gilman   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Kenneth P. Kopelman   Mgmt   For   For
Elect Director Kay Koplovitz   Mgmt   For   For
Elect Director Craig A. Leavitt   Mgmt   For   For
Elect Director Deborah J. Lloyd   Mgmt   For   For
Elect Director Doreen A. Toben   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Other Business   Mgmt   For   Against

Magellan Health Services, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    559079207
Record Date    03/31/2014    Meeting Type    Annual    Ticker    MGLN

 

Shares Voted 7    Primary CUSIP 559079207    Primary ISIN US5590792074    Primary SEDOL 2307787

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. McBride   Mgmt   For   For
Elect Director Robert M. Le Blanc   Mgmt   For   For
Elect Director Perry G. Fine   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Mondelez International, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    609207105
Record Date    03/14/2014    Meeting Type    Annual    Ticker    MDLZ

 

Shares Voted 203    Primary CUSIP 609207105    Primary ISIN US6092071058    Primary SEDOL B8CKK03

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Lewis W.K. Booth   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   Against
Elect Director Mark D. Ketchum   Mgmt   For   Against
Elect Director Jorge S. Mesquita   Mgmt   For   For
Elect Director Nelson Peltz   Mgmt   For   For
Elect Director Fredric G. Reynolds   Mgmt   For   For
Elect Director Irene B. Rosenfeld   Mgmt   For   For
Elect Director Patrick T. Siewert   Mgmt   For   For
Elect Director Ruth J. Simmons   Mgmt   For   Against
Elect Director Ratan N. Tata   Mgmt   For   Against
Elect Director Jean-Francois M. L. van Boxmeer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Assess Environmental Impact of Non-Recyclable Packaging   SH   Against   For

Nationstar Mortgage Holdings Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    63861C109
Record Date    03/27/2014    Meeting Type    Annual    Ticker    NSM

 

Shares Voted 100    Primary CUSIP 63861C109    Primary ISIN US63861C1099    Primary SEDOL B7F8P79

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Gidel   Mgmt   For   Withhold
Elect Director Brett Hawkins   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year

PPL Corporation

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    69351T106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    PPL

 

Shares Voted 309    Primary CUSIP 69351T106    Primary ISIN US69351T1060    Primary SEDOL 2680905

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frederick M. Bernthal   Mgmt   For   For
Elect Director John W. Conway   Mgmt   For   Against
Elect Director Philip G. Cox   Mgmt   For   For
Elect Director Steven G. Elliott   Mgmt   For   For
Elect Director Louise K. Goeser   Mgmt   For   Against
Elect Director Stuart E. Graham   Mgmt   For   Against
Elect Director Stuart Heydt   Mgmt   For   Against
Elect Director Raja Rajamannar   Mgmt   For   For
Elect Director Craig A. Rogerson   Mgmt   For   Against
Elect Director William H. Spence   Mgmt   For   For
Elect Director Natica von Althann   Mgmt   For   For
Elect Director Keith H. Williamson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Amend Bylaws — Call Special Meetings   SH   Against   For

SAP AG

 

Meeting Date    05/21/2014    Country    Germany    Provider Security ID    D66992104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    SAP

 

Shares Voted 86    Primary CUSIP D66992104    Primary ISIN DE0007164600    Primary SEDOL 4846288

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH   Mgmt   For   For
Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH   Mgmt   For   For

Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH   Mgmt   For   For
Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Elect Hasso Plattner to the Supervisory Board   Mgmt   For   Against
Elect Pekka Ala-Pietilae to the Supervisory Board   Mgmt   For   Against
Elect Anja Feldmann to the Supervisory Board   Mgmt   For   For
Elect Wilhelm Haarmann to the Supervisory Board   Mgmt   For   Against
Elect Bernard Liautaud to the Supervisory Board   Mgmt   For   For
Elect Hartmut Mehdorn to the Supervisory Board   Mgmt   For   Against
Elect Erhard Schipporeit to the Supervisory Board   Mgmt   For   For
Elect Hagemann Snabe to the Supervisory Board   Mgmt   For   Against
Elect Klaus Wucherer to the Supervisory Board   Mgmt   For   For

Anixter International Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    035290105
Record Date    03/24/2014    Meeting Type    Annual    Ticker    AXE

 

Shares Voted 30    Primary CUSIP 035290105    Primary ISIN US0352901054    Primary SEDOL 2468844

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James Blyth   Mgmt   For   For
Elect Director Frederic F. Brace   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Robert J. Eck   Mgmt   For   For
Elect Director Robert W. Grubbs   Mgmt   For   For
Elect Director F. Philip Handy   Mgmt   For   For
Elect Director Melvyn N. Klein   Mgmt   For   For
Elect Director George Munoz   Mgmt   For   For
Elect Director Stuart M. Sloan   Mgmt   For   For
Elect Director Matthew Zell   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date    05/22/2014    Country    Germany    Provider Security ID    D18190898
Record Date       Meeting Type    Annual    Ticker    DBK

 

Shares Voted 93    Primary CUSIP D18190898    Primary ISIN DE0005140008    Primary SEDOL 5750355

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Management Board Members to 200 Percent of Fixed Remuneration   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Key Employees to 200 Percent of Fixed Remuneration   Mgmt   For   For
Approve Remuneration of Supervisory Board Committees   Mgmt   For   For
Approve Creation of EUR 256 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Convertible and Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Issuance of Participation Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary Deutsche Immobilien Leasing GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary Deutsche Bank (Europe) GmbH   Mgmt   For   For

Dime Community Bancshares, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    253922108
Record Date    03/27/2014    Meeting Type    Annual    Ticker    DCOM

 

Shares Voted 100    Primary CUSIP 253922108    Primary ISIN US2539221083    Primary SEDOL 2034148

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Mahon   Mgmt   For   For
Elect Director George L. Clark, Jr.   Mgmt   For   For
Elect Director Steven D. Cohn   Mgmt   For   For
Elect Director Robert C. Golden   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Facebook, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    30303M102
Record Date    03/24/2014    Meeting Type    Annual    Ticker    FB

 

Shares Voted 202    Primary CUSIP 30303M102    Primary ISIN US30303M1027    Primary SEDOL B7TL820

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc L. Andreessen   Mgmt   For   For
Elect Director Erskine B. Bowles   Mgmt   For   For
Elect Director Susan D. Desmond-Hellmann   Mgmt   For   For
Elect Director Donald E. Graham   Mgmt   For   For
Elect Director Reed Hastings   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Peter A. Thiel   Mgmt   For   For
Elect Director Mark Zuckerberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against
Assess Privacy and Advertising Policy Relating to Childhood Obesity   SH   Against   Against
Report on Sustainability   SH   Against   For

Intel Corporation

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    458140100
Record Date    03/24/2014    Meeting Type    Annual    Ticker    INTC

 

Shares Voted 603    Primary CUSIP 458140100    Primary ISIN US4581401001    Primary SEDOL 2463247

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director John J. Donahoe   Mgmt   For   For
Elect Director Reed E. Hundt   Mgmt   For   For
Elect Director Brian M. Krzanich   Mgmt   For   For
Elect Director James D. Plummer   Mgmt   For   For
Elect Director David S. Pottruck   Mgmt   For   For
Elect Director Frank D. Yeary   Mgmt   For   For
Elect Director David B. Yoffie   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NextEra Energy, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    65339F101
Record Date    03/24/2014    Meeting Type    Annual    Ticker    NEE

 

Shares Voted 50    Primary CUSIP 65339F101    Primary ISIN US65339F1012    Primary SEDOL 2328915

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sherry S. Barrat   Mgmt   For   For
Elect Director Robert M. Beall, II   Mgmt   For   For
Elect Director James L. Camaren   Mgmt   For   For
Elect Director Kenneth B. Dunn   Mgmt   For   For
Elect Director Kirk S. Hachigian   Mgmt   For   For
Elect Director Toni Jennings   Mgmt   For   For
Elect Director James L. Robo   Mgmt   For   For
Elect Director Rudy E. Schupp   Mgmt   For   For
Elect Director John L. Skolds   Mgmt   For   For
Elect Director William H. Swanson   Mgmt   For   For
Elect Director Hansel E. Tookes, II   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Supermajority Vote Requirement   SH   Against   For

NL Industries, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    629156407
Record Date    03/24/2014    Meeting Type    Annual    Ticker    NL

 

Shares Voted 200    Primary CUSIP 629156407    Primary ISIN US6291564077    Primary SEDOL 2618069

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Loretta J. Feehan   Mgmt   For   Withhold
Elect Director Robert D. Graham   Mgmt   For   Withhold
Elect Director Cecil H. Moore, Jr.   Mgmt   For   For
Elect Director Thomas P. Stafford   Mgmt   For   For
Elect Director Steven L. Watson   Mgmt   For   Withhold
Elect Director Terry N. Worrell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Old Dominion Freight Line, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    679580100
Record Date    03/19/2014    Meeting Type    Annual    Ticker    ODFL

 

Shares Voted 100    Primary CUSIP 679580100    Primary ISIN US6795801009    Primary SEDOL 2656423

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Earl E. Congdon   Mgmt   For   For
Elect Director David S. Congdon   Mgmt   For   For
Elect Director J. Paul Breitbach   Mgmt   For   For
Elect Director John R. Congdon, Jr.   Mgmt   For   For
Elect Director Robert G. Culp, III   Mgmt   For   For
Elect Director John D. Kasarda   Mgmt   For   For
Elect Director Leo H. Suggs   Mgmt   For   For
Elect Director D. Michael Wray   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Strategic Hotels & Resorts, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    86272T106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    BEE

 

Shares Voted 200    Primary CUSIP 86272T106    Primary ISIN US86272T1060    Primary SEDOL 2438654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert P. Bowen   Mgmt   For   For
Elect Director Raymond L. Gellein, Jr.   Mgmt   For   For
Elect Director James A. Jeffs   Mgmt   For   For
Elect Director David W. Johnson   Mgmt   For   For
Elect Director Richard D. Kincaid   Mgmt   For   For
Elect Director David M.C. Michels   Mgmt   For   For
Elect Director William A. Prezant   Mgmt   For   For
Elect Director Eugene F. Reilly   Mgmt   For   For
Elect Director Sheli Z. Rosenberg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Home Depot, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    437076102
Record Date    03/24/2014    Meeting Type    Annual    Ticker    HD

 

Shares Voted 172    Primary CUSIP 437076102    Primary ISIN US4370761029    Primary SEDOL 2434209

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   Against
Elect Director Francis S. Blake   Mgmt   For   For
Elect Director Ari Bousbib   Mgmt   For   For
Elect Director Gregory D. Brenneman   Mgmt   For   Against
Elect Director J. Frank Brown   Mgmt   For   For
Elect Director Albert P. Carey   Mgmt   For   Against
Elect Director Armando Codina   Mgmt   For   Against
Elect Director Helena B. Foulkes   Mgmt   For   For
Elect Director Wayne M. Hewett   Mgmt   For   For
Elect Director Karen L. Katen   Mgmt   For   Against
Elect Director Mark Vadon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Prepare Employment Diversity Report   SH   Against   For

Theravance, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    88338T104
Record Date    04/10/2014    Meeting Type    Annual    Ticker    THRX

 

Shares Voted 100    Primary CUSIP 88338T104    Primary ISIN US88338T1043    Primary SEDOL B032G04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Rick E Winningham   Mgmt   For   For
Elect Director Henrietta H. Fore   Mgmt   For   For
Elect Director Robert V. Gunderson, Jr.   Mgmt   For   For
Elect Director Burton G. Malkiel   Mgmt   For   For
Elect Director Peter S. Ringrose   Mgmt   For   For
Elect Director William H. Waltrip   Mgmt   For   For
Elect Director George M. Whitesides   Mgmt   For   For
Elect Director William D. Young   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date    05/22/2014    Country    Canada    Provider Security ID    884903105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    TRI

 

Shares Voted 96    Primary CUSIP 884903105    Primary ISIN CA8849031056    Primary SEDOL 2889371

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Sheila C. Bair   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For
Elect Director Mary Cirillo   Mgmt   For   For
Elect Director Michael E. Daniels   Mgmt   For   For
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director P. Thomas Jenkins   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For
Approve PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

Avis Budget Group, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    053774105
Record Date    03/27/2014    Meeting Type    Annual    Ticker    CAR

 

Shares Voted 100    Primary CUSIP 053774105    Primary ISIN US0537741052    Primary SEDOL B1CL8J2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Alun Cathcart   Mgmt   For   For
Elect Director Mary C. Choksi   Mgmt   For   For
Elect Director Leonard S. Coleman   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director John D. Hardy, Jr.   Mgmt   For   For
Elect Director Lynn Krominga   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director F. Robert Salerno   Mgmt   For   For
Elect Director Stender E. Sweeney   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Continental Resources, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    212015101
Record Date    03/27/2014    Meeting Type    Annual    Ticker    CLR

 

Shares Voted 100    Primary CUSIP 212015101    Primary ISIN US2120151012    Primary SEDOL B1XGWS3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Boren   Mgmt   For   For
Elect Director William B. Berry   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date    05/23/2014    Country    United Kingdom    Provider Security ID    G4634U169
Record Date    05/22/2014    Meeting Type    Annual    Ticker    HSBA

 

Shares Voted 1,605    Primary CUSIP G4634U169    Primary ISIN GB0005405286    Primary SEDOL 0540528

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Variable Pay Cap   Mgmt   For   For
Elect Kathleen Casey as Director   Mgmt   For   For
Elect Sir Jonathan Evans as Director   Mgmt   For   For
Elect Marc Moses as Director   Mgmt   For   For
Elect Jonathan Symonds as Director   Mgmt   For   For

Re-elect Safra Catz as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For
Re-elect Rona Fairhead as Director   Mgmt   For   For
Re-elect Renato Fassbind as Director   Mgmt   For   For
Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For
Re-elect Rachel Lomax as Director   Mgmt   For   For
Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Directors to Allot Any Repurchased Shares   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Airbus Group

 

Meeting Date    05/27/2014    Country    Netherlands    Provider Security ID    N0280E105
Record Date    04/29/2014    Meeting Type    Annual    Ticker    AIR

 

Shares Voted 52    Primary CUSIP F17114103    Primary ISIN NL0000235190    Primary SEDOL 4012250

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Receive Report on Business and Financial Statements   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discussion of Agenda Items   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Non-Executive Members of the Board of Directors   Mgmt   For   For
Approve Discharge of Executive Members of the Board of Directors   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Approve Amendments to Remuneration Policy for the Board of Directors   Mgmt   For   For
Amend Articles Re: Change Company Name   Mgmt   For   For
Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans   Mgmt   For   For
Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Close Meeting   Mgmt    

Deutsche Post AG

 

Meeting Date    05/27/2014    Country    Germany    Provider Security ID    D19225107
Record Date       Meeting Type    Annual    Ticker    DPW

 

Shares Voted 78    Primary CUSIP D19225107    Primary ISIN DE0005552004    Primary SEDOL 4617859

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.80 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Stock Option Plan for Key Employees; Approve Creation of EUR 40 Million Pool of Conditional Capital to Guarantee Conversion Rights   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Simone Menne to the Supervisory Board   Mgmt   For   For
Elect Ulrich Schroeder to the Supervisory Board   Mgmt   For   For
Elect Stefan Schulte to the Supervisory Board   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary DHL Home Delivery GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post IT Services GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Assekuranz Vermittlungs GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Beteiligungen Holding GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Consult GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post DHL Research and InnovationGmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Grundstuecks-Vermietungsgesellschaft beta mbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post IT Brief GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Werbeagentur Janssen GmbH   Mgmt   For   For

Merck & Co., Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    58933Y105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    MRK

 

Shares Voted 348    Primary CUSIP 58933Y105    Primary ISIN US58933Y1055    Primary SEDOL 2778844

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie A. Brun   Mgmt   For   For
Elect Director Thomas R. Cech   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director Thomas H. Glocer   Mgmt   For   For
Elect Director William B. Harrison, Jr.   Mgmt   For   For
Elect Director C. Robert Kidder   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Craig B. Thompson   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Peter C. Wendell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

PDF Solutions, Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    693282105
Record Date    04/04/2014    Meeting Type    Annual    Ticker    PDFS

 

Shares Voted 100    Primary CUSIP 693282105    Primary ISIN US6932821050    Primary SEDOL 2782425

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas Caulfield   Mgmt   For   For
Elect Director R. Stephen Heinrichs   Mgmt   For   For
Elect Director Joseph R. Bronson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

The Travelers Companies, Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    89417E109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    TRV

 

Shares Voted 44    Primary CUSIP 89417E109    Primary ISIN US89417E1091    Primary SEDOL 2769503

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan L. Beller   Mgmt   For   For
Elect Director John H. Dasburg   Mgmt   For   For
Elect Director Janet M. Dolan   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Jay S. Fishman   Mgmt   For   For
Elect Director Patricia L. Higgins   Mgmt   For   For
Elect Director Thomas R. Hodgson   Mgmt   For   For
Elect Director William J. Kane   Mgmt   For   For

Elect Director Cleve L. Killingsworth, Jr.   Mgmt   For   For
Elect Director Philip T. (Pete) Ruegger, III   Mgmt   For   For
Elect Director Donald J. Shepard   Mgmt   For   For
Elect Director Laurie J. Thomsen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Alkermes plc

 

Meeting Date    05/28/2014    Country    Ireland    Provider Security ID    G01767105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ALKS

 

Shares Voted 100    Primary CUSIP 01642T108    Primary ISIN IE00B56GVS15    Primary SEDOL B3P6D26

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul J. Mitchell   Mgmt   For   For
Elect Director Richard F. Pops   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Change Location of Annual Meeting   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Chevron Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    166764100
Record Date    04/02/2014    Meeting Type    Annual    Ticker    CVX

 

Shares Voted 222    Primary CUSIP 166764100    Primary ISIN US1667641005    Primary SEDOL 2838555

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linnet F. Deily   Mgmt   For   For
Elect Director Robert E. Denham   Mgmt   For   For
Elect Director Alice P. Gast   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director George L. Kirkland   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Kevin W. Sharer   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director John S. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Report on Charitable Contributions   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Amend Bylaws — Call Special Meetings   SH   Against   For
Require Director Nominee with Environmental Experience   SH   Against   For
Adopt Guidelines for Country Selection   SH   Against   For

DigitalGlobe, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    25389M877
Record Date    04/01/2014    Meeting Type    Annual    Ticker    DGI

 

Shares Voted 100    Primary CUSIP 25389M877    Primary ISIN US25389M8771    Primary SEDOL B0V0257

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Howell M. Estes III   Mgmt   For   For
Elect Director Kimberly Till   Mgmt   For   For
Elect Director Eddy Zervigon   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Exxon Mobil Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    30231G102
Record Date    04/04/2014    Meeting Type    Annual    Ticker    XOM

 

Shares Voted 517    Primary CUSIP 30231G102    Primary ISIN US30231G1022    Primary SEDOL 2326618

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Peter Brabeck-Letmathe   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Larry R. Faulkner   Mgmt   For   For
Elect Director Jay S. Fishman   Mgmt   For   For
Elect Director Henrietta H. Fore   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Rex W. Tillerson   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually   SH   Against   Against
Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    31620M106
Record Date    04/01/2014    Meeting Type    Annual    Ticker    FIS

 

Shares Voted 145    Primary CUSIP 31620M106    Primary ISIN US31620M1062    Primary SEDOL 2769796

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David K. Hunt   Mgmt   For   For
Elect Director Richard N. Massey   Mgmt   For   For
Elect Director Leslie M. Muma   Mgmt   For   For
Elect Director James B. Stallings, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Hanmi Financial Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    410495204
Record Date    04/02/2014    Meeting Type    Annual    Ticker    HAFC

 

Shares Voted 100    Primary CUSIP 410495204    Primary ISIN US4104952043    Primary SEDOL B6TPXR5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director I Joon Ahn   Mgmt   For   For
Elect Director John A. Hall   Mgmt   For   For
Elect Director Paul Seon-Hong Kim   Mgmt   For   For
Elect Director Chong Guk (C.G.) Kum   Mgmt   For   For
Elect Director Joon Hyung Lee   Mgmt   For   For
Elect Director Chulse (William) Park   Mgmt   For   For
Elect Director Joseph K. Rho   Mgmt   For   For
Elect Director David L. Rosenblum   Mgmt   For   For
Elect Director William J. Stolte   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Pioneer Natural Resources Company

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    723787107
Record Date    04/03/2014    Meeting Type    Annual    Ticker    PXD

 

Shares Voted 15    Primary CUSIP 723787107    Primary ISIN US7237871071    Primary SEDOL 2690830

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy L. Dove   Mgmt   For   For
Elect Director Stacy P. Methvin   Mgmt   For   For
Elect Director Charles E. Ramsey, Jr.   Mgmt   For   For
Elect Director Frank A. Risch   Mgmt   For   For
Elect Director Edison C. Buchanan   Mgmt   For   For
Elect Director Larry R. Grillot   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Jim A. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Dice Holdings, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    253017107
Record Date    04/21/2014    Meeting Type    Annual    Ticker    DHX

 

Shares Voted 200    Primary CUSIP 253017107    Primary ISIN US2530171071    Primary SEDOL B23DMS1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter R. Ezersky   Mgmt   For   Withhold
Elect Director David S. Gordon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Entravision Communications Corporation

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    29382R107
Record Date    04/11/2014    Meeting Type    Annual    Ticker    EVC

 

Shares Voted 300    Primary CUSIP 29382R107    Primary ISIN US29382R1077    Primary SEDOL 2615112

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Walter F. Ulloa   Mgmt   For   Withhold
Elect Director Philip C. Wilkinson   Mgmt   For   Withhold
Elect Director Paul A. Zevnik   Mgmt   For   Withhold
Elect Director Esteban E. Torres   Mgmt   For   For
Elect Director Gilbert R. Vasquez   Mgmt   For   For
Elect Director Jules G. Buenabenta   Mgmt   For   For
Elect Director Patricia Diaz Dennis   Mgmt   For   For
Elect Director Juan Saldivar von Wuthenau   Mgmt   For   Withhold
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    78467J100
Record Date    04/01/2014    Meeting Type    Annual    Ticker    SSNC

 

Shares Voted 100    Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Normand A. Boulanger   Mgmt   For   For
Elect Director David A. Varsano   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   Against
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Telefonica S.A.

 

Meeting Date    05/29/2014    Country    Spain    Provider Security ID    879382109
Record Date    05/23/2014    Meeting Type    Annual    Ticker    TEF

 

Shares Voted 387    Primary CUSIP 879382109    Primary ISIN ES0178430E18    Primary SEDOL 5732524

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements, Allocation of Income, and Discharge of Board   Mgmt   For   For
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Restricted Stock Plan   Mgmt   For   For
Approve Share Matching Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Highwoods Properties, Inc.

 

Meeting Date    05/30/2014    Country    USA    Provider Security ID    431284108
Record Date    03/03/2014    Meeting Type    Annual    Ticker    HIW

 

Shares Voted 154    Primary CUSIP 431284108    Primary ISIN US4312841087    Primary SEDOL 2420640

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles A. Anderson   Mgmt   For   For
Elect Director Gene H. Anderson   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director David J. Hartzell   Mgmt   For   For
Elect Director Sherry A. Kellett   Mgmt   For   For
Elect Director Mark F. Mulhern   Mgmt   For   For
Elect Director L. Glenn Orr, Jr.   Mgmt   For   For
Elect Director O. Temple Sloan, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

UnitedHealth Group Incorporated

 

Meeting Date    06/02/2014    Country    USA    Provider Security ID    91324P102
Record Date    04/04/2014    Meeting Type    Annual    Ticker    UNH

 

Shares Voted 130    Primary CUSIP 91324P102    Primary ISIN US91324P1021    Primary SEDOL 2917766

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director Edson Bueno   Mgmt   For   For
Elect Director Richard T. Burke   Mgmt   For   For
Elect Directo Robert J. Darretta   Mgmt   For   For
Elect Director Stephen J. Hemsley   Mgmt   For   For
Elect Director Michele J. Hooper   Mgmt   For   For
Elect Director Rodger A. Lawson   Mgmt   For   For
Elect Director Douglas W. Leatherdale   Mgmt   For   For
Elect Director Glenn M. Renwick   Mgmt   For   For
Elect Director Kenneth I. Shine   Mgmt   For   For
Elect Director Gail R. Wilensky   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    192446102
Record Date    04/07/2014    Meeting Type    Annual    Ticker    CTSH

 

Shares Voted 280    Primary CUSIP 192446102    Primary ISIN US1924461023    Primary SEDOL 2257019

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Patsalos-Fox   Mgmt   For   For
Elect Director Robert E. Weissman   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MasterCard Incorporated

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    57636Q104
Record Date    04/09/2014    Meeting Type    Annual    Ticker    MA

 

Shares Voted 140    Primary CUSIP 57636Q104    Primary ISIN US57636Q1040    Primary SEDOL B121557

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Haythornthwaite   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Silvio Barzi   Mgmt   For   For
Elect Director David R. Carlucci   Mgmt   For   For
Elect Director Steven J. Freiberg   Mgmt   For   For
Elect Director Julius Genachowski   Mgmt   For   For
Elect Director Merit E. Janow   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Marc Olivie   Mgmt   For   For
Elect Director Rima Qureshi   Mgmt   For   For
Elect Director Jose Octavio Reyes Lagunes   Mgmt   For   For
Elect Director Jackson P. Tai   Mgmt   For   For
Elect Director Edward Suning Tian   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Monster Worldwide, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    611742107
Record Date    04/09/2014    Meeting Type    Annual    Ticker    MWW

 

Shares Voted 400    Primary CUSIP 611742107    Primary ISIN US6117421072    Primary SEDOL 2892045

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Salvatore Iannuzzi   Mgmt   For   For
Elect Director John Gaulding   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   Against
Elect Director Jeffrey F. Rayport   Mgmt   For   For
Elect Director Roberto Tunioli   Mgmt   For   Against
Elect Director Timothy T. Yates   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Cabela’s Incorporated

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    126804301
Record Date    04/07/2014    Meeting Type    Annual    Ticker    CAB

 

Shares Voted 100    Primary CUSIP 126804301    Primary ISIN US1268043015    Primary SEDOL B00N2Z7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Theodore M. Armstrong   Mgmt   For   For
Elect Director James W. Cabela   Mgmt   For   For
Elect Director John H. Edmondson   Mgmt   For   For
Elect Director John Gottschalk   Mgmt   For   For
Elect Director Dennis Highby   Mgmt   For   For
Elect Director Reuben Mark   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Thomas L. Millner   Mgmt   For   For
Elect Director Donna M. Milrod   Mgmt   For   For
Elect Director Beth M. Pritchard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SolarCity Corporation

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    83416T100
Record Date    04/11/2014    Meeting Type    Annual    Ticker    SCTY

 

Shares Voted 100    Primary CUSIP 83416T100    Primary ISIN US83416T1007    Primary SEDOL B8BZJC4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Antonio J. Gracias   Mgmt   For   For
Elect Director Nancy E. Pfund   Mgmt   For   For
Elect Director Peter J. Rive   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Activision Blizzard, Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    00507V109
Record Date    04/07/2014    Meeting Type    Annual    Ticker    ATVI

 

Shares Voted 546    Primary CUSIP 00507V109    Primary ISIN US00507V1098    Primary SEDOL 2575818

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Corti   Mgmt   For   Against
Elect Director Brian G. Kelly   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Barry Meyer   Mgmt   For   For
Elect Director Robert J. Morgado   Mgmt   For   Against
Elect Director Peter Nolan   Mgmt   For   For
Elect Director Richard Sarnoff   Mgmt   For   For
Elect Director Elaine Wynn   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Amend Provisions Relating to the Relationship with Vivendi   Mgmt   For   For
Amend Provisions Relating to Supermajority and Special Voting Requirements   Mgmt   For   For
Amend Provisions Relating to the Ability to Amend Bylaws   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Ingersoll-Rand plc

 

Meeting Date    06/05/2014    Country    Ireland    Provider Security ID    G47791101
Record Date    04/08/2014    Meeting Type    Annual    Ticker    IR

 

Shares Voted 148    Primary CUSIP G47791101    Primary ISIN IE00B6330302    Primary SEDOL B633030

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ann C. Berzin   Mgmt   For   For
Elect Director John Bruton   Mgmt   For   For
Elect Director Jared L. Cohon   Mgmt   For   For
Elect Director Gary D. Forsee   Mgmt   For   For
Elect Director Edward E. Hagenlocker   Mgmt   For   For
Elect Director Constance J. Horner   Mgmt   For   For
Elect Director Michael W. Lamach   Mgmt   For   For
Elect Director Theodore E. Martin   Mgmt   For   For
Elect Director John P. Surma   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Renew Directors’ Authority to Issue Shares   Mgmt   For   For
Renew Directors’ Authority to Issue Shares for Cash   Mgmt   For   For
Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares   Mgmt   For   For

Live Nation Entertainment, Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    538034109
Record Date    04/10/2014    Meeting Type    Annual    Ticker    LYV

 

Shares Voted 183    Primary CUSIP 538034109    Primary ISIN US5380341090    Primary SEDOL B0T7YX2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Carleton   Mgmt   For   Against
Elect Director Jonathan Dolgen   Mgmt   For   For
Elect Director Ariel Emanuel   Mgmt   For   For
Elect Director Robert Ted Enloe, III   Mgmt   For   Against
Elect Director Jeffrey T. Hinson   Mgmt   For   For
Elect Director Margaret “Peggy” Johnson   Mgmt   For   For
Elect Director James S. Kahan   Mgmt   For   For
Elect Director Gregory B. Maffei   Mgmt   For   For
Elect Director Randall T. Mays   Mgmt   For   For
Elect Director Michael Rapino   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MarketAxess Holdings Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    57060D108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    MKTX

 

Shares Voted 100    Primary CUSIP 57060D108    Primary ISIN US57060D1081    Primary SEDOL B03Q9D0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard M. McVey   Mgmt   For   For
Elect Director Steven L. Begleiter   Mgmt   For   For
Elect Director Stephen P. Casper   Mgmt   For   For
Elect Director Jane Chwick   Mgmt   For   For
Elect Director William F. Cruger   Mgmt   For   For
Elect Director David G. Gomach   Mgmt   For   For
Elect Director Carlos M. Hernandez   Mgmt   For   For
Elect Director Ronald M. Hersch   Mgmt   For   For
Elect Director John Steinhardt   Mgmt   For   For
Elect Director James J. Sullivan   Mgmt   For   For
Elect Director Lesley Daniels Webster   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

DFC Global Corp.

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    23324T107
Record Date    04/29/2014    Meeting Type    Special    Ticker    DLLR

 

Shares Voted 100    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   Against
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   Against

Wal-Mart Stores, Inc.

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    931142103
Record Date    04/11/2014    Meeting Type    Annual    Ticker    WMT

 

Shares Voted 379    Primary CUSIP 931142103    Primary ISIN US9311421039    Primary SEDOL 2936921

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aida M. Alvarez   Mgmt   For   Against
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Roger C. Corbett   Mgmt   For   For
Elect Director Pamela J. Craig   Mgmt   For   For
Elect Director Douglas N. Daft   Mgmt   For   Against
Elect Director Michael T. Duke   Mgmt   For   Against
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Marissa A. Mayer   Mgmt   For   For
Elect Director C. Douglas McMillon   Mgmt   For   For
Elect Director Gregory B. Penner   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Jim C. Walton   Mgmt   For   For
Elect Director S. Robson Walton   Mgmt   For   Against
Elect Director Linda S. Wolf   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Disclosure of Recoupment Activity from Senior Officers   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

General Motors Company

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    37045V100
Record Date    04/11/2014    Meeting Type    Annual    Ticker    GM

 

Shares Voted 152    Primary CUSIP 37045V100    Primary ISIN US37045V1008    Primary SEDOL B665KZ5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph J. Ashton   Mgmt   For   For
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director Stephen J. Girsky   Mgmt   For   For
Elect Director E. Neville Isdell   Mgmt   For   For
Elect Director Kathryn V. Marinello   Mgmt   For   For
Elect Director Michael G. Mullen   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Thomas M. Schoewe   Mgmt   For   For
Elect Director Theodore M. Solso   Mgmt   For   For
Elect Director Carol M. Stephenson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Isis Pharmaceuticals, Inc.

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    464330109
Record Date    04/11/2014    Meeting Type    Annual    Ticker    ISIS

 

Shares Voted 100    Primary CUSIP 464330109    Primary ISIN US4643301090    Primary SEDOL 2459785

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Spencer R. Berthelsen   Mgmt   For   For
Elect Director B. Lynne Parshall   Mgmt   For   For
Elect Director Joseph H. Wender   Mgmt   For   For
Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy   Mgmt   For   For
Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Non-Employee Director Stock Option Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Republic Airways Holdings Inc.

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    760276105
Record Date    04/14/2014    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 200    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Robert L. Colin   Mgmt   For   For
Elect Director Daniel P. Garton   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Caterpillar Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    149123101
Record Date    04/14/2014    Meeting Type    Annual    Ticker    CAT

 

Shares Voted 75    Primary CUSIP 149123101    Primary ISIN US1491231015    Primary SEDOL 2180201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Daniel M. Dickinson   Mgmt   For   For
Elect Director Juan Gallardo   Mgmt   For   For
Elect Director Jesse J. Greene, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Peter A. Magowan   Mgmt   For   For
Elect Director Dennis A. Muilenburg   Mgmt   For   For

Elect Director Douglas R. Oberhelman   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Edward B. Rust, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Review and Amend Human Rights Policies   SH   Against   For
Report on Controls to Ensure no Sales to Sudan   SH   Against   For
Provide for Cumulative Voting   SH   Against   Against

Compass Group plc

 

Meeting Date    06/11/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    06/09/2014    Meeting Type    Special    Ticker    CPG

 

Shares Voted 241    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Adopt New Articles of Association   Mgmt   For   For
Approve Matters Relating to the Return of Cash to Shareholders   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of New Ordinary Shares   Mgmt   For   For

Higher One Holdings, Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    42983D104
Record Date    04/16/2014    Meeting Type    Annual    Ticker    ONE

 

Shares Voted 200    Primary CUSIP 42983D104    Primary ISIN US42983D1046    Primary SEDOL B575RZ6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Volchek   Mgmt   For   For
Elect Director David Cromwell   Mgmt   For   For
Elect Director Lowell Robinson   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Mentor Graphics Corporation

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    587200106
Record Date    04/07/2014    Meeting Type    Annual    Ticker    MENT

 

Shares Voted 200    Primary CUSIP 587200106    Primary ISIN US5872001061    Primary SEDOL 2578033

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Keith L. Barnes   Mgmt   For   Withhold
Elect Director Peter Bonfield   Mgmt   For   Withhold
Elect Director Gregory K. Hinckley   Mgmt   For   Withhold
Elect Director J. Daniel McCranie   Mgmt   For   Withhold
Elect Director Patrick B. McManus   Mgmt   For   Withhold
Elect Director Walden C. Rhines   Mgmt   For   Withhold
Elect Director David S. Schechter   Mgmt   For   Withhold
Elect Director Jeffrey M. Stafeil   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Bundled Compensation Plans   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Target Corporation

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    87612E106
Record Date    04/14/2014    Meeting Type    Annual    Ticker    TGT

 

Shares Voted 82    Primary CUSIP 87612E106    Primary ISIN US87612E1064    Primary SEDOL 2259101

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roxanne S. Austin   Mgmt   For   Against
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   Against
Elect Director Henrique De Castro   Mgmt   For   Against
Elect Director James A. Johnson   Mgmt   For   Against
Elect Director Mary E. Minnick   Mgmt   For   Against
Elect Director Anne M. Mulcahy   Mgmt   For   Against
Elect Director Derica W. Rice   Mgmt   For   Against
Elect Director Kenneth L. Salazar   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Perquisites   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations   SH   Against   Against

Gulfport Energy Corporation

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    402635304
Record Date    04/23/2014    Meeting Type    Annual    Ticker    GPOR

 

Shares Voted 100    Primary CUSIP 402635304    Primary ISIN US4026353049    Primary SEDOL 2398684

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael G. Moore   Mgmt   For   For
Elect Director Donald L. Dillingham   Mgmt   For   For
Elect Director Craig Groeschel   Mgmt   For   For
Elect Director David L. Houston   Mgmt   For   For
Elect Director Michael S. Reddin   Mgmt   For   For
Elect Director Scott E. Streller   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Omega Healthcare Investors, Inc.

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    681936100
Record Date    04/23/2014    Meeting Type    Annual    Ticker    OHI

 

Shares Voted 65    Primary CUSIP 681936100    Primary ISIN US6819361006    Primary SEDOL 2043274

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara B. Hill   Mgmt   For   For
Elect Director Harold J. Kloosterman   Mgmt   For   For
Elect Director C. Taylor Pickett   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date    06/13/2014    Country    Japan    Provider Security ID    J22302111
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7267

 

Shares Voted 131    Primary CUSIP J22302111    Primary ISIN JP3854600008    Primary SEDOL 6435145

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Nonaka, Toshihiko   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Kunii, Hideko   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For
Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For

InnerWorkings, Inc.

 

Meeting Date    06/13/2014    Country    USA    Provider Security ID    45773Y105
Record Date    04/15/2014    Meeting Type    Annual    Ticker    INWK

 

Shares Voted 200    Primary CUSIP 45773Y105    Primary ISIN US45773Y1055    Primary SEDOL B17W6V8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack M. Greenberg   Mgmt   For   For
Elect Director Eric D. Belcher   Mgmt   For   For
Elect Director Charles K. Bobrinskoy   Mgmt   For   For
Elect Director Daniel M. Friedberg   Mgmt   For   For
Elect Director David Fisher   Mgmt   For   For
Elect Director J. Patrick Gallagher, Jr.   Mgmt   For   For
Elect Director Julie M. Howard   Mgmt   For   For
Elect Director Linda S. Wolf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

CVR Energy, Inc.

 

Meeting Date    06/17/2014    Country    USA    Provider Security ID    12662P108
Record Date    04/21/2014    Meeting Type    Annual    Ticker    CVI

 

Shares Voted 100    Primary CUSIP 12662P108    Primary ISIN US12662P1084    Primary SEDOL B23PS12

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bob G. Alexander   Mgmt   For   For
Elect Director SungHwan Cho   Mgmt   For   Withhold
Elect Director Carl C. Icahn   Mgmt   For   Withhold
Elect Director Courtney Mather   Mgmt   For   Withhold
Elect Director John J. Lipinski   Mgmt   For   Withhold
Elect Director Samuel Merksamer   Mgmt   For   Withhold
Elect Director Stephen Mongillo   Mgmt   For   For
Elect Director Andrew Roberto   Mgmt   For   Withhold
Elect Director James M. Strock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    06/17/2014    Country    USA    Provider Security ID    35671D857
Record Date    04/21/2014    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 100    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For
Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Lydia H. Kennard   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   Withhold
Elect Director James R. Moffett   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Elect Director Frances Fragos Townsend   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Require Director Nominee with Environmental Experience   SH   Against   Against

Toyota Motor Corp.

 

Meeting Date    06/17/2014    Country    Japan    Provider Security ID    J92676113
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7203

 

Shares Voted 233    Primary CUSIP J92676113    Primary ISIN JP3633400001    Primary SEDOL 6900643

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 100   Mgmt   For   For
Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For

Elect Director Fukuichi, Tokuo   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   Against
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Appoint Statutory Auditor Nakatsugawa, Masaki   Mgmt   For   For
Appoint Statutory Auditor Kitayama, Teisuke   Mgmt   For   Against
Appoint Alternate Statutory Auditor Sakai, Ryuuji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Disposal of Treasury Shares for a Private Placement   Mgmt   For   For

Bankrate, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    06647F102
Record Date    04/23/2014    Meeting Type    Annual    Ticker    RATE

 

Shares Voted 100    Primary CUSIP 06647F102    Primary ISIN US06647F1021    Primary SEDOL B4WDWB9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter C. Morse   Mgmt   For   Withhold
Elect Director Christian Stahl   Mgmt   For   Withhold
Elect Director Mitch Truwit   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For

Fred’s, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    356108100
Record Date    05/02/2014    Meeting Type    Annual    Ticker    FRED

 

Shares Voted 100    Primary CUSIP 356108100    Primary ISIN US3561081007    Primary SEDOL 2354385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Hayes   Mgmt   For   For
Elect Director John R. Eisenman   Mgmt   For   For
Elect Director Thomas H. Tashjian   Mgmt   For   Withhold
Elect Director B. Mary McNabb   Mgmt   For   Withhold
Elect Director Michael T. McMillan   Mgmt   For   For
Elect Director Bruce A. Efird   Mgmt   For   For
Elect Director Steven R. Fitzpatrick   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hitachi Ltd.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J20454112
Record Date    03/31/2014    Meeting Type    Annual    Ticker    6501

 

Shares Voted 400    Primary CUSIP J20454112    Primary ISIN JP3788600009    Primary SEDOL 6429104

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Philip Yeo   Mgmt   For   For
Elect Director Yoshihara, Hiroaki   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Higashihara, Toshiaki   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For
Elect Director Mochida, Nobuo   Mgmt   For   For

Mitsubishi Corp.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J43830116
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8058

 

Shares Voted 100    Primary CUSIP J43830116    Primary ISIN JP3898400001    Primary SEDOL 6596785

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 38   Mgmt   For   For
Amend Articles To Clarify that Company President is a Role Filled by an Executive Officer   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For
Elect Director Miyauchi, Takahisa   Mgmt   For   For
Elect Director Uchino, Shuma   Mgmt   For   For
Elect Director Mori, Kazuyuki   Mgmt   For   For
Elect Director Hirota, Yasuhito   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For
Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Appoint Statutory Auditor Nabeshima, Hideyuki   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

SoftBank Corp.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J75963108
Record Date    03/31/2014    Meeting Type    Annual    Ticker    9984

 

Shares Voted 100    Primary CUSIP J75963108    Primary ISIN JP3436100006    Primary SEDOL 6770620

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Goto, Yoshimitsu   Mgmt   For   For
Elect Director Fujihara, Kazuhiko   Mgmt   For   For
Elect Director Nagamori, Shigenobu   Mgmt   For   For

Japan Tobacco Inc

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J27869106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    2914

 

Shares Voted 100    Primary CUSIP J27869106    Primary ISIN JP3726800000    Primary SEDOL 6474535

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Amend Articles To Change Fiscal Year End   Mgmt   For   For
Elect Director Tango, Yasutake   Mgmt   For   For
Elect Director Koizumi, Mitsuomi   Mgmt   For   For
Elect Director Shingai, Yasushi   Mgmt   For   For
Elect Director Okubo, Noriaki   Mgmt   For   For
Elect Director Saeki, Akira   Mgmt   For   For
Elect Director Miyazaki, Hideki   Mgmt   For   For
Elect Director Oka, Motoyuki   Mgmt   For   For
Elect Director Koda, Main   Mgmt   For   For
Appoint Alternate Statutory Auditor Masaki, Michio   Mgmt   For   For
Approve Alternate Income Allocation, with a Final Dividend of JPY 150   SH   Against   Against
Authorize Share Repurchase of Up To 200 Million Shares in the Coming Year   SH   Against   For
Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares   SH   Against   For
Cancel the Company’s Treasury Shares   SH   Against   For
Amend Articles to Allow Shareholder Meetings to Resolve on Share Warrants   SH   Against   Against

Kite Realty Group Trust

 

Meeting Date    06/24/2014    Country    USA    Provider Security ID    49803T102
Record Date    05/05/2014    Meeting Type    Special    Ticker    KRG

 

Shares Voted 300    Primary CUSIP 49803T102    Primary ISIN US49803T1025    Primary SEDOL B02H893

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J4599L102
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8411

 

Shares Voted 1,913    Primary CUSIP J4599L102    Primary ISIN JP3885780001    Primary SEDOL 6591014

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3.5   Mgmt   For   Against
Amend Articles To Adopt U.S.-Style Board Structure—Reduce Directors’ Term—Recognize Validity of Board Resolutions in Written or Electronic Format—Authorize Board to Determine Income Allocation – Remove Provisions on Class 13 Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Aya, Ryusuke   Mgmt   For   For
Elect Director Shimbo, Junichi   Mgmt   For   For
Elect Director Fujiwara, Koji   Mgmt   For   For
Elect Director Takahashi, Hideyuki   Mgmt   For   For
Elect Director Funaki, Nobukatsu   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Kawamura, Takashi   Mgmt   For   For
Elect Director Kainaka, Tatsuo   Mgmt   For   Against
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Elect Director Ota, Hiroko   Mgmt   For   For
Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So   SH   Against   Against
Approve Alternate Income Allocation, with a Final Dividend of JPY 5   SH   Against   For
Amend Articles to Put Director Nominees’ and Statutory Auditor Nominees’ Concurrent Posts at Listed Companies in Proxy Materials   SH   Against   Against
Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as “Vulture” to Characterize Foreign Shareholders   SH   Against   Against
Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect   SH   Against   Against
Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups   SH   Against   Against
Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company’s Website   SH   Against   Against
Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Manipulating Stock Prices on Green-Sheet Markets   SH   Against   Against

Nissan Motor Co. Ltd.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J57160129
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7201

 

Shares Voted 200    Primary CUSIP J57160129    Primary ISIN JP3672400003    Primary SEDOL 6642860

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   For
Elect Director Sakamoto, Hideyuki   Mgmt   For   For
Elect Director Matsumoto, Fumiaki   Mgmt   For   For
Elect Director Bernard Rey   Mgmt   For   For
Appoint Statutory Auditor Imazu, Hidetoshi   Mgmt   For   For
Appoint Statutory Auditor Nakamura, Toshiyuki   Mgmt   For   For
Appoint Statutory Auditor Nagai, Motoo   Mgmt   For   Against

Mitsubishi UFJ Financial Group

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J44497105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8306

 

Shares Voted 1,200    Primary CUSIP J44497105    Primary ISIN JP3902900004    Primary SEDOL 6335171

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   For   For
Elect Director Sono, Kiyoshi   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Kuroda, Tadashi   Mgmt   For   For
Elect Director Nagaoka, Takashi   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Okuda, Tsutomu   Mgmt   For   For
Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Okamoto, Kunie   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Elect Director Matsuyama, Haruka   Mgmt   For   For
Appoint Statutory Auditor Sato, Yukihiro   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For

Orexigen Therapeutics, Inc.

 

Meeting Date    06/27/2014    Country    USA    Provider Security ID    686164104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    OREX

 

Shares Voted 300    Primary CUSIP 686164104    Primary ISIN US6861641040    Primary SEDOL B1WLCZ6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eckard Weber   Mgmt   For   For
Elect Director Patrick J. Mahaffy   Mgmt   For   Withhold
Elect Director Michael A. Narachi   Mgmt   For   For
Approve Flexible Settlement Feature for the Potential Conversion of the Notes   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J7771X109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8316

 

Shares Voted 81    Primary CUSIP J7771X109    Primary ISIN JP3890350006    Primary SEDOL 6563024

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Elect Director Miyata, Koichi   Mgmt   For   For
Elect Director Kurumatani, Nobuaki   Mgmt   For   For
Elect Director Inoue, Atsuhiko   Mgmt   For   For
Elect Director Ota, Jun   Mgmt   For   For
Elect Director Yokoyama, Yoshinori   Mgmt   For   For
Appoint Statutory Auditor Nakao, Kazuhiko   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J8129E108
Record Date    03/31/2014    Meeting Type    Annual    Ticker    4502

 

Shares Voted 100    Primary CUSIP J8129E108    Primary ISIN JP3463000004    Primary SEDOL 6870445

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Amend Articles To Transfer Authority to Preside over Shareholder Meetings from President to Representative Director   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Christophe Weber   Mgmt   For   For
Elect Director Francois Roger   Mgmt   For   For
Elect Director Sakane, Masahiro   Mgmt   For   For
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Performance-Based Equity Compensation for Directors   Mgmt   For   For

Tesco plc

 

Meeting Date    06/27/2014    Country    United Kingdom    Provider Security ID    G87621101
Record Date    06/25/2014    Meeting Type    Annual    Ticker    TSCO

 

Shares Voted 972    Primary CUSIP G87621101    Primary ISIN GB0008847096    Primary SEDOL 0884709

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Armour as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For
Re-elect Gareth Bullock as Director   Mgmt   For   For
Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Institution Account(s): db X-trackers 2020 Target Date Fund

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    07/16/2013    Country    USA    Provider Security ID    35671D857
Record Date    05/24/2013    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 960    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For
Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director James R. Moffett   Mgmt   For   For
Elect Director B. M. Rankin, Jr.   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Request Director Nominee with Environmental Qualifications   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Adopt Policy and Report on Board Diversity   SH   Against   For
Amend Bylaws— Call Special Meetings   SH   Against   For

Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/16/2013    Country    Spain    Provider Security ID    E6282J109
Record Date    07/11/2013    Meeting Type    Annual    Ticker    ITX

 

Shares Voted 170    Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Individual Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements, and Discharge of Board   Mgmt   For   For
Approve Updated Balance Sheets to Benefit from New Tax Regulation   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

BT Group plc

 

Meeting Date    07/17/2013    Country    United Kingdom    Provider Security ID    G16612106
Record Date    07/15/2013    Meeting Type    Annual    Ticker    BT.A

 

Shares Voted 4,744    Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Ian Livingston as Director   Mgmt   For   For
Re-elect Tony Chanmugam as Director   Mgmt   For   For
Re-elect Gavin Patterson as Director   Mgmt   For   For
Re-elect Tony Ball as Director   Mgmt   For   For
Re-elect Patricia Hewitt as Director   Mgmt   For   For
Re-elect Phil Hodkinson as Director   Mgmt   For   For
Re-elect Karen Richardson as Director   Mgmt   For   For
Re-elect Nick Rose as Director   Mgmt   For   For
Re-elect Jasmine Whitbread as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For

Triumph Group, Inc.

 

Meeting Date    07/18/2013    Country    USA    Provider Security ID    896818101
Record Date    05/31/2013    Meeting Type    Annual    Ticker    TGI

 

Shares Voted 300    Primary CUSIP 896818101    Primary ISIN US8968181011    Primary SEDOL 2893071

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul Bourgon   Mgmt   For   For
Elect Director Elmer L. Doty   Mgmt   For   For
Elect Director John G. Drosdick   Mgmt   For   For
Elect Director Ralph E. Eberhart   Mgmt   For   For
Elect Director Jeffry D. Frisby   Mgmt   For   For
Elect Director Richard C. Gozon   Mgmt   For   For
Elect Director Richard C. Ill   Mgmt   For   For
Elect Director William L. Mansfield   Mgmt   For   For
Elect Director Adam J. Palmer   Mgmt   For   For

Elect Director Joseph M. Silvestri   Mgmt   For   For
Elect Director George Simpson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    07/23/2013    Country    United Kingdom    Provider Security ID    G93882135
Record Date    07/19/2013    Meeting Type    Annual    Ticker    VOD

 

Shares Voted 31,935    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For
Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Elect Omid Kordestani as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

SABMiller plc

 

Meeting Date    07/25/2013    Country    United Kingdom    Provider Security ID    G77395104
Record Date    07/23/2013    Meeting Type    Annual    Ticker    SAB

 

Shares Voted 562    Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Guy Elliott as Director   Mgmt   For   For
Re-elect Mark Armour as Director   Mgmt   For   For
Re-elect Geoffrey Bible as Director   Mgmt   For   For
Re-elect Alan Clark as Director   Mgmt   For   For
Re-elect Dinyar Devitre as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect John Manser as Director   Mgmt   For   For
Re-elect John Manzoni as Director   Mgmt   For   For
Re-elect Miles Morland as Director   Mgmt   For   For
Re-elect Dr Dambisa Moyo as Director   Mgmt   For   For
Re-elect Carlos Perez Davila as Director   Mgmt   For   For
Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   For   For
Re-elect Helen Weir as Director   Mgmt   For   For
Re-elect Howard Willard as Director   Mgmt   For   For
Re-elect Jamie Wilson as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

National Grid plc

 

Meeting Date    07/29/2013    Country    United Kingdom    Provider Security ID    G6375K151
Record Date    07/27/2013    Meeting Type    Annual    Ticker    NG.

 

Shares Voted 2,070    Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Re-elect Nora Brownell as Director   Mgmt   For   For

Elect Jonathan Dawson as Director   Mgmt   For   For
Re-elect Paul Golby as Director   Mgmt   For   For
Re-elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Elect Mark Williamson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Cirrus Logic, Inc.

 

Meeting Date    07/30/2013    Country    USA    Provider Security ID    172755100
Record Date    05/31/2013    Meeting Type    Annual    Ticker    CRUS

 

Shares Voted 514    Primary CUSIP 172755100    Primary ISIN    US1727551004    Primary SEDOL    2197308

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John C. Carter   Mgmt   For   For
Elect Director Timothy R. Dehne   Mgmt   For   For
Elect Director Jason P. Rhode   Mgmt   For   For
Elect Director Alan R. Schuele   Mgmt   For   For
Elect Director William D. Sherman   Mgmt   For   For
Elect Director Susan Wang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Bristow Group Inc.

 

Meeting Date    08/01/2013    Country    USA    Provider Security ID    110394103
Record Date    06/13/2013    Meeting Type    Annual    Ticker    BRS

 

Shares Voted 300    Primary CUSIP 110394103    Primary ISIN US1103941035    Primary SEDOL 2656229

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas N. Amonett   Mgmt   For   For
Elect Director Stephen J. Cannon   Mgmt   For   For
Elect Director William E. Chiles   Mgmt   For   For
Elect Director Michael A. Flick   Mgmt   For   For
Elect Director Lori A. Gobillot   Mgmt   For   For
Elect Director Ian A. Godden   Mgmt   For   For
Elect Director Stephen A. King   Mgmt   For   For
Elect Director Thomas C. Knudson   Mgmt   For   For
Elect Director Mathew Masters   Mgmt   For   For
Elect Director Bruce H. Stover   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

EnerSys

 

Meeting Date    08/01/2013    Country    USA    Provider Security ID    29275Y102
Record Date    06/07/2013    Meeting Type    Annual    Ticker    ENS

 

Shares Voted 366    Primary CUSIP 29275Y102    Primary ISIN US29275Y1029    Primary SEDOL B020GQ5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Craig   Mgmt   For   For
Elect Director Howard I. Hoffen   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Arctic Cat Inc.

 

Meeting Date    08/08/2013    Country    USA    Provider Security ID    039670104
Record Date    06/11/2013    Meeting Type    Annual    Ticker    ACAT

 

Shares Voted 343    Primary CUSIP 039670104    Primary ISIN US0396701049    Primary SEDOL 2047500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Claude J. Jordan   Mgmt   For   For
Elect Director Susan E. Lester   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The J. M. Smucker Company

 

Meeting Date    08/14/2013    Country    USA    Provider Security ID    832696405
Record Date    06/17/2013    Meeting Type    Annual    Ticker    SJM

 

Shares Voted 600    Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kathryn W. Dindo   Mgmt   For   For
Elect Director Robert B. Heisler, Jr.   Mgmt   For   For

Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director Paul Smucker Wagstaff   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

CommVault Systems, Inc.

 

Meeting Date    08/21/2013    Country    USA    Provider Security ID    204166102
Record Date    07/01/2013    Meeting Type    Annual    Ticker    CVLT

 

Shares Voted 343    Primary CUSIP 204166102    Primary ISIN US2041661024    Primary SEDOL B142B38

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Armando Geday   Mgmt   For   For
Elect Director F. Robert Kurimsky   Mgmt   For   For
Elect Director David F. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Medtronic, Inc.

 

Meeting Date    08/22/2013    Country    USA    Provider Security ID    585055106
Record Date    07/01/2013    Meeting Type    Annual    Ticker    MDT

 

Shares Voted 1,028    Primary CUSIP 585055106    Primary ISIN US5850551061    Primary SEDOL 2575465

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Anderson   Mgmt   For   For
Elect Director Scott C. Donnelly   Mgmt   For   For
Elect Director Victor J. Dzau   Mgmt   For   For
Elect Director Omar Ishrak   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Michael O. Leavitt   Mgmt   For   For
Elect Director James T. Lenehan   Mgmt   For   For
Elect Director Denise M. O’Leary   Mgmt   For   For
Elect Director Kendall J. Powell   Mgmt   For   For
Elect Director Robert C. Pozen   Mgmt   For   For
Elect Director Preetha Reddy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Establishing Range For Board Size   Mgmt   For   For
Reduce Supermajority Vote Requirement for Removal of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Amendment of Articles   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    08/27/2013    Country    Israel    Provider Security ID    M8769Q102
Record Date    07/25/2013    Meeting Type    Annual    Ticker    TEVA

 

Shares Voted 487    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Reelect Moshe Many as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Amir Elstein as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO   Mgmt   For   For
Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO   Mgmt   For   For
Approve Compensation Policy for the Directors and Officers of the Company   Mgmt   For   For
Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share   Mgmt   For   For
Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting   Mgmt   For   For
Discuss Financial Statements for 2012   Mgmt    
Vote YES where indicated if you are a controlling shareholder or have a personal interest in item; otherwise, vote NO where indicated. You may not abstain. If you vote YES on specific items, please provide an explanation to your account manager.   Mgmt   None   Against

Finisar Corporation

 

Meeting Date    09/03/2013    Country    USA    Provider Security ID    31787A507
Record Date    07/12/2013    Meeting Type    Annual    Ticker    FNSR

 

Shares Voted 583    Primary CUSIP 31787A507    Primary ISIN US31787A5074    Primary SEDOL 2517832

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry S. Rawls   Mgmt   For   For
Elect Director Robert N. Stephens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Lions Gate Entertainment Corp.

 

Meeting Date    09/10/2013    Country    Canada    Provider Security ID    535919203
Record Date    07/19/2013    Meeting Type    Annual    Ticker    LGF

 

Shares Voted 786    Primary CUSIP 535919203    Primary ISIN CA5359192039    Primary SEDOL 2753506

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Burns   Mgmt   For   For
Elect Director Gordon Crawford   Mgmt   For   For
Elect Director Arthur Evrensel   Mgmt   For   For
Elect Director Jon Feltheimer   Mgmt   For   For

Elect Director Frank Giustra   Mgmt   For   For
Elect Director Morley Koffman   Mgmt   For   For
Elect Director Harald Ludwig   Mgmt   For   For
Elect Director G. Scott Paterson   Mgmt   For   For
Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Daryl Simm   Mgmt   For   For
Elect Director Hardwick Simmons   Mgmt   For   For
Elect Director Phyllis Yaffe   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

The Men’s Wearhouse, Inc.

 

Meeting Date    09/10/2013    Country    USA    Provider Security ID    587118100
Record Date    07/22/2013    Meeting Type    Annual    Ticker    MW

 

Shares Voted 261    Primary CUSIP 587118100    Primary ISIN US5871181005    Primary SEDOL 2576327

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Michael L. Ray   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director Deepak Chopra   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Elect Director Allen I. Questrom   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Sustainability   SH   Against   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Republic Airways Holdings Inc.

 

Meeting Date    09/17/2013    Country    USA    Provider Security ID    760276105
Record Date    07/29/2013    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 1,100    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Elect Director Richard P. Schifter   Mgmt   For   For
Elect Director David N. Siegel   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

ViaSat, Inc.

 

Meeting Date    09/18/2013    Country    USA    Provider Security ID    92552V100
Record Date    07/22/2013    Meeting Type    Annual    Ticker    VSAT

 

Shares Voted 250    Primary CUSIP 92552V100    Primary ISIN US92552V1008    Primary SEDOL 2946243

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert Bowman   Mgmt   For   For
Elect Director B. Allen Lay   Mgmt   For   For
Elect Director Jeffrey Nash   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

Diageo plc

 

Meeting Date    09/19/2013    Country    United Kingdom    Provider Security ID    G42089113
Record Date    09/17/2013    Meeting Type    Annual    Ticker    DGE

 

Shares Voted 1,374    Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies as Director   Mgmt   For   For
Re-elect Ho KwonPing as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Ivan Menezes as Director   Mgmt   For   For

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Re-elect Philip Scott as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

NIKE, Inc.

 

Meeting Date    09/19/2013    Country    USA    Provider Security ID    654106103
Record Date    07/19/2013    Meeting Type    Annual    Ticker    NKE

 

Shares Voted 891    Primary CUSIP 654106103    Primary ISIN US6541061031    Primary SEDOL 2640147

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Phyllis M. Wise   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Cooper Tire & Rubber Company

 

Meeting Date    09/30/2013    Country    USA    Provider Security ID    216831107
Record Date    08/30/2013    Meeting Type    Special    Ticker    CTB

 

Shares Voted 400    Primary CUSIP 216831107    Primary ISIN US2168311072    Primary SEDOL 2222608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Harris Teeter Supermarkets, Inc.

 

Meeting Date    10/03/2013    Country    USA    Provider Security ID    414585109
Record Date    08/22/2013    Meeting Type    Special    Ticker    HTSI

 

Shares Voted 217    Primary CUSIP 414585109    Primary ISIN US4145851097    Primary SEDOL B7GH6J4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date    10/08/2013    Country    USA    Provider Security ID    742718109
Record Date    08/09/2013    Meeting Type    Annual    Ticker    PG

 

Shares Voted 2,000    Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director A.G. Lafley   Mgmt   For   For
Elect Director Terry J. Lundgren   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For
Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ruby Tuesday, Inc.

 

Meeting Date    10/09/2013    Country    USA    Provider Security ID    781182100
Record Date    08/12/2013    Meeting Type    Annual    Ticker    RT

 

Shares Voted 1,242    Primary CUSIP 781182100    Primary ISIN US7811821005    Primary SEDOL 2757616

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Buettgen   Mgmt   For   For
Elect Director Matthew A. Drapkin   Mgmt   For   Against
Elect Director Bernard Lanigan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CSL Ltd.

 

Meeting Date    10/16/2013    Country    Australia    Provider Security ID    Q3018U109
Record Date    10/14/2013    Meeting Type    Annual    Ticker    CSL

 

Shares Voted 277    Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Akehurst as Director   Mgmt   For   For
Elect Marie McDonald as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 25,000 Performance Rights to Paul Perreault, Managing Director of the Company   Mgmt   For   For
Approve the Termination Benefits of Brian McNamee   Mgmt   For   For

Array BioPharma Inc.

 

Meeting Date    10/23/2013    Country    USA    Provider Security ID    04269X105
Record Date    08/26/2013    Meeting Type    Annual    Ticker    ARRY

 

Shares Voted 2,300    Primary CUSIP 04269X105    Primary ISIN US04269X1054    Primary SEDOL 2678654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   Withhold
Elect Director Gil J. Van Lunsen   Mgmt   For   For
Elect Director John L. Zabriskie   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

BHP Billiton plc

 

Meeting Date    10/24/2013    Country    United Kingdom    Provider Security ID    G10877101
Record Date    10/22/2013    Meeting Type    Annual    Ticker    BLT

 

Shares Voted 1,106    Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Grant of Deferred Shares and Performance Shares under the Group’s Employee Equity Plans to Andrew Mackenzie   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For

Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Pat Davies as Director   Mgmt   For   For
Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For
Re-elect Keith Rumble as Director   Mgmt   For   For
Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Against   Against

Leap Wireless International, Inc.

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    521863308
Record Date    09/17/2013    Meeting Type    Special    Ticker    LEAP

 

Shares Voted 628    Primary CUSIP 521863308    Primary ISIN US5218633080    Primary SEDOL B02L895

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Saks Incorporated

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    79377W108
Record Date    10/02/2013    Meeting Type    Special    Ticker    SKS

 

Shares Voted 630    Primary CUSIP 79377W108    Primary ISIN US79377W1080    Primary SEDOL 2704786

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Oracle Corporation

 

Meeting Date    10/31/2013    Country    USA    Provider Security ID    68389X105
Record Date    09/03/2013    Meeting Type    Annual    Ticker    ORCL

 

Shares Voted 3,418    Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey S. Berg   Mgmt   For   For
Elect Director H. Raymond Bingham   Mgmt   For   For
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Safra A. Catz   Mgmt   For   For
Elect Director Bruce R. Chizen   Mgmt   For   Withhold

Elect Director George H. Conrades   Mgmt   For   Withhold
Elect Director Lawrence J. Ellison   Mgmt   For   For
Elect Director Hector Garcia-Molina   Mgmt   For   For
Elect Director Jeffrey O. Henley   Mgmt   For   For
Elect Director Mark V. Hurd   Mgmt   For   For
Elect Director Naomi O. Seligman   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Establish Human Rights Committee   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Provide Vote Counting to Exclude Abstentions   SH   Against   Against
Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Against   For
Require Shareholder Approval of Quantifiable Performance Metrics   SH   Against   For

International Rectifier Corporation

 

Meeting Date    11/04/2013    Country    USA    Provider Security ID    460254105
Record Date    09/13/2013    Meeting Type    Annual    Ticker    IRF

 

Shares Voted 300    Primary CUSIP 460254105    Primary ISIN US4602541058    Primary SEDOL 2465384

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert S. Attiyeh   Mgmt   For   For
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Richard J. Dahl   Mgmt   For   For
Elect Director Dwight W. Decker   Mgmt   For   For
Elect Director Didier Hirsch   Mgmt   For   For
Elect Director Oleg Khaykin   Mgmt   For   For
Elect Director Thomas A. Lacey   Mgmt   For   For
Elect Director James D. Plummer   Mgmt   For   For
Elect Director Barbara L. Rambo   Mgmt   For   For
Elect Director Rochus E. Vogt   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cardinal Health, Inc.

 

Meeting Date    11/06/2013    Country    USA    Provider Security ID    14149Y108
Record Date    09/09/2013    Meeting Type    Annual    Ticker    CAH

 

Shares Voted 1,080    Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Colleen F. Arnold   Mgmt   For   For
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Glenn A. Britt   Mgmt   For   For
Elect Director Carrie S. Cox   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Bruce L. Downey   Mgmt   For   For
Elect Director John F. Finn   Mgmt   For   For
Elect Director Patricia A. Hemingway Hall   Mgmt   For   For
Elect Director Clayton M. Jones   Mgmt   For   For
Elect Director Gregory B. Kenny   Mgmt   For   For
Elect Director David P. King   Mgmt   For   For
Elect Director Richard C. Notebaert   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

DFC Global Corp.

 

Meeting Date    11/07/2013    Country    USA    Provider Security ID    23324T107
Record Date    09/20/2013    Meeting Type    Annual    Ticker    DLLR

 

Shares Voted 900    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clive Kahn   Mgmt   For   For
Elect Director John Gavin   Mgmt   For   For
Elect Director Edward A. Evans   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date    11/08/2013    Country    Australia    Provider Security ID    Q26915100
Record Date    11/06/2013    Meeting Type    Annual    Ticker    CBA

 

Shares Voted 911    Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Anderson as Director   Mgmt   For   For
Elect Brian Long as Director   Mgmt   For   For
Elect Jane Hemstritch as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 62,966 Reward Rights to Ian Mark Narev, Chief Executive Officer and Managing Director of the Company   Mgmt   For   For
Approve the Selective Buy-Back Agreements   Mgmt   For   For
Approve the Selective Reduction of Capital   Mgmt   For   For

CACI International Inc

 

Meeting Date    11/14/2013    Country    USA    Provider Security ID    127190304
Record Date    09/16/2013    Meeting Type    Annual    Ticker    CACI

 

Shares Voted 32    Primary CUSIP 127190304    Primary ISIN US1271903049    Primary SEDOL 2159267

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth Asbury   Mgmt   For   For
Elect Director Michael A. Daniels   Mgmt   For   For
Elect Director James S. Gilmore, III   Mgmt   For   For
Elect Director William L. Jews   Mgmt   For   For
Elect Director Gregory G. Johnson   Mgmt   For   For
Elect Director J. Phillip London   Mgmt   For   For
Elect Director James L. Pavitt   Mgmt   For   For
Elect Director Warren R. Phillips   Mgmt   For   For
Elect Director Charles P. Revoile   Mgmt   For   For
Elect Director William S. Wallace   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    17275R102
Record Date    09/20/2013    Meeting Type    Annual    Ticker    CSCO

 

Shares Voted 3,832    Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For
Elect Director Gregory Q. Brown   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For
Elect Director Brian L. Halla   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For
Elect Director Arun Sarin   Mgmt   For   For

Elect Director Steven M. West   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Proxy Advisor Competition   SH   Against   Against

Microsoft Corporation

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    594918104
Record Date    09/13/2013    Meeting Type    Annual    Ticker    MSFT

 

Shares Voted 6,977    Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates   Mgmt   For   For
Elect Director Maria M. Klawe   Mgmt   For   For
Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For
Elect Director Charles H. Noski   Mgmt   For   For
Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Hain Celestial Group, Inc.

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    405217100
Record Date    09/25/2013    Meeting Type    Annual    Ticker    HAIN

 

Shares Voted 114    Primary CUSIP 405217100    Primary ISIN US4052171000    Primary SEDOL 2492337

 

Proposal Text    Proponent    Mgmt Rec    Vote Instruction
Elect Director Irwin D. Simon    Mgmt    For    Withhold
Elect Director Richard C. Berke    Mgmt    For    Withhold
Elect Director Jack Futterman    Mgmt    For    For
Elect Director Marina Hahn    Mgmt    For    For
Elect Director Andrew R. Heyer    Mgmt    For    For
Elect Director Roger Meltzer    Mgmt    For    For
Elect Director Scott M. O’Neil    Mgmt    For    For

Elect Director Lawrence S. Zilavy    Mgmt    For    For
Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Against
Amend Omnibus Stock Plan    Mgmt    For    Against
Ratify Auditors    Mgmt    For    For

BHP Billiton Limited

 

Meeting Date    11/21/2013    Country    Australia    Provider Security ID    Q1498M100
Record Date    11/19/2013    Meeting Type    Annual    Ticker    BHP

 

Shares Voted 1,722    Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   For   For
Authorize the Board to Fix Remuneration of the Auditor   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Long Term Incentive Plan   Mgmt   For   For
Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Elect Malcolm Broomhead as Director   Mgmt   For   For
Elect John Buchanan as Director   Mgmt   For   For
Elect Carlos Cordeiro as Director   Mgmt   For   For
Elect David Crawford as Director   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Elect Carolyn Hewson as Director   Mgmt   For   For
Elect Lindsay Maxsted as Director   Mgmt   For   For
Elect Wayne Murdy as Director   Mgmt   For   For
Elect Keith Rumble as Director   Mgmt   For   For
Elect John Schubert as Director   Mgmt   For   For
Elect Shriti Vadera as Director   Mgmt   For   For
Elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop as Director   SH   Against   Against

Darling International Inc.

 

Meeting Date    11/26/2013    Country    USA    Provider Security ID    237266101
Record Date    10/21/2013    Meeting Type    Special    Ticker    DAR

 

Shares Voted 471    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date    12/05/2013    Country    USA    Provider Security ID    045327103
Record Date    10/14/2013    Meeting Type    Annual    Ticker    AZPN

 

Shares Voted 400    Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert M. Whelan, Jr.   Mgmt   For   For
Elect Director Donald P. Casey   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Guidewire Software, Inc.

 

Meeting Date    12/05/2013    Country    USA    Provider Security ID    40171V100
Record Date    10/18/2013    Meeting Type    Annual    Ticker    GWRE

 

Shares Voted 300    Primary CUSIP 40171V100    Primary ISIN US40171V1008    Primary SEDOL B7JYSG3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Cavoores   Mgmt   For   For
Elect Director Guy Dubois   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prospect Capital Corporation

 

Meeting Date    12/06/2013    Country    USA    Provider Security ID    74348T102
Record Date    09/10/2013    Meeting Type    Annual    Ticker    PSEC

 

Shares Voted 1,200    Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eugene S. Stark   Mgmt   For   For
Elect Director John F. Barry, III   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

Veeco Instruments Inc.

 

Meeting Date    12/10/2013    Country    USA    Provider Security ID    922417100
Record Date    10/22/2013    Meeting Type    Annual    Ticker    VECO

 

Shares Voted 150    Primary CUSIP 922417100    Primary ISIN US9224171002    Primary SEDOL 2938422

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roger D. McDaniel   Mgmt   For   For
Elect Director John R. Peeler   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MAKO Surgical Corp.

 

Meeting Date    12/13/2013    Country    USA    Provider Security ID    560879108
Record Date    11/12/2013    Meeting Type    Special    Ticker    MAKO

 

Shares Voted 1,000    Primary CUSIP 560879108    Primary ISIN US5608791084    Primary SEDOL B2PLY09

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date    12/13/2013    Country    Australia    Provider Security ID    Q97417101
Record Date    12/11/2013    Meeting Type    Annual    Ticker    WBC

 

Shares Voted 1,761    Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Shares and Performance Share Rights to Gail Patricia Kelly, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities on Mandatory Conversion Date   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities Before Mandatory Conversion Date   Mgmt   For   For
Elect Elizabeth Bryan as Director   Mgmt   For   For
Elect Peter Hawkins as Director   Mgmt   For   For
Elect Ewen Crouch as Director   Mgmt   For   For
Elect Peter Marriott as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2013    Country    Australia    Provider Security ID    Q09504137
Record Date    12/16/2013    Meeting Type    Annual    Ticker    ANZ

 

Shares Voted 1,568    Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Euro Preference Shares Buy-Back Scheme   Mgmt   For   For
Approve the First Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Approve the Second Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Ratify the Past Issuance of ANZ Capital Notes   Mgmt   For   For
Elect G.R. Liebelt as Director   Mgmt   For   For
Elect I.J. Macfarlane as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect D.C. Barrow as Director   SH   Against   Against

National Australia Bank Limited

 

Meeting Date    12/19/2013    Country    Australia    Provider Security ID    Q65336119
Record Date    12/17/2013    Meeting Type    Annual    Ticker    NAB

 

Shares Voted 1,342    Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Ratify the Past Issuance of NAB Convertible Preference Shares to Subscribers Under a Prospectus   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer of the Company   Mgmt   For   For
Elect Daniel Gilbert as Director   Mgmt   For   For
Elect Jillian Segal as Director   Mgmt   For   For
Elect Anthony Kwan Tao Yuen as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Acuity Brands, Inc.

 

Meeting Date    01/07/2014    Country    USA    Provider Security ID    00508Y102
Record Date    11/12/2013    Meeting Type    Annual    Ticker    AYI

 

Shares Voted 117    Primary CUSIP 00508Y102    Primary ISIN US00508Y1029    Primary SEDOL 2818461

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon D. Harnett   Mgmt   For   For
Elect Director Robert F. McCullough   Mgmt   For   For
Elect Director Dominic J. Pileggi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Moog Inc.

 

Meeting Date    01/08/2014    Country    USA    Provider Security ID    615394202
Record Date    11/12/2013    Meeting Type    Annual    Ticker    MOG.A

 

Shares Voted 200    Primary CUSIP 615394202    Primary ISIN US6153942023    Primary SEDOL 2601218

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kraig H. Kayser   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Walgreen Co.

 

Meeting Date    01/08/2014    Country    USA    Provider Security ID    931422109
Record Date    11/11/2013    Meeting Type    Annual    Ticker    WAG

 

Shares Voted 642    Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice M. Babiak   Mgmt   For   For
Elect Director David J. Brailer   Mgmt   For   For
Elect Director Steven A. Davis   Mgmt   For   For
Elect Director William C. Foote   Mgmt   For   For
Elect Director Mark P. Frissora   Mgmt   For   For
Elect Director Ginger L. Graham   Mgmt   For   For
Elect Director Alan G. McNally   Mgmt   For   For
Elect Director Dominic P. Murphy   Mgmt   For   For
Elect Director Stefano Pessina   Mgmt   For   For
Elect Director Nancy M. Schlichting   Mgmt   For   For
Elect Director Alejandro Silva   Mgmt   For   For
Elect Director James A. Skinner   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against

UniFirst Corporation

 

Meeting Date    01/14/2014    Country    USA    Provider Security ID    904708104
Record Date    11/20/2013    Meeting Type    Annual    Ticker    UNF

 

Shares Voted 100    Primary CUSIP 904708104    Primary ISIN US9047081040    Primary SEDOL 2466428

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald D. Croatti   Mgmt   For   For
Elect Director Donald J. Evans   Mgmt   For   For
Elect Director Thomas S. Postek   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Woodward, Inc.

 

Meeting Date    01/22/2014    Country    USA    Provider Security ID    980745103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    WWD

 

Shares Voted 228    Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary L. Petrovich   Mgmt   For   Withhold
Elect Director Larry E. Rittenberg   Mgmt   For   For
Elect Director Paul Donovan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Air Products and Chemicals, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    009158106
Record Date    11/29/2013    Meeting Type    Annual    Ticker    APD

 

Shares Voted 657    Primary CUSIP 009158106    Primary ISIN US0091581068    Primary SEDOL 2011602

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chadwick C. Deaton   Mgmt   For   For
Elect Director Edward L. Monser   Mgmt   For   For
Elect Director Matthew H. Paull   Mgmt   For   For
Elect Director Lawrence S. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Jacobs Engineering Group Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    469814107
Record Date    12/02/2013    Meeting Type    Annual    Ticker    JEC

 

Shares Voted 414    Primary CUSIP 469814107    Primary ISIN US4698141078    Primary SEDOL 2469052

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Juan José Suárez Coppel   Mgmt   For   For

Elect Director John F. Coyne   Mgmt   For   For
Elect Director Linda Fayne Levinson   Mgmt   For   For
Elect Director Craig L. Martin   Mgmt   For   For
Elect Director Christopher M.T. Thompson   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Micron Technology, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    595112103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    MU

 

Shares Voted 3,607    Primary CUSIP 595112103    Primary ISIN US5951121038    Primary SEDOL 2588184

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Bailey   Mgmt   For   For
Elect Director Richard M. Beyer   Mgmt   For   For
Elect Director Patrick J. Byrne   Mgmt   For   For
Elect Director D. Mark Durcan   Mgmt   For   For
Elect Director Warren East   Mgmt   For   For
Elect Director Mercedes Johnson   Mgmt   For   For
Elect Director Lawrence N. Mondry   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Becton, Dickinson and Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    075887109
Record Date    12/10/2013    Meeting Type    Annual    Ticker    BDX

 

Shares Voted 625    Primary CUSIP 075887109    Primary ISIN US0758871091    Primary SEDOL 2087807

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For
Elect Director Vincent A. Forlenza   Mgmt   For   For
Elect Director Claire M. Fraser   Mgmt   For   For

Elect Director Christopher Jones   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For
Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Monsanto Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    61166W101
Record Date    12/02/2013    Meeting Type    Annual    Ticker    MON

 

Shares Voted 389    Primary CUSIP 61166W101    Primary ISIN US61166W1018    Primary SEDOL 2654320

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory H. Boyce   Mgmt   For   For
Elect Director Laura K. Ipsen   Mgmt   For   For
Elect Director William U. Parfet   Mgmt   For   For
Elect Director George H. Poste   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Risk of Genetic Engineering in Order to Work with Regulators   SH   Against   Against
Report on Risk of Genetically Engineered Products   SH   Against   Against

Siemens AG

 

Meeting Date    01/28/2014    Country    Germany    Provider Security ID    D69671218
Record Date    Meeting Type    Annual    Ticker    SIE

 

Shares Voted 437    Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012/2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012/2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Ratify Ernst & Young as Auditors for Fiscal 2013/2014   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Capital Authorization   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Spectrum Brands Holdings, Inc.

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    84763R101
Record Date    12/16/2013    Meeting Type    Annual    Ticker    SPB

 

Shares Voted 186    Primary CUSIP 84763R101    Primary ISIN US84763R1014    Primary SEDOL B3MYPN8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth C. Ambrecht   Mgmt   For   For
Elect Director Eugene I. Davis   Mgmt   For   For
Elect Director David R. Lumley   Mgmt   For   Withhold
Elect Director Omar M. Asali   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Verizon Communications Inc.

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    92343V104
Record Date    12/09/2013    Meeting Type    Special    Ticker    VZ

 

Shares Voted 2,155    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Special    Ticker    VOD

 

Shares Voted 27,457    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc   Mgmt   For   For
Approve Matters Relating to the Return of Value to Shareholders   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Court    Ticker    VOD

 

Shares Voted 27,457    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Court Meeting   Mgmt    
Approve Scheme of Arrangement   Mgmt   For   For

Visa Inc.

 

Meeting Date    01/29/2014    Country    USA    Provider Security ID    92826C839
Record Date    12/03/2013    Meeting Type    Annual    Ticker    V

 

Shares Voted 579    Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Cathy E. Minehan   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For
Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. C. Swainson   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Emerson Electric Co.

 

Meeting Date    02/04/2014    Country    USA    Provider Security ID    291011104
Record Date    11/26/2013    Meeting Type    Annual    Ticker    EMR

 

Shares Voted 519    Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director D. N. Farr   Mgmt   For   For
Elect Director H. Green   Mgmt   For   For
Elect Director C. A. Peters   Mgmt   For   For
Elect Director J. W. Prueher   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Elect Director J. S. Turley   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Sustainability   SH   Against   For
Report on Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

Compass Group plc

 

Meeting Date    02/06/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    02/04/2014    Meeting Type    Annual    Ticker    CPG

 

Shares Voted 1,041    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Paul Walsh as Director   Mgmt   For   For
Re-elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date    02/11/2014    Country    USA    Provider Security ID    595137100
Record Date    12/16/2013    Meeting Type    Annual    Ticker    MSCC

 

Shares Voted 400    Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For
Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For
Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    02/24/2014    Country    Israel    Provider Security ID    M8769Q102
Record Date    01/23/2014    Meeting Type    Special    Ticker    TEVA

 

Shares Voted 487    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate   Mgmt   For   For

Whole Foods Market, Inc.

 

Meeting Date    02/24/2014    Country    USA    Provider Security ID    966837106
Record Date    12/30/2013    Meeting Type    Annual    Ticker    WFM

 

Shares Voted 1,130    Primary CUSIP 966837106    Primary ISIN US9668371068    Primary SEDOL 2963899

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Elstrott   Mgmt   For   For
Elect Director Gabrielle Greene   Mgmt   For   For
Elect Director Shahid ‘Hass’ Hassan   Mgmt   For   For
Elect Director Stephanie Kugelman   Mgmt   For   For
Elect Director John Mackey   Mgmt   For   For
Elect Director Walter Robb   Mgmt   For   For
Elect Director Jonathan Seiffer   Mgmt   For   For
Elect Director Morris ‘Mo’ Siegel   Mgmt   For   For
Elect Director Jonathan Sokoloff   Mgmt   For   For
Elect Director Ralph Sorenson   Mgmt   For   For
Elect Director William ‘Kip’ Tindell, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Claw-back of Payments under Restatements   SH   Against   For
Provide For Confidential Running Vote Tallies   SH   Against   For

Apple Inc.

 

Meeting Date    02/28/2014    Country    USA    Provider Security ID    037833100
Record Date    12/30/2013    Meeting Type    Annual    Ticker    AAPL

 

Shares Voted 656    Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   For
Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   For
Elect Director Al Gore   Mgmt   For   For
Elect Director Robert Iger   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Arthur Levinson   Mgmt   For   For
Elect Director Ronald Sugar   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock   Mgmt   For   For
Establish a Par Value for Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Trade Associations and Organizations that Promote Sustainability Practices   SH   Against   Against
Advisory Vote to Increase Capital Repurchase Program   SH   Against   Against
Proxy Access   SH   Against   Against

QUALCOMM Incorporated

 

Meeting Date    03/04/2014    Country    USA    Provider Security ID    747525103
Record Date    01/06/2014    Meeting Type    Annual    Ticker    QCOM

 

Shares Voted 1,279    Primary CUSIP 747525103    Primary ISIN US7475251036    Primary SEDOL 2714923

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara T. Alexander   Mgmt   For   For
Elect Director Donald G. Cruickshank   Mgmt   For   For
Elect Director Raymond V. Dittamore   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For
Elect Director Thomas W. Horton   Mgmt   For   For
Elect Director Paul E. Jacobs   Mgmt   For   For
Elect Director Sherry Lansing   Mgmt   For   For
Elect Director Steven M. Mollenkopf   Mgmt   For   For
Elect Director Duane A. Nelles   Mgmt   For   For
Elect Director Clark T. ‘Sandy’ Randt, Jr.   Mgmt   For   For
Elect Director Francisco Ros   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Brent Scowcroft   Mgmt   For   For
Elect Director Marc I. Stern   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year

ABM Industries Incorporated

 

Meeting Date    03/05/2014    Country    USA    Provider Security ID    000957100
Record Date    01/15/2014    Meeting Type    Annual    Ticker    ABM

 

Shares Voted 300    Primary CUSIP 000957100    Primary ISIN US0009571003    Primary SEDOL 2024901

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anthony G. Fernandes   Mgmt   For   For
Elect Director Maryellen C. Herringer   Mgmt   For   For
Elect Director Stephen M. Kadenacy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

PTC Inc.

 

Meeting Date    03/05/2014    Country    USA    Provider Security ID    69370C100
Record Date    01/06/2014    Meeting Type    Annual    Ticker    PTC

 

Shares Voted 512    Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice D. Chaffin   Mgmt   For   For
Elect Director James E. Heppelmann   Mgmt   For   For
Elect Director Paul A. Lacy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   For   Against

Piedmont Natural Gas Company, Inc.

 

Meeting Date    03/06/2014    Country    USA    Provider Security ID    720186105
Record Date    01/02/2014    Meeting Type    Annual    Ticker    PNY

 

Shares Voted 396    Primary CUSIP 720186105    Primary ISIN US7201861058    Primary SEDOL 2688147

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Malcolm E. Everett, III   Mgmt   For   For
Elect Director Frank B. Holding, Jr.   Mgmt   For   For
Elect Director Minor M. Shaw   Mgmt   For   For
Elect Director Michael C. Tarwater   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Articles of Incorporation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Bylaws   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/13/2014    Country    Spain    Provider Security ID    E11805103
Record Date    03/06/2014    Meeting Type    Annual    Ticker    BBVA

 

Shares Voted 3,533    Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect Tomás Alfaro Drake as Director   Mgmt   For   For
Reelect Carlos Loring Martínez de Irujo as Director   Mgmt   For   For
Reelect José Luis Palao García-Suelto as Director   Mgmt   For   For
Reelect Susana Rodríguez Vidarte as Director   Mgmt   For   Against
Ratify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director   Mgmt   For   Against
Appoint Lourdes Máiz Carro as Director   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For

Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2014   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

The Walt Disney Company

 

Meeting Date    03/18/2014    Country    USA    Provider Security ID    254687106
Record Date    01/17/2014    Meeting Type    Annual    Ticker    DIS

 

Shares Voted 1,322    Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Jack Dorsey   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For
Elect Director Fred H. Langhammer   Mgmt   For   For
Elect Director Aylwin B. Lewis   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Novo Nordisk A/S

 

Meeting Date    03/20/2014    Country    Denmark    Provider Security ID    K72807132
Record Date    03/13/2014    Meeting Type    Annual    Ticker    NOVO B

 

Shares Voted 1,135    Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 4.5 Per Share   Mgmt   For   For
Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Helge Lund as Director   Mgmt   For   For
Elect Hannu Ryopponen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024   Mgmt   For   For
Approve Publication of Annual Report in English   Mgmt   For   For
Change Language of Annual Meeting to English   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Shareholder Proposals Submitted by Kjeld Beyer   Mgmt    
Provide Financial Information in Notice to Convene AGM   SH   Against   Against
Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years   SH   Against   Against
Simplify Access to Documents Available on Company’s Website   SH   Against   Against
Require Refreshments to be Available During Annual General Meeting   SH   Against   Against
Other Business   Mgmt    

SYNNEX Corporation

 

Meeting Date    03/25/2014    Country    USA    Provider Security ID    87162W100
Record Date    02/10/2014    Meeting Type    Annual    Ticker    SNX

 

Shares Voted 114    Primary CUSIP 87162W100    Primary ISIN US87162W1009    Primary SEDOL 2002554

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dwight Steffensen   Mgmt   For   For
Elect Director Kevin Murai   Mgmt   For   For
Elect Director Fred Breidenbach   Mgmt   For   For

Elect Director Hau Lee   Mgmt   For   For
Elect Director Matthew Miau   Mgmt   For   For
Elect Director Dennis Polk   Mgmt   For   For
Elect Director Gregory Quesnel   Mgmt   For   For
Elect Director Thomas Wurster   Mgmt   For   For
Elect Director Duane Zitzner   Mgmt   For   For
Elect Director Andrea Zulberti   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Banco Santander S.A.

 

Meeting Date    03/27/2014    Country    Spain    Provider Security ID    E19790109
Record Date    03/20/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 6,153    Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Ratify Appointment of and Elect José Javier Marín Romano as Director   Mgmt   For   For
Ratify Appointment of Juan Miguel Villar Mir as Director   Mgmt   For   For
Ratify Appointment of and Elect Sheila Bair as Director   Mgmt   For   For
Reelect Ana Patricia Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Rodrigo Echenique Gordillo as Director   Mgmt   For   Against
Reelect Esther Giménez-Salinas i Colomer as Director   Mgmt   For   For
Reelect Vittorio Corbo Lioi as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Amend Articles Re: Board Composition and Director Compensation   Mgmt   For   For
Amend Articles Re: Board and Committees   Mgmt   For   For
Amend Article 18 of General Meeting Regulations Re: Audit Committee   Mgmt   For   For
Approve Capital Raising of up to EUR 500 Million   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Performance Shares Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date    03/28/2014    Country    Japan    Provider Security ID    J05124144
Record Date    12/31/2013    Meeting Type    Annual    Ticker    7751

 

Shares Voted 567    Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Amend Articles to Indemnify Directors   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   For
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Elect Director Kimura, Akiyoshi   Mgmt   For   For
Elect Director Osanai, Eiji   Mgmt   For   For
Elect Director Saida, Kunitaro   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For

Appoint Statutory Auditor Araki, Makoto   Mgmt   For   For
Appoint Statutory Auditor Yoshida, Osami   Mgmt   For   For
Appoint Statutory Auditor Kitamura, Kuniyoshi   Mgmt   For   Against
Approve Annual Bonus Payment to Directors   Mgmt   For   For

A. O. Smith Corporation

 

Meeting Date    04/07/2014    Country    USA    Provider Security ID    831865209
Record Date    02/17/2014    Meeting Type    Annual    Ticker    AOS

 

Shares Voted 400    Primary CUSIP 831865209    Primary ISIN US8318652091    Primary SEDOL 2816023

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gloster B. Current, Jr.   Mgmt   For   For
Elect Director William P. Greubel   Mgmt   For   For
Elect Director Idelle K. Wolf   Mgmt   For   For
Elect Director Gene C. Wulf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Daimler AG

 

Meeting Date    04/09/2014    Country    Germany    Provider Security ID    D1668R123
Record Date    Meeting Type    Annual    Ticker    DAI

 

Shares Voted 487    Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.25 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KMPG AG as Auditors for Fiscal 2014   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Bernd Bohr to the Supervisory Board   Mgmt   For   For
Elect Joe Kaeser to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

Schlumberger Limited

 

Meeting Date    04/09/2014    Country    Curacao    Provider Security ID    806857108
Record Date    02/19/2014    Meeting Type    Annual    Ticker    SLB

 

Shares Voted 830    Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For
Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Maureen Kempston Darkes   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director Leo Rafael Reif   Mgmt   For   For
Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

BP plc

 

Meeting Date    04/10/2014    Country    United Kingdom    Provider Security ID    G12793108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    BP.

 

Shares Voted 10,834    Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For

Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Approve Executive Directors’ Incentive Plan   Mgmt   For   For
Approve Remuneration of Non-Executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

H.B. Fuller Company

 

Meeting Date    04/10/2014    Country    USA    Provider Security ID    359694106
Record Date    02/12/2014    Meeting Type    Annual    Ticker    FUL

 

Shares Voted 150    Primary CUSIP 359694106    Primary ISIN    US3596941068    Primary SEDOL    2354664

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Michael Losh   Mgmt   For   For
Elect Director Lee R. Mitau   Mgmt   For   For
Elect Director R. William Van Sant   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/10/2014    Country    France    Provider Security ID    F58485115
Record Date    04/04/2014    Meeting Type    Annual/Special    Ticker    MC

 

Shares Voted 139    Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 3.10 per Share   Mgmt   For   For
Reelect Delphine Arnault as Director   Mgmt   For   Against
Reelect Nicolas Bazire as Director   Mgmt   For   Against
Reelect Antonio Belloni as Director   Mgmt   For   Against

Reelect Diego Della Valle as Director   Mgmt   For   For
Reelect Pierre Gode as Director   Mgmt   For   Against
Reelect Marie-Josee Kravis as Director   Mgmt   For   For
Renew Appointment Paolo Bulgari as Censor   Mgmt   For   Against
Renew Appointment Patrick Houel as Censor   Mgmt   For   Against
Renew Appointment Felix G. Rohatyn as Censor   Mgmt   For   Against
Elect Marie-Laure Sauty de Chalon as Director   Mgmt   For   For
Advisory Vote on Compensation of Bernard Arnault   Mgmt   For   Against
Advisory Vote on Compensation of Antonio Belloni   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Pursuant to Item Above, Adopt New Bylaws   Mgmt   For   For

Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/11/2014    Country    Sweden    Provider Security ID    W26049119
Record Date    04/04/2014    Meeting Type    Annual    Ticker    ERIC B

 

Shares Voted 1,678    Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 3.00 Per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    
Determine Number of Members (12) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   For   For
Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For

Fix Number of Auditors at One   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2014 Stock Purchase Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   Against
Approve 2014 Key Contributor Retention Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   Against
Approve 2014 Executive Performance Stock Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   Against
Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs)   Mgmt   For   For
Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt    
Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   None   Against
Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   None   Against
Close Meeting   Mgmt    

Hancock Holding Company

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    410120109
Record Date    02/21/2014    Meeting Type    Annual    Ticker    HBHC

 

Shares Voted 328    Primary CUSIP 410120109    Primary ISIN US4101201097    Primary SEDOL 2415497

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank E. Bertucci   Mgmt   For   For
Elect Director Carl J. Chaney   Mgmt   For   For
Elect Director Terence E. Hall   Mgmt   For   For
Elect Director Thomas H. Olinde   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prosperity Bancshares, Inc.

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    743606105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    PB

 

Shares Voted 300    Primary CUSIP 743606105    Primary ISIN US7436061052    Primary SEDOL 2310257

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William H. Fagan   Mgmt   For   Withhold
Elect Director William T. Luedke, IV   Mgmt   For   Withhold
Elect Director Perry Mueller, Jr.   Mgmt   For   For
Elect Director Harrison Stafford, II   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rio Tinto plc

 

Meeting Date    04/15/2014    Country    United Kingdom    Provider Security ID    G75754104
Record Date    04/11/2014    Meeting Type    Annual    Ticker    RIO

 

Shares Voted 685    Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report for UK Law Purposes   Mgmt   For   For
Approve Remuneration Report for Australian Law Purposes   Mgmt   For   For
Approve Potential Termination Benefits   Mgmt   For   For
Elect Anne Lauvergeon as Director   Mgmt   For   For
Elect Simon Thompson as Director   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Resolutions 20 to 24 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    854502101
Record Date    02/24/2014    Meeting Type    Annual    Ticker    SWK

 

Shares Voted 514    Primary CUSIP 854502101    Primary ISIN    US8545021011    Primary SEDOL B3Q2FJ4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For
Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Debra A. Crew   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For
Elect Director John F. Lundgren   Mgmt   For   For
Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    902973304
Record Date    02/18/2014    Meeting Type    Annual    Ticker    USB

 

Shares Voted 1,384    Primary CUSIP    902973304    Primary ISIN    US9029733048    Primary SEDOL    2736035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For
Elect Director Doreen Woo Ho   Mgmt   For   For

Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For
Elect Director Craig D. Schnuck   Mgmt   For   For
Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Vinci

 

Meeting Date    04/15/2014    Country    France    Provider Security ID    F5879X108
Record Date    04/09/2014    Meeting Type    Annual/Special    Ticker    DG

 

Shares Voted 259    Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Reelect Xavier Huillard as Director   Mgmt   For   Against
Reelect Yves-Thibault de Silguy as Director   Mgmt   For   For
Reelect Henri Saint Olive as Director   Mgmt   For   For
Reelect Qatari Diar Real Estate Investement Company as Director   Mgmt   For   For
Elect Marie-Christine Lombard as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Additional Pension Scheme Agreement with Xavier Huillard   Mgmt   For   For
Approve Severance Payment Agreement with Xavier Huillard   Mgmt   For   Against
Approve Transaction with YTSeuropaconsultants Re: Services Agreement   Mgmt   For   Against
Advisory Vote on Compensation of the Chairman and CEO   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   Against
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Amend Article 11 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

FirstMerit Corporation

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    337915102
Record Date    02/21/2014    Meeting Type    Annual    Ticker    FMER

 

Shares Voted 800    Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lizabeth A. Ardisana   Mgmt   For   Withhold
Elect Director Steven H. Baer   Mgmt   For   For
Elect Director Karen S. Belden   Mgmt   For   For
Elect Director R. Cary Blair   Mgmt   For   Withhold
Elect Director John C. Blickle   Mgmt   For   Withhold
Elect Director Robert W. Briggs   Mgmt   For   For
Elect Director Richard Colella   Mgmt   For   For
Elect Director Robert S. Cubbin   Mgmt   For   For
Elect Director Gina D. France   Mgmt   For   For
Elect Director Paul G. Greig   Mgmt   For   For
Elect Director Terry L. Haines   Mgmt   For   Withhold
Elect Director J. Michael Hochschwender   Mgmt   For   Withhold
Elect Director Clifford J. Isroff   Mgmt   For   Withhold
Elect Director Philip A. Lloyd, II   Mgmt   For   For
Elect Director Russ M. Strobel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

The Sherwin-Williams Company

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    824348106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SHW

 

Shares Voted 330    Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For
Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Christine A. Poon   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

L Oreal

 

Meeting Date    04/17/2014    Country    France    Provider Security ID    F58149133
Record Date    04/11/2014    Meeting Type    Annual/Special    Ticker    OR

 

Shares Voted 139    Primary CUSIP F58149133    Primary ISIN FR0000120321    Primary SEDOL 4057808

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Elect Belen Garijo as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   Against
Reelect Xavier Fontanet as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.45 Million   Mgmt   For   For
Advisory Vote on Remuneration of Jean-Paul Agon, Chairman and CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Nestle Re: Repurchase of 48,500 Million Shares Held by Nestle   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 8 of Bylaws Re: Age Limit of Directors, Election of Employee Representative, Director Length of Term, and Director Elections   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Transaction Re: Sale by L Oreal of its Entire Stake in Galderma Group Companies to Nestle   Mgmt   For   For

Centene Corporation

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    15135B101
Record Date    02/21/2014    Meeting Type    Annual    Ticker    CNC

 

Shares Voted 312    Primary CUSIP 15135B101    Primary ISIN US15135B1017    Primary SEDOL 2807061

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael F. Neidorff   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director John R. Roberts   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Citigroup Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    172967424
Record Date    02/24/2014    Meeting Type    Annual    Ticker    C

 

Shares Voted 2,137    Primary CUSIP 172967424    Primary ISIN US1729674242    Primary SEDOL 2297907

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Duncan P. Hennes   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Eugene M. McQuade   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Gary M. Reiner   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director William S. Thompson, Jr.   Mgmt   For   For
Elect Director James S. Turley   Mgmt   For   For
Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Amend Director Indemnifications Provisions   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against

Federal Signal Corporation

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    313855108
Record Date    02/24/2014    Meeting Type    Annual    Ticker    FSS

 

Shares Voted 1,300    Primary CUSIP 313855108    Primary ISIN US3138551086    Primary SEDOL 2333986

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James E. Goodwin   Mgmt   For   For
Elect Director Paul W. Jones   Mgmt   For   For
Elect Director Bonnie C. Lind   Mgmt   For   For
Elect Director Dennis J. Martin   Mgmt   For   For
Elect Director Richard R. Mudge   Mgmt   For   For
Elect Director William F. Owens   Mgmt   For   For
Elect Director Brenda L. Reichelderfer   Mgmt   For   For
Elect Director John L. Workman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

First Financial Bankshares, Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    32020R109
Record Date    02/28/2014    Meeting Type    Annual    Ticker    FFIN

 

Shares Voted 200    Primary CUSIP 32020R109    Primary ISIN US32020R1095    Primary SEDOL 2266026

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven L. Beal   Mgmt   For   For
Elect Director Tucker S. Bridwell   Mgmt   For   For
Elect Director David Copeland   Mgmt   For   For
Elect Director F. Scott Dueser   Mgmt   For   For
Elect Director Murray Edwards   Mgmt   For   For
Elect Director Ron Giddiens   Mgmt   For   For
Elect Director Tim Lancaster   Mgmt   For   For
Elect Director Kade L. Matthews   Mgmt   For   For
Elect Director Ross H. Smith, Jr.   Mgmt   For   For
Elect Director Johnny E. Trotter   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

MetLife, Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    59156R108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    MET

 

Shares Voted 794    Primary CUSIP 59156R108    Primary ISIN US59156R1086    Primary SEDOL 2573209

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cheryl W. Grisé   Mgmt   For   For
Elect Director Carlos M. Gutierrez   Mgmt   For   For
Elect Director R. Glenn Hubbard   Mgmt   For   For
Elect Director Steven A. Kandarian   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For
Elect Director William E. Kennard   Mgmt   For   For
Elect Director James M. Kilts   Mgmt   For   For
Elect Director Catherine R. Kinney   Mgmt   For   For
Elect Director Denise M. Morrison   Mgmt   For   For
Elect Director Kenton J. Sicchitano   Mgmt   For   For
Elect Director Lulu C. Wang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For

ASML Holding NV

 

Meeting Date    04/23/2014    Country    Netherlands    Provider Security ID    N07059202
Record Date    03/26/2014    Meeting Type    Annual    Ticker    ASML

 

Shares Voted 181    Primary CUSIP N07059178    Primary ISIN NL0010273215    Primary SEDOL B929F46

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Discuss the Remuneration Policy 2010 for Management Board Members   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.61 Per Ordinary Share   Mgmt   For   For
Amend Remuneration Policy for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy   Mgmt   For   For
Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board   Mgmt    

Reelect F.W. Frohlich to Supervisory Board   Mgmt   For   For
Elect J.M.C. Stork to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015   Mgmt    
Approve Remuneration of Supervisory Board   Mgmt   For   For
Ratify Deloitte as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Axa

 

Meeting Date    04/23/2014    Country    France    Provider Security ID    F06106102
Record Date    04/15/2014    Meeting Type    Annual/Special    Ticker    CS

 

Shares Voted 947    Primary CUSIP F06106102    Primary ISIN FR0000120628    Primary SEDOL 7088429

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.81 per Share   Mgmt   For   For
Advisory Vote on Compensation of Henri de Castries, Chairman and CEO   Mgmt   For   For
Advisory Vote on Compensation of Denis Duverne, Vice CEO   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   For   For
Approve Severance Payment Agreement with Henri de Castries   Mgmt   For   Against
Approve Severance Payment Agreement with Denis Duverne   Mgmt   For   For
Reelect Henri de Castries as Director   Mgmt   For   For
Reelect Norbert Dentressangle as Director   Mgmt   For   For
Reelect Denis Duverne as Director   Mgmt   For   For
Reelect Isabelle Kocher as Director   Mgmt   For   For
Reelect Suet Fern Lee as Director   Mgmt   For   For

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

E. I. du Pont de Nemours and Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    263534109
Record Date    02/26/2014    Meeting Type    Annual    Ticker    DD

 

Shares Voted 639    Primary CUSIP 263534109    Primary ISIN US2635341090    Primary SEDOL 2018175

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Richard H. Brown   Mgmt   For   For
Elect Director Robert A. Brown   Mgmt   For   For
Elect Director Bertrand P. Collomb   Mgmt   For   For
Elect Director Curtis J. Crawford   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Eleuthere I. du Pont   Mgmt   For   For
Elect Director Marillyn A. Hewson   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Lee M. Thomas   Mgmt   For   For
Elect Director Patrick J. Ward   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Prohibit Political Contributions   SH   Against   Against
Report on Herbicide Use on GMO Crops   SH   Against   Against
Establish Committee on Plant Closures   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Eaton Corporation plc

 

Meeting Date    04/23/2014    Country    Ireland    Provider Security ID    G29183103
Record Date    02/24/2014    Meeting Type    Annual    Ticker    ETN

 

Shares Voted 354    Primary CUSIP 278058102    Primary ISIN IE00B8KQN827    Primary SEDOL B8KQN82

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Todd M. Bluedorn   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director Michael J. Critelli   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Charles E. Golden   Mgmt   For   For
Elect Director Linda A. Hill   Mgmt   For   For
Elect Director Arthur E. Johnson   Mgmt   For   For
Elect Director Ned C. Lautenbach   Mgmt   For   For
Elect Director Deborah L. McCoy   Mgmt   For   For
Elect Director Gregory R. Page   Mgmt   For   For
Elect Director Gerald B. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approval of Overseas Market Purchases of the Company Shares   Mgmt   For   For

General Electric Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    369604103
Record Date    02/24/2014    Meeting Type    Annual    Ticker    GE

 

Shares Voted 7,335    Primary CUSIP 369604103    Primary ISIN US3696041033    Primary SEDOL 2380498

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director John J. Brennan   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Francisco D’Souza   Mgmt   For   For
Elect Director Marijn E. Dekkers   Mgmt   For   For
Elect Director Ann M. Fudge   Mgmt   For   For
Elect Director Susan J. Hockfield   Mgmt   For   For
Elect Director Jeffrey R. Immelt   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For

Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director James E. Rohr   Mgmt   For   For
Elect Director Mary L. Schapiro   Mgmt   For   For
Elect Director Robert J. Swieringa   Mgmt   For   For
Elect Director James S. Tisch   Mgmt   For   For
Elect Director Douglas A. Warner, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Stock Retention/Holding Period   SH   Against   Against
Require More Director Nominations Than Open Seats   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   Against
Cessation of All Stock Options and Bonuses   SH   Against   Against
Seek Sale of Company   SH   Against   Against

Newmont Mining Corporation

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    651639106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    NEM

 

Shares Voted 1,749    Primary CUSIP 651639106    Primary ISIN US6516391066    Primary SEDOL 2636607

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce R. Brook   Mgmt   For   For
Elect Director J. Kofi Bucknor   Mgmt   For   For
Elect Director Vincent A. Calarco   Mgmt   For   For
Elect Director Joseph A. Carrabba   Mgmt   For   For
Elect Director Noreen Doyle   Mgmt   For   For
Elect Director Gary J. Goldberg   Mgmt   For   For
Elect Director Veronica M. Hagen   Mgmt   For   For
Elect Director Jane Nelson   Mgmt   For   For
Elect Director Donald C. Roth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   Against

The Coca-Cola Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    191216100
Record Date    02/24/2014    Meeting Type    Annual    Ticker    KO

 

Shares Voted 3,323    Primary CUSIP 191216100    Primary ISIN US1912161007    Primary SEDOL 2206657

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Herbert A. Allen   Mgmt   For   For
Elect Director Ronald W. Allen   Mgmt   For   For
Elect Director Ana Botin   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Richard M. Daley   Mgmt   For   For
Elect Director Barry Diller   Mgmt   For   For
Elect Director Helene D. Gayle   Mgmt   For   For
Elect Director Evan G. Greenberg   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Muhtar Kent   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Maria Elena Lagomasino   Mgmt   For   For
Elect Director Sam Nunn   Mgmt   For   For
Elect Director James D. Robinson, III   Mgmt   For   For
Elect Director Peter V. Ueberroth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Wolverine World Wide, Inc.

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    978097103
Record Date    03/03/2014    Meeting Type    Annual    Ticker    WWW

 

Shares Voted 500    Primary CUSIP 978097103    Primary ISIN US9780971035    Primary SEDOL 2977500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William K. Gerber   Mgmt   For   For
Elect Director Blake W. Krueger   Mgmt   For   For
Elect Director Nicholas T. Long   Mgmt   For   For
Elect Director Michael A. Volkema   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

AstraZeneca plc

 

Meeting Date    04/24/2014    Country    United Kingdom    Provider Security ID    G0593M107
Record Date    04/22/2014    Meeting Type    Annual    Ticker    AZN

 

Shares Voted 692    Primary CUSIP G0593M107    Primary ISIN GB0009895292    Primary SEDOL 0989529

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Appoint KPMG LLP as Auditor   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Leif Johansson as Director   Mgmt   For   For
Re-elect Pascal Soriot as Director   Mgmt   For   For
Elect Marc Dunoyer as Director   Mgmt   For   For
Re-elect Genevieve Berger as Director   Mgmt   For   For
Re-elect Bruce Burlington as Director   Mgmt   For   For
Elect Ann Cairns as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For
Re-elect Jean-Philippe Courtois as Director   Mgmt   For   Against
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Remuneration Policy   Mgmt   For   Abstain
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For

Barclays plc

 

Meeting Date    04/24/2014    Country    United Kingdom    Provider Security ID    G08036124
Record Date    04/22/2014    Meeting Type    Annual    Ticker    BARC

 

Shares Voted 6,450    Primary CUSIP G08036124    Primary ISIN GB0031348658    Primary SEDOL 3134865

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Approve Maximum Ratio of Fixed to Variable Remuneration   Mgmt   For   For
Elect Mike Ashley as Director   Mgmt   For   For
Elect Wendy Lucas-Bull as Director   Mgmt   For   For
Elect Tushar Morzaria as Director   Mgmt   For   For

Elect Frits van Paasschen as Director   Mgmt   For   For
Elect Steve Thieke as Director   Mgmt   For   For
Re-elect Tim Breedon as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Antony Jenkins as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Re-elect Sir David Walker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Convergys Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    212485106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CVG

 

Shares Voted 442    Primary CUSIP 212485106    Primary ISIN US2124851062    Primary SEDOL 2284761

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrea J. Ayers   Mgmt   For   For
Elect Director John F. Barrett   Mgmt   For   For
Elect Director Richard R. Devenuti   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director Joseph E. Gibbs   Mgmt   For   For
Elect Director Joan E. Herman   Mgmt   For   For
Elect Director Thomas L. Monahan, III   Mgmt   For   For
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Johnson & Johnson

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    478160104
Record Date    02/25/2014    Meeting Type    Annual    Ticker    JNJ

 

Shares Voted 2,032    Primary CUSIP 478160104    Primary ISIN US4781601046    Primary SEDOL 2475833

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary Sue Coleman   Mgmt   For   For
Elect Director James G. Cullen   Mgmt   For   For
Elect Director Ian E. L. Davis   Mgmt   For   For
Elect Director Alex Gorsky   Mgmt   For   For
Elect Director Susan L. Lindquist   Mgmt   For   For
Elect Director Mark B. McClellan   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Leo F. Mullin   Mgmt   For   For
Elect Director William D. Perez   Mgmt   For   For
Elect Director Charles Prince   Mgmt   For   For
Elect Director A. Eugene Washington   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

Life Time Fitness, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    53217R207
Record Date    02/27/2014    Meeting Type    Annual    Ticker    LTM

 

Shares Voted 114    Primary CUSIP 53217R207    Primary ISIN US53217R2076    Primary SEDOL B01R1Z1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bahram Akradi   Mgmt   For   For
Elect Director Giles H. Bateman   Mgmt   For   For
Elect Director Jack W. Eugster   Mgmt   For   For
Elect Director Guy C. Jackson   Mgmt   For   For
Elect Director John K. Lloyd   Mgmt   For   For
Elect Director Martha ‘Marti’ A. Morfitt   Mgmt   For   For
Elect Director John B. Richards   Mgmt   For   For
Elect Director Joseph S. Vassalluzzo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pfizer Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    717081103
Record Date    02/26/2014    Meeting Type    Annual    Ticker    PFE

 

Shares Voted 5,256    Primary CUSIP 717081103    Primary ISIN US7170811035    Primary SEDOL 2684703

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis A. Ausiello   Mgmt   For   Against
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Frances D. Fergusson   Mgmt   For   For
Elect Director Helen H. Hobbs   Mgmt   For   Against
Elect Director Constance J. Horner   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director George A. Lorch   Mgmt   For   For
Elect Director Shantanu Narayen   Mgmt   For   Against
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ian C. Read   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   Against
Elect Director Marc Tessier-Lavigne   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Require Shareholder Vote to Approve Political Contributions Policy   SH   Against   Against
Review and Assess Membership of Lobbying Organizations   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   For

Sensient Technologies Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    81725T100
Record Date    02/28/2014    Meeting Type    Proxy Contest    Ticker    SXT

 

Shares Voted 186    Primary CUSIP 81725T100    Primary ISIN US81725T1007    Primary SEDOL 2923741

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Elect Director Hank Brown   Mgmt   For   Withhold
Elect Director Edward H. Cichurski   Mgmt   For   Withhold
Elect Director Fergus M. Clydesdale   Mgmt   For   Withhold
Elect Director James A. D. Croft   Mgmt   For   Withhold
Elect Director William V. Hickey   Mgmt   For   Withhold
Elect Director Kenneth P. Manning   Mgmt   For   Withhold

Elect Director Paul Manning   Mgmt   For   Withhold
Elect Director Elaine R. Wedral   Mgmt   For   Withhold
Elect Director Essie Whitelaw   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Dissident Proxy (Green Card)   Mgmt    
Elect Director James R. Henderson   SH   For   Do Not Vote
Elect Director James E. Hyman   SH   For   Do Not Vote
Elect Director Stephen E. Loukas   SH   For   Do Not Vote
Elect Director William E. Redmond, Jr.   SH   For   Do Not Vote
Management Nominee - Hank Brown   SH   None   Do Not Vote
Management Nominee - Edward H. Cichurski   SH   None   Do Not Vote
Management Nominee - Fergus M. Clydesdale   SH   None   Do Not Vote
Management Nominee - Paul Manning   SH   None   Do Not Vote
Management Nominee - Elaine R. Wedral   SH   None   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   None   Do Not Vote
Amend Executive Incentive Bonus Plan   Mgmt   None   Do Not Vote
Ratify Auditors   Mgmt   None   Do Not Vote

South Jersey Industries, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    838518108
Record Date    02/24/2014    Meeting Type    Annual    Ticker    SJI

 

Shares Voted 200    Primary CUSIP 838518108    Primary ISIN US8385181081    Primary SEDOL 2825933

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sarah M. Barpoulis   Mgmt   For   For
Elect Director Thomas A. Bracken   Mgmt   For   For
Elect Director Keith S. Campbell   Mgmt   For   For
Elect Director Sheila Hartnett-Devlin   Mgmt   For   For
Elect Director Victor A. Fortkiewicz   Mgmt   For   For
Elect Director Edward J. Graham   Mgmt   For   For
Elect Director Walter M. Higgins, III   Mgmt   For   For
Elect Director Sunita Holzer   Mgmt   For   For
Elect Director Joseph H. Petrowski   Mgmt   For   For
Elect Director Michael J. Renna   Mgmt   For   For
Elect Director Frank L. Sims   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Articles   Mgmt   For   Against

T. Rowe Price Group, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    74144T108
Record Date    02/21/2014    Meeting Type    Annual    Ticker    TROW

 

Shares Voted 805    Primary CUSIP 74144T108    Primary ISIN US74144T1088    Primary SEDOL 2702337

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark S. Bartlett   Mgmt   For   For
Elect Director Edward C. Bernard   Mgmt   For   For
Elect Director Mary K. Bush   Mgmt   For   For
Elect Director Donald B. Hebb, Jr.   Mgmt   For   For
Elect Director Freeman A. Hrabowski, III   Mgmt   For   For
Elect Director James A.C. Kennedy   Mgmt   For   For
Elect Director Robert F. MacLellan   Mgmt   For   For
Elect Director Brian C. Rogers   Mgmt   For   For
Elect Director Olympia J. Snowe   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Elect Director Dwight S. Taylor   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

TreeHouse Foods, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    89469A104
Record Date    02/28/2014    Meeting Type    Annual    Ticker    THS

 

Shares Voted 150    Primary CUSIP 89469A104    Primary ISIN US89469A1043    Primary SEDOL B095X84

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis F. O’Brien   Mgmt   For   For
Elect Director Sam K. Reed   Mgmt   For   For
Elect Director Ann M. Sardini   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Webster Financial Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    947890109
Record Date    02/24/2014    Meeting Type    Annual    Ticker    WBS

 

Shares Voted 500    Primary CUSIP 947890109    Primary ISIN US9478901096    Primary SEDOL 2945143

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joel S. Becker   Mgmt   For   For
Elect Director John J. Crawford   Mgmt   For   For

Elect Director Robert A. Finkenzeller   Mgmt   For   For
Elect Director C. Michael Jacobi   Mgmt   For   For
Elect Director Laurence C. Morse   Mgmt   For   For
Elect Director Karen R. Osar   Mgmt   For   For
Elect Director Mark Pettie   Mgmt   For   For
Elect Director Charles W. Shivery   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

AT&T Inc.

 

Meeting Date    04/25/2014    Country    USA    Provider Security ID    00206R102
Record Date    02/26/2014    Meeting Type    Annual    Ticker    T

 

Shares Voted 4,023    Primary CUSIP 00206R102    Primary ISIN US00206R1023    Primary SEDOL 2831811

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall L. Stephenson   Mgmt   For   For
Elect Director Reuben V. Anderson   Mgmt   For   For
Elect Director Jaime Chico Pardo   Mgmt   For   For
Elect Director Scott T. Ford   Mgmt   For   For
Elect Director James P. Kelly   Mgmt   For   For
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Michael B. McCallister   Mgmt   For   For
Elect Director John B. McCoy   Mgmt   For   For
Elect Director Beth E. Mooney   Mgmt   For   For
Elect Director Joyce M. Roche   Mgmt   For   For
Elect Director Matthew K. Rose   Mgmt   For   For
Elect Director Cynthia B. Taylor   Mgmt   For   For
Elect Director Laura D’Andrea Tyson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Severance Agreements/Change-in-Control Agreements   Mgmt   For   For
Report on Indirect Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Lower Ownership Threshold for Action by Written Consent   SH   Against   For

Cleco Corporation

 

Meeting Date    04/25/2014    Country    USA    Provider Security ID    12561W105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CNL

 

Shares Voted 186    Primary CUSIP 12561W105    Primary ISIN US12561W1053    Primary SEDOL 2182445

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William L. Marks   Mgmt   For   For
Elect Director Peter M. Scott, III   Mgmt   For   For
Elect Director William H. Walker, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

GDF Suez

 

Meeting Date    04/28/2014    Country    France    Provider Security ID    F42768105
Record Date    04/22/2014    Meeting Type    Annual/Special    Ticker    GSZ

 

Shares Voted 742    Primary CUSIP F42768105    Primary ISIN FR0010208488    Primary SEDOL B0C2CQ3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Renew Appointment of Ernst and Young et Autres as Auditor   Mgmt   For   For
Renew Appointment of Deloitte and Associes as Auditor   Mgmt   For   For
Renew Appointment of Auditex as Alternate Auditor   Mgmt   For   For
Renew Appointment of BEAS as Alternate Auditor   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers   Mgmt   For   For
Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO   Mgmt   For   Against
Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO   Mgmt   For   Against
Shareholder Proposals Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

PS Business Parks, Inc.

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    69360J107
Record Date    03/06/2014    Meeting Type    Annual    Ticker    PSB

 

Shares Voted 42    Primary CUSIP 69360J107    Primary ISIN US69360J1079    Primary SEDOL 2707956

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Joseph D. Russell, Jr.   Mgmt   For   For
Elect Director Jennifer Holden Dunbar   Mgmt   For   For
Elect Director James H. Kropp   Mgmt   For   For
Elect Director Sara Grootwassink Lewis   Mgmt   For   For
Elect Director Michael V. McGee   Mgmt   For   For
Elect Director Gary E. Pruitt   Mgmt   For   For
Elect Director Robert S. Rollo   Mgmt   For   For
Elect Director Peter Schultz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Seaboard Corporation

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    811543107
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SEB

 

Shares Voted 7    Primary CUSIP 811543107    Primary ISIN US8115431079    Primary SEDOL 2786687

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven J. Bresky   Mgmt   For   Withhold
Elect Director David A. Adamsen   Mgmt   For   For
Elect Director Douglas W. Baena   Mgmt   For   For
Elect Director Edward I. Shifman, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Report on Charitable, Political and Lobbying Contributions   SH   Against   For

The Boeing Company

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    097023105
Record Date    02/27/2014    Meeting Type    Annual    Ticker    BA

 

Shares Voted 563    Primary CUSIP 097023105    Primary ISIN US0970231058    Primary SEDOL 2108601

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Linda Z. Cook   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   For
Elect Director Lawrence W. Kellner   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Elect Director Mike S. Zafirovski   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

United Technologies Corporation

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    913017109
Record Date    03/03/2014    Meeting Type    Annual    Ticker    UTX

 

Shares Voted 642    Primary CUSIP 913017109    Primary ISIN US9130171096    Primary SEDOL 2915500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Louis R. Chenevert   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Jean-Pierre Garnier   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Edward A. Kangas   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Harold McGraw, III   Mgmt   For   For
Elect Director Richard B. Myers   Mgmt   For   For
Elect Director H. Patrick Swygert   Mgmt   For   For
Elect Director Andre Villeneuve   Mgmt   For   For
Elect Director Christine Todd Whitman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Bayer AG

 

Meeting Date    04/29/2014    Country    Germany    Provider Security ID    D0712D163
Record Date    Meeting Type    Annual    Ticker    BAYN

 

Shares Voted 464    Primary CUSIP D0712D163    Primary ISIN DE000BAY0017    Primary SEDOL 5069211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Elect Simone Bagel-Trah to the Supervisory Board   Mgmt   For   For
Elect Ernst-Ludwig Winnacker to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For

Bloomin’ Brands, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    094235108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    BLMN

 

Shares Voted 700    Primary CUSIP 094235108    Primary ISIN US0942351083    Primary SEDOL B847RJ0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Craigie   Mgmt   For   For
Elect Director Mindy Grossman   Mgmt   For   For
Elect Director Mark E. Nunnelly   Mgmt   For   Withhold
Elect Director Chris T. Sullivan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Community Trust Bancorp, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    204149108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CTBI

 

Shares Voted 400    Primary CUSIP 204149108    Primary ISIN US2041491083    Primary SEDOL 2706470

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles J. Baird   Mgmt   For   For
Elect Director Nick Carter   Mgmt   For   For
Elect Director Jean R. Hale   Mgmt   For   For
Elect Director James E. McGhee, II   Mgmt   For   For

Elect Director M. Lynn Parrish   Mgmt   For   For
Elect Director James R. Ramsey   Mgmt   For   For
Elect Director Anthony W. St. Charles   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    209034107
Record Date    03/07/2014    Meeting Type    Annual    Ticker    CNSL

 

Shares Voted 114    Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Currey   Mgmt   For   For
Elect Director C. Robert Udell, Jr.   Mgmt   For   For
Elect Director Maribeth S. Rahe   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Danone

 

Meeting Date    04/29/2014    Country    France    Provider Security ID    F12033134
Record Date    04/23/2014    Meeting Type    Annual/Special    Ticker    BN

 

Shares Voted 329    Primary CUSIP F12033134    Primary ISIN FR0000120644    Primary SEDOL B1Y9TB3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Approve Stock Dividend Program   Mgmt   For   For
Reelect Bruno Bonnell as Director   Mgmt   For   For
Reelect Bernard Hours as Director   Mgmt   For   For
Reelect Isabelle Seillier as Director   Mgmt   For   For
Reelect Jean-Michel Severino as Director   Mgmt   For   For
Elect Gaelle Olivier as Director   Mgmt   For   For
Elect Lionel Zinsou-Derlin as Director   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Approve Transaction with J.P. Morgan   Mgmt   For   For
Approve Severance Payment Agreement with Bernard Hours   Mgmt   For   For

Approve Transaction with Bernard Hours   Mgmt   For   For
Advisory Vote on Compensation of Chairman and CEO, Franck Riboud   Mgmt   For   For
Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber   Mgmt   For   For
Advisory Vote on Compensation of Vice-CEO, Bernard Hours   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   For
Amend Articles 15 and16 of Bylaws Re: Employee Representatives   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Domino’s Pizza, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    25754A201
Record Date    03/05/2014    Meeting Type    Annual    Ticker    DPZ

 

Shares Voted 300    Primary CUSIP 25754A201    Primary ISIN US25754A2015    Primary SEDOL B01SD70

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew B. Balson   Mgmt   For   Withhold
Elect Director Vernon ‘Bud’ O. Hamilton   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

H & M Hennes & Mauritz

 

Meeting Date    04/29/2014    Country    Sweden    Provider Security ID    W41422101
Record Date    04/23/2014    Meeting Type    Annual    Ticker    HM B

 

Shares Voted 506    Primary CUSIP W41422101    Primary ISIN SE0000106270    Primary SEDOL 5687431

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    
Receive Nominating Committee Report   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Allocation of Income and Dividends of SEK 9.50 Per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1.500,000 for Chairman, SEK 525,000 for the Other Directors; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Stefan Persson, Melker Schorling, and Christian Sievert; Elect Lena Patriksson Keller, and Niklas Zennstrom as New Directors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Close Meeting   Mgmt    

Humana Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    444859102
Record Date    02/28/2014    Meeting Type    Annual    Ticker    HUM

 

Shares Voted 519    Primary CUSIP 444859102    Primary ISIN US4448591028    Primary SEDOL 2445063

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kurt J. Hilzinger   Mgmt   For   For
Elect Director Bruce D. Broussard   Mgmt   For   For
Elect Director Frank A. D’Amelio   Mgmt   For   For
Elect Director W. Roy Dunbar   Mgmt   For   For
Elect Director David A. Jones, Jr.   Mgmt   For   For
Elect Director William J. McDonald   Mgmt   For   For
Elect Director William E. Mitchell   Mgmt   For   For
Elect Director David B. Nash   Mgmt   For   For
Elect Director James J. O’Brien   Mgmt   For   For
Elect Director Marissa T. Peterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

International Business Machines Corporation

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    459200101
Record Date    02/28/2014    Meeting Type    Annual    Ticker    IBM

 

Shares Voted 826    Primary CUSIP 459200101    Primary ISIN US4592001014    Primary SEDOL 2005973

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alain J.P. Belda   Mgmt   For   For
Elect Director William R. Brody   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director David N. Farr   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director James W. Owens   Mgmt   For   For
Elect Director Virginia M. Rometty   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Sidney Taurel   Mgmt   For   For
Elect Director Lorenzo H. Zambrano   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

Select Medical Holdings Corporation

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    81619Q105
Record Date    03/03/2014    Meeting Type    Annual    Ticker    SEM

 

Shares Voted 649    Primary CUSIP 81619Q105    Primary ISIN US81619Q1058    Primary SEDOL B4MF0Q6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan C. Cressey   Mgmt   For   For
Elect Director Robert A. Ortenzio   Mgmt   For   For
Elect Director Leopold Swergold   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wells Fargo & Company

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    949746101
Record Date    03/04/2014    Meeting Type    Annual    Ticker    WFC

 

Shares Voted 3,815    Primary CUSIP 949746101    Primary ISIN US9497461015    Primary SEDOL 2649100

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Baker, II   Mgmt   For   For
Elect Director Elaine L. Chao   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Lloyd H. Dean   Mgmt   For   For
Elect Director Susan E. Engel   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Donald M. James   Mgmt   For   For
Elect Director Cynthia H. Milligan   Mgmt   For   For
Elect Director Federico F. Pena   Mgmt   For   For
Elect Director James H. Quigley   Mgmt   For   For
Elect Director Judith M. Runstad   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Susan G. Swenson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Anheuser-Busch InBev SA

 

Meeting Date    04/30/2014    Country    Belgium    Provider Security ID    B6399C107
Record Date    04/16/2014    Meeting Type    Annual/Special    Ticker    ABI

 

Shares Voted 463    Primary CUSIP B6399C107    Primary ISIN BE0003793107    Primary SEDOL 4755317

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual/ Special Meeting   Mgmt    
Special Meeting   Mgmt    
Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options   Mgmt   For   For
Receive Special Board Report Re: Authorized Capital   Mgmt    
Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital   Mgmt   For   For
Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital   Mgmt   For   Against
Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    

Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Kees Storm as Independent Director   Mgmt   For   Against
Reelect Mark Winkelman as Independent Director   Mgmt   For   For
Reelect Alexandre Van Damme as Director   Mgmt   For   Against
Reelect Gregoire de Spoelberch as Director   Mgmt   For   Against
Reelect Carlos Alberto de Veiga Sicupera as Director   Mgmt   For   Against
Reelect Marcel Herrmann Telles as Director   Mgmt   For   Against
Elect Paulo Lemann as Director   Mgmt   For   Against
Elect Alexandre Behring as Director   Mgmt   For   Against
Elect Elio Leoni Sceti as Independent Director   Mgmt   For   For
Elect Maria Asuncion Aramburuzabala Larregui as Director   Mgmt   For   Against
Elect Valentin Diez Morodo as Director   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   Against
Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

British American Tobacco plc

 

Meeting Date    04/30/2014    Country    United Kingdom    Provider Security ID    G1510J102
Record Date    04/28/2014    Meeting Type    Annual    Ticker    BATS

 

Shares Voted 768    Primary CUSIP G1510J102    Primary ISIN GB0002875804    Primary SEDOL 0287580

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For
Re-elect Gerry Murphy as Director   Mgmt   For   For

Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Ben Stevens as Director   Mgmt   For   For
Re-elect Richard Tubb as Director   Mgmt   For   For
Elect Savio Kwan as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

E.ON SE

 

Meeting Date    04/30/2014    Country    Germany    Provider Security ID    D24914133
Record Date    Meeting Type    Annual    Ticker    EOAN

 

Shares Voted 1,076    Primary CUSIP D24914133    Primary ISIN DE000ENAG999    Primary SEDOL 4942904

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.60 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2014   Mgmt   For   For
Ammend Affiliation Agreements with Subsidiary E.ON US Holding GmbH   Mgmt   For   For

EMC Corporation

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    268648102
Record Date    02/28/2014    Meeting Type    Annual    Ticker    EMC

 

Shares Voted 1,483    Primary CUSIP 268648102    Primary ISIN US2686481027    Primary SEDOL 2295172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael W. Brown   Mgmt   For   For
Elect Director Randolph L. Cowen   Mgmt   For   For
Elect Director Gail Deegan   Mgmt   For   For
Elect Director James S. DiStasio   Mgmt   For   Against
Elect Director John R. Egan   Mgmt   For   For
Elect Director William D. Green   Mgmt   For   For
Elect Director Edmund F. Kelly   Mgmt   For   For
Elect Director Jami Miscik   Mgmt   For   Against
Elect Director Paul Sagan   Mgmt   For   For

Elect Director David N. Strohm   Mgmt   For   Against
Elect Director Joseph M. Tucci   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against

Mobile Mini, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    60740F105
Record Date    03/07/2014    Meeting Type    Annual    Ticker    MINI

 

Shares Voted 300    Primary CUSIP 60740F105    Primary ISIN US60740F1057    Primary SEDOL 2548177

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Watts   Mgmt   For   For
Elect Director Erik Olsson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Molina Healthcare, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    60855R100
Record Date    03/07/2014    Meeting Type    Annual    Ticker    MOH

 

Shares Voted 150    Primary CUSIP 60855R100    Primary ISIN US60855R1005    Primary SEDOL 2212706

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Mario Molina   Mgmt   For   For
Elect Director Steven J. Orlando   Mgmt   For   For
Elect Director Ronna E. Romney   Mgmt   For   For
Elect Director Dale B. Wolf   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date    04/30/2014    Country    Germany    Provider Security ID    D55535104
Record Date    Meeting Type    Annual    Ticker    MUV2

 

Shares Voted 101    Primary CUSIP D55535104    Primary ISIN DE0008430026    Primary SEDOL 5294121

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2013 (Non-Voting)   Mgmt    
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 7.25 per Bearer Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Benita Ferrero-Waldner to the Supervisory Board   Mgmt   For   For
Elect Ursula Gather to the Supervisory Board   Mgmt   For   For
Elect Peter Gruss to the Supervisory Board   Mgmt   For   For
Elect Gerd Haeusler to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For
Elect Anton van Rossum to the Supervisory Board   Mgmt   For   For
Elect Ron Sommer to the Supervisory Board   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

SciQuest, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    80908T101
Record Date    03/06/2014    Meeting Type    Annual    Ticker    SQI

 

Shares Voted 600    Primary CUSIP 80908T101    Primary ISIN US80908T1016    Primary SEDOL B3T6ZG0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy J. Buckley   Mgmt   For   For
Elect Director Daniel F. Gillis   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Starwood Property Trust, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    85571B105
Record Date    03/10/2014    Meeting Type    Annual    Ticker    STWD

 

Shares Voted 842    Primary CUSIP 85571B105    Primary ISIN US85571B1052    Primary SEDOL B3PQ520

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard D. Bronson   Mgmt   For   For
Elect Director Jeffrey F. DiModica   Mgmt   For   For
Elect Director Jeffrey G. Dishner   Mgmt   For   For
Elect Director Camille J. Douglas   Mgmt   For   For
Elect Director Boyd W. Fellows   Mgmt   For   For
Elect Director Barry S. Sternlicht   Mgmt   For   For
Elect Director Strauss Zelnick   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

W.W. Grainger, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    384802104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    GWW

 

Shares Voted 222    Primary CUSIP 384802104    Primary ISIN US3848021040    Primary SEDOL 2380863

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brian P. Anderson   Mgmt   For   For
Elect Director V. Ann Hailey   Mgmt   For   For
Elect Director William K. Hall   Mgmt   For   For
Elect Director Stuart L. Levenick   Mgmt   For   For
Elect Director Neil S. Novich   Mgmt   For   For
Elect Director Michael J. Roberts   Mgmt   For   For
Elect Director Gary L. Rogers   Mgmt   For   For
Elect Director James T. Ryan   Mgmt   For   For
Elect Director E. Scott Santi   Mgmt   For   For
Elect Director James D. Slavik   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Woodside Petroleum Ltd.

 

Meeting Date    04/30/2014    Country    Australia    Provider Security ID    980228100
Record Date    04/28/2014    Meeting Type    Annual    Ticker    WPL

 

Shares Voted 358    Primary CUSIP 980228100    Primary ISIN AU000000WPL2    Primary SEDOL 6979728

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Alfred Chaney as Director   Mgmt   For   For
Elect David Ian McEvoy as Director   Mgmt   For   For
Approve Adoption of Remuneration Report   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   Against
Approve the Amendments to the Company’s Constitution   Mgmt   For   For

Health Care REIT, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    42217K106
Record Date    03/04/2014    Meeting Type    Annual    Ticker    HCN

 

Shares Voted 922    Primary CUSIP 42217K106    Primary ISIN US42217K1060    Primary SEDOL 2440961

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director George L. Chapman   Mgmt   For   For
Elect Director Thomas J. DeRosa   Mgmt   For   For
Elect Director Jeffrey H. Donahue   Mgmt   For   For
Elect Director Peter J. Grua   Mgmt   For   For
Elect Director Fred S. Klipsch   Mgmt   For   For
Elect Director Timothy J. Naughton   Mgmt   For   For
Elect Director Sharon M. Oster   Mgmt   For   For
Elect Director Judith C. Pelham   Mgmt   For   For
Elect Director R. Scott Trumbull   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For

Helix Energy Solutions Group, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    42330P107
Record Date    03/07/2014    Meeting Type    Annual    Ticker    HLX

 

Shares Voted 371    Primary CUSIP 42330P107    Primary ISIN US42330P1075    Primary SEDOL 2037062

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nancy K. Quinn   Mgmt   For   For
Elect Director William L. Transier   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Investors Bancorp, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    46146P102
Record Date    03/04/2014    Meeting Type    Special    Ticker    ISBC

 

Shares Voted 1,205    Primary CUSIP 46146P102    Primary ISIN US46146P1021    Primary SEDOL B0J2NT6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Reorganization Plan   Mgmt   For   For
Approve Charitable Donations   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Investors Bancorp, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    46146P102
Record Date    03/27/2014    Meeting Type    Annual    Ticker    ISBC

 

Shares Voted 1,205    Primary CUSIP 46146P102    Primary ISIN US46146P1021    Primary SEDOL B0J2NT6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis M. Bone   Mgmt   For   For
Elect Director Doreen R. Byrnes   Mgmt   For   For
Elect Director William V. Cosgrove   Mgmt   For   For
Elect Director Brendan J. Dugan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Koninklijke Philips N.V.

 

Meeting Date    05/01/2014    Country    Netherlands    Provider Security ID    N6817P109
Record Date    04/03/2014    Meeting Type    Annual    Ticker    PHIA

 

Shares Voted 508    Primary CUSIP N6817P109    Primary ISIN NL0000009538    Primary SEDOL 5986622

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Discuss Remuneration Report   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Dividends of EUR 0.80 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect Orit Gadiesh to Supervisory Board   Mgmt   For   For
Reappoint KPMG as Auditors for an Intermim Period of One Year   Mgmt   For   For

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a   Mgmt   For   For
Authorize Repurchase of Shares   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Louisiana-Pacific Corporation

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    546347105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    LPX

 

Shares Voted 600    Primary CUSIP 546347105    Primary ISIN US5463471053    Primary SEDOL 2535243

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Gary Cook   Mgmt   For   For
Elect Director Kurt M. Landgraf   Mgmt   For   For
Elect Director John W. Weaver   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Oasis Petroleum Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    674215108
Record Date    03/03/2014    Meeting Type    Annual    Ticker    OAS

 

Shares Voted 428    Primary CUSIP 674215108    Primary ISIN US6742151086    Primary SEDOL B64R5J2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ted Collins, Jr.   Mgmt   For   For
Elect Director Douglas E. Swanson, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Owens & Minor, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    690732102
Record Date    03/06/2014    Meeting Type    Annual    Ticker    OMI

 

Shares Voted 300    Primary CUSIP 690732102    Primary ISIN US6907321029    Primary SEDOL 2665128

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stuart M. Essig   Mgmt   For   For
Elect Director John W. Gerdelman   Mgmt   For   For
Elect Director Lemuel E. Lewis   Mgmt   For   For
Elect Director Martha H. Marsh   Mgmt   For   For
Elect Director Eddie N. Moore, Jr.   Mgmt   For   For

Elect Director James E. Rogers   Mgmt   For   For
Elect Director David S. Simmons   Mgmt   For   For
Elect Director Robert C. Sledd   Mgmt   For   For
Elect Director Craig R. Smith   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date    05/01/2014    Country    United Kingdom    Provider Security ID    G76225104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    RR.

 

Shares Voted 1,028    Primary CUSIP G7630U109    Primary ISIN GB00B63H8491    Primary SEDOL B63H849

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Lee Hsien Yang as Director   Mgmt   For   For
Elect Warren East as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For
Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect Mark Morris as Director   Mgmt   For   For
Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For
Re-elect Jasmin Staiblin as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

THE BANCORP, INC.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    05969A105
Record Date    03/03/2014    Meeting Type    Annual    Ticker    TBBK

 

Shares Voted 800    Primary CUSIP 05969A105    Primary ISIN US05969A1051    Primary SEDOL B05BRL7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Betsy Z. Cohen   Mgmt   For   For
Elect Director Daniel G. Cohen   Mgmt   For   For
Elect Director Walter T. Beach   Mgmt   For   For
Elect Director Michael J. Bradley   Mgmt   For   For
Elect Director John C. Chrystal   Mgmt   For   For
Elect Director Hersh Kozlov   Mgmt   For   For
Elect Director Matthew Cohn   Mgmt   For   For
Elect Director William H. Lamb   Mgmt   For   For
Elect Director Frank M. Mastrangelo   Mgmt   For   For
Elect Director James J. McEntee, III   Mgmt   For   For
Elect Director Mei-Mei Tuan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Valero Energy Corporation

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    91913Y100
Record Date    03/04/2014    Meeting Type    Annual    Ticker    VLO

 

Shares Voted 1,795    Primary CUSIP 91913Y100    Primary ISIN US91913Y1001    Primary SEDOL 2041364

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry D. Choate   Mgmt   For   For
Elect Director Joseph W. Gorder   Mgmt   For   For
Elect Director William R. Klesse   Mgmt   For   For
Elect Director Deborah P. Majoras   Mgmt   For   For
Elect Director Donald L. Nickles   Mgmt   For   For
Elect Director Philip J. Pfeiffer   Mgmt   For   For
Elect Director Robert A. Profusek   Mgmt   For   For
Elect Director Susan Kaufman Purcell   Mgmt   For   For
Elect Director Stephen M. Waters   Mgmt   For   For
Elect Director Randall J. Weisenburger   Mgmt   For   For
Elect Director Rayford Wilkins, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

Verizon Communications Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    92343V104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    VZ

 

Shares Voted 2,877    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shellye L. Archambeau   Mgmt   For   For
Elect Director Richard L. Carrion   Mgmt   For   Against
Elect Director Melanie L. Healey   Mgmt   For   For
Elect Director M. Frances Keeth   Mgmt   For   Against
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Lowell C. McAdam   Mgmt   For   For
Elect Director Donald T. Nicolaisen   Mgmt   For   Against
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Rodney E. Slater   Mgmt   For   Against
Elect Director Kathryn A. Tesija   Mgmt   For   Against
Elect Director Gregory D. Wasson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Proxy Access Right   Mgmt   For   For
Report on Net Neutrality   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Approve Proxy Voting Authority   SH   Against   Against

BASF SE

 

Meeting Date    05/02/2014    Country    Germany    Provider Security ID    D06216317
Record Date       Meeting Type    Annual    Ticker    BAS

 

Shares Voted 511    Primary CUSIP D06216101    Primary ISIN DE000BASF111    Primary SEDOL 5086577

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Alison Carnwath to the Supervisory Board   Mgmt   For   For

Elect Francois Diderich to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For
Elect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Anke Schaeferkordt to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 500 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Affiliation Agreements with Subsidiariy BASF Plant Science Company GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Pigment GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Immobilien-Gesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Handels- und Exportgesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary LUWOGE GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Schwarzheide GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Coatings GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Polyurethanes GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF New Business GmbH   Mgmt   For   For

Dana Holding Corporation

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    235825205
Record Date    03/03/2014    Meeting Type    Annual    Ticker    DAN

 

Shares Voted 596    Primary CUSIP 235825205    Primary ISIN US2358252052    Primary SEDOL B2PFJR3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Virginia A. Kamsky   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director R. Bruce McDonald   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Elect Director Mark A. Schulz   Mgmt   For   For
Elect Director Keith E. Wandell   Mgmt   For   For
Elect Director Roger J. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

National Health Investors, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    63633D104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    NHI

 

Shares Voted 200    Primary CUSIP 63633D104    Primary ISIN US63633D1046    Primary SEDOL 2626125

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Andrew Adams   Mgmt   For   For
Elect Director Robert A. McCabe, Jr.   Mgmt   For   Against
Increase Authorized Common Stock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Pilgrim’s Pride Corporation

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    72147K108
Record Date    03/14/2014    Meeting Type    Annual    Ticker    PPC

 

Shares Voted 1,184    Primary CUSIP 72147K108    Primary ISIN US72147K1088    Primary SEDOL B5L3PZ2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gilberto Tomazoni   Mgmt   For   For
Elect Director Joesley Mendonca Batista   Mgmt   For   Withhold
Elect Director Wesley Mendonca Batista   Mgmt   For   For
Elect Director William W. Lovette   Mgmt   For   For
Elect Director Marcus Vinicius Pratini de Moraes   Mgmt   For   For
Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   For   For
Elect Director David E. Bell   Mgmt   For   For
Elect Director Michael L. Cooper   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

RLJ Lodging Trust

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    74965L101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    RLJ

 

Shares Voted 600    Primary CUSIP 74965L101    Primary ISIN US74965L1017    Primary SEDOL B3PY1N7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Johnson   Mgmt   For   For
Elect Director Thomas J. Baltimore, Jr.   Mgmt   For   For
Elect Director Evan Bayh   Mgmt   For   For
Elect Director Nathaniel A. Davis   Mgmt   For   For
Elect Director Robert M. La Forgia   Mgmt   For   For
Elect Director Glenda G. McNeal   Mgmt   For   For
Elect Director Joseph Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Susquehanna Bancshares, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    869099101
Record Date    03/05/2014    Meeting Type    Annual    Ticker    SUSQ

 

Shares Voted 900    Primary CUSIP 869099101    Primary ISIN US8690991018    Primary SEDOL 2858876

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anthony J. Agnone, Sr.   Mgmt   For   For
Elect Director Wayne E. Alter, Jr.   Mgmt   For   For
Elect Director Henry R. Gibbel   Mgmt   For   For
Elect Director Bruce A. Hepburn   Mgmt   For   For
Elect Director Donald L. Hoffman   Mgmt   For   For
Elect Director Sara G. Kirkland   Mgmt   For   For
Elect Director Jeffrey F. Lehman   Mgmt   For   For
Elect Director Michael A. Morello   Mgmt   For   For
Elect Director Scott J. Newkam   Mgmt   For   For
Elect Director Robert E. Poole, Jr.   Mgmt   For   For
Elect Director William J. Reuter   Mgmt   For   For
Elect Director Andrew S. Samuel   Mgmt   For   For
Elect Director Christine Sears   Mgmt   For   For
Elect Director James A. Ulsh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

THE BRINK’S COMPANY

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    109696104
Record Date    03/04/2014    Meeting Type    Annual    Ticker    BCO

 

Shares Voted 300    Primary CUSIP 109696104    Primary ISIN US1096961040    Primary SEDOL 2691305

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Docherty   Mgmt   For   For
Elect Director Reginald D. Hedgebeth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For

The GEO Group, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    36159R103
Record Date    03/10/2014    Meeting Type    Annual    Ticker    GEO

 

Shares Voted 331    Primary CUSIP 36159R103    Primary ISIN US36159R1032    Primary SEDOL 2943299

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clarence E. Anthony   Mgmt   For   For
Elect Director Norman A. Carlson   Mgmt   For   For
Elect Director Anne N. Foreman   Mgmt   For   For
Elect Director Richard H. Glanton   Mgmt   For   For
Elect Director Christopher C. Wheeler   Mgmt   For   For
Elect Director George C. Zoley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Other Business   Mgmt   For   Against

The GEO Group, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    36159R103
Record Date    03/10/2014    Meeting Type    Special    Ticker    GEO

 

Shares Voted 331    Primary CUSIP 36159R103    Primary ISIN US36159R1032    Primary SEDOL 2943299

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Berkshire Hathaway Inc.

 

Meeting Date    05/03/2014    Country    USA    Provider Security ID    084670702
Record Date    03/05/2014    Meeting Type    Annual    Ticker    BRK.B

 

Shares Voted 1,781    Primary CUSIP 084670702    Primary ISIN US0846707026    Primary SEDOL 2073390

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Warren E. Buffett   Mgmt   For   For
Elect Director Charles T. Munger   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director William H. Gates, III   Mgmt   For   For
Elect Director David S. Gottesman   Mgmt   For   For
Elect Director Charlotte Guyman   Mgmt   For   For
Elect Director Donald R. Keough   Mgmt   For   For
Elect Director Thomas S. Murphy   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Walter Scott, Jr.   Mgmt   For   For
Elect Director Meryl B. Witmer   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year
Adopt Quantitative Goals for GHG and Other Air Emissions   SH   Against   For
Approve Annual Dividends   SH   Against   Against

MKS INSTRUMENTS, INC.

 

Meeting Date    05/05/2014    Country    USA    Provider Security ID    55306N104
Record Date    03/12/2014    Meeting Type    Annual    Ticker    MKSI

 

Shares Voted 186    Primary CUSIP 55306N104    Primary ISIN US55306N1046    Primary SEDOL 2404871

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John R. Bertucci   Mgmt   For   For
Elect Director Robert R. Anderson   Mgmt   For   For
Elect Director Gregory R. Beecher   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Performant Financial Corporation

 

Meeting Date    05/05/2014    Country    USA    Provider Security ID    71377E105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    PFMT

 

Shares Voted 1,300    Primary CUSIP 71377E105    Primary ISIN US71377E1055    Primary SEDOL B835PW4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jon D. Shaver   Mgmt   For   For
Elect Director William D. Hansen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sanofi

 

Meeting Date    05/05/2014    Country    France    Provider Security ID    F5548N101
Record Date    04/28/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 692    Primary CUSIP F5548N101    Primary ISIN FR0000120578    Primary SEDOL 5671735

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.80 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Reelect Christopher Viehbacher as Director   Mgmt   For   For

Reelect Robert Castaigne as Director   Mgmt   For   For
Reelect Christian Mulliez as Director   Mgmt   For   For
Elect Patrick Kron as Director   Mgmt   For   For
Advisory Vote on Compensation of Serge Weinberg, Chairman   Mgmt   For   For
Advisory Vote on Compensation of Christopher Viehbacher, CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Darling International Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    237266101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    DAR

 

Shares Voted 471    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall C. Stuewe   Mgmt   For   For
Elect Director O. Thomas Albrecht   Mgmt   For   For
Elect Director D. Eugene Ewing   Mgmt   For   For
Elect Director Dirk Kloosterboer   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director John D. March   Mgmt   For   For
Elect Director Michael Urbut   Mgmt   For   For
Change Company Name   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Horsehead Holding Corp.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    440694305
Record Date    03/13/2014    Meeting Type    Annual    Ticker    ZINC

 

Shares Voted 1,100    Primary CUSIP 440694305    Primary ISIN US4406943054    Primary SEDOL B23XLC8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack Shilling   Mgmt   For   For
Elect Director John C. van Roden, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

M/I Homes, Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    55305B101
Record Date    03/12/2014    Meeting Type    Annual    Ticker    MHO

 

Shares Voted 600    Primary CUSIP 55305B101    Primary ISIN US55305B1017    Primary SEDOL 2549385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph A. Alutto   Mgmt   For   For
Elect Director Phillip G. Creek   Mgmt   For   For
Elect Director Norman L. Traeger   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Nielsen Holdings N.V.

 

Meeting Date    05/06/2014    Country    Netherlands    Provider Security ID    N63218106
Record Date    04/08/2014    Meeting Type    Annual    Ticker    NLSN

 

Shares Voted 1,271    Primary CUSIP N/A    Primary ISIN NL0009538479    Primary SEDOL B4NTRF5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board of Directors   Mgmt   For   For
Elect Director James A. Attwood, Jr.   Mgmt   For   Against
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Karen M. Hoguet   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director Alexander Navab   Mgmt   For   Against
Elect Director Robert Pozen   Mgmt   For   For
Elect Director Vivek Ranadive   Mgmt   For   For
Elect Director Ganesh Rao   Mgmt   For   Against
Elect Director Javier G. Teruel   Mgmt   For   Against
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Change Company Name   Mgmt   For   For
Advisory Vote to Approve Remuneration of Executives   Mgmt   For   Against

Schneider Electric SA

 

Meeting Date    05/06/2014    Country    France    Provider Security ID    F86921107
Record Date    04/29/2014    Meeting Type    Annual/Special    Ticker    SU

 

Shares Voted 303    Primary CUSIP F86921107    Primary ISIN FR0000121972    Primary SEDOL 4834108

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire   Mgmt   For   Against
Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau   Mgmt   For   Against
Advisory Vote on Compensation of Jean-Pascal Tricoire   Mgmt   For   For
Advisory Vote on Compensation of Emmanuel Babeau   Mgmt   For   For
Elect Linda Knoll as Director   Mgmt   For   For
Reelect Noel Forgeard as Director   Mgmt   For   For
Reelect Willy Kissling as Director   Mgmt   For   For
Reelect Cathy Kopp as Director   Mgmt   For   For
Reelect Henri Lachmann as Director   Mgmt   For   For
Reelect Richard Thoman as Director   Mgmt   For   For
Ratify Appointment of Jeong Kim as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above   Mgmt   For   For
Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Elect Lone Fonss Schroder as Director   Mgmt   For   For

Snyder’s-Lance, Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    833551104
Record Date    03/06/2014    Meeting Type    Annual    Ticker    LNCE

 

Shares Voted 400    Primary CUSIP 833551104    Primary ISIN US8335511049    Primary SEDOL B54DFD7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. Peter Carlucci, Jr.   Mgmt   For   For
Elect Director James W. Johnston   Mgmt   For   For
Elect Director W. J. Prezzano   Mgmt   For   For
Elect Director Patricia A. Warehime   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Non-Employee Director Restricted Stock Plan   Mgmt   For   For
Change Range for Size of the Board   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

SOTHEBY’S

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    835898107
Record Date    03/12/2014    Meeting Type    Proxy Contest    Ticker    BID

 

Shares Voted 300    Primary CUSIP 835898107    Primary ISIN US8358981079    Primary SEDOL 2822406

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (Green Card)   Mgmt    
Elect Director John M. Angelo   Mgmt   For   Do Not Vote
Elect Director Jessica M. Bibliowicz   Mgmt   For   Do Not Vote
Elect Director Kevin C. Conroy   Mgmt   For   Do Not Vote
Elect Director Domenico De Sole   Mgmt   For   Do Not Vote
Elect Director The Duke of Devonshire   Mgmt   For   Do Not Vote
Elect Director Daniel Meyer   Mgmt   For   Do Not Vote
Elect Director Allen Questrom   Mgmt   For   Do Not Vote
Elect Director William F. Ruprecht   Mgmt   For   Do Not Vote
Elect Director Marsha E. Simms   Mgmt   For   Do Not Vote
Elect Director Robert S. Taubman   Mgmt   For   Do Not Vote
Elect Director Diana L. Taylor   Mgmt   For   Do Not Vote
Elect Director Dennis M. Weibling   Mgmt   For   Do Not Vote
Ratify Auditors   Mgmt   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Do Not Vote
Dissident Proxy (White Card)   Mgmt    

Elect Director Daniel S. Loeb   SH   For   For
Elect Director Harry J. Wilson   SH   For   Withhold
Elect Director Olivier Reza   SH   For   For
Management Nominee - John M. Angelo   SH   For   For
Management Nominee - Kevin C. Conroy   SH   For   For
Management Nominee - Domenico De Sole   SH   For   For
Management Nominee - The Duke of Devonshire   SH   For   For
Management Nominee - Allen Questrom   SH   For   For
Management Nominee - William F. Ruprecht   SH   For   For
Management Nominee - Marsha E. Simms   SH   For   For
Management Nominee - Diana L. Taylor   SH   For   For
Management Nominee - Dennis M. Weibling   SH   For   For
Ratify Auditors   Mgmt   None   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   None   For

The Middleby Corporation

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    596278101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    MIDD

 

Shares Voted 72    Primary CUSIP 596278101    Primary ISIN US5962781010    Primary SEDOL 2590930

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Selim A. Bassoul   Mgmt   For   For
Elect Director Sarah Palisi Chapin   Mgmt   For   Against
Elect Director Robert B. Lamb   Mgmt   For   For
Elect Director John R. Miller, III   Mgmt   For   Against
Elect Director Gordon O’Brien   Mgmt   For   Against
Elect Director Philip G. Putnam   Mgmt   For   For
Elect Director Sabin C. Streeter   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Increase Authorized Common Stock   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Veeco Instruments Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    922417100
Record Date    03/14/2014    Meeting Type    Annual    Ticker    VECO

 

Shares Voted 150    Primary CUSIP 922417100    Primary ISIN US9224171002    Primary SEDOL 2938422

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon Hunter   Mgmt   For   Withhold
Elect Director Peter J. Simone   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Allianz SE

 

Meeting Date    05/07/2014    Country    Germany    Provider Security ID    D03080112
Record Date       Meeting Type    Annual    Ticker    ALV

 

Shares Voted 251    Primary CUSIP D03080112    Primary ISIN DE0008404005    Primary SEDOL 5231485

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 5.30 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize the Acquisition Treasury Shares for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For

Bank of America Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    060505104
Record Date    03/12/2014    Meeting Type    Annual    Ticker    BAC

 

Shares Voted 7,348    Primary CUSIP 060505104    Primary ISIN US0605051046    Primary SEDOL 2295677

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Susan S. Bies   Mgmt   For   For
Elect Director Jack O. Bovender, Jr.   Mgmt   For   For
Elect Director Frank P. Bramble, Sr.   Mgmt   For   For
Elect Director Pierre J. P. de Weck   Mgmt   For   For
Elect Director Arnold W. Donald   Mgmt   For   For
Elect Director Charles K. Gifford   Mgmt   For   For
Elect Director Charles O. Holliday, Jr.   Mgmt   For   For
Elect Director Linda P. Hudson   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Thomas J. May   Mgmt   For   For
Elect Director Brian T. Moynihan   Mgmt   For   For
Elect Director Lionel L. Nowell, III   Mgmt   For   For
Elect Director Clayton S. Rose   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Certificate of Designations for Series T Preferred Stock   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Report on Climate Change Financing Risk   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Brunswick Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    117043109
Record Date    03/04/2014    Meeting Type    Annual    Ticker    BC

 

Shares Voted 500    Primary CUSIP 117043109    Primary ISIN US1170431092    Primary SEDOL 2149309

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nancy E. Cooper   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director Ralph C. Stayer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CNO Financial Group, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    12621E103
Record Date    03/14/2014    Meeting Type    Annual    Ticker    CNO

 

Shares Voted 1,100    Primary CUSIP 12621E103    Primary ISIN US12621E1038    Primary SEDOL 2657750

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward J. Bonach   Mgmt   For   For
Elect Director Ellyn L. Brown   Mgmt   For   For
Elect Director Robert C. Greving   Mgmt   For   For
Elect Director Mary R. (Nina) Henderson   Mgmt   For   For
Elect Director R. Keith Long   Mgmt   For   For
Elect Director Neal C. Schneider   Mgmt   For   For
Elect Director Frederick J. Sievert   Mgmt   For   For
Elect Director Michael T. Tokarz   Mgmt   For   For
Elect Director John G. Turner   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CSX Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    126408103
Record Date    03/07/2014    Meeting Type    Annual    Ticker    CSX

 

Shares Voted 714    Primary CUSIP 126408103    Primary ISIN US1264081035    Primary SEDOL 2160753

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donna M. Alvarado   Mgmt   For   For
Elect Director John B. Breaux   Mgmt   For   For
Elect Director Pamela L. Carter   Mgmt   For   For
Elect Director Steven T. Halverson   Mgmt   For   For
Elect Director Edward J. Kelly, III   Mgmt   For   For
Elect Director Gilbert H. Lamphere   Mgmt   For   For

Elect Director John D. McPherson   Mgmt   For   For
Elect Director Timothy T. O’Toole   Mgmt   For   For
Elect Director David M. Ratcliffe   Mgmt   For   For
Elect Director Donald J. Shepard   Mgmt   For   For
Elect Director Michael J. Ward   Mgmt   For   For
Elect Director J.C. Watts, Jr.   Mgmt   For   For
Elect Director J. Steven Whisler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For

Dominion Resources, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    25746U109
Record Date    03/21/2014    Meeting Type    Annual    Ticker    D

 

Shares Voted 420    Primary CUSIP 25746U109    Primary ISIN US25746U1097    Primary SEDOL 2542049

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Barr   Mgmt   For   For
Elect Director Peter W. Brown   Mgmt   For   For
Elect Director Helen E. Dragas   Mgmt   For   For
Elect Director James O. Ellis, Jr.   Mgmt   For   For
Elect Director Thomas F. Farrell, II   Mgmt   For   Against
Elect Director John W. Harris   Mgmt   For   For
Elect Director Mark J. Kington   Mgmt   For   For
Elect Director Pamela J. Royal   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Michael E. Szymanczyk   Mgmt   For   For
Elect Director David A. Wollard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Report on Financial and Physical Risks of Climate Change   SH   Against   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   Against
Report on Environmental Impacts of Biomass and Assess Risks   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

General Dynamics Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    369550108
Record Date    03/06/2014    Meeting Type    Annual    Ticker    GD

 

Shares Voted 254    Primary CUSIP 369550108    Primary ISIN US3695501086    Primary SEDOL 2365161

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Nicholas D. Chabraja   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director William P. Fricks   Mgmt   For   For
Elect Director Paul G. Kaminski   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Lester L. Lyles   Mgmt   For   For
Elect Director James N. Mattis   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Laura J. Schumacher   Mgmt   For   For
Elect Director Robert Walmsley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against

Gilead Sciences, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    375558103
Record Date    03/12/2014    Meeting Type    Annual    Ticker    GILD

 

Shares Voted 1,027    Primary CUSIP 375558103    Primary ISIN US3755581036    Primary SEDOL 2369174

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Cogan   Mgmt   For   For
Elect Director Etienne F. Davignon   Mgmt   For   Against
Elect Director Carla A. Hills   Mgmt   For   Against
Elect Director Kevin E. Lofton   Mgmt   For   For
Elect Director John W. Madigan   Mgmt   For   For
Elect Director John C. Martin   Mgmt   For   For
Elect Director Nicholas G. Moore   Mgmt   For   For
Elect Director Richard J. Whitley   Mgmt   For   Against

Elect Director Gayle E. Wilson   Mgmt   For   Against
Elect Director Per Wold-Olsen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   For
Link CEO Compensation to Patient Access to the Company’s Medicine   SH   Against   Against

GlaxoSmithKline plc

 

Meeting Date    05/07/2014    Country    United Kingdom    Provider Security ID    G3910J112
Record Date    05/02/2014    Meeting Type    Annual    Ticker    GSK

 

Shares Voted 2,731    Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For
Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Simon Dingemans as Director   Mgmt   For   For
Re-elect Lynn Elsenhans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For
Re-elect Sir Deryck Maughan as Director   Mgmt   For   For
Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Jing Ulrich as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For

Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Glimcher Realty Trust

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    379302102
Record Date    03/14/2014    Meeting Type    Annual    Ticker    GRT

 

Shares Voted 700    Primary CUSIP 379302102    Primary ISIN US3793021029    Primary SEDOL 2371696

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael P. Glimcher   Mgmt   For   For
Elect Director Yvette McGee Brown   Mgmt   For   For
Elect Director Nancy J. Kramer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hanger, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    41043F208
Record Date    03/10/2014    Meeting Type    Annual    Ticker    HGR

 

Shares Voted 86    Primary CUSIP 41043F208    Primary ISIN US41043F2083    Primary SEDOL 2796653

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vinit K. Asar   Mgmt   For   For
Elect Director Christopher B. Begley   Mgmt   For   For
Elect Director Thomas P. Cooper   Mgmt   For   For
Elect Director Cynthia L. Feldmann   Mgmt   For   For
Elect Director Eric A. Green   Mgmt   For   For
Elect Director Stephen E. Hare   Mgmt   For   For
Elect Director Richard R. Pettingill   Mgmt   For   For
Elect Director Patricia B. Shrader   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Kite Realty Group Trust

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    49803T102
Record Date    03/18/2014    Meeting Type    Annual    Ticker    KRG

 

Shares Voted 2,100    Primary CUSIP 49803T102    Primary ISIN US49803T1025    Primary SEDOL B02H893

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Kite   Mgmt   For   For
Elect Director William E. Bindley   Mgmt   For   For
Elect Director Victor J. Coleman   Mgmt   For   For
Elect Director Richard A. Cosier   Mgmt   For   For
Elect Director Christie B. Kelly   Mgmt   For   For
Elect Director Gerald L. Moss   Mgmt   For   For
Elect Director David R. O’Reilly   Mgmt   For   For
Elect Director Barton R. Peterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

L Air Liquide

 

Meeting Date    05/07/2014    Country    France    Provider Security ID    F01764103
Record Date    04/30/2014    Meeting Type    Annual/Special    Ticker    AI

 

Shares Voted 175    Primary CUSIP F01764103    Primary ISIN FR0000120073    Primary SEDOL B1YXBJ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.55 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Benoit Potier as Director   Mgmt   For   Against
Reelect Paul Skinner as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   For
Elect Sin Leng Low as Director   Mgmt   For   For
Elect Annette Winkler as Director   Mgmt   For   For
Approve Agreement with Benoit Potier   Mgmt   For   Against
Approve Agreement with Pierre Dufour   Mgmt   For   Against
Advisory Vote on Compensation of Benoit Potier   Mgmt   For   For
Advisory Vote on Compensation of Pierre Dufour   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million   Mgmt   For   For
Extraordinary Business   Mgmt    

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Amend Article 11 of Bylaws Re: Employee Shareholder Representatives   Mgmt   For   For
Amend Article 13 of Bylaws Re: Lead Director   Mgmt   For   For
Amend Article 21 of Bylaws Re: Allocation of Income   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

LaSalle Hotel Properties

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    517942108
Record Date    02/20/2014    Meeting Type    Annual    Ticker    LHO

 

Shares Voted 400    Primary CUSIP 517942108    Primary ISIN US5179421087    Primary SEDOL 2240161

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael D. Barnello   Mgmt   For   For
Elect Director Donald A. Washburn   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Materion Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    576690101
Record Date    03/10/2014    Meeting Type    Annual    Ticker    MTRN

 

Shares Voted 500    Primary CUSIP 576690101    Primary ISIN US5766901012    Primary SEDOL 2149622

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward F. Crawford   Mgmt   For   For
Elect Director Joseph P. Keithley   Mgmt   For   For
Elect Director N. Mohan Reddy   Mgmt   For   For
Elect Director Craig S. Shular   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Opt Out of State’s Control Share Acquisition Law   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For

Piper Jaffray Companies

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    724078100
Record Date    03/12/2014    Meeting Type    Annual    Ticker    PJC

 

Shares Voted 400    Primary CUSIP 724078100    Primary ISIN US7240781002    Primary SEDOL 2227089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew S. Duff   Mgmt   For   For
Elect Director William R. Fitzgerald   Mgmt   For   For
Elect Director B. Kristine Johnson   Mgmt   For   For
Elect Director Addison L. Piper   Mgmt   For   For
Elect Director Lisa K. Polsky   Mgmt   For   For
Elect Director Philip E. Soran   Mgmt   For   For
Elect Director Scott C. Taylor   Mgmt   For   For
Elect Director Michele Volpi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date    05/07/2014    Country    United Kingdom    Provider Security ID    G74079107
Record Date    05/02/2014    Meeting Type    Annual    Ticker    RB.

 

Shares Voted 380    Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Final Dividend   Mgmt   For   For
Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Adrian Hennah as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For
Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For
Elect Nicandro Durante as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For

Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Sandy Spring Bancorp, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    800363103
Record Date    03/19/2014    Meeting Type    Annual    Ticker    SASR

 

Shares Voted 600    Primary CUSIP 800363103    Primary ISIN US8003631038    Primary SEDOL 2148254

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark E. Friis   Mgmt   For   For
Elect Director Craig A. Ruppert   Mgmt   For   For
Elect Director Pamela A. Little   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Six Flags Entertainment Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    83001A102
Record Date    03/13/2014    Meeting Type    Annual    Ticker    SIX

 

Shares Voted 371    Primary CUSIP 83001A102    Primary ISIN US83001A1025    Primary SEDOL B43VKB8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kurt M. Cellar   Mgmt   For   For
Elect Director Charles A. Koppelman   Mgmt   For   For
Elect Director Jon L. Luther   Mgmt   For   For
Elect Director Usman Nabi   Mgmt   For   For
Elect Director Stephen D. Owens   Mgmt   For   For
Elect Director James Reid-Anderson   Mgmt   For   For
Elect Director Richard W. Roedel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Adidas AG

 

Meeting Date    05/08/2014    Country    Germany    Provider Security ID    D0066B185
Record Date       Meeting Type    Annual    Ticker    ADS

 

Shares Voted 119    Primary CUSIP D0066B102    Primary ISIN DE000A1EWWW0    Primary SEDOL 4031976

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For

Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Reelect Stefan Jentzsch to the Supervisory Board   Mgmt   For   For
Reelect Herbert Kauffmann to the Supervisory Board   Mgmt   For   For
Reelect Igor Landau to the Supervisory Board   Mgmt   For   For
Reelect Willi Schwerdtle to the Supervisory Board   Mgmt   For   For
Elect Katja Kraus to the Supervisory Board   Mgmt   For   For
Elect Kathrin Menges to the Supervisory Board   Mgmt   For   For
Ammend Articles Re: Compensation of Supervisory Board Members   Mgmt   For   For
Approve Issuance of Warrants/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Ratify KMPG as Auditors for Fiscal 2014   Mgmt   For   For
Ratify KMPG as Auditors for the 2014 Half Year Report   Mgmt   For   For

Alaska Air Group, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    011659109
Record Date    03/18/2014    Meeting Type    Annual    Ticker    ALK

 

Shares Voted 300    Primary CUSIP 011659109    Primary ISIN US0116591092    Primary SEDOL 2012605

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Patricia M. Bedient   Mgmt   For   For
Elect Director Marion C. Blakey   Mgmt   For   For
Elect Director Phyllis J. Campbell   Mgmt   For   For
Elect Director Jessie J. Knight, Jr.   Mgmt   For   For
Elect Director Dennis F. Madsen   Mgmt   For   For
Elect Director Byron I. Mallott   Mgmt   For   For
Elect Director Helvi K. Sandvik   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Bradley D. Tilden   Mgmt   For   For
Elect Director Eric K. Yeaman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjust Par Value of Common Stock   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

CVS Caremark Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    126650100
Record Date    03/13/2014    Meeting Type    Annual    Ticker    CVS

 

Shares Voted 873    Primary CUSIP 126650100    Primary ISIN US1266501006    Primary SEDOL 2577609

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. David Brown, II   Mgmt   For   Against
Elect Director Nancy-Ann M. DeParle   Mgmt   For   For
Elect Director David W. Dorman   Mgmt   For   Against
Elect Director Anne M. Finucane   Mgmt   For   Against
Elect Director Larry J. Merlo   Mgmt   For   For
Elect Director Jean-Pierre Millon   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   Against
Elect Director Tony L. White   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Eni S.p.A.

 

Meeting Date    05/08/2014    Country    Italy    Provider Security ID    T3643A145
Record Date    04/28/2014    Meeting Type    Annual/Special    Ticker    ENI

 

Shares Voted 1,409    Primary CUSIP T3643A145    Primary ISIN IT0003132476    Primary SEDOL 7145056

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Extraordinary Business   Mgmt    
Shareholder Proposal Submitted by the Italian Treasury and Cassa Depositi e Prestiti   Mgmt    
Amend Articles Re: Director Honorability Requirements   SH   None   Against
Management Proposals   Mgmt    
Amend Company Bylaws Re: Shareholder Meetings   Mgmt   For   For
Ordinary Business   Mgmt    
Management Proposals   Mgmt    
Fix Number of Directors   Mgmt   For   For
Fix Board Terms for Directors   Mgmt   For   For

Appoint Directors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate Submitted by the Italian Treasury   SH   None   Do Not Vote
Slate Submitted by Institutional Investors   SH   None   For
Elect Board Chair   Mgmt   None   For
Approve Remuneration of Directors   Mgmt   For   Against
Approve Remuneration of Executive Directors   Mgmt   None   For
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate Submitted by the Italian Treasury   SH   None   Against
Slate Submitted by Institutional Investors   SH   None   For
Appoint Chair of the Board of Statutory Auditors   SH   None   For
Approve Internal Auditors’ Remuneration   Mgmt   For   For
Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni’s Financial Control   Mgmt   For   For
Approve Long-Term Monetary Incentive Plan 2014-2016   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

FEI Company

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    30241L109
Record Date    03/03/2014    Meeting Type    Annual    Ticker    FEIC

 

Shares Voted 187    Primary CUSIP 30241L109    Primary ISIN US30241L1098    Primary SEDOL 2355764

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Homa Bahrami   Mgmt   For   For
Elect Director Arie Huijser   Mgmt   For   For
Elect Director Don R. Kania   Mgmt   For   For
Elect Director Thomas F. Kelly   Mgmt   For   For
Elect Director Jan C. Lobbezoo   Mgmt   For   For
Elect Director Jami K. Nachtsheim   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For
Elect Director James T. Richardson   Mgmt   For   For
Elect Director Richard H. Wills   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ford Motor Company

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    345370860
Record Date    03/12/2014    Meeting Type    Annual    Ticker    F

 

Shares Voted 2,748    Primary CUSIP 345370860    Primary ISIN US3453708600    Primary SEDOL 2615468

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen G. Butler   Mgmt   For   For
Elect Director Kimberly A. Casiano   Mgmt   For   For
Elect Director Anthony F. Earley, Jr.   Mgmt   For   Against
Elect Director Edsel B. Ford, II   Mgmt   For   For
Elect Director William Clay Ford, Jr.   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director James P. Hackett   Mgmt   For   For
Elect Director James H. Hance, Jr.   Mgmt   For   For
Elect Director William W. Helman, IV   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   Against
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Ellen R. Marram   Mgmt   For   Against
Elect Director Alan Mulally   Mgmt   For   For
Elect Director Homer A. Neal   Mgmt   For   For
Elect Director Gerald L. Shaheen   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

Hexcel Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    428291108
Record Date    03/13/2014    Meeting Type    Annual    Ticker    HXL

 

Shares Voted 471    Primary CUSIP 428291108    Primary ISIN US4282911084    Primary SEDOL 2416779

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nick L. Stanage   Mgmt   For   For
Elect Director Joel S. Beckman   Mgmt   For   For
Elect Director Lynn Brubaker   Mgmt   For   For
Elect Director Jeffrey C. Campbell   Mgmt   For   For
Elect Director Sandra L. Derickson   Mgmt   For   For
Elect Director W. Kim Foster   Mgmt   For   For

Elect Director Thomas A. Gendron   Mgmt   For   For
Elect Director Jeffrey A. Graves   Mgmt   For   For
Elect Director David C. Hill   Mgmt   For   For
Elect Director David L. Pugh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Norfolk Southern Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    655844108
Record Date    02/27/2014    Meeting Type    Annual    Ticker    NSC

 

Shares Voted 228    Primary CUSIP 655844108    Primary ISIN US6558441084    Primary SEDOL 2641894

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas D. Bell, Jr.   Mgmt   For   For
Elect Director Erskine B. Bowles   Mgmt   For   For
Elect Director Robert A. Bradway   Mgmt   For   For
Elect Director Wesley G. Bush   Mgmt   For   For
Elect Director Daniel A. Carp   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Steven F. Leer   Mgmt   For   For
Elect Director Michael D. Lockhart   Mgmt   For   For
Elect Director Amy E. Miles   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Martin H. Nesbitt   Mgmt   For   For
Elect Director James A. Squires   Mgmt   For   For
Elect Director John R. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Pharmacyclics, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    716933106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    PCYC

 

Shares Voted 286    Primary CUSIP 716933106    Primary ISIN US7169331060    Primary SEDOL 2689690

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For

Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    78377T107
Record Date    03/19/2014    Meeting Type    Annual    Ticker    RHP

 

Shares Voted 182    Primary CUSIP 78377T107    Primary ISIN US78377T1079    Primary SEDOL B8QV5C9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Bender   Mgmt   For   For
Elect Director E. K. Gaylord, II   Mgmt   For   For
Elect Director D. Ralph Horn   Mgmt   For   For
Elect Director Ellen Levine   Mgmt   For   For
Elect Director Robert S. Prather, Jr.   Mgmt   For   For
Elect Director Colin V. Reed   Mgmt   For   For
Elect Director Michael D. Rose   Mgmt   For   For
Elect Director Michael I. Roth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Standard Chartered plc

 

Meeting Date    05/08/2014    Country    United Kingdom    Provider Security ID    G84228157
Record Date    05/06/2014    Meeting Type    Annual    Ticker    STAN

 

Shares Voted 1,336    Primary CUSIP G84228157    Primary ISIN GB0004082847    Primary SEDOL 0408284

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   For
Elect Dr Kurt Campbell as Director   Mgmt   For   For
Elect Christine Hodgson as Director   Mgmt   For   For
Elect Naguib Kheraj as Director   Mgmt   For   For
Re-elect Om Bhatt as Director   Mgmt   For   For

Re-elect Jaspal Bindra as Director   Mgmt   For   For
Re-elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For
Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Dr Lars Thunell as Director   Mgmt   For   For
Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   For   For
Approve Scrip Dividend Program   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For

United Parcel Service, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    911312106
Record Date    03/10/2014    Meeting Type    Annual    Ticker    UPS

 

Shares Voted 714    Primary CUSIP 911312106    Primary ISIN US9113121068    Primary SEDOL 2517382

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   For
Elect Director Rodney C. Adkins   Mgmt   For   For
Elect Director Michael J. Burns   Mgmt   For   For
Elect Director D. Scott Davis   Mgmt   For   For
Elect Director Stuart E. Eizenstat   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director William R. Johnson   Mgmt   For   For
Elect Director Candace Kendle   Mgmt   For   For
Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Rudy H.P. Markham   Mgmt   For   For
Elect Director Clark T. “Sandy” Randt, Jr.   Mgmt   For   For
Elect Director Carol B. Tome   Mgmt   For   For
Elect Director Kevin M. Warsh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

AIA Group Ltd.

 

Meeting Date    05/09/2014    Country    Hong Kong    Provider Security ID    Y002A1105
Record Date    05/02/2014    Meeting Type    Annual    Ticker    01299

 

Shares Voted 6,657    Primary CUSIP N/A    Primary ISIN HK0000069689    Primary SEDOL B4TX8S1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Mohamed Azman Yahya as Director   Mgmt   For   For
Elect Edmund Sze-Wing Tse as Director   Mgmt   For   For
Elect Jack Chak-Kwong So as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Barnes Group Inc.

 

Meeting Date    05/09/2014    Country    USA    Provider Security ID    067806109
Record Date    03/11/2014    Meeting Type    Annual    Ticker    B

 

Shares Voted 300    Primary CUSIP 067806109    Primary ISIN US0678061096    Primary SEDOL 2080732

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William S. Bristow, Jr.   Mgmt   For   Withhold
Elect Director Patrick J. Dempsey   Mgmt   For   Withhold
Elect Director Hassell H. McClellan   Mgmt   For   Withhold
Elect Director JoAnna Sohovich   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Equity One, Inc.

 

Meeting Date    05/09/2014    Country    USA    Provider Security ID    294752100
Record Date    03/05/2014    Meeting Type    Annual    Ticker    EQY

 

Shares Voted 517    Primary CUSIP 294752100    Primary ISIN US2947521009    Primary SEDOL 2246329

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cynthia R. Cohen   Mgmt   For   For
Elect Director Neil Flanzraich   Mgmt   For   For
Elect Director Jordan Heller   Mgmt   For   For
Elect Director Chaim Katzman   Mgmt   For   For
Elect Director Peter Linneman   Mgmt   For   For
Elect Director Galia Maor   Mgmt   For   For
Elect Director Jeffrey S. Olson   Mgmt   For   For
Elect Director Dori Segal   Mgmt   For   For
Elect Director David Fischel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

American Express Company

 

Meeting Date    05/12/2014    Country    USA    Provider Security ID    025816109
Record Date    03/14/2014    Meeting Type    Annual    Ticker    AXP

 

Shares Voted 813    Primary CUSIP 025816109    Primary ISIN US0258161092    Primary SEDOL 2026082

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Peter Chernin   Mgmt   For   For
Elect Director Anne Lauvergeon   Mgmt   For   For
Elect Director Theodore J. Leonsis   Mgmt   For   For
Elect Director Richard C. Levin   Mgmt   For   For
Elect Director Richard A. McGinn   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Daniel L. Vasella   Mgmt   For   For
Elect Director Robert D. Walter   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Prepare Employment Diversity Report   SH   Against   For
Report on Board Oversight of Privacy and Data Security and Requests for Customer Information   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date    05/12/2014    Country    USA    Provider Security ID    026874784
Record Date    03/17/2014    Meeting Type    Annual    Ticker    AIG

 

Shares Voted 1,069    Primary CUSIP 026874784    Primary ISIN US0268747849    Primary SEDOL 2027342

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Benmosche   Mgmt   For   For
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Peter R. Fisher   Mgmt   For   For
Elect Director John H. Fitzpatrick   Mgmt   For   For
Elect Director William G. Jurgensen   Mgmt   For   For
Elect Director Christopher S. Lynch   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For

Elect Director George L. Miles, Jr.   Mgmt   For   For
Elect Director Henry S. Miller   Mgmt   For   For
Elect Director Robert S. Miller   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ronald A. Rittenmeyer   Mgmt   For   For
Elect Director Douglas M. Steenland   Mgmt   For   For
Elect Director Theresa M. Stone   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes   Mgmt   For   For
Amend Tax Asset Protection Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Centrica plc

 

Meeting Date    05/12/2014    Country    United Kingdom    Provider Security ID    G2018Z143
Record Date    05/08/2014    Meeting Type    Annual    Ticker    CNA

 

Shares Voted 2,819    Primary CUSIP G2018Z143    Primary ISIN GB00B033F229    Primary SEDOL B033F22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Rick Haythornthwaite as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For
Re-elect Mark Hanafin as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Elect Mike Linn as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For
Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Paul Rayner as Director   Mgmt   For   For
Re-elect Chris Weston as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ING Groep NV

 

Meeting Date    05/12/2014    Country    Netherlands    Provider Security ID    N4578E413
Record Date    04/14/2014    Meeting Type    Annual    Ticker    INGA

 

Shares Voted 2,133    Primary CUSIP N4578E413    Primary ISIN NL0000303600    Primary SEDOL 7154182

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Announcements   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Discuss Remuneration Report   Mgmt    
Approve Amendments to Remuneration Policy for Management Board Members   Mgmt   For   For
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share   Mgmt   For   For
Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders   Mgmt   For   For
Amend Articles Re: Representation of the Board   Mgmt   For   For
Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect Eric Boyer de la Giroday to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Other Business (Non-Voting) and Closing   Mgmt    

Coca-Cola Bottling Co. Consolidated

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    191098102
Record Date    03/17/2014    Meeting Type    Annual    Ticker    COKE

 

Shares Voted 200    Primary CUSIP 191098102    Primary ISIN US1910981026    Primary SEDOL 2206721

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Frank Harrison, III   Mgmt   For   Withhold
Elect Director H.W. McKay Belk   Mgmt   For   Withhold
Elect Director Alexander B. Cummings, Jr.   Mgmt   For   Withhold
Elect Director Sharon A. Decker   Mgmt   For   For
Elect Director William B. Elmore   Mgmt   For   Withhold
Elect Director Morgan H. Everett   Mgmt   For   Withhold
Elect Director Deborah H. Everhart   Mgmt   For   Withhold
Elect Director Henry W. Flint   Mgmt   For   Withhold
Elect Director William H. Jones   Mgmt   For   For
Elect Director James H. Morgan   Mgmt   For   Withhold
Elect Director John W. Murrey, III   Mgmt   For   For
Elect Director Dennis A. Wicker   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   Against

First American Financial Corporation

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    31847R102
Record Date    03/19/2014    Meeting Type    Annual    Ticker    FAF

 

Shares Voted 600    Primary CUSIP 31847R102    Primary ISIN US31847R1023    Primary SEDOL B4NFPK4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Doti   Mgmt   For   For
Elect Director Michael D. McKee   Mgmt   For   For
Elect Director Thomas V. McKernan   Mgmt   For   For
Elect Director Virginia M. Ueberroth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Healthcare Realty Trust Incorporated

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    421946104
Record Date    03/13/2014    Meeting Type    Annual    Ticker    HR

 

Shares Voted 500    Primary CUSIP 421946104    Primary ISIN US4219461047    Primary SEDOL 2417921

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David R. Emery   Mgmt   For   For
Elect Director Batey M. Gresham, Jr.   Mgmt   For   For
Elect Director Dan S. Wilford   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Impax Laboratories, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    45256B101
Record Date    04/04/2014    Meeting Type    Annual    Ticker    IPXL

 

Shares Voted 400    Primary CUSIP 45256B101    Primary ISIN US45256B1017    Primary SEDOL 2373722

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie Z. Benet   Mgmt   For   For
Elect Director Robert L. Burr   Mgmt   For   For
Elect Director Allen Chao   Mgmt   For   For
Elect Director Nigel Ten Fleming   Mgmt   For   For
Elect Director Larry Hsu   Mgmt   For   For
Elect Director Michael Markbreiter   Mgmt   For   For
Elect Director Mary K. Pendergast   Mgmt   For   For
Elect Director Peter R. Terreri   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Volkswagen AG (VW)

 

Meeting Date    05/13/2014    Country    Germany    Provider Security ID    D94523103
Record Date    04/21/2014    Meeting Type    Special    Ticker    VOW3

 

Shares Voted 77    Primary CUSIP D94523145    Primary ISIN DE0007664039    Primary SEDOL 5497168

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Meeting for Preferred Shareholders   Mgmt    
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 119 Million Pool of Preferred Shares to Guarantee Conversion Rights   Mgmt   For   For

Waste Management, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    94106L109
Record Date    03/17/2014    Meeting Type    Annual    Ticker    WM

 

Shares Voted 1,492    Primary CUSIP 94106L109    Primary ISIN US94106L1098    Primary SEDOL 2937667

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bradbury H. Anderson   Mgmt   For   For
Elect Director Frank M. Clark, Jr.   Mgmt   For   For
Elect Director Patrick W. Gross   Mgmt   For   For
Elect Director Victoria M. Holt   Mgmt   For   For
Elect Director John C. Pope   Mgmt   For   For
Elect Director W. Robert Reum   Mgmt   For   For
Elect Director David P. Steiner   Mgmt   For   For
Elect Director Thomas H. Weidemeyer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Wright Medical Group, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    98235T107
Record Date    03/18/2014    Meeting Type    Annual    Ticker    WMGI

 

Shares Voted 150    Primary CUSIP 98235T107    Primary ISIN US98235T1079    Primary SEDOL 2771252

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gary D. Blackford   Mgmt   For   For
Elect Director Martin J. Emerson   Mgmt   For   For
Elect Director Lawrence W. Hamilton   Mgmt   For   For
Elect Director Ronald K. Labrum   Mgmt   For   For
Elect Director John L. Miclot   Mgmt   For   For
Elect Director Robert J. Palmisano   Mgmt   For   For
Elect Director Amy S. Paul   Mgmt   For   For
Elect Director Robert J. Quillinan   Mgmt   For   For
Elect Director David D. Stevens   Mgmt   For   For
Elect Director Douglas G. Watson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ADTRAN, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    00738A106
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ADTN

 

Shares Voted 300    Primary CUSIP 00738A106    Primary ISIN US00738A1060    Primary SEDOL 2052924

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas R. Stanton   Mgmt   For   For
Elect Director H. Fenwick Huss   Mgmt   For   For
Elect Director William L. Marks   Mgmt   For   For
Elect Director James E. Matthews   Mgmt   For   For
Elect Director Balan Nair   Mgmt   For   For
Elect Director Roy J. Nichols   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ARRIS Group, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    04270V106
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ARRS

 

Shares Voted 542    Primary CUSIP 04270V106    Primary ISIN US04270V1061    Primary SEDOL B9SMM04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alex B. Best   Mgmt   For   For
Elect Director Harry L. Bosco   Mgmt   For   For
Elect Director James A. Chiddix   Mgmt   For   For
Elect Director Andrew T. Heller   Mgmt   For   For
Elect Director Matthew B. Kearney   Mgmt   For   For
Elect Director Robert J. Stanzione   Mgmt   For   For
Elect Director Doreen A. Toben   Mgmt   For   For
Elect Director Debora J. Wilson   Mgmt   For   For
Elect Director David A. Woodle   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

BNP Paribas SA

 

Meeting Date    05/14/2014    Country    France    Provider Security ID    F1058Q238
Record Date    05/08/2014    Meeting Type    Annual/Special    Ticker    BNP

 

Shares Voted 556    Primary CUSIP F1058Q238    Primary ISIN FR0000131104    Primary SEDOL 7309681

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Jean-Francois Lepetit as Director   Mgmt   For   For
Reelect Baudouin Prot as Director   Mgmt   For   Against
Reelect Fields Wicker-Miurin as Director   Mgmt   For   For
Ratify Appointment and Reelect Monique Cohen as Director   Mgmt   For   For
Elect Daniela Schwarzer as Director   Mgmt   For   For
Advisory Vote on Compensation of Baudouin Prot, Chairman   Mgmt   For   For
Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO   Mgmt   For   For
Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs   Mgmt   For   For
Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Executives and Risk Takers   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million   Mgmt   For   For
Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Google Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    38259P706
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GOOG

 

Shares Voted 251    Primary CUSIP 38259P706    Primary ISIN US38259P7069    Primary SEDOL BKM4JZ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Larry Page   Mgmt   For   For
Elect Director Sergey Brin   Mgmt   For   For
Elect Director Eric E. Schmidt   Mgmt   For   For
Elect Director L. John Doerr   Mgmt   For   For
Elect Director Diane B. Greene   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Ann Mather   Mgmt   For   For
Elect Director Paul S. Otellini   Mgmt   For   For
Elect Director K. Ram Shriram   Mgmt   For   For
Elect Director Shirley M. Tilghman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Adopt Policy and Report on Impact of Tax Strategy   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Harte-Hanks, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    416196103
Record Date    03/20/2014    Meeting Type    Annual    Ticker    HHS

 

Shares Voted 1,300    Primary CUSIP 416196103    Primary ISIN US4161961036    Primary SEDOL 2410812

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Judy C. Odom   Mgmt   For   Withhold
Elect Director Robert A. Philpott   Mgmt   For   For
Elect Director Karen A. Puckett   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

NuVasive, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    670704105
Record Date    03/18/2014    Meeting Type    Annual    Ticker    NUVA

 

Shares Voted 200    Primary CUSIP 670704105    Primary ISIN US6707041058    Primary SEDOL B00GJC2

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory T. Lucier   Mgmt   For   For
Elect Director Leslie V. Norwalk   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Ocwen Financial Corporation

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    675746309
Record Date    03/26/2014    Meeting Type    Annual    Ticker    OCN

 

Shares Voted 514    Primary CUSIP 675746309    Primary ISIN US6757463095    Primary SEDOL B14PL71

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Erbey   Mgmt   For   For
Elect Director Ronald M. Faris   Mgmt   For   For
Elect Director Ronald J. Korn   Mgmt   For   For
Elect Director William H. Lacy   Mgmt   For   For
Elect Director Wilbur L. Ross, Jr.   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director Barry N. Wish   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Statoil ASA

 

Meeting Date    05/14/2014    Country    Norway    Provider Security ID    R8413J103
Record Date       Meeting Type    Annual    Ticker    STL

 

Shares Voted 605    Primary CUSIP R4446E112    Primary ISIN NO0010096985    Primary SEDOL 7133608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Approve Notice of Meeting and Agenda   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share   Mgmt   For   For
Shareholder Proposals   Mgmt    

Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against
Management Proposals   Mgmt    
Approve Company’s Corporate Governance Statement   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Reelect Olaug Svarva as Member of Corporate Assembly   Mgmt   For   For
Reelect Idar Kreutzer as Member of Corporate Assembly   Mgmt   For   For
Reelect Karin Aslaksen as Member of Corporate Assembly   Mgmt   For   For
Reelect Greger Mannsverk as Member of Corporate Assembly   Mgmt   For   For
Reelect Steinar Olsen as Member of Corporate Assembly   Mgmt   For   For
Reelect Ingvald Strommen as Member of Corporate Assembly   Mgmt   For   For
Reelect Rune Bjerke as Member of Corporate Assembly   Mgmt   For   For
Reelect Siri Kalvig as Member of Corporate Assembly   Mgmt   For   For
Reelect Barbro Haetta as Member of Corporate Assembly   Mgmt   For   For
Elect Terje Venold as Member of Corporate Assembly   Mgmt   For   For
Elect Tone Lunde Bakker as Member of Corporate Assembly   Mgmt   For   For
Elect Kjersti Kleven as Member of Corporate Assembly   Mgmt   For   For
Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly   Mgmt   For   For
Reelect Bassim Haj as Deputy Member of Corporate Assembly   Mgmt   For   For
Elect Nina Kivijervi as Deputy Member of Corporate Assembly   Mgmt   For   For
Elect Birgitte Vartdal as Deputy Members of Corporate Assembly   Mgmt   For   For
Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members   Mgmt   For   For
Reelect Olaug Svarva as Member and Chairman of Nominating Committee   Mgmt   For   For
Reelect Tom Rathe as Member of Nominating Committee   Mgmt   For   For
Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy   Mgmt   For   For
Elect Tone Bakker as New Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members   Mgmt   For   For
Approve Quaterly Dividend Payment   Mgmt   For   For
Approve Equity Plan Financing   Mgmt   For   Against
Authorize Share Repurchase Program and Cancellation of Repurchased Shares   Mgmt   For   For
Shareholder Proposal   Mgmt    
Terminate Engagement in Angola and Azerbaijan   SH   Against   Against

Unilever NV

 

Meeting Date    05/14/2014    Country    Netherlands    Provider Security ID    N8981F271
Record Date    04/16/2014    Meeting Type    Annual    Ticker    UNA

 

Shares Voted 907    Primary CUSIP N8981F271    Primary ISIN NL0000009355    Primary SEDOL B12T3J1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    
Approve Remuneration Policy   Mgmt   For   For
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For
Reelect P.G.J.M. Polman as an Executive Director   Mgmt   For   For
Relect R.J-M.S. Huet as an Executive Director   Mgmt   For   For
Reelect L.M. Cha as a Non-Executive Director   Mgmt   For   For
Reelect L.O. Fresco as a Non-Executive Director   Mgmt   For   For
Reelect A.M. Fudge as a Non-Executive Director   Mgmt   For   For
Reelect B.E. Grote as a Non-Executive Director   Mgmt   For   For
Reelect M.Ma as a Non-Executive Director   Mgmt   For   For
Reelect H. Nyasulu as a Non-Executive Director   Mgmt   For   For
Reelect M. Rifkind as a Non-Executive Director   Mgmt   For   For
Reelect J. Rishton as a Non-Executive Director   Mgmt   For   For
Reelect K.J. Storm as a Non-Executive Director   Mgmt   For   For
Reelect M. Treschow as a Non-Executive Director   Mgmt   For   For
Reelect P.S. Walsh as a Non-Executive Director   Mgmt   For   For
Elect F Sijbesma as a Non-Executive Director   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date    05/14/2014    Country    United Kingdom    Provider Security ID    G92087165
Record Date    05/12/2014    Meeting Type    Annual    Ticker    ULVR

 

Shares Voted 712    Primary CUSIP G92087165    Primary ISIN GB00B10RZP78    Primary SEDOL B10RZP7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For
Re-elect Dr Byron Grote as Director   Mgmt   For   For
Re-elect Mary Ma as Director   Mgmt   For   For
Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For
Re-elect Michael Treschow as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Feike Sijbesma as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

United Community Banks, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    90984P303
Record Date    03/15/2014    Meeting Type    Annual    Ticker    UCBI

 

Shares Voted 900    Primary CUSIP 90984P303    Primary ISIN US90984P3038    Primary SEDOL 2862156

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. C. Nelson, Jr.   Mgmt   For   For
Elect Director Jimmy C. Tallent   Mgmt   For   For
Elect Director Robert H. Blalock   Mgmt   For   For
Elect Director Clifford V. Brokaw   Mgmt   For   For
Elect Director L. Cathy Cox   Mgmt   For   For
Elect Director Steven J. Goldstein   Mgmt   For   For
Elect Director Thomas A. Richlovsky   Mgmt   For   For
Elect Director Tim R. Wallis   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Watts Water Technologies, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    942749102
Record Date    03/21/2014    Meeting Type    Annual    Ticker    WTS

 

Shares Voted 200    Primary CUSIP 942749102    Primary ISIN US9427491025    Primary SEDOL 2943620

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Ayers   Mgmt   For   For
Elect Director Bernard Baert   Mgmt   For   For
Elect Director Kennett F. Burnes   Mgmt   For   For
Elect Director Richard J. Cathcart   Mgmt   For   For
Elect Director W. Craig Kissel   Mgmt   For   For
Elect Director John K. McGillicuddy   Mgmt   For   For
Elect Director Joseph T. Noonan   Mgmt   For   For
Elect Director Merilee Raines   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Align Technology, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    016255101
Record Date    03/20/2014    Meeting Type    Annual    Ticker    ALGN

 

Shares Voted 328    Primary CUSIP 016255101    Primary ISIN US0162551016    Primary SEDOL 2679204

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph Lacob   Mgmt   For   For
Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For
Elect Director George J. Morrow   Mgmt   For   For
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Thomas M. Prescott   Mgmt   For   For
Elect Director Andrea L. Saia   Mgmt   For   For
Elect Director Greg J. Santora   Mgmt   For   For
Elect Director Warren S. Thaler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amgen Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    031162100
Record Date    03/17/2014    Meeting Type    Annual    Ticker    AMGN

 

Shares Voted 539    Primary CUSIP 031162100    Primary ISIN US0311621009    Primary SEDOL 2023607

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Baltimore   Mgmt   For   Against
Elect Director Frank J. Biondi, Jr.   Mgmt   For   For
Elect Director Robert A. Bradway   Mgmt   For   For
Elect Director Francois de Carbonnel   Mgmt   For   Against
Elect Director Vance D. Coffman   Mgmt   For   Against
Elect Director Robert A. Eckert   Mgmt   For   For
Elect Director Greg C. Garland   Mgmt   For   For
Elect Director Rebecca M. Henderson   Mgmt   For   Against
Elect Director Frank C. Herringer   Mgmt   For   Against
Elect Director Tyler Jacks   Mgmt   For   Against
Elect Director Judith C. Pelham   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Vote Counting to Exclude Abstentions   SH   Against   Against

Apache Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    037411105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    APA

 

Shares Voted 304    Primary CUSIP 037411105    Primary ISIN US0374111054    Primary SEDOL 2043962

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Steven Farris   Mgmt   For   For
Elect Director A.D. Frazier, Jr.   Mgmt   For   For
Elect Director Amy H. Nelson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

BG Group plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G1245Z108
Record Date    05/13/2014    Meeting Type    Annual    Ticker    BG.

 

Shares Voted 1,882    Primary CUSIP G1245Z108    Primary ISIN GB0008762899    Primary SEDOL 0876289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Final Dividend   Mgmt   For   For
Elect Simon Lowth as Director   Mgmt   For   For
Elect Pam Daley as Director   Mgmt   For   For
Elect Martin Ferguson as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt    
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For
Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Lim Haw-Kuang as Director   Mgmt   For   For
Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Patrick Thomas as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For

Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

BMW Group Bayerische Motoren Werke AG

 

Meeting Date    05/15/2014    Country    Germany    Provider Security ID    D12096109
Record Date    04/23/2014    Meeting Type    Annual    Ticker    BMW

 

Shares Voted 183    Primary CUSIP D12096109    Primary ISIN DE0005190003    Primary SEDOL 5756029

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.62 per Preffered Share and 2.60 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Franz Haniel to the Supervisory Board   Mgmt   For   For
Elect Susanne Klatten to the Supervisory Board   Mgmt   For   For
Elect Robert Lane to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Stefan Quandt to the Supervisory Board   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For

Comfort Systems USA, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    199908104
Record Date    03/17/2014    Meeting Type    Annual    Ticker    FIX

 

Shares Voted 800    Primary CUSIP 199908104    Primary ISIN US1999081045    Primary SEDOL 2036047

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Darcy G. Anderson   Mgmt   For   For
Elect Director Herman E. Bulls   Mgmt   For   For
Elect Director Alfred J. Giardinelli, Jr.   Mgmt   For   For
Elect Director Alan P. Krusi   Mgmt   For   For
Elect Director Brian E. Lane   Mgmt   For   For
Elect Director Franklin Myers   Mgmt   For   For

Elect Director James H. Schultz   Mgmt   For   For
Elect Director Constance E. Skidmore   Mgmt   For   For
Elect Director Vance W. Tang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Computer Programs and Systems, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    205306103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    CPSI

 

Shares Voted 300    Primary CUSIP 205306103    Primary ISIN US2053061030    Primary SEDOL 2872122

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David A. Dye   Mgmt   For   For
Elect Director A. Robert Outlaw, Jr.   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend Restricted Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Credit Acceptance Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    225310101
Record Date    03/20/2014    Meeting Type    Annual    Ticker    CACC

 

Shares Voted 125    Primary CUSIP 225310101    Primary ISIN US2253101016    Primary SEDOL 2232050

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald A. Foss   Mgmt   For   For
Elect Director Glenda J. Flanagan   Mgmt   For   For
Elect Director Brett A. Roberts   Mgmt   For   For
Elect Director Thomas N. Tryforos   Mgmt   For   For
Elect Director Scott J. Vassalluzzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Telekom AG

 

Meeting Date    05/15/2014    Country    Germany    Provider Security ID    D2035M136
Record Date    Meeting Type    Annual    Ticker    DTE

 

Shares Voted 1,631    Primary CUSIP D2035M136    Primary ISIN DE0005557508    Primary SEDOL 5842359

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Johannes Geismann to the Supervisory Board   Mgmt   For   For
Elect Lars Hinrichs to the Supervisory Board   Mgmt   For   For
Elect Ulrich Schroeder to the Supervisory Board   Mgmt   For   For
Elect Karl-Heinz Streibich to the Supervisory Board   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For

EPR Properties

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    26884U109
Record Date    03/10/2014    Meeting Type    Annual    Ticker    EPR

 

Shares Voted 300    Primary CUSIP 26884U109    Primary ISIN US26884U1097    Primary SEDOL B8XXZP1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David M. Brain   Mgmt   For   For
Elect Director Robert J. Druten   Mgmt   For   For
Elect Director Robin P. Sterneck   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

KapStone Paper and Packaging Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    48562P103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    KS

 

Shares Voted 400    Primary CUSIP 48562P103    Primary ISIN US48562P1030    Primary SEDOL B0L2NP0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John M. Chapman   Mgmt   For   For
Elect Director Ronald J. Gidwitz   Mgmt   For   For
Elect Director Matthew Kaplan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Lloyds Banking Group plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G5533W248
Record Date    05/13/2014    Meeting Type    Annual    Ticker    LLOY

 

Shares Voted 23,572    Primary CUSIP G5542W106    Primary ISIN GB0008706128    Primary SEDOL 0870612

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Juan Colombas as Director   Mgmt   For   For
Elect Dyfrig John as Director   Mgmt   For   For
Re-elect Lord Blackwell as Director   Mgmt   For   For
Re-elect George Culmer as Director   Mgmt   For   For
Re-elect Carolyn Fairbairn as Director   Mgmt   For   For
Re-elect Anita Frew as Director   Mgmt   For   For
Re-elect Antonio Horta-Osorio as Director   Mgmt   For   For
Re-elect Nicholas Luff as Director   Mgmt   For   For
Re-elect David Roberts as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Sara Weller as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For
Approve Scrip Dividend Programme   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Variable Component of Remuneration for Code Staff   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Related Party and Class 1 Transaction   Mgmt   For   For

PolyOne Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    73179P106
Record Date    03/18/2014    Meeting Type    Annual    Ticker    POL

 

Shares Voted 500    Primary CUSIP 73179P106    Primary ISIN US73179P1066    Primary SEDOL 2624561

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Fearon   Mgmt   For   For
Elect Director Gregory J. Goff   Mgmt   For   For
Elect Director Gordon D. Harnett   Mgmt   For   For
Elect Director Sandra B. Lin   Mgmt   For   For
Elect Director Richard A. Lorraine   Mgmt   For   For
Elect Director Stephen D. Newlin   Mgmt   For   For
Elect Director Robert M. Patterson   Mgmt   For   For
Elect Director William H. Powell   Mgmt   For   For
Elect Director Kerry J. Preete   Mgmt   For   For
Elect Director Farah M. Walters   Mgmt   For   For
Elect Director William A. Wulfsohn   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prudential plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G72899100
Record Date    05/13/2014    Meeting Type    Annual    Ticker    PRU

 

Shares Voted 1,424    Primary CUSIP G72899100    Primary ISIN GB0007099541    Primary SEDOL 0709954

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Pierre-Olivier Bouee as Director   Mgmt   For   For
Elect Jacqueline Hunt as Director   Mgmt   For   For
Elect Anthony Nightingale as Director   Mgmt   For   For
Elect Alice Schroeder as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For

Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Philip Remnant as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares   Mgmt   For   For
Authorise Issue of Preference Shares   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Simon Property Group, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    828806109
Record Date    03/14/2014    Meeting Type    Annual    Ticker    SPG

 

Shares Voted 228    Primary CUSIP 828806109    Primary ISIN US8288061091    Primary SEDOL 2812452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Melvyn E. Bergstein   Mgmt   For   For
Elect Director Larry C. Glasscock   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Allan Hubbard   Mgmt   For   For
Elect Director Reuben S. Leibowitz   Mgmt   For   For
Elect Director Daniel C. Smith   Mgmt   For   For
Elect Director J. Albert Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

The Charles Schwab Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    808513105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    SCHW

 

Shares Voted 982    Primary CUSIP 808513105    Primary ISIN US8085131055    Primary SEDOL 2779397

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank C. Herringer   Mgmt   For   For
Elect Director Stephen T. McLin   Mgmt   For   For
Elect Director Roger O. Walther   Mgmt   For   For
Elect Director Robert N. Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Prepare Employment Diversity Report   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

The Dow Chemical Company

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    260543103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    DOW

 

Shares Voted 849    Primary CUSIP 260543103    Primary ISIN US2605431038    Primary SEDOL 2278719

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arnold A. Allemang   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Jacqueline K. Barton   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   Against
Elect Director Jeff M. Fettig   Mgmt   For   Against
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director Paul Polman   Mgmt   For   For
Elect Director Dennis H. Reilley   Mgmt   For   Against
Elect Director James M. Ringler   Mgmt   For   For
Elect Director Ruth G. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

Union Pacific Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    907818108
Record Date    03/24/2014    Meeting Type    Annual    Ticker    UNP

 

Shares Voted 341    Primary CUSIP 907818108    Primary ISIN US9078181081    Primary SEDOL 2914734

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew H. Card, Jr.   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director David B. Dillon   Mgmt   For   For
Elect Director Judith Richards Hope   Mgmt   For   For
Elect Director John J. Koraleski   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Michael W. McConnell   Mgmt   For   For
Elect Director Thomas F. McLarty, III   Mgmt   For   For
Elect Director Steven R. Rogel   Mgmt   For   For
Elect Director Jose H. Villarreal   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

Cameron International Corporation

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    13342B105
Record Date    03/21/2014    Meeting Type    Annual    Ticker    CAM

 

Shares Voted 793    Primary CUSIP 13342B105    Primary ISIN US13342B1052    Primary SEDOL 2222233

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director H. Paulett Eberhart   Mgmt   For   For
Elect Director Peter J. Fluor   Mgmt   For   For
Elect Director James T. Hackett   Mgmt   For   For
Elect Director Jack B. Moore   Mgmt   For   For
Elect Director Michael E. Patrick   Mgmt   For   For
Elect Director Jon Erik Reinhardsen   Mgmt   For   For
Elect Director Bruce W. Wilkinson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Discovery Communications, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    25470F104
Record Date    03/20/2014    Meeting Type    Annual    Ticker    DISCA

 

Shares Voted 741    Primary CUSIP 25470F104    Primary ISIN US25470F1049    Primary SEDOL B3D7K31

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert R. Bennett   Mgmt   For   Withhold
Elect Director John C. Malone   Mgmt   For   Withhold
Elect Director David M. Zaslav   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Dril-Quip, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    262037104
Record Date    03/24/2014    Meeting Type    Annual    Ticker    DRQ

 

Shares Voted 114    Primary CUSIP 262037104    Primary ISIN US2620371045    Primary SEDOL 2116767

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Blake T. DeBerry   Mgmt   For   For
Elect Director John V. Lovoi   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Articles to Delete Obsolete Provisions   Mgmt   For   For
Amend Articles Deleting Exception to Business Combination Provisions for Co-founders   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Growth Properties, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    370023103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GGP

 

Shares Voted 3,002    Primary CUSIP 370023103    Primary ISIN US3700231034    Primary SEDOL B56VLR5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard B. Clark   Mgmt   For   For
Elect Director Mary Lou Fiala   Mgmt   For   For
Elect Director J. Bruce Flatt   Mgmt   For   For
Elect Director John K. Haley   Mgmt   For   For
Elect Director Daniel B. Hurwitz   Mgmt   For   For
Elect Director Brian W. Kingston   Mgmt   For   For
Elect Director Sandeep Mathrani   Mgmt   For   For
Elect Director David J. Neithercut   Mgmt   For   For
Elect Director Mark R. Patterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hutchison Whampoa Limited

 

Meeting Date    05/16/2014    Country    Hong Kong    Provider Security ID    Y38024108
Record Date    05/12/2014    Meeting Type    Annual    Ticker    00013

 

Shares Voted 1,264    Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Fok Kin Ning, Canning as Director   Mgmt   For   Against
Elect Lai Kai Ming, Dominic as Director   Mgmt   For   Against
Elect Kam Hing Lam as Director   Mgmt   For   Against
Elect William Shurniak as Director   Mgmt   For   For
Elect Wong Chung Hin as Director   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against
Adopt New Articles of Association   Mgmt   For   For
Add Chinese Name to Existing Company Name   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Seattle Genetics, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    812578102
Record Date    03/21/2014    Meeting Type    Annual    Ticker    SGEN

 

Shares Voted 387    Primary CUSIP 812578102    Primary ISIN US8125781026    Primary SEDOL 2738127

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   For
Elect Director Srinivas Akkaraju   Mgmt   For   For
Elect Director David W. Gryska   Mgmt   For   For
Elect Director John P. McLaughlin   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Goldman Sachs Group, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    38141G104
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GS

 

Shares Voted 326    Primary CUSIP 38141G104    Primary ISIN US38141G1040    Primary SEDOL 2407966

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lloyd C. Blankfein   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Gary D. Cohn   Mgmt   For   For
Elect Director Claes Dahlback   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   For
Elect Director Lakshmi N. Mittal   Mgmt   For   For
Elect Director Adebayo O. Ogunlesi   Mgmt   For   For
Elect Director Peter Oppenheimer   Mgmt   For   For
Elect Director James J. Schiro   Mgmt   For   For
Elect Director Debora L. Spar   Mgmt   For   For
Elect Director Mark E. Tucker   Mgmt   For   For
Elect Director David A. Viniar   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against

Total SA

 

Meeting Date    05/16/2014    Country    France    Provider Security ID    F92124100
Record Date    05/12/2014    Meeting Type    Annual/Special    Ticker    FP

 

Shares Voted 1,165    Primary CUSIP F92124100    Primary ISIN FR0000120271    Primary SEDOL B15C557

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.38 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Patricia Barbizet as Director   Mgmt   For   For
Reelect Marie-Christine Coisne-Roquette as Director   Mgmt   For   For
Reelect Paul Desmarais Jr as Director   Mgmt   For   Against
Reelect Barbara Kux as Director   Mgmt   For   For
Advisory Vote on Compensation of Christophe de Margerie   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   Mgmt   For   For
Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   Against
Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives   Mgmt   For   For
Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board   Mgmt   For   For
Amend Article 15 of Bylaws Re: Age Limit for CEO   Mgmt   For   For
Amend Article 17 of Bylaws Re: Proxy Voting   Mgmt   For   For
Shareholder Proposals Submitted by UES Amont Total Workers’ Council   Mgmt    
Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives   SH   Against   Against
Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws   SH   Against   Against
Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws   SH   Against   Against
Amend Article 12.7 of Bylaws: Remuneration of Directors   SH   Against   Against

WEX Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    96208T104
Record Date    03/18/2014    Meeting Type    Annual    Ticker    WEX

 

Shares Voted 200    Primary CUSIP 96208T104    Primary ISIN US96208T1043    Primary SEDOL B8383P2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael E. Dubyak   Mgmt   For   For
Elect Director Eric Duprat   Mgmt   For   For
Elect Director Ronald T. Maheu   Mgmt   For   For
Elect Director Rowland T. Moriarty   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

3D Systems Corporation

 

Meeting Date    05/19/2014    Country    USA    Provider Security ID    88554D205
Record Date    03/21/2014    Meeting Type    Annual    Ticker    DDD

 

Shares Voted 500    Primary CUSIP 88554D205    Primary ISIN US88554D2053    Primary SEDOL 2889768

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William E. Curran   Mgmt   For   For
Elect Director Peter H. Diamandis   Mgmt   For   For
Elect Director Charles W. Hull   Mgmt   For   For
Elect Director Jim D. Kever   Mgmt   For   For
Elect Director G. Walter Loewenbaum, II   Mgmt   For   For
Elect Director Kevin S. Moore   Mgmt   For   For
Elect Director Abraham N. Reichental   Mgmt   For   For
Elect Director Daniel S. Van Riper   Mgmt   For   For
Elect Director Karen E. Welke   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Ultimate Software Group, Inc.

 

Meeting Date    05/19/2014    Country    USA    Provider Security ID    90385D107
Record Date    03/25/2014    Meeting Type    Annual    Ticker    ULTI

 

Shares Voted 142    Primary CUSIP 90385D107    Primary ISIN US90385D1072    Primary SEDOL 2249964

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director LeRoy A. Vander Putten   Mgmt   For   For
Elect Director Robert A. Yanover   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

American Tower Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    03027X100
Record Date    03/25/2014    Meeting Type    Annual    Ticker    AMT

 

Shares Voted 296    Primary CUSIP 03027X100    Primary ISIN US03027X1000    Primary SEDOL B7FBFL2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raymond P. Dolan   Mgmt   For   For
Elect Director Ronald M. Dykes   Mgmt   For   For
Elect Director Carolyn F. Katz   Mgmt   For   For
Elect Director Gustavo Lara Cantu   Mgmt   For   Against
Elect Director JoAnn A. Reed   Mgmt   For   For
Elect Director Pamela D.A. Reeve   Mgmt   For   Against
Elect Director David E. Sharbutt   Mgmt   For   For
Elect Director James D. Taiclet, Jr.   Mgmt   For   For
Elect Director Samme L. Thompson   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

AmSurg Corp.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    03232P405
Record Date    04/03/2014    Meeting Type    Annual    Ticker    AMSG

 

Shares Voted 87    Primary CUSIP 03232P405    Primary ISIN US03232P4054    Primary SEDOL 2781381

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Henry D. Herr   Mgmt   For   For
Elect Director Christopher A. Holden   Mgmt   For   For
Elect Director Joey A. Jacobs   Mgmt   For   For
Elect Director Kevin P. Lavender   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Sustainability   SH   Against   For

Axiall Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    05463D100
Record Date    04/04/2014    Meeting Type    Annual    Ticker    AXLL

 

Shares Voted 400    Primary CUSIP 05463D100    Primary ISIN US05463D1000    Primary SEDOL B9F5TH2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul D. Carrico   Mgmt   For   For
Elect Director T. Kevin DeNicola   Mgmt   For   For
Elect Director Patrick J. Fleming   Mgmt   For   For
Elect Director Robert M. Gervis   Mgmt   For   For
Elect Director Victoria F. Haynes   Mgmt   For   For
Elect Director Michael H. McGarry   Mgmt   For   For
Elect Director William L. Mansfield   Mgmt   For   For
Elect Director Mark L. Noetzel   Mgmt   For   For
Elect Director Robert Ripp   Mgmt   For   For
Elect Director David N. Weinstein   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Boston Properties, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    101121101
Record Date    03/26/2014    Meeting Type    Annual    Ticker    BXP

 

Shares Voted 488    Primary CUSIP 101121101    Primary ISIN US1011211018    Primary SEDOL 2019479

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol B. Einiger   Mgmt   For   For
Elect Director Jacob A. Frenkel   Mgmt   For   For
Elect Director Joel I. Klein   Mgmt   For   For
Elect Director Douglas T. Linde   Mgmt   For   For
Elect Director Matthew J. Lustig   Mgmt   For   For
Elect Director Alan J. Patricof   Mgmt   For   For
Elect Director Ivan G. Seidenberg   Mgmt   For   For
Elect Director Owen D. Thomas   Mgmt   For   For
Elect Director Martin Turchin   Mgmt   For   For
Elect Director David A. Twardock   Mgmt   For   For
Elect Director Mortimer B. Zuckerman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Dynex Capital, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    26817Q506
Record Date    03/21/2014    Meeting Type    Annual    Ticker    DX

 

Shares Voted 1,300    Primary CUSIP 26817Q506    Primary ISIN US26817Q5062    Primary SEDOL 2718680

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas B. Akin   Mgmt   For   For
Elect Director Byron L. Boston   Mgmt   For   For
Elect Director Michael R. Hughes   Mgmt   For   For
Elect Director Barry A. Igdaloff   Mgmt   For   For
Elect Director Valerie A. Mosley   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director James C. Wheat, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Financial Engines, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    317485100
Record Date    03/21/2014    Meeting Type    Annual    Ticker    FNGN

 

Shares Voted 200    Primary CUSIP 317485100    Primary ISIN US3174851002    Primary SEDOL B65V2X6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Blake R. Grossman   Mgmt   For   For
Elect Director Robert A. Huret   Mgmt   For   For
Elect Director Jeffrey N. Maggioncalda   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date    05/20/2014    Country    United Kingdom    Provider Security ID    G39420107
Record Date    05/18/2014    Meeting Type    Annual    Ticker    GLEN

 

Shares Voted 5,940    Primary CUSIP N/A    Primary ISIN JE00B4T3BW64    Primary SEDOL B4T3BW6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Change of Company Name to Glencore plc   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Distribution   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Peter Coates as Director   Mgmt   For   For
Elect John Mack as Director   Mgmt   For   For
Elect Peter Grauer as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Scrip Dividend Program   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Group 1 Automotive, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    398905109
Record Date    03/24/2014    Meeting Type    Annual    Ticker    GPI

 

Shares Voted 100    Primary CUSIP 398905109    Primary ISIN US3989051095    Primary SEDOL 2121352

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lincoln Pereira   Mgmt   For   For
Elect Director Stephen D. Quinn   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JPMorgan Chase & Co.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    46625h100
Record Date    03/21/2014    Meeting Type    Annual    Ticker    JPM

 

Shares Voted 2,741    Primary CUSIP 46625h100    Primary ISIN US46625H1005    Primary SEDOL 2190385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linda B. Bammann   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   For
Elect Director Crandall C. Bowles   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director James Dimon   Mgmt   For   For
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Laban P. Jackson, Jr.   Mgmt   For   For
Elect Director Michael A. Neal   Mgmt   For   For
Elect Director Lee R. Raymond   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Provide for Cumulative Voting   SH   Against   Against

Lexington Realty Trust

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    529043101
Record Date    03/19/2014    Meeting Type    Annual    Ticker    LXP

 

Shares Voted 1,000    Primary CUSIP 529043101    Primary ISIN US5290431015    Primary SEDOL 2139151

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Robert Roskind   Mgmt   For   For
Elect Director T. Wilson Eglin   Mgmt   For   For
Elect Director Richard J. Rouse   Mgmt   For   For
Elect Director Harold First   Mgmt   For   For
Elect Director Richard S. Frary   Mgmt   For   Withhold
Elect Director James Grosfeld   Mgmt   For   Withhold
Elect Director Kevin W. Lynch   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Linde AG

 

Meeting Date    05/20/2014    Country    Germany    Provider Security ID    D50348107
Record Date    04/28/2014    Meeting Type    Annual    Ticker    LIN

 

Shares Voted 106    Primary CUSIP D50348107    Primary ISIN DE0006483001    Primary SEDOL 5740817

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For

Newport Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    651824104
Record Date    03/26/2014    Meeting Type    Annual    Ticker    NEWP

 

Shares Voted 900    Primary CUSIP 651824104    Primary ISIN US6518241046    Primary SEDOL 2636748

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Christopher Cox   Mgmt   For   For
Elect Director Oleg Khaykin   Mgmt   For   For
Elect Director Cherry A. Murray   Mgmt   For   For
Elect Director Robert J. Phillippy   Mgmt   For   For
Elect Director Kenneth F. Potashner   Mgmt   For   For
Elect Director Peter J. Simone   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Qlik Technologies Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    74733T105
Record Date    03/21/2014    Meeting Type    Annual    Ticker    QLIK

 

Shares Voted 351    Primary CUSIP 74733T105    Primary ISIN US74733T1051    Primary SEDOL B3WPL22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce Golden   Mgmt   For   For
Elect Director Lars Bjork   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Royal Dutch Shell plc

 

Meeting Date    05/20/2014    Country    United Kingdom    Provider Security ID G7690A100
Record Date    05/16/2014    Meeting Type    Annual    Ticker    RDSA

 

Shares Voted 2,051    Primary CUSIP G7690A118    Primary ISIN GB00B03MLX29    Primary SEDOL B03MLX2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Euleen Goh as Director   Mgmt   For   For
Elect Patricia Woertz as Director   Mgmt   For   For
Elect Ben van Beurden as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For

Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Re-elect Gerrit Zalm as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Deferred Bonus Plan   Mgmt   For   For
Approve Restricted Share Plan   Mgmt   For   Against
Approve EU Political Donations and Expenditure   Mgmt   For   For

Southwestern Energy Company

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID 845467109
Record Date    03/28/2014    Meeting Type    Annual    Ticker    SWN

 

Shares Voted 1,113    Primary CUSIP 845467109    Primary ISIN US8454671095    Primary SEDOL 2828619

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Gass   Mgmt   For   For
Elect Director Catherine A. Kehr   Mgmt   For   For
Elect Director Greg D. Kerley   Mgmt   For   For
Elect Director Vello A. Kuuskraa   Mgmt   For   For
Elect Director Kenneth R. Mourton   Mgmt   For   For
Elect Director Steven L. Mueller   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Alan H. Stevens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For

Two Harbors Investment Corp.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    90187B101
Record Date    03/25/2014    Meeting Type    Annual    Ticker    TWO

 

Shares Voted 1,870    Primary CUSIP 90187B101    Primary ISIN US90187B1017    Primary SEDOL B563MS9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Spencer Abraham   Mgmt   For   For
Elect Director James J. Bender   Mgmt   For   For
Elect Director Mark D. Ein   Mgmt   For   For
Elect Director Stephen G. Kasnet   Mgmt   For   For
Elect Director Jacques R. Rolfo   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director Thomas E. Siering   Mgmt   For   For
Elect Director Brian C. Taylor   Mgmt   For   For
Elect Director Hope B. Woodhouse   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amazon.com, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    023135106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    AMZN

 

Shares Voted 310    Primary CUSIP 023135106    Primary ISIN US0231351067    Primary SEDOL 2000019

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey P. Bezos   Mgmt   For   For
Elect Director Tom A. Alberg   Mgmt   For   For
Elect Director John Seely Brown   Mgmt   For   For
Elect Director William B. Gordon   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Alain Monie   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director Patricia Q. Stonesifer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Comcast Corporation

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    20030N101
Record Date    03/21/2014    Meeting Type    Annual    Ticker    CMCSA

 

Shares Voted 1,904    Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Bacon   Mgmt   For   For
Elect Director Sheldon M. Bonovitz   Mgmt   For   For
Elect Director Edward D. Breen   Mgmt   For   For
Elect Director Joseph J. Collins   Mgmt   For   For
Elect Director J. Michael Cook   Mgmt   For   For
Elect Director Gerald L. Hassell   Mgmt   For   For
Elect Director Jeffrey A. Honickman   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director Brian L. Roberts   Mgmt   For   For
Elect Director Ralph J. Roberts   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Pro-rata Vesting of Equity Plans   SH   Against   Against

Euronet Worldwide, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    298736109
Record Date    03/24/2014    Meeting Type    Annual    Ticker    EEFT

 

Shares Voted 300    Primary CUSIP 298736109    Primary ISIN US2987361092    Primary SEDOL 2320148

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrzej Olechowski   Mgmt   For   For
Elect Director Eriberto R. Scocimara   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

First Solar, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    336433107
Record Date    04/01/2014    Meeting Type    Annual    Ticker    FSLR

 

Shares Voted 500    Primary CUSIP 336433107    Primary ISIN US3364331070    Primary SEDOL B1HMF22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Ahearn   Mgmt   For   For
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Richard D. Chapman   Mgmt   For   For
Elect Director George A. (‘Chip’) Hambro   Mgmt   For   For
Elect Director James A. Hughes   Mgmt   For   For
Elect Director Craig Kennedy   Mgmt   For   For
Elect Director James F. Nolan   Mgmt   For   For
Elect Director William J. Post   Mgmt   For   For
Elect Director J. Thomas Presby   Mgmt   For   For
Elect Director Paul H. Stebbins   Mgmt   For   For
Elect Director Michael Sweeney   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Require a Majority Vote for the Election of Directors   SH   Against   For

Genesee & Wyoming Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    371559105
Record Date    04/01/2014    Meeting Type    Annual    Ticker    GWR

 

Shares Voted 230    Primary CUSIP 371559105    Primary ISIN US3715591059    Primary SEDOL 2374060

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mortimer B. Fuller, III   Mgmt   For   For
Elect Director John C. Hellmann   Mgmt   For   For
Elect Director Robert M. Melzer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Graphic Packaging Holding Company

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    388689101
Record Date    03/24/2014    Meeting Type    Annual    Ticker    GPK

 

Shares Voted 1,470    Primary CUSIP 388689101    Primary ISIN US3886891015    Primary SEDOL B2Q8249

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Andrea Botta   Mgmt   For   For
Elect Director Jeffrey H. Coors   Mgmt   For   For
Elect Director David W. Scheible   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Kate Spade & Company

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    485865109
Record Date    03/21/2014    Meeting Type    Annual    Ticker    KATE

 

Shares Voted 600    Primary CUSIP 485865109    Primary ISIN US4858651098    Primary SEDOL BJWG213

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bernard W. Aronson   Mgmt   For   For
Elect Director Lawrence S. Benjamin   Mgmt   For   For
Elect Director Raul J. Fernandez   Mgmt   For   For
Elect Director Kenneth B. Gilman   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Kenneth P. Kopelman   Mgmt   For   For
Elect Director Kay Koplovitz   Mgmt   For   For
Elect Director Craig A. Leavitt   Mgmt   For   For
Elect Director Deborah J. Lloyd   Mgmt   For   For
Elect Director Doreen A. Toben   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Other Business   Mgmt   For   Against

Magellan Health Services, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    559079207
Record Date    03/31/2014    Meeting Type    Annual    Ticker    MGLN

 

Shares Voted 92    Primary CUSIP 559079207    Primary ISIN US5590792074    Primary SEDOL 2307787

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. McBride   Mgmt   For   For
Elect Director Robert M. Le Blanc   Mgmt   For   For
Elect Director Perry G. Fine   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Mondelez International, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    609207105
Record Date    03/14/2014    Meeting Type    Annual    Ticker    MDLZ

 

Shares Voted 1,270    Primary CUSIP 609207105    Primary ISIN US6092071058    Primary SEDOL B8CKK03

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Lewis W.K. Booth   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   Against
Elect Director Mark D. Ketchum   Mgmt   For   Against
Elect Director Jorge S. Mesquita   Mgmt   For   For
Elect Director Nelson Peltz   Mgmt   For   For
Elect Director Fredric G. Reynolds   Mgmt   For   For
Elect Director Irene B. Rosenfeld   Mgmt   For   For
Elect Director Patrick T. Siewert   Mgmt   For   For
Elect Director Ruth J. Simmons   Mgmt   For   Against
Elect Director Ratan N. Tata   Mgmt   For   Against
Elect Director Jean-Francois M. L. van Boxmeer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Assess Environmental Impact of Non-Recyclable Packaging   SH   Against   For

Nationstar Mortgage Holdings Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    63861C109
Record Date    03/27/2014    Meeting Type    Annual    Ticker    NSM

 

Shares Voted 400    Primary CUSIP 63861C109    Primary ISIN US63861C1099    Primary SEDOL B7F8P79

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Gidel   Mgmt   For   Withhold
Elect Director Brett Hawkins   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year

PPL Corporation

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    69351T106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    PPL

 

Shares Voted 1,917    Primary CUSIP 69351T106    Primary ISIN US69351T1060    Primary SEDOL 2680905

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frederick M. Bernthal   Mgmt   For   For
Elect Director John W. Conway   Mgmt   For   Against
Elect Director Philip G. Cox   Mgmt   For   For
Elect Director Steven G. Elliott   Mgmt   For   For
Elect Director Louise K. Goeser   Mgmt   For   Against
Elect Director Stuart E. Graham   Mgmt   For   Against
Elect Director Stuart Heydt   Mgmt   For   Against
Elect Director Raja Rajamannar   Mgmt   For   For
Elect Director Craig A. Rogerson   Mgmt   For   Against
Elect Director William H. Spence   Mgmt   For   For
Elect Director Natica von Althann   Mgmt   For   For
Elect Director Keith H. Williamson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Amend Bylaws — Call Special Meetings   SH   Against   For

SAP AG

 

Meeting Date    05/21/2014    Country    Germany    Provider Security ID    D66992104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    SAP

 

Shares Voted 533    Primary CUSIP D66992104    Primary ISIN DE0007164600    Primary SEDOL 4846288

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH   Mgmt   For   For
Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH   Mgmt   For   For
Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Elect Hasso Plattner to the Supervisory Board   Mgmt   For   Against
Elect Pekka Ala-Pietilae to the Supervisory Board   Mgmt   For   Against
Elect Anja Feldmann to the Supervisory Board   Mgmt   For   For
Elect Wilhelm Haarmann to the Supervisory Board   Mgmt   For   Against
Elect Bernard Liautaud to the Supervisory Board   Mgmt   For   For
Elect Hartmut Mehdorn to the Supervisory Board   Mgmt   For   Against
Elect Erhard Schipporeit to the Supervisory Board   Mgmt   For   For
Elect Hagemann Snabe to the Supervisory Board   Mgmt   For   Against
Elect Klaus Wucherer to the Supervisory Board   Mgmt   For   For

Anixter International Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    035290105
Record Date    03/24/2014    Meeting Type    Annual    Ticker    AXE

 

Shares Voted 132    Primary CUSIP 035290105    Primary ISIN US0352901054    Primary SEDOL 2468844

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James Blyth   Mgmt   For   For
Elect Director Frederic F. Brace   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Robert J. Eck   Mgmt   For   For
Elect Director Robert W. Grubbs   Mgmt   For   For
Elect Director F. Philip Handy   Mgmt   For   For
Elect Director Melvyn N. Klein   Mgmt   For   For

Elect Director George Munoz   Mgmt   For   For
Elect Director Stuart M. Sloan   Mgmt   For   For
Elect Director Matthew Zell   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Chart Industries, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    16115Q308
Record Date    03/25/2014    Meeting Type    Annual    Ticker    GTLS

 

Shares Voted 114    Primary CUSIP 16115Q308    Primary ISIN US16115Q3083    Primary SEDOL B19HNF4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel F. Thomas   Mgmt   For   For
Elect Director W. Douglas Brown   Mgmt   For   For
Elect Director Richard E. Goodrich   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director Steven W. Krablin   Mgmt   For   For
Elect Director Michael W. Press   Mgmt   For   For
Elect Director Elizabeth G. Spomer   Mgmt   For   For
Elect Director Thomas L. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date    05/22/2014    Country    Germany    Provider Security ID    D18190898
Record Date    Meeting Type    Annual    Ticker    DBK

 

Shares Voted 580    Primary CUSIP D18190898    Primary ISIN DE0005140008    Primary SEDOL 5750355

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For

Fix Maximum Variable Compensation Ratio for Management Board Members to 200 Percent of Fixed Remuneration   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Key Employees to 200 Percent of Fixed Remuneration   Mgmt   For   For
Approve Remuneration of Supervisory Board Committees   Mgmt   For   For
Approve Creation of EUR 256 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Convertible and Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Issuance of Participation Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary Deutsche Immobilien Leasing GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary Deutsche Bank (Europe) GmbH   Mgmt   For   For

Dime Community Bancshares, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    253922108
Record Date    03/27/2014    Meeting Type    Annual    Ticker    DCOM

 

Shares Voted 800    Primary CUSIP 253922108    Primary ISIN US2539221083    Primary SEDOL 2034148

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Mahon   Mgmt   For   For
Elect Director George L. Clark, Jr.   Mgmt   For   For
Elect Director Steven D. Cohn   Mgmt   For   For
Elect Director Robert C. Golden   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Facebook, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    30303M102
Record Date    03/24/2014    Meeting Type    Annual    Ticker    FB

 

Shares Voted 1,237    Primary CUSIP 30303M102    Primary ISIN US30303M1027    Primary SEDOL B7TL820

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc L. Andreessen   Mgmt   For   For
Elect Director Erskine B. Bowles   Mgmt   For   For
Elect Director Susan D. Desmond-Hellmann   Mgmt   For   For
Elect Director Donald E. Graham   Mgmt   For   For
Elect Director Reed Hastings   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Peter A. Thiel   Mgmt   For   For

Elect Director Mark Zuckerberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against
Assess Privacy and Advertising Policy Relating to Childhood Obesity   SH   Against   Against
Report on Sustainability   SH   Against   For

Intel Corporation

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    458140100
Record Date    03/24/2014    Meeting Type    Annual    Ticker    INTC

 

Shares Voted 3,784    Primary CUSIP 458140100    Primary ISIN US4581401001    Primary SEDOL 2463247

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director John J. Donahoe   Mgmt   For   For
Elect Director Reed E. Hundt   Mgmt   For   For
Elect Director Brian M. Krzanich   Mgmt   For   For
Elect Director James D. Plummer   Mgmt   For   For
Elect Director David S. Pottruck   Mgmt   For   For
Elect Director Frank D. Yeary   Mgmt   For   For
Elect Director David B. Yoffie   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NextEra Energy, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    65339F101
Record Date    03/24/2014    Meeting Type    Annual    Ticker    NEE

 

Shares Voted 311    Primary CUSIP 65339F101    Primary ISIN US65339F1012    Primary SEDOL 2328915

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sherry S. Barrat   Mgmt   For   For
Elect Director Robert M. Beall, II   Mgmt   For   For
Elect Director James L. Camaren   Mgmt   For   For
Elect Director Kenneth B. Dunn   Mgmt   For   For
Elect Director Kirk S. Hachigian   Mgmt   For   For
Elect Director Toni Jennings   Mgmt   For   For
Elect Director James L. Robo   Mgmt   For   For

Elect Director Rudy E. Schupp   Mgmt   For   For
Elect Director John L. Skolds   Mgmt   For   For
Elect Director William H. Swanson   Mgmt   For   For
Elect Director Hansel E. Tookes, II   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Supermajority Vote Requirement   SH   Against   For

NL Industries, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    629156407
Record Date    03/24/2014    Meeting Type    Annual    Ticker    NL

 

Shares Voted 1,200    Primary CUSIP 629156407    Primary ISIN US6291564077    Primary SEDOL 2618069

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Loretta J. Feehan   Mgmt   For   Withhold
Elect Director Robert D. Graham   Mgmt   For   Withhold
Elect Director Cecil H. Moore, Jr.   Mgmt   For   For
Elect Director Thomas P. Stafford   Mgmt   For   For
Elect Director Steven L. Watson   Mgmt   For   Withhold
Elect Director Terry N. Worrell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Old Dominion Freight Line, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    679580100
Record Date    03/19/2014    Meeting Type    Annual    Ticker    ODFL

 

Shares Voted 400    Primary CUSIP 679580100    Primary ISIN US6795801009    Primary SEDOL 2656423

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Earl E. Congdon   Mgmt   For   For
Elect Director David S. Congdon   Mgmt   For   For
Elect Director J. Paul Breitbach   Mgmt   For   For
Elect Director John R. Congdon, Jr.   Mgmt   For   For
Elect Director Robert G. Culp, III   Mgmt   For   For
Elect Director John D. Kasarda   Mgmt   For   For
Elect Director Leo H. Suggs   Mgmt   For   For
Elect Director D. Michael Wray   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sovran Self Storage, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    84610H108
Record Date    03/21/2014    Meeting Type    Annual    Ticker    SSS

 

Shares Voted 67    Primary CUSIP 84610H108    Primary ISIN US84610H1086    Primary SEDOL 2832212

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Attea   Mgmt   For   For
Elect Director Kenneth F. Myszka   Mgmt   For   For
Elect Director Anthony P. Gammie   Mgmt   For   For
Elect Director Charles E. Lannon   Mgmt   For   For
Elect Director James R. Boldt   Mgmt   For   For
Elect Director Stephen R. Rusmisel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Strategic Hotels & Resorts, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    86272T106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    BEE

 

Shares Voted 1,100    Primary CUSIP 86272T106    Primary ISIN US86272T1060    Primary SEDOL 2438654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert P. Bowen   Mgmt   For   For
Elect Director Raymond L. Gellein, Jr.   Mgmt   For   For
Elect Director James A. Jeffs   Mgmt   For   For
Elect Director David W. Johnson   Mgmt   For   For
Elect Director Richard D. Kincaid   Mgmt   For   For
Elect Director David M.C. Michels   Mgmt   For   For
Elect Director William A. Prezant   Mgmt   For   For
Elect Director Eugene F. Reilly   Mgmt   For   For
Elect Director Sheli Z. Rosenberg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Home Depot, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    437076102
Record Date    03/24/2014    Meeting Type    Annual    Ticker    HD

 

Shares Voted 1,085    Primary CUSIP 437076102    Primary ISIN US4370761029    Primary SEDOL 2434209

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   Against
Elect Director Francis S. Blake   Mgmt   For   For
Elect Director Ari Bousbib   Mgmt   For   For
Elect Director Gregory D. Brenneman   Mgmt   For   Against
Elect Director J. Frank Brown   Mgmt   For   For
Elect Director Albert P. Carey   Mgmt   For   Against
Elect Director Armando Codina   Mgmt   For   Against
Elect Director Helena B. Foulkes   Mgmt   For   For
Elect Director Wayne M. Hewett   Mgmt   For   For
Elect Director Karen L. Katen   Mgmt   For   Against
Elect Director Mark Vadon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Prepare Employment Diversity Report   SH   Against   For

Theravance, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    88338T104
Record Date    04/10/2014    Meeting Type    Annual    Ticker    THRX

 

Shares Voted 500    Primary CUSIP 88338T104    Primary ISIN US88338T1043    Primary SEDOL B032G04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Rick E Winningham   Mgmt   For   For
Elect Director Henrietta H. Fore   Mgmt   For   For
Elect Director Robert V. Gunderson, Jr.   Mgmt   For   For
Elect Director Burton G. Malkiel   Mgmt   For   For
Elect Director Peter S. Ringrose   Mgmt   For   For
Elect Director William H. Waltrip   Mgmt   For   For
Elect Director George M. Whitesides   Mgmt   For   For
Elect Director William D. Young   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date    05/22/2014    Country    Canada    Provider Security ID    884903105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    TRI

 

Shares Voted 599    Primary CUSIP 884903105    Primary ISIN CA8849031056    Primary SEDOL 2889371

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Sheila C. Bair   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For
Elect Director Mary Cirillo   Mgmt   For   For
Elect Director Michael E. Daniels   Mgmt   For   For
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director P. Thomas Jenkins   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For
Approve PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

AmTrust Financial Services, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    032359309
Record Date    03/27/2014    Meeting Type    Annual    Ticker    AFSI

 

Shares Voted 330    Primary CUSIP 032359309    Primary ISIN US0323593097    Primary SEDOL B1H4YP4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald T. DeCarlo   Mgmt   For   For
Elect Director Susan C. Fisch   Mgmt   For   For
Elect Director Abraham Gulkowitz   Mgmt   For   For
Elect Director George Karfunkel   Mgmt   For   For
Elect Director Michael Karfunkel   Mgmt   For   For
Elect Director Jay J. Miller   Mgmt   For   For
Elect Director Barry D. Zyskind   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Avis Budget Group, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    053774105
Record Date    03/27/2014    Meeting Type    Annual    Ticker    CAR

 

Shares Voted 500    Primary CUSIP 053774105    Primary ISIN US0537741052    Primary SEDOL B1CL8J2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Alun Cathcart   Mgmt   For   For
Elect Director Mary C. Choksi   Mgmt   For   For
Elect Director Leonard S. Coleman   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director John D. Hardy, Jr.   Mgmt   For   For
Elect Director Lynn Krominga   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director F. Robert Salerno   Mgmt   For   For
Elect Director Stender E. Sweeney   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Continental Resources, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    212015101
Record Date    03/27/2014    Meeting Type    Annual    Ticker    CLR

 

Shares Voted 572    Primary CUSIP 212015101    Primary ISIN US2120151012    Primary SEDOL B1XGWS3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Boren   Mgmt   For   For
Elect Director William B. Berry   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cooper Tire & Rubber Company

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    216831107
Record Date    04/04/2014    Meeting Type    Annual    Ticker    CTB

 

Shares Voted 400    Primary CUSIP 216831107    Primary ISIN US2168311072    Primary SEDOL 2222608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roy V. Armes   Mgmt   For   For
Elect Director Thomas P. Capo   Mgmt   For   For
Elect Director Steven M. Chapman   Mgmt   For   For
Elect Director John J. Holland   Mgmt   For   For
Elect Director John F. Meier   Mgmt   For   For
Elect Director John H. Shuey   Mgmt   For   For
Elect Director Richard L. Wambold   Mgmt   For   For
Elect Director Robert D. Welding   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date    05/23/2014    Country    United Kingdom    Provider Security ID    G4634U169
Record Date    05/22/2014    Meeting Type    Annual    Ticker    HSBA

 

Shares Voted 9,976    Primary CUSIP G4634U169    Primary ISIN GB0005405286    Primary SEDOL 0540528

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Variable Pay Cap   Mgmt   For   For
Elect Kathleen Casey as Director   Mgmt   For   For
Elect Sir Jonathan Evans as Director   Mgmt   For   For
Elect Marc Moses as Director   Mgmt   For   For
Elect Jonathan Symonds as Director   Mgmt   For   For
Re-elect Safra Catz as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For
Re-elect Rona Fairhead as Director   Mgmt   For   For
Re-elect Renato Fassbind as Director   Mgmt   For   For
Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For
Re-elect Rachel Lomax as Director   Mgmt   For   For
Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Directors to Allot Any Repurchased Shares   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

HSN, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    404303109
Record Date    03/25/2014    Meeting Type    Annual    Ticker    HSNI

 

Shares Voted 300    Primary CUSIP 404303109    Primary ISIN US4043031099    Primary SEDOL B3CLRB1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Costello   Mgmt   For   For
Elect Director James M. Follo   Mgmt   For   For
Elect Director Mindy Grossman   Mgmt   For   For
Elect Director Stephanie Kugelman   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director Thomas J. McInerney   Mgmt   For   For
Elect Director John B. (Jay) Morse, Jr.   Mgmt   For   For
Elect Director Matthew E. Rubel   Mgmt   For   For
Elect Director Ann Sarnoff   Mgmt   For   For
Elect Director Courtnee Ulrich   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Airbus Group

 

Meeting Date    05/27/2014    Country    Netherlands    Provider Security ID    N0280E105
Record Date    04/29/2014    Meeting Type    Annual    Ticker    AIR

 

Shares Voted 324    Primary CUSIP F17114103    Primary ISIN NL0000235190    Primary SEDOL 4012250

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Receive Report on Business and Financial Statements   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discussion of Agenda Items   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Non-Executive Members of the Board of Directors   Mgmt   For   For
Approve Discharge of Executive Members of the Board of Directors   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Approve Amendments to Remuneration Policy for the Board of Directors   Mgmt   For   For

Amend Articles Re: Change Company Name   Mgmt   For   For
Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans   Mgmt   For   For
Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Close Meeting   Mgmt    

Deutsche Post AG

 

Meeting Date    05/27/2014    Country    Germany    Provider Security ID    D19225107
Record Date    Meeting Type    Annual    Ticker    DPW

 

Shares Voted 482    Primary CUSIP D19225107    Primary ISIN DE0005552004    Primary SEDOL 4617859

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.80 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Stock Option Plan for Key Employees; Approve Creation of EUR 40 Million Pool of Conditional Capital to Guarantee Conversion Rights   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Simone Menne to the Supervisory Board   Mgmt   For   For
Elect Ulrich Schroeder to the Supervisory Board   Mgmt   For   For
Elect Stefan Schulte to the Supervisory Board   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary DHL Home Delivery GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post IT Services GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Assekuranz Vermittlungs GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Beteiligungen Holding GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Consult GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post DHL Research and InnovationGmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Grundstuecks-Vermietungsgesellschaft beta mbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post IT Brief GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Werbeagentur Janssen GmbH   Mgmt   For   For

Merck & Co., Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    58933Y105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    MRK

 

Shares Voted 2,212    Primary CUSIP 58933Y105    Primary ISIN US58933Y1055    Primary SEDOL 2778844

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie A. Brun   Mgmt   For   For
Elect Director Thomas R. Cech   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director Thomas H. Glocer   Mgmt   For   For
Elect Director William B. Harrison, Jr.   Mgmt   For   For
Elect Director C. Robert Kidder   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Craig B. Thompson   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Peter C. Wendell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

PDF Solutions, Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    693282105
Record Date    04/04/2014    Meeting Type    Annual    Ticker    PDFS

 

Shares Voted 700    Primary CUSIP 693282105    Primary ISIN US6932821050    Primary SEDOL 2782425

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas Caulfield   Mgmt   For   For
Elect Director R. Stephen Heinrichs   Mgmt   For   For
Elect Director Joseph R. Bronson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

The Travelers Companies, Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    89417E109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    TRV

 

Shares Voted 273    Primary CUSIP 89417E109    Primary ISIN US89417E1091    Primary SEDOL 2769503

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan L. Beller   Mgmt   For   For
Elect Director John H. Dasburg   Mgmt   For   For
Elect Director Janet M. Dolan   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Jay S. Fishman   Mgmt   For   For
Elect Director Patricia L. Higgins   Mgmt   For   For
Elect Director Thomas R. Hodgson   Mgmt   For   For
Elect Director William J. Kane   Mgmt   For   For
Elect Director Cleve L. Killingsworth, Jr.   Mgmt   For   For
Elect Director Philip T. (Pete) Ruegger, III   Mgmt   For   For
Elect Director Donald J. Shepard   Mgmt   For   For
Elect Director Laurie J. Thomsen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Alkermes plc

 

Meeting Date    05/28/2014    Country    Ireland    Provider Security ID    G01767105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ALKS

 

Shares Voted 700    Primary CUSIP 01642T108    Primary ISIN IE00B56GVS15    Primary SEDOL B3P6D26

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul J. Mitchell   Mgmt   For   For
Elect Director Richard F. Pops   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Change Location of Annual Meeting   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Chevron Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    166764100
Record Date    04/02/2014    Meeting Type    Annual    Ticker    CVX

 

Shares Voted 1,400    Primary CUSIP 166764100    Primary ISIN US1667641005    Primary SEDOL 2838555

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linnet F. Deily   Mgmt   For   For
Elect Director Robert E. Denham   Mgmt   For   For
Elect Director Alice P. Gast   Mgmt   For   For

Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director George L. Kirkland   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Kevin W. Sharer   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director John S. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Charitable Contributions   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Amend Bylaws — Call Special Meetings   SH   Against   For
Require Director Nominee with Environmental Experience   SH   Against   For
Adopt Guidelines for Country Selection   SH   Against   For

DigitalGlobe, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    25389M877
Record Date    04/01/2014    Meeting Type    Annual    Ticker    DGI

 

Shares Voted 400    Primary CUSIP 25389M877    Primary ISIN US25389M8771    Primary SEDOL B0V0257

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Howell M. Estes III   Mgmt   For   For
Elect Director Kimberly Till   Mgmt   For   For
Elect Director Eddy Zervigon   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Exxon Mobil Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    30231G102
Record Date    04/04/2014    Meeting Type    Annual    Ticker    XOM

 

Shares Voted 3,162    Primary CUSIP 30231G102    Primary ISIN US30231G1022    Primary SEDOL 2326618

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Peter Brabeck-Letmathe   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For

Elect Director Larry R. Faulkner   Mgmt   For   For
Elect Director Jay S. Fishman   Mgmt   For   For
Elect Director Henrietta H. Fore   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Rex W. Tillerson   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually   SH   Against   Against
Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    31620M106
Record Date    04/01/2014    Meeting Type    Annual    Ticker    FIS

 

Shares Voted 930    Primary CUSIP 31620M106    Primary ISIN US31620M1062    Primary SEDOL 2769796

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David K. Hunt   Mgmt   For   For
Elect Director Richard N. Massey   Mgmt   For   For
Elect Director Leslie M. Muma   Mgmt   For   For
Elect Director James B. Stallings, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Hanmi Financial Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    410495204
Record Date    04/02/2014    Meeting Type    Annual    Ticker    HAFC

 

Shares Voted 800    Primary CUSIP 410495204    Primary ISIN US4104952043    Primary SEDOL B6TPXR5

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director I Joon Ahn   Mgmt   For   For
Elect Director John A. Hall   Mgmt   For   For
Elect Director Paul Seon-Hong Kim   Mgmt   For   For
Elect Director Chong Guk (C.G.) Kum   Mgmt   For   For
Elect Director Joon Hyung Lee   Mgmt   For   For
Elect Director Chulse (William) Park   Mgmt   For   For
Elect Director Joseph K. Rho   Mgmt   For   For
Elect Director David L. Rosenblum   Mgmt   For   For
Elect Director William J. Stolte   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Pioneer Natural Resources Company

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    723787107
Record Date    04/03/2014    Meeting Type    Annual    Ticker    PXD

 

Shares Voted 98    Primary CUSIP 723787107    Primary ISIN US7237871071    Primary SEDOL 2690830

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy L. Dove   Mgmt   For   For
Elect Director Stacy P. Methvin   Mgmt   For   For
Elect Director Charles E. Ramsey, Jr.   Mgmt   For   For
Elect Director Frank A. Risch   Mgmt   For   For
Elect Director Edison C. Buchanan   Mgmt   For   For
Elect Director Larry R. Grillot   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Jim A. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

WellCare Health Plans, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    94946T106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    WCG

 

Shares Voted 200    Primary CUSIP 94946T106    Primary ISIN US94946T1060    Primary SEDOL B01R258

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Breon   Mgmt   For   For
Elect Director Carol J. Burt   Mgmt   For   For
Elect Director Roel C. Campos   Mgmt   For   For
Elect Director David J. Gallitano   Mgmt   For   For
Elect Director D. Robert Graham   Mgmt   For   For
Elect Director Kevin F. Hickey   Mgmt   For   For
Elect Director Christian P. Michalik   Mgmt   For   For
Elect Director Glenn D. Steele, Jr.   Mgmt   For   For
Elect Director William L. Trubeck   Mgmt   For   For
Elect Director Paul E. Weaver   Mgmt   For   For
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dice Holdings, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    253017107
Record Date    04/21/2014    Meeting Type    Annual    Ticker    DHX

 

Shares Voted 1,300    Primary CUSIP 253017107    Primary ISIN US2530171071    Primary SEDOL B23DMS1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter R. Ezersky   Mgmt   For   Withhold
Elect Director David S. Gordon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

EastGroup Properties, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    277276101
Record Date    04/04/2014    Meeting Type    Annual    Ticker    EGP

 

Shares Voted 200    Primary CUSIP 277276101    Primary ISIN US2772761019    Primary SEDOL 2455761

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director D. Pike Aloian   Mgmt   For   For
Elect Director H.C. Bailey, Jr.   Mgmt   For   For
Elect Director H. Eric Bolton, Jr.   Mgmt   For   For
Elect Director Hayden C. Eaves, III   Mgmt   For   For
Elect Director Fredric H. Gould   Mgmt   For   For
Elect Director David H. Hoster, II   Mgmt   For   For
Elect Director Mary E. McCormick   Mgmt   For   For
Elect Director David M. Osnos   Mgmt   For   For
Elect Director Leland R. Speed   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Entravision Communications Corporation

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    29382R107
Record Date    04/11/2014    Meeting Type    Annual    Ticker    EVC

 

Shares Voted 1,900    Primary CUSIP 29382R107    Primary ISIN US29382R1077    Primary SEDOL 2615112

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Walter F. Ulloa   Mgmt   For   Withhold
Elect Director Philip C. Wilkinson   Mgmt   For   Withhold
Elect Director Paul A. Zevnik   Mgmt   For   Withhold
Elect Director Esteban E. Torres   Mgmt   For   For
Elect Director Gilbert R. Vasquez   Mgmt   For   For
Elect Director Jules G. Buenabenta   Mgmt   For   For
Elect Director Patricia Diaz Dennis   Mgmt   For   For
Elect Director Juan Saldivar von Wuthenau   Mgmt   For   Withhold
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Portfolio Recovery Associates, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    73640Q105
Record Date    04/04/2014    Meeting Type    Annual    Ticker    PRAA

 

Shares Voted 300    Primary CUSIP 73640Q105    Primary ISIN US73640Q1058    Primary SEDOL 2986164

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Scott M. Tabakin   Mgmt   For   For
Elect Director James M. Voss   Mgmt   For   For
Elect Director Marjorie M. Connelly   Mgmt   For   For
Elect Director James A. Nussle   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SOTHEBY’S

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    835898107
Record Date    03/12/2014    Meeting Type    Annual    Ticker    BID

 

Shares Voted 300    Primary CUSIP 835898107    Primary ISIN US8358981079    Primary SEDOL 2822406

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John M. Angelo   Mgmt   For   For
Elect Director Jessica M. Bibliowicz   Mgmt   For   For
Elect Director Kevin C. Conroy   Mgmt   For   For
Elect Director Domenico De Sole   Mgmt   For   For
Elect Director The Duke Of Devonshire   Mgmt   For   For
Elect Director Daniel S. Loeb   Mgmt   For   For
Elect Director Daniel Meyer   Mgmt   For   For
Elect Director Allen Questrom   Mgmt   For   For
Elect Director Olivier Reza   Mgmt   For   For
Elect Director William F. Ruprecht   Mgmt   For   For
Elect Director Marsha E. Simms   Mgmt   For   For
Elect Director Robert S. Taubman   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director Dennis M. Weibling   Mgmt   For   For
Elect Director Harry J. Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    78467J100
Record Date    04/01/2014    Meeting Type    Annual    Ticker    SSNC

 

Shares Voted 400    Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Normand A. Boulanger   Mgmt   For   For
Elect Director David A. Varsano   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   Against
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Targa Resources Corp.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    87612G101
Record Date    04/01/2014    Meeting Type    Annual    Ticker    TRGP

 

Shares Voted 114    Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles R. Crisp   Mgmt   For   For
Elect Director Laura C. Fulton   Mgmt   For   For
Elect Director James W. Whalen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For

Telefonica S.A.

 

Meeting Date    05/29/2014    Country    Spain    Provider Security ID    879382109
Record Date    05/23/2014    Meeting Type    Annual    Ticker    TEF

 

Shares Voted 2,411    Primary CUSIP 879382109    Primary ISIN ES0178430E18    Primary SEDOL 5732524

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements, Allocation of Income, and Discharge of Board   Mgmt   For   For
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Restricted Stock Plan   Mgmt   For   For
Approve Share Matching Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Highwoods Properties, Inc.

 

Meeting Date    05/30/2014    Country    USA    Provider Security ID    431284108
Record Date    03/03/2014    Meeting Type    Annual    Ticker    HIW

 

Shares Voted 301    Primary CUSIP 431284108    Primary ISIN US4312841087    Primary SEDOL 2420640

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles A. Anderson   Mgmt   For   For
Elect Director Gene H. Anderson   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director David J. Hartzell   Mgmt   For   For
Elect Director Sherry A. Kellett   Mgmt   For   For
Elect Director Mark F. Mulhern   Mgmt   For   For
Elect Director L. Glenn Orr, Jr.   Mgmt   For   For
Elect Director O. Temple Sloan, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CoStar Group, Inc.

 

Meeting Date    06/02/2014    Country    USA    Provider Security ID    22160N109
Record Date    04/04/2014    Meeting Type    Annual    Ticker    CSGP

 

Shares Voted 142    Primary CUSIP 22160N109    Primary ISIN US22160N1090    Primary SEDOL 2262864

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Klein   Mgmt   For   For
Elect Director Andrew C. Florance   Mgmt   For   For
Elect Director David Bonderman   Mgmt   For   For
Elect Director Michael J. Glosserman   Mgmt   For   For
Elect Director Warren H. Haber   Mgmt   For   For
Elect Director John W. Hill   Mgmt   For   For
Elect Director Christopher J. Nassetta   Mgmt   For   For
Elect Director David J. Steinberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

UnitedHealth Group Incorporated

 

Meeting Date    06/02/2014    Country    USA    Provider Security ID    91324P102
Record Date    04/04/2014    Meeting Type    Annual    Ticker    UNH

 

Shares Voted 763    Primary CUSIP 91324P102    Primary ISIN US91324P1021    Primary SEDOL 2917766

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director Edson Bueno   Mgmt   For   For
Elect Director Richard T. Burke   Mgmt   For   For
Elect Directo Robert J. Darretta   Mgmt   For   For
Elect Director Stephen J. Hemsley   Mgmt   For   For
Elect Director Michele J. Hooper   Mgmt   For   For
Elect Director Rodger A. Lawson   Mgmt   For   For
Elect Director Douglas W. Leatherdale   Mgmt   For   For
Elect Director Glenn M. Renwick   Mgmt   For   For
Elect Director Kenneth I. Shine   Mgmt   For   For
Elect Director Gail R. Wilensky   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    192446102
Record Date    04/07/2014    Meeting Type    Annual    Ticker    CTSH

 

Shares Voted 1,762    Primary CUSIP 192446102    Primary ISIN US1924461023    Primary SEDOL 2257019

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Patsalos-Fox   Mgmt   For   For
Elect Director Robert E. Weissman   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Columbia Sportswear Company

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    198516106
Record Date    04/02/2014    Meeting Type    Annual    Ticker    COLM

 

Shares Voted 103    Primary CUSIP 198516106    Primary ISIN US1985161066    Primary SEDOL 2229126

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gertrude Boyle   Mgmt   For   For
Elect Director Timothy P. Boyle   Mgmt   For   For
Elect Director Sarah A. Bany   Mgmt   For   For
Elect Director Murrey R. Albers   Mgmt   For   For
Elect Director Stephen E. Babson   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Edward S. George   Mgmt   For   For
Elect Director Walter T. Klenz   Mgmt   For   For
Elect Director Ronald E. Nelson   Mgmt   For   For
Elect Director John W. Stanton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Cubist Pharmaceuticals, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    229678107
Record Date    04/08/2014    Meeting Type    Annual    Ticker    CBST

 

Shares Voted 300    Primary CUSIP 229678107    Primary ISIN US2296781071    Primary SEDOL 2240934

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Bonney   Mgmt   For   For
Elect Director Jane Henney   Mgmt   For   For
Elect Director Leon Moulder, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MasterCard Incorporated

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    57636Q104
Record Date    04/09/2014    Meeting Type    Annual    Ticker    MA

 

Shares Voted 890    Primary CUSIP 57636Q104    Primary ISIN US57636Q1040    Primary SEDOL B121557

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Haythornthwaite   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Silvio Barzi   Mgmt   For   For
Elect Director David R. Carlucci   Mgmt   For   For
Elect Director Steven J. Freiberg   Mgmt   For   For
Elect Director Julius Genachowski   Mgmt   For   For
Elect Director Merit E. Janow   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Marc Olivie   Mgmt   For   For
Elect Director Rima Qureshi   Mgmt   For   For
Elect Director Jose Octavio Reyes Lagunes   Mgmt   For   For
Elect Director Jackson P. Tai   Mgmt   For   For
Elect Director Edward Suning Tian   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Monster Worldwide, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    611742107
Record Date    04/09/2014    Meeting Type    Annual    Ticker    MWW

 

Shares Voted 2,300    Primary CUSIP 611742107    Primary ISIN US6117421072    Primary SEDOL 2892045

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Salvatore Iannuzzi   Mgmt   For   For
Elect Director John Gaulding   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   Against
Elect Director Jeffrey F. Rayport   Mgmt   For   For
Elect Director Roberto Tunioli   Mgmt   For   Against
Elect Director Timothy T. Yates   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Syntel, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    87162H103
Record Date    04/08/2014    Meeting Type    Annual    Ticker    SYNT

 

Shares Voted 114    Primary CUSIP 87162H103    Primary ISIN US87162H1032    Primary SEDOL 2095703

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paritosh K. Choksi   Mgmt   For   For
Elect Director Bharat Desai   Mgmt   For   For
Elect Director Thomas Doke   Mgmt   For   For
Elect Director Rajesh Mashruwala   Mgmt   For   For
Elect Director George R. Mrkonic, Jr.   Mgmt   For   For
Elect Director Prashant Ranade   Mgmt   For   For
Elect Director Neerja Sethi   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cabela’s Incorporated

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    126804301
Record Date    04/07/2014    Meeting Type    Annual    Ticker    CAB

 

Shares Voted 400    Primary CUSIP 126804301    Primary ISIN US1268043015    Primary SEDOL B00N2Z7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Theodore M. Armstrong   Mgmt   For   For
Elect Director James W. Cabela   Mgmt   For   For
Elect Director John H. Edmondson   Mgmt   For   For
Elect Director John Gottschalk   Mgmt   For   For
Elect Director Dennis Highby   Mgmt   For   For
Elect Director Reuben Mark   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Thomas L. Millner   Mgmt   For   For
Elect Director Donna M. Milrod   Mgmt   For   For
Elect Director Beth M. Pritchard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

FTI Consulting, Inc.

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    302941109
Record Date    03/25/2014    Meeting Type    Annual    Ticker    FCN

 

Shares Voted 86    Primary CUSIP 302941109    Primary ISIN US3029411093    Primary SEDOL 2351449

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brenda J. Bacon   Mgmt   For   For
Elect Director Claudio Costamagna   Mgmt   For   For
Elect Director James W. Crownover   Mgmt   For   For

Elect Director Vernon Ellis   Mgmt   For   For
Elect Director Nicholas C. Fanandakis   Mgmt   For   For
Elect Director Steven H. Gunby   Mgmt   For   For
Elect Director Gerard E. Holthaus   Mgmt   For   For
Elect Director Marc Holtzman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SolarCity Corporation

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    83416T100
Record Date    04/11/2014    Meeting Type    Annual    Ticker    SCTY

 

Shares Voted 400    Primary CUSIP 83416T100    Primary ISIN US83416T1007    Primary SEDOL B8BZJC4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Antonio J. Gracias   Mgmt   For   For
Elect Director Nancy E. Pfund   Mgmt   For   For
Elect Director Peter J. Rive   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

The Boston Beer Company, Inc.

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    100557107
Record Date    04/04/2014    Meeting Type    Annual    Ticker    SAM

 

Shares Voted 100    Primary CUSIP 100557107    Primary ISIN US1005571070    Primary SEDOL 2113393

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David A. Burwick   Mgmt   For   For
Elect Director Pearson C. Cummin, III   Mgmt   For   For
Elect Director Jeanne-Michel Valette   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Activision Blizzard, Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    00507V109
Record Date    04/07/2014    Meeting Type    Annual    Ticker    ATVI

 

Shares Voted 3,468    Primary CUSIP 00507V109    Primary ISIN US00507V1098    Primary SEDOL 2575818

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Corti   Mgmt   For   Against
Elect Director Brian G. Kelly   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Barry Meyer   Mgmt   For   For
Elect Director Robert J. Morgado   Mgmt   For   Against
Elect Director Peter Nolan   Mgmt   For   For
Elect Director Richard Sarnoff   Mgmt   For   For
Elect Director Elaine Wynn   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Amend Provisions Relating to the Relationship with Vivendi   Mgmt   For   For
Amend Provisions Relating to Supermajority and Special Voting Requirements   Mgmt   For   For
Amend Provisions Relating to the Ability to Amend Bylaws   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Ingersoll-Rand plc

 

Meeting Date    06/05/2014    Country    Ireland    Provider Security ID    G47791101
Record Date    04/08/2014    Meeting Type    Annual    Ticker    IR

 

Shares Voted 937    Primary CUSIP G47791101    Primary ISIN IE00B6330302    Primary SEDOL B633030

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ann C. Berzin   Mgmt   For   For
Elect Director John Bruton   Mgmt   For   For
Elect Director Jared L. Cohon   Mgmt   For   For
Elect Director Gary D. Forsee   Mgmt   For   For
Elect Director Edward E. Hagenlocker   Mgmt   For   For
Elect Director Constance J. Horner   Mgmt   For   For
Elect Director Michael W. Lamach   Mgmt   For   For
Elect Director Theodore E. Martin   Mgmt   For   For
Elect Director John P. Surma   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Renew Directors’ Authority to Issue Shares   Mgmt   For   For
Renew Directors’ Authority to Issue Shares for Cash   Mgmt   For   For
Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares   Mgmt   For   For

Live Nation Entertainment, Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    538034109
Record Date    04/10/2014    Meeting Type    Annual    Ticker    LYV

 

Shares Voted 836    Primary CUSIP 538034109    Primary ISIN US5380341090    Primary SEDOL B0T7YX2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Carleton   Mgmt   For   Against
Elect Director Jonathan Dolgen   Mgmt   For   For
Elect Director Ariel Emanuel   Mgmt   For   For
Elect Director Robert Ted Enloe, III   Mgmt   For   Against
Elect Director Jeffrey T. Hinson   Mgmt   For   For
Elect Director Margaret “Peggy” Johnson   Mgmt   For   For
Elect Director James S. Kahan   Mgmt   For   For

Elect Director Gregory B. Maffei   Mgmt   For   For
Elect Director Randall T. Mays   Mgmt   For   For
Elect Director Michael Rapino   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MarketAxess Holdings Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    57060D108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    MKTX

 

Shares Voted 200    Primary CUSIP 57060D108    Primary ISIN US57060D1081    Primary SEDOL B03Q9D0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard M. McVey   Mgmt   For   For
Elect Director Steven L. Begleiter   Mgmt   For   For
Elect Director Stephen P. Casper   Mgmt   For   For
Elect Director Jane Chwick   Mgmt   For   For
Elect Director William F. Cruger   Mgmt   For   For
Elect Director David G. Gomach   Mgmt   For   For
Elect Director Carlos M. Hernandez   Mgmt   For   For
Elect Director Ronald M. Hersch   Mgmt   For   For
Elect Director John Steinhardt   Mgmt   For   For
Elect Director James J. Sullivan   Mgmt   For   For
Elect Director Lesley Daniels Webster   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

DFC Global Corp.

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    23324T107
Record Date    04/29/2014    Meeting Type    Special    Ticker    DLLR

 

Shares Voted 900    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   Against
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   Against

Marriott Vacations Worldwide Corporation

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    57164Y107
Record Date    04/10/2014    Meeting Type    Annual    Ticker    VAC

 

Shares Voted 200    Primary CUSIP 57164Y107    Primary ISIN US57164Y1073    Primary SEDOL B45K9N8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C.E. Andrews   Mgmt   For   For
Elect Director William W. McCarten   Mgmt   For   For

Elect Director William J. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Wal-Mart Stores, Inc.

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    931142103
Record Date    04/11/2014    Meeting Type    Annual    Ticker    WMT

 

Shares Voted 2,410    Primary CUSIP 931142103    Primary ISIN US9311421039    Primary SEDOL 2936921

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aida M. Alvarez   Mgmt   For   Against
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Roger C. Corbett   Mgmt   For   For
Elect Director Pamela J. Craig   Mgmt   For   For
Elect Director Douglas N. Daft   Mgmt   For   Against
Elect Director Michael T. Duke   Mgmt   For   Against
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Marissa A. Mayer   Mgmt   For   For
Elect Director C. Douglas McMillon   Mgmt   For   For
Elect Director Gregory B. Penner   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Jim C. Walton   Mgmt   For   For
Elect Director S. Robson Walton   Mgmt   For   Against
Elect Director Linda S. Wolf   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Disclosure of Recoupment Activity from Senior Officers   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

athenahealth, Inc.

 

Meeting Date    06/09/2014    Country    USA    Provider Security ID    04685W103
Record Date    04/15/2014    Meeting Type    Annual    Ticker    ATHN

 

Shares Voted 114    Primary CUSIP 04685W103    Primary ISIN US04685W1036    Primary SEDOL B24FJV8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Amy Abernethy   Mgmt   For   For
Elect Director Jonathan Bush   Mgmt   For   For
Elect Director Brandon Hull   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Motors Company

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    37045V100
Record Date    04/11/2014    Meeting Type    Annual    Ticker    GM

 

Shares Voted 957    Primary CUSIP 37045V100    Primary ISIN US37045V1008    Primary SEDOL B665KZ5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph J. Ashton   Mgmt   For   For
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director Stephen J. Girsky   Mgmt   For   For
Elect Director E. Neville Isdell   Mgmt   For   For
Elect Director Kathryn V. Marinello   Mgmt   For   For
Elect Director Michael G. Mullen   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Thomas M. Schoewe   Mgmt   For   For
Elect Director Theodore M. Solso   Mgmt   For   For
Elect Director Carol M. Stephenson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Isis Pharmaceuticals, Inc.

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    464330109
Record Date    04/11/2014    Meeting Type    Annual    Ticker    ISIS

 

Shares Voted 500    Primary CUSIP 464330109    Primary ISIN US4643301090    Primary SEDOL 2459785

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Spencer R. Berthelsen   Mgmt   For   For
Elect Director B. Lynne Parshall   Mgmt   For   For
Elect Director Joseph H. Wender   Mgmt   For   For
Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy   Mgmt   For   For
Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Non-Employee Director Stock Option Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Republic Airways Holdings Inc.

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    760276105
Record Date    04/14/2014    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 1,100    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Robert L. Colin   Mgmt   For   For
Elect Director Daniel P. Garton   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Caterpillar Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    149123101
Record Date    04/14/2014    Meeting Type    Annual    Ticker    CAT

 

Shares Voted 474    Primary CUSIP 149123101    Primary ISIN US1491231015    Primary SEDOL 2180201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Daniel M. Dickinson   Mgmt   For   For
Elect Director Juan Gallardo   Mgmt   For   For
Elect Director Jesse J. Greene, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Peter A. Magowan   Mgmt   For   For
Elect Director Dennis A. Muilenburg   Mgmt   For   For
Elect Director Douglas R. Oberhelman   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Edward B. Rust, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Review and Amend Human Rights Policies   SH   Against   For
Report on Controls to Ensure no Sales to Sudan   SH   Against   For
Provide for Cumulative Voting   SH   Against   Against

Compass Group plc

 

Meeting Date    06/11/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    06/09/2014    Meeting Type    Special    Ticker    CPG

 

Shares Voted 1,041    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Adopt New Articles of Association   Mgmt   For   For
Approve Matters Relating to the Return of Cash to Shareholders   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of New Ordinary Shares   Mgmt   For   For

 

EMCOR Group, Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    29084Q100
Record Date    04/16/2014    Meeting Type    Annual    Ticker    EME

 

Shares Voted 256    Primary CUSIP 29084Q100    Primary ISIN US29084Q1004    Primary SEDOL 2474164

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen W. Bershad   Mgmt   For   For
Elect Director David A.B. Brown   Mgmt   For   For
Elect Director Larry J. Bump   Mgmt   For   For
Elect Director Anthony J. Guzzi   Mgmt   For   For
Elect Director Richard F. Hamm, Jr.   Mgmt   For   For
Elect Director David H. Laidley   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Jerry E. Ryan   Mgmt   For   For
Elect Director Michael T. Yonker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Generac Holdings Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    368736104
Record Date    04/17/2014    Meeting Type    Annual    Ticker    GNRC

 

Shares Voted 300    Primary CUSIP 368736104    Primary ISIN US3687361044    Primary SEDOL B6197Q2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bennett Morgan   Mgmt   For   For
Elect Director Todd A. Adams   Mgmt   For   For
Elect Director Ralph W. Castner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For

Higher One Holdings, Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    42983D104
Record Date    04/16/2014    Meeting Type    Annual    Ticker    ONE

 

Shares Voted 1,200    Primary CUSIP 42983D104    Primary ISIN US42983D1046    Primary SEDOL B575RZ6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Volchek   Mgmt   For   For
Elect Director David Cromwell   Mgmt   For   For
Elect Director Lowell Robinson   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Mentor Graphics Corporation

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    587200106
Record Date    04/07/2014    Meeting Type    Annual    Ticker    MENT

 

Shares Voted 477    Primary CUSIP 587200106    Primary ISIN US5872001061    Primary SEDOL 2578033

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Keith L. Barnes   Mgmt   For   Withhold
Elect Director Peter Bonfield   Mgmt   For   Withhold
Elect Director Gregory K. Hinckley   Mgmt   For   Withhold
Elect Director J. Daniel McCranie   Mgmt   For   Withhold
Elect Director Patrick B. McManus   Mgmt   For   Withhold
Elect Director Walden C. Rhines   Mgmt   For   Withhold
Elect Director David S. Schechter   Mgmt   For   Withhold
Elect Director Jeffrey M. Stafeil   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Bundled Compensation Plans   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Stifel Financial Corp.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    860630102
Record Date    04/14/2014    Meeting Type    Annual    Ticker    SF

 

Shares Voted 300    Primary CUSIP 860630102    Primary ISIN US8606301021    Primary SEDOL 2849234

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce A. Beda   Mgmt   For   For
Elect Director Fredrick O. Hanser   Mgmt   For   For
Elect Director Ronald J. Kruszewski   Mgmt   For   For
Elect Director Thomas P. Mulroy   Mgmt   For   For
Elect Director Thomas W. Weisel   Mgmt   For   For

Elect Director Kelvin R. Westbrook   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Target Corporation

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    87612E106
Record Date    04/14/2014    Meeting Type    Annual    Ticker    TGT

 

Shares Voted 460    Primary CUSIP 87612E106    Primary ISIN US87612E1064    Primary SEDOL 2259101

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roxanne S. Austin   Mgmt   For   Against
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   Against
Elect Director Henrique De Castro   Mgmt   For   Against
Elect Director James A. Johnson   Mgmt   For   Against
Elect Director Mary E. Minnick   Mgmt   For   Against
Elect Director Anne M. Mulcahy   Mgmt   For   Against
Elect Director Derica W. Rice   Mgmt   For   Against
Elect Director Kenneth L. Salazar   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Perquisites   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations   SH   Against   Against

Gulfport Energy Corporation

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    402635304
Record Date    04/23/2014    Meeting Type    Annual    Ticker    GPOR

 

Shares Voted 400    Primary CUSIP 402635304    Primary ISIN US4026353049    Primary SEDOL 2398684

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael G. Moore   Mgmt   For   For
Elect Director Donald L. Dillingham   Mgmt   For   For
Elect Director Craig Groeschel   Mgmt   For   For
Elect Director David L. Houston   Mgmt   For   For
Elect Director Michael S. Reddin   Mgmt   For   For
Elect Director Scott E. Streller   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Omega Healthcare Investors, Inc.

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    681936100
Record Date    04/23/2014    Meeting Type    Annual    Ticker    OHI

 

Shares Voted 510    Primary CUSIP 681936100    Primary ISIN US6819361006    Primary SEDOL 2043274

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara B. Hill   Mgmt   For   For
Elect Director Harold J. Kloosterman   Mgmt   For   For
Elect Director C. Taylor Pickett   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Universal Health Realty Income Trust

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    91359E105
Record Date    04/14/2014    Meeting Type    Annual    Ticker    UHT

 

Shares Voted 300    Primary CUSIP 91359E105    Primary ISIN US91359E1055    Primary SEDOL 2927497

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Miller   Mgmt   For   For
Elect Director Robert F. McCadden   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date    06/13/2014    Country    Japan    Provider Security ID    J22302111
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7267

 

Shares Voted 796    Primary CUSIP J22302111    Primary ISIN JP3854600008    Primary SEDOL 6435145

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Nonaka, Toshihiko   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Kunii, Hideko   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For
Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For

InnerWorkings, Inc.

 

Meeting Date    06/13/2014    Country    USA    Provider Security ID    45773Y105
Record Date    04/15/2014    Meeting Type    Annual    Ticker    INWK

 

Shares Voted 1,200    Primary CUSIP 45773Y105    Primary ISIN US45773Y1055    Primary SEDOL B17W6V8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack M. Greenberg   Mgmt   For   For
Elect Director Eric D. Belcher   Mgmt   For   For
Elect Director Charles K. Bobrinskoy   Mgmt   For   For
Elect Director Daniel M. Friedberg   Mgmt   For   For
Elect Director David Fisher   Mgmt   For   For
Elect Director J. Patrick Gallagher, Jr.   Mgmt   For   For
Elect Director Julie M. Howard   Mgmt   For   For
Elect Director Linda S. Wolf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

CVR Energy, Inc.

 

Meeting Date    06/17/2014    Country    USA    Provider Security ID    12662P108
Record Date    04/21/2014    Meeting Type    Annual    Ticker    CVI

 

Shares Voted 328    Primary CUSIP 12662P108    Primary ISIN US12662P1084    Primary SEDOL B23PS12

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bob G. Alexander   Mgmt   For   For
Elect Director SungHwan Cho   Mgmt   For   Withhold
Elect Director Carl C. Icahn   Mgmt   For   Withhold
Elect Director Courtney Mather   Mgmt   For   Withhold
Elect Director John J. Lipinski   Mgmt   For   Withhold
Elect Director Samuel Merksamer   Mgmt   For   Withhold
Elect Director Stephen Mongillo   Mgmt   For   For
Elect Director Andrew Roberto   Mgmt   For   Withhold
Elect Director James M. Strock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    06/17/2014    Country    USA    Provider Security ID    35671D857
Record Date    04/21/2014    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 712    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For

Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Lydia H. Kennard   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   Withhold
Elect Director James R. Moffett   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Elect Director Frances Fragos Townsend   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Require Director Nominee with Environmental Experience   SH   Against   Against

Toyota Motor Corp.

 

Meeting Date    06/17/2014    Country    Japan    Provider Security ID    J92676113
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7203

 

Shares Voted 1,425    Primary CUSIP J92676113    Primary ISIN JP3633400001    Primary SEDOL 6900643

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 100   Mgmt   For   For
Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For
Elect Director Fukuichi, Tokuo   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   Against
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Appoint Statutory Auditor Nakatsugawa, Masaki   Mgmt   For   For
Appoint Statutory Auditor Kitayama, Teisuke   Mgmt   For   Against
Appoint Alternate Statutory Auditor Sakai, Ryuuji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Disposal of Treasury Shares for a Private Placement   Mgmt   For   For

Bankrate, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    06647F102
Record Date    04/23/2014    Meeting Type    Annual    Ticker    RATE

 

Shares Voted 414    Primary CUSIP 06647F102    Primary ISIN US06647F1021    Primary SEDOL B4WDWB9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter C. Morse   Mgmt   For   Withhold
Elect Director Christian Stahl   Mgmt   For   Withhold
Elect Director Mitch Truwit   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For

Fred’s, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    356108100
Record Date    05/02/2014    Meeting Type    Annual    Ticker    FRED

 

Shares Voted 800    Primary CUSIP 356108100    Primary ISIN US3561081007    Primary SEDOL 2354385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Hayes   Mgmt   For   For
Elect Director John R. Eisenman   Mgmt   For   For
Elect Director Thomas H. Tashjian   Mgmt   For   Withhold
Elect Director B. Mary McNabb   Mgmt   For   Withhold
Elect Director Michael T. McMillan   Mgmt   For   For
Elect Director Bruce A. Efird   Mgmt   For   For
Elect Director Steven R. Fitzpatrick   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Men’s Wearhouse, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    587118100
Record Date    04/30/2014    Meeting Type    Annual    Ticker    MW

 

Shares Voted 161    Primary CUSIP 587118100    Primary ISIN US5871181005    Primary SEDOL 2576327

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Elect Director Allen I. Questrom   Mgmt   For   For
Elect Director B. Michael Becker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Hitachi Ltd.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J20454112
Record Date    03/31/2014    Meeting Type    Annual    Ticker    6501

 

Shares Voted 2,498    Primary CUSIP J20454112    Primary ISIN JP3788600009    Primary SEDOL 6429104

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Philip Yeo   Mgmt   For   For
Elect Director Yoshihara, Hiroaki   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Higashihara, Toshiaki   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For
Elect Director Mochida, Nobuo   Mgmt   For   For

Mitsubishi Corp.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J43830116
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8058

 

Shares Voted 631    Primary CUSIP J43830116    Primary ISIN JP3898400001    Primary SEDOL 6596785

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 38   Mgmt   For   For
Amend Articles To Clarify that Company President is a Role Filled by an Executive Officer   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For
Elect Director Miyauchi, Takahisa   Mgmt   For   For
Elect Director Uchino, Shuma   Mgmt   For   For
Elect Director Mori, Kazuyuki   Mgmt   For   For
Elect Director Hirota, Yasuhito   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For
Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Appoint Statutory Auditor Nabeshima, Hideyuki   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

SoftBank Corp.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J75963108
Record Date    03/31/2014    Meeting Type    Annual    Ticker    9984

 

Shares Voted 537    Primary CUSIP J75963108    Primary ISIN JP3436100006    Primary SEDOL 6770620

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Goto, Yoshimitsu   Mgmt   For   For
Elect Director Fujihara, Kazuhiko   Mgmt   For   For
Elect Director Nagamori, Shigenobu   Mgmt   For   For

East Japan Railway Co.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J1257M109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    9020

 

Shares Voted 114    Primary CUSIP J1257M109    Primary ISIN JP3783600004    Primary SEDOL 6298542

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Seino, Satoshi   Mgmt   For   For
Elect Director Ogata, Masaki   Mgmt   For   For
Elect Director Tomita, Tetsuro   Mgmt   For   For
Elect Director Fukasawa, Yuuji   Mgmt   For   For
Elect Director Yagishita, Naomichi   Mgmt   For   For
Elect Director Morimoto, Yuuji   Mgmt   For   For
Elect Director Haraguchi, Tsukasa   Mgmt   For   For
Elect Director Kawanobe, Osamu   Mgmt   For   For
Elect Director Ichinose, Toshiro   Mgmt   For   For
Elect Director Sawamoto, Takashi   Mgmt   For   For
Elect Director Nakai, Masahiko   Mgmt   For   For
Elect Director Umehara, Yasuyoshi   Mgmt   For   For
Elect Director Takahashi, Makoto   Mgmt   For   For
Elect Director Fukuda, Yasushi   Mgmt   For   For
Elect Director Nishiyama, Takao   Mgmt   For   For
Elect Director Eto, Takashi   Mgmt   For   For
Elect Director Sasaki, Takeshi   Mgmt   For   For
Elect Director Hamaguchi, Tomokazu   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Amend Articles to Allow Shareholder Meeting Resolutions on Business Plans Related to Tohoku Earthquake Reconstruction   SH   Against   Against
Create Damaged Railroad Reconstruction Committee   SH   Against   Against

Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings   SH   Against   Against
Create Compliance Committee   SH   Against   Against
Amend Articles to Require Disclosure of Top Five Individual Director Compensation in Proxy Materials   SH   Against   For
Amend Articles to Require At Least Three Outsiders on Board of Directors   SH   Against   For
Remove Chairman Satoshi Seino from the Board of Directors   SH   Against   Against
Remove Vice Chairman Masaki Ogata from the Board of Directors   SH   Against   Against
Remove Representative Director and President Tetsuro Tomita from the Board of Directors   SH   Against   Against
Remove Representative Director and Vice President Yuuji Fukasawa from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Morimoto from the Board of Directors   SH   Against   Against
Reduce Director and Statutory Auditor Compensation by 20 Percent   SH   Against   Against
Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines   SH   Against   Against

Japan Tobacco Inc

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J27869106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    2914

 

Shares Voted 600    Primary CUSIP J27869106    Primary ISIN JP3726800000    Primary SEDOL 6474535

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Amend Articles To Change Fiscal Year End   Mgmt   For   For
Elect Director Tango, Yasutake   Mgmt   For   For
Elect Director Koizumi, Mitsuomi   Mgmt   For   For
Elect Director Shingai, Yasushi   Mgmt   For   For
Elect Director Okubo, Noriaki   Mgmt   For   For
Elect Director Saeki, Akira   Mgmt   For   For
Elect Director Miyazaki, Hideki   Mgmt   For   For
Elect Director Oka, Motoyuki   Mgmt   For   For
Elect Director Koda, Main   Mgmt   For   For
Appoint Alternate Statutory Auditor Masaki, Michio   Mgmt   For   For
Approve Alternate Income Allocation, with a Final Dividend of JPY 150   SH   Against   Against
Authorize Share Repurchase of Up To 200 Million Shares in the Coming Year   SH   Against   For
Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares   SH   Against   For
Cancel the Company’s Treasury Shares   SH   Against   For
Amend Articles to Allow Shareholder Meetings to Resolve on Share Warrants   SH   Against   Against

Kite Realty Group Trust

 

Meeting Date    06/24/2014    Country    USA    Provider Security ID    49803T102
Record Date    05/05/2014    Meeting Type    Special    Ticker    KRG

 

Shares Voted 2,100    Primary CUSIP 49803T102    Primary ISIN US49803T1025    Primary SEDOL B02H893

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J4599L102
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8411

 

Shares Voted 11,650    Primary CUSIP J4599L102    Primary ISIN JP3885780001    Primary SEDOL 6591014

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3.5   Mgmt   For   Against
Amend Articles To Adopt U.S.-Style Board Structure—Reduce Directors’ Term—Recognize Validity of Board Resolutions in Written or Electronic Format—Authorize Board to Determine Income Allocation – Remove Provisions on Class 13 Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Aya, Ryusuke   Mgmt   For   For
Elect Director Shimbo, Junichi   Mgmt   For   For
Elect Director Fujiwara, Koji   Mgmt   For   For
Elect Director Takahashi, Hideyuki   Mgmt   For   For
Elect Director Funaki, Nobukatsu   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Kawamura, Takashi   Mgmt   For   For
Elect Director Kainaka, Tatsuo   Mgmt   For   Against
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Elect Director Ota, Hiroko   Mgmt   For   For
Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So   SH   Against   Against
Approve Alternate Income Allocation, with a Final Dividend of JPY 5   SH   Against   For
Amend Articles to Put Director Nominees’ and Statutory Auditor Nominees’ Concurrent Posts at Listed Companies in Proxy Materials   SH   Against   Against
Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as “Vulture” to Characterize Foreign Shareholders   SH   Against   Against
Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect   SH   Against   Against
Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups   SH   Against   Against
Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company’s Website   SH   Against   Against
Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Manipulating Stock Prices on Green-Sheet Markets   SH   Against   Against

Nissan Motor Co. Ltd.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J57160129
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7201

 

Shares Voted 1,170    Primary CUSIP J57160129    Primary ISIN JP3672400003    Primary SEDOL 6642860

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   For
Elect Director Sakamoto, Hideyuki   Mgmt   For   For
Elect Director Matsumoto, Fumiaki   Mgmt   For   For
Elect Director Bernard Rey   Mgmt   For   For
Appoint Statutory Auditor Imazu, Hidetoshi   Mgmt   For   For
Appoint Statutory Auditor Nakamura, Toshiyuki   Mgmt   For   For
Appoint Statutory Auditor Nagai, Motoo   Mgmt   For   Against

Restoration Hardware Holdings, Inc.

 

Meeting Date    06/25/2014    Country    USA    Provider Security ID    761283100
Record Date    05/05/2014    Meeting Type    Annual    Ticker    RH

 

Shares Voted 200    Primary CUSIP 761283100    Primary ISIN US7612831005    Primary SEDOL B8V9GG9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katie Mitic   Mgmt   For   For
Elect Director Thomas Mottola   Mgmt   For   Withhold
Elect Director Barry Sternlicht   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year
Ratify Auditors   Mgmt   For   For

Genesco Inc.

 

Meeting Date    06/26/2014    Country    USA    Provider Security ID    371532102
Record Date    04/28/2014    Meeting Type    Annual    Ticker    GCO

 

Shares Voted 100    Primary CUSIP 371532102    Primary ISIN US3715321028    Primary SEDOL 2367101

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joanna Barsh   Mgmt   For   For
Elect Director James S. Beard   Mgmt   For   For
Elect Director Leonard L. Berry   Mgmt   For   For
Elect Director William F. Blaufuss, Jr.   Mgmt   For   For
Elect Director James W. Bradford   Mgmt   For   For
Elect Director Robert J. Dennis   Mgmt   For   For
Elect Director Matthew C. Diamond   Mgmt   For   For
Elect Director Marty G. Dickens   Mgmt   For   For
Elect Director Thurgood Marshall, Jr.   Mgmt   For   For
Elect Director Kathleen Mason   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Fanuc Corp.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J13440102
Record Date    03/31/2014    Meeting Type    Annual    Ticker    6954

 

Shares Voted 154    Primary CUSIP J13440102    Primary ISIN JP3802400006    Primary SEDOL 6356934

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 93.26   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Inaba, Yoshiharu   Mgmt   For   For
Elect Director Yamaguchi, Kenji   Mgmt   For   For
Elect Director Uchida, Hiroyuki   Mgmt   For   For
Elect Director Gonda, Yoshihiro   Mgmt   For   For
Elect Director Inaba, Kiyonori   Mgmt   For   For
Elect Director Matsubara, Shunsuke   Mgmt   For   For
Elect Director Noda, Hiroshi   Mgmt   For   For
Elect Director Kohari, Katsuo   Mgmt   For   For
Elect Director Okada, Toshiya   Mgmt   For   For
Elect Director Richard E. Schneider   Mgmt   For   For
Elect Director Olaf C. Gehrels   Mgmt   For   For
Elect Director Ono, Masato   Mgmt   For   For
Appoint Statutory Auditor Sumikawa, Masaharu   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors   Mgmt   For   For

Mitsubishi Estate Co Ltd

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J43916113
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8802

 

Shares Voted 1,000    Primary CUSIP J43916113    Primary ISIN JP3899600005    Primary SEDOL 6596729

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Kimura, Keiji   Mgmt   For   For
Elect Director Sugiyama, Hirotaka   Mgmt   For   For
Elect Director Yanagisawa, Yutaka   Mgmt   For   For
Elect Director Kazama, Toshihiko   Mgmt   For   For
Elect Director Kato, Jo   Mgmt   For   For
Elect Director Aiba, Naoto   Mgmt   For   For
Elect Director Ono, Masamichi   Mgmt   For   For
Elect Director Okusa, Toru   Mgmt   For   For
Elect Director Tanisawa, Junichi   Mgmt   For   For
Elect Director Matsuhashi, Isao   Mgmt   For   For
Elect Director Tokiwa, Fumikatsu   Mgmt   For   For
Elect Director Gomi, Yasumasa   Mgmt   For   For
Elect Director Tomioka, Shuu   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kenji   Mgmt   For   Against

Mitsubishi UFJ Financial Group

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J44497105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8306

 

Shares Voted 6,453    Primary CUSIP J44497105    Primary ISIN JP3902900004    Primary SEDOL 6335171

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   For   For
Elect Director Sono, Kiyoshi   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Kuroda, Tadashi   Mgmt   For   For
Elect Director Nagaoka, Takashi   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Okuda, Tsutomu   Mgmt   For   For
Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Okamoto, Kunie   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Elect Director Matsuyama, Haruka   Mgmt   For   For
Appoint Statutory Auditor Sato, Yukihiro   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For

Orexigen Therapeutics, Inc.

 

Meeting Date    06/27/2014    Country    USA    Provider Security ID    686164104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    OREX

 

Shares Voted 2,100    Primary CUSIP 686164104    Primary ISIN US6861641040    Primary SEDOL B1WLCZ6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eckard Weber   Mgmt   For   For
Elect Director Patrick J. Mahaffy   Mgmt   For   Withhold
Elect Director Michael A. Narachi   Mgmt   For   For
Approve Flexible Settlement Feature for the Potential Conversion of the Notes   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J7771X109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8316

 

Shares Voted 605    Primary CUSIP J7771X109    Primary ISIN JP3890350006    Primary SEDOL 6563024

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Elect Director Miyata, Koichi   Mgmt   For   For
Elect Director Kurumatani, Nobuaki   Mgmt   For   For
Elect Director Inoue, Atsuhiko   Mgmt   For   For
Elect Director Ota, Jun   Mgmt   For   For
Elect Director Yokoyama, Yoshinori   Mgmt   For   For
Appoint Statutory Auditor Nakao, Kazuhiko   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J8129E108
Record Date    03/31/2014    Meeting Type    Annual    Ticker    4502

 

Shares Voted 485    Primary CUSIP J8129E108    Primary ISIN JP3463000004    Primary SEDOL 6870445

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Amend Articles To Transfer Authority to Preside over Shareholder Meetings from President to Representative Director   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Christophe Weber   Mgmt   For   For
Elect Director Francois Roger   Mgmt   For   For
Elect Director Sakane, Masahiro   Mgmt   For   For
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Performance-Based Equity Compensation for Directors   Mgmt   For   For

Tesco plc

 

Meeting Date    06/27/2014    Country    United Kingdom    Provider Security ID    G87621101
Record Date    06/25/2014    Meeting Type    Annual    Ticker    TSCO

 

Shares Voted 4,315    Primary CUSIP G87621101    Primary ISIN GB0008847096    Primary SEDOL 0884709

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Armour as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For
Re-elect Gareth Bullock as Director   Mgmt   For   For
Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Institution Account(s): db X-trackers 2030 Target Date Fund

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    07/16/2013    Country    USA    Provider Security ID    35671D857
Record Date    05/24/2013    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 1,216    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For
Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director James R. Moffett   Mgmt   For   For
Elect Director B. M. Rankin, Jr.   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Request Director Nominee with Environmental Qualifications   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Adopt Policy and Report on Board Diversity   SH   Against   For
Amend Bylaws— Call Special Meetings   SH   Against   For

Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/16/2013    Country    Spain    Provider Security ID    E6282J109
Record Date    07/11/2013    Meeting Type    Annual    Ticker    ITX

 

Shares Voted 216    Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Individual Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements, and Discharge of Board   Mgmt   For   For
Approve Updated Balance Sheets to Benefit from New Tax Regulation   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For

Approve Long Term Incentive Plan   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

BT Group plc

 

Meeting Date    07/17/2013    Country    United Kingdom    Provider Security ID    G16612106
Record Date    07/15/2013    Meeting Type    Annual    Ticker    BT.A

 

Shares Voted 7,762    Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Ian Livingston as Director   Mgmt   For   For
Re-elect Tony Chanmugam as Director   Mgmt   For   For
Re-elect Gavin Patterson as Director   Mgmt   For   For
Re-elect Tony Ball as Director   Mgmt   For   For
Re-elect Patricia Hewitt as Director   Mgmt   For   For
Re-elect Phil Hodkinson as Director   Mgmt   For   For
Re-elect Karen Richardson as Director   Mgmt   For   For
Re-elect Nick Rose as Director   Mgmt   For   For
Re-elect Jasmine Whitbread as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For

Triumph Group, Inc.

 

Meeting Date    07/18/2013    Country    USA    Provider Security ID    896818101
Record Date    05/31/2013    Meeting Type    Annual    Ticker    TGI

 

Shares Voted 374    Primary CUSIP 896818101    Primary ISIN US8968181011    Primary SEDOL 2893071

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul Bourgon   Mgmt   For   For
Elect Director Elmer L. Doty   Mgmt   For   For
Elect Director John G. Drosdick   Mgmt   For   For
Elect Director Ralph E. Eberhart   Mgmt   For   For

Elect Director Jeffry D. Frisby   Mgmt   For   For
Elect Director Richard C. Gozon   Mgmt   For   For
Elect Director Richard C. Ill   Mgmt   For   For
Elect Director William L. Mansfield   Mgmt   For   For
Elect Director Adam J. Palmer   Mgmt   For   For
Elect Director Joseph M. Silvestri   Mgmt   For   For
Elect Director George Simpson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    07/23/2013    Country    United Kingdom    Provider Security ID    G93882135
Record Date    07/19/2013    Meeting Type    Annual    Ticker    VOD

 

Shares Voted 50,307    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For
Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Elect Omid Kordestani as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

SABMiller plc

 

Meeting Date    07/25/2013    Country    United Kingdom    Provider Security ID    G77395104
Record Date    07/23/2013    Meeting Type    Annual    Ticker    SAB

 

Shares Voted 966    Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Guy Elliott as Director   Mgmt   For   For
Re-elect Mark Armour as Director   Mgmt   For   For
Re-elect Geoffrey Bible as Director   Mgmt   For   For
Re-elect Alan Clark as Director   Mgmt   For   For
Re-elect Dinyar Devitre as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect John Manser as Director   Mgmt   For   For
Re-elect John Manzoni as Director   Mgmt   For   For
Re-elect Miles Morland as Director   Mgmt   For   For
Re-elect Dr Dambisa Moyo as Director   Mgmt   For   For
Re-elect Carlos Perez Davila as Director   Mgmt   For   For
Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   For   For
Re-elect Helen Weir as Director   Mgmt   For   For
Re-elect Howard Willard as Director   Mgmt   For   For
Re-elect Jamie Wilson as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

National Grid plc

 

Meeting Date    07/29/2013    Country    United Kingdom    Provider Security ID    G6375K151
Record Date    07/27/2013    Meeting Type    Annual    Ticker    NG.

 

Shares Voted 4,219    Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Re-elect Nora Brownell as Director   Mgmt   For   For
Elect Jonathan Dawson as Director   Mgmt   For   For
Re-elect Paul Golby as Director   Mgmt   For   For
Re-elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Elect Mark Williamson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Cirrus Logic, Inc.

 

Meeting Date    07/30/2013    Country    USA    Provider Security ID    172755100
Record Date    05/31/2013    Meeting Type    Annual    Ticker    CRUS

 

Shares Voted 686    Primary CUSIP 172755100    Primary ISIN US1727551004    Primary SEDOL 2197308

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John C. Carter   Mgmt   For   For
Elect Director Timothy R. Dehne   Mgmt   For   For
Elect Director Jason P. Rhode   Mgmt   For   For
Elect Director Alan R. Schuele   Mgmt   For   For
Elect Director William D. Sherman   Mgmt   For   For
Elect Director Susan Wang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Bristow Group Inc.

 

Meeting Date    08/01/2013    Country    USA    Provider Security ID    110394103
Record Date    06/13/2013    Meeting Type    Annual    Ticker    BRS

Shares Voted 343    Primary CUSIP 110394103    Primary ISIN US1103941035    Primary SEDOL 2656229

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas N. Amonett   Mgmt   For   For
Elect Director Stephen J. Cannon   Mgmt   For   For
Elect Director William E. Chiles   Mgmt   For   For
Elect Director Michael A. Flick   Mgmt   For   For
Elect Director Lori A. Gobillot   Mgmt   For   For
Elect Director Ian A. Godden   Mgmt   For   For
Elect Director Stephen A. King   Mgmt   For   For
Elect Director Thomas C. Knudson   Mgmt   For   For
Elect Director Mathew Masters   Mgmt   For   For
Elect Director Bruce H. Stover   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

EnerSys

 

Meeting Date    08/01/2013    Country    USA    Provider Security ID    29275Y102
Record Date    06/07/2013    Meeting Type    Annual    Ticker    ENS

 

Shares Voted 362    Primary CUSIP 29275Y102    Primary ISIN US29275Y1029    Primary SEDOL B020GQ5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Craig   Mgmt   For   For
Elect Director Howard I. Hoffen   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Arctic Cat Inc.

 

Meeting Date    08/08/2013    Country    USA    Provider Security ID    039670104
Record Date    06/11/2013    Meeting Type    Annual    Ticker    ACAT

 

Shares Voted 514    Primary CUSIP 039670104    Primary ISIN US0396701049    Primary SEDOL 2047500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Claude J. Jordan   Mgmt   For   For
Elect Director Susan E. Lester   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The J. M. Smucker Company

 

Meeting Date    08/14/2013    Country    USA    Provider Security ID    832696405
Record Date    06/17/2013    Meeting Type    Annual    Ticker    SJM

Shares Voted 739    Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kathryn W. Dindo   Mgmt   For   For
Elect Director Robert B. Heisler, Jr.   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director Paul Smucker Wagstaff   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

CommVault Systems, Inc.

 

Meeting Date    08/21/2013    Country    USA    Provider Security ID    204166102
Record Date    07/01/2013    Meeting Type    Annual    Ticker    CVLT

 

Shares Voted 428    Primary CUSIP 204166102    Primary ISIN US2041661024    Primary SEDOL B142B38

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Armando Geday   Mgmt   For   For
Elect Director F. Robert Kurimsky   Mgmt   For   For
Elect Director David F. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Medtronic, Inc.

 

Meeting Date    08/22/2013    Country    USA    Provider Security ID    585055106
Record Date    07/01/2013    Meeting Type    Annual    Ticker    MDT

 

Shares Voted 1,457    Primary CUSIP 585055106    Primary ISIN US5850551061    Primary SEDOL 2575465

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Anderson   Mgmt   For   For
Elect Director Scott C. Donnelly   Mgmt   For   For
Elect Director Victor J. Dzau   Mgmt   For   For
Elect Director Omar Ishrak   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Michael O. Leavitt   Mgmt   For   For
Elect Director James T. Lenehan   Mgmt   For   For
Elect Director Denise M. O’Leary   Mgmt   For   For
Elect Director Kendall J. Powell   Mgmt   For   For
Elect Director Robert C. Pozen   Mgmt   For   For
Elect Director Preetha Reddy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Establishing Range For Board Size   Mgmt   For   For
Reduce Supermajority Vote Requirement for Removal of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Amendment of Articles   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    08/27/2013    Country    Israel    Provider Security ID    M8769Q102
Record Date    07/25/2013    Meeting Type    Annual    Ticker    TEVA

 

Shares Voted 995    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Reelect Moshe Many as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Amir Elstein as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO   Mgmt   For   For
Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO   Mgmt   For   For
Approve Compensation Policy for the Directors and Officers of the Company   Mgmt   For   For
Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share   Mgmt   For   For
Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting   Mgmt   For   For
Discuss Financial Statements for 2012   Mgmt    
Vote YES where indicated if you are a controlling shareholder or have a personal interest in item; otherwise, vote NO where indicated. You may not abstain. If you vote YES on specific items, please provide an explanation to your account manager.   Mgmt   None   Against

Finisar Corporation

 

Meeting Date    09/03/2013    Country    USA    Provider Security ID    31787A507
Record Date    07/12/2013    Meeting Type    Annual    Ticker    FNSR

 

Shares Voted 857    Primary CUSIP 31787A507    Primary ISIN US31787A5074    Primary SEDOL 2517832

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry S. Rawls   Mgmt   For   For
Elect Director Robert N. Stephens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Lions Gate Entertainment Corp.

 

Meeting Date    09/10/2013    Country    Canada    Provider Security ID    535919203
Record Date    07/19/2013    Meeting Type    Annual    Ticker    LGF

Shares Voted 1,285    Primary CUSIP 535919203    Primary ISIN CA5359192039    Primary SEDOL 2753506

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Burns   Mgmt   For   For
Elect Director Gordon Crawford   Mgmt   For   For
Elect Director Arthur Evrensel   Mgmt   For   For
Elect Director Jon Feltheimer   Mgmt   For   For
Elect Director Frank Giustra   Mgmt   For   For
Elect Director Morley Koffman   Mgmt   For   For
Elect Director Harald Ludwig   Mgmt   For   For
Elect Director G. Scott Paterson   Mgmt   For   For
Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Daryl Simm   Mgmt   For   For
Elect Director Hardwick Simmons   Mgmt   For   For
Elect Director Phyllis Yaffe   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

The Men’s Wearhouse, Inc.

 

Meeting Date    09/10/2013    Country    USA    Provider Security ID    587118100
Record Date    07/22/2013    Meeting Type    Annual    Ticker    MW

 

Shares Voted 432    Primary CUSIP 587118100    Primary ISIN US5871181005    Primary SEDOL 2576327

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Michael L. Ray   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director Deepak Chopra   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Elect Director Allen I. Questrom   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Sustainability   SH   Against   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Republic Airways Holdings Inc.

 

Meeting Date    09/17/2013    Country    USA    Provider Security ID    760276105
Record Date    07/29/2013    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 1,800    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Elect Director Richard P. Schifter   Mgmt   For   For
Elect Director David N. Siegel   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

ViaSat, Inc.

 

Meeting Date    09/18/2013    Country    USA    Provider Security ID    92552V100
Record Date    07/22/2013    Meeting Type    Annual    Ticker    VSAT

 

Shares Voted 374    Primary CUSIP 92552V100    Primary ISIN US92552V1008    Primary SEDOL 2946243

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert Bowman   Mgmt   For   For
Elect Director B. Allen Lay   Mgmt   For   For
Elect Director Jeffrey Nash   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

Diageo plc

 

Meeting Date    09/19/2013    Country    United Kingdom    Provider Security ID    G42089113
Record Date    09/17/2013    Meeting Type    Annual    Ticker    DGE

 

Shares Voted 2,778    Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies as Director   Mgmt   For   For
Re-elect Ho KwonPing as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Ivan Menezes as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For

Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

NIKE, Inc.

 

Meeting Date    09/19/2013    Country    USA    Provider Security ID    654106103
Record Date    07/19/2013    Meeting Type    Annual    Ticker    NKE

 

Shares Voted 1,333    Primary CUSIP 654106103    Primary ISIN US6541061031    Primary SEDOL 2640147

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Phyllis M. Wise   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Cooper Tire & Rubber Company

 

Meeting Date    09/30/2013    Country    USA    Provider Security ID    216831107
Record Date    08/30/2013    Meeting Type    Special    Ticker    CTB

 

Shares Voted 600    Primary CUSIP 216831107    Primary ISIN US2168311072    Primary SEDOL 2222608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Harris Teeter Supermarkets, Inc.

 

Meeting Date    10/03/2013    Country    USA    Provider Security ID    414585109
Record Date    08/22/2013    Meeting Type    Special    Ticker    HTSI

 

Shares Voted 457    Primary CUSIP 414585109    Primary ISIN US4145851097    Primary SEDOL B7GH6J4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date    10/08/2013    Country    USA    Provider Security ID    742718109
Record Date    08/09/2013    Meeting Type    Annual    Ticker    PG

Shares Voted 4,089    Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director A.G. Lafley   Mgmt   For   For
Elect Director Terry J. Lundgren   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For
Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ruby Tuesday, Inc.

 

Meeting Date    10/09/2013    Country    USA    Provider Security ID    781182100
Record Date    08/12/2013    Meeting Type    Annual    Ticker    RT

 

Shares Voted 2,679    Primary CUSIP 781182100    Primary ISIN US7811821005    Primary SEDOL 2757616

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Buettgen   Mgmt   For   For
Elect Director Matthew A. Drapkin   Mgmt   For   Against
Elect Director Bernard Lanigan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CSL Ltd.

 

Meeting Date    10/16/2013    Country    Australia    Provider Security ID    Q3018U109
Record Date    10/14/2013    Meeting Type    Annual    Ticker    CSL

 

Shares Voted 567    Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Akehurst as Director   Mgmt   For   For
Elect Marie McDonald as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 25,000 Performance Rights to Paul Perreault, Managing Director of the Company   Mgmt   For   For
Approve the Termination Benefits of Brian McNamee   Mgmt   For   For

Array BioPharma Inc.

 

Meeting Date    10/23/2013    Country    USA    Provider Security ID    04269X105
Record Date    08/26/2013    Meeting Type    Annual    Ticker    ARRY

 

Shares Voted 3,900    Primary CUSIP 04269X105    Primary ISIN US04269X1054    Primary SEDOL 2678654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   Withhold
Elect Director Gil J. Van Lunsen   Mgmt   For   For
Elect Director John L. Zabriskie   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

BHP Billiton plc

 

Meeting Date    10/24/2013    Country    United Kingdom    Provider Security ID    G10877101
Record Date    10/22/2013    Meeting Type    Annual    Ticker    BLT

 

Shares Voted 1,950    Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Grant of Deferred Shares and Performance Shares under the Group’s Employee Equity Plans to Andrew Mackenzie   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Pat Davies as Director   Mgmt   For   For
Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For
Re-elect Keith Rumble as Director   Mgmt   For   For
Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Against   Against

Leap Wireless International, Inc.

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    521863308
Record Date    09/17/2013    Meeting Type    Special    Ticker    LEAP

 

Shares Voted 1,675    Primary CUSIP 521863308    Primary ISIN US5218633080    Primary SEDOL B02L895

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Saks Incorporated

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    79377W108
Record Date    10/02/2013    Meeting Type    Special    Ticker    SKS

 

Shares Voted 1,386    Primary CUSIP 79377W108    Primary ISIN US79377W1080    Primary SEDOL 2704786

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Oracle Corporation

 

Meeting Date    10/31/2013    Country    USA    Provider Security ID    68389X105
Record Date    09/03/2013    Meeting Type    Annual    Ticker    ORCL

 

Shares Voted 7,163    Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey S. Berg   Mgmt   For   For
Elect Director H. Raymond Bingham   Mgmt   For   For
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Safra A. Catz   Mgmt   For   For
Elect Director Bruce R. Chizen   Mgmt   For   Withhold
Elect Director George H. Conrades   Mgmt   For   Withhold
Elect Director Lawrence J. Ellison   Mgmt   For   For
Elect Director Hector Garcia-Molina   Mgmt   For   For
Elect Director Jeffrey O. Henley   Mgmt   For   For
Elect Director Mark V. Hurd   Mgmt   For   For
Elect Director Naomi O. Seligman   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Establish Human Rights Committee   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Provide Vote Counting to Exclude Abstentions   SH   Against   Against

Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Against   For
Require Shareholder Approval of Quantifiable Performance Metrics   SH   Against   For

International Rectifier Corporation

 

Meeting Date    11/04/2013    Country    USA    Provider Security ID    460254105
Record Date    09/13/2013    Meeting Type    Annual    Ticker    IRF

 

Shares Voted    500    Primary CUSIP    460254105    Primary ISIN    US4602541058    Primary SEDOL    2465384

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert S. Attiyeh   Mgmt   For   For
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Richard J. Dahl   Mgmt   For   For
Elect Director Dwight W. Decker   Mgmt   For   For
Elect Director Didier Hirsch   Mgmt   For   For
Elect Director Oleg Khaykin   Mgmt   For   For
Elect Director Thomas A. Lacey   Mgmt   For   For
Elect Director James D. Plummer   Mgmt   For   For
Elect Director Barbara L. Rambo   Mgmt   For   For
Elect Director Rochus E. Vogt   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cardinal Health, Inc.

 

Meeting Date    11/06/2013    Country    USA    Provider Security ID    14149Y108
Record Date    09/09/2013    Meeting Type    Annual    Ticker    CAH

 

Shares Voted 2,192    Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Colleen F. Arnold   Mgmt   For   For
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Glenn A. Britt   Mgmt   For   For
Elect Director Carrie S. Cox   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Bruce L. Downey   Mgmt   For   For
Elect Director John F. Finn   Mgmt   For   For
Elect Director Patricia A. Hemingway Hall   Mgmt   For   For
Elect Director Clayton M. Jones   Mgmt   For   For
Elect Director Gregory B. Kenny   Mgmt   For   For
Elect Director David P. King   Mgmt   For   For
Elect Director Richard C. Notebaert   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

DFC Global Corp.

 

Meeting Date    11/07/2013    Country    USA    Provider Security ID    23324T107
Record Date    09/20/2013    Meeting Type    Annual    Ticker    DLLR

 

Shares Voted 1,500    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clive Kahn   Mgmt   For   For
Elect Director John Gavin   Mgmt   For   For
Elect Director Edward A. Evans   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date    11/08/2013    Country    Australia    Provider Security ID    Q26915100
Record Date    11/06/2013    Meeting Type    Annual    Ticker    CBA

 

Shares Voted 1,565    Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Anderson as Director   Mgmt   For   For
Elect Brian Long as Director   Mgmt   For   For
Elect Jane Hemstritch as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 62,966 Reward Rights to Ian Mark Narev, Chief Executive Officer and Managing Director of the Company   Mgmt   For   For
Approve the Selective Buy-Back Agreements   Mgmt   For   For
Approve the Selective Reduction of Capital   Mgmt   For   For

CACI International Inc

 

Meeting Date    11/14/2013    Country    USA    Provider Security ID    127190304
Record Date    09/16/2013    Meeting Type    Annual    Ticker    CACI

 

Shares Voted 223    Primary CUSIP 127190304    Primary ISIN US1271903049    Primary SEDOL 2159267

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth Asbury   Mgmt   For   For
Elect Director Michael A. Daniels   Mgmt   For   For
Elect Director James S. Gilmore, III   Mgmt   For   For
Elect Director William L. Jews   Mgmt   For   For
Elect Director Gregory G. Johnson   Mgmt   For   For
Elect Director J. Phillip London   Mgmt   For   For
Elect Director James L. Pavitt   Mgmt   For   For
Elect Director Warren R. Phillips   Mgmt   For   For
Elect Director Charles P. Revoile   Mgmt   For   For
Elect Director William S. Wallace   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    17275R102
Record Date    09/20/2013    Meeting Type    Annual    Ticker    CSCO

 

Shares Voted 7,960    Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For
Elect Director Gregory Q. Brown   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For
Elect Director Brian L. Halla   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For
Elect Director Arun Sarin   Mgmt   For   For
Elect Director Steven M. West   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Proxy Advisor Competition   SH   Against   Against

Microsoft Corporation

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    594918104
Record Date    09/13/2013    Meeting Type    Annual    Ticker    MSFT

 

Shares Voted 14,466    Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates   Mgmt   For   For
Elect Director Maria M. Klawe   Mgmt   For   For
Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For
Elect Director Charles H. Noski   Mgmt   For   For
Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Hain Celestial Group, Inc.

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    405217100
Record Date    09/25/2013    Meeting Type    Annual    Ticker    HAIN

 

Shares Voted 397    Primary CUSIP 405217100    Primary ISIN US4052171000    Primary SEDOL 2492337

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irwin D. Simon   Mgmt   For   Withhold
Elect Director Richard C. Berke   Mgmt   For   Withhold
Elect Director Jack Futterman   Mgmt   For   For
Elect Director Marina Hahn   Mgmt   For   For
Elect Director Andrew R. Heyer   Mgmt   For   For
Elect Director Roger Meltzer   Mgmt   For   For
Elect Director Scott M. O’Neil   Mgmt   For   For
Elect Director Lawrence S. Zilavy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

BHP Billiton Limited

 

Meeting Date    11/21/2013    Country    Australia    Provider Security ID    Q1498M100
Record Date    11/19/2013    Meeting Type    Annual    Ticker    BHP

 

Shares Voted 3,044    Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   For   For
Authorize the Board to Fix Remuneration of the Auditor   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Long Term Incentive Plan   Mgmt   For   For
Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Elect Malcolm Broomhead as Director   Mgmt   For   For
Elect John Buchanan as Director   Mgmt   For   For
Elect Carlos Cordeiro as Director   Mgmt   For   For
Elect David Crawford as Director   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Elect Carolyn Hewson as Director   Mgmt   For   For

Elect Lindsay Maxsted as Director   Mgmt   For   For
Elect Wayne Murdy as Director   Mgmt   For   For
Elect Keith Rumble as Director   Mgmt   For   For
Elect John Schubert as Director   Mgmt   For   For
Elect Shriti Vadera as Director   Mgmt   For   For
Elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop as Director   SH   Against   Against

Darling International Inc.

 

Meeting Date    11/26/2013    Country    USA    Provider Security ID    237266101
Record Date    10/21/2013    Meeting Type    Special    Ticker    DAR

 

Shares Voted 851    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date    12/05/2013    Country    USA    Provider Security ID    045327103
Record Date    10/14/2013    Meeting Type    Annual    Ticker    AZPN

 

Shares Voted 793    Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert M. Whelan, Jr.   Mgmt   For   For
Elect Director Donald P. Casey   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Guidewire Software, Inc.

 

Meeting Date    12/05/2013    Country    USA    Provider Security ID    40171V100
Record Date    10/18/2013    Meeting Type    Annual    Ticker    GWRE

 

Shares Voted 428    Primary CUSIP 40171V100    Primary ISIN US40171V1008    Primary SEDOL B7JYSG3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Cavoores   Mgmt   For   For
Elect Director Guy Dubois   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prospect Capital Corporation

 

Meeting Date    12/06/2013    Country    USA    Provider Security ID    74348T102
Record Date    09/10/2013    Meeting Type    Annual    Ticker    PSEC

 

Shares Voted 2,100    Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eugene S. Stark   Mgmt   For   For
Elect Director John F. Barry, III   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

Veeco Instruments Inc.

 

Meeting Date    12/10/2013    Country    USA    Provider Security ID    922417100
Record Date    10/22/2013    Meeting Type    Annual    Ticker    VECO

 

Shares Voted 254    Primary CUSIP 922417100    Primary ISIN US9224171002    Primary SEDOL 2938422

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roger D. McDaniel   Mgmt   For   For
Elect Director John R. Peeler   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MAKO Surgical Corp.

 

Meeting Date    12/13/2013    Country    USA    Provider Security ID    560879108
Record Date    11/12/2013    Meeting Type    Special    Ticker    MAKO

 

Shares Voted 1,742    Primary CUSIP 560879108    Primary ISIN US5608791084    Primary SEDOL B2PLY09

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date    12/13/2013    Country    Australia    Provider Security ID    Q97417101
Record Date    12/11/2013    Meeting Type    Annual    Ticker    WBC

 

Shares Voted 3,022    Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Shares and Performance Share Rights to Gail Patricia Kelly, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities on Mandatory Conversion Date   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities Before Mandatory Conversion Date   Mgmt   For   For
Elect Elizabeth Bryan as Director   Mgmt   For   For
Elect Peter Hawkins as Director   Mgmt   For   For
Elect Ewen Crouch as Director   Mgmt   For   For
Elect Peter Marriott as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2013    Country    Australia    Provider Security ID    Q09504137
Record Date    12/16/2013    Meeting Type    Annual    Ticker    ANZ

 

Shares Voted 2,705    Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Euro Preference Shares Buy-Back Scheme   Mgmt   For   For
Approve the First Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Approve the Second Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Ratify the Past Issuance of ANZ Capital Notes   Mgmt   For   For
Elect G.R. Liebelt as Director   Mgmt   For   For
Elect I.J. Macfarlane as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect D.C. Barrow as Director   SH   Against   Against

National Australia Bank Limited

 

Meeting Date    12/19/2013    Country    Australia    Provider Security ID    Q65336119
Record Date    12/17/2013    Meeting Type    Annual    Ticker    NAB

 

Shares Voted 2,317    Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Ratify the Past Issuance of NAB Convertible Preference Shares to Subscribers Under a Prospectus   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer of the Company   Mgmt   For   For
Elect Daniel Gilbert as Director   Mgmt   For   For
Elect Jillian Segal as Director   Mgmt   For   For
Elect Anthony Kwan Tao Yuen as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Acuity Brands, Inc.

 

Meeting Date    01/07/2014    Country    USA    Provider Security ID    00508Y102
Record Date    11/12/2013    Meeting Type    Annual    Ticker    AYI

 

Shares Voted 293    Primary CUSIP 00508Y102    Primary ISIN US00508Y1029    Primary SEDOL 2818461

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon D. Harnett   Mgmt   For   For
Elect Director Robert F. McCullough   Mgmt   For   For
Elect Director Dominic J. Pileggi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Moog Inc.

 

Meeting Date    01/08/2014    Country    USA    Provider Security ID    615394202
Record Date    11/12/2013    Meeting Type    Annual    Ticker    MOG.A

 

Shares Voted 343    Primary CUSIP 615394202    Primary ISIN US6153942023    Primary SEDOL 2601218

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kraig H. Kayser   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Walgreen Co.

 

Meeting Date    01/08/2014    Country    USA    Provider Security ID    931422109
Record Date    11/11/2013    Meeting Type    Annual    Ticker    WAG

 

Shares Voted 1,128    Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice M. Babiak   Mgmt   For   For
Elect Director David J. Brailer   Mgmt   For   For
Elect Director Steven A. Davis   Mgmt   For   For
Elect Director William C. Foote   Mgmt   For   For
Elect Director Mark P. Frissora   Mgmt   For   For
Elect Director Ginger L. Graham   Mgmt   For   For
Elect Director Alan G. McNally   Mgmt   For   For
Elect Director Dominic P. Murphy   Mgmt   For   For
Elect Director Stefano Pessina   Mgmt   For   For
Elect Director Nancy M. Schlichting   Mgmt   For   For
Elect Director Alejandro Silva   Mgmt   For   For
Elect Director James A. Skinner   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against

UniFirst Corporation

 

Meeting Date    01/14/2014    Country    USA    Provider Security ID    904708104
Record Date    11/20/2013    Meeting Type    Annual    Ticker    UNF

 

Shares Voted 171    Primary CUSIP 904708104    Primary ISIN US9047081040    Primary SEDOL 2466428

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald D. Croatti   Mgmt   For   For
Elect Director Donald J. Evans   Mgmt   For   For
Elect Director Thomas S. Postek   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Woodward, Inc.

 

Meeting Date    01/22/2014    Country    USA    Provider Security ID    980745103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    WWD

 

Shares Voted 510    Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary L. Petrovich   Mgmt   For   Withhold
Elect Director Larry E. Rittenberg   Mgmt   For   For
Elect Director Paul Donovan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Air Products and Chemicals, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    009158106
Record Date    11/29/2013    Meeting Type    Annual    Ticker    APD

 

Shares Voted 1,156    Primary CUSIP 009158106    Primary ISIN US0091581068    Primary SEDOL 2011602

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chadwick C. Deaton   Mgmt   For   For
Elect Director Edward L. Monser   Mgmt   For   For
Elect Director Matthew H. Paull   Mgmt   For   For
Elect Director Lawrence S. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Jacobs Engineering Group Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    469814107
Record Date    12/02/2013    Meeting Type    Annual    Ticker    JEC

 

Shares Voted 792    Primary CUSIP 469814107    Primary ISIN US4698141078    Primary SEDOL 2469052

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Juan José Suárez Coppel   Mgmt   For   For
Elect Director John F. Coyne   Mgmt   For   For
Elect Director Linda Fayne Levinson   Mgmt   For   For
Elect Director Craig L. Martin   Mgmt   For   For
Elect Director Christopher M.T. Thompson   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Micron Technology, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    595112103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    MU

 

Shares Voted 6,346    Primary CUSIP 595112103    Primary ISIN US5951121038    Primary SEDOL 2588184

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Bailey   Mgmt   For   For
Elect Director Richard M. Beyer   Mgmt   For   For
Elect Director Patrick J. Byrne   Mgmt   For   For
Elect Director D. Mark Durcan   Mgmt   For   For
Elect Director Warren East   Mgmt   For   For
Elect Director Mercedes Johnson   Mgmt   For   For
Elect Director Lawrence N. Mondry   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Becton, Dickinson and Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    075887109
Record Date    12/10/2013    Meeting Type    Annual    Ticker    BDX

 

Shares Voted 1,122    Primary CUSIP 075887109    Primary ISIN US0758871091    Primary SEDOL 2087807

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For
Elect Director Vincent A. Forlenza   Mgmt   For   For
Elect Director Claire M. Fraser   Mgmt   For   For
Elect Director Christopher Jones   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For
Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Monsanto Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    61166W101
Record Date    12/02/2013    Meeting Type    Annual    Ticker    MON

 

Shares Voted 675    Primary CUSIP 61166W1018    Primary ISIN US61166W101    Primary SEDOL 2654320

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory H. Boyce   Mgmt   For   For
Elect Director Laura K. Ipsen   Mgmt   For   For
Elect Director William U. Parfet   Mgmt   For   For
Elect Director George H. Poste   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Risk of Genetic Engineering in Order to Work with Regulators   SH   Against   Against
Report on Risk of Genetically Engineered Products   SH   Against   Against

Siemens AG

 

Meeting Date    01/28/2014    Country    Germany    Provider Security ID    D69671218
Record Date       Meeting Type    Annual    Ticker    SIE

 

Shares Voted 772    Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012/2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012/2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Ratify Ernst & Young as Auditors for Fiscal 2013/2014   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Capital Authorization   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Spectrum Brands Holdings, Inc.

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    84763R101
Record Date    12/16/2013    Meeting Type    Annual    Ticker    SPB

 

Shares Voted 425    Primary CUSIP 84763R101    Primary ISIN US84763R1014    Primary SEDOL B3MYPN8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth C. Ambrecht   Mgmt   For   For
Elect Director Eugene I. Davis   Mgmt   For   For

Elect Director David R. Lumley   Mgmt   For   Withhold
Elect Director Omar M. Asali   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Verizon Communications Inc.

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    92343V104
Record Date    12/09/2013    Meeting Type    Special    Ticker    VZ

 

Shares Voted 3,951    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Special    Ticker    VOD

 

Shares Voted 47,942    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc   Mgmt   For   For
Approve Matters Relating to the Return of Value to Shareholders   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Court    Ticker    VOD

 

Shares Voted 47,942    Primary CUSIP G93882135    Primary ISIN GB00B16GWD5    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Court Meeting   Mgmt    
Approve Scheme of Arrangement   Mgmt   For   For

Visa Inc.

 

Meeting Date    01/29/2014    Country    USA    Provider Security ID    92826C839
Record Date    12/03/2013    Meeting Type    Annual    Ticker    V

 

Shares Voted 1,017    Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For

Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Cathy E. Minehan   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For
Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. C. Swainson   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Emerson Electric Co.

 

Meeting Date    02/04/2014    Country    USA    Provider Security ID    291011104
Record Date    11/26/2013    Meeting Type    Annual    Ticker    EMR

 

Shares Voted 923    Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director D. N. Farr   Mgmt   For   For
Elect Director H. Green   Mgmt   For   For
Elect Director C. A. Peters   Mgmt   For   For
Elect Director J. W. Prueher   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Elect Director J. S. Turley   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Sustainability   SH   Against   For
Report on Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

Compass Group plc

 

Meeting Date    02/06/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    02/04/2014    Meeting Type    Annual    Ticker    CPG

 

Shares Voted 1,840    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Paul Walsh as Director   Mgmt   For   For
Re-elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For

Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date    02/11/2014    Country    USA    Provider Security ID    595137100
Record Date    12/16/2013    Meeting Type    Annual    Ticker    MSCC

 

Shares Voted 659    Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For
Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For
Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    02/24/2014    Country    Israel    Provider Security ID    M8769Q102
Record Date    01/23/2014    Meeting Type    Special    Ticker    TEVA

 

Shares Voted 853    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate   Mgmt   For   For

Whole Foods Market, Inc.

 

Meeting Date    02/24/2014    Country    USA    Provider Security ID    966837106
Record Date    12/30/2013    Meeting Type    Annual    Ticker    WFM

Shares Voted 2,029    Primary CUSIP 966837106    Primary ISIN US9668371068    Primary SEDOL 2963899

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Elstrott   Mgmt   For   For
Elect Director Gabrielle Greene   Mgmt   For   For
Elect Director Shahid ‘Hass’ Hassan   Mgmt   For   For
Elect Director Stephanie Kugelman   Mgmt   For   For
Elect Director John Mackey   Mgmt   For   For
Elect Director Walter Robb   Mgmt   For   For
Elect Director Jonathan Seiffer   Mgmt   For   For
Elect Director Morris ‘Mo’ Siegel   Mgmt   For   For
Elect Director Jonathan Sokoloff   Mgmt   For   For
Elect Director Ralph Sorenson   Mgmt   For   For
Elect Director William ‘Kip’ Tindell, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Claw-back of Payments under Restatements   SH   Against   For
Provide For Confidential Running Vote Tallies   SH   Against   For

Apple Inc.

 

Meeting Date    02/28/2014    Country    USA    Provider Security ID    037833100
Record Date    12/30/2013    Meeting Type    Annual    Ticker    AAPL

 

Shares Voted 1,154    Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   For
Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   For
Elect Director Al Gore   Mgmt   For   For
Elect Director Robert Iger   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Arthur Levinson   Mgmt   For   For
Elect Director Ronald Sugar   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock   Mgmt   For   For
Establish a Par Value for Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Trade Associations and Organizations that Promote Sustainability Practices   SH   Against   Against
Advisory Vote to Increase Capital Repurchase Program   SH   Against   Against
Proxy Access   SH   Against   Against

QUALCOMM Incorporated

 

Meeting Date    03/04/2014    Country    USA    Provider Security ID    747525103
Record Date    01/06/2014    Meeting Type    Annual    Ticker    QCOM

 

Shares Voted 2,243    Primary CUSIP 747525103    Primary ISIN US7475251036    Primary SEDOL 2714923

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara T. Alexander   Mgmt   For   For
Elect Director Donald G. Cruickshank   Mgmt   For   For
Elect Director Raymond V. Dittamore   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For
Elect Director Thomas W. Horton   Mgmt   For   For
Elect Director Paul E. Jacobs   Mgmt   For   For
Elect Director Sherry Lansing   Mgmt   For   For
Elect Director Steven M. Mollenkopf   Mgmt   For   For
Elect Director Duane A. Nelles   Mgmt   For   For
Elect Director Clark T. ‘Sandy’ Randt, Jr.   Mgmt   For   For
Elect Director Francisco Ros   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Brent Scowcroft   Mgmt   For   For
Elect Director Marc I. Stern   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year

ABM Industries Incorporated

 

Meeting Date    03/05/2014    Country    USA    Provider Security ID    000957100
Record Date    01/15/2014    Meeting Type    Annual    Ticker    ABM

 

Shares Voted 428    Primary CUSIP 000957100    Primary ISIN US0009571003    Primary SEDOL 2024901

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anthony G. Fernandes   Mgmt   For   For
Elect Director Maryellen C. Herringer   Mgmt   For   For
Elect Director Stephen M. Kadenacy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

PTC Inc.

 

Meeting Date    03/05/2014    Country    USA    Provider Security ID    69370C100
Record Date    01/06/2014    Meeting Type    Annual    Ticker    PTC

 

Shares Voted 895    Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice D. Chaffin   Mgmt   For   For
Elect Director James E. Heppelmann   Mgmt   For   For
Elect Director Paul A. Lacy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   For   Against

Piedmont Natural Gas Company, Inc.

 

Meeting Date    03/06/2014    Country    USA    Provider Security ID    720186105
Record Date    01/02/2014    Meeting Type    Annual    Ticker    PNY

 

Shares Voted 613    Primary CUSIP 720186105    Primary ISIN US7201861058    Primary SEDOL 2688147

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Malcolm E. Everett, III   Mgmt   For   For
Elect Director Frank B. Holding, Jr.   Mgmt   For   For
Elect Director Minor M. Shaw   Mgmt   For   For
Elect Director Michael C. Tarwater   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Articles of Incorporation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Bylaws   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/13/2014    Country    Spain    Provider Security ID    E11805103
Record Date    03/06/2014    Meeting Type    Annual    Ticker    BBVA

 

Shares Voted 5,790    Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect Tomás Alfaro Drake as Director   Mgmt   For   For
Reelect Carlos Loring Martínez de Irujo as Director   Mgmt   For   For
Reelect José Luis Palao García-Suelto as Director   Mgmt   For   For
Reelect Susana Rodríguez Vidarte as Director   Mgmt   For   Against
Ratify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director   Mgmt   For   Against
Appoint Lourdes Máiz Carro as Director   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For

Approve Deferred Share Bonus Plan for FY 2014   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

The Walt Disney Company

 

Meeting Date    03/18/2014    Country    USA    Provider Security ID    254687106
Record Date    01/17/2014    Meeting Type    Annual    Ticker    DIS

 

Shares Voted 2,303    Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Jack Dorsey   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For
Elect Director Fred H. Langhammer   Mgmt   For   For
Elect Director Aylwin B. Lewis   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Novo Nordisk A/S

 

Meeting Date    03/20/2014    Country    Denmark    Provider Security ID    K72807132
Record Date    03/13/2014    Meeting Type    Annual    Ticker    NOVO

 

Shares Voted 1,980    Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 4.5 Per Share   Mgmt   For   For
Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For

Elect Bruno Angelici as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Helge Lund as Director   Mgmt   For   For
Elect Hannu Ryopponen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024   Mgmt   For   For
Approve Publication of Annual Report in English   Mgmt   For   For
Change Language of Annual Meeting to English   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Shareholder Proposals Submitted by Kjeld Beyer   Mgmt    
Provide Financial Information in Notice to Convene AGM   SH   Against   Against
Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years   SH   Against   Against
Simplify Access to Documents Available on Company’s Website   SH   Against   Against
Require Refreshments to be Available During Annual General Meeting   SH   Against   Against
Other Business   Mgmt    

SYNNEX Corporation

 

Meeting Date    03/25/2014    Country    USA    Provider Security ID    87162W100
Record Date    02/10/2014    Meeting Type    Annual    Ticker    SNX

 

Shares Voted 254    Primary CUSIP 87162W100    Primary ISIN US87162W1009    Primary SEDOL 2002554

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dwight Steffensen   Mgmt   For   For
Elect Director Kevin Murai   Mgmt   For   For
Elect Director Fred Breidenbach   Mgmt   For   For
Elect Director Hau Lee   Mgmt   For   For
Elect Director Matthew Miau   Mgmt   For   For
Elect Director Dennis Polk   Mgmt   For   For
Elect Director Gregory Quesnel   Mgmt   For   For
Elect Director Thomas Wurster   Mgmt   For   For
Elect Director Duane Zitzner   Mgmt   For   For
Elect Director Andrea Zulberti   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Banco Santander S.A.

 

Meeting Date    03/27/2014    Country    Spain    Provider Security ID    E19790109
Record Date    03/20/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 10,542    Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Ratify Appointment of and Elect José Javier Marín Romano as Director   Mgmt   For   For
Ratify Appointment of Juan Miguel Villar Mir as Director   Mgmt   For   For
Ratify Appointment of and Elect Sheila Bair as Director   Mgmt   For   For
Reelect Ana Patricia Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Rodrigo Echenique Gordillo as Director   Mgmt   For   Against
Reelect Esther Giménez-Salinas i Colomer as Director   Mgmt   For   For
Reelect Vittorio Corbo Lioi as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Amend Articles Re: Board Composition and Director Compensation   Mgmt   For   For
Amend Articles Re: Board and Committees   Mgmt   For   For
Amend Article 18 of General Meeting Regulations Re: Audit Committee   Mgmt   For   For
Approve Capital Raising of up to EUR 500 Million   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Performance Shares Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date    03/28/2014    Country    Japan    Provider Security ID    J05124144
Record Date    12/31/2013    Meeting Type    Annual    Ticker    7751

Shares Voted 1,050    Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Amend Articles to Indemnify Directors   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   For
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Elect Director Kimura, Akiyoshi   Mgmt   For   For
Elect Director Osanai, Eiji   Mgmt   For   For
Elect Director Saida, Kunitaro   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Appoint Statutory Auditor Araki, Makoto   Mgmt   For   For
Appoint Statutory Auditor Yoshida, Osami   Mgmt   For   For
Appoint Statutory Auditor Kitamura, Kuniyoshi   Mgmt   For   Against
Approve Annual Bonus Payment to Directors   Mgmt   For   For

A. O. Smith Corporation

 

Meeting Date    04/07/2014    Country    USA    Provider Security ID    831865209
Record Date    02/17/2014    Meeting Type    Annual    Ticker    AOS

 

Shares Voted 657    Primary CUSIP 831865209    Primary ISIN US8318652091    Primary SEDOL 2816023

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gloster B. Current, Jr.   Mgmt   For   For
Elect Director William P. Greubel   Mgmt   For   For
Elect Director Idelle K. Wolf   Mgmt   For   For
Elect Director Gene C. Wulf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Daimler AG

 

Meeting Date    04/09/2014    Country    Germany    Provider Security ID    D1668R123
Record Date       Meeting Type    Annual    Ticker    DAI

 

Shares Voted 860    Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.25 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KMPG AG as Auditors for Fiscal 2014   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Bernd Bohr to the Supervisory Board   Mgmt   For   For
Elect Joe Kaeser to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

Schlumberger Limited

 

Meeting Date    04/09/2014    Country    Curacao    Provider Security ID    806857108
Record Date    02/19/2014    Meeting Type    Annual    Ticker    SLB

 

Shares Voted 1,561    Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For
Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Maureen Kempston Darkes   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director Leo Rafael Reif   Mgmt   For   For
Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

BP plc

 

Meeting Date    04/10/2014    Country    United Kingdom    Provider Security ID    G12793108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    BP.

 

Shares Voted 18,715    Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Approve Executive Directors’ Incentive Plan   Mgmt   For   For
Approve Remuneration of Non-Executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

H.B. Fuller Company

 

Meeting Date    04/10/2014    Country    USA    Provider Security ID    359694106
Record Date    02/12/2014    Meeting Type    Annual    Ticker    FUL

 

Shares Voted 339    Primary CUSIP 359694106    Primary ISIN US3596941068    Primary SEDOL 2354664

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Michael Losh   Mgmt   For   For
Elect Director Lee R. Mitau   Mgmt   For   For
Elect Director R. William Van Sant   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/10/2014    Country    France    Provider Security ID    F58485115
Record Date    04/04/2014    Meeting Type    Annual/Special    Ticker    MC

 

Shares Voted 245    Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 3.10 per Share   Mgmt   For   For
Reelect Delphine Arnault as Director   Mgmt   For   Against
Reelect Nicolas Bazire as Director   Mgmt   For   Against
Reelect Antonio Belloni as Director   Mgmt   For   Against
Reelect Diego Della Valle as Director   Mgmt   For   For
Reelect Pierre Gode as Director   Mgmt   For   Against
Reelect Marie-Josee Kravis as Director   Mgmt   For   For
Renew Appointment Paolo Bulgari as Censor   Mgmt   For   Against
Renew Appointment Patrick Houel as Censor   Mgmt   For   Against
Renew Appointment Felix G. Rohatyn as Censor   Mgmt   For   Against
Elect Marie-Laure Sauty de Chalon as Director   Mgmt   For   For
Advisory Vote on Compensation of Bernard Arnault   Mgmt   For   Against
Advisory Vote on Compensation of Antonio Belloni   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Pursuant to Item Above, Adopt New Bylaws   Mgmt   For   For

Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/11/2014    Country    Sweden    Provider Security ID    W26049119
Record Date    04/04/2014    Meeting Type    Annual    Ticker    ERIC B

 

Shares Voted 2,966    Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For

Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 3.00 Per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    
Determine Number of Members (12) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   For   For
Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Fix Number of Auditors at One   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2014 Stock Purchase Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   Against
Approve 2014 Key Contributor Retention Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   Against
Approve 2014 Executive Performance Stock Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   Against
Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs)   Mgmt   For   For
Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt    
Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   None   Against
Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   None   Against
Close Meeting   Mgmt    

Hancock Holding Company

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    410120109
Record Date    02/21/2014    Meeting Type    Annual    Ticker    HBHC

 

Shares Voted 595    Primary CUSIP 410120109    Primary ISIN US4101201097    Primary SEDOL 2415497

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank E. Bertucci   Mgmt   For   For
Elect Director Carl J. Chaney   Mgmt   For   For
Elect Director Terence E. Hall   Mgmt   For   For
Elect Director Thomas H. Olinde   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prosperity Bancshares, Inc.

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    743606105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    PB

 

Shares Voted 428    Primary CUSIP 743606105    Primary ISIN US7436061052    Primary SEDOL 2310257

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William H. Fagan   Mgmt   For   Withhold
Elect Director William T. Luedke, IV   Mgmt   For   Withhold
Elect Director Perry Mueller, Jr.   Mgmt   For   For
Elect Director Harrison Stafford, II   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rio Tinto plc

 

Meeting Date    04/15/2014    Country    United Kingdom    Provider Security ID    G75754104
Record Date    04/11/2014    Meeting Type    Annual    Ticker    RIO

 

Shares Voted 1,226    Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report for UK Law Purposes   Mgmt   For   For
Approve Remuneration Report for Australian Law Purposes   Mgmt   For   For
Approve Potential Termination Benefits   Mgmt   For   For
Elect Anne Lauvergeon as Director   Mgmt   For   For
Elect Simon Thompson as Director   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For

Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Resolutions 20 to 24 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    854502101
Record Date    02/24/2014    Meeting Type    Annual    Ticker    SWK

 

Shares Voted 925    Primary CUSIP 854502101    Primary ISIN US8545021011    Primary SEDOL B3Q2FJ4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For
Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Debra A. Crew   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For
Elect Director John F. Lundgren   Mgmt   For   For
Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    902973304
Record Date    02/18/2014    Meeting Type    Annual    Ticker    USB

 

Shares Voted 2,420    Primary CUSIP 902973304    Primary ISIN US9029733048    Primary SEDOL 2736035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For

Elect Director Doreen Woo Ho   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For
Elect Director Craig D. Schnuck   Mgmt   For   For
Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Vinci

 

Meeting Date    04/15/2014    Country    France    Provider Security ID    F5879X108
Record Date    04/09/2014    Meeting Type    Annual/Special    Ticker    DG

 

Shares Voted 443    Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Reelect Xavier Huillard as Director   Mgmt   For   Against
Reelect Yves-Thibault de Silguy as Director   Mgmt   For   For
Reelect Henri Saint Olive as Director   Mgmt   For   For
Reelect Qatari Diar Real Estate Investement Company as Director   Mgmt   For   For
Elect Marie-Christine Lombard as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Additional Pension Scheme Agreement with Xavier Huillard   Mgmt   For   For
Approve Severance Payment Agreement with Xavier Huillard   Mgmt   For   Against
Approve Transaction with YTSeuropaconsultants Re: Services Agreement   Mgmt   For   Against
Advisory Vote on Compensation of the Chairman and CEO   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   Against
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Amend Article 11 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

FirstMerit Corporation

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    337915102
Record Date    02/21/2014    Meeting Type    Annual    Ticker    FMER

 

Shares Voted 1,200    Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lizabeth A. Ardisana   Mgmt   For   Withhold
Elect Director Steven H. Baer   Mgmt   For   For
Elect Director Karen S. Belden   Mgmt   For   For
Elect Director R. Cary Blair   Mgmt   For   Withhold
Elect Director John C. Blickle   Mgmt   For   Withhold
Elect Director Robert W. Briggs   Mgmt   For   For
Elect Director Richard Colella   Mgmt   For   For
Elect Director Robert S. Cubbin   Mgmt   For   For
Elect Director Gina D. France   Mgmt   For   For
Elect Director Paul G. Greig   Mgmt   For   For
Elect Director Terry L. Haines   Mgmt   For   Withhold
Elect Director J. Michael Hochschwender   Mgmt   For   Withhold
Elect Director Clifford J. Isroff   Mgmt   For   Withhold
Elect Director Philip A. Lloyd, II   Mgmt   For   For
Elect Director Russ M. Strobel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

The Sherwin-Williams Company

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    824348106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SHW

 

Shares Voted 588    Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For
Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Christine A. Poon   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

L Oreal

 

Meeting Date    04/17/2014    Country    France    Provider Security ID    F58149133
Record Date    04/11/2014    Meeting Type    Annual/Special    Ticker    OR

 

Shares Voted 228    Primary CUSIP F58149133    Primary ISIN FR0000120321    Primary SEDOL 4057808

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Elect Belen Garijo as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   Against
Reelect Xavier Fontanet as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.45 Million   Mgmt   For   For
Advisory Vote on Remuneration of Jean-Paul Agon, Chairman and CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Nestle Re: Repurchase of 48,500 Million Shares Held by Nestle   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 8 of Bylaws Re: Age Limit of Directors, Election of Employee Representative, Director Length of Term, and Director Elections   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Transaction Re: Sale by L Oreal of its Entire Stake in Galderma Group Companies to Nestle   Mgmt   For   For

Centene Corporation

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    15135B101
Record Date    02/21/2014    Meeting Type    Annual    Ticker    CNC

 

Shares Voted 477    Primary CUSIP 15135B101    Primary ISIN US15135B1017    Primary SEDOL 2807061

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael F. Neidorff   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director John R. Roberts   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Citigroup Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    172967424
Record Date    02/24/2014    Meeting Type    Annual    Ticker    C

 

Shares Voted 3,595    Primary CUSIP 172967424    Primary ISIN US1729674242    Primary SEDOL 2297907

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Duncan P. Hennes   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Eugene M. McQuade   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Gary M. Reiner   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director William S. Thompson, Jr.   Mgmt   For   For
Elect Director James S. Turley   Mgmt   For   For
Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Amend Director Indemnifications Provisions   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against

Federal Signal Corporation

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    313855108
Record Date    02/24/2014    Meeting Type    Annual    Ticker    FSS

 

Shares Voted 1,885    Primary CUSIP 313855108    Primary ISIN US3138551086    Primary SEDOL 2333986

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James E. Goodwin   Mgmt   For   For
Elect Director Paul W. Jones   Mgmt   For   For
Elect Director Bonnie C. Lind   Mgmt   For   For
Elect Director Dennis J. Martin   Mgmt   For   For
Elect Director Richard R. Mudge   Mgmt   For   For
Elect Director William F. Owens   Mgmt   For   For
Elect Director Brenda L. Reichelderfer   Mgmt   For   For
Elect Director John L. Workman   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

First Financial Bankshares, Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    32020R109
Record Date    02/28/2014    Meeting Type    Annual    Ticker    FFIN

 

Shares Voted 257    Primary CUSIP 32020R109    Primary ISIN US32020R1095    Primary SEDOL 2266026

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven L. Beal   Mgmt   For   For
Elect Director Tucker S. Bridwell   Mgmt   For   For
Elect Director David Copeland   Mgmt   For   For
Elect Director F. Scott Dueser   Mgmt   For   For
Elect Director Murray Edwards   Mgmt   For   For
Elect Director Ron Giddiens   Mgmt   For   For
Elect Director Tim Lancaster   Mgmt   For   For
Elect Director Kade L. Matthews   Mgmt   For   For
Elect Director Ross H. Smith, Jr.   Mgmt   For   For
Elect Director Johnny E. Trotter   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

MetLife, Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    59156R108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    MET

 

Shares Voted 1,451    Primary CUSIP 59156R108    Primary ISIN US59156R1086    Primary SEDOL 2573209

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cheryl W. Grisé   Mgmt   For   For
Elect Director Carlos M. Gutierrez   Mgmt   For   For
Elect Director R. Glenn Hubbard   Mgmt   For   For
Elect Director Steven A. Kandarian   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For
Elect Director William E. Kennard   Mgmt   For   For
Elect Director James M. Kilts   Mgmt   For   For
Elect Director Catherine R. Kinney   Mgmt   For   For
Elect Director Denise M. Morrison   Mgmt   For   For
Elect Director Kenton J. Sicchitano   Mgmt   For   For
Elect Director Lulu C. Wang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For

ASML Holding NV

 

Meeting Date    04/23/2014    Country    Netherlands    Provider Security ID    N07059202
Record Date    03/26/2014    Meeting Type    Annual    Ticker    ASML

 

Shares Voted 314    Primary CUSIP N07059178    Primary ISIN NL0010273215    Primary SEDOL B929F46

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Discuss the Remuneration Policy 2010 for Management Board Members   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.61 Per Ordinary Share   Mgmt   For   For
Amend Remuneration Policy for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy   Mgmt   For   For
Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board   Mgmt    
Reelect F.W. Frohlich to Supervisory Board   Mgmt   For   For
Elect J.M.C. Stork to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015   Mgmt    
Approve Remuneration of Supervisory Board   Mgmt   For   For
Ratify Deloitte as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Axa

 

Meeting Date    04/23/2014    Country    France    Provider Security ID    F06106102
Record Date    04/15/2014    Meeting Type    Annual/Special    Ticker    CS

 

Shares Voted 1,680    Primary CUSIP F06106102    Primary ISIN FR0000120628    Primary SEDOL 7088429

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.81 per Share   Mgmt   For   For
Advisory Vote on Compensation of Henri de Castries, Chairman and CEO   Mgmt   For   For
Advisory Vote on Compensation of Denis Duverne, Vice CEO   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   For   For
Approve Severance Payment Agreement with Henri de Castries   Mgmt   For   Against
Approve Severance Payment Agreement with Denis Duverne   Mgmt   For   For
Reelect Henri de Castries as Director   Mgmt   For   For
Reelect Norbert Dentressangle as Director   Mgmt   For   For
Reelect Denis Duverne as Director   Mgmt   For   For
Reelect Isabelle Kocher as Director   Mgmt   For   For
Reelect Suet Fern Lee as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

E. I. du Pont de Nemours and Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    263534109
Record Date    02/26/2014    Meeting Type    Annual    Ticker    DD

 

Shares Voted 1,146    Primary CUSIP 263534109    Primary ISIN US2635341090    Primary SEDOL 2018175

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Richard H. Brown   Mgmt   For   For
Elect Director Robert A. Brown   Mgmt   For   For
Elect Director Bertrand P. Collomb   Mgmt   For   For
Elect Director Curtis J. Crawford   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Eleuthere I. du Pont   Mgmt   For   For
Elect Director Marillyn A. Hewson   Mgmt   For   For

Elect Director Lois D. Juliber   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Lee M. Thomas   Mgmt   For   For
Elect Director Patrick J. Ward   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Prohibit Political Contributions   SH   Against   Against
Report on Herbicide Use on GMO Crops   SH   Against   Against
Establish Committee on Plant Closures   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Eaton Corporation plc

 

Meeting Date    04/23/2014    Country    Ireland    Provider Security ID    G29183103
Record Date    02/24/2014    Meeting Type    Annual    Ticker    ETN

 

Shares Voted 585    Primary CUSIP 278058102    Primary ISIN IE00B8KQN827    Primary SEDOL B8KQN82

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Todd M. Bluedorn   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director Michael J. Critelli   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Charles E. Golden   Mgmt   For   For
Elect Director Linda A. Hill   Mgmt   For   For
Elect Director Arthur E. Johnson   Mgmt   For   For
Elect Director Ned C. Lautenbach   Mgmt   For   For
Elect Director Deborah L. McCoy   Mgmt   For   For
Elect Director Gregory R. Page   Mgmt   For   For
Elect Director Gerald B. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approval of Overseas Market Purchases of the Company Shares   Mgmt   For   For

General Electric Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    369604103
Record Date    02/24/2014    Meeting Type    Annual    Ticker    GE

 

Shares Voted 12,930    Primary CUSIP 369604103    Primary ISIN US3696041033    Primary SEDOL 2380498

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director John J. Brennan   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For

Elect Director Francisco D’Souza   Mgmt   For   For
Elect Director Marijn E. Dekkers   Mgmt   For   For
Elect Director Ann M. Fudge   Mgmt   For   For
Elect Director Susan J. Hockfield   Mgmt   For   For
Elect Director Jeffrey R. Immelt   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director James E. Rohr   Mgmt   For   For
Elect Director Mary L. Schapiro   Mgmt   For   For
Elect Director Robert J. Swieringa   Mgmt   For   For
Elect Director James S. Tisch   Mgmt   For   For
Elect Director Douglas A. Warner, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Stock Retention/Holding Period   SH   Against   Against
Require More Director Nominations Than Open Seats   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   Against
Cessation of All Stock Options and Bonuses   SH   Against   Against
Seek Sale of Company   SH   Against   Against

Newmont Mining Corporation

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    651639106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    NEM

 

Shares Voted 3,049    Primary CUSIP 651639106    Primary ISIN US6516391066    Primary SEDOL 2636607

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce R. Brook   Mgmt   For   For
Elect Director J. Kofi Bucknor   Mgmt   For   For
Elect Director Vincent A. Calarco   Mgmt   For   For
Elect Director Joseph A. Carrabba   Mgmt   For   For
Elect Director Noreen Doyle   Mgmt   For   For
Elect Director Gary J. Goldberg   Mgmt   For   For
Elect Director Veronica M. Hagen   Mgmt   For   For
Elect Director Jane Nelson   Mgmt   For   For
Elect Director Donald C. Roth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   Against

The Coca-Cola Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    191216100
Record Date    02/24/2014    Meeting Type    Annual    Ticker    KO

 

Shares Voted 5,839    Primary CUSIP 191216100    Primary ISIN US1912161007    Primary SEDOL 2206657

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Herbert A. Allen   Mgmt   For   For
Elect Director Ronald W. Allen   Mgmt   For   For
Elect Director Ana Botin   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Richard M. Daley   Mgmt   For   For
Elect Director Barry Diller   Mgmt   For   For
Elect Director Helene D. Gayle   Mgmt   For   For
Elect Director Evan G. Greenberg   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Muhtar Kent   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Maria Elena Lagomasino   Mgmt   For   For
Elect Director Sam Nunn   Mgmt   For   For
Elect Director James D. Robinson, III   Mgmt   For   For
Elect Director Peter V. Ueberroth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Wolverine World Wide, Inc.

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    978097103
Record Date    03/03/2014    Meeting Type    Annual    Ticker    WWW

 

Shares Voted 856    Primary CUSIP 978097103    Primary ISIN US9780971035    Primary SEDOL 2977500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William K. Gerber   Mgmt   For   For
Elect Director Blake W. Krueger   Mgmt   For   For
Elect Director Nicholas T. Long   Mgmt   For   For
Elect Director Michael A. Volkema   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

AstraZeneca plc

 

Meeting Date    04/24/2014    Country    United Kingdom    Provider Security ID    G0593M107
Record Date    04/22/2014    Meeting Type    Annual    Ticker    AZN

Shares Voted 1,411    Primary CUSIP G0593M107    Primary ISIN GB0009895292    Primary SEDOL 0989529

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Appoint KPMG LLP as Auditor   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Leif Johansson as Director   Mgmt   For   For
Re-elect Pascal Soriot as Director   Mgmt   For   For
Elect Marc Dunoyer as Director   Mgmt   For   For
Re-elect Genevieve Berger as Director   Mgmt   For   For
Re-elect Bruce Burlington as Director   Mgmt   For   For
Elect Ann Cairns as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For
Re-elect Jean-Philippe Courtois as Director   Mgmt   For   Against
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Remuneration Policy   Mgmt   For   Abstain
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For

Barclays plc

 

Meeting Date    04/24/2014    Country    United Kingdom    Provider Security ID    G08036124
Record Date    04/22/2014    Meeting Type    Annual    Ticker    BARC

 

Shares Voted 15,972    Primary CUSIP G08036124    Primary ISIN GB0031348658    Primary SEDOL 3134865

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Approve Maximum Ratio of Fixed to Variable Remuneration   Mgmt   For   For
Elect Mike Ashley as Director   Mgmt   For   For
Elect Wendy Lucas-Bull as Director   Mgmt   For   For
Elect Tushar Morzaria as Director   Mgmt   For   For

Elect Frits van Paasschen as Director   Mgmt   For   For
Elect Steve Thieke as Director   Mgmt   For   For
Re-elect Tim Breedon as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Antony Jenkins as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Re-elect Sir David Walker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Convergys Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    212485106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CVG

 

Shares Voted 849    Primary CUSIP 212485106    Primary ISIN US2124851062    Primary SEDOL 2284761

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrea J. Ayers   Mgmt   For   For
Elect Director John F. Barrett   Mgmt   For   For
Elect Director Richard R. Devenuti   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director Joseph E. Gibbs   Mgmt   For   For
Elect Director Joan E. Herman   Mgmt   For   For
Elect Director Thomas L. Monahan, III   Mgmt   For   For
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Johnson & Johnson

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    478160104
Record Date    02/25/2014    Meeting Type    Annual    Ticker    JNJ

 

Shares Voted 3,458    Primary CUSIP 478160104    Primary ISIN US4781601046    Primary SEDOL 2475833

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary Sue Coleman   Mgmt   For   For
Elect Director James G. Cullen   Mgmt   For   For
Elect Director Ian E. L. Davis   Mgmt   For   For
Elect Director Alex Gorsky   Mgmt   For   For
Elect Director Susan L. Lindquist   Mgmt   For   For
Elect Director Mark B. McClellan   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Leo F. Mullin   Mgmt   For   For
Elect Director William D. Perez   Mgmt   For   For
Elect Director Charles Prince   Mgmt   For   For
Elect Director A. Eugene Washington   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

Life Time Fitness, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    53217R207
Record Date    02/27/2014    Meeting Type    Annual    Ticker    LTM

 

Shares Voted 339    Primary CUSIP 53217R207    Primary ISIN US53217R2076    Primary SEDOL B01R1Z1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bahram Akradi   Mgmt   For   For
Elect Director Giles H. Bateman   Mgmt   For   For
Elect Director Jack W. Eugster   Mgmt   For   For
Elect Director Guy C. Jackson   Mgmt   For   For
Elect Director John K. Lloyd   Mgmt   For   For
Elect Director Martha ‘Marti’ A. Morfitt   Mgmt   For   For
Elect Director John B. Richards   Mgmt   For   For
Elect Director Joseph S. Vassalluzzo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pfizer Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    717081103
Record Date    02/26/2014    Meeting Type    Annual    Ticker    PFE

 

Shares Voted 8,957    Primary CUSIP 717081103    Primary ISIN US7170811035    Primary SEDOL 2684703

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis A. Ausiello   Mgmt   For   Against
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Frances D. Fergusson   Mgmt   For   For
Elect Director Helen H. Hobbs   Mgmt   For   Against
Elect Director Constance J. Horner   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director George A. Lorch   Mgmt   For   For
Elect Director Shantanu Narayen   Mgmt   For   Against
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ian C. Read   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   Against
Elect Director Marc Tessier-Lavigne   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Require Shareholder Vote to Approve Political Contributions Policy   SH   Against   Against
Review and Assess Membership of Lobbying Organizations   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   For

Sensient Technologies Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    81725T100
Record Date    02/28/2014    Meeting Type    Proxy Contest    Ticker    SXT

 

Shares Voted 339    Primary CUSIP 81725T100    Primary ISIN US81725T1007    Primary SEDOL 2923741

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Elect Director Hank Brown   Mgmt   For   Withhold
Elect Director Edward H. Cichurski   Mgmt   For   Withhold
Elect Director Fergus M. Clydesdale   Mgmt   For   Withhold
Elect Director James A. D. Croft   Mgmt   For   Withhold
Elect Director William V. Hickey   Mgmt   For   Withhold
Elect Director Kenneth P. Manning   Mgmt   For   Withhold
Elect Director Paul Manning   Mgmt   For   Withhold
Elect Director Elaine R. Wedral   Mgmt   For   Withhold
Elect Director Essie Whitelaw   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Dissident Proxy (Green Card)   Mgmt    
Elect Director James R. Henderson   SH   For   Do Not Vote

Elect Director James E. Hyman   SH   For   Do Not Vote
Elect Director Stephen E. Loukas   SH   For   Do Not Vote
Elect Director William E. Redmond, Jr.   SH   For   Do Not Vote
Management Nominee - Hank Brown   SH   None   Do Not Vote
Management Nominee - Edward H. Cichurski   SH   None   Do Not Vote
Management Nominee - Fergus M. Clydesdale   SH   None   Do Not Vote
Management Nominee - Paul Manning   SH   None   Do Not Vote
Management Nominee - Elaine R. Wedral   SH   None   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   None   Do Not Vote
Amend Executive Incentive Bonus Plan   Mgmt   None   Do Not Vote
Ratify Auditors   Mgmt   None   Do Not Vote

South Jersey Industries, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    838518108
Record Date    02/24/2014    Meeting Type    Annual    Ticker    SJI

 

Shares Voted 257    Primary CUSIP 838518108    Primary ISIN US8385181081    Primary SEDOL 2825933

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sarah M. Barpoulis   Mgmt   For   For
Elect Director Thomas A. Bracken   Mgmt   For   For
Elect Director Keith S. Campbell   Mgmt   For   For
Elect Director Sheila Hartnett-Devlin   Mgmt   For   For
Elect Director Victor A. Fortkiewicz   Mgmt   For   For
Elect Director Edward J. Graham   Mgmt   For   For
Elect Director Walter M. Higgins, III   Mgmt   For   For
Elect Director Sunita Holzer   Mgmt   For   For
Elect Director Joseph H. Petrowski   Mgmt   For   For
Elect Director Michael J. Renna   Mgmt   For   For
Elect Director Frank L. Sims   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Articles   Mgmt   For   Against

T. Rowe Price Group, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    74144T108
Record Date    02/21/2014    Meeting Type    Annual    Ticker    TROW

 

Shares Voted 1,437    Primary CUSIP 74144T108    Primary ISIN US74144T1088    Primary SEDOL 2702337

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark S. Bartlett   Mgmt   For   For
Elect Director Edward C. Bernard   Mgmt   For   For
Elect Director Mary K. Bush   Mgmt   For   For

Elect Director Donald B. Hebb, Jr.   Mgmt   For   For
Elect Director Freeman A. Hrabowski, III   Mgmt   For   For
Elect Director James A.C. Kennedy   Mgmt   For   For
Elect Director Robert F. MacLellan   Mgmt   For   For
Elect Director Brian C. Rogers   Mgmt   For   For
Elect Director Olympia J. Snowe   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Elect Director Dwight S. Taylor   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

TreeHouse Foods, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    89469A104
Record Date    02/28/2014    Meeting Type    Annual    Ticker    THS

 

Shares Voted 310    Primary CUSIP 89469A104    Primary ISIN US89469A1043    Primary SEDOL B095X84

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis F. O’Brien   Mgmt   For   For
Elect Director Sam K. Reed   Mgmt   For   For
Elect Director Ann M. Sardini   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Webster Financial Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    947890109
Record Date    02/24/2014    Meeting Type    Annual    Ticker    WBS

 

Shares Voted 685

    Primary CUSIP 947890109    Primary ISIN US9478901096    Primary SEDOL 2945143

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joel S. Becker   Mgmt   For   For
Elect Director John J. Crawford   Mgmt   For   For
Elect Director Robert A. Finkenzeller   Mgmt   For   For
Elect Director C. Michael Jacobi   Mgmt   For   For
Elect Director Laurence C. Morse   Mgmt   For   For
Elect Director Karen R. Osar   Mgmt   For   For
Elect Director Mark Pettie   Mgmt   For   For
Elect Director Charles W. Shivery   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

AT&T Inc.

 

Meeting Date    04/25/2014    Country    USA    Provider Security ID    00206R102
Record Date    02/26/2014    Meeting Type    Annual    Ticker    T

 

Shares Voted 7,145    Primary CUSIP 00206R102    Primary ISIN US00206R1023    Primary SEDOL 2831811

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall L. Stephenson   Mgmt   For   For
Elect Director Reuben V. Anderson   Mgmt   For   For
Elect Director Jaime Chico Pardo   Mgmt   For   For
Elect Director Scott T. Ford   Mgmt   For   For
Elect Director James P. Kelly   Mgmt   For   For
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Michael B. McCallister   Mgmt   For   For
Elect Director John B. McCoy   Mgmt   For   For
Elect Director Beth E. Mooney   Mgmt   For   For
Elect Director Joyce M. Roche   Mgmt   For   For
Elect Director Matthew K. Rose   Mgmt   For   For
Elect Director Cynthia B. Taylor   Mgmt   For   For
Elect Director Laura D’Andrea Tyson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Severance Agreements/Change-in-Control Agreements   Mgmt   For   For
Report on Indirect Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Lower Ownership Threshold for Action by Written Consent   SH   Against   For

Cleco Corporation

 

Meeting Date    04/25/2014    Country    USA    Provider Security ID    12561W105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CNL

 

Shares Voted 425    Primary CUSIP 12561W105    Primary ISIN US12561W1053    Primary SEDOL 2182445

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William L. Marks   Mgmt   For   For
Elect Director Peter M. Scott, III   Mgmt   For   For
Elect Director William H. Walker, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

GDF Suez

 

Meeting Date    04/28/2014    Country    France    Provider Security ID    F42768105
Record Date    04/22/2014    Meeting Type    Annual/Special    Ticker    GSZ

 

Shares Voted 1,517    Primary CUSIP F42768105    Primary ISIN FR0010208488    Primary SEDOL B0C2CQ3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Renew Appointment of Ernst and Young et Autres as Auditor   Mgmt   For   For
Renew Appointment of Deloitte and Associes as Auditor   Mgmt   For   For
Renew Appointment of Auditex as Alternate Auditor   Mgmt   For   For
Renew Appointment of BEAS as Alternate Auditor   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers   Mgmt   For   For
Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO   Mgmt   For   Against

Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO   Mgmt   For   Against
Shareholder Proposals Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

PS Business Parks, Inc.

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    69360J107
Record Date    03/06/2014    Meeting Type    Annual    Ticker    PSB

 

Shares Voted 170    Primary CUSIP 69360J107    Primary ISIN US69360J1079    Primary SEDOL 2707956

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Joseph D. Russell, Jr.   Mgmt   For   For
Elect Director Jennifer Holden Dunbar   Mgmt   For   For
Elect Director James H. Kropp   Mgmt   For   For
Elect Director Sara Grootwassink Lewis   Mgmt   For   For
Elect Director Michael V. McGee   Mgmt   For   For
Elect Director Gary E. Pruitt   Mgmt   For   For
Elect Director Robert S. Rollo   Mgmt   For   For
Elect Director Peter Schultz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Seaboard Corporation

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    811543107
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SEB

 

Shares Voted 14    Primary CUSIP 811543107    Primary ISIN US8115431079    Primary SEDOL 2786687

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven J. Bresky   Mgmt   For   Withhold
Elect Director David A. Adamsen   Mgmt   For   For
Elect Director Douglas W. Baena   Mgmt   For   For
Elect Director Edward I. Shifman, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Report on Charitable, Political and Lobbying Contributions   SH   Against   For

The Boeing Company

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    097023105
Record Date    02/27/2014    Meeting Type    Annual    Ticker    BA

 

Shares Voted 981    Primary CUSIP 097023105    Primary ISIN US0970231058    Primary SEDOL 2108601

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Linda Z. Cook   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   For
Elect Director Lawrence W. Kellner   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Elect Director Mike S. Zafirovski   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

United Technologies Corporation

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    913017109
Record Date    03/03/2014    Meeting Type    Annual    Ticker    UTX

 

Shares Voted 1,138    Primary CUSIP 913017109    Primary ISIN US9130171096    Primary SEDOL 2915500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Louis R. Chenevert   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Jean-Pierre Garnier   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Edward A. Kangas   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Harold McGraw, III   Mgmt   For   For
Elect Director Richard B. Myers   Mgmt   For   For
Elect Director H. Patrick Swygert   Mgmt   For   For
Elect Director Andre Villeneuve   Mgmt   For   For
Elect Director Christine Todd Whitman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Bayer AG

 

Meeting Date    04/29/2014    Country    Germany    Provider Security ID    D0712D163
Record Date       Meeting Type    Annual    Ticker    BAYN

 

Shares Voted 936    Primary CUSIP D0712D163    Primary ISIN DE000BAY0017    Primary SEDOL 5069211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Elect Simone Bagel-Trah to the Supervisory Board   Mgmt   For   For
Elect Ernst-Ludwig Winnacker to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For

Bloomin’ Brands, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    094235108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    BLMN

 

Shares Voted 943    Primary CUSIP 094235108    Primary ISIN US0942351083    Primary SEDOL B847RJ0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Craigie   Mgmt   For   For
Elect Director Mindy Grossman   Mgmt   For   For
Elect Director Mark E. Nunnelly   Mgmt   For   Withhold
Elect Director Chris T. Sullivan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Community Trust Bancorp, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    204149108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CTBI

 

Shares Voted 514    Primary CUSIP 204149108    Primary ISIN US2041491083    Primary SEDOL 2706470

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles J. Baird   Mgmt   For   For
Elect Director Nick Carter   Mgmt   For   For
Elect Director Jean R. Hale   Mgmt   For   For
Elect Director James E. McGhee, II   Mgmt   For   For
Elect Director M. Lynn Parrish   Mgmt   For   For
Elect Director James R. Ramsey   Mgmt   For   For
Elect Director Anthony W. St. Charles   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    209034107
Record Date    03/07/2014    Meeting Type    Annual    Ticker    CNSL

 

Shares Voted 421    Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Currey   Mgmt   For   For
Elect Director C. Robert Udell, Jr.   Mgmt   For   For
Elect Director Maribeth S. Rahe   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Danone

 

Meeting Date    04/29/2014    Country    France    Provider Security ID    F12033134
Record Date    04/23/2014    Meeting Type    Annual/Special    Ticker    BN

 

Shares Voted 671    Primary CUSIP F12033134    Primary ISIN FR0000120644    Primary SEDOL B1Y9TB3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Approve Stock Dividend Program   Mgmt   For   For
Reelect Bruno Bonnell as Director   Mgmt   For   For
Reelect Bernard Hours as Director   Mgmt   For   For
Reelect Isabelle Seillier as Director   Mgmt   For   For
Reelect Jean-Michel Severino as Director   Mgmt   For   For
Elect Gaelle Olivier as Director   Mgmt   For   For

Elect Lionel Zinsou-Derlin as Director   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Approve Transaction with J.P. Morgan   Mgmt   For   For
Approve Severance Payment Agreement with Bernard Hours   Mgmt   For   For
Approve Transaction with Bernard Hours   Mgmt   For   For
Advisory Vote on Compensation of Chairman and CEO, Franck Riboud   Mgmt   For   For
Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber   Mgmt   For   For
Advisory Vote on Compensation of Vice-CEO, Bernard Hours   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   For
Amend Articles 15 and16 of Bylaws Re: Employee Representatives   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Domino’s Pizza, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    25754A201
Record Date    03/05/2014    Meeting Type    Annual    Ticker    DPZ

 

Shares Voted 428    Primary CUSIP 25754A201    Primary ISIN US25754A2015    Primary SEDOL B01SD70

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew B. Balson   Mgmt   For   Withhold
Elect Director Vernon ‘Bud’ O. Hamilton   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

H & M Hennes & Mauritz

 

Meeting Date    04/29/2014    Country    Sweden    Provider Security ID    W41422101
Record Date    04/23/2014    Meeting Type    Annual    Ticker    HM B

 

Shares Voted 1,026    Primary CUSIP W41422101    Primary ISIN SE0000106270    Primary SEDOL 5687431

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    
Receive Nominating Committee Report   Mgmt    

Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 9.50 Per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1.500,000 for Chairman, SEK 525,000 for the Other Directors; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Stefan Persson, Melker Schorling, and Christian Sievert; Elect Lena Patriksson Keller, and Niklas Zennstrom as New Directors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Close Meeting   Mgmt    

Humana Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    444859102
Record Date    02/28/2014    Meeting Type    Annual    Ticker    HUM

 

Shares Voted 845    Primary CUSIP 444859102    Primary ISIN US4448591028    Primary SEDOL 2445063

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kurt J. Hilzinger   Mgmt   For   For
Elect Director Bruce D. Broussard   Mgmt   For   For
Elect Director Frank A. D’Amelio   Mgmt   For   For
Elect Director W. Roy Dunbar   Mgmt   For   For
Elect Director David A. Jones, Jr.   Mgmt   For   For
Elect Director William J. McDonald   Mgmt   For   For
Elect Director William E. Mitchell   Mgmt   For   For
Elect Director David B. Nash   Mgmt   For   For
Elect Director James J. O’Brien   Mgmt   For   For
Elect Director Marissa T. Peterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

International Business Machines Corporation

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    459200101
Record Date    02/28/2014    Meeting Type    Annual    Ticker    IBM

 

Shares Voted 1,475    Primary CUSIP 459200101    Primary ISIN US4592001014    Primary SEDOL 2005973

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alain J.P. Belda   Mgmt   For   For
Elect Director William R. Brody   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For

Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director David N. Farr   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director James W. Owens   Mgmt   For   For
Elect Director Virginia M. Rometty   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Sidney Taurel   Mgmt   For   For
Elect Director Lorenzo H. Zambrano   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

Select Medical Holdings Corporation

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    81619Q105
Record Date    03/03/2014    Meeting Type    Annual    Ticker    SEM

 

Shares Voted 1,189    Primary CUSIP 81619Q105    Primary ISIN US81619Q1058    Primary SEDOL B4MF0Q6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan C. Cressey   Mgmt   For   For
Elect Director Robert A. Ortenzio   Mgmt   For   For
Elect Director Leopold Swergold   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wells Fargo & Company

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    949746101
Record Date    03/04/2014    Meeting Type    Annual    Ticker    WFC

 

Shares Voted 6,600    Primary CUSIP 949746101    Primary ISIN US9497461015    Primary SEDOL 2649100

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Baker, II   Mgmt   For   For
Elect Director Elaine L. Chao   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Lloyd H. Dean   Mgmt   For   For
Elect Director Susan E. Engel   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald M. James   Mgmt   For   For
Elect Director Cynthia H. Milligan   Mgmt   For   For
Elect Director Federico F. Pena   Mgmt   For   For
Elect Director James H. Quigley   Mgmt   For   For
Elect Director Judith M. Runstad   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Susan G. Swenson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Anheuser-Busch InBev SA

 

Meeting Date    04/30/2014    Country    Belgium    Provider Security ID    B6399C107
Record Date    04/16/2014    Meeting Type    Annual/Special    Ticker    ABI

 

Shares Voted 799    Primary CUSIP B6399C107    Primary ISIN BE0003793107    Primary SEDOL 4755317

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual/ Special Meeting   Mgmt    
Special Meeting   Mgmt    
Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options   Mgmt   For   For
Receive Special Board Report Re: Authorized Capital   Mgmt    
Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital   Mgmt   For   For
Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital   Mgmt   For   Against
Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Kees Storm as Independent Director   Mgmt   For   Against
Reelect Mark Winkelman as Independent Director   Mgmt   For   For
Reelect Alexandre Van Damme as Director   Mgmt   For   Against
Reelect Gregoire de Spoelberch as Director   Mgmt   For   Against
Reelect Carlos Alberto de Veiga Sicupera as Director   Mgmt   For   Against

Reelect Marcel Herrmann Telles as Director   Mgmt   For   Against
Elect Paulo Lemann as Director   Mgmt   For   Against
Elect Alexandre Behring as Director   Mgmt   For   Against
Elect Elio Leoni Sceti as Independent Director   Mgmt   For   For
Elect Maria Asuncion Aramburuzabala Larregui as Director   Mgmt   For   Against
Elect Valentin Diez Morodo as Director   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   Against
Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

British American Tobacco plc

 

Meeting Date    04/30/2014    Country    United Kingdom    Provider Security ID    G1510J102
Record Date    04/28/2014    Meeting Type    Annual    Ticker    BATS

 

Shares Voted 1,848    Primary CUSIP G1510J102    Primary ISIN GB0002875804    Primary SEDOL 0287580

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For
Re-elect Gerry Murphy as Director   Mgmt   For   For
Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Ben Stevens as Director   Mgmt   For   For
Re-elect Richard Tubb as Director   Mgmt   For   For
Elect Savio Kwan as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

E.ON SE

 

Meeting Date    04/30/2014    Country    Germany    Provider Security ID    D24914133
Record Date       Meeting Type    Annual    Ticker    EOAN

 

Shares Voted 2,105    Primary CUSIP D24914133    Primary ISIN DE000ENAG999    Primary SEDOL 4942904

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.60 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2014   Mgmt   For   For
Ammend Affiliation Agreements with Subsidiary E.ON US Holding GmbH   Mgmt   For   For

EMC Corporation

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    268648102
Record Date    02/28/2014    Meeting Type    Annual    Ticker    EMC

 

Shares Voted 2,600    Primary CUSIP 268648102    Primary ISIN US2686481027    Primary SEDOL 2295172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael W. Brown   Mgmt   For   For
Elect Director Randolph L. Cowen   Mgmt   For   For
Elect Director Gail Deegan   Mgmt   For   For
Elect Director James S. DiStasio   Mgmt   For   Against
Elect Director John R. Egan   Mgmt   For   For
Elect Director William D. Green   Mgmt   For   For
Elect Director Edmund F. Kelly   Mgmt   For   For
Elect Director Jami Miscik   Mgmt   For   Against
Elect Director Paul Sagan   Mgmt   For   For
Elect Director David N. Strohm   Mgmt   For   Against
Elect Director Joseph M. Tucci   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against

Mobile Mini, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    60740F105
Record Date    03/07/2014    Meeting Type    Annual    Ticker    MINI

 

Shares Voted 343    Primary CUSIP 60740F105    Primary ISIN US60740F1057    Primary SEDOL 2548177

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Watts   Mgmt   For   For
Elect Director Erik Olsson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Molina Healthcare, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    60855R100
Record Date    03/07/2014    Meeting Type    Annual    Ticker    MOH

 

Shares Voted 339    Primary CUSIP 60855R100    Primary ISIN US60855R1005    Primary SEDOL 2212706

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Mario Molina   Mgmt   For   For
Elect Director Steven J. Orlando   Mgmt   For   For
Elect Director Ronna E. Romney   Mgmt   For   For
Elect Director Dale B. Wolf   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date    04/30/2014    Country    Germany    Provider Security ID    D55535104
Record Date       Meeting Type    Annual    Ticker    MUV2

 

Shares Voted 205    Primary CUSIP D55535104    Primary ISIN DE0008430026    Primary SEDOL 5294121

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2013 (Non-Voting)   Mgmt    
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 7.25 per Bearer Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Benita Ferrero-Waldner to the Supervisory Board   Mgmt   For   For
Elect Ursula Gather to the Supervisory Board   Mgmt   For   For
Elect Peter Gruss to the Supervisory Board   Mgmt   For   For
Elect Gerd Haeusler to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For

Elect Anton van Rossum to the Supervisory Board   Mgmt   For   For
Elect Ron Sommer to the Supervisory Board   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

SciQuest, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    80908T101
Record Date    03/06/2014    Meeting Type    Annual    Ticker    SQI

 

Shares Voted 771    Primary CUSIP 80908T101    Primary ISIN US80908T1016    Primary SEDOL B3T6ZG0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy J. Buckley   Mgmt   For   For
Elect Director Daniel F. Gillis   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Starwood Property Trust, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    85571B105
Record Date    03/10/2014    Meeting Type    Annual    Ticker    STWD

 

Shares Voted 1,365    Primary CUSIP 85571B105    Primary ISIN US85571B1052    Primary SEDOL B3PQ520

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard D. Bronson   Mgmt   For   For
Elect Director Jeffrey F. DiModica   Mgmt   For   For
Elect Director Jeffrey G. Dishner   Mgmt   For   For
Elect Director Camille J. Douglas   Mgmt   For   For
Elect Director Boyd W. Fellows   Mgmt   For   For
Elect Director Barry S. Sternlicht   Mgmt   For   For
Elect Director Strauss Zelnick   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

W.W. Grainger, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    384802104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    GWW

Shares Voted 385    Primary CUSIP 384802104    Primary ISIN US3848021040    Primary SEDOL 2380863

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brian P. Anderson   Mgmt   For   For
Elect Director V. Ann Hailey   Mgmt   For   For
Elect Director William K. Hall   Mgmt   For   For
Elect Director Stuart L. Levenick   Mgmt   For   For
Elect Director Neil S. Novich   Mgmt   For   For
Elect Director Michael J. Roberts   Mgmt   For   For
Elect Director Gary L. Rogers   Mgmt   For   For
Elect Director James T. Ryan   Mgmt   For   For
Elect Director E. Scott Santi   Mgmt   For   For
Elect Director James D. Slavik   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Woodside Petroleum Ltd.

 

Meeting Date    04/30/2014    Country    Australia    Provider Security ID    980228100
Record Date    04/28/2014    Meeting Type    Annual    Ticker    WPL

 

Shares Voted 732    Primary CUSIP 980228100    Primary ISIN AU000000WPL2    Primary SEDOL 6979728

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Alfred Chaney as Director   Mgmt   For   For
Elect David Ian McEvoy as Director   Mgmt   For   For
Approve Adoption of Remuneration Report   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   Against
Approve the Amendments to the Company’s Constitution   Mgmt   For   For

Health Care REIT, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    42217K106
Record Date    03/04/2014    Meeting Type    Annual    Ticker    HCN

 

Shares Voted 1,620    Primary CUSIP 42217K106    Primary ISIN US42217K1060    Primary SEDOL 2440961

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director George L. Chapman   Mgmt   For   For
Elect Director Thomas J. DeRosa   Mgmt   For   For
Elect Director Jeffrey H. Donahue   Mgmt   For   For
Elect Director Peter J. Grua   Mgmt   For   For
Elect Director Fred S. Klipsch   Mgmt   For   For
Elect Director Timothy J. Naughton   Mgmt   For   For
Elect Director Sharon M. Oster   Mgmt   For   For
Elect Director Judith C. Pelham   Mgmt   For   For
Elect Director R. Scott Trumbull   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For

Helix Energy Solutions Group, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    42330P107
Record Date    03/07/2014    Meeting Type    Annual    Ticker    HLX

 

Shares Voted 765    Primary CUSIP 42330P107    Primary ISIN US42330P1075    Primary SEDOL 2037062

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nancy K. Quinn   Mgmt   For   For
Elect Director William L. Transier   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Investors Bancorp, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    46146P102
Record Date    03/04/2014    Meeting Type    Special    Ticker    ISBC

 

Shares Voted 1,746    Primary CUSIP 46146P102    Primary ISIN US46146P1021    Primary SEDOL B0J2NT6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Reorganization Plan   Mgmt   For   For
Approve Charitable Donations   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Investors Bancorp, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    46146P102
Record Date    03/27/2014    Meeting Type    Annual    Ticker    ISBC

 

Shares Voted 1,746    Primary CUSIP 46146P102    Primary ISIN US46146P1021    Primary SEDOL B0J2NT6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis M. Bone   Mgmt   For   For
Elect Director Doreen R. Byrnes   Mgmt   For   For
Elect Director William V. Cosgrove   Mgmt   For   For
Elect Director Brendan J. Dugan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Koninklijke Philips N.V.

 

Meeting Date    05/01/2014    Country    Netherlands    Provider Security ID    N6817P109
Record Date    04/03/2014    Meeting Type    Annual    Ticker    PHIA

 

Shares Voted 893    Primary CUSIP N6817P109    Primary ISIN NL0000009538    Primary SEDOL 5986622

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Discuss Remuneration Report   Mgmt    

Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Dividends of EUR 0.80 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect Orit Gadiesh to Supervisory Board   Mgmt   For   For
Reappoint KPMG as Auditors for an Intermim Period of One Year   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a   Mgmt   For   For
Authorize Repurchase of Shares   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Louisiana-Pacific Corporation

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    546347105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    LPX

 

Shares Voted 943    Primary CUSIP 546347105    Primary ISIN US5463471053    Primary SEDOL    2535243

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Gary Cook   Mgmt   For   For
Elect Director Kurt M. Landgraf   Mgmt   For   For
Elect Director John W. Weaver   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Oasis Petroleum Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    674215108
Record Date    03/03/2014    Meeting Type    Annual    Ticker    OAS

 

Shares Voted 679    Primary CUSIP 674215108    Primary ISIN US6742151086    Primary SEDOL B64R5J2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ted Collins, Jr.   Mgmt   For   For
Elect Director Douglas E. Swanson, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Owens & Minor, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    690732102
Record Date    03/06/2014    Meeting Type    Annual    Ticker    OMI

 

Shares Voted 514    Primary CUSIP 699732102    Primary ISIN US6907321029    Primary SEDOL 2665128

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stuart M. Essig   Mgmt   For   For
Elect Director John W. Gerdelman   Mgmt   For   For
Elect Director Lemuel E. Lewis   Mgmt   For   For
Elect Director Martha H. Marsh   Mgmt   For   For
Elect Director Eddie N. Moore, Jr.   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director David S. Simmons   Mgmt   For   For
Elect Director Robert C. Sledd   Mgmt   For   For
Elect Director Craig R. Smith   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date    05/01/2014    Country    United Kingdom    Provider Security ID    G76225104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    RR.

 

Shares Voted 2,123    Primary CUSIP G7630U109    Primary ISIN GB00B63H8491    Primary SEDOL B63H849

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Lee Hsien Yang as Director   Mgmt   For   For
Elect Warren East as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For
Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect Mark Morris as Director   Mgmt   For   For
Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For
Re-elect Jasmin Staiblin as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For

Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

THE BANCORP, INC.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    05969A105
Record Date    03/03/2014    Meeting Type    Annual    Ticker    TBBK

 

Shares Voted 1,200    Primary CUSIP 05969A105    Primary ISIN US05969A1051    Primary SEDOL B05BRL7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Betsy Z. Cohen   Mgmt   For   For
Elect Director Daniel G. Cohen   Mgmt   For   For
Elect Director Walter T. Beach   Mgmt   For   For
Elect Director Michael J. Bradley   Mgmt   For   For
Elect Director John C. Chrystal   Mgmt   For   For
Elect Director Hersh Kozlov   Mgmt   For   For
Elect Director Matthew Cohn   Mgmt   For   For
Elect Director William H. Lamb   Mgmt   For   For
Elect Director Frank M. Mastrangelo   Mgmt   For   For
Elect Director James J. McEntee, III   Mgmt   For   For
Elect Director Mei-Mei Tuan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Valero Energy Corporation

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    91913Y100
Record Date    03/04/2014    Meeting Type    Annual    Ticker    VLO

 

Shares Voted 3,087    Primary CUSIP 91913Y100    Primary ISIN US91913Y1001    Primary SEDOL 2041364

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry D. Choate   Mgmt   For   For
Elect Director Joseph W. Gorder   Mgmt   For   For
Elect Director William R. Klesse   Mgmt   For   For
Elect Director Deborah P. Majoras   Mgmt   For   For
Elect Director Donald L. Nickles   Mgmt   For   For
Elect Director Philip J. Pfeiffer   Mgmt   For   For
Elect Director Robert A. Profusek   Mgmt   For   For
Elect Director Susan Kaufman Purcell   Mgmt   For   For
Elect Director Stephen M. Waters   Mgmt   For   For
Elect Director Randall J. Weisenburger   Mgmt   For   For
Elect Director Rayford Wilkins, Jr.   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

Verizon Communications Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    92343V104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    VZ

 

Shares Voted 5,011    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shellye L. Archambeau   Mgmt   For   For
Elect Director Richard L. Carrion   Mgmt   For   Against
Elect Director Melanie L. Healey   Mgmt   For   For
Elect Director M. Frances Keeth   Mgmt   For   Against
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Lowell C. McAdam   Mgmt   For   For
Elect Director Donald T. Nicolaisen   Mgmt   For   Against
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Rodney E. Slater   Mgmt   For   Against
Elect Director Kathryn A. Tesija   Mgmt   For   Against
Elect Director Gregory D. Wasson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Proxy Access Right   Mgmt   For   For
Report on Net Neutrality   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Approve Proxy Voting Authority   SH   Against   Against

BASF SE

 

Meeting Date    05/02/2014    Country    Germany    Provider Security ID    D06216317
Record Date       Meeting Type    Annual    Ticker    BAS

 

Shares Voted 1,042    Primary CUSIP D06216101    Primary ISIN DE000BASF111    Primary SEDOL 5086577

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For

Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Alison Carnwath to the Supervisory Board   Mgmt   For   For
Elect Francois Diderich to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For
Elect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Anke Schaeferkordt to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 500 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Affiliation Agreements with Subsidiariy BASF Plant Science Company GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Pigment GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Immobilien-Gesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Handels- und Exportgesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary LUWOGE GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Schwarzheide GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Coatings GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Polyurethanes GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF New Business GmbH   Mgmt   For   For

Dana Holding Corporation

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    235825205
Record Date    03/03/2014    Meeting Type    Annual    Ticker    DAN

 

Shares Voted 1,199    Primary CUSIP 235825205    Primary ISIN US2358252052    Primary SEDOL B2PFJR3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Virginia A. Kamsky   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director R. Bruce McDonald   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Elect Director Mark A. Schulz   Mgmt   For   For
Elect Director Keith E. Wandell   Mgmt   For   For
Elect Director Roger J. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

National Health Investors, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    63633D104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    NHI

 

Shares Voted 257    Primary CUSIP 63633D104    Primary ISIN US63633D1046    Primary SEDOL 2626125

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Andrew Adams   Mgmt   For   For
Elect Director Robert A. McCabe, Jr.   Mgmt   For   Against

Increase Authorized Common Stock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Pilgrim’s Pride Corporation

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    72147K108
Record Date    03/14/2014    Meeting Type    Annual    Ticker    PPC

 

Shares Voted 2,288    Primary CUSIP 72147K108    Primary ISIN US72147K1088    Primary SEDOL B5L3PZ2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gilberto Tomazoni   Mgmt   For   For
Elect Director Joesley Mendonca Batista   Mgmt   For   Withhold
Elect Director Wesley Mendonca Batista   Mgmt   For   For
Elect Director William W. Lovette   Mgmt   For   For
Elect Director Marcus Vinicius Pratini de Moraes   Mgmt   For   For
Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   For   For
Elect Director David E. Bell   Mgmt   For   For
Elect Director Michael L. Cooper   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

RLJ Lodging Trust

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    74965L101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    RLJ

 

Shares Voted 857    Primary CUSIP 74965L101    Primary ISIN US74965L1017    Primary SEDOL B3PY1N7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Johnson   Mgmt   For   For
Elect Director Thomas J. Baltimore, Jr.   Mgmt   For   For
Elect Director Evan Bayh   Mgmt   For   For
Elect Director Nathaniel A. Davis   Mgmt   For   For
Elect Director Robert M. La Forgia   Mgmt   For   For
Elect Director Glenda G. McNeal   Mgmt   For   For
Elect Director Joseph Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Susquehanna Bancshares, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    869099101
Record Date    03/05/2014    Meeting Type    Annual    Ticker    SUSQ

 

Shares Voted 1,371    Primary CUSIP 869099101    Primary ISIN US8690991018    Primary SEDOL 2858876

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anthony J. Agnone, Sr.   Mgmt   For   For
Elect Director Wayne E. Alter, Jr.   Mgmt   For   For
Elect Director Henry R. Gibbel   Mgmt   For   For
Elect Director Bruce A. Hepburn   Mgmt   For   For
Elect Director Donald L. Hoffman   Mgmt   For   For
Elect Director Sara G. Kirkland   Mgmt   For   For
Elect Director Jeffrey F. Lehman   Mgmt   For   For
Elect Director Michael A. Morello   Mgmt   For   For
Elect Director Scott J. Newkam   Mgmt   For   For
Elect Director Robert E. Poole, Jr.   Mgmt   For   For
Elect Director William J. Reuter   Mgmt   For   For
Elect Director Andrew S. Samuel   Mgmt   For   For
Elect Director Christine Sears   Mgmt   For   For
Elect Director James A. Ulsh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

THE BRINK’S COMPANY

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    109696104
Record Date    03/04/2014    Meeting Type    Annual    Ticker    BCO

 

Shares Voted 343    Primary CUSIP 109696104    Primary ISIN US1096961040    Primary SEDOL 2691305

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Docherty   Mgmt   For   For
Elect Director Reginald D. Hedgebeth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For

The GEO Group, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    36159R103
Record Date    03/10/2014    Meeting Type    Annual    Ticker    GEO

 

Shares Voted 601    Primary CUSIP 36159R103    Primary ISIN US36159R1032    Primary SEDOL 2943299

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clarence E. Anthony   Mgmt   For   For
Elect Director Norman A. Carlson   Mgmt   For   For
Elect Director Anne N. Foreman   Mgmt   For   For

Elect Director Richard H. Glanton   Mgmt   For   For
Elect Director Christopher C. Wheeler   Mgmt   For   For
Elect Director George C. Zoley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Other Business   Mgmt   For   Against

The GEO Group, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    36159R103
Record Date    03/10/2014    Meeting Type    Special    Ticker    GEO

 

Shares Voted 601    Primary CUSIP 36159R103    Primary ISIN US36159R1032    Primary SEDOL 2943299

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Berkshire Hathaway Inc.

 

Meeting Date    05/03/2014    Country    USA    Provider Security ID    084670702
Record Date    03/05/2014    Meeting Type    Annual    Ticker    BRK.B

 

Shares Voted 3,033    Primary CUSIP 084670702    Primary ISIN US0846707026    Primary SEDOL 2073390

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Warren E. Buffett   Mgmt   For   For
Elect Director Charles T. Munger   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director William H. Gates, III   Mgmt   For   For
Elect Director David S. Gottesman   Mgmt   For   For
Elect Director Charlotte Guyman   Mgmt   For   For
Elect Director Donald R. Keough   Mgmt   For   For
Elect Director Thomas S. Murphy   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Walter Scott, Jr.   Mgmt   For   For
Elect Director Meryl B. Witmer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year
Adopt Quantitative Goals for GHG and Other Air Emissions   SH   Against   For
Approve Annual Dividends   SH   Against   Against

MKS INSTRUMENTS, INC.

 

Meeting Date    05/05/2014    Country    USA    Provider Security ID    55306N104
Record Date    03/12/2014    Meeting Type    Annual    Ticker    MKSI

 

Shares Voted 425    Primary CUSIP 55306N104    Primary ISIN US55306N1046    Primary SEDOL 2404871

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John R. Bertucci   Mgmt   For   For
Elect Director Robert R. Anderson   Mgmt   For   For
Elect Director Gregory R. Beecher   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Performant Financial Corporation

 

Meeting Date    05/05/2014    Country    USA    Provider Security ID    71377E105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    PFMT

 

Shares Voted 1,799    Primary CUSIP 71377E105    Primary ISIN US71377E1055    Primary SEDOL B835PW4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jon D. Shaver   Mgmt   For   For
Elect Director William D. Hansen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sanofi

 

Meeting Date    05/05/2014    Country    France    Provider Security ID    F5548N101
Record Date    04/28/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 1,440    Primary CUSIP F5548N101    Primary ISIN FR0000120578    Primary SEDOL 5671735

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.80 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Reelect Christopher Viehbacher as Director   Mgmt   For   For
Reelect Robert Castaigne as Director   Mgmt   For   For
Reelect Christian Mulliez as Director   Mgmt   For   For
Elect Patrick Kron as Director   Mgmt   For   For
Advisory Vote on Compensation of Serge Weinberg, Chairman   Mgmt   For   For
Advisory Vote on Compensation of Christopher Viehbacher, CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Darling International Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    237266101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    DAR

 

Shares Voted 851    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL    2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall C. Stuewe   Mgmt   For   For
Elect Director O. Thomas Albrecht   Mgmt   For   For
Elect Director D. Eugene Ewing   Mgmt   For   For
Elect Director Dirk Kloosterboer   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director John D. March   Mgmt   For   For
Elect Director Michael Urbut   Mgmt   For   For
Change Company Name   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Horsehead Holding Corp.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    440694305
Record Date    03/13/2014    Meeting Type    Annual    Ticker    ZINC

 

Shares Voted 1,628    Primary CUSIP 440694305    Primary ISIN US4406943054    Primary SEDOL B23XLC8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack Shilling   Mgmt   For   For
Elect Director John C. van Roden, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

M/I Homes, Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    55305B101
Record Date    03/12/2014    Meeting Type    Annual    Ticker    MHO

 

Shares Voted 857    Primary CUSIP 55305B101    Primary ISIN US55305B1017    Primary SEDOL 2549385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph A. Alutto   Mgmt   For   For
Elect Director Phillip G. Creek   Mgmt   For   For
Elect Director Norman L. Traeger   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Nielsen Holdings N.V.

 

Meeting Date    05/06/2014    Country    Netherlands    Provider Security ID    N63218106
Record Date    04/08/2014    Meeting Type    Annual    Ticker    NLSN

 

Shares Voted 2,250    Primary CUSIP N/A    Primary ISIN NL0009538479    Primary SEDOL B4NTRF5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board of Directors   Mgmt   For   For
Elect Director James A. Attwood, Jr.   Mgmt   For   Against
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Karen M. Hoguet   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director Alexander Navab   Mgmt   For   Against
Elect Director Robert Pozen   Mgmt   For   For
Elect Director Vivek Ranadive   Mgmt   For   For
Elect Director Ganesh Rao   Mgmt   For   Against
Elect Director Javier G. Teruel   Mgmt   For   Against
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Change Company Name   Mgmt   For   For
Advisory Vote to Approve Remuneration of Executives   Mgmt   For   Against

Schneider Electric SA

 

Meeting Date    05/06/2014    Country    France    Provider Security ID    F86921107
Record Date    04/29/2014    Meeting Type    Annual/Special    Ticker    SU

 

Shares Voted 617    Primary CUSIP F86921107    Primary ISIN FR0000121972    Primary SEDOL 4834108

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire   Mgmt   For   Against
Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau   Mgmt   For   Against
Advisory Vote on Compensation of Jean-Pascal Tricoire   Mgmt   For   For
Advisory Vote on Compensation of Emmanuel Babeau   Mgmt   For   For
Elect Linda Knoll as Director   Mgmt   For   For

Reelect Noel Forgeard as Director   Mgmt   For   For
Reelect Willy Kissling as Director   Mgmt   For   For
Reelect Cathy Kopp as Director   Mgmt   For   For
Reelect Henri Lachmann as Director   Mgmt   For   For
Reelect Richard Thoman as Director   Mgmt   For   For
Ratify Appointment of Jeong Kim as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above   Mgmt   For   For
Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Elect Lone Fonss Schroder as Director   Mgmt   For   For

Snyder’s-Lance, Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    833551104
Record Date    03/06/2014    Meeting Type    Annual    Ticker    LNCE

 

Shares Voted 514    Primary CUSIP 833551104    Primary ISIN US8335511049    Primary SEDOL B54DFD7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. Peter Carlucci, Jr.   Mgmt   For   For
Elect Director James W. Johnston   Mgmt   For   For
Elect Director W. J. Prezzano   Mgmt   For   For
Elect Director Patricia A. Warehime   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Non-Employee Director Restricted Stock Plan   Mgmt   For   For
Change Range for Size of the Board   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

SOTHEBY’S

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    835898107
Record Date    03/12/2014    Meeting Type    Proxy Contest    Ticker    BID

 

Shares Voted 514    Primary CUSIP 835898107    Primary ISIN US8358981079    Primary SEDOL 2822406

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (Green Card)   Mgmt    
Elect Director John M. Angelo   Mgmt   For   Do Not Vote
Elect Director Jessica M. Bibliowicz   Mgmt   For   Do Not Vote

Elect Director Kevin C. Conroy   Mgmt   For   Do Not Vote
Elect Director Domenico De Sole   Mgmt   For   Do Not Vote
Elect Director The Duke of Devonshire   Mgmt   For   Do Not Vote
Elect Director Daniel Meyer   Mgmt   For   Do Not Vote
Elect Director Allen Questrom   Mgmt   For   Do Not Vote
Elect Director William F. Ruprecht   Mgmt   For   Do Not Vote
Elect Director Marsha E. Simms   Mgmt   For   Do Not Vote
Elect Director Robert S. Taubman   Mgmt   For   Do Not Vote
Elect Director Diana L. Taylor   Mgmt   For   Do Not Vote
Elect Director Dennis M. Weibling   Mgmt   For   Do Not Vote
Ratify Auditors   Mgmt   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Do Not Vote
Dissident Proxy (White Card)   Mgmt    
Elect Director Daniel S. Loeb   SH   For   For
Elect Director Harry J. Wilson   SH   For   Withhold
Elect Director Olivier Reza   SH   For   For
Management Nominee - John M. Angelo   SH   For   For
Management Nominee - Kevin C. Conroy   SH   For   For
Management Nominee - Domenico De Sole   SH   For   For
Management Nominee - The Duke of Devonshire   SH   For   For
Management Nominee - Allen Questrom   SH   For   For
Management Nominee - William F. Ruprecht   SH   For   For
Management Nominee - Marsha E. Simms   SH   For   For
Management Nominee - Diana L. Taylor   SH   For   For
Management Nominee - Dennis M. Weibling   SH   For   For
Ratify Auditors   Mgmt   None   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   None   For

The Middleby Corporation

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    596278101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    MIDD

 

Shares Voted 145    Primary CUSIP 596278101    Primary ISIN US5962781010    Primary SEDOL 2590930

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Selim A. Bassoul   Mgmt   For   For
Elect Director Sarah Palisi Chapin   Mgmt   For   Against
Elect Director Robert B. Lamb   Mgmt   For   For
Elect Director John R. Miller, III   Mgmt   For   Against
Elect Director Gordon O’Brien   Mgmt   For   Against
Elect Director Philip G. Putnam   Mgmt   For   For
Elect Director Sabin C. Streeter   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Increase Authorized Common Stock   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Veeco Instruments Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    922417100
Record Date    03/14/2014    Meeting Type    Annual    Ticker    VECO

 

Shares Voted 254    Primary CUSIP 922417100    Primary ISIN US9224171002   

Primary SEDOL 2938422

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon Hunter   Mgmt   For   Withhold
Elect Director Peter J. Simone   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Allianz SE

 

Meeting Date    05/07/2014    Country    Germany    Provider Security ID    D03080112
Record Date       Meeting Type    Annual    Ticker    ALV

 

Shares Voted 508    Primary CUSIP D03080112    Primary ISIN DE0008404005    Primary SEDOL 5231485

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 5.30 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize the Acquisition Treasury Shares for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For

Bank of America Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    060505104
Record Date    03/12/2014    Meeting Type    Annual    Ticker    BAC

 

Shares Voted 12,519    Primary CUSIP 060505104    Primary ISIN US0605051046    Primary SEDOL 2295677

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Susan S. Bies   Mgmt   For   For
Elect Director Jack O. Bovender, Jr.   Mgmt   For   For
Elect Director Frank P. Bramble, Sr.   Mgmt   For   For
Elect Director Pierre J. P. de Weck   Mgmt   For   For
Elect Director Arnold W. Donald   Mgmt   For   For
Elect Director Charles K. Gifford   Mgmt   For   For
Elect Director Charles O. Holliday, Jr.   Mgmt   For   For
Elect Director Linda P. Hudson   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Thomas J. May   Mgmt   For   For
Elect Director Brian T. Moynihan   Mgmt   For   For
Elect Director Lionel L. Nowell, III   Mgmt   For   For
Elect Director Clayton S. Rose   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Certificate of Designations for Series T Preferred Stock   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Report on Climate Change Financing Risk   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Brunswick Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    117043109
Record Date    03/04/2014    Meeting Type    Annual    Ticker    BC

 

Shares Voted 771    Primary CUSIP 117043109    Primary ISIN US1170431092    Primary SEDOL 2149309

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nancy E. Cooper   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director Ralph C. Stayer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CNO Financial Group, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    12621E103
Record Date    03/14/2014    Meeting Type    Annual    Ticker    CNO

 

Shares Voted 1,542    Primary CUSIP 12621E103    Primary ISIN US12621E1038    Primary SEDOL 2657750

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward J. Bonach   Mgmt   For   For
Elect Director Ellyn L. Brown   Mgmt   For   For
Elect Director Robert C. Greving   Mgmt   For   For
Elect Director Mary R. (Nina) Henderson   Mgmt   For   For
Elect Director R. Keith Long   Mgmt   For   For
Elect Director Neal C. Schneider   Mgmt   For   For
Elect Director Frederick J. Sievert   Mgmt   For   For
Elect Director Michael T. Tokarz   Mgmt   For   For
Elect Director John G. Turner   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CSX Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    126408103
Record Date    03/07/2014    Meeting Type    Annual    Ticker    CSX

 

Shares Voted 1,331    Primary CUSIP 126408103    Primary ISIN US1264081035    Primary SEDOL 2160753

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donna M. Alvarado   Mgmt   For   For
Elect Director John B. Breaux   Mgmt   For   For
Elect Director Pamela L. Carter   Mgmt   For   For
Elect Director Steven T. Halverson   Mgmt   For   For
Elect Director Edward J. Kelly, III   Mgmt   For   For
Elect Director Gilbert H. Lamphere   Mgmt   For   For
Elect Director John D. McPherson   Mgmt   For   For
Elect Director Timothy T. O’Toole   Mgmt   For   For
Elect Director David M. Ratcliffe   Mgmt   For   For
Elect Director Donald J. Shepard   Mgmt   For   For
Elect Director Michael J. Ward   Mgmt   For   For
Elect Director J.C. Watts, Jr.   Mgmt   For   For
Elect Director J. Steven Whisler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For

Dominion Resources, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    25746U109
Record Date    03/21/2014    Meeting Type    Annual    Ticker    D

 

Shares Voted 730    Primary CUSIP 25746U109    Primary ISIN US25746U1097    Primary SEDOL 2542049

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Barr   Mgmt   For   For
Elect Director Peter W. Brown   Mgmt   For   For
Elect Director Helen E. Dragas   Mgmt   For   For
Elect Director James O. Ellis, Jr.   Mgmt   For   For
Elect Director Thomas F. Farrell, II   Mgmt   For   Against
Elect Director John W. Harris   Mgmt   For   For
Elect Director Mark J. Kington   Mgmt   For   For
Elect Director Pamela J. Royal   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Michael E. Szymanczyk   Mgmt   For   For
Elect Director David A. Wollard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Report on Financial and Physical Risks of Climate Change   SH   Against   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   Against
Report on Environmental Impacts of Biomass and Assess Risks   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

General Dynamics Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    369550108
Record Date    03/06/2014    Meeting Type    Annual    Ticker    GD

 

Shares Voted 452    Primary CUSIP 369550108    Primary ISIN US3695501086    Primary SEDOL 2365161

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Nicholas D. Chabraja   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director William P. Fricks   Mgmt   For   For
Elect Director Paul G. Kaminski   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Lester L. Lyles   Mgmt   For   For
Elect Director James N. Mattis   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Laura J. Schumacher   Mgmt   For   For
Elect Director Robert Walmsley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against

Gilead Sciences, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    375558103
Record Date    03/12/2014    Meeting Type    Annual    Ticker    GILD

 

Shares Voted 1,694    Primary CUSIP 375558103   

Primary ISIN US3755581036

    Primary SEDOL 2369174

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Cogan   Mgmt   For   For
Elect Director Etienne F. Davignon   Mgmt   For   Against
Elect Director Carla A. Hills   Mgmt   For   Against
Elect Director Kevin E. Lofton   Mgmt   For   For
Elect Director John W. Madigan   Mgmt   For   For
Elect Director John C. Martin   Mgmt   For   For
Elect Director Nicholas G. Moore   Mgmt   For   For
Elect Director Richard J. Whitley   Mgmt   For   Against
Elect Director Gayle E. Wilson   Mgmt   For   Against
Elect Director Per Wold-Olsen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   For
Link CEO Compensation to Patient Access to the Company’s Medicine   SH   Against   Against

GlaxoSmithKline plc

 

Meeting Date    05/07/2014    Country    United Kingdom    Provider Security ID    G3910J112
Record Date    05/02/2014    Meeting Type    Annual    Ticker    GSK

 

Shares Voted 5,607    Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For
Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Simon Dingemans as Director   Mgmt   For   For

Re-elect Lynn Elsenhans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For
Re-elect Sir Deryck Maughan as Director   Mgmt   For   For
Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Jing Ulrich as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Glimcher Realty Trust

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    379302102
Record Date    03/14/2014    Meeting Type    Annual    Ticker    GRT

 

Shares Voted 1,028    Primary CUSIP 379302102    Primary ISIN US3793021029    Primary SEDOL 2371696

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael P. Glimcher   Mgmt   For   For
Elect Director Yvette McGee Brown   Mgmt   For   For
Elect Director Nancy J. Kramer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hanger, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    41043F208
Record Date    03/10/2014    Meeting Type    Annual    Ticker    HGR

 

Shares Voted 255    Primary CUSIP 41043F208    Primary ISIN US41043F2083    Primary SEDOL 2796653

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vinit K. Asar   Mgmt   For   For
Elect Director Christopher B. Begley   Mgmt   For   For
Elect Director Thomas P. Cooper   Mgmt   For   For
Elect Director Cynthia L. Feldmann   Mgmt   For   For
Elect Director Eric A. Green   Mgmt   For   For
Elect Director Stephen E. Hare   Mgmt   For   For

Elect Director Richard R. Pettingill   Mgmt   For   For
Elect Director Patricia B. Shrader   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Kite Realty Group Trust

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    49803T102
Record Date    03/18/2014    Meeting Type    Annual    Ticker    KRG

 

Shares Voted 3,170    Primary CUSIP 49803T102    Primary ISIN US49803T1025    Primary SEDOL B02H893

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Kite   Mgmt   For   For
Elect Director William E. Bindley   Mgmt   For   For
Elect Director Victor J. Coleman   Mgmt   For   For
Elect Director Richard A. Cosier   Mgmt   For   For
Elect Director Christie B. Kelly   Mgmt   For   For
Elect Director Gerald L. Moss   Mgmt   For   For
Elect Director David R. O’Reilly   Mgmt   For   For
Elect Director Barton R. Peterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

L Air Liquide

 

Meeting Date    05/07/2014    Country    France    Provider Security ID    F01764103
Record Date    04/30/2014    Meeting Type    Annual/Special    Ticker    AI

 

Shares Voted 361    Primary CUSIP F01764103    Primary ISIN FR0000120073    Primary SEDOL B1YXBJ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.55 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Benoit Potier as Director   Mgmt   For   Against
Reelect Paul Skinner as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   For
Elect Sin Leng Low as Director   Mgmt   For   For
Elect Annette Winkler as Director   Mgmt   For   For
Approve Agreement with Benoit Potier   Mgmt   For   Against
Approve Agreement with Pierre Dufour   Mgmt   For   Against
Advisory Vote on Compensation of Benoit Potier   Mgmt   For   For
Advisory Vote on Compensation of Pierre Dufour   Mgmt   For   For

Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Amend Article 11 of Bylaws Re: Employee Shareholder Representatives   Mgmt   For   For
Amend Article 13 of Bylaws Re: Lead Director   Mgmt   For   For
Amend Article 21 of Bylaws Re: Allocation of Income   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

LaSalle Hotel Properties

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    517942108
Record Date    02/20/2014    Meeting Type    Annual    Ticker    LHO

 

Shares Voted 815    Primary CUSIP 517942108    Primary ISIN US5179421087    Primary SEDOL 2240161

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael D. Barnello   Mgmt   For   For
Elect Director Donald A. Washburn   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Materion Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    576690101
Record Date    03/10/2014    Meeting Type    Annual    Ticker    MTRN

 

Shares Voted 685    Primary CUSIP 576690101    Primary ISIN US5766901012    Primary SEDOL 2149622

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward F. Crawford   Mgmt   For   For
Elect Director Joseph P. Keithley   Mgmt   For   For
Elect Director N. Mohan Reddy   Mgmt   For   For
Elect Director Craig S. Shular   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Opt Out of State’s Control Share Acquisition Law   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For

Piper Jaffray Companies

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    724078100
Record Date    03/12/2014    Meeting Type    Annual    Ticker    PJC

 

Shares Voted 600    Primary CUSIP 724078100    Primary ISIN US7240781002    Primary SEDOL 2227089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew S. Duff   Mgmt   For   For
Elect Director William R. Fitzgerald   Mgmt   For   For
Elect Director B. Kristine Johnson   Mgmt   For   For
Elect Director Addison L. Piper   Mgmt   For   For
Elect Director Lisa K. Polsky   Mgmt   For   For
Elect Director Philip E. Soran   Mgmt   For   For
Elect Director Scott C. Taylor   Mgmt   For   For
Elect Director Michele Volpi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date    05/07/2014    Country    United Kingdom    Provider Security ID    G74079107
Record Date    05/02/2014    Meeting Type    Annual    Ticker    RB.

 

Shares Voted 771    Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Final Dividend   Mgmt   For   For
Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Adrian Hennah as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For
Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For
Elect Nicandro Durante as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Sandy Spring Bancorp, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    800363103
Record Date    03/19/2014    Meeting Type    Annual    Ticker    SASR

 

Shares Voted 771    Primary CUSIP 800363103    Primary ISIN US8003631038    Primary SEDOL 2148254

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark E. Friis   Mgmt   For   For
Elect Director Craig A. Ruppert   Mgmt   For   For
Elect Director Pamela A. Little   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Six Flags Entertainment Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    83001A102
Record Date    03/13/2014    Meeting Type    Annual    Ticker    SIX

 

Shares Voted 764    Primary CUSIP 83001A102    Primary ISIN US83001A1025    Primary SEDOL B43VKB8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kurt M. Cellar   Mgmt   For   For
Elect Director Charles A. Koppelman   Mgmt   For   For
Elect Director Jon L. Luther   Mgmt   For   For
Elect Director Usman Nabi   Mgmt   For   For
Elect Director Stephen D. Owens   Mgmt   For   For
Elect Director James Reid-Anderson   Mgmt   For   For
Elect Director Richard W. Roedel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Adidas AG

 

Meeting Date    05/08/2014    Country    Germany    Provider Security ID    D0066B185
Record Date       Meeting Type    Annual    Ticker    ADS

 

Shares Voted 205    Primary CUSIP D0066B102    Primary ISIN DE000A1EWW    Primary SEDOL 4031976

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Reelect Stefan Jentzsch to the Supervisory Board   Mgmt   For   For
Reelect Herbert Kauffmann to the Supervisory Board   Mgmt   For   For
Reelect Igor Landau to the Supervisory Board   Mgmt   For   For
Reelect Willi Schwerdtle to the Supervisory Board   Mgmt   For   For
Elect Katja Kraus to the Supervisory Board   Mgmt   For   For
Elect Kathrin Menges to the Supervisory Board   Mgmt   For   For

Ammend Articles Re: Compensation of Supervisory Board Members   Mgmt   For   For
Approve Issuance of Warrants/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Ratify KMPG as Auditors for Fiscal 2014   Mgmt   For   For
Ratify KMPG as Auditors for the 2014 Half Year Report   Mgmt   For   For

Alaska Air Group, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    011659109
Record Date    03/18/2014    Meeting Type    Annual    Ticker    ALK

 

Shares Voted 514    Primary CUSIP 011659109    Primary ISIN US0116591092    Primary SEDOL 2012605

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Patricia M. Bedient   Mgmt   For   For
Elect Director Marion C. Blakey   Mgmt   For   For
Elect Director Phyllis J. Campbell   Mgmt   For   For
Elect Director Jessie J. Knight, Jr.   Mgmt   For   For
Elect Director Dennis F. Madsen   Mgmt   For   For
Elect Director Byron I. Mallott   Mgmt   For   For
Elect Director Helvi K. Sandvik   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Bradley D. Tilden   Mgmt   For   For
Elect Director Eric K. Yeaman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjust Par Value of Common Stock   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

CVS Caremark Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    126650100
Record Date    03/13/2014    Meeting Type    Annual    Ticker    CVS

 

Shares Voted 1,559    Primary CUSIP 126650100    Primary ISIN US1266501006    Primary SEDOL 2577609

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. David Brown, II   Mgmt   For   Against
Elect Director Nancy-Ann M. DeParle   Mgmt   For   For
Elect Director David W. Dorman   Mgmt   For   Against
Elect Director Anne M. Finucane   Mgmt   For   Against
Elect Director Larry J. Merlo   Mgmt   For   For

Elect Director Jean-Pierre Millon   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   Against
Elect Director Tony L. White   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Eni S.p.A.

 

Meeting Date    05/08/2014    Country    Italy    Provider Security ID    T3643A145
Record Date    04/28/2014    Meeting Type    Annual/Special    Ticker    ENI

 

Shares Voted 2,863    Primary CUSIP T3643A145    Primary ISIN IT0003132476    Primary SEDOL 7145056

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Extraordinary Business   Mgmt    
Shareholder Proposal Submitted by the Italian Treasury and Cassa Depositi e Prestiti   Mgmt    
Amend Articles Re: Director Honorability Requirements   SH   None   Against
Management Proposals   Mgmt    
Amend Company Bylaws Re: Shareholder Meetings   Mgmt   For   For
Ordinary Business   Mgmt    
Management Proposals   Mgmt    
Fix Number of Directors   Mgmt   For   For
Fix Board Terms for Directors   Mgmt   For   For
Appoint Directors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate Submitted by the Italian Treasury   SH   None   Do Not Vote
Slate Submitted by Institutional Investors   SH   None   For
Elect Board Chair   Mgmt   None   For
Approve Remuneration of Directors   Mgmt   For   Against
Approve Remuneration of Executive Directors   Mgmt   None   For
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate Submitted by the Italian Treasury   SH   None   Against
Slate Submitted by Institutional Investors   SH   None   For
Appoint Chair of the Board of Statutory Auditors   SH   None   For
Approve Internal Auditors’ Remuneration   Mgmt   For   For
Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni’s Financial Control   Mgmt   For   For

Approve Long-Term Monetary Incentive Plan 2014-2016   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

FEI Company

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    30241L109
Record Date    03/03/2014    Meeting Type    Annual    Ticker    FEIC

 

Shares Voted 340    Primary CUSIP 30241L109    Primary ISIN US30241L1098    Primary SEDOL 2355764

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Homa Bahrami   Mgmt   For   For
Elect Director Arie Huijser   Mgmt   For   For
Elect Director Don R. Kania   Mgmt   For   For
Elect Director Thomas F. Kelly   Mgmt   For   For
Elect Director Jan C. Lobbezoo   Mgmt   For   For
Elect Director Jami K. Nachtsheim   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For
Elect Director James T. Richardson   Mgmt   For   For
Elect Director Richard H. Wills   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ford Motor Company

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    345370860
Record Date    03/12/2014    Meeting Type    Annual    Ticker    F

 

Shares Voted 4,953    Primary CUSIP 345370860    Primary ISIN US3453708600    Primary SEDOL 2615468

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen G. Butler   Mgmt   For   For
Elect Director Kimberly A. Casiano   Mgmt   For   For
Elect Director Anthony F. Earley, Jr.   Mgmt   For   Against
Elect Director Edsel B. Ford, II   Mgmt   For   For
Elect Director William Clay Ford, Jr.   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director James P. Hackett   Mgmt   For   For
Elect Director James H. Hance, Jr.   Mgmt   For   For
Elect Director William W. Helman, IV   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   Against
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Ellen R. Marram   Mgmt   For   Against
Elect Director Alan Mulally   Mgmt   For   For

Elect Director Homer A. Neal   Mgmt   For   For
Elect Director Gerald L. Shaheen   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

Hexcel Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    428291108
Record Date    03/13/2014    Meeting Type    Annual    Ticker    HXL

 

Shares Voted 765    Primary CUSIP 428291108    Primary ISIN US4282911084    Primary SEDOL 2416779

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nick L. Stanage   Mgmt   For   For
Elect Director Joel S. Beckman   Mgmt   For   For
Elect Director Lynn Brubaker   Mgmt   For   For
Elect Director Jeffrey C. Campbell   Mgmt   For   For
Elect Director Sandra L. Derickson   Mgmt   For   For
Elect Director W. Kim Foster   Mgmt   For   For
Elect Director Thomas A. Gendron   Mgmt   For   For
Elect Director Jeffrey A. Graves   Mgmt   For   For
Elect Director David C. Hill   Mgmt   For   For
Elect Director David L. Pugh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Norfolk Southern Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    655844108
Record Date    02/27/2014    Meeting Type    Annual    Ticker    NSC

 

Shares Voted 439    Primary CUSIP 655844108    Primary ISIN US6558441084    Primary SEDOL 2641894

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas D. Bell, Jr.   Mgmt   For   For
Elect Director Erskine B. Bowles   Mgmt   For   For
Elect Director Robert A. Bradway   Mgmt   For   For
Elect Director Wesley G. Bush   Mgmt   For   For
Elect Director Daniel A. Carp   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Steven F. Leer   Mgmt   For   For

Elect Director Michael D. Lockhart   Mgmt   For   For
Elect Director Amy E. Miles   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Martin H. Nesbitt   Mgmt   For   For
Elect Director James A. Squires   Mgmt   For   For
Elect Director John R. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Pharmacyclics, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    716933106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    PCYC

 

Shares Voted 459    Primary CUSIP 716933106    Primary ISIN US7169331060    Primary SEDOL 2689690

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For
Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    78377T107
Record Date    03/19/2014    Meeting Type    Annual    Ticker    RHP

 

Shares Voted 395    Primary CUSIP 78377T107    Primary ISIN US78377T1079    Primary SEDOL B8QV5C9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Bender   Mgmt   For   For
Elect Director E. K. Gaylord, II   Mgmt   For   For
Elect Director D. Ralph Horn   Mgmt   For   For
Elect Director Ellen Levine   Mgmt   For   For
Elect Director Robert S. Prather, Jr.   Mgmt   For   For
Elect Director Colin V. Reed   Mgmt   For   For
Elect Director Michael D. Rose   Mgmt   For   For

Elect Director Michael I. Roth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Standard Chartered plc

 

Meeting Date    05/08/2014    Country    United Kingdom    Provider Security ID    G84228157
Record Date    05/06/2014    Meeting Type    Annual    Ticker    STAN

 

Shares Voted 2,726    Primary CUSIP G84228157    Primary ISIN GB0004082847    Primary SEDOL 0408284

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   For
Elect Dr Kurt Campbell as Director   Mgmt   For   For
Elect Christine Hodgson as Director   Mgmt   For   For
Elect Naguib Kheraj as Director   Mgmt   For   For
Re-elect Om Bhatt as Director   Mgmt   For   For
Re-elect Jaspal Bindra as Director   Mgmt   For   For
Re-elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For
Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Dr Lars Thunell as Director   Mgmt   For   For

Approve Disapplication of the Shareholding Qualification in Relation to

Dr Kurt Campbell

   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   For   For
Approve Scrip Dividend Program   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For

United Parcel Service, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    911312106
Record Date    03/10/2014    Meeting Type    Annual    Ticker    UPS

 

Shares Voted 1,246    Primary CUSIP 911312106    Primary ISIN US9113121068    Primary SEDOL 2517382

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   For
Elect Director Rodney C. Adkins   Mgmt   For   For
Elect Director Michael J. Burns   Mgmt   For   For
Elect Director D. Scott Davis   Mgmt   For   For
Elect Director Stuart E. Eizenstat   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director William R. Johnson   Mgmt   For   For
Elect Director Candace Kendle   Mgmt   For   For
Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Rudy H.P. Markham   Mgmt   For   For
Elect Director Clark T. “Sandy” Randt, Jr.   Mgmt   For   For
Elect Director Carol B. Tome   Mgmt   For   For
Elect Director Kevin M. Warsh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

AIA Group Ltd.

 

Meeting Date    05/09/2014    Country    Hong Kong    Provider Security ID    Y002A1105
Record Date    05/02/2014    Meeting Type    Annual    Ticker    01299

 

Shares Voted 13,157    Primary CUSIP N/A    Primary ISIN HK0000069689    Primary SEDOL B4TX8S1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Mohamed Azman Yahya as Director   Mgmt   For   For
Elect Edmund Sze-Wing Tse as Director   Mgmt   For   For
Elect Jack Chak-Kwong So as Director   Mgmt   For   For

Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Barnes Group Inc.

 

Meeting Date    05/09/2014    Country    USA    Provider Security ID    067806109
Record Date    03/11/2014    Meeting Type    Annual    Ticker    B

 

Shares Voted 428    Primary CUSIP 067806109    Primary ISIN US0678061096    Primary SEDOL 2080732

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William S. Bristow, Jr.   Mgmt   For   Withhold
Elect Director Patrick J. Dempsey   Mgmt   For   Withhold
Elect Director Hassell H. McClellan   Mgmt   For   Withhold
Elect Director JoAnna Sohovich   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Equity One, Inc.

 

Meeting Date    05/09/2014    Country    USA    Provider Security ID    294752100
Record Date    03/05/2014    Meeting Type    Annual    Ticker    EQY

 

Shares Voted 927    Primary CUSIP 294752100    Primary ISIN US2947521009    Primary SEDOL 2246329

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cynthia R. Cohen   Mgmt   For   For
Elect Director Neil Flanzraich   Mgmt   For   For
Elect Director Jordan Heller   Mgmt   For   For
Elect Director Chaim Katzman   Mgmt   For   For
Elect Director Peter Linneman   Mgmt   For   For
Elect Director Galia Maor   Mgmt   For   For
Elect Director Jeffrey S. Olson   Mgmt   For   For
Elect Director Dori Segal   Mgmt   For   For
Elect Director David Fischel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

American Express Company

 

Meeting Date    05/12/2014    Country    USA    Provider Security ID    025816109
Record Date    03/14/2014    Meeting Type    Annual    Ticker    AXP

 

Shares Voted 1,439    Primary CUSIP 025816109    Primary ISIN US0258161092    Primary SEDOL 2026082

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Peter Chernin   Mgmt   For   For
Elect Director Anne Lauvergeon   Mgmt   For   For
Elect Director Theodore J. Leonsis   Mgmt   For   For
Elect Director Richard C. Levin   Mgmt   For   For
Elect Director Richard A. McGinn   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Daniel L. Vasella   Mgmt   For   For
Elect Director Robert D. Walter   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Prepare Employment Diversity Report   SH   Against   For
Report on Board Oversight of Privacy and Data Security and Requests for Customer Information   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date    05/12/2014    Country    USA    Provider Security ID    026874784
Record Date    03/17/2014    Meeting Type    Annual    Ticker    AIG

 

Shares Voted 1,942    Primary CUSIP 026874784    Primary ISIN US0268747849    Primary SEDOL 2027342

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Benmosche   Mgmt   For   For
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Peter R. Fisher   Mgmt   For   For
Elect Director John H. Fitzpatrick   Mgmt   For   For
Elect Director William G. Jurgensen   Mgmt   For   For
Elect Director Christopher S. Lynch   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director George L. Miles, Jr.   Mgmt   For   For
Elect Director Henry S. Miller   Mgmt   For   For

Elect Director Robert S. Miller   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ronald A. Rittenmeyer   Mgmt   For   For
Elect Director Douglas M. Steenland   Mgmt   For   For
Elect Director Theresa M. Stone   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes   Mgmt   For   For
Amend Tax Asset Protection Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Centrica plc

 

Meeting Date    05/12/2014    Country    United Kingdom    Provider Security ID    G2018Z143
Record Date    05/08/2014    Meeting Type    Annual    Ticker    CNA

 

Shares Voted 5,793    Primary CUSIP G2018Z143    Primary ISIN GB00B033F229    Primary SEDOL B033F22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Rick Haythornthwaite as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For
Re-elect Mark Hanafin as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Elect Mike Linn as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For
Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Paul Rayner as Director   Mgmt   For   For
Re-elect Chris Weston as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ING Groep NV

 

Meeting Date    05/12/2014    Country    Netherlands    Provider Security ID    N4578E413
Record Date    04/14/2014    Meeting Type    Annual    Ticker    INGA

 

Shares Voted 3,726    Primary CUSIP N4578E413    Primary ISIN NL0000303600    Primary SEDOL 7154182

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Announcements   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Discuss Remuneration Report   Mgmt    
Approve Amendments to Remuneration Policy for Management Board Members   Mgmt   For   For
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share   Mgmt   For   For
Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders   Mgmt   For   For
Amend Articles Re: Representation of the Board   Mgmt   For   For
Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect Eric Boyer de la Giroday to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Other Business (Non-Voting) and Closing   Mgmt    

Coca-Cola Bottling Co. Consolidated

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    191098102
Record Date    03/17/2014    Meeting Type    Annual    Ticker    COKE

 

Shares Voted 343    Primary CUSIP 191098102    Primary ISIN US1910981026    Primary SEDOL 2206721

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Frank Harrison, III   Mgmt   For   Withhold
Elect Director H.W. McKay Belk   Mgmt   For   Withhold
Elect Director Alexander B. Cummings, Jr.   Mgmt   For   Withhold
Elect Director Sharon A. Decker   Mgmt   For   For
Elect Director William B. Elmore   Mgmt   For   Withhold

Elect Director Morgan H. Everett   Mgmt   For   Withhold
Elect Director Deborah H. Everhart   Mgmt   For   Withhold
Elect Director Henry W. Flint   Mgmt   For   Withhold
Elect Director William H. Jones   Mgmt   For   For
Elect Director James H. Morgan   Mgmt   For   Withhold
Elect Director John W. Murrey, III   Mgmt   For   For
Elect Director Dennis A. Wicker   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   Against

First American Financial Corporation

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    31847R102
Record Date    03/19/2014    Meeting Type    Annual    Ticker    FAF

 

Shares Voted 771    Primary CUSIP 31847R102    Primary ISIN US31847R1023    Primary SEDOL B4NFPK4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Doti   Mgmt   For   For
Elect Director Michael D. McKee   Mgmt   For   For
Elect Director Thomas V. McKernan   Mgmt   For   For
Elect Director Virginia M. Ueberroth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Healthcare Realty Trust Incorporated

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    421946104
Record Date    03/13/2014    Meeting Type    Annual    Ticker    HR

 

Shares Voted 685    Primary CUSIP 421946104    Primary ISIN US4219461047    Primary SEDOL 2417921

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David R. Emery   Mgmt   For   For
Elect Director Batey M. Gresham, Jr.   Mgmt   For   For
Elect Director Dan S. Wilford   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Impax Laboratories, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    45256B101
Record Date    04/04/2014    Meeting Type    Annual    Ticker    IPXL

 

Shares Voted 514    Primary CUSIP 45256B101    Primary ISIN US45256B1017    Primary SEDOL 2373722

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie Z. Benet   Mgmt   For   For
Elect Director Robert L. Burr   Mgmt   For   For
Elect Director Allen Chao   Mgmt   For   For

Elect Director Nigel Ten Fleming   Mgmt   For   For
Elect Director Larry Hsu   Mgmt   For   For
Elect Director Michael Markbreiter   Mgmt   For   For
Elect Director Mary K. Pendergast   Mgmt   For   For
Elect Director Peter R. Terreri   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Volkswagen AG (VW)

 

Meeting Date    05/13/2014    Country    Germany    Provider Security ID    D94523103
Record Date    04/21/2014    Meeting Type    Special    Ticker    VOW3

 

Shares Voted 155    Primary CUSIP D94523145    Primary ISIN DE0007664039    Primary SEDOL 5497168

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Meeting for Preferred Shareholders   Mgmt    
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 119 Million Pool of Preferred Shares to Guarantee Conversion Rights   Mgmt   For   For

Waste Management, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    94106L109
Record Date    03/17/2014    Meeting Type    Annual    Ticker    WM

 

Shares Voted 2,668    Primary CUSIP 94106L109    Primary ISIN US94106L1098    Primary SEDOL 2937667

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bradbury H. Anderson   Mgmt   For   For
Elect Director Frank M. Clark, Jr.   Mgmt   For   For
Elect Director Patrick W. Gross   Mgmt   For   For
Elect Director Victoria M. Holt   Mgmt   For   For
Elect Director John C. Pope   Mgmt   For   For
Elect Director W. Robert Reum   Mgmt   For   For
Elect Director David P. Steiner   Mgmt   For   For
Elect Director Thomas H. Weidemeyer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Wright Medical Group, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    98235T107
Record Date    03/18/2014    Meeting Type    Annual    Ticker    WMGI

 

Shares Voted 339    Primary CUSIP 98235T107    Primary ISIN US98235T1079    Primary SEDOL 2771252

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gary D. Blackford   Mgmt   For   For
Elect Director Martin J. Emerson   Mgmt   For   For
Elect Director Lawrence W. Hamilton   Mgmt   For   For
Elect Director Ronald K. Labrum   Mgmt   For   For
Elect Director John L. Miclot   Mgmt   For   For
Elect Director Robert J. Palmisano   Mgmt   For   For
Elect Director Amy S. Paul   Mgmt   For   For
Elect Director Robert J. Quillinan   Mgmt   For   For
Elect Director David D. Stevens   Mgmt   For   For
Elect Director Douglas G. Watson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ADTRAN, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    00738A106
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ADTN

 

Shares Voted 428    Primary CUSIP 00738A106    Primary ISIN US00738A1060    Primary SEDOL 2052924

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas R. Stanton   Mgmt   For   For
Elect Director H. Fenwick Huss   Mgmt   For   For
Elect Director William L. Marks   Mgmt   For   For
Elect Director James E. Matthews   Mgmt   For   For
Elect Director Balan Nair   Mgmt   For   For
Elect Director Roy J. Nichols   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ARRIS Group, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    04270V106
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ARRS

 

Shares Voted 1,108    Primary CUSIP 04270V106    Primary ISIN US04270V1061    Primary SEDOL B9SMM04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alex B. Best   Mgmt   For   For
Elect Director Harry L. Bosco   Mgmt   For   For
Elect Director James A. Chiddix   Mgmt   For   For
Elect Director Andrew T. Heller   Mgmt   For   For
Elect Director Matthew B. Kearney   Mgmt   For   For
Elect Director Robert J. Stanzione   Mgmt   For   For
Elect Director Doreen A. Toben   Mgmt   For   For
Elect Director Debora J. Wilson   Mgmt   For   For

Elect Director David A. Woodle   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

BNP Paribas SA

 

Meeting Date    05/14/2014    Country    France    Provider Security ID    F1058Q238
Record Date    05/08/2014    Meeting Type    Annual/Special    Ticker    BNP

 

Shares Voted 1,139    Primary CUSIP F1058Q238    Primary ISIN FR0000131104    Primary SEDOL 7309681

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Jean-Francois Lepetit as Director   Mgmt   For   For
Reelect Baudouin Prot as Director   Mgmt   For   Against
Reelect Fields Wicker-Miurin as Director   Mgmt   For   For
Ratify Appointment and Reelect Monique Cohen as Director   Mgmt   For   For
Elect Daniela Schwarzer as Director   Mgmt   For   For
Advisory Vote on Compensation of Baudouin Prot, Chairman   Mgmt   For   For
Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO   Mgmt   For   For
Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs   Mgmt   For   For
Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Executives and Risk Takers   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million   Mgmt   For   For
Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Google Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    38259P706
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GOOG

 

Shares Voted 429    Primary CUSIP 38259P706    Primary ISIN US38259P7069    Primary SEDOL BKM4JZ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Larry Page   Mgmt   For   For
Elect Director Sergey Brin   Mgmt   For   For
Elect Director Eric E. Schmidt   Mgmt   For   For
Elect Director L. John Doerr   Mgmt   For   For
Elect Director Diane B. Greene   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Ann Mather   Mgmt   For   For
Elect Director Paul S. Otellini   Mgmt   For   For
Elect Director K. Ram Shriram   Mgmt   For   For
Elect Director Shirley M. Tilghman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Adopt Policy and Report on Impact of Tax Strategy   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Harte-Hanks, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    416196103
Record Date    03/20/2014    Meeting Type    Annual    Ticker    HHS

 

Shares Voted 1,885    Primary CUSIP 416196103    Primary ISIN US4161961036    Primary SEDOL 2410812

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Judy C. Odom   Mgmt   For   Withhold
Elect Director Robert A. Philpott   Mgmt   For   For
Elect Director Karen A. Puckett   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

NuVasive, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    670704105
Record Date    03/18/2014    Meeting Type    Annual    Ticker    NUVA

 

Shares Voted 343    Primary CUSIP 670704105    Primary ISIN US6707041058    Primary SEDOL B00GJC2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory T. Lucier   Mgmt   For   For
Elect Director Leslie V. Norwalk   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Ocwen Financial Corporation

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    675746309
Record Date    03/26/2014    Meeting Type    Annual    Ticker    OCN

 

Shares Voted 1,020    Primary CUSIP 675746309    Primary ISIN US6757463095    Primary SEDOL B14PL71

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Erbey   Mgmt   For   For
Elect Director Ronald M. Faris   Mgmt   For   For
Elect Director Ronald J. Korn   Mgmt   For   For
Elect Director William H. Lacy   Mgmt   For   For
Elect Director Wilbur L. Ross, Jr.   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director Barry N. Wish   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Statoil ASA

 

Meeting Date    05/14/2014    Country    Norway    Provider Security ID    R8413J103
Record Date       Meeting Type    Annual    Ticker    STL

 

Shares Voted 1,238    Primary CUSIP R4446E112    Primary ISIN NO0010096985    Primary SEDOL 7133608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Approve Notice of Meeting and Agenda   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share   Mgmt   For   For
Shareholder Proposals   Mgmt    
Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against
Management Proposals   Mgmt    
Approve Company’s Corporate Governance Statement   Mgmt   For   For

Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Reelect Olaug Svarva as Member of Corporate Assembly   Mgmt   For   For
Reelect Idar Kreutzer as Member of Corporate Assembly   Mgmt   For   For
Reelect Karin Aslaksen as Member of Corporate Assembly   Mgmt   For   For
Reelect Greger Mannsverk as Member of Corporate Assembly   Mgmt   For   For
Reelect Steinar Olsen as Member of Corporate Assembly   Mgmt   For   For
Reelect Ingvald Strommen as Member of Corporate Assembly   Mgmt   For   For
Reelect Rune Bjerke as Member of Corporate Assembly   Mgmt   For   For
Reelect Siri Kalvig as Member of Corporate Assembly   Mgmt   For   For
Reelect Barbro Haetta as Member of Corporate Assembly   Mgmt   For   For
Elect Terje Venold as Member of Corporate Assembly   Mgmt   For   For
Elect Tone Lunde Bakker as Member of Corporate Assembly   Mgmt   For   For
Elect Kjersti Kleven as Member of Corporate Assembly   Mgmt   For   For
Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly   Mgmt   For   For
Reelect Bassim Haj as Deputy Member of Corporate Assembly   Mgmt   For   For
Elect Nina Kivijervi as Deputy Member of Corporate Assembly   Mgmt   For   For
Elect Birgitte Vartdal as Deputy Members of Corporate Assembly   Mgmt   For   For
Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members   Mgmt   For   For
Reelect Olaug Svarva as Member and Chairman of Nominating Committee   Mgmt   For   For
Reelect Tom Rathe as Member of Nominating Committee   Mgmt   For   For
Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy   Mgmt   For   For
Elect Tone Bakker as New Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members   Mgmt   For   For
Approve Quaterly Dividend Payment   Mgmt   For   For
Approve Equity Plan Financing   Mgmt   For   Against
Authorize Share Repurchase Program and Cancellation of Repurchased Shares   Mgmt   For   For
Shareholder Proposal   Mgmt    
Terminate Engagement in Angola and Azerbaijan   SH   Against   Against

Unilever NV

 

Meeting Date    05/14/2014    Country    Netherlands    Provider Security ID    N8981F271
Record Date    04/16/2014    Meeting Type    Annual    Ticker    UNA

 

Shares Voted 1,587    Primary CUSIP N8981F271    Primary ISIN NL0000009355    Primary SEDOL B12T3J1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    

Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    
Approve Remuneration Policy   Mgmt   For   For
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For
Reelect P.G.J.M. Polman as an Executive Director   Mgmt   For   For
Relect R.J-M.S. Huet as an Executive Director   Mgmt   For   For
Reelect L.M. Cha as a Non-Executive Director   Mgmt   For   For
Reelect L.O. Fresco as a Non-Executive Director   Mgmt   For   For
Reelect A.M. Fudge as a Non-Executive Director   Mgmt   For   For
Reelect B.E. Grote as a Non-Executive Director   Mgmt   For   For
Reelect M.Ma as a Non-Executive Director   Mgmt   For   For
Reelect H. Nyasulu as a Non-Executive Director   Mgmt   For   For
Reelect M. Rifkind as a Non-Executive Director   Mgmt   For   For
Reelect J. Rishton as a Non-Executive Director   Mgmt   For   For
Reelect K.J. Storm as a Non-Executive Director   Mgmt   For   For
Reelect M. Treschow as a Non-Executive Director   Mgmt   For   For
Reelect P.S. Walsh as a Non-Executive Director   Mgmt   For   For
Elect F Sijbesma as a Non-Executive Director   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date    05/14/2014    Country    United Kingdom    Provider Security ID    G92087165
Record Date    05/12/2014    Meeting Type    Annual    Ticker    ULVR

 

Shares Voted 1,460    Primary CUSIP G92087165    Primary ISIN GB00B10RZP78    Primary SEDOL B10RZP7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For

Re-elect Dr Byron Grote as Director   Mgmt   For   For
Re-elect Mary Ma as Director   Mgmt   For   For
Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For
Re-elect Michael Treschow as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Feike Sijbesma as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

United Community Banks, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    90984P303
Record Date    03/15/2014    Meeting Type    Annual    Ticker    UCBI

 

Shares Voted 1,371    Primary CUSIP 90984P303    Primary ISIN US90984P3038    Primary SEDOL 2862156

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. C. Nelson, Jr.   Mgmt   For   For
Elect Director Jimmy C. Tallent   Mgmt   For   For
Elect Director Robert H. Blalock   Mgmt   For   For
Elect Director Clifford V. Brokaw   Mgmt   For   For
Elect Director L. Cathy Cox   Mgmt   For   For
Elect Director Steven J. Goldstein   Mgmt   For   For
Elect Director Thomas A. Richlovsky   Mgmt   For   For
Elect Director Tim R. Wallis   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Watts Water Technologies, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    942749102
Record Date    03/21/2014    Meeting Type    Annual    Ticker    WTS

 

Shares Voted 257    Primary CUSIP 942749102    Primary ISIN US9427491025    Primary SEDOL 2943620

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Ayers   Mgmt   For   For
Elect Director Bernard Baert   Mgmt   For   For
Elect Director Kennett F. Burnes   Mgmt   For   For

Elect Director Richard J. Cathcart   Mgmt   For   For
Elect Director W. Craig Kissel   Mgmt   For   For
Elect Director John K. McGillicuddy   Mgmt   For   For
Elect Director Joseph T. Noonan   Mgmt   For   For
Elect Director Merilee Raines   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Align Technology, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    016255101
Record Date    03/20/2014    Meeting Type    Annual    Ticker    ALGN

 

Shares Voted 594    Primary CUSIP 016255101    Primary ISIN US0162551016    Primary SEDOL 2679204

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph Lacob   Mgmt   For   For
Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For
Elect Director George J. Morrow   Mgmt   For   For
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Thomas M. Prescott   Mgmt   For   For
Elect Director Andrea L. Saia   Mgmt   For   For
Elect Director Greg J. Santora   Mgmt   For   For
Elect Director Warren S. Thaler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amgen Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    031162100
Record Date    03/17/2014    Meeting Type    Annual    Ticker    AMGN

 

Shares Voted 891    Primary CUSIP 031162100    Primary ISIN US0311621009    Primary SEDOL 2023607

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Baltimore   Mgmt   For   Against
Elect Director Frank J. Biondi, Jr.   Mgmt   For   For
Elect Director Robert A. Bradway   Mgmt   For   For
Elect Director Francois de Carbonnel   Mgmt   For   Against
Elect Director Vance D. Coffman   Mgmt   For   Against
Elect Director Robert A. Eckert   Mgmt   For   For
Elect Director Greg C. Garland   Mgmt   For   For
Elect Director Rebecca M. Henderson   Mgmt   For   Against
Elect Director Frank C. Herringer   Mgmt   For   Against
Elect Director Tyler Jacks   Mgmt   For   Against
Elect Director Judith C. Pelham   Mgmt   For   For

Elect Director Ronald D. Sugar   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Vote Counting to Exclude Abstentions   SH   Against   Against

Apache Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    037411105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    APA

 

Shares Voted 537    Primary CUSIP 037411105    Primary ISIN US0374111054    Primary SEDOL 2043962

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Steven Farris   Mgmt   For   For
Elect Director A.D. Frazier, Jr.   Mgmt   For   For
Elect Director Amy H. Nelson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

BG Group plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G1245Z108
Record Date    05/13/2014    Meeting Type    Annual    Ticker    BG.

 

Shares Voted 3,849    Primary CUSIP G1245Z108    Primary ISIN GB0008762899    Primary SEDOL 0876289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Final Dividend   Mgmt   For   For
Elect Simon Lowth as Director   Mgmt   For   For
Elect Pam Daley as Director   Mgmt   For   For
Elect Martin Ferguson as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt    
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For
Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Lim Haw-Kuang as Director   Mgmt   For   For
Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Patrick Thomas as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For

Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

BMW Group Bayerische Motoren Werke AG

 

Meeting Date    05/15/2014    Country    Germany    Provider Security ID    D12096109
Record Date    04/23/2014    Meeting Type    Annual    Ticker    BMW

 

Shares Voted 380    Primary CUSIP D12096109    Primary ISIN DE0005190003    Primary SEDOL 5756029

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.62 per Preffered Share and 2.60 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Franz Haniel to the Supervisory Board   Mgmt   For   For
Elect Susanne Klatten to the Supervisory Board   Mgmt   For   For
Elect Robert Lane to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Stefan Quandt to the Supervisory Board   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For

Comfort Systems USA, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    199908104
Record Date    03/17/2014    Meeting Type    Annual    Ticker    FIX

 

Shares Voted 1,200    Primary CUSIP 199908104    Primary ISIN US1999081045    Primary SEDOL 2036047

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Darcy G. Anderson   Mgmt   For   For
Elect Director Herman E. Bulls   Mgmt   For   For
Elect Director Alfred J. Giardinelli, Jr.   Mgmt   For   For
Elect Director Alan P. Krusi   Mgmt   For   For
Elect Director Brian E. Lane   Mgmt   For   For
Elect Director Franklin Myers   Mgmt   For   For
Elect Director James H. Schultz   Mgmt   For   For
Elect Director Constance E. Skidmore   Mgmt   For   For

Elect Director Vance W. Tang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Computer Programs and Systems, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    205306103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    CPSI

 

Shares Voted 343    Primary CUSIP 205306103    Primary ISIN US2053061030    Primary SEDOL 2872122

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David A. Dye   Mgmt   For   For
Elect Director A. Robert Outlaw, Jr.   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend Restricted Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Credit Acceptance Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    225310101
Record Date    03/20/2014    Meeting Type    Annual    Ticker    CACC

 

Shares Voted 182    Primary CUSIP 225310101    Primary ISIN US2253101016    Primary SEDOL 2232050

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald A. Foss   Mgmt   For   For
Elect Director Glenda J. Flanagan   Mgmt   For   For
Elect Director Brett A. Roberts   Mgmt   For   For
Elect Director Thomas N. Tryforos   Mgmt   For   For
Elect Director Scott J. Vassalluzzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Telekom AG

 

Meeting Date    05/15/2014    Country    Germany    Provider Security ID    D2035M136
Record Date       Meeting Type    Annual    Ticker    DTE

 

  Shares Voted 3,277    Primary CUSIP D2035M136    Primary ISIN DE0005557508    Primary SEDOL 5842359

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Johannes Geismann to the Supervisory Board   Mgmt   For   For
Elect Lars Hinrichs to the Supervisory Board   Mgmt   For   For

Elect Ulrich Schroeder to the Supervisory Board   Mgmt   For   For
Elect Karl-Heinz Streibich to the Supervisory Board   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For

EPR Properties

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    26884U109
Record Date    03/10/2014    Meeting Type    Annual    Ticker    EPR

 

Shares Voted 343    Primary CUSIP 26884U109    Primary ISIN US26884U1097    Primary SEDOL B8XXZP1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David M. Brain   Mgmt   For   For
Elect Director Robert J. Druten   Mgmt   For   For
Elect Director Robin P. Sterneck   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

KapStone Paper and Packaging Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    48562P103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    KS

 

Shares Voted 686    Primary CUSIP 48562P103    Primary ISIN US48562P1030    Primary SEDOL B0L2NP0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John M. Chapman   Mgmt   For   For
Elect Director Ronald J. Gidwitz   Mgmt   For   For
Elect Director Matthew Kaplan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Lloyds Banking Group plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G5533W248
Record Date    05/13/2014    Meeting Type    Annual    Ticker    LLOY

 

  Shares Voted 48,710    Primary CUSIP G5542W106    Primary ISIN GB0008706128    Primary SEDOL 0870612

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Juan Colombas as Director   Mgmt   For   For
Elect Dyfrig John as Director   Mgmt   For   For
Re-elect Lord Blackwell as Director   Mgmt   For   For
Re-elect George Culmer as Director   Mgmt   For   For
Re-elect Carolyn Fairbairn as Director   Mgmt   For   For
Re-elect Anita Frew as Director   Mgmt   For   For

Re-elect Antonio Horta-Osorio as Director   Mgmt   For   For
Re-elect Nicholas Luff as Director   Mgmt   For   For
Re-elect David Roberts as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Sara Weller as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For
Approve Scrip Dividend Programme   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Variable Component of Remuneration for Code Staff   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Related Party and Class 1 Transaction   Mgmt   For   For

PolyOne Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    73179P106
Record Date    03/18/2014    Meeting Type    Annual    Ticker    POL

 

Shares Voted 685    Primary CUSIP 73179P106    Primary ISIN US73179P1066    Primary SEDOL 2624561

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Fearon   Mgmt   For   For
Elect Director Gregory J. Goff   Mgmt   For   For
Elect Director Gordon D. Harnett   Mgmt   For   For
Elect Director Sandra B. Lin   Mgmt   For   For
Elect Director Richard A. Lorraine   Mgmt   For   For
Elect Director Stephen D. Newlin   Mgmt   For   For
Elect Director Robert M. Patterson   Mgmt   For   For
Elect Director William H. Powell   Mgmt   For   For
Elect Director Kerry J. Preete   Mgmt   For   For
Elect Director Farah M. Walters   Mgmt   For   For
Elect Director William A. Wulfsohn   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prudential plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G72899100
Record Date    05/13/2014    Meeting Type    Annual    Ticker    PRU

 

  Shares Voted 2,873    Primary CUSIP G72899100    Primary ISIN GB0007099541    Primary SEDOL 0709954

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Pierre-Olivier Bouee as Director   Mgmt   For   For
Elect Jacqueline Hunt as Director   Mgmt   For   For
Elect Anthony Nightingale as Director   Mgmt   For   For
Elect Alice Schroeder as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For
Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Philip Remnant as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares   Mgmt   For   For
Authorise Issue of Preference Shares   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Simon Property Group, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    828806109
Record Date    03/14/2014    Meeting Type    Annual    Ticker    SPG

 

Shares Voted 395    Primary CUSIP 828806109    Primary ISIN US8288061091    Primary SEDOL 2812452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Melvyn E. Bergstein   Mgmt   For   For
Elect Director Larry C. Glasscock   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Allan Hubbard   Mgmt   For   For
Elect Director Reuben S. Leibowitz   Mgmt   For   For
Elect Director Daniel C. Smith   Mgmt   For   For
Elect Director J. Albert Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

The Charles Schwab Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    808513105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    SCHW

 

Shares Voted 1,733    Primary CUSIP 808513105    Primary ISIN US8085131055    Primary SEDOL 2779397

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank C. Herringer   Mgmt   For   For
Elect Director Stephen T. McLin   Mgmt   For   For
Elect Director Roger O. Walther   Mgmt   For   For
Elect Director Robert N. Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Prepare Employment Diversity Report   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

The Dow Chemical Company

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    260543103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    DOW

 

Shares Voted 1,506    Primary CUSIP 260543103    Primary ISIN US2605431038    Primary SEDOL 2278719

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arnold A. Allemang   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Jacqueline K. Barton   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   Against
Elect Director Jeff M. Fettig   Mgmt   For   Against
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director Paul Polman   Mgmt   For   For
Elect Director Dennis H. Reilley   Mgmt   For   Against
Elect Director James M. Ringler   Mgmt   For   For

Elect Director Ruth G. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

Union Pacific Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    907818108
Record Date    03/24/2014    Meeting Type    Annual    Ticker    UNP

 

Shares Voted 606    Primary CUSIP 907818108    Primary ISIN US9078181081    Primary SEDOL 2914734

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew H. Card, Jr.   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director David B. Dillon   Mgmt   For   For
Elect Director Judith Richards Hope   Mgmt   For   For
Elect Director John J. Koraleski   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Michael W. McConnell   Mgmt   For   For
Elect Director Thomas F. McLarty, III   Mgmt   For   For
Elect Director Steven R. Rogel   Mgmt   For   For
Elect Director Jose H. Villarreal   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

Cameron International Corporation

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    13342B105
Record Date    03/21/2014    Meeting Type    Annual    Ticker    CAM

 

Shares Voted 1,404    Primary CUSIP 13342B105    Primary ISIN US13342B1052    Primary SEDOL 2222233

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director H. Paulett Eberhart   Mgmt   For   For
Elect Director Peter J. Fluor   Mgmt   For   For
Elect Director James T. Hackett   Mgmt   For   For
Elect Director Jack B. Moore   Mgmt   For   For
Elect Director Michael E. Patrick   Mgmt   For   For
Elect Director Jon Erik Reinhardsen   Mgmt   For   For
Elect Director Bruce W. Wilkinson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Discovery Communications, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    25470F104
Record Date    03/20/2014    Meeting Type    Annual    Ticker    DISCA

 

Shares Voted 1,268    Primary CUSIP 25470F104    Primary ISIN US25470F1049    Primary SEDOL B3D7K31

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert R. Bennett   Mgmt   For   Withhold
Elect Director John C. Malone   Mgmt   For   Withhold
Elect Director David M. Zaslav   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Dril-Quip, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    262037104
Record Date    03/24/2014    Meeting Type    Annual    Ticker    DRQ

 

Shares Voted 318    Primary CUSIP 262037104    Primary ISIN US2620371045    Primary SEDOL 2116767

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Blake T. DeBerry   Mgmt   For   For
Elect Director John V. Lovoi   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Articles to Delete Obsolete Provisions   Mgmt   For   For
Amend Articles Deleting Exception to Business Combination Provisions for Co-founders   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Growth Properties, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    370023103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GGP

 

Shares Voted 5,357    Primary CUSIP 370023103    Primary ISIN US3700231034    Primary SEDOL B56VLR5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard B. Clark   Mgmt   For   For
Elect Director Mary Lou Fiala   Mgmt   For   For
Elect Director J. Bruce Flatt   Mgmt   For   For
Elect Director John K. Haley   Mgmt   For   For
Elect Director Daniel B. Hurwitz   Mgmt   For   For
Elect Director Brian W. Kingston   Mgmt   For   For
Elect Director Sandeep Mathrani   Mgmt   For   For
Elect Director David J. Neithercut   Mgmt   For   For
Elect Director Mark R. Patterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hutchison Whampoa Limited

 

Meeting Date    05/16/2014    Country    Hong Kong    Provider Security ID    Y38024108
Record Date    05/12/2014    Meeting Type    Annual    Ticker    00013

 

Shares Voted 2,574    Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Fok Kin Ning, Canning as Director   Mgmt   For   Against
Elect Lai Kai Ming, Dominic as Director   Mgmt   For   Against
Elect Kam Hing Lam as Director   Mgmt   For   Against
Elect William Shurniak as Director   Mgmt   For   For
Elect Wong Chung Hin as Director   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against
Adopt New Articles of Association   Mgmt   For   For
Add Chinese Name to Existing Company Name   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Seattle Genetics, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    812578102
Record Date    03/21/2014    Meeting Type    Annual    Ticker    SGEN

 

Shares Voted 786    Primary CUSIP 812578102    Primary ISIN US8125781026    Primary SEDOL 2738127

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   For
Elect Director Srinivas Akkaraju   Mgmt   For   For
Elect Director David W. Gryska   Mgmt   For   For
Elect Director John P. McLaughlin   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Goldman Sachs Group, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    38141G104
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GS

 

Shares Voted 578    Primary CUSIP 38141G104    Primary ISIN US38141G1040    Primary SEDOL 2407966

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lloyd C. Blankfein   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Gary D. Cohn   Mgmt   For   For
Elect Director Claes Dahlback   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For

Elect Director James A. Johnson   Mgmt   For   For
Elect Director Lakshmi N. Mittal   Mgmt   For   For
Elect Director Adebayo O. Ogunlesi   Mgmt   For   For
Elect Director Peter Oppenheimer   Mgmt   For   For
Elect Director James J. Schiro   Mgmt   For   For
Elect Director Debora L. Spar   Mgmt   For   For
Elect Director Mark E. Tucker   Mgmt   For   For
Elect Director David A. Viniar   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against

Total SA

 

Meeting Date    05/16/2014    Country    France    Provider Security ID    F92124100
Record Date    05/12/2014    Meeting Type    Annual/Special    Ticker    FP

 

Shares Voted 2,390    Primary CUSIP F92124100    Primary ISIN FR0000120271    Primary SEDOL B15C557

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.38 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Patricia Barbizet as Director   Mgmt   For   For
Reelect Marie-Christine Coisne-Roquette as Director   Mgmt   For   For
Reelect Paul Desmarais Jr as Director   Mgmt   For   Against
Reelect Barbara Kux as Director   Mgmt   For   For
Advisory Vote on Compensation of Christophe de Margerie   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   Mgmt   For   For
Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   Against

Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives   Mgmt   For   For
Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board   Mgmt   For   For
Amend Article 15 of Bylaws Re: Age Limit for CEO   Mgmt   For   For
Amend Article 17 of Bylaws Re: Proxy Voting   Mgmt   For   For
Shareholder Proposals Submitted by UES Amont Total Workers’ Council   Mgmt    
Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives   SH   Against   Against
Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws   SH   Against   Against
Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws   SH   Against   Against
Amend Article 12.7 of Bylaws: Remuneration of Directors   SH   Against   Against

WEX Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    96208T104
Record Date    03/18/2014    Meeting Type    Annual    Ticker    WEX

 

Shares Voted 343    Primary CUSIP 96208T104    Primary ISIN US96208T1043    Primary SEDOL B8383P2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael E. Dubyak   Mgmt   For   For
Elect Director Eric Duprat   Mgmt   For   For
Elect Director Ronald T. Maheu   Mgmt   For   For
Elect Director Rowland T. Moriarty   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

3D Systems Corporation

 

Meeting Date    05/19/2014    Country    USA    Provider Security ID    88554D205
Record Date    03/21/2014    Meeting Type    Annual    Ticker    DDD

 

Shares Voted 757    Primary CUSIP 88554D205    Primary ISIN US88554D2053    Primary SEDOL 2889768

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William E. Curran   Mgmt   For   For
Elect Director Peter H. Diamandis   Mgmt   For   For
Elect Director Charles W. Hull   Mgmt   For   For
Elect Director Jim D. Kever   Mgmt   For   For
Elect Director G. Walter Loewenbaum, II   Mgmt   For   For
Elect Director Kevin S. Moore   Mgmt   For   For
Elect Director Abraham N. Reichental   Mgmt   For   For
Elect Director Daniel S. Van Riper   Mgmt   For   For
Elect Director Karen E. Welke   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Ultimate Software Group, Inc.

 

Meeting Date    05/19/2014    Country    USA    Provider Security ID    90385D107
Record Date    03/25/2014    Meeting Type    Annual    Ticker    ULTI

 

Shares Voted 213    Primary CUSIP 90385D107    Primary ISIN US90385D1072    Primary SEDOL 2249964

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director LeRoy A. Vander Putten   Mgmt   For   For
Elect Director Robert A. Yanover   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

American Tower Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    03027X100
Record Date    03/25/2014    Meeting Type    Annual    Ticker    AMT

 

Shares Voted 517    Primary CUSIP 03027X100    Primary ISIN US03027X1000    Primary SEDOL B7FBFL2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raymond P. Dolan   Mgmt   For   For
Elect Director Ronald M. Dykes   Mgmt   For   For
Elect Director Carolyn F. Katz   Mgmt   For   For
Elect Director Gustavo Lara Cantu   Mgmt   For   Against
Elect Director JoAnn A. Reed   Mgmt   For   For
Elect Director Pamela D.A. Reeve   Mgmt   For   Against
Elect Director David E. Sharbutt   Mgmt   For   For
Elect Director James D. Taiclet, Jr.   Mgmt   For   For
Elect Director Samme L. Thompson   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

AmSurg Corp.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    03232P405
Record Date    04/03/2014    Meeting Type    Annual    Ticker    AMSG

 

Shares Voted 254    Primary CUSIP 03232P405    Primary ISIN US03232P4054    Primary SEDOL 2781381

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Henry D. Herr   Mgmt   For   For
Elect Director Christopher A. Holden   Mgmt   For   For
Elect Director Joey A. Jacobs   Mgmt   For   For
Elect Director Kevin P. Lavender   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Sustainability   SH   Against   For

Axiall Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    05463D100
Record Date    04/04/2014    Meeting Type    Annual    Ticker    AXLL

 

Shares Voted 514    Primary CUSIP 05463D100    Primary ISIN US05463D1000    Primary SEDOL B9F5TH2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul D. Carrico   Mgmt   For   For
Elect Director T. Kevin DeNicola   Mgmt   For   For
Elect Director Patrick J. Fleming   Mgmt   For   For
Elect Director Robert M. Gervis   Mgmt   For   For
Elect Director Victoria F. Haynes   Mgmt   For   For
Elect Director Michael H. McGarry   Mgmt   For   For
Elect Director William L. Mansfield   Mgmt   For   For
Elect Director Mark L. Noetzel   Mgmt   For   For
Elect Director Robert Ripp   Mgmt   For   For
Elect Director David N. Weinstein   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Boston Properties, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    101121101
Record Date    03/26/2014    Meeting Type    Annual    Ticker    BXP

 

Shares Voted 865    Primary CUSIP 101121101    Primary ISIN US1011211018    Primary SEDOL 2019479

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol B. Einiger   Mgmt   For   For
Elect Director Jacob A. Frenkel   Mgmt   For   For
Elect Director Joel I. Klein   Mgmt   For   For
Elect Director Douglas T. Linde   Mgmt   For   For
Elect Director Matthew J. Lustig   Mgmt   For   For
Elect Director Alan J. Patricof   Mgmt   For   For
Elect Director Ivan G. Seidenberg   Mgmt   For   For
Elect Director Owen D. Thomas   Mgmt   For   For
Elect Director Martin Turchin   Mgmt   For   For
Elect Director David A. Twardock   Mgmt   For   For
Elect Director Mortimer B. Zuckerman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Dynex Capital, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    26817Q506
Record Date    03/21/2014    Meeting Type    Annual    Ticker    DX

 

Shares Voted 1,885    Primary CUSIP 26817Q506    Primary ISIN US26817Q5062    Primary SEDOL 2718680

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas B. Akin   Mgmt   For   For
Elect Director Byron L. Boston   Mgmt   For   For
Elect Director Michael R. Hughes   Mgmt   For   For
Elect Director Barry A. Igdaloff   Mgmt   For   For
Elect Director Valerie A. Mosley   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director James C. Wheat, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Financial Engines, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    317485100
Record Date    03/21/2014    Meeting Type    Annual    Ticker    FNGN

 

Shares Voted 343    Primary CUSIP 317485100    Primary ISIN US3174851002    Primary SEDOL B65V2X6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Blake R. Grossman   Mgmt   For   For
Elect Director Robert A. Huret   Mgmt   For   For
Elect Director Jeffrey N. Maggioncalda   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date    05/20/2014    Country    United Kingdom    Provider Security ID    G39420107
Record Date    05/18/2014    Meeting Type    Annual    Ticker    GLEN

 

Shares Voted 12,207    Primary CUSIP N/A    Primary ISIN JE00B4T3BW64    Primary SEDOL B4T3BW6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Change of Company Name to Glencore plc   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Distribution   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Peter Coates as Director   Mgmt   For   For

Elect John Mack as Director   Mgmt   For   For
Elect Peter Grauer as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Scrip Dividend Program   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Group 1 Automotive, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    398905109
Record Date    03/24/2014    Meeting Type    Annual    Ticker    GPI

 

Shares Voted 171    Primary CUSIP 398905109    Primary ISIN US3989051095    Primary SEDOL 2121352

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lincoln Pereira   Mgmt   For   For
Elect Director Stephen D. Quinn   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JPMorgan Chase & Co.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    46625h100
Record Date    03/21/2014    Meeting Type    Annual    Ticker    JPM

 

Shares Voted 4,715    Primary CUSIP 46625h100    Primary ISIN US46625H1005    Primary SEDOL 2190385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linda B. Bammann   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   For
Elect Director Crandall C. Bowles   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director James Dimon   Mgmt   For   For
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Laban P. Jackson, Jr.   Mgmt   For   For
Elect Director Michael A. Neal   Mgmt   For   For
Elect Director Lee R. Raymond   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Report on Lobbying Payments and Policy   SH   Against   Against
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Provide for Cumulative Voting   SH   Against   Against

Lexington Realty Trust

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    529043101
Record Date    03/19/2014    Meeting Type    Annual    Ticker    LXP

 

Shares Voted 1,457    Primary CUSIP 529043101    Primary ISIN US5290431015    Primary SEDOL 2139151

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Robert Roskind   Mgmt   For   For
Elect Director T. Wilson Eglin   Mgmt   For   For
Elect Director Richard J. Rouse   Mgmt   For   For
Elect Director Harold First   Mgmt   For   For
Elect Director Richard S. Frary   Mgmt   For   Withhold
Elect Director James Grosfeld   Mgmt   For   Withhold
Elect Director Kevin W. Lynch   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Linde AG

 

Meeting Date    05/20/2014    Country    Germany    Provider Security ID    D50348107
Record Date    04/28/2014    Meeting Type    Annual    Ticker    LIN

 

Shares Voted 212    Primary CUSIP D50348107    Primary ISIN DE0006483001    Primary SEDOL 5740817

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For

Newport Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    651824104
Record Date    03/26/2014    Meeting Type    Annual    Ticker    NEWP

 

Shares Voted 1,471    Primary CUSIP 651824104    Primary ISIN US6518241046    Primary SEDOL 2636748

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Christopher Cox   Mgmt   For   For
Elect Director Oleg Khaykin   Mgmt   For   For
Elect Director Cherry A. Murray   Mgmt   For   For
Elect Director Robert J. Phillippy   Mgmt   For   For
Elect Director Kenneth F. Potashner   Mgmt   For   For
Elect Director Peter J. Simone   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Qlik Technologies Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    74733T105
Record Date    03/21/2014    Meeting Type    Annual    Ticker    QLIK

 

Shares Voted 667    Primary CUSIP 74733T105    Primary ISIN US74733T1051    Primary SEDOL B3WPL22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce Golden   Mgmt   For   For
Elect Director Lars Bjork   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Royal Dutch Shell plc

 

Meeting Date    05/20/2014    Country    United Kingdom    Provider Security ID    G7690A100
Record Date    05/16/2014    Meeting Type    Annual    Ticker    RDSA

 

Shares Voted 4,172    Primary CUSIP G7690A118    Primary ISIN GB00B03MLX29    Primary SEDOL B03MLX2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Euleen Goh as Director   Mgmt   For   For
Elect Patricia Woertz as Director   Mgmt   For   For
Elect Ben van Beurden as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For
Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Re-elect Gerrit Zalm as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Deferred Bonus Plan   Mgmt   For   For
Approve Restricted Share Plan   Mgmt   For   Against
Approve EU Political Donations and Expenditure   Mgmt   For   For

Southwestern Energy Company

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    845467109
Record Date    03/28/2014    Meeting Type    Annual    Ticker    SWN

 

Shares Voted 1,946    Primary CUSIP 845467109    Primary ISIN US8454671095    Primary SEDOL 2828619

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Gass   Mgmt   For   For
Elect Director Catherine A. Kehr   Mgmt   For   For
Elect Director Greg D. Kerley   Mgmt   For   For
Elect Director Vello A. Kuuskraa   Mgmt   For   For
Elect Director Kenneth R. Mourton   Mgmt   For   For
Elect Director Steven L. Mueller   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Alan H. Stevens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For

Two Harbors Investment Corp.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    90187B101
Record Date    03/25/2014    Meeting Type    Annual    Ticker    TWO

 

Shares Voted 2,985    Primary CUSIP 90187B101    Primary ISIN US90187B1017    Primary SEDOL B563MS9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Spencer Abraham   Mgmt   For   For
Elect Director James J. Bender   Mgmt   For   For
Elect Director Mark D. Ein   Mgmt   For   For
Elect Director Stephen G. Kasnet   Mgmt   For   For
Elect Director Jacques R. Rolfo   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director Thomas E. Siering   Mgmt   For   For
Elect Director Brian C. Taylor   Mgmt   For   For
Elect Director Hope B. Woodhouse   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amazon.com, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    023135106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    AMZN

 

Shares Voted 559    Primary CUSIP 023135106    Primary ISIN US0231351067    Primary SEDOL 2000019

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey P. Bezos   Mgmt   For   For
Elect Director Tom A. Alberg   Mgmt   For   For
Elect Director John Seely Brown   Mgmt   For   For
Elect Director William B. Gordon   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Alain Monie   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director Patricia Q. Stonesifer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Comcast Corporation

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    20030N101
Record Date    03/21/2014    Meeting Type    Annual    Ticker    CMCSA

 

Shares Voted 3,343    Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Bacon   Mgmt   For   For
Elect Director Sheldon M. Bonovitz   Mgmt   For   For
Elect Director Edward D. Breen   Mgmt   For   For
Elect Director Joseph J. Collins   Mgmt   For   For
Elect Director J. Michael Cook   Mgmt   For   For
Elect Director Gerald L. Hassell   Mgmt   For   For
Elect Director Jeffrey A. Honickman   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director Brian L. Roberts   Mgmt   For   For
Elect Director Ralph J. Roberts   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Pro-rata Vesting of Equity Plans   SH   Against   Against

Euronet Worldwide, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    298736109
Record Date    03/24/2014    Meeting Type    Annual    Ticker    EEFT

 

Shares Voted 343    Primary CUSIP 298736109    Primary ISIN US2987361092    Primary SEDOL 2320148

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrzej Olechowski   Mgmt   For   For
Elect Director Eriberto R. Scocimara   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

First Solar, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    336433107
Record Date    04/01/2014    Meeting Type    Annual    Ticker    FSLR

 

Shares Voted 785    Primary CUSIP 336433107    Primary ISIN US3364331070    Primary SEDOL B1HMF22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Ahearn   Mgmt   For   For
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Richard D. Chapman   Mgmt   For   For
Elect Director George A. (‘Chip’) Hambro   Mgmt   For   For
Elect Director James A. Hughes   Mgmt   For   For
Elect Director Craig Kennedy   Mgmt   For   For
Elect Director James F. Nolan   Mgmt   For   For
Elect Director William J. Post   Mgmt   For   For
Elect Director J. Thomas Presby   Mgmt   For   For
Elect Director Paul H. Stebbins   Mgmt   For   For
Elect Director Michael Sweeney   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Require a Majority Vote for the Election of Directors   SH   Against   For

Genesee & Wyoming Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    371559105
Record Date    04/01/2014    Meeting Type    Annual    Ticker    GWR

 

Shares Voted 457    Primary CUSIP 371559105    Primary ISIN US3715591059    Primary SEDOL 2374060

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mortimer B. Fuller, III   Mgmt   For   For
Elect Director John C. Hellmann   Mgmt   For   For
Elect Director Robert M. Melzer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Graphic Packaging Holding Company

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    388689101
Record Date    03/24/2014    Meeting Type    Annual    Ticker    GPK

 

Shares Voted 2,719    Primary CUSIP 388689101    Primary ISIN US3886891015    Primary SEDOL B2Q8249

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Andrea Botta   Mgmt   For   For
Elect Director Jeffrey H. Coors   Mgmt   For   For
Elect Director David W. Scheible   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Kate Spade & Company

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    485865109
Record Date    03/21/2014    Meeting Type    Annual    Ticker    KATE

 

Shares Voted 981    Primary CUSIP 485865109    Primary ISIN US4858651098    Primary SEDOL BJWG213

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bernard W. Aronson   Mgmt   For   For
Elect Director Lawrence S. Benjamin   Mgmt   For   For
Elect Director Raul J. Fernandez   Mgmt   For   For
Elect Director Kenneth B. Gilman   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Kenneth P. Kopelman   Mgmt   For   For
Elect Director Kay Koplovitz   Mgmt   For   For
Elect Director Craig A. Leavitt   Mgmt   For   For
Elect Director Deborah J. Lloyd   Mgmt   For   For
Elect Director Doreen A. Toben   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Other Business   Mgmt   For   Against

Magellan Health Services, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    559079207
Record Date    03/31/2014    Meeting Type    Annual    Ticker    MGLN

 

Shares Voted 192    Primary CUSIP 559079207    Primary ISIN US5590792074    Primary SEDOL 2307787

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. McBride   Mgmt   For   For
Elect Director Robert M. Le Blanc   Mgmt   For   For
Elect Director Perry G. Fine   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Mondelez International, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    609207105
Record Date    03/14/2014    Meeting Type    Annual    Ticker    MDLZ

 

Shares Voted 2,108    Primary CUSIP 609207105    Primary ISIN US6092071058    Primary SEDOL B8CKK03

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Lewis W.K. Booth   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   Against
Elect Director Mark D. Ketchum   Mgmt   For   Against
Elect Director Jorge S. Mesquita   Mgmt   For   For
Elect Director Nelson Peltz   Mgmt   For   For
Elect Director Fredric G. Reynolds   Mgmt   For   For
Elect Director Irene B. Rosenfeld   Mgmt   For   For
Elect Director Patrick T. Siewert   Mgmt   For   For
Elect Director Ruth J. Simmons   Mgmt   For   Against
Elect Director Ratan N. Tata   Mgmt   For   Against
Elect Director Jean-Francois M. L. van Boxmeer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Assess Environmental Impact of Non-Recyclable Packaging   SH   Against   For

Nationstar Mortgage Holdings Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    63861C109
Record Date    03/27/2014    Meeting Type    Annual    Ticker    NSM

 

Shares Voted 600    Primary CUSIP 63861C109    Primary ISIN US63861C1099    Primary SEDOL B7F8P79

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Gidel   Mgmt   For   Withhold
Elect Director Brett Hawkins   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year

PPL Corporation

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    69351T106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    PPL

 

Shares Voted 3,379    Primary CUSIP 69351T106    Primary ISIN US69351T1060    Primary SEDOL 2680905

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frederick M. Bernthal   Mgmt   For   For
Elect Director John W. Conway   Mgmt   For   Against
Elect Director Philip G. Cox   Mgmt   For   For
Elect Director Steven G. Elliott   Mgmt   For   For
Elect Director Louise K. Goeser   Mgmt   For   Against
Elect Director Stuart E. Graham   Mgmt   For   Against
Elect Director Stuart Heydt   Mgmt   For   Against
Elect Director Raja Rajamannar   Mgmt   For   For
Elect Director Craig A. Rogerson   Mgmt   For   Against
Elect Director William H. Spence   Mgmt   For   For
Elect Director Natica von Althann   Mgmt   For   For
Elect Director Keith H. Williamson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Amend Bylaws — Call Special Meetings   SH   Against   For

SAP AG

 

Meeting Date    05/21/2014    Country    Germany    Provider Security ID    D66992104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    SAP

 

Shares Voted 1,079    Primary CUSIP D66992104    Primary ISIN DE0007164600    Primary SEDOL 4846288

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs-und Vermoegensverwaltungs GmbH   Mgmt   For   For
Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs-und Vermoegensverwaltungs GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH   Mgmt   For   For
Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Elect Hasso Plattner to the Supervisory Board   Mgmt   For   Against
Elect Pekka Ala-Pietilae to the Supervisory Board   Mgmt   For   Against
Elect Anja Feldmann to the Supervisory Board   Mgmt   For   For
Elect Wilhelm Haarmann to the Supervisory Board   Mgmt   For   Against
Elect Bernard Liautaud to the Supervisory Board   Mgmt   For   For
Elect Hartmut Mehdorn to the Supervisory Board   Mgmt   For   Against
Elect Erhard Schipporeit to the Supervisory Board   Mgmt   For   For
Elect Hagemann Snabe to the Supervisory Board   Mgmt   For   Against
Elect Klaus Wucherer to the Supervisory Board   Mgmt   For   For

Anixter International Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    035290105
Record Date    03/24/2014    Meeting Type    Annual    Ticker    AXE

 

Shares Voted 271    Primary CUSIP 035290105    Primary ISIN US0352901054    Primary SEDOL 2468844

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James Blyth   Mgmt   For   For
Elect Director Frederic F. Brace   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Robert J. Eck   Mgmt   For   For
Elect Director Robert W. Grubbs   Mgmt   For   For
Elect Director F. Philip Handy   Mgmt   For   For
Elect Director Melvyn N. Klein   Mgmt   For   For
Elect Director George Munoz   Mgmt   For   For
Elect Director Stuart M. Sloan   Mgmt   For   For
Elect Director Matthew Zell   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Chart Industries, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    16115Q308
Record Date    03/25/2014    Meeting Type    Annual    Ticker    GTLS

 

Shares Voted 255    Primary CUSIP 16115Q308    Primary ISIN US16115Q3083    Primary SEDOL B19HNF4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel F. Thomas   Mgmt   For   For
Elect Director W. Douglas Brown   Mgmt   For   For
Elect Director Richard E. Goodrich   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director Steven W. Krablin   Mgmt   For   For
Elect Director Michael W. Press   Mgmt   For   For
Elect Director Elizabeth G. Spomer   Mgmt   For   For
Elect Director Thomas L. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date    05/22/2014    Country    Germany    Provider Security ID    D18190898
Record Date       Meeting Type    Annual    Ticker    DBK

 

Shares Voted 1,195    Primary CUSIP D18190898    Primary ISIN DE0005140008    Primary SEDOL 5750355

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Management Board Members to 200 Percent of Fixed Remuneration   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Key Employees to 200 Percent of Fixed Remuneration   Mgmt   For   For
Approve Remuneration of Supervisory Board Committees   Mgmt   For   For
Approve Creation of EUR 256 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Convertible and Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Issuance of Participation Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary Deutsche Immobilien Leasing GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary Deutsche Bank (Europe) GmbH   Mgmt   For   For

Dime Community Bancshares, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    253922108
Record Date    03/27/2014    Meeting Type    Annual    Ticker    DCOM

 

Shares Voted 1,114    Primary CUSIP 253922108    Primary ISIN US2539221083    Primary SEDOL 2034148

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Mahon   Mgmt   For   For
Elect Director George L. Clark, Jr.   Mgmt   For   For
Elect Director Steven D. Cohn   Mgmt   For   For
Elect Director Robert C. Golden   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Facebook, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    30303M102
Record Date    03/24/2014    Meeting Type    Annual    Ticker    FB

 

Shares Voted 2,283    Primary CUSIP 30303M102    Primary ISIN US30303M1027    Primary SEDOL B7TL820

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc L. Andreessen   Mgmt   For   For
Elect Director Erskine B. Bowles   Mgmt   For   For
Elect Director Susan D. Desmond-Hellmann   Mgmt   For   For
Elect Director Donald E. Graham   Mgmt   For   For
Elect Director Reed Hastings   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Peter A. Thiel   Mgmt   For   For
Elect Director Mark Zuckerberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against
Assess Privacy and Advertising Policy Relating to Childhood Obesity   SH   Against   Against
Report on Sustainability   SH   Against   For

Intel Corporation

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    458140100
Record Date    03/24/2014    Meeting Type    Annual    Ticker    INTC

 

Shares Voted 7,032    Primary CUSIP 458140100    Primary ISIN US4581401001    Primary SEDOL 2463247

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director John J. Donahoe   Mgmt   For   For
Elect Director Reed E. Hundt   Mgmt   For   For
Elect Director Brian M. Krzanich   Mgmt   For   For
Elect Director James D. Plummer   Mgmt   For   For
Elect Director David S. Pottruck   Mgmt   For   For
Elect Director Frank D. Yeary   Mgmt   For   For
Elect Director David B. Yoffie   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NextEra Energy, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    65339F101
Record Date    03/24/2014    Meeting Type    Annual    Ticker    NEE

 

Shares Voted 550    Primary CUSIP 65339F101    Primary ISIN US65339F1012    Primary SEDOL 2328915

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sherry S. Barrat   Mgmt   For   For
Elect Director Robert M. Beall, II   Mgmt   For   For
Elect Director James L. Camaren   Mgmt   For   For
Elect Director Kenneth B. Dunn   Mgmt   For   For
Elect Director Kirk S. Hachigian   Mgmt   For   For
Elect Director Toni Jennings   Mgmt   For   For
Elect Director James L. Robo   Mgmt   For   For
Elect Director Rudy E. Schupp   Mgmt   For   For
Elect Director John L. Skolds   Mgmt   For   For
Elect Director William H. Swanson   Mgmt   For   For
Elect Director Hansel E. Tookes, II   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Supermajority Vote Requirement   SH   Against   For

NL Industries, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    629156407
Record Date    03/24/2014    Meeting Type    Annual    Ticker    NL

 

Shares Voted 1,799    Primary CUSIP 629156407    Primary ISIN US6291564077    Primary SEDOL 2618069

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Loretta J. Feehan   Mgmt   For   Withhold
Elect Director Robert D. Graham   Mgmt   For   Withhold
Elect Director Cecil H. Moore, Jr.   Mgmt   For   For
Elect Director Thomas P. Stafford   Mgmt   For   For
Elect Director Steven L. Watson   Mgmt   For   Withhold
Elect Director Terry N. Worrell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Old Dominion Freight Line, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    679580100
Record Date    03/19/2014    Meeting Type    Annual    Ticker    ODFL

 

Shares Voted 685    Primary CUSIP 679580100    Primary ISIN US6795801009    Primary SEDOL 2656423

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Earl E. Congdon   Mgmt   For   For
Elect Director David S. Congdon   Mgmt   For   For
Elect Director J. Paul Breitbach   Mgmt   For   For
Elect Director John R. Congdon, Jr.   Mgmt   For   For

Elect Director Robert G. Culp, III   Mgmt   For   For
Elect Director John D. Kasarda   Mgmt   For   For
Elect Director Leo H. Suggs   Mgmt   For   For
Elect Director D. Michael Wray   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sovran Self Storage, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    84610H108
Record Date    03/21/2014    Meeting Type    Annual    Ticker    SSS

 

Shares Voted 255    Primary CUSIP 84610H108    Primary ISIN US84610H1086    Primary SEDOL 2832212

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Attea   Mgmt   For   For
Elect Director Kenneth F. Myszka   Mgmt   For   For
Elect Director Anthony P. Gammie   Mgmt   For   For
Elect Director Charles E. Lannon   Mgmt   For   For
Elect Director James R. Boldt   Mgmt   For   For
Elect Director Stephen R. Rusmisel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Strategic Hotels & Resorts, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    86272T106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    BEE

 

Shares Voted 1,542    Primary CUSIP 86272T106    Primary ISIN US86272T1060    Primary SEDOL 2438654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert P. Bowen   Mgmt   For   For
Elect Director Raymond L. Gellein, Jr.   Mgmt   For   For
Elect Director James A. Jeffs   Mgmt   For   For
Elect Director David W. Johnson   Mgmt   For   For
Elect Director Richard D. Kincaid   Mgmt   For   For
Elect Director David M.C. Michels   Mgmt   For   For
Elect Director William A. Prezant   Mgmt   For   For
Elect Director Eugene F. Reilly   Mgmt   For   For
Elect Director Sheli Z. Rosenberg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Home Depot, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    437076102
Record Date    03/24/2014    Meeting Type    Annual    Ticker    HD

 

Shares Voted 1,866    Primary CUSIP 437076102    Primary ISIN US4370761029    Primary SEDOL 2434209

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   Against
Elect Director Francis S. Blake   Mgmt   For   For
Elect Director Ari Bousbib   Mgmt   For   For
Elect Director Gregory D. Brenneman   Mgmt   For   Against
Elect Director J. Frank Brown   Mgmt   For   For
Elect Director Albert P. Carey   Mgmt   For   Against
Elect Director Armando Codina   Mgmt   For   Against
Elect Director Helena B. Foulkes   Mgmt   For   For
Elect Director Wayne M. Hewett   Mgmt   For   For
Elect Director Karen L. Katen   Mgmt   For   Against
Elect Director Mark Vadon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Prepare Employment Diversity Report   SH   Against   For

Theravance, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    88338T104
Record Date    04/10/2014    Meeting Type    Annual    Ticker    THRX

 

Shares Voted 771    Primary CUSIP 88338T104    Primary ISIN US88338T1043    Primary SEDOL B032G04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Rick E Winningham   Mgmt   For   For
Elect Director Henrietta H. Fore   Mgmt   For   For
Elect Director Robert V. Gunderson, Jr.   Mgmt   For   For
Elect Director Burton G. Malkiel   Mgmt   For   For
Elect Director Peter S. Ringrose   Mgmt   For   For
Elect Director William H. Waltrip   Mgmt   For   For
Elect Director George M. Whitesides   Mgmt   For   For
Elect Director William D. Young   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date    05/22/2014    Country    Canada    Provider Security ID    884903105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    TRI

 

Shares Voted 1,063    Primary CUSIP 884903105    Primary ISIN CA8849031056    Primary SEDOL 2889371

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Sheila C. Bair   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For
Elect Director Mary Cirillo   Mgmt   For   For
Elect Director Michael E. Daniels   Mgmt   For   For
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director P. Thomas Jenkins   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For
Approve PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

AmTrust Financial Services, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    032359309
Record Date    03/27/2014    Meeting Type    Annual    Ticker    AFSI

 

Shares Voted 566    Primary CUSIP 032359309    Primary ISIN US0323593097    Primary SEDOL B1H4YP4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald T. DeCarlo   Mgmt   For   For
Elect Director Susan C. Fisch   Mgmt   For   For
Elect Director Abraham Gulkowitz   Mgmt   For   For
Elect Director George Karfunkel   Mgmt   For   For
Elect Director Michael Karfunkel   Mgmt   For   For
Elect Director Jay J. Miller   Mgmt   For   For
Elect Director Barry D. Zyskind   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Avis Budget Group, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    053774105
Record Date    03/27/2014    Meeting Type    Annual    Ticker    CAR

 

Shares Voted 771    Primary CUSIP 053774105    Primary ISIN US0537741052    Primary SEDOL B1CL8J2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Alun Cathcart   Mgmt   For   For

Elect Director Mary C. Choksi   Mgmt   For   For
Elect Director Leonard S. Coleman   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director John D. Hardy, Jr.   Mgmt   For   For
Elect Director Lynn Krominga   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director F. Robert Salerno   Mgmt   For   For
Elect Director Stender E. Sweeney   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Continental Resources, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    212015101
Record Date    03/27/2014    Meeting Type    Annual    Ticker    CLR

 

Shares Voted 1,010    Primary CUSIP 212015101    Primary ISIN US2120151012    Primary SEDOL B1XGWS3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Boren   Mgmt   For   For
Elect Director William B. Berry   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cooper Tire & Rubber Company

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    216831107
Record Date    04/04/2014    Meeting Type    Annual    Ticker    CTB

 

Shares Voted 514    Primary CUSIP 216831107    Primary ISIN US2168311072    Primary SEDOL 2222608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roy V. Armes   Mgmt   For   For
Elect Director Thomas P. Capo   Mgmt   For   For
Elect Director Steven M. Chapman   Mgmt   For   For
Elect Director John J. Holland   Mgmt   For   For
Elect Director John F. Meier   Mgmt   For   For
Elect Director John H. Shuey   Mgmt   For   For
Elect Director Richard L. Wambold   Mgmt   For   For
Elect Director Robert D. Welding   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date    05/23/2014    Country    United Kingdom    Provider Security ID    G4634U169
Record Date    05/22/2014    Meeting Type    Annual    Ticker    HSBA

 

Shares Voted 19,912    Primary CUSIP G4634UI69    Primary ISIN GB0005405286    Primary SEDOL 0540528

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Variable Pay Cap   Mgmt   For   For
Elect Kathleen Casey as Director   Mgmt   For   For
Elect Sir Jonathan Evans as Director   Mgmt   For   For
Elect Marc Moses as Director   Mgmt   For   For
Elect Jonathan Symonds as Director   Mgmt   For   For
Re-elect Safra Catz as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For
Re-elect Rona Fairhead as Director   Mgmt   For   For
Re-elect Renato Fassbind as Director   Mgmt   For   For
Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For
Re-elect Rachel Lomax as Director   Mgmt   For   For
Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Directors to Allot Any Repurchased Shares   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

HSN, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    404303109
Record Date    03/25/2014    Meeting Type    Annual    Ticker    HSNI

 

Shares Voted 428    Primary CUSIP 404303109    Primary ISIN US4043031099    Primary SEDOL B3CLRB1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Costello   Mgmt   For   For
Elect Director James M. Follo   Mgmt   For   For
Elect Director Mindy Grossman   Mgmt   For   For
Elect Director Stephanie Kugelman   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director Thomas J. McInerney   Mgmt   For   For
Elect Director John B. (Jay) Morse, Jr.   Mgmt   For   For
Elect Director Matthew E. Rubel   Mgmt   For   For
Elect Director Ann Sarnoff   Mgmt   For   For
Elect Director Courtnee Ulrich   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Airbus Group

 

Meeting Date    05/27/2014    Country    Netherlands    Provider Security ID    N0280E105
Record Date    04/29/2014    Meeting Type    Annual    Ticker    AIR

 

Shares Voted 663    Primary CUSIP F17114103    Primary ISIN NL0000235190    Primary SEDOL 4012250

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Receive Report on Business and Financial Statements   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discussion of Agenda Items   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Non-Executive Members of the Board of Directors   Mgmt   For   For
Approve Discharge of Executive Members of the Board of Directors   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Approve Amendments to Remuneration Policy for the Board of Directors   Mgmt   For   For
Amend Articles Re: Change Company Name   Mgmt   For   For

Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans   Mgmt   For   For
Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Close Meeting   Mgmt    

Deutsche Post AG

 

Meeting Date    05/27/2014    Country    Germany    Provider Security ID    D19225107
Record Date       Meeting Type    Annual    Ticker    DPW

 

Shares Voted 965    Primary CUSIP D19225107    Primary ISIN DE0005552004    Primary SEDOL 4617859

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.80 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Stock Option Plan for Key Employees; Approve Creation of EUR 40 Million Pool of Conditional Capital to Guarantee Conversion Rights   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Simone Menne to the Supervisory Board   Mgmt   For   For
Elect Ulrich Schroeder to the Supervisory Board   Mgmt   For   For
Elect Stefan Schulte to the Supervisory Board   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary DHL Home Delivery GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post IT Services GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Assekuranz Vermittlungs GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Beteiligungen Holding GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Consult GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post DHL Research and InnovationGmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Grundstuecks-Vermietungsgesellschaft beta mbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post IT Brief GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Werbeagentur Janssen GmbH   Mgmt   For   For

Merck & Co., Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    58933Y105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    MRK

 

Shares Voted 3,895    Primary CUSIP 58933Y105    Primary ISIN US58933Y1055    Primary SEDOL 2778844

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie A. Brun   Mgmt   For   For
Elect Director Thomas R. Cech   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director Thomas H. Glocer   Mgmt   For   For
Elect Director William B. Harrison, Jr.   Mgmt   For   For
Elect Director C. Robert Kidder   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Craig B. Thompson   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Peter C. Wendell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

PDF Solutions, Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    693282105
Record Date    04/04/2014    Meeting Type    Annual    Ticker    PDFS

 

Shares Voted 943    Primary CUSIP 693282105    Primary ISIN US6932821050    Primary SEDOL 2782425

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas Caulfield   Mgmt   For   For
Elect Director R. Stephen Heinrichs   Mgmt   For   For
Elect Director Joseph R. Bronson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

The Travelers Companies, Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    89417E109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    TRV

 

Shares Voted 492    Primary CUSIP 89417E109    Primary ISIN US89417E1091    Primary SEDOL 2769503

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan L. Beller   Mgmt   For   For
Elect Director John H. Dasburg   Mgmt   For   For
Elect Director Janet M. Dolan   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Jay S. Fishman   Mgmt   For   For
Elect Director Patricia L. Higgins   Mgmt   For   For
Elect Director Thomas R. Hodgson   Mgmt   For   For
Elect Director William J. Kane   Mgmt   For   For
Elect Director Cleve L. Killingsworth, Jr.   Mgmt   For   For
Elect Director Philip T. (Pete) Ruegger, III   Mgmt   For   For
Elect Director Donald J. Shepard   Mgmt   For   For
Elect Director Laurie J. Thomsen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Alkermes plc

 

Meeting Date    05/28/2014    Country    Ireland    Provider Security ID    G01767105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ALKS

 

Shares Voted 1,143    Primary CUSIP 01642T108    Primary ISIN IE00B56GVS15    Primary SEDOL B3P6D26

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul J. Mitchell   Mgmt   For   For
Elect Director Richard F. Pops   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Change Location of Annual Meeting   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Chevron Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    166764100
Record Date    04/02/2014    Meeting Type    Annual    Ticker    CVX

 

Shares Voted 2,369    Primary CUSIP 166764100    Primary ISIN US1667641005    Primary SEDOL 2838555

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linnet F. Deily   Mgmt   For   For
Elect Director Robert E. Denham   Mgmt   For   For
Elect Director Alice P. Gast   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For

Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director George L. Kirkland   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Kevin W. Sharer   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director John S. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Charitable Contributions   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Amend Bylaws — Call Special Meetings   SH   Against   For
Require Director Nominee with Environmental Experience   SH   Against   For
Adopt Guidelines for Country Selection   SH   Against   For

DigitalGlobe, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    25389M877
Record Date    04/01/2014    Meeting Type    Annual    Ticker    DGI

 

Shares Voted 600    Primary CUSIP 25389M877    Primary ISIN US25389M8771    Primary SEDOL B0V0257

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Howell M. Estes III   Mgmt   For   For
Elect Director Kimberly Till   Mgmt   For   For
Elect Director Eddy Zervigon   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Exxon Mobil Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    30231G102
Record Date    04/04/2014    Meeting Type    Annual    Ticker    XOM

 

Shares Voted 5,593    Primary CUSIP 30231G102    Primary ISIN US30231G1022    Primary SEDOL 2326618

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Peter Brabeck-Letmathe   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Larry R. Faulkner   Mgmt   For   For
Elect Director Jay S. Fishman   Mgmt   For   For

Elect Director Henrietta H. Fore   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Rex W. Tillerson   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually   SH   Against   Against
Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    31620M106
Record Date    04/01/2014    Meeting Type    Annual    Ticker    FIS

 

Shares Voted 1,661    Primary CUSIP 31620M106    Primary ISIN US31620M1062    Primary SEDOL 2769796

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David K. Hunt   Mgmt   For   For
Elect Director Richard N. Massey   Mgmt   For   For
Elect Director Leslie M. Muma   Mgmt   For   For
Elect Director James B. Stallings, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Hanmi Financial Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    410495204
Record Date    04/02/2014    Meeting Type    Annual    Ticker    HAFC

 

Shares Voted 1,114    Primary CUSIP 410495204    Primary ISIN US4104952043    Primary SEDOL B6TPXR5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director I Joon Ahn   Mgmt   For   For
Elect Director John A. Hall   Mgmt   For   For
Elect Director Paul Seon-Hong Kim   Mgmt   For   For
Elect Director Chong Guk (C.G.) Kum   Mgmt   For   For
Elect Director Joon Hyung Lee   Mgmt   For   For

Elect Director Chulse (William) Park   Mgmt   For   For
Elect Director Joseph K. Rho   Mgmt   For   For
Elect Director David L. Rosenblum   Mgmt   For   For
Elect Director William J. Stolte   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Pioneer Natural Resources Company

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    723787107
Record Date    04/03/2014    Meeting Type    Annual    Ticker    PXD

 

Shares Voted 146    Primary CUSIP 723787107    Primary ISIN US7237871071    Primary SEDOL 2690830

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy L. Dove   Mgmt   For   For
Elect Director Stacy P. Methvin   Mgmt   For   For
Elect Director Charles E. Ramsey, Jr.   Mgmt   For   For
Elect Director Frank A. Risch   Mgmt   For   For
Elect Director Edison C. Buchanan   Mgmt   For   For
Elect Director Larry R. Grillot   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Jim A. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

WellCare Health Plans, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    94946T106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    WCG

 

Shares Voted 343    Primary CUSIP 94946T106    Primary ISIN US94946T1060    Primary SEDOL B01R258

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Breon   Mgmt   For   For
Elect Director Carol J. Burt   Mgmt   For   For
Elect Director Roel C. Campos   Mgmt   For   For
Elect Director David J. Gallitano   Mgmt   For   For
Elect Director D. Robert Graham   Mgmt   For   For
Elect Director Kevin F. Hickey   Mgmt   For   For
Elect Director Christian P. Michalik   Mgmt   For   For
Elect Director Glenn D. Steele, Jr.   Mgmt   For   For
Elect Director William L. Trubeck   Mgmt   For   For
Elect Director Paul E. Weaver   Mgmt   For   For

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dice Holdings, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    253017107
Record Date    04/21/2014    Meeting Type    Annual    Ticker    DHX

 

Shares Voted 2,300    Primary CUSIP 253017107    Primary ISIN US2530171071    Primary SEDOL B23DMS1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter R. Ezersky   Mgmt   For   Withhold
Elect Director David S. Gordon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

EastGroup Properties, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    277276101
Record Date    04/04/2014    Meeting Type    Annual    Ticker    EGP

 

Shares Voted 257    Primary CUSIP 277276101    Primary ISIN US2772761019    Primary SEDOL 2455761

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director D. Pike Aloian   Mgmt   For   For
Elect Director H.C. Bailey, Jr.   Mgmt   For   For
Elect Director H. Eric Bolton, Jr.   Mgmt   For   For
Elect Director Hayden C. Eaves, III   Mgmt   For   For
Elect Director Fredric H. Gould   Mgmt   For   For
Elect Director David H. Hoster, II   Mgmt   For   For
Elect Director Mary E. McCormick   Mgmt   For   For
Elect Director David M. Osnos   Mgmt   For   For
Elect Director Leland R. Speed   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Entravision Communications Corporation

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    29382R107
Record Date    04/11/2014    Meeting Type    Annual    Ticker    EVC

 

Shares Voted 2,828    Primary CUSIP 29382R107    Primary ISIN US29382R1077    Primary SEDOL 2615112

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Walter F. Ulloa   Mgmt   For   Withhold
Elect Director Philip C. Wilkinson   Mgmt   For   Withhold
Elect Director Paul A. Zevnik   Mgmt   For   Withhold
Elect Director Esteban E. Torres   Mgmt   For   For

Elect Director Gilbert R. Vasquez   Mgmt   For   For
Elect Director Jules G. Buenabenta   Mgmt   For   For
Elect Director Patricia Diaz Dennis   Mgmt   For   For
Elect Director Juan Saldivar von Wuthenau   Mgmt   For   Withhold
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Portfolio Recovery Associates, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    73640Q105
Record Date    04/04/2014    Meeting Type    Annual    Ticker    PRAA

 

Shares Voted 514    Primary CUSIP 73640Q105    Primary ISIN US73640Q1058    Primary SEDOL 2986164

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Scott M. Tabakin   Mgmt   For   For
Elect Director James M. Voss   Mgmt   For   For
Elect Director Marjorie M. Connelly   Mgmt   For   For
Elect Director James A. Nussle   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SOTHEBY’S

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    835898107
Record Date    03/12/2014    Meeting Type    Annual    Ticker    BID

 

Shares Voted 514    Primary CUSIP 835898107    Primary ISIN US8358981079    Primary SEDOL 2822406

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John M. Angelo   Mgmt   For   For
Elect Director Jessica M. Bibliowicz   Mgmt   For   For
Elect Director Kevin C. Conroy   Mgmt   For   For
Elect Director Domenico De Sole   Mgmt   For   For
Elect Director The Duke Of Devonshire   Mgmt   For   For
Elect Director Daniel S. Loeb   Mgmt   For   For
Elect Director Daniel Meyer   Mgmt   For   For
Elect Director Allen Questrom   Mgmt   For   For
Elect Director Olivier Reza   Mgmt   For   For
Elect Director William F. Ruprecht   Mgmt   For   For
Elect Director Marsha E. Simms   Mgmt   For   For
Elect Director Robert S. Taubman   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For

Elect Director Dennis M. Weibling   Mgmt   For   For
Elect Director Harry J. Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    78467J100
Record Date    04/01/2014    Meeting Type    Annual    Ticker    SSNC

 

Shares Voted 600    Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Normand A. Boulanger   Mgmt   For   For
Elect Director David A. Varsano   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   Against
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Targa Resources Corp.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    87612G101
Record Date    04/01/2014    Meeting Type    Annual    Ticker    TRGP

 

Shares Voted 340    Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles R. Crisp   Mgmt   For   For
Elect Director Laura C. Fulton   Mgmt   For   For
Elect Director James W. Whalen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For

Telefonica S.A.

 

Meeting Date    05/29/2014    Country    Spain    Provider Security ID    879382109
Record Date    05/23/2014    Meeting Type    Annual    Ticker    TEF

 

Shares Voted 4,934    Primary CUSIP 879382109    Primary ISIN ES0178430E18    Primary SEDOL 5732524

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements, Allocation of Income, and Discharge of Board   Mgmt   For   For
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital   Mgmt   For   For

Authorize Share Repurchase Program   Mgmt   For   For
Approve Restricted Stock Plan   Mgmt   For   For
Approve Share Matching Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Highwoods Properties, Inc.

 

Meeting Date    05/30/2014    Country    USA    Provider Security ID    431284108
Record Date    03/03/2014    Meeting Type    Annual    Ticker    HIW

 

Shares Voted 639    Primary CUSIP 431284108    Primary ISIN US4312841087    Primary SEDOL 2420640

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles A. Anderson   Mgmt   For   For
Elect Director Gene H. Anderson   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director David J. Hartzell   Mgmt   For   For
Elect Director Sherry A. Kellett   Mgmt   For   For
Elect Director Mark F. Mulhern   Mgmt   For   For
Elect Director L. Glenn Orr, Jr.   Mgmt   For   For
Elect Director O. Temple Sloan, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CoStar Group, Inc.

 

Meeting Date    06/02/2014    Country    USA    Provider Security ID    22160N109
Record Date    04/04/2014    Meeting Type    Annual    Ticker    CSGP

 

Shares Voted 255    Primary CUSIP 22160N109    Primary ISIN US22160N1090    Primary SEDOL 2262864

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Klein   Mgmt   For   For
Elect Director Andrew C. Florance   Mgmt   For   For
Elect Director David Bonderman   Mgmt   For   For
Elect Director Michael J. Glosserman   Mgmt   For   For
Elect Director Warren H. Haber   Mgmt   For   For
Elect Director John W. Hill   Mgmt   For   For
Elect Director Christopher J. Nassetta   Mgmt   For   For
Elect Director David J. Steinberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

UnitedHealth Group Incorporated

 

Meeting Date    06/02/2014    Country    USA    Provider Security ID    91324P102
Record Date    04/04/2014    Meeting Type    Annual    Ticker    UNH

 

Shares Voted 1,258    Primary CUSIP 91324P102    Primary ISIN US91324P1021    Primary SEDOL 2917766

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director Edson Bueno   Mgmt   For   For
Elect Director Richard T. Burke   Mgmt   For   For
Elect Directo Robert J. Darretta   Mgmt   For   For
Elect Director Stephen J. Hemsley   Mgmt   For   For
Elect Director Michele J. Hooper   Mgmt   For   For
Elect Director Rodger A. Lawson   Mgmt   For   For
Elect Director Douglas W. Leatherdale   Mgmt   For   For
Elect Director Glenn M. Renwick   Mgmt   For   For
Elect Director Kenneth I. Shine   Mgmt   For   For
Elect Director Gail R. Wilensky   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    192446102
Record Date    04/07/2014    Meeting Type    Annual    Ticker    CTSH

 

Shares Voted 2,985    Primary CUSIP 192446102    Primary ISIN US1924461023    Primary SEDOL 2257019

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Patsalos-Fox   Mgmt   For   For
Elect Director Robert E. Weissman   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Columbia Sportswear Company

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    198516106
Record Date    04/02/2014    Meeting Type    Annual    Ticker    COLM

 

Shares Voted 254    Primary CUSIP 198516106    Primary ISIN US1985161066    Primary SEDOL 2229126

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gertrude Boyle   Mgmt   For   For
Elect Director Timothy P. Boyle   Mgmt   For   For

Elect Director Sarah A. Bany   Mgmt   For   For
Elect Director Murrey R. Albers   Mgmt   For   For
Elect Director Stephen E. Babson   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Edward S. George   Mgmt   For   For
Elect Director Walter T. Klenz   Mgmt   For   For
Elect Director Ronald E. Nelson   Mgmt   For   For
Elect Director John W. Stanton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Cubist Pharmaceuticals, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    229678107
Record Date    04/08/2014    Meeting Type    Annual    Ticker    CBST

 

Shares Voted 514    Primary CUSIP 229678107    Primary ISIN US2296781071    Primary SEDOL 2240934

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Bonney   Mgmt   For   For
Elect Director Jane Henney   Mgmt   For   For
Elect Director Leon Moulder, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MasterCard Incorporated

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    57636Q104
Record Date    04/09/2014    Meeting Type    Annual    Ticker    MA

 

Shares Voted 1,560    Primary CUSIP 57636Q104    Primary ISIN US57636Q1040    Primary SEDOL B121557

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Haythornthwaite   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Silvio Barzi   Mgmt   For   For
Elect Director David R. Carlucci   Mgmt   For   For
Elect Director Steven J. Freiberg   Mgmt   For   For
Elect Director Julius Genachowski   Mgmt   For   For
Elect Director Merit E. Janow   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Marc Olivie   Mgmt   For   For

Elect Director Rima Qureshi   Mgmt   For   For
Elect Director Jose Octavio Reyes Lagunes   Mgmt   For   For
Elect Director Jackson P. Tai   Mgmt   For   For
Elect Director Edward Suning Tian   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Monster Worldwide, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    611742107
Record Date    04/09/2014    Meeting Type    Annual    Ticker    MWW

 

Shares Voted 3,513    Primary CUSIP 611742107    Primary ISIN US6117421072    Primary SEDOL 2892045

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Salvatore Iannuzzi   Mgmt   For   For
Elect Director John Gaulding   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   Against
Elect Director Jeffrey F. Rayport   Mgmt   For   For
Elect Director Roberto Tunioli   Mgmt   For   Against
Elect Director Timothy T. Yates   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Syntel, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    87162H103
Record Date    04/08/2014    Meeting Type    Annual    Ticker    SYNT

 

Shares Voted 340    Primary CUSIP 87162H103    Primary ISIN US87162H1032    Primary SEDOL 2095703

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paritosh K. Choksi   Mgmt   For   For
Elect Director Bharat Desai   Mgmt   For   For
Elect Director Thomas Doke   Mgmt   For   For
Elect Director Rajesh Mashruwala   Mgmt   For   For
Elect Director George R. Mrkonic, Jr.   Mgmt   For   For
Elect Director Prashant Ranade   Mgmt   For   For
Elect Director Neerja Sethi   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cabela’s Incorporated

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    126804301
Record Date    04/07/2014    Meeting Type    Annual    Ticker    CAB

 

Shares Voted 600    Primary CUSIP 126804301    Primary ISIN US1268043015    Primary SEDOL B00N2Z7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Theodore M. Armstrong   Mgmt   For   For
Elect Director James W. Cabela   Mgmt   For   For
Elect Director John H. Edmondson   Mgmt   For   For
Elect Director John Gottschalk   Mgmt   For   For
Elect Director Dennis Highby   Mgmt   For   For
Elect Director Reuben Mark   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Thomas L. Millner   Mgmt   For   For
Elect Director Donna M. Milrod   Mgmt   For   For
Elect Director Beth M. Pritchard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

FTI Consulting, Inc.

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    302941109
Record Date    03/25/2014    Meeting Type    Annual    Ticker    FCN

 

Shares Voted 254    Primary CUSIP 302941109    Primary ISIN US3029411093    Primary SEDOL 2351449

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brenda J. Bacon   Mgmt   For   For
Elect Director Claudio Costamagna   Mgmt   For   For
Elect Director James W. Crownover   Mgmt   For   For
Elect Director Vernon Ellis   Mgmt   For   For
Elect Director Nicholas C. Fanandakis   Mgmt   For   For
Elect Director Steven H. Gunby   Mgmt   For   For
Elect Director Gerard E. Holthaus   Mgmt   For   For
Elect Director Marc Holtzman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SolarCity Corporation

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    83416T100
Record Date    04/11/2014    Meeting Type    Annual    Ticker    SCTY

 

Shares Voted 600    Primary CUSIP 83416T100    Primary ISIN US83416T1007    Primary SEDOL B8BZJC4

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Antonio J. Gracias   Mgmt   For   For
Elect Director Nancy E. Pfund   Mgmt   For   For
Elect Director Peter J. Rive   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

The Boston Beer Company, Inc.

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    100557107
Record Date    04/04/2014    Meeting Type    Annual    Ticker    SAM

 

Shares Voted 106    Primary CUSIP 100557107    Primary ISIN US1005571070    Primary SEDOL 2113393

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David A. Burwick   Mgmt   For   For
Elect Director Pearson C. Cummin, III   Mgmt   For   For
Elect Director Jeanne-Michel Valette   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Activision Blizzard, Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    00507V109
Record Date    04/07/2014    Meeting Type    Annual    Ticker    ATVI

 

Shares Voted 6,178    Primary CUSIP 00507V109    Primary ISIN US00507V1098    Primary SEDOL 2575818

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Corti   Mgmt   For   Against
Elect Director Brian G. Kelly   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Barry Meyer   Mgmt   For   For
Elect Director Robert J. Morgado   Mgmt   For   Against
Elect Director Peter Nolan   Mgmt   For   For
Elect Director Richard Sarnoff   Mgmt   For   For
Elect Director Elaine Wynn   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Amend Provisions Relating to the Relationship with Vivendi   Mgmt   For   For
Amend Provisions Relating to Supermajority and Special Voting Requirements   Mgmt   For   For
Amend Provisions Relating to the Ability to Amend Bylaws   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Ingersoll-Rand plc

 

Meeting Date    06/05/2014    Country    Ireland    Provider Security ID    G47791101
Record Date    04/08/2014    Meeting Type    Annual    Ticker    IR

 

Shares Voted 1,508    Primary CUSIP G47791101    Primary ISIN IE00B6330302    Primary SEDOL B633030

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ann C. Berzin   Mgmt   For   For
Elect Director John Bruton   Mgmt   For   For
Elect Director Jared L. Cohon   Mgmt   For   For
Elect Director Gary D. Forsee   Mgmt   For   For
Elect Director Edward E. Hagenlocker   Mgmt   For   For
Elect Director Constance J. Horner   Mgmt   For   For
Elect Director Michael W. Lamach   Mgmt   For   For
Elect Director Theodore E. Martin   Mgmt   For   For
Elect Director John P. Surma   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Renew Directors’ Authority to Issue Shares   Mgmt   For   For
Renew Directors’ Authority to Issue Shares for Cash   Mgmt   For   For
Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares   Mgmt   For   For

Live Nation Entertainment, Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    538034109
Record Date    04/10/2014    Meeting Type    Annual    Ticker    LYV

 

Shares Voted 1,505    Primary CUSIP 538034109    Primary ISIN US5380341090    Primary SEDOL B0T7YX2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Carleton   Mgmt   For   Against
Elect Director Jonathan Dolgen   Mgmt   For   For
Elect Director Ariel Emanuel   Mgmt   For   For
Elect Director Robert Ted Enloe, III   Mgmt   For   Against
Elect Director Jeffrey T. Hinson   Mgmt   For   For
Elect Director Margaret “Peggy” Johnson   Mgmt   For   For
Elect Director James S. Kahan   Mgmt   For   For
Elect Director Gregory B. Maffei   Mgmt   For   For
Elect Director Randall T. Mays   Mgmt   For   For
Elect Director Michael Rapino   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MarketAxess Holdings Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    57060D108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    MKTX

 

Shares Voted 288    Primary CUSIP 57060D108    Primary ISIN US57060D1081    Primary SEDOL B03Q9D0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard M. McVey   Mgmt   For   For
Elect Director Steven L. Begleiter   Mgmt   For   For
Elect Director Stephen P. Casper   Mgmt   For   For
Elect Director Jane Chwick   Mgmt   For   For
Elect Director William F. Cruger   Mgmt   For   For
Elect Director David G. Gomach   Mgmt   For   For
Elect Director Carlos M. Hernandez   Mgmt   For   For
Elect Director Ronald M. Hersch   Mgmt   For   For
Elect Director John Steinhardt   Mgmt   For   For
Elect Director James J. Sullivan   Mgmt   For   For
Elect Director Lesley Daniels Webster   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

DFC Global Corp.

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    23324T107
Record Date    04/29/2014    Meeting Type    Special    Ticker    DLLR

 

Shares Voted 1,499    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   Against
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   Against

Marriott Vacations Worldwide Corporation

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    57164Y107
Record Date    04/10/2014    Meeting Type    Annual    Ticker    VAC

 

Shares Voted 257    Primary CUSIP 57164Y107    Primary ISIN US57164Y1073    Primary SEDOL B45K9N8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C.E. Andrews   Mgmt   For   For
Elect Director William W. McCarten   Mgmt   For   For
Elect Director William J. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Wal-Mart Stores, Inc.

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    931142103
Record Date    04/11/2014    Meeting Type    Annual    Ticker    WMT

 

Shares Voted 4,247    Primary CUSIP 931142103    Primary ISIN US9311421039    Primary SEDOL 2936921

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aida M. Alvarez   Mgmt   For   Against
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Roger C. Corbett   Mgmt   For   For
Elect Director Pamela J. Craig   Mgmt   For   For
Elect Director Douglas N. Daft   Mgmt   For   Against
Elect Director Michael T. Duke   Mgmt   For   Against
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Marissa A. Mayer   Mgmt   For   For
Elect Director C. Douglas McMillon   Mgmt   For   For
Elect Director Gregory B. Penner   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Jim C. Walton   Mgmt   For   For
Elect Director S. Robson Walton   Mgmt   For   Against
Elect Director Linda S. Wolf   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Disclosure of Recoupment Activity from Senior Officers   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

athenahealth, Inc.

 

Meeting Date    06/09/2014    Country    USA    Provider Security ID    04685W103
Record Date    04/15/2014    Meeting Type    Annual    Ticker    ATHN

 

Shares Voted 254    Primary CUSIP 04685W103    Primary ISIN US04685W1036    Primary SEDOL B24FJV8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Amy Abernethy   Mgmt   For   For
Elect Director Jonathan Bush   Mgmt   For   For
Elect Director Brandon Hull   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Motors Company

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    37045V100
Record Date    04/11/2014    Meeting Type    Annual    Ticker    GM

 

Shares Voted 1,689    Primary CUSIP 37045V100    Primary ISIN US37045V1008    Primary SEDOL B665KZ5

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph J. Ashton   Mgmt   For   For
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director Stephen J. Girsky   Mgmt   For   For
Elect Director E. Neville Isdell   Mgmt   For   For
Elect Director Kathryn V. Marinello   Mgmt   For   For
Elect Director Michael G. Mullen   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Thomas M. Schoewe   Mgmt   For   For
Elect Director Theodore M. Solso   Mgmt   For   For
Elect Director Carol M. Stephenson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Isis Pharmaceuticals, Inc.

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    464330109
Record Date    04/11/2014    Meeting Type    Annual    Ticker    ISIS

 

Shares Voted 771    Primary CUSIP 464330109    Primary ISIN US4643301090    Primary SEDOL 2459785

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Spencer R. Berthelsen   Mgmt   For   For
Elect Director B. Lynne Parshall   Mgmt   For   For
Elect Director Joseph H. Wender   Mgmt   For   For
Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy   Mgmt   For   For
Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Non-Employee Director Stock Option Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Republic Airways Holdings Inc.

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    760276105
Record Date    04/14/2014    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 1,542    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Robert L. Colin   Mgmt   For   For
Elect Director Daniel P. Garton   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Caterpillar Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    149123101
Record Date    04/14/2014    Meeting Type    Annual    Ticker    CAT

 

Shares Voted 841    Primary CUSIP 149123101    Primary ISIN US1491231015    Primary SEDOL 2180201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Daniel M. Dickinson   Mgmt   For   For
Elect Director Juan Gallardo   Mgmt   For   For
Elect Director Jesse J. Greene, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Peter A. Magowan   Mgmt   For   For
Elect Director Dennis A. Muilenburg   Mgmt   For   For
Elect Director Douglas R. Oberhelman   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Edward B. Rust, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Review and Amend Human Rights Policies   SH   Against   For
Report on Controls to Ensure no Sales to Sudan   SH   Against   For
Provide for Cumulative Voting   SH   Against   Against

Compass Group plc

 

Meeting Date    06/11/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    06/09/2014    Meeting Type    Special    Ticker    CPG

 

Shares Voted 2,147    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Adopt New Articles of Association   Mgmt   For   For
Approve Matters Relating to the Return of Cash to Shareholders   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of New Ordinary Shares   Mgmt   For   For

EMCOR Group, Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    29084Q100
Record Date    04/16/2014    Meeting Type    Annual    Ticker    EME

 

Shares Voted 510    Primary CUSIP 29084Q100    Primary ISIN US29084Q1004    Primary SEDOL 2474164

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen W. Bershad   Mgmt   For   For
Elect Director David A.B. Brown   Mgmt   For   For
Elect Director Larry J. Bump   Mgmt   For   For
Elect Director Anthony J. Guzzi   Mgmt   For   For
Elect Director Richard F. Hamm, Jr.   Mgmt   For   For
Elect Director David H. Laidley   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Jerry E. Ryan   Mgmt   For   For
Elect Director Michael T. Yonker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Generac Holdings Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    368736104
Record Date    04/17/2014    Meeting Type    Annual    Ticker    GNRC

 

Shares Voted 600    Primary CUSIP 368736104    Primary ISIN US3687361044    Primary SEDOL B6197Q2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bennett Morgan   Mgmt   For   For
Elect Director Todd A. Adams   Mgmt   For   For
Elect Director Ralph W. Castner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For

Higher One Holdings, Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    42983D104
Record Date    04/16/2014    Meeting Type    Annual    Ticker    ONE

 

Shares Voted 1,714    Primary CUSIP 42983D104    Primary ISIN US42983D1046    Primary SEDOL B575RZ6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Volchek   Mgmt   For   For
Elect Director David Cromwell   Mgmt   For   For
Elect Director Lowell Robinson   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Mentor Graphics Corporation

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    587200106
Record Date    04/07/2014    Meeting Type    Annual    Ticker    MENT

 

Shares Voted 935    Primary CUSIP 587200106    Primary ISIN US5872001061    Primary SEDOL 2578033

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Keith L. Barnes   Mgmt   For   Withhold
Elect Director Peter Bonfield   Mgmt   For   Withhold
Elect Director Gregory K. Hinckley   Mgmt   For   Withhold
Elect Director J. Daniel McCranie   Mgmt   For   Withhold
Elect Director Patrick B. McManus   Mgmt   For   Withhold
Elect Director Walden C. Rhines   Mgmt   For   Withhold
Elect Director David S. Schechter   Mgmt   For   Withhold
Elect Director Jeffrey M. Stafeil   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Bundled Compensation Plans   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Stifel Financial Corp.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    860630102
Record Date    04/14/2014    Meeting Type    Annual    Ticker    SF

 

Shares Voted 514    Primary CUSIP 860630102    Primary ISIN US8606301021    Primary SEDOL 2849234

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce A. Beda   Mgmt   For   For
Elect Director Fredrick O. Hanser   Mgmt   For   For

Elect Director Ronald J. Kruszewski   Mgmt   For   For
Elect Director Thomas P. Mulroy   Mgmt   For   For
Elect Director Thomas W. Weisel   Mgmt   For   For
Elect Director Kelvin R. Westbrook   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Target Corporation

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    87612E106
Record Date    04/14/2014    Meeting Type    Annual    Ticker    TGT

 

Shares Voted 813    Primary CUSIP 87612E106    Primary ISIN US87612E1064    Primary SEDOL 2259101

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roxanne S. Austin   Mgmt   For   Against
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   Against
Elect Director Henrique De Castro   Mgmt   For   Against
Elect Director James A. Johnson   Mgmt   For   Against
Elect Director Mary E. Minnick   Mgmt   For   Against
Elect Director Anne M. Mulcahy   Mgmt   For   Against
Elect Director Derica W. Rice   Mgmt   For   Against
Elect Director Kenneth L. Salazar   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Perquisites   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations   SH   Against   Against

Gulfport Energy Corporation

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    402635304
Record Date    04/23/2014    Meeting Type    Annual    Ticker    GPOR

 

Shares Voted 700    Primary CUSIP 402635304    Primary ISIN US4026353049    Primary SEDOL 2398684

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael G. Moore   Mgmt   For   For
Elect Director Donald L. Dillingham   Mgmt   For   For
Elect Director Craig Groeschel   Mgmt   For   For
Elect Director David L. Houston   Mgmt   For   For
Elect Director Michael S. Reddin   Mgmt   For   For
Elect Director Scott E. Streller   Mgmt   For   For

Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Omega Healthcare Investors, Inc.

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    681936100
Record Date    04/23/2014    Meeting Type    Annual   

Ticker

    OHI

 

Shares Voted 1,065    Primary CUSIP 681936100    Primary ISIN US6819361006    Primary SEDOL 2043274

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara B. Hill   Mgmt   For   For
Elect Director Harold J. Kloosterman   Mgmt   For   For
Elect Director C. Taylor Pickett   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Universal Health Realty Income Trust

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    91359E105
Record Date    04/14/2014    Meeting Type    Annual    Ticker    UHT

 

Shares Voted 428    Primary CUSIP 91359E105    Primary ISIN US91359E1055    Primary SEDOL 2927497

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Miller   Mgmt   For   For
Elect Director Robert F. McCadden   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date    06/13/2014    Country    Japan    Provider Security ID    J22302111
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7267

 

Shares Voted 1,562    Primary CUSIP J22302111    Primary ISIN JP3854600008    Primary SEDOL 6435145

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Nonaka, Toshihiko   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For

Elect Director Kunii, Hideko   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For
Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For

InnerWorkings, Inc.

 

Meeting Date    06/13/2014    Country    USA    Provider Security ID    45773Y105
Record Date    04/15/2014    Meeting Type    Annual    Ticker    INWK

 

Shares Voted 1,714    Primary CUSIP 45773Y105    Primary ISIN US45773Y1055    Primary SEDOL B17W6V8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack M. Greenberg   Mgmt   For   For
Elect Director Eric D. Belcher   Mgmt   For   For
Elect Director Charles K. Bobrinskoy   Mgmt   For   For
Elect Director Daniel M. Friedberg   Mgmt   For   For
Elect Director David Fisher   Mgmt   For   For
Elect Director J. Patrick Gallagher, Jr.   Mgmt   For   For
Elect Director Julie M. Howard   Mgmt   For   For
Elect Director Linda S. Wolf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

CVR Energy, Inc.

 

Meeting Date    06/17/2014    Country    USA    Provider Security ID    12662P108
Record Date    04/21/2014    Meeting Type    Annual    Ticker    CVI

 

Shares Voted 995    Primary CUSIP 12662P108    Primary ISIN US12662P1084    Primary SEDOL B23PS12

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bob G. Alexander   Mgmt   For   For
Elect Director SungHwan Cho   Mgmt   For   Withhold
Elect Director Carl C. Icahn   Mgmt   For   Withhold
Elect Director Courtney Mather   Mgmt   For   Withhold
Elect Director John J. Lipinski   Mgmt   For   Withhold
Elect Director Samuel Merksamer   Mgmt   For   Withhold
Elect Director Stephen Mongillo   Mgmt   For   For
Elect Director Andrew Roberto   Mgmt   For   Withhold
Elect Director James M. Strock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    06/17/2014    Country    USA    Provider Security ID    35671D857
Record Date    04/21/2014    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 1,432    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For
Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Lydia H. Kennard   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   Withhold
Elect Director James R. Moffett   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Elect Director Frances Fragos Townsend   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Require Director Nominee with Environmental Experience   SH   Against   Against

Toyota Motor Corp.

 

Meeting Date    06/17/2014    Country    Japan    Provider Security ID    J92676113
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7203

 

Shares Voted 2,566    Primary CUSIP J92676113    Primary ISIN JP3633400001    Primary SEDOL 6900643

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 100   Mgmt   For   For
Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For

Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For
Elect Director Fukuichi, Tokuo   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   Against
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Appoint Statutory Auditor Nakatsugawa, Masaki   Mgmt   For   For
Appoint Statutory Auditor Kitayama, Teisuke   Mgmt   For   Against
Appoint Alternate Statutory Auditor Sakai, Ryuuji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Disposal of Treasury Shares for a Private Placement   Mgmt   For   For

Bankrate, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    06647F102
Record Date    04/23/2014    Meeting Type    Annual    Ticker    RATE

 

Shares Voted 890    Primary CUSIP 06647F102    Primary ISIN US06647F1021    Primary SEDOL B4WDWB9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter C. Morse   Mgmt   For   Withhold
Elect Director Christian Stahl   Mgmt   For   Withhold
Elect Director Mitch Truwit   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For

Fred’s, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    356108100
Record Date    05/02/2014    Meeting Type    Annual    Ticker    FRED

 

Shares Voted 1,400    Primary CUSIP 356108100    Primary ISIN US3561081007    Primary SEDOL 2354385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Hayes   Mgmt   For   For
Elect Director John R. Eisenman   Mgmt   For   For
Elect Director Thomas H. Tashjian   Mgmt   For   Withhold
Elect Director B. Mary McNabb   Mgmt   For   Withhold
Elect Director Michael T. McMillan   Mgmt   For   For
Elect Director Bruce A. Efird   Mgmt   For   For
Elect Director Steven R. Fitzpatrick   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Men’s Wearhouse, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    587118100
Record Date    04/30/2014    Meeting Type    Annual    Ticker    MW

 

Shares Voted 495    Primary CUSIP 587118100    Primary ISIN US5871181005    Primary SEDOL 2576327

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Elect Director Allen I. Questrom   Mgmt   For   For
Elect Director B. Michael Becker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Hitachi Ltd.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J20454112
Record Date    03/31/2014    Meeting Type    Annual    Ticker    6501

 

Shares Voted 4,701    Primary CUSIP J20454112    Primary ISIN JP3788600009    Primary SEDOL 6429104

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Philip Yeo   Mgmt   For   For
Elect Director Yoshihara, Hiroaki   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Higashihara, Toshiaki   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For
Elect Director Mochida, Nobuo   Mgmt   For   For

Mitsubishi Corp.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J43830116
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8058

 

Shares Voted 1,252    Primary CUSIP J43830116    Primary ISIN JP3898400001    Primary SEDOL 6596785

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 38   Mgmt   For   For
Amend Articles To Clarify that Company President is a Role Filled by an Executive Officer   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For
Elect Director Miyauchi, Takahisa   Mgmt   For   For
Elect Director Uchino, Shuma   Mgmt   For   For
Elect Director Mori, Kazuyuki   Mgmt   For   For
Elect Director Hirota, Yasuhito   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For
Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Appoint Statutory Auditor Nabeshima, Hideyuki   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

SoftBank Corp.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J75963108
Record Date    03/31/2014    Meeting Type    Annual    Ticker    9984

 

Shares Voted 868    Primary CUSIP J75963108    Primary ISIN JP3436100006    Primary SEDOL 6770620

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Goto, Yoshimitsu   Mgmt   For   For
Elect Director Fujihara, Kazuhiko   Mgmt   For   For
Elect Director Nagamori, Shigenobu   Mgmt   For   For

East Japan Railway Co.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J1257M109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    9020

 

Shares Voted 254    Primary CUSIP J1257M109    Primary ISIN JP3783600004    Primary SEDOL 6298542

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Seino, Satoshi   Mgmt   For   For
Elect Director Ogata, Masaki   Mgmt   For   For
Elect Director Tomita, Tetsuro   Mgmt   For   For

Elect Director Fukasawa, Yuuji   Mgmt   For   For
Elect Director Yagishita, Naomichi   Mgmt   For   For
Elect Director Morimoto, Yuuji   Mgmt   For   For
Elect Director Haraguchi, Tsukasa   Mgmt   For   For
Elect Director Kawanobe, Osamu   Mgmt   For   For
Elect Director Ichinose, Toshiro   Mgmt   For   For
Elect Director Sawamoto, Takashi   Mgmt   For   For
Elect Director Nakai, Masahiko   Mgmt   For   For
Elect Director Umehara, Yasuyoshi   Mgmt   For   For
Elect Director Takahashi, Makoto   Mgmt   For   For
Elect Director Fukuda, Yasushi   Mgmt   For   For
Elect Director Nishiyama, Takao   Mgmt   For   For
Elect Director Eto, Takashi   Mgmt   For   For
Elect Director Sasaki, Takeshi   Mgmt   For   For
Elect Director Hamaguchi, Tomokazu   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Amend Articles to Allow Shareholder Meeting Resolutions on Business Plans Related to Tohoku Earthquake Reconstruction   SH   Against   Against
Create Damaged Railroad Reconstruction Committee   SH   Against   Against
Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings   SH   Against   Against
Create Compliance Committee   SH   Against   Against
Amend Articles to Require Disclosure of Top Five Individual Director Compensation in Proxy Materials   SH   Against   For
Amend Articles to Require At Least Three Outsiders on Board of Directors   SH   Against   For
Remove Chairman Satoshi Seino from the Board of Directors   SH   Against   Against
Remove Vice Chairman Masaki Ogata from the Board of Directors   SH   Against   Against
Remove Representative Director and President Tetsuro Tomita from the Board of Directors   SH   Against   Against
Remove Representative Director and Vice President Yuuji Fukasawa from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Morimoto from the Board of Directors   SH   Against   Against
Reduce Director and Statutory Auditor Compensation by 20 Percent   SH   Against   Against
Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines   SH   Against   Against

Japan Tobacco Inc

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J27869106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    2914

 

Shares Voted 1,114    Primary CUSIP J27869106    Primary ISIN JP3726800000    Primary SEDOL 6474535

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Amend Articles To Change Fiscal Year End   Mgmt   For   For
Elect Director Tango, Yasutake   Mgmt   For   For
Elect Director Koizumi, Mitsuomi   Mgmt   For   For
Elect Director Shingai, Yasushi   Mgmt   For   For
Elect Director Okubo, Noriaki   Mgmt   For   For
Elect Director Saeki, Akira   Mgmt   For   For
Elect Director Miyazaki, Hideki   Mgmt   For   For
Elect Director Oka, Motoyuki   Mgmt   For   For
Elect Director Koda, Main   Mgmt   For   For
Appoint Alternate Statutory Auditor Masaki, Michio   Mgmt   For   For
Approve Alternate Income Allocation, with a Final Dividend of JPY 150   SH   Against   Against
Authorize Share Repurchase of Up To 200 Million Shares in the Coming Year   SH   Against   For
Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares   SH   Against   For
Cancel the Company’s Treasury Shares   SH   Against   For
Amend Articles to Allow Shareholder Meetings to Resolve on Share Warrants   SH   Against   Against

Kite Realty Group Trust

 

Meeting Date    06/24/2014    Country    USA    Provider Security ID    49803T102
Record Date    05/05/2014    Meeting Type    Special    Ticker    KRG

 

Shares Voted 3,699    Primary CUSIP 49803T102    Primary ISIN US49803T1025    Primary SEDOL B02H893

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J4599L102
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8411

 

Shares Voted 20,678    Primary CUSIP J4599L102    Primary ISIN JP3885780001    Primary SEDOL 6591014

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3.5   Mgmt   For   Against
Amend Articles To Adopt U.S.-Style Board Structure - Reduce Directors’ Term - Recognize Validity of Board Resolutions in Written or Electronic Format - Authorize Board to Determine Income Allocation – Remove Provisions on Class 13 Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For

Elect Director Aya, Ryusuke   Mgmt   For   For
Elect Director Shimbo, Junichi   Mgmt   For   For
Elect Director Fujiwara, Koji   Mgmt   For   For
Elect Director Takahashi, Hideyuki   Mgmt   For   For
Elect Director Funaki, Nobukatsu   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Kawamura, Takashi   Mgmt   For   For
Elect Director Kainaka, Tatsuo   Mgmt   For   Against
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Elect Director Ota, Hiroko   Mgmt   For   For
Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So   SH   Against   Against
Approve Alternate Income Allocation, with a Final Dividend of JPY 5   SH   Against   For
Amend Articles to Put Director Nominees’ and Statutory Auditor Nominees’ Concurrent Posts at Listed Companies in Proxy Materials   SH   Against   Against
Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as “Vulture” to Characterize Foreign Shareholders   SH   Against   Against
Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect   SH   Against   Against
Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups   SH   Against   Against
Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company’s Website   SH   Against   Against
Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Manipulating Stock Prices on Green-Sheet Markets   SH   Against   Against

Nissan Motor Co. Ltd.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J57160129
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7201

 

Shares Voted 2,208    Primary CUSIP J57160129    Primary ISIN JP3672400003    Primary SEDOL 6642860

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   For
Elect Director Sakamoto, Hideyuki   Mgmt   For   For
Elect Director Matsumoto, Fumiaki   Mgmt   For   For
Elect Director Bernard Rey   Mgmt   For   For
Appoint Statutory Auditor Imazu, Hidetoshi   Mgmt   For   For
Appoint Statutory Auditor Nakamura, Toshiyuki   Mgmt   For   For
Appoint Statutory Auditor Nagai, Motoo   Mgmt   For   Against

Restoration Hardware Holdings, Inc.

 

Meeting Date    06/25/2014    Country    USA    Provider Security ID    761283100
Record Date    05/05/2014    Meeting Type    Annual    Ticker    RH

 

Shares Voted 400    Primary CUSIP 761283100    Primary ISIN US7612831005    Primary SEDOL B8V9GG9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katie Mitic   Mgmt   For   For
Elect Director Thomas Mottola   Mgmt   For   Withhold
Elect Director Barry Sternlicht   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year
Ratify Auditors   Mgmt   For   For

Genesco Inc.

 

Meeting Date    06/26/2014    Country    USA    Provider Security ID    371532102
Record Date    04/28/2014    Meeting Type    Annual    Ticker    GCO

 

Shares Voted 200    Primary CUSIP 371532102    Primary ISIN US3715321028    Primary SEDOL 2367101

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joanna Barsh   Mgmt   For   For
Elect Director James S. Beard   Mgmt   For   For
Elect Director Leonard L. Berry   Mgmt   For   For
Elect Director William F. Blaufuss, Jr.   Mgmt   For   For
Elect Director James W. Bradford   Mgmt   For   For
Elect Director Robert J. Dennis   Mgmt   For   For
Elect Director Matthew C. Diamond   Mgmt   For   For
Elect Director Marty G. Dickens   Mgmt   For   For
Elect Director Thurgood Marshall, Jr.   Mgmt   For   For
Elect Director Kathleen Mason   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Fanuc Corp.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J13440102
Record Date    03/31/2014    Meeting Type    Annual    Ticker    6954

 

Shares Voted 208    Primary CUSIP J13440102    Primary ISIN JP3802400006    Primary SEDOL 6356934

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 93.26   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Inaba, Yoshiharu   Mgmt   For   For
Elect Director Yamaguchi, Kenji   Mgmt   For   For
Elect Director Uchida, Hiroyuki   Mgmt   For   For

Elect Director Gonda, Yoshihiro   Mgmt   For   For
Elect Director Inaba, Kiyonori   Mgmt   For   For
Elect Director Matsubara, Shunsuke   Mgmt   For   For
Elect Director Noda, Hiroshi   Mgmt   For   For
Elect Director Kohari, Katsuo   Mgmt   For   For
Elect Director Okada, Toshiya   Mgmt   For   For
Elect Director Richard E. Schneider   Mgmt   For   For
Elect Director Olaf C. Gehrels   Mgmt   For   For
Elect Director Ono, Masato   Mgmt   For   For
Appoint Statutory Auditor Sumikawa, Masaharu   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors   Mgmt   For   For

Mitsubishi Estate Co Ltd

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J43916113
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8802

 

Shares Voted 1,114    Primary CUSIP J43916113    Primary ISIN JP3899600005    Primary SEDOL 6596729

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Kimura, Keiji   Mgmt   For   For
Elect Director Sugiyama, Hirotaka   Mgmt   For   For
Elect Director Yanagisawa, Yutaka   Mgmt   For   For
Elect Director Kazama, Toshihiko   Mgmt   For   For
Elect Director Kato, Jo   Mgmt   For   For
Elect Director Aiba, Naoto   Mgmt   For   For
Elect Director Ono, Masamichi   Mgmt   For   For
Elect Director Okusa, Toru   Mgmt   For   For
Elect Director Tanisawa, Junichi   Mgmt   For   For
Elect Director Matsuhashi, Isao   Mgmt   For   For
Elect Director Tokiwa, Fumikatsu   Mgmt   For   For
Elect Director Gomi, Yasumasa   Mgmt   For   For
Elect Director Tomioka, Shuu   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kenji   Mgmt   For   Against

Mitsubishi UFJ Financial Group

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J44497105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8306

 

Shares Voted 11,459    Primary CUSIP J44497105    Primary ISIN JP3902900004    Primary SEDOL 6335171

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   For   For
Elect Director Sono, Kiyoshi   Mgmt   For   For

Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Kuroda, Tadashi   Mgmt   For   For
Elect Director Nagaoka, Takashi   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Okuda, Tsutomu   Mgmt   For   For
Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Okamoto, Kunie   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Elect Director Matsuyama, Haruka   Mgmt   For   For
Appoint Statutory Auditor Sato, Yukihiro   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For

Orexigen Therapeutics, Inc.

 

Meeting Date    06/27/2014    Country    USA    Provider Security ID    686164104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    OREX

 

Shares Voted 3,599    Primary CUSIP 686164104    Primary ISIN US6861641040    Primary SEDOL B1WLCZ6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eckard Weber   Mgmt   For   For
Elect Director Patrick J. Mahaffy   Mgmt   For   Withhold
Elect Director Michael A. Narachi   Mgmt   For   For
Approve Flexible Settlement Feature for the Potential Conversion of the Notes   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J7771X109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8316

 

Shares Voted 1,224    Primary CUSIP J7771X109    Primary ISIN JP3890350006    Primary SEDOL 6563024

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Elect Director Miyata, Koichi   Mgmt   For   For
Elect Director Kurumatani, Nobuaki   Mgmt   For   For
Elect Director Inoue, Atsuhiko   Mgmt   For   For

Elect Director Ota, Jun   Mgmt   For   For
Elect Director Yokoyama, Yoshinori   Mgmt   For   For
Appoint Statutory Auditor Nakao, Kazuhiko   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J8129E108
Record Date    03/31/2014    Meeting Type    Annual    Ticker    4502

 

Shares Voted 717    Primary CUSIP J8129E108    Primary ISIN JP3463000004    Primary SEDOL 6870445

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Amend Articles To Transfer Authority to Preside over Shareholder Meetings from President to Representative Director   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Christophe Weber   Mgmt   For   For
Elect Director Francois Roger   Mgmt   For   For
Elect Director Sakane, Masahiro   Mgmt   For   For
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Performance-Based Equity Compensation for Directors   Mgmt   For   For

Tesco plc

 

Meeting Date    06/27/2014    Country    United Kingdom    Provider Security ID    G87621101
Record Date    06/25/2014    Meeting Type    Annual    Ticker    TSCO

 

Shares Voted 8,807    Primary CUSIP G87621101    Primary ISIN GB0008847096    Primary SEDOL 0884709

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Armour as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For
Re-elect Gareth Bullock as Director   Mgmt   For   For

Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Institution Account(s): db X-trackers 2040 Target Date Fund

 

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    07/16/2013    Country    USA    Provider Security ID    35671D857
Record Date    05/24/2013    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 1,590    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For
Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director James R. Moffett   Mgmt   For   For
Elect Director B. M. Rankin, Jr.   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Request Director Nominee with Environmental Qualifications   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Adopt Policy and Report on Board Diversity   SH   Against   For
Amend Bylaws— Call Special Meetings   SH   Against   For

Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/16/2013    Country    Spain    Provider Security ID    E6282J109
Record Date    07/11/2013    Meeting Type    Annual    Ticker    ITX

 

Shares Voted 258    Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Individual Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements, and Discharge of Board   Mgmt   For   For
Approve Updated Balance Sheets to Benefit from New Tax Regulation   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

BT Group plc

 

Meeting Date    07/17/2013    Country    United Kingdom    Provider Security ID    G16612106
Record Date    07/15/2013    Meeting Type    Annual    Ticker    BT.A

 

Shares Voted 8,880    Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Ian Livingston as Director   Mgmt   For   For
Re-elect Tony Chanmugam as Director   Mgmt   For   For
Re-elect Gavin Patterson as Director   Mgmt   For   For
Re-elect Tony Ball as Director   Mgmt   For   For
Re-elect Patricia Hewitt as Director   Mgmt   For   For
Re-elect Phil Hodkinson as Director   Mgmt   For   For
Re-elect Karen Richardson as Director   Mgmt   For   For
Re-elect Nick Rose as Director   Mgmt   For   For
Re-elect Jasmine Whitbread as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For

 

Triumph Group, Inc.

 

Meeting Date    07/18/2013    Country    USA    Provider Security ID    896818101
Record Date    05/31/2013    Meeting Type    Annual    Ticker    TGI

 

Shares Voted 428    Primary CUSIP 896818101    Primary ISIN US8968181011    Primary SEDOL 2893071

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul Bourgon   Mgmt   For   For
Elect Director Elmer L. Doty   Mgmt   For   For
Elect Director John G. Drosdick   Mgmt   For   For
Elect Director Ralph E. Eberhart   Mgmt   For   For
Elect Director Jeffry D. Frisby   Mgmt   For   For
Elect Director Richard C. Gozon   Mgmt   For   For
Elect Director Richard C. Ill   Mgmt   For   For
Elect Director William L. Mansfield   Mgmt   For   For
Elect Director Adam J. Palmer   Mgmt   For   For
Elect Director Joseph M. Silvestri   Mgmt   For   For
Elect Director George Simpson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    07/23/2013    Country    United Kingdom    Provider Security ID    G93882135
Record Date    07/19/2013    Meeting Type    Annual    Ticker    VOD

 

Shares Voted 58,384    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For
Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Elect Omid Kordestani as Director   Mgmt   For   For

Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

SABMiller plc

 

Meeting Date    07/25/2013    Country    United Kingdom    Provider Security ID    G77395104
Record Date    07/23/2013    Meeting Type    Annual    Ticker    SAB

 

Shares Voted 1,105    Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Guy Elliott as Director   Mgmt   For   For
Re-elect Mark Armour as Director   Mgmt   For   For
Re-elect Geoffrey Bible as Director   Mgmt   For   For
Re-elect Alan Clark as Director   Mgmt   For   For
Re-elect Dinyar Devitre as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect John Manser as Director   Mgmt   For   For
Re-elect John Manzoni as Director   Mgmt   For   For
Re-elect Miles Morland as Director   Mgmt   For   For
Re-elect Dr Dambisa Moyo as Director   Mgmt   For   For
Re-elect Carlos Perez Davila as Director   Mgmt   For   For
Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   For   For
Re-elect Helen Weir as Director   Mgmt   For   For

Re-elect Howard Willard as Director   Mgmt   For   For
Re-elect Jamie Wilson as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

National Grid plc

 

Meeting Date    07/29/2013    Country    United Kingdom    Provider Security ID    G6375K151
Record Date    07/27/2013    Meeting Type    Annual    Ticker    NG.

 

Shares Voted 4,448    Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Re-elect Nora Brownell as Director   Mgmt   For   For
Elect Jonathan Dawson as Director   Mgmt   For   For
Re-elect Paul Golby as Director   Mgmt   For   For
Re-elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Elect Mark Williamson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Cirrus Logic, Inc.

 

Meeting Date    07/30/2013    Country    USA    Provider Security ID    172755100
Record Date    05/31/2013    Meeting Type    Annual    Ticker    CRUS

 

Shares Voted 771    Primary CUSIP 172755100    Primary ISIN US1727551004    Primary SEDOL 2197308

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John C. Carter   Mgmt   For   For
Elect Director Timothy R. Dehne   Mgmt   For   For
Elect Director Jason P. Rhode   Mgmt   For   For
Elect Director Alan R. Schuele   Mgmt   For   For
Elect Director William D. Sherman   Mgmt   For   For
Elect Director Susan Wang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Bristow Group Inc.

 

Meeting Date    08/01/2013    Country    USA    Provider Security ID    110394103
Record Date    06/13/2013    Meeting Type    Annual    Ticker    BRS

 

Shares Voted 343    Primary CUSIP 110394103    Primary ISIN US1103941035    Primary SEDOL 2656229

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas N. Amonett   Mgmt   For   For
Elect Director Stephen J. Cannon   Mgmt   For   For
Elect Director William E. Chiles   Mgmt   For   For
Elect Director Michael A. Flick   Mgmt   For   For
Elect Director Lori A. Gobillot   Mgmt   For   For
Elect Director Ian A. Godden   Mgmt   For   For
Elect Director Stephen A. King   Mgmt   For   For
Elect Director Thomas C. Knudson   Mgmt   For   For
Elect Director Mathew Masters   Mgmt   For   For
Elect Director Bruce H. Stover   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

EnerSys

 

Meeting Date    08/01/2013    Country    USA    Provider Security ID    29275Y102
Record Date    06/07/2013    Meeting Type    Annual    Ticker    ENS

 

Shares Voted 533    Primary CUSIP 29275Y102    Primary ISIN US29275Y1029    Primary SEDOL B020GQ5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Craig   Mgmt   For   For
Elect Director Howard I. Hoffen   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Arctic Cat Inc.

 

Meeting Date    08/08/2013    Country    USA    Provider Security ID    039670104
Record Date    06/11/2013    Meeting Type    Annual    Ticker    ACAT

 

Shares Voted 600    Primary CUSIP 039670104    Primary ISIN US0396701049    Primary SEDOL 2047500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Claude J. Jordan   Mgmt   For   For
Elect Director Susan E. Lester   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The J. M. Smucker Company

 

Meeting Date    08/14/2013    Country    USA    Provider Security ID    832696405
Record Date    06/17/2013    Meeting Type    Annual    Ticker    SJM

 

Shares Voted 843    Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kathryn W. Dindo   Mgmt   For   For
Elect Director Robert B. Heisler, Jr.   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director Paul Smucker Wagstaff   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

CommVault Systems, Inc.

 

Meeting Date    08/21/2013    Country    USA    Provider Security ID    204166102
Record Date    07/01/2013    Meeting Type    Annual    Ticker    CVLT

 

Shares Voted 514    Primary CUSIP 204166102    Primary ISIN US2041661024    Primary SEDOL B142B38

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Armando Geday   Mgmt   For   For
Elect Director F. Robert Kurimsky   Mgmt   For   For
Elect Director David F. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Medtronic, Inc.

 

Meeting Date    08/22/2013    Country    USA    Provider Security ID    585055106
Record Date    07/01/2013    Meeting Type    Annual    Ticker    MDT

 

Shares Voted 1,628    Primary CUSIP 585055106    Primary ISIN US5850551061    Primary SEDOL 2575465

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Anderson   Mgmt   For   For
Elect Director Scott C. Donnelly   Mgmt   For   For
Elect Director Victor J. Dzau   Mgmt   For   For
Elect Director Omar Ishrak   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Michael O. Leavitt   Mgmt   For   For
Elect Director James T. Lenehan   Mgmt   For   For
Elect Director Denise M. O’Leary   Mgmt   For   For
Elect Director Kendall J. Powell   Mgmt   For   For
Elect Director Robert C. Pozen   Mgmt   For   For
Elect Director Preetha Reddy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Establishing Range For Board Size   Mgmt   For   For
Reduce Supermajority Vote Requirement for Removal of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Amendment of Articles   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    08/27/2013    Country    Israel    Provider Security ID    M8769Q102
Record Date    07/25/2013    Meeting Type    Annual    Ticker    TEVA

 

Shares Voted 1,039    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Reelect Moshe Many as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Amir Elstein as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO   Mgmt   For   For
Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO   Mgmt   For   For
Approve Compensation Policy for the Directors and Officers of the Company   Mgmt   For   For
Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share   Mgmt   For   For
Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting   Mgmt   For   For
Discuss Financial Statements for 2012   Mgmt    
Vote YES where indicated if you are a controlling shareholder or have a personal interest in item; otherwise, vote NO where indicated. You may not abstain. If you vote YES on specific items, please provide an explanation to your account manager.   Mgmt   None   Against

Finisar Corporation

 

Meeting Date    09/03/2013    Country    USA    Provider Security ID    31787A507
Record Date    07/12/2013    Meeting Type    Annual    Ticker    FNSR

 

Shares Voted 1,114    Primary CUSIP 31787A507    Primary ISIN US31787A5074    Primary SEDOL 2517832

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry S. Rawls   Mgmt   For   For
Elect Director Robert N. Stephens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Lions Gate Entertainment Corp.

 

Meeting Date    09/10/2013    Country    Canada    Provider Security ID    535919203
Record Date    07/19/2013    Meeting Type    Annual    Ticker    LGF

 

Shares Voted 1,542    Primary CUSIP 535919203    Primary ISIN CA5359192039    Primary SEDOL 2753506

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Burns   Mgmt   For   For
Elect Director Gordon Crawford   Mgmt   For   For
Elect Director Arthur Evrensel   Mgmt   For   For
Elect Director Jon Feltheimer   Mgmt   For   For
Elect Director Frank Giustra   Mgmt   For   For
Elect Director Morley Koffman   Mgmt   For   For
Elect Director Harald Ludwig   Mgmt   For   For
Elect Director G. Scott Paterson   Mgmt   For   For
Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Daryl Simm   Mgmt   For   For
Elect Director Hardwick Simmons   Mgmt   For   For
Elect Director Phyllis Yaffe   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

The Men’s Wearhouse, Inc.

 

Meeting Date    09/10/2013    Country    USA    Provider Security ID    587118100
Record Date    07/22/2013    Meeting Type    Annual    Ticker    MW

 

Shares Voted 445    Primary CUSIP 587118100    Primary ISIN US5871181005    Primary SEDOL 2576327

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Michael L. Ray   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director Deepak Chopra   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Elect Director Allen I. Questrom   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Sustainability   SH   Against   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Republic Airways Holdings Inc.

 

Meeting Date    09/17/2013    Country    USA    Provider Security ID    760276105
Record Date    07/29/2013    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 2,200    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Elect Director Richard P. Schifter   Mgmt   For   For
Elect Director David N. Siegel   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

ViaSat, Inc.

 

Meeting Date    09/18/2013    Country    USA    Provider Security ID    92552V100
Record Date    07/22/2013    Meeting Type    Annual    Ticker    VSAT

 

Shares Voted 428    Primary CUSIP 92552V100    Primary ISIN US92552V1008    Primary SEDOL 2946243

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert Bowman   Mgmt   For   For
Elect Director B. Allen Lay   Mgmt   For   For
Elect Director Jeffrey Nash   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

Diageo plc

 

Meeting Date    09/19/2013    Country    United Kingdom    Provider Security ID    G42089113
Record Date    09/17/2013    Meeting Type    Annual    Ticker    DGE

 

Shares Voted 2,956    Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies as Director   Mgmt   For   For
Re-elect Ho KwonPing as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Ivan Menezes as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

NIKE, Inc.

 

Meeting Date    09/19/2013    Country    USA    Provider Security ID    654106103
Record Date    07/19/2013    Meeting Type    Annual    Ticker    NKE

 

Shares Voted 1,600    Primary CUSIP 654106103    Primary ISIN US6541061031    Primary SEDOL 2640147

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Phyllis M. Wise   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Cooper Tire & Rubber Company

 

Meeting Date    09/30/2013    Country    USA    Provider Security ID    216831107
Record Date    08/30/2013    Meeting Type    Special    Ticker    CTB

 

Shares Voted 700    Primary CUSIP 216831107    Primary ISIN US2168311072    Primary SEDOL 2222608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Harris Teeter Supermarkets, Inc.

 

Meeting Date    10/03/2013    Country    USA    Provider Security ID    414585109
Record Date    08/22/2013    Meeting Type    Special    Ticker    HTSI

 

Shares Voted 491    Primary CUSIP 414585109    Primary ISIN US4145851097    Primary SEDOL B7GH6J4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date    10/08/2013    Country    USA    Provider Security ID    742718109
Record Date    08/09/2013    Meeting Type    Annual    Ticker    PG

 

Shares Voted 4,295    Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director A.G. Lafley   Mgmt   For   For
Elect Director Terry J. Lundgren   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For
Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ruby Tuesday, Inc.

 

Meeting Date    10/09/2013    Country    USA    Provider Security ID    781182100
Record Date    08/12/2013    Meeting Type    Annual    Ticker    RT

 

Shares Voted 2,756    Primary CUSIP 781182100    Primary ISIN US7811821005    Primary SEDOL 2757616

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Buettgen   Mgmt   For   For
Elect Director Matthew A. Drapkin   Mgmt   For   Against
Elect Director Bernard Lanigan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CSL Ltd.

 

Meeting Date    10/16/2013    Country    Australia    Provider Security ID    Q3018U109
Record Date    10/14/2013    Meeting Type    Annual    Ticker    CSL

 

Shares Voted 598    Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Akehurst as Director   Mgmt   For   For
Elect Marie McDonald as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 25,000 Performance Rights to Paul Perreault, Managing Director of the Company   Mgmt   For   For
Approve the Termination Benefits of Brian McNamee   Mgmt   For   For

Array BioPharma Inc.

 

Meeting Date    10/23/2013    Country    USA    Provider Security ID    04269X105
Record Date    08/26/2013    Meeting Type    Annual    Ticker    ARRY

 

Shares Voted 4,800    Primary CUSIP 04269X105    Primary ISIN US04269X1054    Primary SEDOL 2678654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   Withhold
Elect Director Gil J. Van Lunsen   Mgmt   For   For
Elect Director John L. Zabriskie   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

BHP Billiton plc

 

Meeting Date    10/24/2013    Country    United Kingdom    Provider Security ID    G10877101
Record Date    10/22/2013    Meeting Type    Annual    Ticker    BLT

 

Shares Voted 2,375    Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Grant of Deferred Shares and Performance Shares under the Group’s Employee Equity Plans to Andrew Mackenzie   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Pat Davies as Director   Mgmt   For   For
Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For
Re-elect Keith Rumble as Director   Mgmt   For   For
Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Against   Against

Leap Wireless International, Inc.

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    521863308
Record Date    09/17/2013    Meeting Type    Special    Ticker    LEAP

 

Shares Voted 1,470    Primary CUSIP 521863308    Primary ISIN US5218633080    Primary SEDOL B02L895

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Saks Incorporated

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    79377W108
Record Date    10/02/2013    Meeting Type    Special    Ticker    SKS

 

Shares Voted 1,399    Primary CUSIP 79377W108    Primary ISIN US79377W1080    Primary SEDOL 2704786

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Oracle Corporation

 

Meeting Date    10/31/2013    Country    USA    Provider Security ID    68389X105
Record Date    09/03/2013    Meeting Type    Annual    Ticker    ORCL

 

Shares Voted 7,337    Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey S. Berg   Mgmt   For   For
Elect Director H. Raymond Bingham   Mgmt   For   For
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Safra A. Catz   Mgmt   For   For
Elect Director Bruce R. Chizen   Mgmt   For   Withhold
Elect Director George H. Conrades   Mgmt   For   Withhold
Elect Director Lawrence J. Ellison   Mgmt   For   For
Elect Director Hector Garcia-Molina   Mgmt   For   For
Elect Director Jeffrey O. Henley   Mgmt   For   For
Elect Director Mark V. Hurd   Mgmt   For   For
Elect Director Naomi O. Seligman   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Establish Human Rights Committee   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Provide Vote Counting to Exclude Abstentions   SH   Against   Against
Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Against   For
Require Shareholder Approval of Quantifiable Performance Metrics   SH   Against   For

International Rectifier Corporation

 

Meeting Date    11/04/2013    Country    USA    Provider Security ID    460254105
Record Date    09/13/2013    Meeting Type    Annual    Ticker    IRF

 

Shares Voted 700    Primary CUSIP 460254105    Primary ISIN US4602541058    Primary SEDOL 2465384

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert S. Attiyeh   Mgmt   For   For
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Richard J. Dahl   Mgmt   For   For
Elect Director Dwight W. Decker   Mgmt   For   For
Elect Director Didier Hirsch   Mgmt   For   For
Elect Director Oleg Khaykin   Mgmt   For   For
Elect Director Thomas A. Lacey   Mgmt   For   For
Elect Director James D. Plummer   Mgmt   For   For
Elect Director Barbara L. Rambo   Mgmt   For   For
Elect Director Rochus E. Vogt   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cardinal Health, Inc.

 

Meeting Date    11/06/2013    Country    USA    Provider Security ID    14149Y108
Record Date    09/09/2013    Meeting Type    Annual    Ticker    CAH

 

Shares Voted 2,325    Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Colleen F. Arnold   Mgmt   For   For
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Glenn A. Britt   Mgmt   For   For
Elect Director Carrie S. Cox   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Bruce L. Downey   Mgmt   For   For
Elect Director John F. Finn   Mgmt   For   For
Elect Director Patricia A. Hemingway Hall   Mgmt   For   For
Elect Director Clayton M. Jones   Mgmt   For   For
Elect Director Gregory B. Kenny   Mgmt   For   For
Elect Director David P. King   Mgmt   For   For
Elect Director Richard C. Notebaert   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

DFC Global Corp.

 

Meeting Date    11/07/2013    Country    USA    Provider Security ID    23324T107
Record Date    09/20/2013    Meeting Type    Annual    Ticker    DLLR

 

Shares Voted 1,900    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clive Kahn   Mgmt   For   For
Elect Director John Gavin   Mgmt   For   For
Elect Director Edward A. Evans   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date    11/08/2013    Country    Australia    Provider Security ID    Q26915100
Record Date    11/06/2013    Meeting Type    Annual    Ticker    CBA

 

Shares Voted 1,958    Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Anderson as Director   Mgmt   For   For
Elect Brian Long as Director   Mgmt   For   For
Elect Jane Hemstritch as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 62,966 Reward Rights to Ian Mark Narev, Chief Executive Officer and Managing Director of the Company   Mgmt   For   For
Approve the Selective Buy-Back Agreements   Mgmt   For   For
Approve the Selective Reduction of Capital   Mgmt   For   For

CACI International Inc

 

Meeting Date    11/14/2013    Country    USA    Provider Security ID    127190304
Record Date    09/16/2013    Meeting Type    Annual    Ticker    CACI

 

Shares Voted 222    Primary CUSIP 127190304    Primary ISIN US1271903049    Primary SEDOL 2159267

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth Asbury   Mgmt   For   For
Elect Director Michael A. Daniels   Mgmt   For   For
Elect Director James S. Gilmore, III   Mgmt   For   For
Elect Director William L. Jews   Mgmt   For   For
Elect Director Gregory G. Johnson   Mgmt   For   For
Elect Director J. Phillip London   Mgmt   For   For
Elect Director James L. Pavitt   Mgmt   For   For
Elect Director Warren R. Phillips   Mgmt   For   For

Elect Director Charles P. Revoile   Mgmt   For   For
Elect Director William S. Wallace   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    17275R102
Record Date    09/20/2013    Meeting Type    Annual    Ticker    CSCO

 

Shares Voted 8,225    Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For
Elect Director Gregory Q. Brown   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For
Elect Director Brian L. Halla   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For
Elect Director Arun Sarin   Mgmt   For   For
Elect Director Steven M. West   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Proxy Advisor Competition   SH   Against   Against

Microsoft Corporation

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    594918104
Record Date    09/13/2013    Meeting Type    Annual    Ticker    MSFT

 

Shares Voted 14,960    Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates   Mgmt   For   For
Elect Director Maria M. Klawe   Mgmt   For   For
Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For
Elect Director Charles H. Noski   Mgmt   For   For
Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Hain Celestial Group, Inc.

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    405217100
Record Date    09/25/2013    Meeting Type    Annual    Ticker    HAIN

 

Shares Voted 428    Primary CUSIP 405217100    Primary ISIN US4052171000    Primary SEDOL 2492337

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irwin D. Simon   Mgmt   For   Withhold
Elect Director Richard C. Berke   Mgmt   For   Withhold
Elect Director Jack Futterman   Mgmt   For   For
Elect Director Marina Hahn   Mgmt   For   For
Elect Director Andrew R. Heyer   Mgmt   For   For
Elect Director Roger Meltzer   Mgmt   For   For
Elect Director Scott M. O’Neil   Mgmt   For   For
Elect Director Lawrence S. Zilavy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

BHP Billiton Limited

 

Meeting Date    11/21/2013    Country    Australia    Provider Security ID    Q1498M100
Record Date    11/19/2013    Meeting Type    Annual    Ticker    BHP

 

Shares Voted 3,694    Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   For   For
Authorize the Board to Fix Remuneration of the Auditor   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Long Term Incentive Plan   Mgmt   For   For
Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Elect Malcolm Broomhead as Director   Mgmt   For   For
Elect John Buchanan as Director   Mgmt   For   For
Elect Carlos Cordeiro as Director   Mgmt   For   For
Elect David Crawford as Director   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Elect Carolyn Hewson as Director   Mgmt   For   For
Elect Lindsay Maxsted as Director   Mgmt   For   For
Elect Wayne Murdy as Director   Mgmt   For   For
Elect Keith Rumble as Director   Mgmt   For   For
Elect John Schubert as Director   Mgmt   For   For
Elect Shriti Vadera as Director   Mgmt   For   For
Elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop as Director   SH   Against   Against

Darling International Inc.

 

Meeting Date    11/26/2013    Country    USA    Provider Security ID    237266101
Record Date    10/21/2013    Meeting Type    Special    Ticker    DAR

 

Shares Voted 1,114    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date    12/05/2013    Country    USA    Provider Security ID    045327103
Record Date    10/14/2013    Meeting Type    Annual    Ticker    AZPN

 

Shares Voted 857    Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert M. Whelan, Jr.   Mgmt   For   For
Elect Director Donald P. Casey   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Guidewire Software, Inc.

 

Meeting Date    12/05/2013    Country    USA    Provider Security ID    40171V100
Record Date    10/18/2013    Meeting Type    Annual    Ticker    GWRE

 

Shares Voted 600    Primary CUSIP 40171V100    Primary ISIN US40171V1008    Primary SEDOL B7JYSG3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Cavoores   Mgmt   For   For
Elect Director Guy Dubois   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prospect Capital Corporation

 

Meeting Date    12/06/2013    Country    USA    Provider Security ID    74348T102
Record Date    09/10/2013    Meeting Type    Annual    Ticker    PSEC

 

Shares Voted 2,600    Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eugene S. Stark   Mgmt   For   For
Elect Director John F. Barry, III   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

Veeco Instruments Inc.

 

Meeting Date    12/10/2013    Country    USA    Provider Security ID    922417100
Record Date    10/22/2013    Meeting Type    Annual    Ticker    VECO

 

Shares Voted 328    Primary CUSIP 922417100    Primary ISIN US9224171002    Primary SEDOL 2938422

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roger D. McDaniel   Mgmt   For   For
Elect Director John R. Peeler   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MAKO Surgical Corp.

 

Meeting Date    12/13/2013    Country    USA    Provider Security ID    560879108
Record Date    11/12/2013    Meeting Type    Special    Ticker    MAKO

 

Shares Voted 2,100    Primary CUSIP 560879108    Primary ISIN US5608791084    Primary SEDOL B2PLY09

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date    12/13/2013    Country    Australia    Provider Security ID    Q97417101
Record Date    12/11/2013    Meeting Type    Annual    Ticker    WBC

 

Shares Voted 3,784    Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Shares and Performance Share Rights to Gail Patricia Kelly, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities on Mandatory Conversion Date   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities Before Mandatory Conversion Date   Mgmt   For   For
Elect Elizabeth Bryan as Director   Mgmt   For   For
Elect Peter Hawkins as Director   Mgmt   For   For
Elect Ewen Crouch as Director   Mgmt   For   For
Elect Peter Marriott as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2013    Country    Australia    Provider Security ID    Q09504137
Record Date    12/16/2013    Meeting Type    Annual    Ticker    ANZ

 

Shares Voted 3,374    Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Euro Preference Shares Buy-Back Scheme   Mgmt   For   For
Approve the First Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Approve the Second Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Ratify the Past Issuance of ANZ Capital Notes   Mgmt   For   For
Elect G.R. Liebelt as Director   Mgmt   For   For
Elect I.J. Macfarlane as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect D.C. Barrow as Director   SH   Against   Against

National Australia Bank Limited

 

Meeting Date    12/19/2013    Country    Australia    Provider Security ID    Q65336119
Record Date    12/17/2013    Meeting Type    Annual    Ticker    NAB

 

Shares Voted 2,879    Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Ratify the Past Issuance of NAB Convertible Preference Shares to Subscribers Under a Prospectus   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer of the Company   Mgmt   For   For
Elect Daniel Gilbert as Director   Mgmt   For   For
Elect Jillian Segal as Director   Mgmt   For   For
Elect Anthony Kwan Tao Yuen as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Acuity Brands, Inc.

 

Meeting Date    01/07/2014    Country    USA    Provider Security ID    00508Y102
Record Date    11/12/2013    Meeting Type    Annual    Ticker    AYI

 

Shares Voted 366    Primary CUSIP 00508Y102    Primary ISIN US00508Y1029    Primary SEDOL 2818461

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon D. Harnett   Mgmt   For   For
Elect Director Robert F. McCullough   Mgmt   For   For
Elect Director Dominic J. Pileggi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Moog Inc.

 

Meeting Date    01/08/2014    Country    USA    Provider Security ID    615394202
Record Date    11/12/2013    Meeting Type    Annual    Ticker    MOG.A

 

Shares Voted 500    Primary CUSIP 615394202    Primary ISIN US6153942023    Primary SEDOL 2601218

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kraig H. Kayser   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Walgreen Co.

 

Meeting Date    01/08/2014    Country    USA    Provider Security ID    931422109
Record Date    11/11/2013    Meeting Type    Annual    Ticker    WAG

 

Shares Voted 1,373    Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice M. Babiak   Mgmt   For   For
Elect Director David J. Brailer   Mgmt   For   For
Elect Director Steven A. Davis   Mgmt   For   For
Elect Director William C. Foote   Mgmt   For   For
Elect Director Mark P. Frissora   Mgmt   For   For
Elect Director Ginger L. Graham   Mgmt   For   For
Elect Director Alan G. McNally   Mgmt   For   For
Elect Director Dominic P. Murphy   Mgmt   For   For
Elect Director Stefano Pessina   Mgmt   For   For
Elect Director Nancy M. Schlichting   Mgmt   For   For
Elect Director Alejandro Silva   Mgmt   For   For
Elect Director James A. Skinner   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against

UniFirst Corporation

 

Meeting Date    01/14/2014    Country    USA    Provider Security ID    904708104
Record Date    11/20/2013    Meeting Type    Annual    Ticker    UNF

 

Shares Voted 200    Primary CUSIP 904708104    Primary ISIN US9047081040    Primary SEDOL 2466428

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald D. Croatti   Mgmt   For   For
Elect Director Donald J. Evans   Mgmt   For   For
Elect Director Thomas S. Postek   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Woodward, Inc.

 

Meeting Date    01/22/2014    Country    USA    Provider Security ID    980745103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    WWD

 

Shares Voted 657    Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary L. Petrovich   Mgmt   For   Withhold
Elect Director Larry E. Rittenberg   Mgmt   For   For
Elect Director Paul Donovan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Air Products and Chemicals, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    009158106
Record Date    11/29/2013    Meeting Type    Annual    Ticker    APD

 

Shares Voted 1,414    Primary CUSIP 009158106    Primary ISIN US0091581068    Primary SEDOL 2011602

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chadwick C. Deaton   Mgmt   For   For
Elect Director Edward L. Monser   Mgmt   For   For
Elect Director Matthew H. Paull   Mgmt   For   For
Elect Director Lawrence S. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Jacobs Engineering Group Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    469814107
Record Date    12/02/2013    Meeting Type    Annual    Ticker    JEC

 

Shares Voted 890    Primary CUSIP 469814107    Primary ISIN US4698141078    Primary SEDOL 2469052

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Juan José Suárez Coppel   Mgmt   For   For
Elect Director John F. Coyne   Mgmt   For   For
Elect Director Linda Fayne Levinson   Mgmt   For   For
Elect Director Craig L. Martin   Mgmt   For   For
Elect Director Christopher M.T. Thompson   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Micron Technology, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    595112103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    MU

 

Shares Voted 7,750    Primary CUSIP 595112103    Primary ISIN US5951121038    Primary SEDOL 2588184

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Bailey   Mgmt   For   For
Elect Director Richard M. Beyer   Mgmt   For   For
Elect Director Patrick J. Byrne   Mgmt   For   For
Elect Director D. Mark Durcan   Mgmt   For   For
Elect Director Warren East   Mgmt   For   For
Elect Director Mercedes Johnson   Mgmt   For   For
Elect Director Lawrence N. Mondry   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Becton, Dickinson and Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    075887109
Record Date    12/10/2013    Meeting Type    Annual    Ticker    BDX

 

Shares Voted 1,341    Primary CUSIP 075887109    Primary ISIN US0758871091    Primary SEDOL 2087807

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For
Elect Director Vincent A. Forlenza   Mgmt   For   For

Elect Director Claire M. Fraser   Mgmt   For   For
Elect Director Christopher Jones   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For
Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Monsanto Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    61166W101
Record Date    12/02/2013    Meeting Type    Annual    Ticker    MON

 

Shares Voted 834    Primary CUSIP 61166W101    Primary ISIN US61166W1018    Primary SEDOL 2654320

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory H. Boyce   Mgmt   For   For
Elect Director Laura K. Ipsen   Mgmt   For   For
Elect Director William U. Parfet   Mgmt   For   For
Elect Director George H. Poste   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Risk of Genetic Engineering in Order to Work with Regulators   SH   Against   Against
Report on Risk of Genetically Engineered Products   SH   Against   Against

Siemens AG

 

Meeting Date    01/28/2014    Country    Germany    Provider Security ID    D69671218
Record Date       Meeting Type    Annual    Ticker    SIE

 

Shares Voted 940    Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012/2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012/2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Ratify Ernst & Young as Auditors for Fiscal 2013/2014   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Capital Authorization   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Spectrum Brands Holdings, Inc.

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    84763R101
Record Date    12/16/2013    Meeting Type    Annual    Ticker    SPB

 

Shares Voted 514    Primary CUSIP 84763R101    Primary ISIN US84763R1014    Primary SEDOL B3MYPN8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth C. Ambrecht   Mgmt   For   For
Elect Director Eugene I. Davis   Mgmt   For   For
Elect Director David R. Lumley   Mgmt   For   Withhold
Elect Director Omar M. Asali   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Verizon Communications Inc.

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    92343V104
Record Date    12/09/2013    Meeting Type    Special    Ticker    VZ

 

Shares Voted 4,725    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Special    Ticker    VOD

 

Shares Voted 58,955    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc   Mgmt   For   For
Approve Matters Relating to the Return of Value to Shareholders   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Court    Ticker    VOD

 

Shares Voted 58,955    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Court Meeting   Mgmt    
Approve Scheme of Arrangement   Mgmt   For   For

Visa Inc.

 

Meeting Date    01/29/2014    Country    USA    Provider Security ID    92826C839
Record Date    12/03/2013    Meeting Type    Annual    Ticker    V

 

Shares Voted 1,244    Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Cathy E. Minehan   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For
Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. C. Swainson   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Emerson Electric Co.

 

Meeting Date    02/04/2014    Country    USA    Provider Security ID    291011104
Record Date    11/26/2013    Meeting Type    Annual    Ticker    EMR

 

Shares Voted 1,115    Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director D. N. Farr   Mgmt   For   For
Elect Director H. Green   Mgmt   For   For
Elect Director C. A. Peters   Mgmt   For   For
Elect Director J. W. Prueher   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Elect Director J. S. Turley   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Sustainability   SH   Against   For
Report on Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

Compass Group plc

 

Meeting Date    02/06/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    02/04/2014    Meeting Type    Annual    Ticker    CPG

 

Shares Voted 2,256    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Paul Walsh as Director   Mgmt   For   For
Re-elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For

Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date    02/11/2014    Country    USA    Provider Security ID    595137100
Record Date    12/16/2013    Meeting Type    Annual    Ticker    MSCC

 

Shares Voted 857    Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For
Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For
Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    02/24/2014    Country    Israel    Provider Security ID    M8769Q102
Record Date    01/23/2014    Meeting Type    Special    Ticker    TEVA

 

Shares Voted 1,039    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate   Mgmt   For   For

Whole Foods Market, Inc.

 

Meeting Date    02/24/2014    Country    USA    Provider Security ID    966837106
Record Date    12/30/2013    Meeting Type    Annual    Ticker    WFM

 

Shares Voted 2,422    Primary CUSIP 966837106    Primary ISIN US9668371068    Primary SEDOL 2963899

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Elstrott   Mgmt   For   For
Elect Director Gabrielle Greene   Mgmt   For   For
Elect Director Shahid ‘Hass’ Hassan   Mgmt   For   For
Elect Director Stephanie Kugelman   Mgmt   For   For
Elect Director John Mackey   Mgmt   For   For
Elect Director Walter Robb   Mgmt   For   For
Elect Director Jonathan Seiffer   Mgmt   For   For
Elect Director Morris ‘Mo’ Siegel   Mgmt   For   For
Elect Director Jonathan Sokoloff   Mgmt   For   For
Elect Director Ralph Sorenson   Mgmt   For   For
Elect Director William ‘Kip’ Tindell, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Claw-back of Payments under Restatements   SH   Against   For
Provide For Confidential Running Vote Tallies   SH   Against   For

Apple Inc.

 

Meeting Date    02/28/2014    Country    USA    Provider Security ID    037833100
Record Date    12/30/2013    Meeting Type    Annual    Ticker    AAPL

 

Shares Voted 1,428    Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   For
Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   For
Elect Director Al Gore   Mgmt   For   For
Elect Director Robert Iger   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Arthur Levinson   Mgmt   For   For
Elect Director Ronald Sugar   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock   Mgmt   For   For
Establish a Par Value for Common Stock   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Trade Associations and Organizations that Promote Sustainability Practices   SH   Against   Against
Advisory Vote to Increase Capital Repurchase Program   SH   Against   Against
Proxy Access   SH   Against   Against

QUALCOMM Incorporated

 

Meeting Date    03/04/2014    Country    USA    Provider Security ID    747525103
Record Date    01/06/2014    Meeting Type    Annual    Ticker    QCOM

 

Shares Voted 2,746    Primary CUSIP 747525103    Primary ISIN US7475251036    Primary SEDOL 2714923

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara T. Alexander   Mgmt   For   For
Elect Director Donald G. Cruickshank   Mgmt   For   For
Elect Director Raymond V. Dittamore   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For
Elect Director Thomas W. Horton   Mgmt   For   For
Elect Director Paul E. Jacobs   Mgmt   For   For
Elect Director Sherry Lansing   Mgmt   For   For
Elect Director Steven M. Mollenkopf   Mgmt   For   For
Elect Director Duane A. Nelles   Mgmt   For   For
Elect Director Clark T. ‘Sandy’ Randt, Jr.   Mgmt   For   For
Elect Director Francisco Ros   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Brent Scowcroft   Mgmt   For   For
Elect Director Marc I. Stern   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year

ABM Industries Incorporated

 

Meeting Date    03/05/2014    Country    USA    Provider Security ID    000957100
Record Date    01/15/2014    Meeting Type    Annual    Ticker    ABM

 

Shares Voted 600    Primary CUSIP 000957100    Primary ISIN US0009571003    Primary SEDOL 2024901

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anthony G. Fernandes   Mgmt   For   For
Elect Director Maryellen C. Herringer   Mgmt   For   For
Elect Director Stephen M. Kadenacy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

PTC Inc.

 

Meeting Date    03/05/2014    Country    USA    Provider Security ID    69370C100
Record Date    01/06/2014    Meeting Type    Annual    Ticker    PTC

 

Shares Voted 1,105    Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice D. Chaffin   Mgmt   For   For
Elect Director James E. Heppelmann   Mgmt   For   For
Elect Director Paul A. Lacy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   For   Against

Piedmont Natural Gas Company, Inc.

 

Meeting Date    03/06/2014    Country    USA    Provider Security ID    720186105
Record Date    01/02/2014    Meeting Type    Annual    Ticker    PNY

 

Shares Voted 767    Primary CUSIP 720186105    Primary ISIN US7201861058    Primary SEDOL 2688147

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Malcolm E. Everett, III   Mgmt   For   For
Elect Director Frank B. Holding, Jr.   Mgmt   For   For
Elect Director Minor M. Shaw   Mgmt   For   For
Elect Director Michael C. Tarwater   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Articles of Incorporation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Bylaws   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/13/2014    Country    Spain    Provider Security ID    E11805103
Record Date    03/06/2014    Meeting Type    Annual    Ticker    BBVA

 

Shares Voted 6,967    Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect Tomás Alfaro Drake as Director   Mgmt   For   For
Reelect Carlos Loring Martínez de Irujo as Director   Mgmt   For   For
Reelect José Luis Palao García-Suelto as Director   Mgmt   For   For
Reelect Susana Rodríguez Vidarte as Director   Mgmt   For   Against
Ratify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director   Mgmt   For   Against
Appoint Lourdes Máiz Carro as Director   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2014   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

The Walt Disney Company

 

Meeting Date    03/18/2014    Country    USA    Provider Security ID    254687106
Record Date    01/17/2014    Meeting Type    Annual    Ticker    DIS

 

Shares Voted 2,835    Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Jack Dorsey   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For
Elect Director Fred H. Langhammer   Mgmt   For   For
Elect Director Aylwin B. Lewis   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For

Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Novo Nordisk A/S

 

Meeting Date    03/20/2014    Country    Denmark    Provider Security ID    K72807132
Record Date    03/13/2014    Meeting Type    Annual    Ticker    NOVO B

 

Shares Voted 2,450    Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 4.5 Per Share   Mgmt   For   For
Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Helge Lund as Director   Mgmt   For   For
Elect Hannu Ryopponen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024   Mgmt   For   For
Approve Publication of Annual Report in English   Mgmt   For   For
Change Language of Annual Meeting to English   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Shareholder Proposals Submitted by Kjeld Beyer   Mgmt    

Provide Financial Information in Notice to Convene AGM   SH   Against   Against
Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years   SH   Against   Against
Simplify Access to Documents Available on Company’s Website   SH   Against   Against
Require Refreshments to be Available During Annual General Meeting   SH   Against   Against
Other Business   Mgmt    

SYNNEX Corporation

 

Meeting Date    03/25/2014    Country    USA    Provider Security ID    87162W100
Record Date    02/10/2014    Meeting Type    Annual    Ticker    SNX

 

Shares Voted 343    Primary CUSIP 87162W100    Primary ISIN US87162W1009    Primary SEDOL 2002554

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dwight Steffensen   Mgmt   For   For
Elect Director Kevin Murai   Mgmt   For   For
Elect Director Fred Breidenbach   Mgmt   For   For
Elect Director Hau Lee   Mgmt   For   For
Elect Director Matthew Miau   Mgmt   For   For
Elect Director Dennis Polk   Mgmt   For   For
Elect Director Gregory Quesnel   Mgmt   For   For
Elect Director Thomas Wurster   Mgmt   For   For
Elect Director Duane Zitzner   Mgmt   For   For
Elect Director Andrea Zulberti   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Banco Santander S.A.

 

Meeting Date    03/27/2014    Country    Spain    Provider Security ID    E19790109
Record Date    03/20/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 13,228    Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Ratify Appointment of and Elect José Javier Marín Romano as Director   Mgmt   For   For
Ratify Appointment of Juan Miguel Villar Mir as Director   Mgmt   For   For

Ratify Appointment of and Elect Sheila Bair as Director   Mgmt   For   For
Reelect Ana Patricia Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Rodrigo Echenique Gordillo as Director   Mgmt   For   Against
Reelect Esther Giménez-Salinas i Colomer as Director   Mgmt   For   For
Reelect Vittorio Corbo Lioi as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Amend Articles Re: Board Composition and Director Compensation   Mgmt   For   For
Amend Articles Re: Board and Committees   Mgmt   For   For
Amend Article 18 of General Meeting Regulations Re: Audit Committee   Mgmt   For   For
Approve Capital Raising of up to EUR 500 Million   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Performance Shares Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date    03/28/2014    Country    Japan    Provider Security ID    J05124144
Record Date    12/31/2013    Meeting Type    Annual    Ticker    7751

 

Shares Voted 1,342    Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Amend Articles to Indemnify Directors   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   For
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Elect Director Kimura, Akiyoshi   Mgmt   For   For
Elect Director Osanai, Eiji   Mgmt   For   For
Elect Director Saida, Kunitaro   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Appoint Statutory Auditor Araki, Makoto   Mgmt   For   For
Appoint Statutory Auditor Yoshida, Osami   Mgmt   For   For
Appoint Statutory Auditor Kitamura, Kuniyoshi   Mgmt   For   Against
Approve Annual Bonus Payment to Directors   Mgmt   For   For

A. O. Smith Corporation

 

Meeting Date    04/07/2014    Country    USA    Provider Security ID    831865209
Record Date    02/17/2014    Meeting Type    Annual    Ticker    AOS

 

Shares Voted 856    Primary CUSIP 831865209    Primary ISIN US8318652091    Primary SEDOL 2816023

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gloster B. Current, Jr.   Mgmt   For   For
Elect Director William P. Greubel   Mgmt   For   For
Elect Director Idelle K. Wolf   Mgmt   For   For
Elect Director Gene C. Wulf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Daimler AG

 

Meeting Date    04/09/2014    Country    Germany    Provider Security ID    D1668R123
Record Date       Meeting Type    Annual    Ticker    DAI

 

Shares Voted 1,047    Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.25 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KMPG AG as Auditors for Fiscal 2014   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Bernd Bohr to the Supervisory Board   Mgmt   For   For
Elect Joe Kaeser to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

Schlumberger Limited

 

Meeting Date    04/09/2014    Country    Curacao    Provider Security ID    806857108
Record Date    02/19/2014    Meeting Type    Annual    Ticker    SLB

 

Shares Voted 1,901    Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For
Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Maureen Kempston Darkes   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director Leo Rafael Reif   Mgmt   For   For
Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

BP plc

 

Meeting Date    04/10/2014    Country    United Kingdom    Provider Security ID    G12793108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    BP.

 

Shares Voted 23,256    Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Approve Executive Directors’ Incentive Plan   Mgmt   For   For
Approve Remuneration of Non-Executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

H.B. Fuller Company

 

Meeting Date    04/10/2014    Country    USA    Provider Security ID    359694106
Record Date    02/12/2014    Meeting Type    Annual    Ticker    FUL

 

Shares Voted 414    Primary CUSIP 359694106    Primary ISIN US3596941068    Primary SEDOL 2354664

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Michael Losh   Mgmt   For   For
Elect Director Lee R. Mitau   Mgmt   For   For
Elect Director R. William Van Sant   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/10/2014    Country    France    Provider Security ID    F58485115
Record Date    04/04/2014    Meeting Type    Annual/Special    Ticker    MC

 

Shares Voted 297    Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 3.10 per Share   Mgmt   For   For
Reelect Delphine Arnault as Director   Mgmt   For   Against
Reelect Nicolas Bazire as Director   Mgmt   For   Against
Reelect Antonio Belloni as Director   Mgmt   For   Against
Reelect Diego Della Valle as Director   Mgmt   For   For
Reelect Pierre Gode as Director   Mgmt   For   Against
Reelect Marie-Josee Kravis as Director   Mgmt   For   For
Renew Appointment Paolo Bulgari as Censor   Mgmt   For   Against
Renew Appointment Patrick Houel as Censor   Mgmt   For   Against
Renew Appointment Felix G. Rohatyn as Censor   Mgmt   For   Against
Elect Marie-Laure Sauty de Chalon as Director   Mgmt   For   For
Advisory Vote on Compensation of Bernard Arnault   Mgmt   For   Against
Advisory Vote on Compensation of Antonio Belloni   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Pursuant to Item Above, Adopt New Bylaws   Mgmt   For   For

Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/11/2014    Country    Sweden    Provider Security ID    W26049119
Record Date    04/04/2014    Meeting Type    Annual    Ticker    ERIC B

 

Shares Voted 3,576    Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 3.00 Per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    
Determine Number of Members (12) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   For   For
Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Fix Number of Auditors at One   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2014 Stock Purchase Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   Against
Approve 2014 Key Contributor Retention Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   Against
Approve 2014 Executive Performance Stock Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   Against

Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs)   Mgmt   For   For
Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt    
Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   None   Against
Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   None   Against
Close Meeting   Mgmt    

Hancock Holding Company

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    410120109
Record Date    02/21/2014    Meeting Type    Annual    Ticker    HBHC

 

Shares Voted 757    Primary CUSIP 410120109    Primary ISIN US4101201097    Primary SEDOL 2415497

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank E. Bertucci   Mgmt   For   For
Elect Director Carl J. Chaney   Mgmt   For   For
Elect Director Terence E. Hall   Mgmt   For   For
Elect Director Thomas H. Olinde   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prosperity Bancshares, Inc.

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    743606105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    PB

 

Shares Voted 600    Primary CUSIP 743606105    Primary ISIN US7436061052    Primary SEDOL 2310257

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William H. Fagan   Mgmt   For   Withhold
Elect Director William T. Luedke, IV   Mgmt   For   Withhold
Elect Director Perry Mueller, Jr.   Mgmt   For   For
Elect Director Harrison Stafford, II   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rio Tinto plc

 

Meeting Date    04/15/2014    Country    United Kingdom    Provider Security ID    G75754104
Record Date    04/11/2014    Meeting Type    Annual    Ticker    RIO

 

Shares Voted 1,473    Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report for UK Law Purposes   Mgmt   For   For
Approve Remuneration Report for Australian Law Purposes   Mgmt   For   For
Approve Potential Termination Benefits   Mgmt   For   For
Elect Anne Lauvergeon as Director   Mgmt   For   For
Elect Simon Thompson as Director   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Resolutions 20 to 24 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    854502101
Record Date    02/24/2014    Meeting Type    Annual    Ticker    SWK

 

Shares Voted 1,102    Primary CUSIP 854502101    Primary ISIN US8545021011    Primary SEDOL B3Q2FJ4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For
Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Debra A. Crew   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For
Elect Director John F. Lundgren   Mgmt   For   For
Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    902973304
Record Date    02/18/2014    Meeting Type    Annual    Ticker    USB

 

Shares Voted 2,967    Primary CUSIP 902973304    Primary ISIN US9029733048    Primary SEDOL 2736035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For
Elect Director Doreen Woo Ho   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For

Elect Director Craig D. Schnuck   Mgmt   For   For
Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Vinci

 

Meeting Date    04/15/2014    Country    France    Provider Security ID    F5879X108
Record Date    04/09/2014    Meeting Type    Annual/Special    Ticker    DG

 

Shares Voted 555    Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Reelect Xavier Huillard as Director   Mgmt   For   Against
Reelect Yves-Thibault de Silguy as Director   Mgmt   For   For
Reelect Henri Saint Olive as Director   Mgmt   For   For
Reelect Qatari Diar Real Estate Investement Company as Director   Mgmt   For   For
Elect Marie-Christine Lombard as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Additional Pension Scheme Agreement with Xavier Huillard   Mgmt   For   For
Approve Severance Payment Agreement with Xavier Huillard   Mgmt   For   Against
Approve Transaction with YTSeuropaconsultants Re: Services Agreement   Mgmt   For   Against
Advisory Vote on Compensation of the Chairman and CEO   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   Against
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Amend Article 11 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

FirstMerit Corporation

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    337915102
Record Date    02/21/2014    Meeting Type    Annual    Ticker    FMER

 

Shares Voted 1,700    Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lizabeth A. Ardisana   Mgmt   For   Withhold
Elect Director Steven H. Baer   Mgmt   For   For
Elect Director Karen S. Belden   Mgmt   For   For
Elect Director R. Cary Blair   Mgmt   For   Withhold
Elect Director John C. Blickle   Mgmt   For   Withhold
Elect Director Robert W. Briggs   Mgmt   For   For
Elect Director Richard Colella   Mgmt   For   For
Elect Director Robert S. Cubbin   Mgmt   For   For
Elect Director Gina D. France   Mgmt   For   For
Elect Director Paul G. Greig   Mgmt   For   For
Elect Director Terry L. Haines   Mgmt   For   Withhold
Elect Director J. Michael Hochschwender   Mgmt   For   Withhold
Elect Director Clifford J. Isroff   Mgmt   For   Withhold
Elect Director Philip A. Lloyd, II   Mgmt   For   For
Elect Director Russ M. Strobel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

The Sherwin-Williams Company

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    824348106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SHW

 

Shares Voted 759    Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For
Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Christine A. Poon   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

 

L Oreal

 

Meeting Date    04/17/2014    Country    France    Provider Security ID    F58149133
Record Date    04/11/2014    Meeting Type    Annual/Special    Ticker    OR

 

Shares Voted 297    Primary CUSIP F58149133    Primary ISIN FR0000120321    Primary SEDOL 4057808

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Elect Belen Garijo as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   Against
Reelect Xavier Fontanet as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.45 Million   Mgmt   For   For
Advisory Vote on Remuneration of Jean-Paul Agon, Chairman and CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Nestle Re: Repurchase of 48,500 Million Shares Held by Nestle   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 8 of Bylaws Re: Age Limit of Directors, Election of Employee Representative, Director Length of Term, and Director Elections   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Transaction Re: Sale by L Oreal of its Entire Stake in Galderma Group Companies to Nestle   Mgmt   For   For

Centene Corporation

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    15135B101
Record Date    02/21/2014    Meeting Type    Annual    Ticker    CNC

 

Shares Voted 512    Primary CUSIP 15135B101    Primary ISIN US15135B1017    Primary SEDOL 2807061

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael F. Neidorff   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director John R. Roberts   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Citigroup Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    172967424
Record Date    02/24/2014    Meeting Type    Annual    Ticker    C

 

Shares Voted 4,597 Primary CUSIP    172967424 Primary ISIN    US1729674242 Primary SEDOL    2297907

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Duncan P. Hennes   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Eugene M. McQuade   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Gary M. Reiner   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director William S. Thompson, Jr.   Mgmt   For   For
Elect Director James S. Turley   Mgmt   For   For
Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Amend Director Indemnifications Provisions   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against

Federal Signal Corporation

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    313855108
Record Date    02/24/2014    Meeting Type    Annual    Ticker    FSS

 

Shares Voted 2,700    Primary CUSIP 313855108    Primary ISIN US3138551086    Primary SEDOL 2333986

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James E. Goodwin   Mgmt   For   For
Elect Director Paul W. Jones   Mgmt   For   For
Elect Director Bonnie C. Lind   Mgmt   For   For
Elect Director Dennis J. Martin   Mgmt   For   For
Elect Director Richard R. Mudge   Mgmt   For   For
Elect Director William F. Owens   Mgmt   For   For
Elect Director Brenda L. Reichelderfer   Mgmt   For   For
Elect Director John L. Workman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

First Financial Bankshares, Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    32020R109
Record Date    02/28/2014    Meeting Type    Annual    Ticker    FFIN

 

Shares Voted 300    Primary CUSIP 32020R109    Primary ISIN US32020R1095    Primary SEDOL 2266026

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven L. Beal   Mgmt   For   For
Elect Director Tucker S. Bridwell   Mgmt   For   For
Elect Director David Copeland   Mgmt   For   For
Elect Director F. Scott Dueser   Mgmt   For   For
Elect Director Murray Edwards   Mgmt   For   For
Elect Director Ron Giddiens   Mgmt   For   For
Elect Director Tim Lancaster   Mgmt   For   For
Elect Director Kade L. Matthews   Mgmt   For   For
Elect Director Ross H. Smith, Jr.   Mgmt   For   For
Elect Director Johnny E. Trotter   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

MetLife, Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    59156R108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    MET

 

Shares Voted 1,712    Primary CUSIP 59156R108    Primary ISIN US59156R1086    Primary SEDOL 2573209

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cheryl W. Grisé   Mgmt   For   For
Elect Director Carlos M. Gutierrez   Mgmt   For   For
Elect Director R. Glenn Hubbard   Mgmt   For   For
Elect Director Steven A. Kandarian   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For
Elect Director William E. Kennard   Mgmt   For   For
Elect Director James M. Kilts   Mgmt   For   For
Elect Director Catherine R. Kinney   Mgmt   For   For
Elect Director Denise M. Morrison   Mgmt   For   For
Elect Director Kenton J. Sicchitano   Mgmt   For   For
Elect Director Lulu C. Wang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For

ASML Holding NV

 

Meeting Date    04/23/2014    Country    Netherlands    Provider Security ID    N07059202
Record Date    03/26/2014    Meeting Type    Annual    Ticker    ASML

 

Shares Voted 389    Primary CUSIP N07059178    Primary ISIN NL0010273215    Primary SEDOL B929F46

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Discuss the Remuneration Policy 2010 for Management Board Members   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.61 Per Ordinary Share   Mgmt   For   For
Amend Remuneration Policy for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy   Mgmt   For   For
Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board   Mgmt    

Reelect F.W. Frohlich to Supervisory Board   Mgmt   For   For
Elect J.M.C. Stork to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015   Mgmt    
Approve Remuneration of Supervisory Board   Mgmt   For   For
Ratify Deloitte as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Axa

 

Meeting Date    04/23/2014    Country    France    Provider Security ID    F06106102
Record Date    04/15/2014    Meeting Type    Annual/Special    Ticker    CS

 

Shares Voted 2,044    Primary CUSIP F06106102    Primary ISIN FR0000120628    Primary SEDOL 7088429

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.81 per Share   Mgmt   For   For
Advisory Vote on Compensation of Henri de Castries, Chairman and CEO   Mgmt   For   For
Advisory Vote on Compensation of Denis Duverne, Vice CEO   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   For   For
Approve Severance Payment Agreement with Henri de Castries   Mgmt   For   Against
Approve Severance Payment Agreement with Denis Duverne   Mgmt   For   For
Reelect Henri de Castries as Director   Mgmt   For   For
Reelect Norbert Dentressangle as Director   Mgmt   For   For
Reelect Denis Duverne as Director   Mgmt   For   For
Reelect Isabelle Kocher as Director   Mgmt   For   For
Reelect Suet Fern Lee as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million   Mgmt   For   For

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

E. I. du Pont de Nemours and Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    263534109
Record Date    02/26/2014    Meeting Type    Annual    Ticker    DD

 

Shares Voted 1,375    Primary CUSIP 263534109    Primary ISIN US2635341090    Primary SEDOL 2018175

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Richard H. Brown   Mgmt   For   For
Elect Director Robert A. Brown   Mgmt   For   For
Elect Director Bertrand P. Collomb   Mgmt   For   For
Elect Director Curtis J. Crawford   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Eleuthere I. du Pont   Mgmt   For   For
Elect Director Marillyn A. Hewson   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Lee M. Thomas   Mgmt   For   For
Elect Director Patrick J. Ward   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Prohibit Political Contributions   SH   Against   Against
Report on Herbicide Use on GMO Crops   SH   Against   Against
Establish Committee on Plant Closures   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Eaton Corporation plc

 

Meeting Date    04/23/2014    Country    Ireland    Provider Security ID    G29183103
Record Date    02/24/2014    Meeting Type    Annual    Ticker    ETN

 

Shares Voted 756    Primary CUSIP 278058102    Primary ISIN IE00B8KQN827    Primary SEDOL B8KQN82

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Todd M. Bluedorn   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director Michael J. Critelli   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Charles E. Golden   Mgmt   For   For
Elect Director Linda A. Hill   Mgmt   For   For
Elect Director Arthur E. Johnson   Mgmt   For   For
Elect Director Ned C. Lautenbach   Mgmt   For   For
Elect Director Deborah L. McCoy   Mgmt   For   For
Elect Director Gregory R. Page   Mgmt   For   For
Elect Director Gerald B. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approval of Overseas Market Purchases of the Company Shares   Mgmt   For   For

General Electric Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    369604103
Record Date    02/24/2014    Meeting Type    Annual    Ticker    GE

 

Shares Voted 15,809    Primary CUSIP 369604103    Primary ISIN US3696041033    Primary SEDOL 2380498

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director John J. Brennan   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Francisco D’Souza   Mgmt   For   For
Elect Director Marijn E. Dekkers   Mgmt   For   For
Elect Director Ann M. Fudge   Mgmt   For   For
Elect Director Susan J. Hockfield   Mgmt   For   For
Elect Director Jeffrey R. Immelt   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For

Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director James E. Rohr   Mgmt   For   For
Elect Director Mary L. Schapiro   Mgmt   For   For
Elect Director Robert J. Swieringa   Mgmt   For   For
Elect Director James S. Tisch   Mgmt   For   For
Elect Director Douglas A. Warner, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Stock Retention/Holding Period   SH   Against   Against
Require More Director Nominations Than Open Seats   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   Against
Cessation of All Stock Options and Bonuses   SH   Against   Against
Seek Sale of Company   SH   Against   Against

Newmont Mining Corporation

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    651639106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    NEM

 

Shares Voted 3,758    Primary CUSIP 651639106    Primary ISIN US6516391066    Primary SEDOL 2636607

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce R. Brook   Mgmt   For   For
Elect Director J. Kofi Bucknor   Mgmt   For   For
Elect Director Vincent A. Calarco   Mgmt   For   For
Elect Director Joseph A. Carrabba   Mgmt   For   For
Elect Director Noreen Doyle   Mgmt   For   For
Elect Director Gary J. Goldberg   Mgmt   For   For
Elect Director Veronica M. Hagen   Mgmt   For   For
Elect Director Jane Nelson   Mgmt   For   For
Elect Director Donald C. Roth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   Against

The Coca-Cola Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    191216100
Record Date    02/24/2014    Meeting Type    Annual    Ticker    KO

 

Shares Voted 7,130    Primary CUSIP 191216100    Primary ISIN US1912161007    Primary SEDOL 2206657

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Herbert A. Allen   Mgmt   For   For
Elect Director Ronald W. Allen   Mgmt   For   For
Elect Director Ana Botin   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Richard M. Daley   Mgmt   For   For
Elect Director Barry Diller   Mgmt   For   For
Elect Director Helene D. Gayle   Mgmt   For   For
Elect Director Evan G. Greenberg   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Muhtar Kent   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Maria Elena Lagomasino   Mgmt   For   For
Elect Director Sam Nunn   Mgmt   For   For
Elect Director James D. Robinson, III   Mgmt   For   For
Elect Director Peter V. Ueberroth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Wolverine World Wide, Inc.

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    978097103
Record Date    03/03/2014    Meeting Type    Annual    Ticker    WWW

 

Shares Voted 1,000    Primary CUSIP 978097103    Primary ISIN US9780971035    Primary SEDOL 2977500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William K. Gerber   Mgmt   For   For
Elect Director Blake W. Krueger   Mgmt   For   For
Elect Director Nicholas T. Long   Mgmt   For   For
Elect Director Michael A. Volkema   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

AstraZeneca plc

 

Meeting Date    04/24/2014    Country    United Kingdom    Provider Security ID    G0593M107
Record Date    04/22/2014    Meeting Type    Annual    Ticker    AZN

 

Shares Voted 1,492    Primary CUSIP G0593M107    Primary ISIN GB0009895292    Primary SEDOL 0989529

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Appoint KPMG LLP as Auditor   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Leif Johansson as Director   Mgmt   For   For
Re-elect Pascal Soriot as Director   Mgmt   For   For
Elect Marc Dunoyer as Director   Mgmt   For   For
Re-elect Genevieve Berger as Director   Mgmt   For   For
Re-elect Bruce Burlington as Director   Mgmt   For   For
Elect Ann Cairns as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For
Re-elect Jean-Philippe Courtois as Director   Mgmt   For   Against
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Remuneration Policy   Mgmt   For   Abstain
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For

Barclays plc

 

Meeting Date    04/24/2014    Country    United Kingdom    Provider Security ID    G08036124
Record Date    04/22/2014    Meeting Type    Annual    Ticker    BARC

 

Shares Voted 16,866    Primary CUSIP G08036124    Primary ISIN GB0031348658    Primary SEDOL 3134865

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Approve Maximum Ratio of Fixed to Variable Remuneration   Mgmt   For   For
Elect Mike Ashley as Director   Mgmt   For   For
Elect Wendy Lucas-Bull as Director   Mgmt   For   For
Elect Tushar Morzaria as Director   Mgmt   For   For
Elect Frits van Paasschen as Director   Mgmt   For   For
Elect Steve Thieke as Director   Mgmt   For   For
Re-elect Tim Breedon as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Antony Jenkins as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Re-elect Sir David Walker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Convergys Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    212485106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CVG

 

Shares Voted 1,000    Primary CUSIP 212485106    Primary ISIN US2124851062    Primary SEDOL 2284761

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrea J. Ayers   Mgmt   For   For
Elect Director John F. Barrett   Mgmt   For   For
Elect Director Richard R. Devenuti   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director Joseph E. Gibbs   Mgmt   For   For
Elect Director Joan E. Herman   Mgmt   For   For
Elect Director Thomas L. Monahan, III   Mgmt   For   For
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Johnson & Johnson

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    478160104
Record Date    02/25/2014    Meeting Type    Annual    Ticker    JNJ

 

Shares Voted 4,262    Primary CUSIP 478160104    Primary ISIN US4781601046    Primary SEDOL 2475833

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary Sue Coleman   Mgmt   For   For
Elect Director James G. Cullen   Mgmt   For   For
Elect Director Ian E. L. Davis   Mgmt   For   For
Elect Director Alex Gorsky   Mgmt   For   For
Elect Director Susan L. Lindquist   Mgmt   For   For
Elect Director Mark B. McClellan   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Leo F. Mullin   Mgmt   For   For
Elect Director William D. Perez   Mgmt   For   For
Elect Director Charles Prince   Mgmt   For   For
Elect Director A. Eugene Washington   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

Life Time Fitness, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    53217R207
Record Date    02/27/2014    Meeting Type    Annual    Ticker    LTM

 

Shares Voted 328    Primary CUSIP 53217R207    Primary ISIN US53217R2076    Primary SEDOL B01R1Z1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bahram Akradi   Mgmt   For   For
Elect Director Giles H. Bateman   Mgmt   For   For
Elect Director Jack W. Eugster   Mgmt   For   For
Elect Director Guy C. Jackson   Mgmt   For   For
Elect Director John K. Lloyd   Mgmt   For   For
Elect Director Martha ‘Marti’ A. Morfitt   Mgmt   For   For
Elect Director John B. Richards   Mgmt   For   For
Elect Director Joseph S. Vassalluzzo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pfizer Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    717081103
Record Date    02/26/2014    Meeting Type    Annual    Ticker    PFE

 

Shares Voted 11,095    Primary CUSIP 717081103    Primary ISIN US7170811035    Primary SEDOL 2684703

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis A. Ausiello   Mgmt   For   Against
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Frances D. Fergusson   Mgmt   For   For
Elect Director Helen H. Hobbs   Mgmt   For   Against
Elect Director Constance J. Horner   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director George A. Lorch   Mgmt   For   For
Elect Director Shantanu Narayen   Mgmt   For   Against
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ian C. Read   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   Against
Elect Director Marc Tessier-Lavigne   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Approve Omnibus Stock Plan   Mgmt   For   For
Require Shareholder Vote to Approve Political Contributions Policy   SH   Against   Against
Review and Assess Membership of Lobbying Organizations   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   For

Sensient Technologies Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    81725T100
Record Date    02/28/2014    Meeting Type    Proxy Contest    Ticker    SXT

 

Shares Voted 414    Primary CUSIP 81725T100    Primary ISIN US81725T1007    Primary SEDOL 2923741

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (White Card)   Mgmt    
Elect Director Hank Brown   Mgmt   For   Withhold
Elect Director Edward H. Cichurski   Mgmt   For   Withhold
Elect Director Fergus M. Clydesdale   Mgmt   For   Withhold
Elect Director James A. D. Croft   Mgmt   For   Withhold
Elect Director William V. Hickey   Mgmt   For   Withhold
Elect Director Kenneth P. Manning   Mgmt   For   Withhold
Elect Director Paul Manning   Mgmt   For   Withhold
Elect Director Elaine R. Wedral   Mgmt   For   Withhold
Elect Director Essie Whitelaw   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Dissident Proxy (Green Card)   Mgmt    
Elect Director James R. Henderson   SH   For   Do Not Vote
Elect Director James E. Hyman   SH   For   Do Not Vote
Elect Director Stephen E. Loukas   SH   For   Do Not Vote
Elect Director William E. Redmond, Jr.   SH   For   Do Not Vote
Management Nominee - Hank Brown   SH   None   Do Not Vote
Management Nominee - Edward H. Cichurski   SH   None   Do Not Vote
Management Nominee - Fergus M. Clydesdale   SH   None   Do Not Vote
Management Nominee - Paul Manning   SH   None   Do Not Vote
Management Nominee - Elaine R. Wedral   SH   None   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   None   Do Not Vote
Amend Executive Incentive Bonus Plan   Mgmt   None   Do Not Vote
Ratify Auditors   Mgmt   None   Do Not Vote

South Jersey Industries, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    838518108
Record Date    02/24/2014    Meeting Type    Annual    Ticker    SJI

 

Shares Voted 300    Primary CUSIP 838518108    Primary ISIN US8385181081    Primary SEDOL 2825933

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sarah M. Barpoulis   Mgmt   For   For
Elect Director Thomas A. Bracken   Mgmt   For   For
Elect Director Keith S. Campbell   Mgmt   For   For
Elect Director Sheila Hartnett-Devlin   Mgmt   For   For
Elect Director Victor A. Fortkiewicz   Mgmt   For   For
Elect Director Edward J. Graham   Mgmt   For   For
Elect Director Walter M. Higgins, III   Mgmt   For   For
Elect Director Sunita Holzer   Mgmt   For   For
Elect Director Joseph H. Petrowski   Mgmt   For   For
Elect Director Michael J. Renna   Mgmt   For   For
Elect Director Frank L. Sims   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Articles   Mgmt   For   Against

T. Rowe Price Group, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    74144T108
Record Date    02/21/2014    Meeting Type    Annual    Ticker    TROW

 

Shares Voted 1,734    Primary CUSIP 74144T108    Primary ISIN US74144T1088    Primary SEDOL 2702337

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark S. Bartlett   Mgmt   For   For
Elect Director Edward C. Bernard   Mgmt   For   For
Elect Director Mary K. Bush   Mgmt   For   For
Elect Director Donald B. Hebb, Jr.   Mgmt   For   For
Elect Director Freeman A. Hrabowski, III   Mgmt   For   For
Elect Director James A.C. Kennedy   Mgmt   For   For
Elect Director Robert F. MacLellan   Mgmt   For   For
Elect Director Brian C. Rogers   Mgmt   For   For
Elect Director Olympia J. Snowe   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For

Elect Director Dwight S. Taylor   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

TreeHouse Foods, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    89469A104
Record Date    02/28/2014    Meeting Type    Annual    Ticker    THS

 

Shares Voted 299    Primary CUSIP 89469A104    Primary ISIN US89469A1043    Primary SEDOL B095X84

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis F. O’Brien   Mgmt   For   For
Elect Director Sam K. Reed   Mgmt   For   For
Elect Director Ann M. Sardini   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Webster Financial Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    947890109
Record Date    02/24/2014    Meeting Type    Annual    Ticker    WBS

 

Shares Voted 900    Primary CUSIP 947890109    Primary ISIN US9478901096    Primary SEDOL 2945143

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joel S. Becker   Mgmt   For   For
Elect Director John J. Crawford   Mgmt   For   For
Elect Director Robert A. Finkenzeller   Mgmt   For   For
Elect Director C. Michael Jacobi   Mgmt   For   For
Elect Director Laurence C. Morse   Mgmt   For   For
Elect Director Karen R. Osar   Mgmt   For   For
Elect Director Mark Pettie   Mgmt   For   For
Elect Director Charles W. Shivery   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

AT&T Inc.

 

Meeting Date    04/25/2014    Country    USA    Provider Security ID    00206R102
Record Date    02/26/2014    Meeting Type    Annual    Ticker    T

 

Shares Voted 8,731    Primary CUSIP 00206R102    Primary ISIN US00206R1023    Primary SEDOL 2831811

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall L. Stephenson   Mgmt   For   For
Elect Director Reuben V. Anderson   Mgmt   For   For
Elect Director Jaime Chico Pardo   Mgmt   For   For
Elect Director Scott T. Ford   Mgmt   For   For
Elect Director James P. Kelly   Mgmt   For   For
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Michael B. McCallister   Mgmt   For   For
Elect Director John B. McCoy   Mgmt   For   For
Elect Director Beth E. Mooney   Mgmt   For   For
Elect Director Joyce M. Roche   Mgmt   For   For
Elect Director Matthew K. Rose   Mgmt   For   For
Elect Director Cynthia B. Taylor   Mgmt   For   For
Elect Director Laura D’Andrea Tyson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Severance Agreements/Change-in-Control Agreements   Mgmt   For   For
Report on Indirect Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Lower Ownership Threshold for Action by Written Consent   SH   Against   For

Cleco Corporation

 

Meeting Date    04/25/2014    Country    USA    Provider Security ID    12561W105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CNL

 

Shares Voted 600    Primary CUSIP 12561W105    Primary ISIN US12561W1053    Primary SEDOL 2182445

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William L. Marks   Mgmt   For   For
Elect Director Peter M. Scott, III   Mgmt   For   For
Elect Director William H. Walker, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

GDF Suez

 

Meeting Date    04/28/2014    Country    France    Provider Security ID    F42768105
Record Date    04/22/2014    Meeting Type    Annual/Special    Ticker    GSZ

 

Shares Voted 1,602    Primary CUSIP F42768105    Primary ISIN FR0010208488    Primary SEDOL B0C2CQ3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Renew Appointment of Ernst and Young et Autres as Auditor   Mgmt   For   For
Renew Appointment of Deloitte and Associes as Auditor   Mgmt   For   For
Renew Appointment of Auditex as Alternate Auditor   Mgmt   For   For
Renew Appointment of BEAS as Alternate Auditor   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million   Mgmt   For   For
Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers   Mgmt   For   For

Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO   Mgmt   For   Against
Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO   Mgmt   For   Against
Shareholder Proposals Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

PS Business Parks, Inc.

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    69360J107
Record Date    03/06/2014    Meeting Type    Annual    Ticker    PSB

 

Shares Voted 257    Primary CUSIP 69360J107    Primary ISIN US69360J1079    Primary SEDOL 2707956

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Havner, Jr.   Mgmt   For   For
Elect Director Joseph D. Russell, Jr.   Mgmt   For   For
Elect Director Jennifer Holden Dunbar   Mgmt   For   For
Elect Director James H. Kropp   Mgmt   For   For
Elect Director Sara Grootwassink Lewis   Mgmt   For   For
Elect Director Michael V. McGee   Mgmt   For   For
Elect Director Gary E. Pruitt   Mgmt   For   For
Elect Director Robert S. Rollo   Mgmt   For   For
Elect Director Peter Schultz   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Seaboard Corporation

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    811543107
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SEB

 

Shares Voted 11    Primary CUSIP 811543107    Primary ISIN US8115431079    Primary SEDOL 2786687

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven J. Bresky   Mgmt   For   Withhold
Elect Director David A. Adamsen   Mgmt   For   For
Elect Director Douglas W. Baena   Mgmt   For   For
Elect Director Edward I. Shifman, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Report on Charitable, Political and Lobbying Contributions   SH   Against   For

The Boeing Company

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    097023105
Record Date    02/27/2014    Meeting Type    Annual    Ticker    BA

 

Shares Voted 1,208    Primary CUSIP 097023105    Primary ISIN US0970231058    Primary SEDOL 2108601

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Linda Z. Cook   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   For
Elect Director Lawrence W. Kellner   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Elect Director Mike S. Zafirovski   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

United Technologies Corporation

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    913017109
Record Date    03/03/2014    Meeting Type    Annual    Ticker    UTX

 

Shares Voted 1,380    Primary CUSIP 913017109    Primary ISIN US9130171096    Primary SEDOL 2915500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Louis R. Chenevert   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Jean-Pierre Garnier   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Edward A. Kangas   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Harold McGraw, III   Mgmt   For   For

Elect Director Richard B. Myers   Mgmt   For   For
Elect Director H. Patrick Swygert   Mgmt   For   For
Elect Director Andre Villeneuve   Mgmt   For   For
Elect Director Christine Todd Whitman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Bayer AG

 

Meeting Date    04/29/2014    Country    Germany    Provider Security ID    D0712D163
Record Date    Meeting Type    Annual    Ticker    BAYN

 

Shares Voted 998    Primary CUSIP D0712D163    Primary ISIN DE000BAY0017    Primary SEDOL 5069211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Elect Simone Bagel-Trah to the Supervisory Board   Mgmt   For   For
Elect Ernst-Ludwig Winnacker to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For

Bloomin’ Brands, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    094235108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    BLMN

 

Shares Voted 1,400    Primary CUSIP 094235108    Primary ISIN US0942351083    Primary SEDOL B847RJ0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Craigie   Mgmt   For   For
Elect Director Mindy Grossman   Mgmt   For   For
Elect Director Mark E. Nunnelly   Mgmt   For   Withhold
Elect Director Chris T. Sullivan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Community Trust Bancorp, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    204149108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CTBI

 

Shares Voted 700    Primary CUSIP 204149108    Primary ISIN US2041491083    Primary SEDOL 2706470

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles J. Baird   Mgmt   For   For
Elect Director Nick Carter   Mgmt   For   For
Elect Director Jean R. Hale   Mgmt   For   For
Elect Director James E. McGhee, II   Mgmt   For   For
Elect Director M. Lynn Parrish   Mgmt   For   For
Elect Director James R. Ramsey   Mgmt   For   For
Elect Director Anthony W. St. Charles   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Consolidated Communications Holdings, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    209034107
Record Date    03/07/2014    Meeting Type    Annual    Ticker    CNSL

 

Shares Voted 357    Primary CUSIP 209034107    Primary ISIN US2090341072    Primary SEDOL B07LSQ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Currey   Mgmt   For   For
Elect Director C. Robert Udell, Jr.   Mgmt   For   For
Elect Director Maribeth S. Rahe   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Danone

 

Meeting Date    04/29/2014    Country    France    Provider Security ID    F12033134
Record Date    04/23/2014    Meeting Type    Annual/Special    Ticker    BN

 

Shares Voted 702    Primary CUSIP F12033134    Primary ISIN FR0000120644    Primary SEDOL B1Y9TB3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Approve Stock Dividend Program   Mgmt   For   For
Reelect Bruno Bonnell as Director   Mgmt   For   For
Reelect Bernard Hours as Director   Mgmt   For   For
Reelect Isabelle Seillier as Director   Mgmt   For   For
Reelect Jean-Michel Severino as Director   Mgmt   For   For
Elect Gaelle Olivier as Director   Mgmt   For   For
Elect Lionel Zinsou-Derlin as Director   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Approve Transaction with J.P. Morgan   Mgmt   For   For
Approve Severance Payment Agreement with Bernard Hours   Mgmt   For   For
Approve Transaction with Bernard Hours   Mgmt   For   For
Advisory Vote on Compensation of Chairman and CEO, Franck Riboud   Mgmt   For   For
Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber   Mgmt   For   For
Advisory Vote on Compensation of Vice-CEO, Bernard Hours   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   For
Amend Articles 15 and16 of Bylaws Re: Employee Representatives   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Domino’s Pizza, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    25754A201
Record Date    03/05/2014    Meeting Type    Annual    Ticker    DPZ

 

Shares Voted 600    Primary CUSIP 25754A201    Primary ISIN US25754A2015    Primary SEDOL B01SD70

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew B. Balson   Mgmt   For   Withhold
Elect Director Vernon ‘Bud’ O. Hamilton   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

H & M Hennes & Mauritz

 

Meeting Date    04/29/2014    Country    Sweden    Provider Security ID    W41422101
Record Date    04/23/2014    Meeting Type    Annual    Ticker    HM B

 

Shares Voted 1,092    Primary CUSIP W41422101    Primary ISIN SE0000106270    Primary SEDOL 5687431

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    
Receive Nominating Committee Report   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 9.50 Per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1.500,000 for Chairman, SEK 525,000 for the Other Directors; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Stefan Persson, Melker Schorling, and Christian Sievert; Elect Lena Patriksson Keller, and Niklas Zennstrom as New Directors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Close Meeting   Mgmt    

Humana Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    444859102
Record Date    02/28/2014    Meeting Type    Annual    Ticker    HUM

 

Shares Voted 1,010    Primary CUSIP 444859102    Primary ISIN US4448591028    Primary SEDOL 2445063

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kurt J. Hilzinger   Mgmt   For   For
Elect Director Bruce D. Broussard   Mgmt   For   For
Elect Director Frank A. D’Amelio   Mgmt   For   For
Elect Director W. Roy Dunbar   Mgmt   For   For
Elect Director David A. Jones, Jr.   Mgmt   For   For
Elect Director William J. McDonald   Mgmt   For   For
Elect Director William E. Mitchell   Mgmt   For   For
Elect Director David B. Nash   Mgmt   For   For
Elect Director James J. O’Brien   Mgmt   For   For
Elect Director Marissa T. Peterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

International Business Machines Corporation

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    459200101
Record Date    02/28/2014    Meeting Type    Annual    Ticker    IBM

 

Shares Voted 1,776    Primary CUSIP 459200101    Primary ISIN US4592001014    Primary SEDOL 2005973

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alain J.P. Belda   Mgmt   For   For
Elect Director William R. Brody   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director David N. Farr   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director James W. Owens   Mgmt   For   For
Elect Director Virginia M. Rometty   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Sidney Taurel   Mgmt   For   For

Elect Director Lorenzo H. Zambrano   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

Select Medical Holdings Corporation

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    81619Q105
Record Date    03/03/2014    Meeting Type    Annual    Ticker    SEM

 

Shares Voted 1,399    Primary CUSIP 81619Q105    Primary ISIN US81619Q1058    Primary SEDOL B4MF0Q6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan C. Cressey   Mgmt   For   For
Elect Director Robert A. Ortenzio   Mgmt   For   For
Elect Director Leopold Swergold   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Wells Fargo & Company

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    949746101
Record Date    03/04/2014    Meeting Type    Annual    Ticker    WFC

 

Shares Voted 7,990    Primary CUSIP 949746101    Primary ISIN US9497461015    Primary SEDOL 2649100

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Baker, II   Mgmt   For   For
Elect Director Elaine L. Chao   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Lloyd H. Dean   Mgmt   For   For
Elect Director Susan E. Engel   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Donald M. James   Mgmt   For   For
Elect Director Cynthia H. Milligan   Mgmt   For   For
Elect Director Federico F. Pena   Mgmt   For   For
Elect Director James H. Quigley   Mgmt   For   For
Elect Director Judith M. Runstad   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   For

Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Susan G. Swenson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Anheuser-Busch InBev SA

 

Meeting Date    04/30/2014    Country    Belgium    Provider Security ID    B6399C107
Record Date    04/16/2014    Meeting Type    Annual/Special    Ticker    ABI

 

Shares Voted 996    Primary CUSIP B6399C107    Primary ISIN BE0003793107    Primary SEDOL 4755317

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual/ Special Meeting   Mgmt    
Special Meeting   Mgmt    
Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options   Mgmt   For   For
Receive Special Board Report Re: Authorized Capital   Mgmt    
Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital   Mgmt   For   For
Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital   Mgmt   For   Against
Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Kees Storm as Independent Director   Mgmt   For   Against
Reelect Mark Winkelman as Independent Director   Mgmt   For   For
Reelect Alexandre Van Damme as Director   Mgmt   For   Against
Reelect Gregoire de Spoelberch as Director   Mgmt   For   Against
Reelect Carlos Alberto de Veiga Sicupera as Director   Mgmt   For   Against
Reelect Marcel Herrmann Telles as Director   Mgmt   For   Against
Elect Paulo Lemann as Director   Mgmt   For   Against
Elect Alexandre Behring as Director   Mgmt   For   Against
Elect Elio Leoni Sceti as Independent Director   Mgmt   For   For

Elect Maria Asuncion Aramburuzabala Larregui as Director   Mgmt   For   Against
Elect Valentin Diez Morodo as Director   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   Against
Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

British American Tobacco plc

 

Meeting Date    04/30/2014    Country    United Kingdom    Provider Security ID    G1510J102
Record Date    04/28/2014    Meeting Type    Annual    Ticker    BATS

 

Shares Voted 1,929    Primary CUSIP G1510J102    Primary ISIN GB0002875804    Primary SEDOL 0287580

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For
Re-elect Gerry Murphy as Director   Mgmt   For   For
Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Ben Stevens as Director   Mgmt   For   For
Re-elect Richard Tubb as Director   Mgmt   For   For
Elect Savio Kwan as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

E.ON SE

 

Meeting Date    04/30/2014    Country    Germany    Provider Security ID    D24914133
Record Date    Meeting Type    Annual    Ticker    EOAN

 

Shares Voted 2,289    Primary CUSIP D24914133    Primary ISIN DE000ENAG999    Primary SEDOL 4942904

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.60 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2014   Mgmt   For   For
Ammend Affiliation Agreements with Subsidiary E.ON US Holding GmbH   Mgmt   For   For

EMC Corporation

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    268648102
Record Date    02/28/2014    Meeting Type    Annual    Ticker    EMC

 

Shares Voted 3,185    Primary CUSIP 268648102    Primary ISIN US2686481027    Primary SEDOL 2295172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael W. Brown   Mgmt   For   For
Elect Director Randolph L. Cowen   Mgmt   For   For
Elect Director Gail Deegan   Mgmt   For   For
Elect Director James S. DiStasio   Mgmt   For   Against
Elect Director John R. Egan   Mgmt   For   For
Elect Director William D. Green   Mgmt   For   For
Elect Director Edmund F. Kelly   Mgmt   For   For
Elect Director Jami Miscik   Mgmt   For   Against
Elect Director Paul Sagan   Mgmt   For   For
Elect Director David N. Strohm   Mgmt   For   Against
Elect Director Joseph M. Tucci   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against

Mobile Mini, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    60740F105
Record Date    03/07/2014    Meeting Type    Annual    Ticker    MINI

 

Shares Voted 500    Primary CUSIP 60740F105    Primary ISIN US60740F1057    Primary SEDOL 2548177

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Watts   Mgmt   For   For
Elect Director Erik Olsson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Molina Healthcare, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    60855R100
Record Date    03/07/2014    Meeting Type    Annual    Ticker    MOH

 

Shares Voted 400    Primary CUSIP 60855R100    Primary ISIN US60855R1005    Primary SEDOL 2212706

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Mario Molina   Mgmt   For   For
Elect Director Steven J. Orlando   Mgmt   For   For
Elect Director Ronna E. Romney   Mgmt   For   For
Elect Director Dale B. Wolf   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date    04/30/2014    Country    Germany    Provider Security ID    D55535104
Record Date    Meeting Type    Annual    Ticker    MUV2

 

Shares Voted 218    Primary CUSIP D55535104    Primary ISIN DE0008430026    Primary SEDOL 5294121

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2013 (Non-Voting)   Mgmt    
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 7.25 per Bearer Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For

Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Benita Ferrero-Waldner to the Supervisory Board   Mgmt   For   For
Elect Ursula Gather to the Supervisory Board   Mgmt   For   For
Elect Peter Gruss to the Supervisory Board   Mgmt   For   For
Elect Gerd Haeusler to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For
Elect Anton van Rossum to the Supervisory Board   Mgmt   For   For
Elect Ron Sommer to the Supervisory Board   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

SciQuest, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    80908T101
Record Date    03/06/2014    Meeting Type    Annual    Ticker    SQI

 

Shares Voted 1,200    Primary CUSIP 80908T101    Primary ISIN US80908T1016    Primary SEDOL B3T6ZG0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy J. Buckley   Mgmt   For   For
Elect Director Daniel F. Gillis   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Starwood Property Trust, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    85571B105
Record Date    03/10/2014    Meeting Type    Annual    Ticker    STWD

 

Shares Voted 1,714    Primary CUSIP 85571B105    Primary ISIN US85571B1052    Primary SEDOL B3PQ520

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard D. Bronson   Mgmt   For   For
Elect Director Jeffrey F. DiModica   Mgmt   For   For
Elect Director Jeffrey G. Dishner   Mgmt   For   For

Elect Director Camille J. Douglas   Mgmt   For   For
Elect Director Boyd W. Fellows   Mgmt   For   For
Elect Director Barry S. Sternlicht   Mgmt   For   For
Elect Director Strauss Zelnick   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

W.W. Grainger, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    384802104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    GWW

 

Shares Voted 477    Primary CUSIP 384802104    Primary ISIN US3848021040    Primary SEDOL 2380863

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brian P. Anderson   Mgmt   For   For
Elect Director V. Ann Hailey   Mgmt   For   For
Elect Director William K. Hall   Mgmt   For   For
Elect Director Stuart L. Levenick   Mgmt   For   For
Elect Director Neil S. Novich   Mgmt   For   For
Elect Director Michael J. Roberts   Mgmt   For   For
Elect Director Gary L. Rogers   Mgmt   For   For
Elect Director James T. Ryan   Mgmt   For   For
Elect Director E. Scott Santi   Mgmt   For   For
Elect Director James D. Slavik   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Woodside Petroleum Ltd.

 

Meeting Date    04/30/2014    Country    Australia    Provider Security ID    980228100
Record Date    04/28/2014    Meeting Type    Annual    Ticker    WPL

 

Shares Voted 760    Primary CUSIP 980228100    Primary ISIN AU000000WPL2    Primary SEDOL 6979728

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Alfred Chaney as Director   Mgmt   For   For
Elect David Ian McEvoy as Director   Mgmt   For   For
Approve Adoption of Remuneration Report   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   Against
Approve the Amendments to the Company’s Constitution   Mgmt   For   For

Health Care REIT, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    42217K106
Record Date    03/04/2014    Meeting Type    Annual    Ticker    HCN

 

Shares Voted 1,978    Primary CUSIP 42217K106    Primary ISIN US42217K1060    Primary SEDOL 2440961

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director George L. Chapman   Mgmt   For   For
Elect Director Thomas J. DeRosa   Mgmt   For   For
Elect Director Jeffrey H. Donahue   Mgmt   For   For
Elect Director Peter J. Grua   Mgmt   For   For
Elect Director Fred S. Klipsch   Mgmt   For   For
Elect Director Timothy J. Naughton   Mgmt   For   For
Elect Director Sharon M. Oster   Mgmt   For   For
Elect Director Judith C. Pelham   Mgmt   For   For
Elect Director R. Scott Trumbull   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For

Helix Energy Solutions Group, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    42330P107
Record Date    03/07/2014    Meeting Type    Annual    Ticker    HLX

 

Shares Voted 928    Primary CUSIP 42330P107    Primary ISIN US42330P1075    Primary SEDOL 2037062

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nancy K. Quinn   Mgmt   For   For
Elect Director William L. Transier   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Investors Bancorp, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    46146P102
Record Date    03/04/2014    Meeting Type    Special    Ticker    ISBC

 

Shares Voted 2,411    Primary CUSIP 46146P102    Primary ISIN US46146P1021    Primary SEDOL B0J2NT6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Reorganization Plan   Mgmt   For   For
Approve Charitable Donations   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Investors Bancorp, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    46146P102
Record Date    03/27/2014    Meeting Type    Annual    Ticker    ISBC

 

Shares Voted 2,411    Primary CUSIP 46146P102    Primary ISIN US46146P1021    Primary SEDOL B0J2NT6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis M. Bone   Mgmt   For   For
Elect Director Doreen R. Byrnes   Mgmt   For   For
Elect Director William V. Cosgrove   Mgmt   For   For
Elect Director Brendan J. Dugan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Koninklijke Philips N.V.

 

Meeting Date    05/01/2014    Country    Netherlands    Provider Security ID    N6817P109
Record Date    04/03/2014    Meeting Type    Annual    Ticker    PHIA

 

Shares Voted 1,088    Primary CUSIP N6817P109    Primary ISIN NL0000009538    Primary SEDOL 5986622

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Discuss Remuneration Report   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Dividends of EUR 0.80 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect Orit Gadiesh to Supervisory Board   Mgmt   For   For
Reappoint KPMG as Auditors for an Intermim Period of One Year   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a   Mgmt   For   For
Authorize Repurchase of Shares   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Louisiana-Pacific Corporation

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    546347105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    LPX

 

Shares Voted 1,300    Primary CUSIP 546347105    Primary ISIN US5463471053    Primary SEDOL 2535243

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Gary Cook   Mgmt   For   For
Elect Director Kurt M. Landgraf   Mgmt   For   For
Elect Director John W. Weaver   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Oasis Petroleum Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    674215108
Record Date    03/03/2014    Meeting Type    Annual    Ticker    OAS

 

Shares Voted 857    Primary CUSIP 674215108    Primary ISIN US6742151086    Primary SEDOL B64R5J2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ted Collins, Jr.   Mgmt   For   For
Elect Director Douglas E. Swanson, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Owens & Minor, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    690732102
Record Date    03/06/2014    Meeting Type    Annual    Ticker    OMI

 

Shares Voted 700    Primary CUSIP 690732102    Primary ISIN US6907321029    Primary SEDOL 2665128

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stuart M. Essig   Mgmt   For   For
Elect Director John W. Gerdelman   Mgmt   For   For
Elect Director Lemuel E. Lewis   Mgmt   For   For
Elect Director Martha H. Marsh   Mgmt   For   For
Elect Director Eddie N. Moore, Jr.   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director David S. Simmons   Mgmt   For   For

Elect Director Robert C. Sledd   Mgmt   For   For
Elect Director Craig R. Smith   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date    05/01/2014    Country    United Kingdom    Provider Security ID    G76225104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    RR.

 

Shares Voted 2,215    Primary CUSIP G7630U109    Primary ISIN GB00B63H8491    Primary SEDOL B63H849

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Lee Hsien Yang as Director   Mgmt   For   For
Elect Warren East as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For
Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect Mark Morris as Director   Mgmt   For   For
Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For
Re-elect Jasmin Staiblin as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

THE BANCORP, INC.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    05969A105
Record Date    03/03/2014    Meeting Type    Annual    Ticker    TBBK

 

Shares Voted 1,700    Primary CUSIP 05969A105    Primary ISIN US05969A1051    Primary SEDOL B05BRL7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Betsy Z. Cohen   Mgmt   For   For
Elect Director Daniel G. Cohen   Mgmt   For   For
Elect Director Walter T. Beach   Mgmt   For   For
Elect Director Michael J. Bradley   Mgmt   For   For
Elect Director John C. Chrystal   Mgmt   For   For
Elect Director Hersh Kozlov   Mgmt   For   For
Elect Director Matthew Cohn   Mgmt   For   For
Elect Director William H. Lamb   Mgmt   For   For
Elect Director Frank M. Mastrangelo   Mgmt   For   For
Elect Director James J. McEntee, III   Mgmt   For   For
Elect Director Mei-Mei Tuan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Valero Energy Corporation

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    91913Y100
Record Date    03/04/2014    Meeting Type    Annual    Ticker    VLO

 

Shares Voted 3,854    Primary CUSIP 91913Y100    Primary ISIN US91913Y1001    Primary SEDOL 2041364

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry D. Choate   Mgmt   For   For
Elect Director Joseph W. Gorder   Mgmt   For   For
Elect Director William R. Klesse   Mgmt   For   For
Elect Director Deborah P. Majoras   Mgmt   For   For
Elect Director Donald L. Nickles   Mgmt   For   For
Elect Director Philip J. Pfeiffer   Mgmt   For   For
Elect Director Robert A. Profusek   Mgmt   For   For
Elect Director Susan Kaufman Purcell   Mgmt   For   For
Elect Director Stephen M. Waters   Mgmt   For   For
Elect Director Randall J. Weisenburger   Mgmt   For   For
Elect Director Rayford Wilkins, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pro-rata Vesting of Equity Awards   SH   Against   Against
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

Verizon Communications Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    92343V104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    VZ

 

Shares Voted 6,275    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shellye L. Archambeau   Mgmt   For   For
Elect Director Richard L. Carrion   Mgmt   For   Against
Elect Director Melanie L. Healey   Mgmt   For   For
Elect Director M. Frances Keeth   Mgmt   For   Against
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Lowell C. McAdam   Mgmt   For   For
Elect Director Donald T. Nicolaisen   Mgmt   For   Against
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Rodney E. Slater   Mgmt   For   Against
Elect Director Kathryn A. Tesija   Mgmt   For   Against
Elect Director Gregory D. Wasson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Proxy Access Right   Mgmt   For   For
Report on Net Neutrality   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Approve Proxy Voting Authority   SH   Against   Against

BASF SE

 

Meeting Date    05/02/2014    Country    Germany    Provider Security ID    D06216317
Record Date    Meeting Type    Annual    Ticker    BAS

 

Shares Voted 1,095    Primary CUSIP D06216101    Primary ISIN DE000BASF111    Primary SEDOL 5086577

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Alison Carnwath to the Supervisory Board   Mgmt   For   For
Elect Francois Diderich to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For
Elect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Anke Schaeferkordt to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 500 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Affiliation Agreements with Subsidiariy BASF Plant Science Company GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Pigment GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Immobilien-Gesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Handels- und Exportgesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary LUWOGE GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Schwarzheide GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Coatings GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Polyurethanes GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF New Business GmbH   Mgmt   For   For

Dana Holding Corporation

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    235825205
Record Date    03/03/2014    Meeting Type    Annual    Ticker    DAN

 

Shares Voted 1,399    Primary CUSIP 235825205    Primary ISIN US2358252052    Primary SEDOL B2PFJR3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Virginia A. Kamsky   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director R. Bruce McDonald   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Elect Director Mark A. Schulz   Mgmt   For   For
Elect Director Keith E. Wandell   Mgmt   For   For
Elect Director Roger J. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

National Health Investors, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    63633D104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    NHI

 

Shares Voted 300    Primary CUSIP 63633D104    Primary ISIN US63633D1046    Primary SEDOL 2626125

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Andrew Adams   Mgmt   For   For
Elect Director Robert A. McCabe, Jr.   Mgmt   For   Against
Increase Authorized Common Stock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Pilgrim’s Pride Corporation

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    72147K108
Record Date    03/14/2014    Meeting Type    Annual    Ticker    PPC

 

Shares Voted 2,555    Primary CUSIP 72147K108    Primary ISIN US72147K1088    Primary SEDOL B5L3PZ2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gilberto Tomazoni   Mgmt   For   For
Elect Director Joesley Mendonca Batista   Mgmt   For   Withhold
Elect Director Wesley Mendonca Batista   Mgmt   For   For
Elect Director William W. Lovette   Mgmt   For   For
Elect Director Marcus Vinicius Pratini de Moraes   Mgmt   For   For
Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   For   For
Elect Director David E. Bell   Mgmt   For   For
Elect Director Michael L. Cooper   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

RLJ Lodging Trust

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    74965L101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    RLJ

 

Shares Voted 1,300    Primary CUSIP 74965L101    Primary ISIN US74965L1017    Primary SEDOL B3PY1N7

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Johnson   Mgmt   For   For
Elect Director Thomas J. Baltimore, Jr.   Mgmt   For   For
Elect Director Evan Bayh   Mgmt   For   For
Elect Director Nathaniel A. Davis   Mgmt   For   For
Elect Director Robert M. La Forgia   Mgmt   For   For
Elect Director Glenda G. McNeal   Mgmt   For   For
Elect Director Joseph Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Susquehanna Bancshares, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    869099101
Record Date    03/05/2014    Meeting Type    Annual    Ticker    SUSQ

 

Shares Voted 1,900    Primary CUSIP 869099101    Primary ISIN US8690991018    Primary SEDOL 2858876

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anthony J. Agnone, Sr.   Mgmt   For   For
Elect Director Wayne E. Alter, Jr.   Mgmt   For   For
Elect Director Henry R. Gibbel   Mgmt   For   For
Elect Director Bruce A. Hepburn   Mgmt   For   For
Elect Director Donald L. Hoffman   Mgmt   For   For
Elect Director Sara G. Kirkland   Mgmt   For   For
Elect Director Jeffrey F. Lehman   Mgmt   For   For
Elect Director Michael A. Morello   Mgmt   For   For
Elect Director Scott J. Newkam   Mgmt   For   For
Elect Director Robert E. Poole, Jr.   Mgmt   For   For
Elect Director William J. Reuter   Mgmt   For   For
Elect Director Andrew S. Samuel   Mgmt   For   For
Elect Director Christine Sears   Mgmt   For   For
Elect Director James A. Ulsh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

THE BRINK’S COMPANY

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    109696104
Record Date    03/04/2014    Meeting Type    Annual    Ticker    BCO

 

Shares Voted 500    Primary CUSIP 109696104    Primary ISIN US1096961040    Primary SEDOL 2691305

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Docherty   Mgmt   For   For
Elect Director Reginald D. Hedgebeth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Declassify the Board of Directors   SH   Against   For

The GEO Group, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    36159R103
Record Date    03/10/2014    Meeting Type    Annual    Ticker    GEO

 

Shares Voted 689    Primary CUSIP 36159R103    Primary ISIN US36159R1032    Primary SEDOL 2943299

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clarence E. Anthony   Mgmt   For   For
Elect Director Norman A. Carlson   Mgmt   For   For
Elect Director Anne N. Foreman   Mgmt   For   For
Elect Director Richard H. Glanton   Mgmt   For   For
Elect Director Christopher C. Wheeler   Mgmt   For   For
Elect Director George C. Zoley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Other Business   Mgmt   For   Against

The GEO Group, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    36159R103
Record Date    03/10/2014    Meeting Type    Special    Ticker    GEO

 

Shares Voted 689    Primary CUSIP 36159R103    Primary ISIN US36159R1032    Primary SEDOL 2943299

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Berkshire Hathaway Inc.

 

Meeting Date    05/03/2014    Country    USA    Provider Security ID    084670702
Record Date    03/05/2014    Meeting Type    Annual    Ticker    BRK.B

 

Shares Voted 3,825    Primary CUSIP 084670702    Primary ISIN US0846707026    Primary SEDOL 2073390

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Warren E. Buffett   Mgmt   For   For
Elect Director Charles T. Munger   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director William H. Gates, III   Mgmt   For   For
Elect Director David S. Gottesman   Mgmt   For   For
Elect Director Charlotte Guyman   Mgmt   For   For
Elect Director Donald R. Keough   Mgmt   For   For
Elect Director Thomas S. Murphy   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Walter Scott, Jr.   Mgmt   For   For
Elect Director Meryl B. Witmer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year
Adopt Quantitative Goals for GHG and Other Air Emissions   SH   Against   For
Approve Annual Dividends   SH   Against   Against

MKS INSTRUMENTS, INC.

 

Meeting Date    05/05/2014    Country    USA    Provider Security ID    55306N104
Record Date    03/12/2014    Meeting Type    Annual    Ticker    MKSI

 

Shares Voted 500    Primary CUSIP 55306N104    Primary ISIN US55306N1046    Primary SEDOL 2404871

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John R. Bertucci   Mgmt   For   For
Elect Director Robert R. Anderson   Mgmt   For   For
Elect Director Gregory R. Beecher   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Performant Financial Corporation

 

Meeting Date    05/05/2014    Country    USA    Provider Security ID    71377E105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    PFMT

 

Shares Voted 2,600    Primary CUSIP 71377E105    Primary ISIN US71377E1055    Primary SEDOL B835PW4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jon D. Shaver   Mgmt   For   For
Elect Director William D. Hansen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sanofi

 

Meeting Date    05/05/2014    Country    France    Provider Security ID    F5548N101
Record Date    04/28/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 1,488    Primary CUSIP F5548N101    Primary ISIN FR0000120578    Primary SEDOL 5671735

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.80 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Reelect Christopher Viehbacher as Director   Mgmt   For   For
Reelect Robert Castaigne as Director   Mgmt   For   For
Reelect Christian Mulliez as Director   Mgmt   For   For
Elect Patrick Kron as Director   Mgmt   For   For
Advisory Vote on Compensation of Serge Weinberg, Chairman   Mgmt   For   For
Advisory Vote on Compensation of Christopher Viehbacher, CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Darling International Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    237266101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    DAR

 

Shares Voted 1,114    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall C. Stuewe   Mgmt   For   For
Elect Director O. Thomas Albrecht   Mgmt   For   For
Elect Director D. Eugene Ewing   Mgmt   For   For
Elect Director Dirk Kloosterboer   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director John D. March   Mgmt   For   For
Elect Director Michael Urbut   Mgmt   For   For
Change Company Name   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Horsehead Holding Corp.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    440694305
Record Date    03/13/2014    Meeting Type    Annual    Ticker    ZINC

 

Shares Voted 2,300    Primary CUSIP 440694305    Primary ISIN US4406943054    Primary SEDOL B23XLC8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack Shilling   Mgmt   For   For
Elect Director John C. van Roden, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

M/I Homes, Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    55305B101
Record Date    03/12/2014    Meeting Type    Annual    Ticker    MHO

 

Shares Voted 1,200    Primary CUSIP 55305B101    Primary ISIN US55305B1017    Primary SEDOL 2549385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph A. Alutto   Mgmt   For   For
Elect Director Phillip G. Creek   Mgmt   For   For
Elect Director Norman L. Traeger   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Nielsen Holdings N.V.

 

Meeting Date    05/06/2014    Country    Netherlands    Provider Security ID    N63218106
Record Date    04/08/2014    Meeting Type    Annual    Ticker    NLSN

 

Shares Voted 2,736    Primary CUSIP N/A    Primary ISIN NL0009538479    Primary SEDOL B4NTRF5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board of Directors   Mgmt   For   For
Elect Director James A. Attwood, Jr.   Mgmt   For   Against
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Karen M. Hoguet   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director Alexander Navab   Mgmt   For   Against
Elect Director Robert Pozen   Mgmt   For   For

Elect Director Vivek Ranadive   Mgmt   For   For
Elect Director Ganesh Rao   Mgmt   For   Against
Elect Director Javier G. Teruel   Mgmt   For   Against
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Change Company Name   Mgmt   For   For
Advisory Vote to Approve Remuneration of Executives   Mgmt   For   Against

Schneider Electric SA

 

Meeting Date    05/06/2014    Country    France    Provider Security ID    F86921107
Record Date    04/29/2014    Meeting Type    Annual/Special    Ticker    SU

 

Shares Voted 651    Primary CUSIP F86921107    Primary ISIN FR0000121972    Primary SEDOL 4834108

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire   Mgmt   For   Against
Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau   Mgmt   For   Against
Advisory Vote on Compensation of Jean-Pascal Tricoire   Mgmt   For   For
Advisory Vote on Compensation of Emmanuel Babeau   Mgmt   For   For
Elect Linda Knoll as Director   Mgmt   For   For
Reelect Noel Forgeard as Director   Mgmt   For   For
Reelect Willy Kissling as Director   Mgmt   For   For
Reelect Cathy Kopp as Director   Mgmt   For   For
Reelect Henri Lachmann as Director   Mgmt   For   For
Reelect Richard Thoman as Director   Mgmt   For   For
Ratify Appointment of Jeong Kim as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For

Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above   Mgmt   For   For
Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Elect Lone Fonss Schroder as Director   Mgmt   For   For

Snyder’s-Lance, Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    833551104
Record Date    03/06/2014    Meeting Type    Annual    Ticker    LNCE

 

Shares Voted 700    Primary CUSIP 833551104    Primary ISIN US8335511049    Primary SEDOL B54DFD7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. Peter Carlucci, Jr.   Mgmt   For   For
Elect Director James W. Johnston   Mgmt   For   For
Elect Director W. J. Prezzano   Mgmt   For   For
Elect Director Patricia A. Warehime   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Non-Employee Director Restricted Stock Plan   Mgmt   For   For
Change Range for Size of the Board   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

SOTHEBY’S

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    835898107
Record Date    03/12/2014    Meeting Type    Proxy Contest    Ticker    BID

 

Shares Voted 700    Primary CUSIP 835898107    Primary ISIN US8358981079    Primary SEDOL 2822406

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (Green Card)   Mgmt    
Elect Director John M. Angelo   Mgmt   For   Do Not Vote
Elect Director Jessica M. Bibliowicz   Mgmt   For   Do Not Vote
Elect Director Kevin C. Conroy   Mgmt   For   Do Not Vote
Elect Director Domenico De Sole   Mgmt   For   Do Not Vote
Elect Director The Duke of Devonshire   Mgmt   For   Do Not Vote
Elect Director Daniel Meyer   Mgmt   For   Do Not Vote
Elect Director Allen Questrom   Mgmt   For   Do Not Vote
Elect Director William F. Ruprecht   Mgmt   For   Do Not Vote

Elect Director Marsha E. Simms   Mgmt   For   Do Not Vote
Elect Director Robert S. Taubman   Mgmt   For   Do Not Vote
Elect Director Diana L. Taylor   Mgmt   For   Do Not Vote
Elect Director Dennis M. Weibling   Mgmt   For   Do Not Vote
Ratify Auditors   Mgmt   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Do Not Vote
Dissident Proxy (White Card)   Mgmt    
Elect Director Daniel S. Loeb   SH   For   For
Elect Director Harry J. Wilson   SH   For   Withhold
Elect Director Olivier Reza   SH   For   For
Management Nominee - John M. Angelo   SH   For   For
Management Nominee - Kevin C. Conroy   SH   For   For
Management Nominee - Domenico De Sole   SH   For   For
Management Nominee - The Duke of Devonshire   SH   For   For
Management Nominee - Allen Questrom   SH   For   For
Management Nominee - William F. Ruprecht   SH   For   For
Management Nominee - Marsha E. Simms   SH   For   For
Management Nominee - Diana L. Taylor   SH   For   For
Management Nominee - Dennis M. Weibling   SH   For   For
Ratify Auditors   Mgmt   None   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   None   For

The Middleby Corporation

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    596278101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    MIDD

 

Shares Voted 171    Primary CUSIP 596278101    Primary ISIN US5962781010    Primary SEDOL 2590930

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Selim A. Bassoul   Mgmt   For   For
Elect Director Sarah Palisi Chapin   Mgmt   For   Against
Elect Director Robert B. Lamb   Mgmt   For   For
Elect Director John R. Miller, III   Mgmt   For   Against
Elect Director Gordon O’Brien   Mgmt   For   Against
Elect Director Philip G. Putnam   Mgmt   For   For
Elect Director Sabin C. Streeter   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Increase Authorized Common Stock   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Veeco Instruments Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    922417100
Record Date    03/14/2014    Meeting Type    Annual    Ticker    VECO

 

Shares Voted 328    Primary CUSIP 922417100    Primary ISIN US9224171002    Primary SEDOL 2938422

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon Hunter   Mgmt   For   Withhold
Elect Director Peter J. Simone   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Allianz SE

 

Meeting Date    05/07/2014    Country    Germany    Provider Security ID    D03080112
Record Date    Meeting Type    Annual    Ticker    ALV

 

Shares Voted 540    Primary CUSIP D03080112    Primary ISIN DE0008404005    Primary SEDOL 5231485

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 5.30 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize the Acquisition Treasury Shares for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For

Bank of America Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    060505104
Record Date    03/12/2014    Meeting Type    Annual    Ticker    BAC

 

Shares Voted 15,297    Primary CUSIP 060505104    Primary ISIN US0605051046    Primary SEDOL 2295677

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Susan S. Bies   Mgmt   For   For
Elect Director Jack O. Bovender, Jr.   Mgmt   For   For
Elect Director Frank P. Bramble, Sr.   Mgmt   For   For
Elect Director Pierre J. P. de Weck   Mgmt   For   For
Elect Director Arnold W. Donald   Mgmt   For   For
Elect Director Charles K. Gifford   Mgmt   For   For
Elect Director Charles O. Holliday, Jr.   Mgmt   For   For
Elect Director Linda P. Hudson   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Thomas J. May   Mgmt   For   For
Elect Director Brian T. Moynihan   Mgmt   For   For
Elect Director Lionel L. Nowell, III   Mgmt   For   For
Elect Director Clayton S. Rose   Mgmt   For   For
Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Certificate of Designations for Series T Preferred Stock   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Report on Climate Change Financing Risk   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Brunswick Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    117043109
Record Date    03/04/2014    Meeting Type    Annual    Ticker    BC

 

Shares Voted 900    Primary CUSIP 117043109    Primary ISIN US1170431092    Primary SEDOL 2149309

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nancy E. Cooper   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director Ralph C. Stayer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CNO Financial Group, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    12621E103
Record Date    03/14/2014    Meeting Type    Annual    Ticker    CNO

 

Shares Voted 2,200    Primary CUSIP 12621E103    Primary ISIN US12621E1038    Primary SEDOL 2657750

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward J. Bonach   Mgmt   For   For
Elect Director Ellyn L. Brown   Mgmt   For   For
Elect Director Robert C. Greving   Mgmt   For   For
Elect Director Mary R. (Nina) Henderson   Mgmt   For   For
Elect Director R. Keith Long   Mgmt   For   For
Elect Director Neal C. Schneider   Mgmt   For   For
Elect Director Frederick J. Sievert   Mgmt   For   For
Elect Director Michael T. Tokarz   Mgmt   For   For
Elect Director John G. Turner   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CSX Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    126408103
Record Date    03/07/2014    Meeting Type    Annual    Ticker    CSX

 

Shares Voted 1,538    Primary CUSIP 126408103    Primary ISIN US1264081035    Primary SEDOL 2160753

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donna M. Alvarado   Mgmt   For   For
Elect Director John B. Breaux   Mgmt   For   For
Elect Director Pamela L. Carter   Mgmt   For   For
Elect Director Steven T. Halverson   Mgmt   For   For
Elect Director Edward J. Kelly, III   Mgmt   For   For
Elect Director Gilbert H. Lamphere   Mgmt   For   For
Elect Director John D. McPherson   Mgmt   For   For
Elect Director Timothy T. O’Toole   Mgmt   For   For
Elect Director David M. Ratcliffe   Mgmt   For   For
Elect Director Donald J. Shepard   Mgmt   For   For
Elect Director Michael J. Ward   Mgmt   For   For
Elect Director J.C. Watts, Jr.   Mgmt   For   For
Elect Director J. Steven Whisler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For

Dominion Resources, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    25746U109
Record Date    03/21/2014    Meeting Type    Annual    Ticker    D

 

Shares Voted 898    Primary CUSIP 25746U109    Primary ISIN US25746U1097    Primary SEDOL 2542049

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Barr   Mgmt   For   For
Elect Director Peter W. Brown   Mgmt   For   For
Elect Director Helen E. Dragas   Mgmt   For   For
Elect Director James O. Ellis, Jr.   Mgmt   For   For
Elect Director Thomas F. Farrell, II   Mgmt   For   Against
Elect Director John W. Harris   Mgmt   For   For
Elect Director Mark J. Kington   Mgmt   For   For
Elect Director Pamela J. Royal   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Michael E. Szymanczyk   Mgmt   For   For
Elect Director David A. Wollard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Report on Financial and Physical Risks of Climate Change   SH   Against   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   Against
Report on Environmental Impacts of Biomass and Assess Risks   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

General Dynamics Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    369550108
Record Date    03/06/2014    Meeting Type    Annual    Ticker    GD

 

Shares Voted 543    Primary CUSIP 369550108    Primary ISIN US3695501086    Primary SEDOL 2365161

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Nicholas D. Chabraja   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director William P. Fricks   Mgmt   For   For
Elect Director Paul G. Kaminski   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Lester L. Lyles   Mgmt   For   For

Elect Director James N. Mattis   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Laura J. Schumacher   Mgmt   For   For
Elect Director Robert Walmsley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against

Gilead Sciences, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    375558103
Record Date    03/12/2014    Meeting Type    Annual    Ticker    GILD

 

Shares Voted 2,109    Primary CUSIP 375558103    Primary ISIN US3755581036    Primary SEDOL 2369174

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Cogan   Mgmt   For   For
Elect Director Etienne F. Davignon   Mgmt   For   Against
Elect Director Carla A. Hills   Mgmt   For   Against
Elect Director Kevin E. Lofton   Mgmt   For   For
Elect Director John W. Madigan   Mgmt   For   For
Elect Director John C. Martin   Mgmt   For   For
Elect Director Nicholas G. Moore   Mgmt   For   For
Elect Director Richard J. Whitley   Mgmt   For   Against
Elect Director Gayle E. Wilson   Mgmt   For   Against
Elect Director Per Wold-Olsen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   For
Link CEO Compensation to Patient Access to the Company’s Medicine   SH   Against   Against

GlaxoSmithKline plc

 

Meeting Date    05/07/2014    Country    United Kingdom    Provider Security ID    G3910J112
Record Date    05/02/2014    Meeting Type    Annual    Ticker    GSK

 

Shares Voted 5,856    Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For
Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Simon Dingemans as Director   Mgmt   For   For
Re-elect Lynn Elsenhans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For
Re-elect Sir Deryck Maughan as Director   Mgmt   For   For
Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Jing Ulrich as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Glimcher Realty Trust

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    379302102
Record Date    03/14/2014    Meeting Type    Annual    Ticker    GRT

 

Shares Voted 1,500    Primary CUSIP 379302102    Primary ISIN US3793021029    Primary SEDOL 2371696

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael P. Glimcher   Mgmt   For   For
Elect Director Yvette McGee Brown   Mgmt   For   For
Elect Director Nancy J. Kramer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hanger, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    41043F208
Record Date    03/10/2014    Meeting Type    Annual    Ticker    HGR

 

Shares Voted 228    Primary CUSIP 41043F208    Primary ISIN US41043F2083    Primary SEDOL 2796653

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vinit K. Asar   Mgmt   For   For
Elect Director Christopher B. Begley   Mgmt   For   For
Elect Director Thomas P. Cooper   Mgmt   For   For
Elect Director Cynthia L. Feldmann   Mgmt   For   For
Elect Director Eric A. Green   Mgmt   For   For
Elect Director Stephen E. Hare   Mgmt   For   For
Elect Director Richard R. Pettingill   Mgmt   For   For
Elect Director Patricia B. Shrader   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Kite Realty Group Trust

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    49803T102
Record Date    03/18/2014    Meeting Type    Annual    Ticker    KRG

 

Shares Voted 4,500    Primary CUSIP 49803T102    Primary ISIN US49803T1025    Primary SEDOL B02H893

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Kite   Mgmt   For   For
Elect Director William E. Bindley   Mgmt   For   For
Elect Director Victor J. Coleman   Mgmt   For   For
Elect Director Richard A. Cosier   Mgmt   For   For
Elect Director Christie B. Kelly   Mgmt   For   For
Elect Director Gerald L. Moss   Mgmt   For   For

Elect Director David R. O’Reilly   Mgmt   For   For
Elect Director Barton R. Peterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

L Air Liquide

 

Meeting Date    05/07/2014    Country    France    Provider Security ID    F01764103
Record Date    04/30/2014    Meeting Type    Annual/Special    Ticker    AI

 

Shares Voted 376    Primary CUSIP F01764103    Primary ISIN FR0000120073    Primary SEDOL B1YXBJ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.55 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Benoit Potier as Director   Mgmt   For   Against
Reelect Paul Skinner as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   For
Elect Sin Leng Low as Director   Mgmt   For   For
Elect Annette Winkler as Director   Mgmt   For   For
Approve Agreement with Benoit Potier   Mgmt   For   Against
Approve Agreement with Pierre Dufour   Mgmt   For   Against
Advisory Vote on Compensation of Benoit Potier   Mgmt   For   For
Advisory Vote on Compensation of Pierre Dufour   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Amend Article 11 of Bylaws Re: Employee Shareholder Representatives   Mgmt   For   For
Amend Article 13 of Bylaws Re: Lead Director   Mgmt   For   For
Amend Article 21 of Bylaws Re: Allocation of Income   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

LaSalle Hotel Properties

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    517942108
Record Date    02/20/2014    Meeting Type    Annual    Ticker    LHO

 

Shares Voted 1,000    Primary CUSIP 517942108    Primary ISIN US5179421087    Primary SEDOL 2240161

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael D. Barnello   Mgmt   For   For
Elect Director Donald A. Washburn   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Materion Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    576690101
Record Date    03/10/2014    Meeting Type    Annual    Ticker    MTRN

 

Shares Voted 900    Primary CUSIP 576690101    Primary ISIN US5766901012    Primary SEDOL 2149622

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward F. Crawford   Mgmt   For   For
Elect Director Joseph P. Keithley   Mgmt   For   For
Elect Director N. Mohan Reddy   Mgmt   For   For
Elect Director Craig S. Shular   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Opt Out of State’s Control Share Acquisition Law   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For

Piper Jaffray Companies

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    724078100
Record Date    03/12/2014    Meeting Type    Annual    Ticker    PJC

 

Shares Voted 900    Primary CUSIP 724078100    Primary ISIN US7240781002    Primary SEDOL 2227089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew S. Duff   Mgmt   For   For
Elect Director William R. Fitzgerald   Mgmt   For   For
Elect Director B. Kristine Johnson   Mgmt   For   For
Elect Director Addison L. Piper   Mgmt   For   For
Elect Director Lisa K. Polsky   Mgmt   For   For
Elect Director Philip E. Soran   Mgmt   For   For
Elect Director Scott C. Taylor   Mgmt   For   For
Elect Director Michele Volpi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date    05/07/2014    Country    United Kingdom    Provider Security ID    G74079107
Record Date    05/02/2014    Meeting Type    Annual    Ticker    RB.

 

Shares Voted 813    Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Final Dividend   Mgmt   For   For
Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Adrian Hennah as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For
Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For
Elect Nicandro Durante as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Sandy Spring Bancorp, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    800363103
Record Date    03/19/2014    Meeting Type    Annual    Ticker    SASR

 

Shares Voted 1,100    Primary CUSIP 800363103    Primary ISIN US8003631038    Primary SEDOL 2148254

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark E. Friis   Mgmt   For   For
Elect Director Craig A. Ruppert   Mgmt   For   For
Elect Director Pamela A. Little   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Six Flags Entertainment Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    83001A102
Record Date    03/13/2014    Meeting Type    Annual    Ticker    SIX

 

Shares Voted 928    Primary CUSIP 83001A102    Primary ISIN US83001A1025    Primary SEDOL B43VKB8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kurt M. Cellar   Mgmt   For   For
Elect Director Charles A. Koppelman   Mgmt   For   For
Elect Director Jon L. Luther   Mgmt   For   For
Elect Director Usman Nabi   Mgmt   For   For
Elect Director Stephen D. Owens   Mgmt   For   For
Elect Director James Reid-Anderson   Mgmt   For   For
Elect Director Richard W. Roedel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Adidas AG

 

Meeting Date    05/08/2014    Country    Germany    Provider Security ID    D0066B185
Record Date    Meeting Type    Annual    Ticker    ADS

 

Shares Voted 253    Primary CUSIP D0066B102    Primary ISIN DE000A1EWWW0    Primary SEDOL 4031976

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Reelect Stefan Jentzsch to the Supervisory Board   Mgmt   For   For
Reelect Herbert Kauffmann to the Supervisory Board   Mgmt   For   For
Reelect Igor Landau to the Supervisory Board   Mgmt   For   For
Reelect Willi Schwerdtle to the Supervisory Board   Mgmt   For   For
Elect Katja Kraus to the Supervisory Board   Mgmt   For   For
Elect Kathrin Menges to the Supervisory Board   Mgmt   For   For
Ammend Articles Re: Compensation of Supervisory Board Members   Mgmt   For   For
Approve Issuance of Warrants/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Ratify KMPG as Auditors for Fiscal 2014   Mgmt   For   For
Ratify KMPG as Auditors for the 2014 Half Year Report   Mgmt   For   For

Alaska Air Group, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    011659109
Record Date    03/18/2014    Meeting Type    Annual    Ticker    ALK

 

Shares Voted 600    Primary CUSIP 011659109    Primary ISIN US0116591092    Primary SEDOL 2012605

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Patricia M. Bedient   Mgmt   For   For
Elect Director Marion C. Blakey   Mgmt   For   For
Elect Director Phyllis J. Campbell   Mgmt   For   For
Elect Director Jessie J. Knight, Jr.   Mgmt   For   For
Elect Director Dennis F. Madsen   Mgmt   For   For
Elect Director Byron I. Mallott   Mgmt   For   For
Elect Director Helvi K. Sandvik   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Bradley D. Tilden   Mgmt   For   For
Elect Director Eric K. Yeaman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjust Par Value of Common Stock   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

CVS Caremark Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    126650100
Record Date    03/13/2014    Meeting Type    Annual    Ticker    CVS

 

Shares Voted 1,874    Primary CUSIP 126650100    Primary ISIN US1266501006    Primary SEDOL 2577609

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. David Brown, II   Mgmt   For   Against
Elect Director Nancy-Ann M. DeParle   Mgmt   For   For
Elect Director David W. Dorman   Mgmt   For   Against
Elect Director Anne M. Finucane   Mgmt   For   Against
Elect Director Larry J. Merlo   Mgmt   For   For
Elect Director Jean-Pierre Millon   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   Against
Elect Director Tony L. White   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Eni S.p.A.

 

Meeting Date    05/08/2014    Country    Italy    Provider Security ID    T3643A145
Record Date    04/28/2014    Meeting Type    Annual/Special    Ticker    ENI

 

Shares Voted 3,030    Primary CUSIP T3643A145    Primary ISIN IT0003132476    Primary SEDOL 7145056

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Extraordinary Business   Mgmt    
Shareholder Proposal Submitted by the Italian Treasury and Cassa Depositi e Prestiti   Mgmt    
Amend Articles Re: Director Honorability Requirements   SH   None   Against
Management Proposals   Mgmt    
Amend Company Bylaws Re: Shareholder Meetings   Mgmt   For   For
Ordinary Business   Mgmt    
Management Proposals   Mgmt    
Fix Number of Directors   Mgmt   For   For
Fix Board Terms for Directors   Mgmt   For   For
Appoint Directors (Slate Election)—Choose One of the Following Slates   Mgmt    
Slate Submitted by the Italian Treasury   SH   None   Do Not Vote

Slate Submitted by Institutional Investors   SH   None   For
Elect Board Chair   Mgmt   None   For
Approve Remuneration of Directors   Mgmt   For   Against
Approve Remuneration of Executive Directors   Mgmt   None   For
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate Submitted by the Italian Treasury   SH   None   Against
Slate Submitted by Institutional Investors   SH   None   For
Appoint Chair of the Board of Statutory Auditors   SH   None   For
Approve Internal Auditors’ Remuneration   Mgmt   For   For
Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni’s Financial Control   Mgmt   For   For
Approve Long-Term Monetary Incentive Plan 2014-2016   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

FEI Company

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    30241L109
Record Date    03/03/2014    Meeting Type    Annual    Ticker    FEIC

 

Shares Voted 328    Primary CUSIP 30241L109    Primary ISIN US30241L1098    Primary SEDOL 2355764

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Homa Bahrami   Mgmt   For   For
Elect Director Arie Huijser   Mgmt   For   For
Elect Director Don R. Kania   Mgmt   For   For
Elect Director Thomas F. Kelly   Mgmt   For   For
Elect Director Jan C. Lobbezoo   Mgmt   For   For
Elect Director Jami K. Nachtsheim   Mgmt   For   For
Elect Director Gerhard H. Parker   Mgmt   For   For
Elect Director James T. Richardson   Mgmt   For   For
Elect Director Richard H. Wills   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ford Motor Company

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    345370860
Record Date    03/12/2014    Meeting Type    Annual    Ticker    F

 

Shares Voted 5,907    Primary CUSIP 345370860    Primary ISIN US3453708600    Primary SEDOL 2615468

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen G. Butler   Mgmt   For   For
Elect Director Kimberly A. Casiano   Mgmt   For   For
Elect Director Anthony F. Earley, Jr.   Mgmt   For   Against
Elect Director Edsel B. Ford, II   Mgmt   For   For
Elect Director William Clay Ford, Jr.   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director James P. Hackett   Mgmt   For   For
Elect Director James H. Hance, Jr.   Mgmt   For   For
Elect Director William W. Helman, IV   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   Against
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Ellen R. Marram   Mgmt   For   Against
Elect Director Alan Mulally   Mgmt   For   For
Elect Director Homer A. Neal   Mgmt   For   For
Elect Director Gerald L. Shaheen   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

Hexcel Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    428291108
Record Date    03/13/2014    Meeting Type    Annual    Ticker    HXL

 

Shares Voted 1,028    Primary CUSIP 428291108    Primary ISIN US4282911084    Primary SEDOL 2416779

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nick L. Stanage   Mgmt   For   For
Elect Director Joel S. Beckman   Mgmt   For   For
Elect Director Lynn Brubaker   Mgmt   For   For
Elect Director Jeffrey C. Campbell   Mgmt   For   For
Elect Director Sandra L. Derickson   Mgmt   For   For

Elect Director W. Kim Foster   Mgmt   For   For
Elect Director Thomas A. Gendron   Mgmt   For   For
Elect Director Jeffrey A. Graves   Mgmt   For   For
Elect Director David C. Hill   Mgmt   For   For
Elect Director David L. Pugh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Norfolk Southern Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    655844108
Record Date    02/27/2014    Meeting Type    Annual    Ticker    NSC

 

Shares Voted 489    Primary CUSIP 655844108    Primary ISIN US6558441084    Primary SEDOL 2641894

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas D. Bell, Jr.   Mgmt   For   For
Elect Director Erskine B. Bowles   Mgmt   For   For
Elect Director Robert A. Bradway   Mgmt   For   For
Elect Director Wesley G. Bush   Mgmt   For   For
Elect Director Daniel A. Carp   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Steven F. Leer   Mgmt   For   For
Elect Director Michael D. Lockhart   Mgmt   For   For
Elect Director Amy E. Miles   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Martin H. Nesbitt   Mgmt   For   For
Elect Director James A. Squires   Mgmt   For   For
Elect Director John R. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Pharmacyclics, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    716933106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    PCYC

 

Shares Voted 600    Primary CUSIP 716933106    Primary ISIN US7169331060    Primary SEDOL 2689690

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For
Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    78377T107
Record Date    03/19/2014    Meeting Type    Annual    Ticker    RHP

 

Shares Voted 481    Primary CUSIP 78377T107    Primary ISIN US78377T1079    Primary SEDOL B8QV5C9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Bender   Mgmt   For   For
Elect Director E. K. Gaylord, II   Mgmt   For   For
Elect Director D. Ralph Horn   Mgmt   For   For
Elect Director Ellen Levine   Mgmt   For   For
Elect Director Robert S. Prather, Jr.   Mgmt   For   For
Elect Director Colin V. Reed   Mgmt   For   For
Elect Director Michael D. Rose   Mgmt   For   For
Elect Director Michael I. Roth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Standard Chartered plc

 

Meeting Date    05/08/2014    Country    United Kingdom    Provider Security ID    G84228157
Record Date    05/06/2014    Meeting Type    Annual    Ticker    STAN

 

Shares Voted 2,863    Primary CUSIP G84228157    Primary ISIN GB0004082847    Primary SEDOL 0408284

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   For
Elect Dr Kurt Campbell as Director   Mgmt   For   For

Elect Christine Hodgson as Director   Mgmt   For   For
Elect Naguib Kheraj as Director   Mgmt   For   For
Re-elect Om Bhatt as Director   Mgmt   For   For
Re-elect Jaspal Bindra as Director   Mgmt   For   For
Re-elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For
Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Dr Lars Thunell as Director   Mgmt   For   For
Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   For   For
Approve Scrip Dividend Program   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For

United Parcel Service, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    911312106
Record Date    03/10/2014    Meeting Type    Annual    Ticker    UPS

 

Shares Voted 1,536    Primary CUSIP 911312106    Primary ISIN US9113121068    Primary SEDOL 2517382

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   For
Elect Director Rodney C. Adkins   Mgmt   For   For
Elect Director Michael J. Burns   Mgmt   For   For
Elect Director D. Scott Davis   Mgmt   For   For
Elect Director Stuart E. Eizenstat   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director William R. Johnson   Mgmt   For   For
Elect Director Candace Kendle   Mgmt   For   For
Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Rudy H.P. Markham   Mgmt   For   For
Elect Director Clark T. “Sandy” Randt, Jr.   Mgmt   For   For
Elect Director Carol B. Tome   Mgmt   For   For
Elect Director Kevin M. Warsh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

AIA Group Ltd.

 

Meeting Date    05/09/2014    Country    Hong Kong    Provider Security ID    Y002A1105
Record Date    05/02/2014    Meeting Type    Annual    Ticker    01299

 

Shares Voted 14,278    Primary CUSIP N/A    Primary ISIN HK0000069689    Primary SEDOL B4TX8S1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Mohamed Azman Yahya as Director   Mgmt   For   For
Elect Edmund Sze-Wing Tse as Director   Mgmt   For   For
Elect Jack Chak-Kwong So as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Barnes Group Inc.

 

Meeting Date    05/09/2014    Country    USA    Provider Security ID    067806109
Record Date    03/11/2014    Meeting Type    Annual    Ticker    B

 

Shares Voted 600    Primary CUSIP 067806109    Primary ISIN US0678061096    Primary SEDOL 2080732

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William S. Bristow, Jr.   Mgmt   For   Withhold
Elect Director Patrick J. Dempsey   Mgmt   For   Withhold
Elect Director Hassell H. McClellan   Mgmt   For   Withhold
Elect Director JoAnna Sohovich   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Equity One, Inc.

 

Meeting Date    05/09/2014    Country    USA    Provider Security ID    294752100
Record Date    03/05/2014    Meeting Type    Annual    Ticker    EQY

 

Shares Voted 1,200    Primary CUSIP 294752100    Primary ISIN US2947521009    Primary SEDOL 2246329

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cynthia R. Cohen   Mgmt   For   For
Elect Director Neil Flanzraich   Mgmt   For   For
Elect Director Jordan Heller   Mgmt   For   For
Elect Director Chaim Katzman   Mgmt   For   For
Elect Director Peter Linneman   Mgmt   For   For
Elect Director Galia Maor   Mgmt   For   For
Elect Director Jeffrey S. Olson   Mgmt   For   For
Elect Director Dori Segal   Mgmt   For   For
Elect Director David Fischel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

American Express Company

 

Meeting Date    05/12/2014    Country    USA    Provider Security ID    025816109
Record Date    03/14/2014    Meeting Type    Annual    Ticker    AXP

 

Shares Voted 1,845    Primary CUSIP 025816109    Primary ISIN US0258161092    Primary SEDOL 2026082

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Peter Chernin   Mgmt   For   For
Elect Director Anne Lauvergeon   Mgmt   For   For
Elect Director Theodore J. Leonsis   Mgmt   For   For
Elect Director Richard C. Levin   Mgmt   For   For
Elect Director Richard A. McGinn   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Daniel L. Vasella   Mgmt   For   For
Elect Director Robert D. Walter   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Prepare Employment Diversity Report   SH   Against   For
Report on Board Oversight of Privacy and Data Security and Requests for Customer Information   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date    05/12/2014    Country    USA    Provider Security ID    026874784
Record Date    03/17/2014    Meeting Type    Annual    Ticker    AIG

 

Shares Voted 2,294    Primary CUSIP 026874784    Primary ISIN US0268747849    Primary SEDOL 2027342

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Benmosche   Mgmt   For   For
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Peter R. Fisher   Mgmt   For   For
Elect Director John H. Fitzpatrick   Mgmt   For   For
Elect Director William G. Jurgensen   Mgmt   For   For
Elect Director Christopher S. Lynch   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director George L. Miles, Jr.   Mgmt   For   For
Elect Director Henry S. Miller   Mgmt   For   For
Elect Director Robert S. Miller   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For

Elect Director Ronald A. Rittenmeyer   Mgmt   For   For
Elect Director Douglas M. Steenland   Mgmt   For   For
Elect Director Theresa M. Stone   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes   Mgmt   For   For
Amend Tax Asset Protection Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Centrica plc

 

Meeting Date    05/12/2014    Country    United Kingdom    Provider Security ID    G2018Z143
Record Date    05/08/2014    Meeting Type    Annual    Ticker    CNA

 

Shares Voted 6,075    Primary CUSIP G2018Z143    Primary ISIN GB00B033F229    Primary SEDOL B033F22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Rick Haythornthwaite as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For
Re-elect Mark Hanafin as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Elect Mike Linn as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For
Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Paul Rayner as Director   Mgmt   For   For
Re-elect Chris Weston as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ING Groep NV

 

Meeting Date    05/12/2014    Country    Netherlands    Provider Security ID    N4578E413
Record Date    04/14/2014    Meeting Type    Annual    Ticker    INGA

 

Shares Voted 4,545    Primary CUSIP N4578E413    Primary ISIN NL0000303600    Primary SEDOL 7154182

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Announcements   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Discuss Remuneration Report   Mgmt    
Approve Amendments to Remuneration Policy for Management Board Members   Mgmt   For   For
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share   Mgmt   For   For
Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders   Mgmt   For   For
Amend Articles Re: Representation of the Board   Mgmt   For   For
Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect Eric Boyer de la Giroday to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Other Business (Non-Voting) and Closing   Mgmt    

Coca-Cola Bottling Co. Consolidated

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    191098102
Record Date    03/17/2014    Meeting Type    Annual    Ticker    COKE

 

Shares Voted 400    Primary CUSIP 191098102    Primary ISIN US1910981026    Primary SEDOL 2206721

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Frank Harrison, III   Mgmt   For   Withhold
Elect Director H.W. McKay Belk   Mgmt   For   Withhold
Elect Director Alexander B. Cummings, Jr.   Mgmt   For   Withhold
Elect Director Sharon A. Decker   Mgmt   For   For
Elect Director William B. Elmore   Mgmt   For   Withhold
Elect Director Morgan H. Everett   Mgmt   For   Withhold
Elect Director Deborah H. Everhart   Mgmt   For   Withhold
Elect Director Henry W. Flint   Mgmt   For   Withhold
Elect Director William H. Jones   Mgmt   For   For
Elect Director James H. Morgan   Mgmt   For   Withhold
Elect Director John W. Murrey, III   Mgmt   For   For
Elect Director Dennis A. Wicker   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   Against

First American Financial Corporation

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    31847R102
Record Date    03/19/2014    Meeting Type    Annual    Ticker    FAF

 

Shares Voted 1,100    Primary CUSIP 31847R102    Primary ISIN US31847R1023    Primary SEDOL B4NFPK4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Doti   Mgmt   For   For
Elect Director Michael D. McKee   Mgmt   For   For
Elect Director Thomas V. McKernan   Mgmt   For   For
Elect Director Virginia M. Ueberroth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Healthcare Realty Trust Incorporated

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    421946104
Record Date    03/13/2014    Meeting Type    Annual    Ticker    HR

 

Shares Voted 1,000    Primary CUSIP 421946104    Primary ISIN US4219461047    Primary SEDOL 2417921

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David R. Emery   Mgmt   For   For
Elect Director Batey M. Gresham, Jr.   Mgmt   For   For
Elect Director Dan S. Wilford   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Impax Laboratories, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    45256B101
Record Date    04/04/2014    Meeting Type    Annual    Ticker    IPXL

 

Shares Voted 800    Primary CUSIP 45256B101    Primary ISIN US45256B1017    Primary SEDOL 2373722

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie Z. Benet   Mgmt   For   For
Elect Director Robert L. Burr   Mgmt   For   For
Elect Director Allen Chao   Mgmt   For   For
Elect Director Nigel Ten Fleming   Mgmt   For   For
Elect Director Larry Hsu   Mgmt   For   For
Elect Director Michael Markbreiter   Mgmt   For   For
Elect Director Mary K. Pendergast   Mgmt   For   For
Elect Director Peter R. Terreri   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Volkswagen AG (VW)

 

Meeting Date    05/13/2014    Country    Germany    Provider Security ID    D94523103
Record Date    04/21/2014    Meeting Type    Special    Ticker    VOW3

 

Shares Voted 165    Primary CUSIP D94523145    Primary ISIN DE0007664039    Primary SEDOL 5497168

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Meeting for Preferred Shareholders   Mgmt    
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 119 Million Pool of Preferred Shares to Guarantee Conversion Rights   Mgmt   For   For

Waste Management, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    94106L109
Record Date    03/17/2014    Meeting Type    Annual    Ticker    WM

 

Shares Voted 3,208    Primary CUSIP 94106L109    Primary ISIN US94106L1098    Primary SEDOL 2937667

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bradbury H. Anderson   Mgmt   For   For
Elect Director Frank M. Clark, Jr.   Mgmt   For   For
Elect Director Patrick W. Gross   Mgmt   For   For
Elect Director Victoria M. Holt   Mgmt   For   For
Elect Director John C. Pope   Mgmt   For   For
Elect Director W. Robert Reum   Mgmt   For   For
Elect Director David P. Steiner   Mgmt   For   For

Elect Director Thomas H. Weidemeyer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Wright Medical Group, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    98235T107
Record Date    03/18/2014    Meeting Type    Annual    Ticker    WMGI

 

Shares Voted 400    Primary CUSIP 98235T107    Primary ISIN US98235T1079    Primary SEDOL 2771252

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gary D. Blackford   Mgmt   For   For
Elect Director Martin J. Emerson   Mgmt   For   For
Elect Director Lawrence W. Hamilton   Mgmt   For   For
Elect Director Ronald K. Labrum   Mgmt   For   For
Elect Director John L. Miclot   Mgmt   For   For
Elect Director Robert J. Palmisano   Mgmt   For   For
Elect Director Amy S. Paul   Mgmt   For   For
Elect Director Robert J. Quillinan   Mgmt   For   For
Elect Director David D. Stevens   Mgmt   For   For
Elect Director Douglas G. Watson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ADTRAN, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    00738A106
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ADTN

 

Shares Voted 600    Primary CUSIP 00738A106    Primary ISIN US00738A1060    Primary SEDOL 2052924

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas R. Stanton   Mgmt   For   For
Elect Director H. Fenwick Huss   Mgmt   For   For
Elect Director William L. Marks   Mgmt   For   For
Elect Director James E. Matthews   Mgmt   For   For
Elect Director Balan Nair   Mgmt   For   For
Elect Director Roy J. Nichols   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ARRIS Group, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    04270V106
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ARRS

 

Shares Voted 1,314    Primary CUSIP 04270V106    Primary ISIN US04270V1061    Primary SEDOL B9SMM04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alex B. Best   Mgmt   For   For
Elect Director Harry L. Bosco   Mgmt   For   For
Elect Director James A. Chiddix   Mgmt   For   For
Elect Director Andrew T. Heller   Mgmt   For   For
Elect Director Matthew B. Kearney   Mgmt   For   For
Elect Director Robert J. Stanzione   Mgmt   For   For
Elect Director Doreen A. Toben   Mgmt   For   For
Elect Director Debora J. Wilson   Mgmt   For   For
Elect Director David A. Woodle   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

BNP Paribas SA

 

Meeting Date    05/14/2014    Country    France    Provider Security ID    F1058Q238
Record Date    05/08/2014    Meeting Type    Annual/Special    Ticker    BNP

 

Shares Voted 1,197    Primary CUSIP F1058Q238    Primary ISIN FR0000131104    Primary SEDOL 7309681

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Jean-Francois Lepetit as Director   Mgmt   For   For
Reelect Baudouin Prot as Director   Mgmt   For   Against
Reelect Fields Wicker-Miurin as Director   Mgmt   For   For
Ratify Appointment and Reelect Monique Cohen as Director   Mgmt   For   For
Elect Daniela Schwarzer as Director   Mgmt   For   For
Advisory Vote on Compensation of Baudouin Prot, Chairman   Mgmt   For   For
Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO   Mgmt   For   For

Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs   Mgmt   For   For
Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Executives and Risk Takers   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million   Mgmt   For   For
Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Google Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    38259P706
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GOOG

 

Shares Voted 531    Primary CUSIP 38259P706    Primary ISIN US38259P7069    Primary SEDOL BKM4JZ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Larry Page   Mgmt   For   For
Elect Director Sergey Brin   Mgmt   For   For
Elect Director Eric E. Schmidt   Mgmt   For   For
Elect Director L. John Doerr   Mgmt   For   For
Elect Director Diane B. Greene   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Ann Mather   Mgmt   For   For
Elect Director Paul S. Otellini   Mgmt   For   For
Elect Director K. Ram Shriram   Mgmt   For   For
Elect Director Shirley M. Tilghman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Adopt Policy and Report on Impact of Tax Strategy   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Harte-Hanks, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    416196103
Record Date    03/20/2014    Meeting Type    Annual    Ticker    HHS

 

Shares Voted 2,700    Primary CUSIP 416196103    Primary ISIN US4161961036    Primary SEDOL 2410812

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Judy C. Odom   Mgmt   For   Withhold
Elect Director Robert A. Philpott   Mgmt   For   For
Elect Director Karen A. Puckett   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

NuVasive, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    670704105
Record Date    03/18/2014    Meeting Type    Annual    Ticker    NUVA

 

Shares Voted 500    Primary CUSIP 670704105    Primary ISIN US6707041058    Primary SEDOL B00GJC2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory T. Lucier   Mgmt   For   For
Elect Director Leslie V. Norwalk   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Ocwen Financial Corporation

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    675746309
Record Date    03/26/2014    Meeting Type    Annual    Ticker    OCN

 

Shares Voted 1,285    Primary CUSIP 675746309    Primary ISIN US6757463095    Primary SEDOL B14PL71

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Erbey   Mgmt   For   For
Elect Director Ronald M. Faris   Mgmt   For   For
Elect Director Ronald J. Korn   Mgmt   For   For
Elect Director William H. Lacy   Mgmt   For   For

Elect Director Wilbur L. Ross, Jr.   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director Barry N. Wish   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Statoil ASA

 

Meeting Date    05/14/2014    Country    Norway    Provider Security ID    R8413J103
Record Date    Meeting Type    Annual    Ticker    STL

 

Shares Voted 1,307    Primary CUSIP R4446E112    Primary ISIN NO0010096985    Primary SEDOL 7133608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Approve Notice of Meeting and Agenda   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share   Mgmt   For   For
Shareholder Proposals   Mgmt    
Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against
Management Proposals   Mgmt    
Approve Company’s Corporate Governance Statement   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Reelect Olaug Svarva as Member of Corporate Assembly   Mgmt   For   For
Reelect Idar Kreutzer as Member of Corporate Assembly   Mgmt   For   For
Reelect Karin Aslaksen as Member of Corporate Assembly   Mgmt   For   For
Reelect Greger Mannsverk as Member of Corporate Assembly   Mgmt   For   For
Reelect Steinar Olsen as Member of Corporate Assembly   Mgmt   For   For
Reelect Ingvald Strommen as Member of Corporate Assembly   Mgmt   For   For
Reelect Rune Bjerke as Member of Corporate Assembly   Mgmt   For   For
Reelect Siri Kalvig as Member of Corporate Assembly   Mgmt   For   For
Reelect Barbro Haetta as Member of Corporate Assembly   Mgmt   For   For
Elect Terje Venold as Member of Corporate Assembly   Mgmt   For   For

Elect Tone Lunde Bakker as Member of Corporate Assembly   Mgmt   For   For
Elect Kjersti Kleven as Member of Corporate Assembly   Mgmt   For   For
Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly   Mgmt   For   For
Reelect Bassim Haj as Deputy Member of Corporate Assembly   Mgmt   For   For
Elect Nina Kivijervi as Deputy Member of Corporate Assembly   Mgmt   For   For
Elect Birgitte Vartdal as Deputy Members of Corporate Assembly   Mgmt   For   For
Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members   Mgmt   For   For
Reelect Olaug Svarva as Member and Chairman of Nominating Committee   Mgmt   For   For
Reelect Tom Rathe as Member of Nominating Committee   Mgmt   For   For
Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy   Mgmt   For   For
Elect Tone Bakker as New Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members   Mgmt   For   For
Approve Quaterly Dividend Payment   Mgmt   For   For
Approve Equity Plan Financing   Mgmt   For   Against
Authorize Share Repurchase Program and Cancellation of Repurchased Shares   Mgmt   For   For
Shareholder Proposal   Mgmt    
Terminate Engagement in Angola and Azerbaijan   SH   Against   Against

Unilever NV

 

Meeting Date    05/14/2014    Country    Netherlands    Provider Security ID    N8981F271
Record Date    04/16/2014    Meeting Type    Annual    Ticker    UNA

 

Shares Voted 1,945    Primary CUSIP N8981F271    Primary ISIN NL0000009355    Primary SEDOL B12T3J1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    
Approve Remuneration Policy   Mgmt   For   For
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For
Reelect P.G.J.M. Polman as an Executive Director   Mgmt   For   For
Relect R.J-M.S. Huet as an Executive Director   Mgmt   For   For
Reelect L.M. Cha as a Non-Executive Director   Mgmt   For   For
Reelect L.O. Fresco as a Non-Executive Director   Mgmt   For   For

Reelect A.M. Fudge as a Non-Executive Director   Mgmt   For   For
Reelect B.E. Grote as a Non-Executive Director   Mgmt   For   For
Reelect M.Ma as a Non-Executive Director   Mgmt   For   For
Reelect H. Nyasulu as a Non-Executive Director   Mgmt   For   For
Reelect M. Rifkind as a Non-Executive Director   Mgmt   For   For
Reelect J. Rishton as a Non-Executive Director   Mgmt   For   For
Reelect K.J. Storm as a Non-Executive Director   Mgmt   For   For
Reelect M. Treschow as a Non-Executive Director   Mgmt   For   For
Reelect P.S. Walsh as a Non-Executive Director   Mgmt   For   For
Elect F Sijbesma as a Non-Executive Director   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date    05/14/2014    Country    United Kingdom    Provider Security ID    G92087165
Record Date    05/12/2014    Meeting Type    Annual    Ticker    ULVR

 

Shares Voted 1,536    Primary CUSIP G92087165    Primary ISIN GB00B10RZP78    Primary SEDOL B10RZP7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For
Re-elect Dr Byron Grote as Director   Mgmt   For   For
Re-elect Mary Ma as Director   Mgmt   For   For
Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For
Re-elect Michael Treschow as Director   Mgmt   For   For

Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Feike Sijbesma as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

United Community Banks, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    90984P303
Record Date    03/15/2014    Meeting Type    Annual    Ticker    UCBI

 

Shares Voted 1,900    Primary CUSIP 90984P303    Primary ISIN US90984P3038    Primary SEDOL 2862156

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. C. Nelson, Jr.   Mgmt   For   For
Elect Director Jimmy C. Tallent   Mgmt   For   For
Elect Director Robert H. Blalock   Mgmt   For   For
Elect Director Clifford V. Brokaw   Mgmt   For   For
Elect Director L. Cathy Cox   Mgmt   For   For
Elect Director Steven J. Goldstein   Mgmt   For   For
Elect Director Thomas A. Richlovsky   Mgmt   For   For
Elect Director Tim R. Wallis   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Watts Water Technologies, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    942749102
Record Date    03/21/2014    Meeting Type    Annual    Ticker    WTS

 

Shares Voted 300    Primary CUSIP 942749102    Primary ISIN US9427491025    Primary SEDOL 2943620

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Ayers   Mgmt   For   For
Elect Director Bernard Baert   Mgmt   For   For
Elect Director Kennett F. Burnes   Mgmt   For   For
Elect Director Richard J. Cathcart   Mgmt   For   For
Elect Director W. Craig Kissel   Mgmt   For   For
Elect Director John K. McGillicuddy   Mgmt   For   For

Elect Director Joseph T. Noonan   Mgmt   For   For
Elect Director Merilee Raines   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Align Technology, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    016255101
Record Date    03/20/2014    Meeting Type    Annual    Ticker    ALGN

 

Shares Voted 743    Primary CUSIP 016255101    Primary ISIN US0162551016    Primary SEDOL 2679204

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph Lacob   Mgmt   For   For
Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For
Elect Director George J. Morrow   Mgmt   For   For
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Thomas M. Prescott   Mgmt   For   For
Elect Director Andrea L. Saia   Mgmt   For   For
Elect Director Greg J. Santora   Mgmt   For   For
Elect Director Warren S. Thaler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amgen Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    031162100
Record Date    03/17/2014    Meeting Type    Annual    Ticker    AMGN

 

Shares Voted 1,058    Primary CUSIP 031162100    Primary ISIN US0311621009    Primary SEDOL 2023607

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Baltimore   Mgmt   For   Against
Elect Director Frank J. Biondi, Jr.   Mgmt   For   For
Elect Director Robert A. Bradway   Mgmt   For   For
Elect Director Francois de Carbonnel   Mgmt   For   Against
Elect Director Vance D. Coffman   Mgmt   For   Against
Elect Director Robert A. Eckert   Mgmt   For   For
Elect Director Greg C. Garland   Mgmt   For   For
Elect Director Rebecca M. Henderson   Mgmt   For   Against
Elect Director Frank C. Herringer   Mgmt   For   Against
Elect Director Tyler Jacks   Mgmt   For   Against

Elect Director Judith C. Pelham   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Vote Counting to Exclude Abstentions   SH   Against   Against

Apache Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    037411105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    APA

 

Shares Voted 648    Primary CUSIP 037411105    Primary ISIN US0374111054    Primary SEDOL 2043962

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Steven Farris   Mgmt   For   For
Elect Director A.D. Frazier, Jr.   Mgmt   For   For
Elect Director Amy H. Nelson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

BG Group plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G1245Z108
Record Date    05/13/2014    Meeting Type    Annual    Ticker    BG.

 

Shares Voted 4,050    Primary CUSIP G1245Z108    Primary ISIN GB0008762899    Primary SEDOL 0876289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Final Dividend   Mgmt   For   For
Elect Simon Lowth as Director   Mgmt   For   For
Elect Pam Daley as Director   Mgmt   For   For
Elect Martin Ferguson as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt    
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For
Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Lim Haw-Kuang as Director   Mgmt   For   For

Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Patrick Thomas as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

BMW Group Bayerische Motoren Werke AG

 

Meeting Date    05/15/2014    Country    Germany    Provider Security ID    D12096109
Record Date    04/23/2014    Meeting Type    Annual    Ticker    BMW

 

Shares Voted 393    Primary CUSIP D12096109    Primary ISIN DE0005190003    Primary SEDOL 5756029

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.62 per Preffered Share and 2.60 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Franz Haniel to the Supervisory Board   Mgmt   For   For
Elect Susanne Klatten to the Supervisory Board   Mgmt   For   For
Elect Robert Lane to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Stefan Quandt to the Supervisory Board   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For

Comfort Systems USA, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    199908104
Record Date    03/17/2014    Meeting Type    Annual    Ticker    FIX

 

Shares Voted 1,800    Primary CUSIP 199908104    Primary ISIN US1999081045    Primary SEDOL 2036047

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Darcy G. Anderson   Mgmt   For   For
Elect Director Herman E. Bulls   Mgmt   For   For
Elect Director Alfred J. Giardinelli, Jr.   Mgmt   For   For
Elect Director Alan P. Krusi   Mgmt   For   For
Elect Director Brian E. Lane   Mgmt   For   For
Elect Director Franklin Myers   Mgmt   For   For
Elect Director James H. Schultz   Mgmt   For   For
Elect Director Constance E. Skidmore   Mgmt   For   For
Elect Director Vance W. Tang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Computer Programs and Systems, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    205306103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    CPSI

 

Shares Voted 500    Primary CUSIP 205306103    Primary ISIN US2053061030    Primary SEDOL 2872122

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David A. Dye   Mgmt   For   For
Elect Director A. Robert Outlaw, Jr.   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend Restricted Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Credit Acceptance Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    225310101
Record Date    03/20/2014    Meeting Type    Annual    Ticker    CACC

 

Shares Voted 228    Primary CUSIP 225310101    Primary ISIN US2253101016    Primary SEDOL 2232050

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald A. Foss   Mgmt   For   For
Elect Director Glenda J. Flanagan   Mgmt   For   For
Elect Director Brett A. Roberts   Mgmt   For   For
Elect Director Thomas N. Tryforos   Mgmt   For   For
Elect Director Scott J. Vassalluzzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Telekom AG

 

Meeting Date    05/15/2014    Country    Germany    Provider Security ID    D2035M136
Record Date    Meeting Type    Annual    Ticker    DTE

 

Shares Voted 3,506    Primary CUSIP D2035M136    Primary ISIN DE0005557508    Primary SEDOL 5842359

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Johannes Geismann to the Supervisory Board   Mgmt   For   For
Elect Lars Hinrichs to the Supervisory Board   Mgmt   For   For
Elect Ulrich Schroeder to the Supervisory Board   Mgmt   For   For
Elect Karl-Heinz Streibich to the Supervisory Board   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For

EPR Properties

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    26884U109
Record Date    03/10/2014    Meeting Type    Annual    Ticker    EPR

 

Shares Voted 500    Primary CUSIP 26884U109    Primary ISIN US26884U1097    Primary SEDOL B8XXZP1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David M. Brain   Mgmt   For   For
Elect Director Robert J. Druten   Mgmt   For   For
Elect Director Robin P. Sterneck   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

KapStone Paper and Packaging Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    48562P103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    KS

 

Shares Voted 1,000    Primary CUSIP 48562P103    Primary ISIN US48562P1030    Primary SEDOL B0L2NP0

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John M. Chapman   Mgmt   For   For
Elect Director Ronald J. Gidwitz   Mgmt   For   For
Elect Director Matthew Kaplan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Lloyds Banking Group plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G5533W248
Record Date    05/13/2014    Meeting Type    Annual    Ticker    LLOY

 

Shares Voted 50,303    Primary CUSIP G5542W106    Primary ISIN GB0008706128    Primary SEDOL 0870612

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Juan Colombas as Director   Mgmt   For   For
Elect Dyfrig John as Director   Mgmt   For   For
Re-elect Lord Blackwell as Director   Mgmt   For   For
Re-elect George Culmer as Director   Mgmt   For   For
Re-elect Carolyn Fairbairn as Director   Mgmt   For   For
Re-elect Anita Frew as Director   Mgmt   For   For
Re-elect Antonio Horta-Osorio as Director   Mgmt   For   For
Re-elect Nicholas Luff as Director   Mgmt   For   For
Re-elect David Roberts as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Sara Weller as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For
Approve Scrip Dividend Programme   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Variable Component of Remuneration for Code Staff   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Related Party and Class 1 Transaction   Mgmt   For   For

PolyOne Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    73179P106
Record Date    03/18/2014    Meeting Type    Annual    Ticker    POL

 

Shares Voted 1,000    Primary CUSIP 73179P106    Primary ISIN US73179P1066    Primary SEDOL 2624561

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Fearon   Mgmt   For   For
Elect Director Gregory J. Goff   Mgmt   For   For
Elect Director Gordon D. Harnett   Mgmt   For   For
Elect Director Sandra B. Lin   Mgmt   For   For
Elect Director Richard A. Lorraine   Mgmt   For   For
Elect Director Stephen D. Newlin   Mgmt   For   For
Elect Director Robert M. Patterson   Mgmt   For   For
Elect Director William H. Powell   Mgmt   For   For
Elect Director Kerry J. Preete   Mgmt   For   For
Elect Director Farah M. Walters   Mgmt   For   For
Elect Director William A. Wulfsohn   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prudential plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G72899100
Record Date    05/13/2014    Meeting Type    Annual    Ticker    PRU

 

Shares Voted 3,051    Primary CUSIP G72899100    Primary ISIN GB0007099541    Primary SEDOL 0709954

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Pierre-Olivier Bouee as Director   Mgmt   For   For
Elect Jacqueline Hunt as Director   Mgmt   For   For
Elect Anthony Nightingale as Director   Mgmt   For   For
Elect Alice Schroeder as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For
Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Philip Remnant as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares   Mgmt   For   For
Authorise Issue of Preference Shares   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Simon Property Group, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    828806109
Record Date    03/14/2014    Meeting Type    Annual    Ticker    SPG

 

Shares Voted 491    Primary CUSIP 828806109    Primary ISIN US8288061091    Primary SEDOL 2812452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Melvyn E. Bergstein   Mgmt   For   For
Elect Director Larry C. Glasscock   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Allan Hubbard   Mgmt   For   For
Elect Director Reuben S. Leibowitz   Mgmt   For   For
Elect Director Daniel C. Smith   Mgmt   For   For
Elect Director J. Albert Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

The Charles Schwab Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    808513105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    SCHW

 

Shares Voted 2,108    Primary CUSIP 808513105    Primary ISIN US8085131055    Primary SEDOL 2779397

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank C. Herringer   Mgmt   For   For
Elect Director Stephen T. McLin   Mgmt   For   For
Elect Director Roger O. Walther   Mgmt   For   For
Elect Director Robert N. Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Prepare Employment Diversity Report   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

The Dow Chemical Company

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    260543103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    DOW

 

Shares Voted 1,822    Primary CUSIP 260543103    Primary ISIN US2605431038    Primary SEDOL 2278719

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arnold A. Allemang   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Jacqueline K. Barton   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   Against
Elect Director Jeff M. Fettig   Mgmt   For   Against
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director Paul Polman   Mgmt   For   For
Elect Director Dennis H. Reilley   Mgmt   For   Against
Elect Director James M. Ringler   Mgmt   For   For
Elect Director Ruth G. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

Union Pacific Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    907818108
Record Date    03/24/2014    Meeting Type    Annual    Ticker    UNP

 

Shares Voted 734    Primary CUSIP 907818108    Primary ISIN US9078181081    Primary SEDOL 2914734

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew H. Card, Jr.   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director David B. Dillon   Mgmt   For   For
Elect Director Judith Richards Hope   Mgmt   For   For
Elect Director John J. Koraleski   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Michael W. McConnell   Mgmt   For   For
Elect Director Thomas F. McLarty, III   Mgmt   For   For
Elect Director Steven R. Rogel   Mgmt   For   For
Elect Director Jose H. Villarreal   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

Cameron International Corporation

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    13342B105
Record Date    03/21/2014    Meeting Type    Annual    Ticker    CAM

 

Shares Voted 1,703    Primary CUSIP 13342B105    Primary ISIN US13342B1052    Primary SEDOL 2222233

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director H. Paulett Eberhart   Mgmt   For   For
Elect Director Peter J. Fluor   Mgmt   For   For
Elect Director James T. Hackett   Mgmt   For   For
Elect Director Jack B. Moore   Mgmt   For   For
Elect Director Michael E. Patrick   Mgmt   For   For
Elect Director Jon Erik Reinhardsen   Mgmt   For   For
Elect Director Bruce W. Wilkinson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Discovery Communications, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    25470F104
Record Date    03/20/2014    Meeting Type    Annual    Ticker    DISCA

 

Shares Voted 1,594    Primary CUSIP 25470F104    Primary ISIN US25470F1049    Primary SEDOL B3D7K31

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert R. Bennett   Mgmt   For   Withhold
Elect Director John C. Malone   Mgmt   For   Withhold
Elect Director David M. Zaslav   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Dril-Quip, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    262037104
Record Date    03/24/2014    Meeting Type    Annual    Ticker    DRQ

 

Shares Voted 435    Primary CUSIP 262037104    Primary ISIN US2620371045    Primary SEDOL 2116767

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Blake T. DeBerry   Mgmt   For   For
Elect Director John V. Lovoi   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Articles to Delete Obsolete Provisions   Mgmt   For   For
Amend Articles Deleting Exception to Business Combination Provisions for Co-founders   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Growth Properties, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    370023103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GGP

 

Shares Voted 6,453    Primary CUSIP 370023103    Primary ISIN US3700231034    Primary SEDOL B56VLR5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard B. Clark   Mgmt   For   For
Elect Director Mary Lou Fiala   Mgmt   For   For
Elect Director J. Bruce Flatt   Mgmt   For   For
Elect Director John K. Haley   Mgmt   For   For
Elect Director Daniel B. Hurwitz   Mgmt   For   For
Elect Director Brian W. Kingston   Mgmt   For   For
Elect Director Sandeep Mathrani   Mgmt   For   For
Elect Director David J. Neithercut   Mgmt   For   For
Elect Director Mark R. Patterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hutchison Whampoa Limited

 

Meeting Date    05/16/2014    Country    Hong Kong    Provider Security ID    Y38024108
Record Date    05/12/2014    Meeting Type    Annual    Ticker    00013

 

Shares Voted 2,706    Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Fok Kin Ning, Canning as Director   Mgmt   For   Against
Elect Lai Kai Ming, Dominic as Director   Mgmt   For   Against
Elect Kam Hing Lam as Director   Mgmt   For   Against
Elect William Shurniak as Director   Mgmt   For   For
Elect Wong Chung Hin as Director   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against
Adopt New Articles of Association   Mgmt   For   For
Add Chinese Name to Existing Company Name   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Seattle Genetics, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    812578102
Record Date    03/21/2014    Meeting Type    Annual    Ticker    SGEN

 

Shares Voted 1,000    Primary CUSIP 812578102    Primary ISIN US8125781026    Primary SEDOL 2738127

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   For
Elect Director Srinivas Akkaraju   Mgmt   For   For
Elect Director David W. Gryska   Mgmt   For   For
Elect Director John P. McLaughlin   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Goldman Sachs Group, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    38141G104
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GS

 

Shares Voted 699    Primary CUSIP 38141G104    Primary ISIN US38141G1040    Primary SEDOL 2407966

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lloyd C. Blankfein   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Gary D. Cohn   Mgmt   For   For
Elect Director Claes Dahlback   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   For
Elect Director Lakshmi N. Mittal   Mgmt   For   For
Elect Director Adebayo O. Ogunlesi   Mgmt   For   For
Elect Director Peter Oppenheimer   Mgmt   For   For
Elect Director James J. Schiro   Mgmt   For   For
Elect Director Debora L. Spar   Mgmt   For   For
Elect Director Mark E. Tucker   Mgmt   For   For
Elect Director David A. Viniar   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against

Total SA

 

Meeting Date    05/16/2014    Country    France    Provider Security ID    F92124100
Record Date    05/12/2014    Meeting Type    Annual/Special    Ticker    FP

 

Shares Voted 2,500    Primary CUSIP F92124100    Primary ISIN FR0000120271    Primary SEDOL B15C557

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.38 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Patricia Barbizet as Director   Mgmt   For   For
Reelect Marie-Christine Coisne-Roquette as Director   Mgmt   For   For
Reelect Paul Desmarais Jr as Director   Mgmt   For   Against
Reelect Barbara Kux as Director   Mgmt   For   For
Advisory Vote on Compensation of Christophe de Margerie   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   Mgmt   For   For
Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   Against
Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives   Mgmt   For   For
Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board   Mgmt   For   For
Amend Article 15 of Bylaws Re: Age Limit for CEO   Mgmt   For   For
Amend Article 17 of Bylaws Re: Proxy Voting   Mgmt   For   For
Shareholder Proposals Submitted by UES Amont Total Workers’ Council   Mgmt    
Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives   SH   Against   Against

Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws   SH   Against   Against
Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws   SH   Against   Against
Amend Article 12.7 of Bylaws: Remuneration of Directors   SH   Against   Against

WEX Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    96208T104
Record Date    03/18/2014    Meeting Type    Annual    Ticker    WEX

 

Shares Voted 400    Primary CUSIP 96208T104    Primary ISIN US96208T1043    Primary SEDOL B8383P2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael E. Dubyak   Mgmt   For   For
Elect Director Eric Duprat   Mgmt   For   For
Elect Director Ronald T. Maheu   Mgmt   For   For
Elect Director Rowland T. Moriarty   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

3D Systems Corporation

 

Meeting Date    05/19/2014    Country    USA    Provider Security ID    88554D205
Record Date    03/21/2014    Meeting Type    Annual    Ticker    DDD

 

Shares Voted 1,000    Primary CUSIP 88554D205    Primary ISIN US88554D2053    Primary SEDOL 2889768

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William E. Curran   Mgmt   For   For
Elect Director Peter H. Diamandis   Mgmt   For   For
Elect Director Charles W. Hull   Mgmt   For   For
Elect Director Jim D. Kever   Mgmt   For   For
Elect Director G. Walter Loewenbaum, II   Mgmt   For   For
Elect Director Kevin S. Moore   Mgmt   For   For
Elect Director Abraham N. Reichental   Mgmt   For   For
Elect Director Daniel S. Van Riper   Mgmt   For   For
Elect Director Karen E. Welke   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Ultimate Software Group, Inc.

 

Meeting Date    05/19/2014    Country    USA    Provider Security ID    90385D107
Record Date    03/25/2014    Meeting Type    Annual    Ticker    ULTI

 

Shares Voted 257    Primary CUSIP 90385D107    Primary ISIN US90385D1072    Primary SEDOL 2249964

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director LeRoy A. Vander Putten   Mgmt   For   For
Elect Director Robert A. Yanover   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

American Tower Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    03027X100
Record Date    03/25/2014    Meeting Type    Annual    Ticker    AMT

 

Shares Voted 639    Primary CUSIP 03027X100    Primary ISIN US03027X1000    Primary SEDOL B7FBFL2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raymond P. Dolan   Mgmt   For   For
Elect Director Ronald M. Dykes   Mgmt   For   For
Elect Director Carolyn F. Katz   Mgmt   For   For
Elect Director Gustavo Lara Cantu   Mgmt   For   Against
Elect Director JoAnn A. Reed   Mgmt   For   For
Elect Director Pamela D.A. Reeve   Mgmt   For   Against
Elect Director David E. Sharbutt   Mgmt   For   For
Elect Director James D. Taiclet, Jr.   Mgmt   For   For
Elect Director Samme L. Thompson   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

AmSurg Corp.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    03232P405
Record Date    04/03/2014    Meeting Type    Annual    Ticker    AMSG

 

Shares Voted 243    Primary CUSIP 03232P405    Primary ISIN US03232P4054    Primary SEDOL 2781381

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Henry D. Herr   Mgmt   For   For
Elect Director Christopher A. Holden   Mgmt   For   For
Elect Director Joey A. Jacobs   Mgmt   For   For
Elect Director Kevin P. Lavender   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Sustainability   SH   Against   For

Axiall Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    05463D100
Record Date    04/04/2014    Meeting Type    Annual    Ticker    AXLL

 

Shares Voted 700    Primary CUSIP 05463D100    Primary ISIN US05463D1000    Primary SEDOL B9F5TH2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul D. Carrico   Mgmt   For   For
Elect Director T. Kevin DeNicola   Mgmt   For   For
Elect Director Patrick J. Fleming   Mgmt   For   For
Elect Director Robert M. Gervis   Mgmt   For   For
Elect Director Victoria F. Haynes   Mgmt   For   For
Elect Director Michael H. McGarry   Mgmt   For   For
Elect Director William L. Mansfield   Mgmt   For   For
Elect Director Mark L. Noetzel   Mgmt   For   For
Elect Director Robert Ripp   Mgmt   For   For
Elect Director David N. Weinstein   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Boston Properties, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    101121101
Record Date    03/26/2014    Meeting Type    Annual    Ticker    BXP

 

Shares Voted 1,047    Primary CUSIP 101121101    Primary ISIN US1011211018    Primary SEDOL 2019479

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol B. Einiger   Mgmt   For   For
Elect Director Jacob A. Frenkel   Mgmt   For   For
Elect Director Joel I. Klein   Mgmt   For   For
Elect Director Douglas T. Linde   Mgmt   For   For
Elect Director Matthew J. Lustig   Mgmt   For   For
Elect Director Alan J. Patricof   Mgmt   For   For
Elect Director Ivan G. Seidenberg   Mgmt   For   For
Elect Director Owen D. Thomas   Mgmt   For   For
Elect Director Martin Turchin   Mgmt   For   For
Elect Director David A. Twardock   Mgmt   For   For
Elect Director Mortimer B. Zuckerman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Dynex Capital, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    26817Q506
Record Date    03/21/2014    Meeting Type    Annual    Ticker    DX

 

Shares Voted 2,700    Primary CUSIP 26817Q506    Primary ISIN US26817Q5062    Primary SEDOL 2718680

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas B. Akin   Mgmt   For   For
Elect Director Byron L. Boston   Mgmt   For   For
Elect Director Michael R. Hughes   Mgmt   For   For
Elect Director Barry A. Igdaloff   Mgmt   For   For
Elect Director Valerie A. Mosley   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director James C. Wheat, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Financial Engines, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    317485100
Record Date    03/21/2014    Meeting Type    Annual    Ticker    FNGN

 

Shares Voted 500    Primary CUSIP 317485100    Primary ISIN US3174851002    Primary SEDOL B65V2X6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Blake R. Grossman   Mgmt   For   For
Elect Director Robert A. Huret   Mgmt   For   For
Elect Director Jeffrey N. Maggioncalda   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date    05/20/2014    Country    United Kingdom    Provider Security ID    G39420107
Record Date    05/18/2014    Meeting Type    Annual    Ticker    GLEN

 

Shares Voted 12,724    Primary CUSIP N/A    Primary ISIN JE00B4T3BW64    Primary SEDOL B4T3BW6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Change of Company Name to Glencore plc   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Distribution   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Peter Coates as Director   Mgmt   For   For
Elect John Mack as Director   Mgmt   For   For
Elect Peter Grauer as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Scrip Dividend Program   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

Group 1 Automotive, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    398905109
Record Date    03/24/2014    Meeting Type    Annual    Ticker    GPI

 

Shares Voted 300    Primary CUSIP 398905109    Primary ISIN US3989051095    Primary SEDOL 2121352

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lincoln Pereira   Mgmt   For   For
Elect Director Stephen D. Quinn   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

JPMorgan Chase & Co.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    46625h100
Record Date    03/21/2014    Meeting Type    Annual    Ticker    JPM

 

Shares Voted 5,783    Primary CUSIP 46625h100    Primary ISIN US46625H1005    Primary SEDOL 2190385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linda B. Bammann   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   For
Elect Director Crandall C. Bowles   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director James Dimon   Mgmt   For   For
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Laban P. Jackson, Jr.   Mgmt   For   For
Elect Director Michael A. Neal   Mgmt   For   For
Elect Director Lee R. Raymond   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Provide for Cumulative Voting   SH   Against   Against

Lexington Realty Trust

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    529043101
Record Date    03/19/2014    Meeting Type    Annual    Ticker    LXP

 

Shares Voted 2,100    Primary CUSIP 529043101    Primary ISIN US5290431015    Primary SEDOL 2139151

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Robert Roskind   Mgmt   For   For
Elect Director T. Wilson Eglin   Mgmt   For   For
Elect Director Richard J. Rouse   Mgmt   For   For
Elect Director Harold First   Mgmt   For   For
Elect Director Richard S. Frary   Mgmt   For   Withhold
Elect Director James Grosfeld   Mgmt   For   Withhold
Elect Director Kevin W. Lynch   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Linde AG

 

Meeting Date    05/20/2014    Country    Germany    Provider Security ID    D50348107
Record Date    04/28/2014    Meeting Type    Annual    Ticker    LIN

 

Shares Voted 227    Primary CUSIP D50348107    Primary ISIN DE0006483001    Primary SEDOL 5740817

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For

Newport Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    651824104
Record Date    03/26/2014    Meeting Type    Annual    Ticker    NEWP

 

Shares Voted 1,900    Primary CUSIP 651824104    Primary ISIN US6518241046    Primary SEDOL 2636748

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Christopher Cox   Mgmt   For   For
Elect Director Oleg Khaykin   Mgmt   For   For
Elect Director Cherry A. Murray   Mgmt   For   For
Elect Director Robert J. Phillippy   Mgmt   For   For
Elect Director Kenneth F. Potashner   Mgmt   For   For
Elect Director Peter J. Simone   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Qlik Technologies Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    74733T105
Record Date    03/21/2014    Meeting Type    Annual    Ticker    QLIK

 

Shares Voted 814    Primary CUSIP 74733T105    Primary ISIN US74733T1051    Primary SEDOL B3WPL22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce Golden   Mgmt   For   For
Elect Director Lars Bjork   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Royal Dutch Shell plc

 

Meeting Date    05/20/2014    Country    United Kingdom    Provider Security ID    G7690A100
Record Date    05/16/2014    Meeting Type    Annual    Ticker    RDSA

 

Shares Voted 4,404    Primary CUSIP G7690A118    Primary ISIN GB00B03MLX29    Primary SEDOL B03MLX2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Euleen Goh as Director   Mgmt   For   For
Elect Patricia Woertz as Director   Mgmt   For   For
Elect Ben van Beurden as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For
Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Re-elect Gerrit Zalm as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Deferred Bonus Plan   Mgmt   For   For
Approve Restricted Share Plan   Mgmt   For   Against
Approve EU Political Donations and Expenditure   Mgmt   For   For

Southwestern Energy Company

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    845467109
Record Date    03/28/2014    Meeting Type    Annual    Ticker    SWN

 

Shares Voted 2,391    Primary CUSIP 845467109    Primary ISIN US8454671095    Primary SEDOL 2828619

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Gass   Mgmt   For   For
Elect Director Catherine A. Kehr   Mgmt   For   For
Elect Director Greg D. Kerley   Mgmt   For   For
Elect Director Vello A. Kuuskraa   Mgmt   For   For
Elect Director Kenneth R. Mourton   Mgmt   For   For
Elect Director Steven L. Mueller   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Alan H. Stevens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For

Two Harbors Investment Corp.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    90187B101
Record Date    03/25/2014    Meeting Type    Annual    Ticker    TWO

 

Shares Voted 3,956    Primary CUSIP 90187B101    Primary ISIN US90187B1017    Primary SEDOL B563MS9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Spencer Abraham   Mgmt   For   For
Elect Director James J. Bender   Mgmt   For   For
Elect Director Mark D. Ein   Mgmt   For   For
Elect Director Stephen G. Kasnet   Mgmt   For   For
Elect Director Jacques R. Rolfo   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director Thomas E. Siering   Mgmt   For   For
Elect Director Brian C. Taylor   Mgmt   For   For
Elect Director Hope B. Woodhouse   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amazon.com, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    023135106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    AMZN

 

Shares Voted 670    Primary CUSIP 023135106    Primary ISIN US0231351067    Primary SEDOL 2000019

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey P. Bezos   Mgmt   For   For
Elect Director Tom A. Alberg   Mgmt   For   For
Elect Director John Seely Brown   Mgmt   For   For
Elect Director William B. Gordon   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Alain Monie   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director Patricia Q. Stonesifer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Comcast Corporation

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    20030N101
Record Date    03/21/2014    Meeting Type    Annual    Ticker    CMCSA

 

Shares Voted 4,082    Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Bacon   Mgmt   For   For
Elect Director Sheldon M. Bonovitz   Mgmt   For   For
Elect Director Edward D. Breen   Mgmt   For   For
Elect Director Joseph J. Collins   Mgmt   For   For
Elect Director J. Michael Cook   Mgmt   For   For
Elect Director Gerald L. Hassell   Mgmt   For   For
Elect Director Jeffrey A. Honickman   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director Brian L. Roberts   Mgmt   For   For
Elect Director Ralph J. Roberts   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Pro-rata Vesting of Equity Plans   SH   Against   Against

Euronet Worldwide, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    298736109
Record Date    03/24/2014    Meeting Type    Annual    Ticker    EEFT

 

Shares Voted 500    Primary CUSIP 298736109    Primary ISIN US2987361092    Primary SEDOL 2320148

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrzej Olechowski   Mgmt   For   For
Elect Director Eriberto R. Scocimara   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

First Solar, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    336433107
Record Date    04/01/2014    Meeting Type    Annual    Ticker    FSLR

 

Shares Voted 1,000    Primary CUSIP 336433107    Primary ISIN US3364331070    Primary SEDOL B1HMF22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Ahearn   Mgmt   For   For
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Richard D. Chapman   Mgmt   For   For
Elect Director George A. (‘Chip’) Hambro   Mgmt   For   For
Elect Director James A. Hughes   Mgmt   For   For
Elect Director Craig Kennedy   Mgmt   For   For
Elect Director James F. Nolan   Mgmt   For   For
Elect Director William J. Post   Mgmt   For   For
Elect Director J. Thomas Presby   Mgmt   For   For
Elect Director Paul H. Stebbins   Mgmt   For   For
Elect Director Michael Sweeney   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Require a Majority Vote for the Election of Directors   SH   Against   For

Genesee & Wyoming Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    371559105
Record Date    04/01/2014    Meeting Type    Annual    Ticker    GWR

 

Shares Voted 514    Primary CUSIP 371559105    Primary ISIN US3715591059    Primary SEDOL 2374060

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mortimer B. Fuller, III   Mgmt   For   For
Elect Director John C. Hellmann   Mgmt   For   For
Elect Director Robert M. Melzer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Graphic Packaging Holding Company

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    388689101
Record Date    03/24/2014    Meeting Type    Annual    Ticker    GPK

 

Shares Voted 3,298    Primary CUSIP 388689101    Primary ISIN US3886891015    Primary SEDOL B2Q8249

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Andrea Botta   Mgmt   For   For
Elect Director Jeffrey H. Coors   Mgmt   For   For
Elect Director David W. Scheible   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Kate Spade & Company

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    485865109
Record Date    03/21/2014    Meeting Type    Annual    Ticker    KATE

 

Shares Voted 1,200    Primary CUSIP 485865109    Primary ISIN US4858651098    Primary SEDOL BJWG213

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bernard W. Aronson   Mgmt   For   For
Elect Director Lawrence S. Benjamin   Mgmt   For   For
Elect Director Raul J. Fernandez   Mgmt   For   For
Elect Director Kenneth B. Gilman   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Kenneth P. Kopelman   Mgmt   For   For
Elect Director Kay Koplovitz   Mgmt   For   For
Elect Director Craig A. Leavitt   Mgmt   For   For
Elect Director Deborah J. Lloyd   Mgmt   For   For
Elect Director Doreen A. Toben   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Other Business   Mgmt   For   Against

Magellan Health Services, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    559079207
Record Date    03/31/2014    Meeting Type    Annual    Ticker    MGLN

 

Shares Voted 239    Primary CUSIP 559079207    Primary ISIN US5590792074    Primary SEDOL 2307787

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. McBride   Mgmt   For   For
Elect Director Robert M. Le Blanc   Mgmt   For   For
Elect Director Perry G. Fine   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Mondelez International, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    609207105
Record Date    03/14/2014    Meeting Type    Annual    Ticker    MDLZ

 

Shares Voted 2,723    Primary CUSIP 609207105    Primary ISIN US6092071058    Primary SEDOL B8CKK03

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Lewis W.K. Booth   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   Against
Elect Director Mark D. Ketchum   Mgmt   For   Against
Elect Director Jorge S. Mesquita   Mgmt   For   For
Elect Director Nelson Peltz   Mgmt   For   For
Elect Director Fredric G. Reynolds   Mgmt   For   For
Elect Director Irene B. Rosenfeld   Mgmt   For   For
Elect Director Patrick T. Siewert   Mgmt   For   For
Elect Director Ruth J. Simmons   Mgmt   For   Against
Elect Director Ratan N. Tata   Mgmt   For   Against
Elect Director Jean-Francois M. L. van Boxmeer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Assess Environmental Impact of Non-Recyclable Packaging   SH   Against   For

Nationstar Mortgage Holdings Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    63861C109
Record Date    03/27/2014    Meeting Type    Annual    Ticker    NSM

 

Shares Voted 700    Primary CUSIP 63861C109    Primary ISIN US63861C1099    Primary SEDOL B7F8P79

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Gidel   Mgmt   For   Withhold
Elect Director Brett Hawkins   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year

PPL Corporation

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    69351T106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    PPL

 

Shares Voted 4,114    Primary CUSIP 69351T106    Primary ISIN US69351T1060    Primary SEDOL 2680905

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frederick M. Bernthal   Mgmt   For   For
Elect Director John W. Conway   Mgmt   For   Against
Elect Director Philip G. Cox   Mgmt   For   For
Elect Director Steven G. Elliott   Mgmt   For   For
Elect Director Louise K. Goeser   Mgmt   For   Against
Elect Director Stuart E. Graham   Mgmt   For   Against
Elect Director Stuart Heydt   Mgmt   For   Against
Elect Director Raja Rajamannar   Mgmt   For   For
Elect Director Craig A. Rogerson   Mgmt   For   Against
Elect Director William H. Spence   Mgmt   For   For
Elect Director Natica von Althann   Mgmt   For   For
Elect Director Keith H. Williamson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Amend Bylaws — Call Special Meetings   SH   Against   For

SAP AG

 

Meeting Date    05/21/2014    Country    Germany    Provider Security ID    D66992104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    SAP

 

Shares Voted 1,145    Primary CUSIP D66992104    Primary ISIN DE0007164600    Primary SEDOL 4846288

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH   Mgmt   For   For
Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH   Mgmt   For   For
Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Elect Hasso Plattner to the Supervisory Board   Mgmt   For   Against
Elect Pekka Ala-Pietilae to the Supervisory Board   Mgmt   For   Against
Elect Anja Feldmann to the Supervisory Board   Mgmt   For   For
Elect Wilhelm Haarmann to the Supervisory Board   Mgmt   For   Against
Elect Bernard Liautaud to the Supervisory Board   Mgmt   For   For
Elect Hartmut Mehdorn to the Supervisory Board   Mgmt   For   Against
Elect Erhard Schipporeit to the Supervisory Board   Mgmt   For   For
Elect Hagemann Snabe to the Supervisory Board   Mgmt   For   Against
Elect Klaus Wucherer to the Supervisory Board   Mgmt   For   For

Anixter International Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    035290105
Record Date    03/24/2014    Meeting Type    Annual    Ticker    AXE

 

Shares Voted 308    Primary CUSIP 035290105    Primary ISIN US0352901054    Primary SEDOL 2468844

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James Blyth   Mgmt   For   For
Elect Director Frederic F. Brace   Mgmt   For   For
Elect Director Linda Walker Bynoe   Mgmt   For   For
Elect Director Robert J. Eck   Mgmt   For   For
Elect Director Robert W. Grubbs   Mgmt   For   For
Elect Director F. Philip Handy   Mgmt   For   For
Elect Director Melvyn N. Klein   Mgmt   For   For
Elect Director George Munoz   Mgmt   For   For
Elect Director Stuart M. Sloan   Mgmt   For   For
Elect Director Matthew Zell   Mgmt   For   For
Elect Director Samuel Zell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Chart Industries, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    16115Q308
Record Date    03/25/2014    Meeting Type    Annual    Ticker    GTLS

 

Shares Voted 243    Primary CUSIP 16115Q308    Primary ISIN US16115Q3083    Primary SEDOL B19HNF4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Samuel F. Thomas   Mgmt   For   For
Elect Director W. Douglas Brown   Mgmt   For   For
Elect Director Richard E. Goodrich   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director Steven W. Krablin   Mgmt   For   For
Elect Director Michael W. Press   Mgmt   For   For
Elect Director Elizabeth G. Spomer   Mgmt   For   For
Elect Director Thomas L. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date    05/22/2014    Country    Germany    Provider Security ID    D18190898
Record Date    Meeting Type    Annual    Ticker    DBK

 

Shares Voted 1,240    Primary CUSIP D18190898    Primary ISIN DE0005140008    Primary SEDOL 5750355

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Management Board Members to 200 Percent of Fixed Remuneration   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Key Employees to 200 Percent of Fixed Remuneration   Mgmt   For   For
Approve Remuneration of Supervisory Board Committees   Mgmt   For   For
Approve Creation of EUR 256 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Convertible and Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Issuance of Participation Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary Deutsche Immobilien Leasing GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary Deutsche Bank (Europe) GmbH   Mgmt   For   For

Dime Community Bancshares, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    253922108
Record Date    03/27/2014    Meeting Type    Annual    Ticker    DCOM

 

Shares Voted 1,600    Primary CUSIP 253922108    Primary ISIN US2539221083    Primary SEDOL 2034148

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Mahon   Mgmt   For   For
Elect Director George L. Clark, Jr.   Mgmt   For   For
Elect Director Steven D. Cohn   Mgmt   For   For
Elect Director Robert C. Golden   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Facebook, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    30303M102
Record Date    03/24/2014    Meeting Type    Annual    Ticker    FB

 

Shares Voted 2,766    Primary CUSIP 30303M102    Primary ISIN US30303M1027    Primary SEDOL B7TL820

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc L. Andreessen   Mgmt   For   For
Elect Director Erskine B. Bowles   Mgmt   For   For
Elect Director Susan D. Desmond-Hellmann   Mgmt   For   For
Elect Director Donald E. Graham   Mgmt   For   For
Elect Director Reed Hastings   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Peter A. Thiel   Mgmt   For   For
Elect Director Mark Zuckerberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against
Assess Privacy and Advertising Policy Relating to Childhood Obesity   SH   Against   Against
Report on Sustainability   SH   Against   For

Intel Corporation

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    458140100
Record Date    03/24/2014    Meeting Type    Annual    Ticker    INTC

 

Shares Voted 8,527    Primary CUSIP 458140100    Primary ISIN US4581401001    Primary SEDOL 2463247

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director John J. Donahoe   Mgmt   For   For
Elect Director Reed E. Hundt   Mgmt   For   For
Elect Director Brian M. Krzanich   Mgmt   For   For
Elect Director James D. Plummer   Mgmt   For   For
Elect Director David S. Pottruck   Mgmt   For   For
Elect Director Frank D. Yeary   Mgmt   For   For
Elect Director David B. Yoffie   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NextEra Energy, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    65339F101
Record Date    03/24/2014    Meeting Type    Annual    Ticker    NEE

 

Shares Voted 667    Primary CUSIP 65339F101    Primary ISIN US65339F1012    Primary SEDOL 2328915

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sherry S. Barrat   Mgmt   For   For
Elect Director Robert M. Beall, II   Mgmt   For   For
Elect Director James L. Camaren   Mgmt   For   For
Elect Director Kenneth B. Dunn   Mgmt   For   For
Elect Director Kirk S. Hachigian   Mgmt   For   For
Elect Director Toni Jennings   Mgmt   For   For
Elect Director James L. Robo   Mgmt   For   For
Elect Director Rudy E. Schupp   Mgmt   For   For
Elect Director John L. Skolds   Mgmt   For   For
Elect Director William H. Swanson   Mgmt   For   For
Elect Director Hansel E. Tookes, II   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Supermajority Vote Requirement   SH   Against   For

NL Industries, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    629156407
Record Date    03/24/2014    Meeting Type    Annual    Ticker    NL

 

Shares Voted 2,500    Primary CUSIP 629156407    Primary ISIN US6291564077    Primary SEDOL 2618069

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Loretta J. Feehan   Mgmt   For   Withhold
Elect Director Robert D. Graham   Mgmt   For   Withhold
Elect Director Cecil H. Moore, Jr.   Mgmt   For   For
Elect Director Thomas P. Stafford   Mgmt   For   For
Elect Director Steven L. Watson   Mgmt   For   Withhold
Elect Director Terry N. Worrell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Old Dominion Freight Line, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    679580100
Record Date    03/19/2014    Meeting Type    Annual    Ticker    ODFL

 

Shares Voted 900    Primary CUSIP 679580100    Primary ISIN US6795801009    Primary SEDOL 2656423

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Earl E. Congdon   Mgmt   For   For
Elect Director David S. Congdon   Mgmt   For   For
Elect Director J. Paul Breitbach   Mgmt   For   For
Elect Director John R. Congdon, Jr.   Mgmt   For   For
Elect Director Robert G. Culp, III   Mgmt   For   For
Elect Director John D. Kasarda   Mgmt   For   For
Elect Director Leo H. Suggs   Mgmt   For   For
Elect Director D. Michael Wray   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sovran Self Storage, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    84610H108
Record Date    03/21/2014    Meeting Type    Annual    Ticker    SSS

 

Shares Voted 257    Primary CUSIP 84610H108    Primary ISIN US84610H1086    Primary SEDOL 2832212

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Attea   Mgmt   For   For
Elect Director Kenneth F. Myszka   Mgmt   For   For
Elect Director Anthony P. Gammie   Mgmt   For   For
Elect Director Charles E. Lannon   Mgmt   For   For
Elect Director James R. Boldt   Mgmt   For   For
Elect Director Stephen R. Rusmisel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Strategic Hotels & Resorts, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    86272T106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    BEE

 

Shares Voted 2,200    Primary CUSIP 86272T106    Primary ISIN US86272T1060    Primary SEDOL 2438654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert P. Bowen   Mgmt   For   For
Elect Director Raymond L. Gellein, Jr.   Mgmt   For   For
Elect Director James A. Jeffs   Mgmt   For   For
Elect Director David W. Johnson   Mgmt   For   For
Elect Director Richard D. Kincaid   Mgmt   For   For
Elect Director David M.C. Michels   Mgmt   For   For
Elect Director William A. Prezant   Mgmt   For   For

Elect Director Eugene F. Reilly   Mgmt   For   For
Elect Director Sheli Z. Rosenberg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Home Depot, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    437076102
Record Date    03/24/2014    Meeting Type    Annual    Ticker    HD

 

Shares Voted 2,327    Primary CUSIP 437076102    Primary ISIN US4370761029    Primary SEDOL 2434209

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   Against
Elect Director Francis S. Blake   Mgmt   For   For
Elect Director Ari Bousbib   Mgmt   For   For
Elect Director Gregory D. Brenneman   Mgmt   For   Against
Elect Director J. Frank Brown   Mgmt   For   For
Elect Director Albert P. Carey   Mgmt   For   Against
Elect Director Armando Codina   Mgmt   For   Against
Elect Director Helena B. Foulkes   Mgmt   For   For
Elect Director Wayne M. Hewett   Mgmt   For   For
Elect Director Karen L. Katen   Mgmt   For   Against
Elect Director Mark Vadon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws — Call Special Meetings   SH   Against   For
Prepare Employment Diversity Report   SH   Against   For

Theravance, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    88338T104
Record Date    04/10/2014    Meeting Type    Annual    Ticker    THRX

 

Shares Voted 1,100    Primary CUSIP 88338T104    Primary ISIN US88338T1043    Primary SEDOL B032G04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Rick E Winningham   Mgmt   For   For
Elect Director Henrietta H. Fore   Mgmt   For   For
Elect Director Robert V. Gunderson, Jr.   Mgmt   For   For
Elect Director Burton G. Malkiel   Mgmt   For   For
Elect Director Peter S. Ringrose   Mgmt   For   For
Elect Director William H. Waltrip   Mgmt   For   For

Elect Director George M. Whitesides   Mgmt   For   For
Elect Director William D. Young   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date    05/22/2014    Country    Canada    Provider Security ID    884903105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    TRI

 

Shares Voted 1,285    Primary CUSIP 884903105    Primary ISIN CA8849031056    Primary SEDOL 2889371

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Sheila C. Bair   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For
Elect Director Mary Cirillo   Mgmt   For   For
Elect Director Michael E. Daniels   Mgmt   For   For
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director P. Thomas Jenkins   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For
Approve PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

AmTrust Financial Services, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    032359309
Record Date    03/27/2014    Meeting Type    Annual    Ticker    AFSI

 

Shares Voted 770    Primary CUSIP 032359309    Primary ISIN US0323593097    Primary SEDOL B1H4YP4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald T. DeCarlo   Mgmt   For   For
Elect Director Susan C. Fisch   Mgmt   For   For
Elect Director Abraham Gulkowitz   Mgmt   For   For
Elect Director George Karfunkel   Mgmt   For   For
Elect Director Michael Karfunkel   Mgmt   For   For

Elect Director Jay J. Miller   Mgmt   For   For
Elect Director Barry D. Zyskind   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Avis Budget Group, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    053774105
Record Date    03/27/2014    Meeting Type    Annual    Ticker    CAR

 

Shares Voted 1,100    Primary CUSIP 053774105    Primary ISIN US0537741052    Primary SEDOL B1CL8J2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Alun Cathcart   Mgmt   For   For
Elect Director Mary C. Choksi   Mgmt   For   For
Elect Director Leonard S. Coleman   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director John D. Hardy, Jr.   Mgmt   For   For
Elect Director Lynn Krominga   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director F. Robert Salerno   Mgmt   For   For
Elect Director Stender E. Sweeney   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Continental Resources, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    212015101
Record Date    03/27/2014    Meeting Type    Annual    Ticker    CLR

 

Shares Voted 1,231    Primary CUSIP 212015101    Primary ISIN US2120151012    Primary SEDOL B1XGWS3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Boren   Mgmt   For   For
Elect Director William B. Berry   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cooper Tire & Rubber Company

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    216831107
Record Date    04/04/2014    Meeting Type    Annual    Ticker    CTB

 

Shares Voted 700    Primary CUSIP 216831107    Primary ISIN US2168311072    Primary SEDOL 2222608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roy V. Armes   Mgmt   For   For
Elect Director Thomas P. Capo   Mgmt   For   For
Elect Director Steven M. Chapman   Mgmt   For   For
Elect Director John J. Holland   Mgmt   For   For
Elect Director John F. Meier   Mgmt   For   For
Elect Director John H. Shuey   Mgmt   For   For
Elect Director Richard L. Wambold   Mgmt   For   For
Elect Director Robert D. Welding   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date    05/23/2014    Country    United Kingdom    Provider Security ID    G4634U169
Record Date    05/22/2014    Meeting Type    Annual    Ticker    HSBA

 

Shares Voted 21,405    Primary CUSIP G4634U169    Primary ISIN GB0005405286    Primary SEDOL 0540528

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Variable Pay Cap   Mgmt   For   For
Elect Kathleen Casey as Director   Mgmt   For   For
Elect Sir Jonathan Evans as Director   Mgmt   For   For
Elect Marc Moses as Director   Mgmt   For   For
Elect Jonathan Symonds as Director   Mgmt   For   For
Re-elect Safra Catz as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For
Re-elect Rona Fairhead as Director   Mgmt   For   For
Re-elect Renato Fassbind as Director   Mgmt   For   For

Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For
Re-elect Rachel Lomax as Director   Mgmt   For   For
Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Directors to Allot Any Repurchased Shares   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

HSN, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    404303109
Record Date    03/25/2014    Meeting Type    Annual    Ticker    HSNI

 

Shares Voted 500    Primary CUSIP 404303109    Primary ISIN US4043031099    Primary SEDOL B3CLRB1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Costello   Mgmt   For   For
Elect Director James M. Follo   Mgmt   For   For
Elect Director Mindy Grossman   Mgmt   For   For
Elect Director Stephanie Kugelman   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director Thomas J. McInerney   Mgmt   For   For
Elect Director John B. (Jay) Morse, Jr.   Mgmt   For   For
Elect Director Matthew E. Rubel   Mgmt   For   For
Elect Director Ann Sarnoff   Mgmt   For   For
Elect Director Courtnee Ulrich   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Airbus Group

 

Meeting Date    05/27/2014    Country    Netherlands    Provider Security ID    N0280E105
Record Date    04/29/2014    Meeting Type    Annual    Ticker    AIR

 

Shares Voted 702    Primary CUSIP F17114103    Primary ISIN NL0000235190    Primary SEDOL 4012250

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Receive Report on Business and Financial Statements   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discussion of Agenda Items   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Non-Executive Members of the Board of Directors   Mgmt   For   For
Approve Discharge of Executive Members of the Board of Directors   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Approve Amendments to Remuneration Policy for the Board of Directors   Mgmt   For   For
Amend Articles Re: Change Company Name   Mgmt   For   For
Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans   Mgmt   For   For
Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Close Meeting   Mgmt    

Deutsche Post AG

 

Meeting Date    05/27/2014    Country    Germany    Provider Security ID    D19225107
Record Date    Meeting Type    Annual    Ticker    DPW

 

Shares Voted 1,036    Primary CUSIP D19225107    Primary ISIN DE0005552004    Primary SEDOL 4617859

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.80 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For

Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Stock Option Plan for Key Employees; Approve Creation of EUR 40 Million Pool of Conditional Capital to Guarantee Conversion Rights   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Simone Menne to the Supervisory Board   Mgmt   For   For
Elect Ulrich Schroeder to the Supervisory Board   Mgmt   For   For
Elect Stefan Schulte to the Supervisory Board   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary DHL Home Delivery GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post IT Services GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Assekuranz Vermittlungs GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Beteiligungen Holding GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Consult GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post DHL Research and InnovationGmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Grundstuecks-Vermietungsgesellschaft beta mbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post IT Brief GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Werbeagentur Janssen GmbH   Mgmt   For   For

Merck & Co., Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    58933Y105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    MRK

 

Shares Voted 4,771    Primary CUSIP 58933Y105    Primary ISIN US58933Y1055    Primary SEDOL 2778844

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie A. Brun   Mgmt   For   For
Elect Director Thomas R. Cech   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director Thomas H. Glocer   Mgmt   For   For
Elect Director William B. Harrison, Jr.   Mgmt   For   For
Elect Director C. Robert Kidder   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Craig B. Thompson   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Peter C. Wendell   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

PDF Solutions, Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    693282105
Record Date    04/04/2014    Meeting Type    Annual    Ticker    PDFS

 

Shares Voted 1,300    Primary CUSIP 693282105    Primary ISIN US6932821050    Primary SEDOL 2782425

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas Caulfield   Mgmt   For   For
Elect Director R. Stephen Heinrichs   Mgmt   For   For
Elect Director Joseph R. Bronson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

The Travelers Companies, Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    89417E109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    TRV

 

Shares Voted 585    Primary CUSIP 89417E109    Primary ISIN US89417E1091    Primary SEDOL 2769503

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan L. Beller   Mgmt   For   For
Elect Director John H. Dasburg   Mgmt   For   For
Elect Director Janet M. Dolan   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Jay S. Fishman   Mgmt   For   For
Elect Director Patricia L. Higgins   Mgmt   For   For
Elect Director Thomas R. Hodgson   Mgmt   For   For
Elect Director William J. Kane   Mgmt   For   For
Elect Director Cleve L. Killingsworth, Jr.   Mgmt   For   For
Elect Director Philip T. (Pete) Ruegger, III   Mgmt   For   For
Elect Director Donald J. Shepard   Mgmt   For   For
Elect Director Laurie J. Thomsen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Alkermes plc

 

Meeting Date    05/28/2014    Country    Ireland    Provider Security ID    G01767105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ALKS

 

Shares Voted 1,400    Primary CUSIP 01642T108    Primary ISIN IE00B56GVS15    Primary SEDOL B3P6D26

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul J. Mitchell   Mgmt   For   For
Elect Director Richard F. Pops   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Change Location of Annual Meeting   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Chevron Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    166764100
Record Date    04/02/2014    Meeting Type    Annual    Ticker    CVX

 

Shares Voted 3,007    Primary CUSIP 166764100    Primary ISIN US1667641005    Primary SEDOL 2838555

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linnet F. Deily   Mgmt   For   For
Elect Director Robert E. Denham   Mgmt   For   For
Elect Director Alice P. Gast   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director George L. Kirkland   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Kevin W. Sharer   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director John S. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Charitable Contributions   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Amend Bylaws — Call Special Meetings   SH   Against   For
Require Director Nominee with Environmental Experience   SH   Against   For
Adopt Guidelines for Country Selection   SH   Against   For

DigitalGlobe, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    25389M877
Record Date    04/01/2014    Meeting Type    Annual    Ticker    DGI

 

Shares Voted 800    Primary CUSIP 25389M877    Primary ISIN US25389M8771    Primary SEDOL B0V0257

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Howell M. Estes III   Mgmt   For   For
Elect Director Kimberly Till   Mgmt   For   For
Elect Director Eddy Zervigon   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Exxon Mobil Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    30231G102
Record Date    04/04/2014    Meeting Type    Annual    Ticker    XOM

 

Shares Voted 6,908    Primary CUSIP 30231G102    Primary ISIN US30231G1022    Primary SEDOL 2326618

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Peter Brabeck-Letmathe   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Larry R. Faulkner   Mgmt   For   For
Elect Director Jay S. Fishman   Mgmt   For   For
Elect Director Henrietta H. Fore   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Rex W. Tillerson   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually   SH   Against   Against
Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    31620M106
Record Date    04/01/2014    Meeting Type    Annual    Ticker    FIS

 

Shares Voted 2,002    Primary CUSIP 31620M106    Primary ISIN US31620M1062    Primary SEDOL 2769796

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David K. Hunt   Mgmt   For   For
Elect Director Richard N. Massey   Mgmt   For   For
Elect Director Leslie M. Muma   Mgmt   For   For
Elect Director James B. Stallings, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Hanmi Financial Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    410495204
Record Date    04/02/2014    Meeting Type    Annual    Ticker    HAFC

 

Shares Voted 1,600    Primary CUSIP 410495204    Primary ISIN US4104952043    Primary SEDOL B6TPXR5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director I Joon Ahn   Mgmt   For   For
Elect Director John A. Hall   Mgmt   For   For
Elect Director Paul Seon-Hong Kim   Mgmt   For   For
Elect Director Chong Guk (C.G.) Kum   Mgmt   For   For
Elect Director Joon Hyung Lee   Mgmt   For   For
Elect Director Chulse (William) Park   Mgmt   For   For
Elect Director Joseph K. Rho   Mgmt   For   For
Elect Director David L. Rosenblum   Mgmt   For   For
Elect Director William J. Stolte   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Pioneer Natural Resources Company

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    723787107
Record Date    04/03/2014    Meeting Type    Annual    Ticker    PXD

 

Shares Voted 210    Primary CUSIP 723787107    Primary ISIN US7237871071    Primary SEDOL 2690830

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy L. Dove   Mgmt   For   For
Elect Director Stacy P. Methvin   Mgmt   For   For
Elect Director Charles E. Ramsey, Jr.   Mgmt   For   For
Elect Director Frank A. Risch   Mgmt   For   For
Elect Director Edison C. Buchanan   Mgmt   For   For
Elect Director Larry R. Grillot   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Jim A. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

WellCare Health Plans, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    94946T106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    WCG

 

Shares Voted 400    Primary CUSIP 94946T106    Primary ISIN US94946T1060    Primary SEDOL B01R258

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Breon   Mgmt   For   For
Elect Director Carol J. Burt   Mgmt   For   For
Elect Director Roel C. Campos   Mgmt   For   For
Elect Director David J. Gallitano   Mgmt   For   For
Elect Director D. Robert Graham   Mgmt   For   For
Elect Director Kevin F. Hickey   Mgmt   For   For
Elect Director Christian P. Michalik   Mgmt   For   For
Elect Director Glenn D. Steele, Jr.   Mgmt   For   For
Elect Director William L. Trubeck   Mgmt   For   For
Elect Director Paul E. Weaver   Mgmt   For   For
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dice Holdings, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    253017107
Record Date    04/21/2014    Meeting Type    Annual    Ticker    DHX

 

Shares Voted 2,800    Primary CUSIP 253017107    Primary ISIN US2530171071    Primary SEDOL B23DMS1

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter R. Ezersky   Mgmt   For   Withhold
Elect Director David S. Gordon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

EastGroup Properties, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    277276101
Record Date    04/04/2014    Meeting Type    Annual    Ticker    EGP

 

Shares Voted 300    Primary CUSIP 277276101    Primary ISIN US2772761019    Primary SEDOL 2455761

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director D. Pike Aloian   Mgmt   For   For
Elect Director H.C. Bailey, Jr.   Mgmt   For   For
Elect Director H. Eric Bolton, Jr.   Mgmt   For   For
Elect Director Hayden C. Eaves, III   Mgmt   For   For
Elect Director Fredric H. Gould   Mgmt   For   For
Elect Director David H. Hoster, II   Mgmt   For   For
Elect Director Mary E. McCormick   Mgmt   For   For
Elect Director David M. Osnos   Mgmt   For   For
Elect Director Leland R. Speed   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Entravision Communications Corporation

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    29382R107
Record Date    04/11/2014    Meeting Type    Annual    Ticker    EVC

 

Shares Voted 4,000    Primary CUSIP 29382R107    Primary ISIN US29382R1077    Primary SEDOL 2615112

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Walter F. Ulloa   Mgmt   For   Withhold
Elect Director Philip C. Wilkinson   Mgmt   For   Withhold
Elect Director Paul A. Zevnik   Mgmt   For   Withhold
Elect Director Esteban E. Torres   Mgmt   For   For
Elect Director Gilbert R. Vasquez   Mgmt   For   For
Elect Director Jules G. Buenabenta   Mgmt   For   For
Elect Director Patricia Diaz Dennis   Mgmt   For   For
Elect Director Juan Saldivar von Wuthenau   Mgmt   For   Withhold
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Portfolio Recovery Associates, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    73640Q105
Record Date    04/04/2014    Meeting Type    Annual    Ticker    PRAA

 

Shares Voted 600    Primary CUSIP 73640Q105    Primary ISIN US73640Q1058    Primary SEDOL 2986164

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Scott M. Tabakin   Mgmt   For   For
Elect Director James M. Voss   Mgmt   For   For
Elect Director Marjorie M. Connelly   Mgmt   For   For
Elect Director James A. Nussle   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SOTHEBY’S

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    835898107
Record Date    03/12/2014    Meeting Type    Annual    Ticker    BID

 

Shares Voted 700    Primary CUSIP 835898107    Primary ISIN US8358981079    Primary SEDOL 2822406

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John M. Angelo   Mgmt   For   For
Elect Director Jessica M. Bibliowicz   Mgmt   For   For
Elect Director Kevin C. Conroy   Mgmt   For   For
Elect Director Domenico De Sole   Mgmt   For   For
Elect Director The Duke Of Devonshire   Mgmt   For   For
Elect Director Daniel S. Loeb   Mgmt   For   For
Elect Director Daniel Meyer   Mgmt   For   For
Elect Director Allen Questrom   Mgmt   For   For
Elect Director Olivier Reza   Mgmt   For   For
Elect Director William F. Ruprecht   Mgmt   For   For
Elect Director Marsha E. Simms   Mgmt   For   For
Elect Director Robert S. Taubman   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director Dennis M. Weibling   Mgmt   For   For
Elect Director Harry J. Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    78467J100
Record Date    04/01/2014    Meeting Type    Annual    Ticker    SSNC

 

Shares Voted 800    Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Normand A. Boulanger   Mgmt   For   For
Elect Director David A. Varsano   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   Against
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Targa Resources Corp.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    87612G101
Record Date    04/01/2014    Meeting Type    Annual    Ticker    TRGP

 

Shares Voted 428    Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles R. Crisp   Mgmt   For   For
Elect Director Laura C. Fulton   Mgmt   For   For
Elect Director James W. Whalen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For

Telefonica S.A.

 

Meeting Date    05/29/2014    Country    Spain    Provider Security ID    879382109
Record Date    05/23/2014    Meeting Type    Annual    Ticker    TEF

 

Shares Voted 5,168    Primary CUSIP 879382109    Primary ISIN ES0178430E18    Primary SEDOL 5732524

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements, Allocation of Income, and Discharge of Board   Mgmt   For   For
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Restricted Stock Plan   Mgmt   For   For
Approve Share Matching Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Highwoods Properties, Inc.

 

Meeting Date    05/30/2014    Country    USA    Provider Security ID    431284108
Record Date    03/03/2014    Meeting Type    Annual    Ticker    HIW

 

Shares Voted 799    Primary CUSIP 431284108    Primary ISIN US4312841087    Primary SEDOL 2420640

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles A. Anderson   Mgmt   For   For
Elect Director Gene H. Anderson   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director David J. Hartzell   Mgmt   For   For
Elect Director Sherry A. Kellett   Mgmt   For   For
Elect Director Mark F. Mulhern   Mgmt   For   For
Elect Director L. Glenn Orr, Jr.   Mgmt   For   For
Elect Director O. Temple Sloan, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CoStar Group, Inc.

 

Meeting Date    06/02/2014    Country    USA    Provider Security ID    22160N109
Record Date    04/04/2014    Meeting Type    Annual    Ticker    CSGP

 

Shares Voted 264    Primary CUSIP 22160N109    Primary ISIN US22160N1090    Primary SEDOL 2262864

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael R. Klein   Mgmt   For   For
Elect Director Andrew C. Florance   Mgmt   For   For
Elect Director David Bonderman   Mgmt   For   For
Elect Director Michael J. Glosserman   Mgmt   For   For
Elect Director Warren H. Haber   Mgmt   For   For
Elect Director John W. Hill   Mgmt   For   For
Elect Director Christopher J. Nassetta   Mgmt   For   For
Elect Director David J. Steinberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

UnitedHealth Group Incorporated

 

Meeting Date    06/02/2014    Country    USA    Provider Security ID    91324P102
Record Date    04/04/2014    Meeting Type    Annual    Ticker    UNH

 

Shares Voted 1,546    Primary CUSIP 91324P102    Primary ISIN US91324P1021    Primary SEDOL 2917766

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director Edson Bueno   Mgmt   For   For
Elect Director Richard T. Burke   Mgmt   For   For
Elect Directo Robert J. Darretta   Mgmt   For   For
Elect Director Stephen J. Hemsley   Mgmt   For   For
Elect Director Michele J. Hooper   Mgmt   For   For
Elect Director Rodger A. Lawson   Mgmt   For   For
Elect Director Douglas W. Leatherdale   Mgmt   For   For
Elect Director Glenn M. Renwick   Mgmt   For   For
Elect Director Kenneth I. Shine   Mgmt   For   For
Elect Director Gail R. Wilensky   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    192446102
Record Date    04/07/2014    Meeting Type    Annual    Ticker    CTSH

 

Shares Voted 3,782    Primary CUSIP 192446102    Primary ISIN US1924461023    Primary SEDOL 2257019

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Patsalos-Fox   Mgmt   For   For
Elect Director Robert E. Weissman   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Columbia Sportswear Company

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    198516106
Record Date    04/02/2014    Meeting Type    Annual    Ticker    COLM

 

Shares Voted 334    Primary CUSIP 198516106    Primary ISIN US1985161066    Primary SEDOL 2229126

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gertrude Boyle   Mgmt   For   For
Elect Director Timothy P. Boyle   Mgmt   For   For
Elect Director Sarah A. Bany   Mgmt   For   For
Elect Director Murrey R. Albers   Mgmt   For   For
Elect Director Stephen E. Babson   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Edward S. George   Mgmt   For   For
Elect Director Walter T. Klenz   Mgmt   For   For
Elect Director Ronald E. Nelson   Mgmt   For   For
Elect Director John W. Stanton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Cubist Pharmaceuticals, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    229678107
Record Date    04/08/2014    Meeting Type    Annual    Ticker    CBST

 

Shares Voted 600    Primary CUSIP 229678107    Primary ISIN US2296781071    Primary SEDOL 2240934

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Bonney   Mgmt   For   For
Elect Director Jane Henney   Mgmt   For   For
Elect Director Leon Moulder, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MasterCard Incorporated

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    57636Q104
Record Date    04/09/2014    Meeting Type    Annual    Ticker    MA

 

Shares Voted 1,920    Primary CUSIP 57636Q104    Primary ISIN US57636Q1040    Primary SEDOL B121557

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Haythornthwaite   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Silvio Barzi   Mgmt   For   For
Elect Director David R. Carlucci   Mgmt   For   For
Elect Director Steven J. Freiberg   Mgmt   For   For
Elect Director Julius Genachowski   Mgmt   For   For
Elect Director Merit E. Janow   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Marc Olivie   Mgmt   For   For
Elect Director Rima Qureshi   Mgmt   For   For
Elect Director Jose Octavio Reyes Lagunes   Mgmt   For   For
Elect Director Jackson P. Tai   Mgmt   For   For
Elect Director Edward Suning Tian   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Monster Worldwide, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    611742107
Record Date    04/09/2014    Meeting Type    Annual    Ticker    MWW

 

Shares Voted 4,900    Primary CUSIP 611742107    Primary ISIN US6117421072    Primary SEDOL 2892045

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Salvatore Iannuzzi   Mgmt   For   For
Elect Director John Gaulding   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   Against
Elect Director Jeffrey F. Rayport   Mgmt   For   For
Elect Director Roberto Tunioli   Mgmt   For   Against
Elect Director Timothy T. Yates   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Syntel, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    87162H103
Record Date    04/08/2014    Meeting Type    Annual    Ticker    SYNT

 

Shares Voted 339    Primary CUSIP 87162H103    Primary ISIN US87162H1032    Primary SEDOL 2095703

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paritosh K. Choksi   Mgmt   For   For
Elect Director Bharat Desai   Mgmt   For   For
Elect Director Thomas Doke   Mgmt   For   For
Elect Director Rajesh Mashruwala   Mgmt   For   For
Elect Director George R. Mrkonic, Jr.   Mgmt   For   For
Elect Director Prashant Ranade   Mgmt   For   For
Elect Director Neerja Sethi   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cabela’s Incorporated

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    126804301
Record Date    04/07/2014    Meeting Type    Annual    Ticker    CAB

 

Shares Voted 700    Primary CUSIP 126804301    Primary ISIN US1268043015    Primary SEDOL B00N2Z7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Theodore M. Armstrong   Mgmt   For   For
Elect Director James W. Cabela   Mgmt   For   For
Elect Director John H. Edmondson   Mgmt   For   For
Elect Director John Gottschalk   Mgmt   For   For
Elect Director Dennis Highby   Mgmt   For   For
Elect Director Reuben Mark   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Thomas L. Millner   Mgmt   For   For
Elect Director Donna M. Milrod   Mgmt   For   For
Elect Director Beth M. Pritchard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

FTI Consulting, Inc.

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    302941109
Record Date    03/25/2014    Meeting Type    Annual    Ticker    FCN

 

Shares Voted 314    Primary CUSIP 302941109    Primary ISIN US3029411093    Primary SEDOL 2351449

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brenda J. Bacon   Mgmt   For   For
Elect Director Claudio Costamagna   Mgmt   For   For
Elect Director James W. Crownover   Mgmt   For   For
Elect Director Vernon Ellis   Mgmt   For   For
Elect Director Nicholas C. Fanandakis   Mgmt   For   For
Elect Director Steven H. Gunby   Mgmt   For   For
Elect Director Gerard E. Holthaus   Mgmt   For   For
Elect Director Marc Holtzman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SolarCity Corporation

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    83416T100
Record Date    04/11/2014    Meeting Type    Annual    Ticker    SCTY

 

Shares Voted 800    Primary CUSIP 83416T100    Primary ISIN US83416T1007    Primary SEDOL B8BZJC4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Antonio J. Gracias   Mgmt   For   For
Elect Director Nancy E. Pfund   Mgmt   For   For
Elect Director Peter J. Rive   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

The Boston Beer Company, Inc.

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    100557107
Record Date    04/04/2014    Meeting Type    Annual    Ticker    SAM

 

Shares Voted 130    Primary CUSIP 100557107    Primary ISIN US1005571070    Primary SEDOL 2113393

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David A. Burwick   Mgmt   For   For
Elect Director Pearson C. Cummin, III   Mgmt   For   For
Elect Director Jeanne-Michel Valette   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Activision Blizzard, Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    00507V109
Record Date    04/07/2014    Meeting Type    Annual    Ticker    ATVI

 

Shares Voted 7,442    Primary CUSIP 00507V109    Primary ISIN US00507V1098    Primary SEDOL 2575818

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Corti   Mgmt   For   Against
Elect Director Brian G. Kelly   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Barry Meyer   Mgmt   For   For
Elect Director Robert J. Morgado   Mgmt   For   Against
Elect Director Peter Nolan   Mgmt   For   For
Elect Director Richard Sarnoff   Mgmt   For   For
Elect Director Elaine Wynn   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Amend Provisions Relating to the Relationship with Vivendi   Mgmt   For   For
Amend Provisions Relating to Supermajority and Special Voting Requirements   Mgmt   For   For
Amend Provisions Relating to the Ability to Amend Bylaws   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Ingersoll-Rand plc

 

Meeting Date    06/05/2014    Country    Ireland    Provider Security ID    G47791101
Record Date    04/08/2014    Meeting Type    Annual    Ticker    IR

 

Shares Voted 1,812    Primary CUSIP G47791101    Primary ISIN IE00B6330302    Primary SEDOL B633030

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ann C. Berzin   Mgmt   For   For
Elect Director John Bruton   Mgmt   For   For
Elect Director Jared L. Cohon   Mgmt   For   For
Elect Director Gary D. Forsee   Mgmt   For   For
Elect Director Edward E. Hagenlocker   Mgmt   For   For
Elect Director Constance J. Horner   Mgmt   For   For
Elect Director Michael W. Lamach   Mgmt   For   For
Elect Director Theodore E. Martin   Mgmt   For   For
Elect Director John P. Surma   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director Tony L. White   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Renew Directors’ Authority to Issue Shares   Mgmt   For   For
Renew Directors’ Authority to Issue Shares for Cash   Mgmt   For   For
Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares   Mgmt   For   For

Live Nation Entertainment, Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    538034109
Record Date    04/10/2014    Meeting Type    Annual    Ticker    LYV

 

Shares Voted 1,865    Primary CUSIP 538034109    Primary ISIN US5380341090    Primary SEDOL B0T7YX2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Carleton   Mgmt   For   Against
Elect Director Jonathan Dolgen   Mgmt   For   For
Elect Director Ariel Emanuel   Mgmt   For   For
Elect Director Robert Ted Enloe, III   Mgmt   For   Against
Elect Director Jeffrey T. Hinson   Mgmt   For   For
Elect Director Margaret “Peggy” Johnson   Mgmt   For   For
Elect Director James S. Kahan   Mgmt   For   For
Elect Director Gregory B. Maffei   Mgmt   For   For
Elect Director Randall T. Mays   Mgmt   For   For
Elect Director Michael Rapino   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MarketAxess Holdings Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    57060D108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    MKTX

 

Shares Voted 356    Primary CUSIP 57060D108    Primary ISIN US57060D1081    Primary SEDOL B03Q9D0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard M. McVey   Mgmt   For   For
Elect Director Steven L. Begleiter   Mgmt   For   For
Elect Director Stephen P. Casper   Mgmt   For   For
Elect Director Jane Chwick   Mgmt   For   For
Elect Director William F. Cruger   Mgmt   For   For
Elect Director David G. Gomach   Mgmt   For   For
Elect Director Carlos M. Hernandez   Mgmt   For   For
Elect Director Ronald M. Hersch   Mgmt   For   For
Elect Director John Steinhardt   Mgmt   For   For
Elect Director James J. Sullivan   Mgmt   For   For
Elect Director Lesley Daniels Webster   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

DFC Global Corp.

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    23324T107
Record Date    04/29/2014    Meeting Type    Special    Ticker    DLLR

 

Shares Voted 1,900    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   Against
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   Against

Marriott Vacations Worldwide Corporation

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    57164Y107
Record Date    04/10/2014    Meeting Type    Annual    Ticker    VAC

 

Shares Voted 400    Primary CUSIP 57164Y107    Primary ISIN US57164Y1073    Primary SEDOL B45K9N8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C.E. Andrews   Mgmt   For   For
Elect Director William W. McCarten   Mgmt   For   For
Elect Director William J. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Wal-Mart Stores, Inc.

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    931142103
Record Date    04/11/2014    Meeting Type    Annual    Ticker    WMT

 

Shares Voted 5,176    Primary CUSIP 931142103    Primary ISIN US9311421039    Primary SEDOL 2936921

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aida M. Alvarez   Mgmt   For   Against
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Roger C. Corbett   Mgmt   For   For
Elect Director Pamela J. Craig   Mgmt   For   For
Elect Director Douglas N. Daft   Mgmt   For   Against
Elect Director Michael T. Duke   Mgmt   For   Against
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Marissa A. Mayer   Mgmt   For   For
Elect Director C. Douglas McMillon   Mgmt   For   For
Elect Director Gregory B. Penner   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Jim C. Walton   Mgmt   For   For

Elect Director S. Robson Walton   Mgmt   For   Against
Elect Director Linda S. Wolf   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Disclosure of Recoupment Activity from Senior Officers   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

athenahealth, Inc.

 

Meeting Date    06/09/2014    Country    USA    Provider Security ID    04685W103
Record Date    04/15/2014    Meeting Type    Annual    Ticker    ATHN

 

Shares Voted 328    Primary CUSIP 04685W103    Primary ISIN US04685W1036    Primary SEDOL B24FJV8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Amy Abernethy   Mgmt   For   For
Elect Director Jonathan Bush   Mgmt   For   For
Elect Director Brandon Hull   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Motors Company

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    37045V100
Record Date    04/11/2014    Meeting Type    Annual    Ticker    GM

 

Shares Voted 2,056    Primary CUSIP 37045V100    Primary ISIN US37045V1008    Primary SEDOL B665KZ5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph J. Ashton   Mgmt   For   For
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director Stephen J. Girsky   Mgmt   For   For
Elect Director E. Neville Isdell   Mgmt   For   For
Elect Director Kathryn V. Marinello   Mgmt   For   For
Elect Director Michael G. Mullen   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Thomas M. Schoewe   Mgmt   For   For
Elect Director Theodore M. Solso   Mgmt   For   For
Elect Director Carol M. Stephenson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Isis Pharmaceuticals, Inc.

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    464330109
Record Date    04/11/2014    Meeting Type    Annual    Ticker    ISIS

 

Shares Voted 1,000    Primary CUSIP 464330109    Primary ISIN US4643301090    Primary SEDOL 2459785

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Spencer R. Berthelsen   Mgmt   For   For
Elect Director B. Lynne Parshall   Mgmt   For   For
Elect Director Joseph H. Wender   Mgmt   For   For
Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy   Mgmt   For   For
Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Non-Employee Director Stock Option Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Republic Airways Holdings Inc.

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    760276105
Record Date    04/14/2014    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 2,200    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Robert L. Colin   Mgmt   For   For
Elect Director Daniel P. Garton   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Caterpillar Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    149123101
Record Date    04/14/2014    Meeting Type    Annual    Ticker    CAT

 

Shares Voted 1,019    Primary CUSIP 149123101    Primary ISIN US1491231015    Primary SEDOL 2180201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Daniel M. Dickinson   Mgmt   For   For
Elect Director Juan Gallardo   Mgmt   For   For
Elect Director Jesse J. Greene, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Peter A. Magowan   Mgmt   For   For
Elect Director Dennis A. Muilenburg   Mgmt   For   For
Elect Director Douglas R. Oberhelman   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Edward B. Rust, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Review and Amend Human Rights Policies   SH   Against   For
Report on Controls to Ensure no Sales to Sudan   SH   Against   For
Provide for Cumulative Voting   SH   Against   Against

Compass Group plc

 

Meeting Date    06/11/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    06/09/2014    Meeting Type    Special    Ticker    CPG

 

Shares Voted 2,256    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Adopt New Articles of Association   Mgmt   For   For
Approve Matters Relating to the Return of Cash to Shareholders   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of New Ordinary Shares   Mgmt   For   For

EMCOR Group, Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    29084Q100
Record Date    04/16/2014    Meeting Type    Annual    Ticker    EME

 

Shares Voted 585    Primary CUSIP 29084Q100    Primary ISIN US29084Q1004    Primary SEDOL 2474164

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen W. Bershad   Mgmt   For   For
Elect Director David A.B. Brown   Mgmt   For   For
Elect Director Larry J. Bump   Mgmt   For   For
Elect Director Anthony J. Guzzi   Mgmt   For   For
Elect Director Richard F. Hamm, Jr.   Mgmt   For   For
Elect Director David H. Laidley   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Jerry E. Ryan   Mgmt   For   For
Elect Director Michael T. Yonker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Generac Holdings Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    368736104
Record Date    04/17/2014    Meeting Type    Annual    Ticker    GNRC

 

Shares Voted 700    Primary CUSIP 368736104    Primary ISIN US3687361044    Primary SEDOL B6197Q2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bennett Morgan   Mgmt   For   For
Elect Director Todd A. Adams   Mgmt   For   For
Elect Director Ralph W. Castner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For

Higher One Holdings, Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    42983D104
Record Date    04/16/2014    Meeting Type    Annual    Ticker    ONE

 

Shares Voted 2,400    Primary CUSIP 42983D104    Primary ISIN US42983D1046    Primary SEDOL B575RZ6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Volchek   Mgmt   For   For
Elect Director David Cromwell   Mgmt   For   For
Elect Director Lowell Robinson   Mgmt   For   For

Declassify the Board of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Mentor Graphics Corporation

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    587200106
Record Date    04/07/2014    Meeting Type    Annual    Ticker    MENT

 

Shares Voted 1,085    Primary CUSIP 587200106    Primary ISIN US5872001061    Primary SEDOL 2578033

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Keith L. Barnes   Mgmt   For   Withhold
Elect Director Peter Bonfield   Mgmt   For   Withhold
Elect Director Gregory K. Hinckley   Mgmt   For   Withhold
Elect Director J. Daniel McCranie   Mgmt   For   Withhold
Elect Director Patrick B. McManus   Mgmt   For   Withhold
Elect Director Walden C. Rhines   Mgmt   For   Withhold
Elect Director David S. Schechter   Mgmt   For   Withhold
Elect Director Jeffrey M. Stafeil   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Bundled Compensation Plans   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Stifel Financial Corp.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    860630102
Record Date    04/14/2014    Meeting Type    Annual    Ticker    SF

 

Shares Voted 700    Primary CUSIP 860630102    Primary ISIN US8606301021    Primary SEDOL 2849234

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce A. Beda   Mgmt   For   For
Elect Director Fredrick O. Hanser   Mgmt   For   For
Elect Director Ronald J. Kruszewski   Mgmt   For   For
Elect Director Thomas P. Mulroy   Mgmt   For   For
Elect Director Thomas W. Weisel   Mgmt   For   For
Elect Director Kelvin R. Westbrook   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Target Corporation

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    87612E106
Record Date    04/14/2014    Meeting Type    Annual    Ticker    TGT

 

Shares Voted 991    Primary CUSIP 87612E106    Primary ISIN US87612E1064    Primary SEDOL 2259101

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roxanne S. Austin   Mgmt   For   Against
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   Against
Elect Director Henrique De Castro   Mgmt   For   Against
Elect Director James A. Johnson   Mgmt   For   Against
Elect Director Mary E. Minnick   Mgmt   For   Against
Elect Director Anne M. Mulcahy   Mgmt   For   Against
Elect Director Derica W. Rice   Mgmt   For   Against
Elect Director Kenneth L. Salazar   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Perquisites   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations   SH   Against   Against

Gulfport Energy Corporation

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    402635304
Record Date    04/23/2014    Meeting Type    Annual    Ticker    GPOR

 

Shares Voted 800    Primary CUSIP 402635304    Primary ISIN US4026353049    Primary SEDOL 2398684

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael G. Moore   Mgmt   For   For
Elect Director Donald L. Dillingham   Mgmt   For   For
Elect Director Craig Groeschel   Mgmt   For   For
Elect Director David L. Houston   Mgmt   For   For
Elect Director Michael S. Reddin   Mgmt   For   For
Elect Director Scott E. Streller   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Omega Healthcare Investors, Inc.

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    681936100
Record Date    04/23/2014    Meeting Type    Annual    Ticker    OHI

 

Shares Voted 1,091    Primary CUSIP 681936100    Primary ISIN US6819361006    Primary SEDOL 2043274

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara B. Hill   Mgmt   For   For
Elect Director Harold J. Kloosterman   Mgmt   For   For
Elect Director C. Taylor Pickett   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Universal Health Realty Income Trust

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    91359E105
Record Date    04/14/2014    Meeting Type    Annual    Ticker    UHT

 

Shares Voted 600    Primary CUSIP 91359E105    Primary ISIN US91359E1055    Primary SEDOL 2927497

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Miller   Mgmt   For   For
Elect Director Robert F. McCadden   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date    06/13/2014    Country    Japan    Provider Security ID    J22302111
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7267

 

Shares Voted 1,898    Primary CUSIP J22302111    Primary ISIN JP3854600008    Primary SEDOL 6435145

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Nonaka, Toshihiko   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Kunii, Hideko   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For
Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For

InnerWorkings, Inc.

 

Meeting Date    06/13/2014    Country    USA    Provider Security ID    45773Y105
Record Date    04/15/2014    Meeting Type    Annual    Ticker    INWK

 

Shares Voted 2,500    Primary CUSIP 45773Y105    Primary ISIN US45773Y1055    Primary SEDOL B17W6V8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack M. Greenberg   Mgmt   For   For
Elect Director Eric D. Belcher   Mgmt   For   For
Elect Director Charles K. Bobrinskoy   Mgmt   For   For
Elect Director Daniel M. Friedberg   Mgmt   For   For
Elect Director David Fisher   Mgmt   For   For
Elect Director J. Patrick Gallagher, Jr.   Mgmt   For   For
Elect Director Julie M. Howard   Mgmt   For   For
Elect Director Linda S. Wolf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

CVR Energy, Inc.

 

Meeting Date    06/17/2014    Country    USA    Provider Security ID    12662P108
Record Date    04/21/2014    Meeting Type    Annual    Ticker    CVI

 

Shares Voted 871    Primary CUSIP 12662P108    Primary ISIN US12662P1084    Primary SEDOL B23PS12

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bob G. Alexander   Mgmt   For   For
Elect Director SungHwan Cho   Mgmt   For   Withhold
Elect Director Carl C. Icahn   Mgmt   For   Withhold
Elect Director Courtney Mather   Mgmt   For   Withhold
Elect Director John J. Lipinski   Mgmt   For   Withhold
Elect Director Samuel Merksamer   Mgmt   For   Withhold
Elect Director Stephen Mongillo   Mgmt   For   For
Elect Director Andrew Roberto   Mgmt   For   Withhold
Elect Director James M. Strock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    06/17/2014    Country    USA    Provider Security ID    35671D857
Record Date    04/21/2014    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 1,516    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For
Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Lydia H. Kennard   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   Withhold
Elect Director James R. Moffett   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Elect Director Frances Fragos Townsend   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Require Director Nominee with Environmental Experience   SH   Against   Against

Toyota Motor Corp.

 

Meeting Date    06/17/2014    Country    Japan    Provider Security ID    J92676113
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7203

 

Shares Voted 3,130    Primary CUSIP J92676113    Primary ISIN JP3633400001    Primary SEDOL 6900643

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 100   Mgmt   For   For
Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For

Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For
Elect Director Fukuichi, Tokuo   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   Against
Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Appoint Statutory Auditor Nakatsugawa, Masaki   Mgmt   For   For
Appoint Statutory Auditor Kitayama, Teisuke   Mgmt   For   Against
Appoint Alternate Statutory Auditor Sakai, Ryuuji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Disposal of Treasury Shares for a Private Placement   Mgmt   For   For

Bankrate, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    06647F102
Record Date    04/23/2014    Meeting Type    Annual    Ticker    RATE

 

Shares Voted 900    Primary CUSIP 06647F102    Primary ISIN US06647F1021    Primary SEDOL B4WDWB9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter C. Morse   Mgmt   For   Withhold
Elect Director Christian Stahl   Mgmt   For   Withhold
Elect Director Mitch Truwit   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For

Fred’s, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    356108100
Record Date    05/02/2014    Meeting Type    Annual    Ticker    FRED

 

Shares Voted 1,700    Primary CUSIP 356108100    Primary ISIN US3561081007    Primary SEDOL 2354385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Hayes   Mgmt   For   For
Elect Director John R. Eisenman   Mgmt   For   For
Elect Director Thomas H. Tashjian   Mgmt   For   Withhold
Elect Director B. Mary McNabb   Mgmt   For   Withhold
Elect Director Michael T. McMillan   Mgmt   For   For
Elect Director Bruce A. Efird   Mgmt   For   For
Elect Director Steven R. Fitzpatrick   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Men’s Wearhouse, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    587118100
Record Date    04/30/2014    Meeting Type    Annual    Ticker    MW

 

Shares Voted 445    Primary CUSIP 587118100    Primary ISIN US5871181005    Primary SEDOL 2576327

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Elect Director Allen I. Questrom   Mgmt   For   For
Elect Director B. Michael Becker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Hitachi Ltd.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J20454112
Record Date    03/31/2014    Meeting Type    Annual    Ticker    6501

 

Shares Voted 4,997    Primary CUSIP J20454112    Primary ISIN JP3788600009    Primary SEDOL 6429104

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Philip Yeo   Mgmt   For   For
Elect Director Yoshihara, Hiroaki   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Higashihara, Toshiaki   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For
Elect Director Mochida, Nobuo   Mgmt   For   For

Mitsubishi Corp.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J43830116
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8058

 

Shares Voted 1,493    Primary CUSIP J43830116    Primary ISIN JP3898400001    Primary SEDOL 6596785

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 38   Mgmt   For   For
Amend Articles To Clarify that Company President is a Role Filled by an Executive Officer   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For
Elect Director Miyauchi, Takahisa   Mgmt   For   For
Elect Director Uchino, Shuma   Mgmt   For   For
Elect Director Mori, Kazuyuki   Mgmt   For   For
Elect Director Hirota, Yasuhito   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For
Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Appoint Statutory Auditor Nabeshima, Hideyuki   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

SoftBank Corp.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J75963108
Record Date    03/31/2014    Meeting Type    Annual    Ticker    9984

 

Shares Voted 1,014    Primary CUSIP J75963108    Primary ISIN JP3436100006    Primary SEDOL 6770620

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Goto, Yoshimitsu   Mgmt   For   For
Elect Director Fujihara, Kazuhiko   Mgmt   For   For
Elect Director Nagamori, Shigenobu   Mgmt   For   For

East Japan Railway Co.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J1257M109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    9020

 

Shares Voted 328    Primary CUSIP J1257M109    Primary ISIN JP3783600004    Primary SEDOL 6298542

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 60   Mgmt   For   For
Elect Director Seino, Satoshi   Mgmt   For   For
Elect Director Ogata, Masaki   Mgmt   For   For
Elect Director Tomita, Tetsuro   Mgmt   For   For
Elect Director Fukasawa, Yuuji   Mgmt   For   For
Elect Director Yagishita, Naomichi   Mgmt   For   For
Elect Director Morimoto, Yuuji   Mgmt   For   For
Elect Director Haraguchi, Tsukasa   Mgmt   For   For
Elect Director Kawanobe, Osamu   Mgmt   For   For
Elect Director Ichinose, Toshiro   Mgmt   For   For
Elect Director Sawamoto, Takashi   Mgmt   For   For
Elect Director Nakai, Masahiko   Mgmt   For   For
Elect Director Umehara, Yasuyoshi   Mgmt   For   For
Elect Director Takahashi, Makoto   Mgmt   For   For
Elect Director Fukuda, Yasushi   Mgmt   For   For
Elect Director Nishiyama, Takao   Mgmt   For   For
Elect Director Eto, Takashi   Mgmt   For   For
Elect Director Sasaki, Takeshi   Mgmt   For   For
Elect Director Hamaguchi, Tomokazu   Mgmt   For   For
Approve Annual Bonus Payment to Directors and Statutory Auditors   Mgmt   For   For
Amend Articles to Allow Shareholder Meeting Resolutions on Business Plans Related to Tohoku Earthquake Reconstruction   SH   Against   Against
Create Damaged Railroad Reconstruction Committee   SH   Against   Against
Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings   SH   Against   Against
Create Compliance Committee   SH   Against   Against
Amend Articles to Require Disclosure of Top Five Individual Director Compensation in Proxy Materials   SH   Against   For
Amend Articles to Require At Least Three Outsiders on Board of Directors   SH   Against   For
Remove Chairman Satoshi Seino from the Board of Directors   SH   Against   Against
Remove Vice Chairman Masaki Ogata from the Board of Directors   SH   Against   Against

Remove Representative Director and President Tetsuro Tomita from the Board of Directors   SH   Against   Against
Remove Representative Director and Vice President Yuuji Fukasawa from the Board of Directors   SH   Against   Against
Remove Executive Director Yuuji Morimoto from the Board of Directors   SH   Against   Against
Reduce Director and Statutory Auditor Compensation by 20 Percent   SH   Against   Against
Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines   SH   Against   Against

Japan Tobacco Inc

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J27869106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    2914

 

Shares Voted 1,300    Primary CUSIP J27869106    Primary ISIN JP3726800000    Primary SEDOL 6474535

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Amend Articles To Change Fiscal Year End   Mgmt   For   For
Elect Director Tango, Yasutake   Mgmt   For   For
Elect Director Koizumi, Mitsuomi   Mgmt   For   For
Elect Director Shingai, Yasushi   Mgmt   For   For
Elect Director Okubo, Noriaki   Mgmt   For   For
Elect Director Saeki, Akira   Mgmt   For   For
Elect Director Miyazaki, Hideki   Mgmt   For   For
Elect Director Oka, Motoyuki   Mgmt   For   For
Elect Director Koda, Main   Mgmt   For   For
Appoint Alternate Statutory Auditor Masaki, Michio   Mgmt   For   For
Approve Alternate Income Allocation, with a Final Dividend of JPY 150   SH   Against   Against
Authorize Share Repurchase of Up To 200 Million Shares in the Coming Year   SH   Against   For
Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares   SH   Against   For
Cancel the Company’s Treasury Shares   SH   Against   For
Amend Articles to Allow Shareholder Meetings to Resolve on Share Warrants   SH   Against   Against

Kite Realty Group Trust

 

Meeting Date    06/24/2014    Country    USA    Provider Security ID    49803T102
Record Date    05/05/2014    Meeting Type    Special    Ticker    KRG

 

Shares Voted 4,500    Primary CUSIP 49803T102    Primary ISIN US49803T1025    Primary SEDOL B02H893

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J4599L102
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8411

 

Shares Voted 25,171    Primary CUSIP J4599L102    Primary ISIN JP3885780001    Primary SEDOL 6591014

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3.5   Mgmt   For   Against
Amend Articles To Adopt U.S.-Style Board Structure—Reduce Directors’ Term—Recognize Validity of Board Resolutions in Written or Electronic Format—Authorize Board to Determine Income Allocation – Remove Provisions on Class 13 Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Aya, Ryusuke   Mgmt   For   For
Elect Director Shimbo, Junichi   Mgmt   For   For
Elect Director Fujiwara, Koji   Mgmt   For   For
Elect Director Takahashi, Hideyuki   Mgmt   For   For
Elect Director Funaki, Nobukatsu   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Kawamura, Takashi   Mgmt   For   For
Elect Director Kainaka, Tatsuo   Mgmt   For   Against
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Elect Director Ota, Hiroko   Mgmt   For   For
Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So   SH   Against   Against
Approve Alternate Income Allocation, with a Final Dividend of JPY 5   SH   Against   For
Amend Articles to Put Director Nominees’ and Statutory Auditor Nominees’ Concurrent Posts at Listed Companies in Proxy Materials   SH   Against   Against
Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For
Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as “Vulture” to Characterize Foreign Shareholders   SH   Against   Against
Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect   SH   Against   Against
Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups   SH   Against   Against
Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company’s Website   SH   Against   Against
Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Manipulating Stock Prices on Green-Sheet Markets   SH   Against   Against

Nissan Motor Co. Ltd.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J57160129
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7201

 

Shares Voted 2,670    Primary CUSIP J57160129    Primary ISIN JP3672400003    Primary SEDOL 6642860

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   For
Elect Director Sakamoto, Hideyuki   Mgmt   For   For
Elect Director Matsumoto, Fumiaki   Mgmt   For   For
Elect Director Bernard Rey   Mgmt   For   For
Appoint Statutory Auditor Imazu, Hidetoshi   Mgmt   For   For
Appoint Statutory Auditor Nakamura, Toshiyuki   Mgmt   For   For
Appoint Statutory Auditor Nagai, Motoo   Mgmt   For   Against

Restoration Hardware Holdings, Inc.

 

Meeting Date    06/25/2014    Country    USA    Provider Security ID    761283100
Record Date    05/05/2014    Meeting Type    Annual    Ticker    RH

 

Shares Voted 500    Primary CUSIP 761283100    Primary ISIN US7612831005    Primary SEDOL B8V9GG9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katie Mitic   Mgmt   For   For
Elect Director Thomas Mottola   Mgmt   For   Withhold
Elect Director Barry Sternlicht   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year
Ratify Auditors   Mgmt   For   For

Genesco Inc.

 

Meeting Date    06/26/2014    Country    USA    Provider Security ID    371532102
Record Date    04/28/2014    Meeting Type    Annual    Ticker    GCO

 

Shares Voted 300    Primary CUSIP 371532102    Primary ISIN US3715321028    Primary SEDOL 2367101

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joanna Barsh   Mgmt   For   For
Elect Director James S. Beard   Mgmt   For   For
Elect Director Leonard L. Berry   Mgmt   For   For
Elect Director William F. Blaufuss, Jr.   Mgmt   For   For
Elect Director James W. Bradford   Mgmt   For   For
Elect Director Robert J. Dennis   Mgmt   For   For
Elect Director Matthew C. Diamond   Mgmt   For   For

Elect Director Marty G. Dickens   Mgmt   For   For
Elect Director Thurgood Marshall, Jr.   Mgmt   For   For
Elect Director Kathleen Mason   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Fanuc Corp.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J13440102
Record Date    03/31/2014    Meeting Type    Annual    Ticker    6954

 

Shares Voted 241    Primary CUSIP J13440102    Primary ISIN JP3802400006    Primary SEDOL 6356934

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 93.26   Mgmt   For   For
Amend Articles To Amend Business Lines   Mgmt   For   For
Elect Director Inaba, Yoshiharu   Mgmt   For   For
Elect Director Yamaguchi, Kenji   Mgmt   For   For
Elect Director Uchida, Hiroyuki   Mgmt   For   For
Elect Director Gonda, Yoshihiro   Mgmt   For   For
Elect Director Inaba, Kiyonori   Mgmt   For   For
Elect Director Matsubara, Shunsuke   Mgmt   For   For
Elect Director Noda, Hiroshi   Mgmt   For   For
Elect Director Kohari, Katsuo   Mgmt   For   For
Elect Director Okada, Toshiya   Mgmt   For   For
Elect Director Richard E. Schneider   Mgmt   For   For
Elect Director Olaf C. Gehrels   Mgmt   For   For
Elect Director Ono, Masato   Mgmt   For   For
Appoint Statutory Auditor Sumikawa, Masaharu   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors   Mgmt   For   For

Mitsubishi Estate Co Ltd

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J43916113
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8802

 

Shares Voted 2,000    Primary CUSIP J43916113    Primary ISIN JP3899600005    Primary SEDOL 6596729

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Kimura, Keiji   Mgmt   For   For
Elect Director Sugiyama, Hirotaka   Mgmt   For   For
Elect Director Yanagisawa, Yutaka   Mgmt   For   For
Elect Director Kazama, Toshihiko   Mgmt   For   For
Elect Director Kato, Jo   Mgmt   For   For
Elect Director Aiba, Naoto   Mgmt   For   For
Elect Director Ono, Masamichi   Mgmt   For   For
Elect Director Okusa, Toru   Mgmt   For   For
Elect Director Tanisawa, Junichi   Mgmt   For   For
Elect Director Matsuhashi, Isao   Mgmt   For   For
Elect Director Tokiwa, Fumikatsu   Mgmt   For   For
Elect Director Gomi, Yasumasa   Mgmt   For   For
Elect Director Tomioka, Shuu   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kenji   Mgmt   For   Against

Mitsubishi UFJ Financial Group

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J44497105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8306

 

Shares Voted 14,063    Primary CUSIP J44497105    Primary ISIN JP3902900004    Primary SEDOL 6335171

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   For   For
Elect Director Sono, Kiyoshi   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Kuroda, Tadashi   Mgmt   For   For
Elect Director Nagaoka, Takashi   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Okuda, Tsutomu   Mgmt   For   For
Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Okamoto, Kunie   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Elect Director Matsuyama, Haruka   Mgmt   For   For
Appoint Statutory Auditor Sato, Yukihiro   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For

Orexigen Therapeutics, Inc.

 

Meeting Date    06/27/2014    Country    USA    Provider Security ID    686164104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    OREX

 

Shares Voted 4,400    Primary CUSIP 686164104    Primary ISIN US6861641040    Primary SEDOL B1WLCZ6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eckard Weber   Mgmt   For   For
Elect Director Patrick J. Mahaffy   Mgmt   For   Withhold
Elect Director Michael A. Narachi   Mgmt   For   For
Approve Flexible Settlement Feature for the Potential Conversion of the Notes   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J7771X109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8316

 

Shares Voted 1,501    Primary CUSIP J7771X109    Primary ISIN JP3890350006    Primary SEDOL 6563024

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Elect Director Miyata, Koichi   Mgmt   For   For
Elect Director Kurumatani, Nobuaki   Mgmt   For   For
Elect Director Inoue, Atsuhiko   Mgmt   For   For
Elect Director Ota, Jun   Mgmt   For   For
Elect Director Yokoyama, Yoshinori   Mgmt   For   For
Appoint Statutory Auditor Nakao, Kazuhiko   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J8129E108
Record Date    03/31/2014    Meeting Type    Annual    Ticker    4502

 

Shares Voted 841    Primary CUSIP J8129E108    Primary ISIN JP3463000004    Primary SEDOL 6870445

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Amend Articles To Transfer Authority to Preside over Shareholder Meetings from President to Representative Director   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For

Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Christophe Weber   Mgmt   For   For
Elect Director Francois Roger   Mgmt   For   For
Elect Director Sakane, Masahiro   Mgmt   For   For
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Performance-Based Equity Compensation for Directors   Mgmt   For   For

Tesco plc

 

Meeting Date    06/27/2014    Country    United Kingdom    Provider Security ID    G87621101
Record Date    06/25/2014    Meeting Type    Annual    Ticker    TSCO

 

Shares Voted 9,214    Primary CUSIP G87621101    Primary ISIN GB0008847096    Primary SEDOL 0884709

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Armour as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For
Re-elect Gareth Bullock as Director   Mgmt   For   For
Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Institution Account(s): db X-trackers In-Target Date Fund

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    07/16/2013    Country    USA    Provider Security ID    35671D857
Record Date    05/24/2013    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 234    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For
Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director James R. Moffett   Mgmt   For   For
Elect Director B. M. Rankin, Jr.   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Request Director Nominee with Environmental Qualifications   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Adopt Policy and Report on Board Diversity   SH   Against   For
Amend Bylaws - Call Special Meetings   SH   Against   For

Industria de Diseno Textil (INDITEX)

 

Meeting Date    07/16/2013    Country    Spain    Provider Security ID    E6282J109
Record Date    07/11/2013    Meeting Type    Annual    Ticker    ITX

 

Shares Voted 32    Primary CUSIP E6282J109    Primary ISIN ES0148396015    Primary SEDOL 7111314

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Individual Financial Statements   Mgmt   For   For
Approve Consolidated Financial Statements, and Discharge of Board   Mgmt   For   For
Approve Updated Balance Sheets to Benefit from New Tax Regulation   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

BT Group plc

 

Meeting Date    07/17/2013    Country    United Kingdom    Provider Security ID    G16612106
Record Date    07/15/2013    Meeting Type    Annual    Ticker    BT.A

 

Shares Voted 1,213    Primary CUSIP G16612106    Primary ISIN GB0030913577    Primary SEDOL 3091357

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Ian Livingston as Director   Mgmt   For   For
Re-elect Tony Chanmugam as Director   Mgmt   For   For
Re-elect Gavin Patterson as Director   Mgmt   For   For
Re-elect Tony Ball as Director   Mgmt   For   For
Re-elect Patricia Hewitt as Director   Mgmt   For   For
Re-elect Phil Hodkinson as Director   Mgmt   For   For
Re-elect Karen Richardson as Director   Mgmt   For   For
Re-elect Nick Rose as Director   Mgmt   For   For
Re-elect Jasmine Whitbread as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For

Triumph Group, Inc.

 

Meeting Date    07/18/2013    Country    USA    Provider Security ID    896818101
Record Date    05/31/2013    Meeting Type    Annual    Ticker    TGI

 

Shares Voted 67    Primary CUSIP 896818101    Primary ISIN US8968181011    Primary SEDOL 2893071

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul Bourgon   Mgmt   For   For
Elect Director Elmer L. Doty   Mgmt   For   For
Elect Director John G. Drosdick   Mgmt   For   For
Elect Director Ralph E. Eberhart   Mgmt   For   For
Elect Director Jeffry D. Frisby   Mgmt   For   For
Elect Director Richard C. Gozon   Mgmt   For   For
Elect Director Richard C. Ill   Mgmt   For   For
Elect Director William L. Mansfield   Mgmt   For   For
Elect Director Adam J. Palmer   Mgmt   For   For
Elect Director Joseph M. Silvestri   Mgmt   For   For
Elect Director George Simpson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    07/23/2013    Country    United Kingdom    Provider Security ID    G93882135
Record Date    07/19/2013    Meeting Type    Annual    Ticker    VOD

 

Shares Voted 8,001    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Vittorio Colao as Director   Mgmt   For   For
Re-elect Andy Halford as Director   Mgmt   For   For
Re-elect Stephen Pusey as Director   Mgmt   For   For
Re-elect Renee James as Director   Mgmt   For   For
Re-elect Alan Jebson as Director   Mgmt   For   For
Re-elect Samuel Jonah as Director   Mgmt   For   For
Elect Omid Kordestani as Director   Mgmt   For   For
Re-elect Nick Land as Director   Mgmt   For   For
Re-elect Anne Lauvergeon as Director   Mgmt   For   For
Re-elect Luc Vandevelde as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Philip Yea as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For

Approve Remuneration Report   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

SABMiller plc

 

Meeting Date    07/25/2013    Country    United Kingdom    Provider Security ID    G77395104
Record Date    07/23/2013    Meeting Type    Annual    Ticker    SAB

 

Shares Voted 151    Primary CUSIP G77395104    Primary ISIN GB0004835483    Primary SEDOL 0483548

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Guy Elliott as Director   Mgmt   For   For
Re-elect Mark Armour as Director   Mgmt   For   For
Re-elect Geoffrey Bible as Director   Mgmt   For   For
Re-elect Alan Clark as Director   Mgmt   For   For
Re-elect Dinyar Devitre as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Re-elect Graham Mackay as Director   Mgmt   For   For
Re-elect John Manser as Director   Mgmt   For   For
Re-elect John Manzoni as Director   Mgmt   For   For
Re-elect Miles Morland as Director   Mgmt   For   For
Re-elect Dr Dambisa Moyo as Director   Mgmt   For   For
Re-elect Carlos Perez Davila as Director   Mgmt   For   For
Re-elect Alejandro Santo Domingo Davila as Director   Mgmt   For   For
Re-elect Helen Weir as Director   Mgmt   For   For
Re-elect Howard Willard as Director   Mgmt   For   For
Re-elect Jamie Wilson as Director   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

National Grid plc

 

Meeting Date    07/29/2013    Country    United Kingdom    Provider Security ID    G6375K151
Record Date    07/27/2013    Meeting Type    Annual    Ticker    NG.

 

Shares Voted 557    Primary CUSIP G6375K151    Primary ISIN GB00B08SNH34    Primary SEDOL B08SNH3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Sir Peter Gershon as Director   Mgmt   For   For
Re-elect Steve Holliday as Director   Mgmt   For   For
Re-elect Andrew Bonfield as Director   Mgmt   For   For
Re-elect Tom King as Director   Mgmt   For   For
Re-elect Nick Winser as Director   Mgmt   For   For
Re-elect Philip Aiken as Director   Mgmt   For   For
Re-elect Nora Brownell as Director   Mgmt   For   For
Elect Jonathan Dawson as Director   Mgmt   For   For
Re-elect Paul Golby as Director   Mgmt   For   For
Re-elect Ruth Kelly as Director   Mgmt   For   For
Re-elect Maria Richter as Director   Mgmt   For   For
Elect Mark Williamson as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Cirrus Logic, Inc.

 

Meeting Date    07/30/2013    Country    USA    Provider Security ID    172755100
Record Date    05/31/2013    Meeting Type    Annual    Ticker    CRUS

 

Shares Voted 100    Primary CUSIP 172755100    Primary ISIN US1727551004    Primary SEDOL 2197308

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John C. Carter   Mgmt   For   For
Elect Director Timothy R. Dehne   Mgmt   For   For
Elect Director Jason P. Rhode   Mgmt   For   For
Elect Director Alan R. Schuele   Mgmt   For   For
Elect Director William D. Sherman   Mgmt   For   For
Elect Director Susan Wang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

EnerSys

 

Meeting Date    08/01/2013    Country    USA    Provider Security ID    29275Y102
Record Date    06/07/2013    Meeting Type    Annual    Ticker    ENS

 

Shares Voted 67    Primary CUSIP 29275Y102    Primary ISIN US29275Y1029    Primary SEDOL B020GQ5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Craig   Mgmt   For   For
Elect Director Howard I. Hoffen   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Arctic Cat Inc.

 

Meeting Date    08/08/2013    Country    USA    Provider Security ID    039670104
Record Date    06/11/2013    Meeting Type    Annual    Ticker    ACAT

 

Shares Voted 100    Primary CUSIP 039670104    Primary ISIN US0396701049    Primary SEDOL 2047500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Claude J. Jordan   Mgmt   For   For
Elect Director Susan E. Lester   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The J. M. Smucker Company

 

Meeting Date    08/14/2013    Country    USA    Provider Security ID    832696405
Record Date    06/17/2013    Meeting Type    Annual    Ticker    SJM

 

Shares Voted 134    Primary CUSIP 832696405    Primary ISIN US8326964058    Primary SEDOL 2951452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kathryn W. Dindo   Mgmt   For   For
Elect Director Robert B. Heisler, Jr.   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director Paul Smucker Wagstaff   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

CommVault Systems, Inc.

 

Meeting Date    08/21/2013    Country    USA    Provider Security ID    204166102
Record Date    07/01/2013    Meeting Type    Annual    Ticker    CVLT

 

Shares Voted 100    Primary CUSIP 204166102    Primary ISIN US2041661024    Primary SEDOL B142B38

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Armando Geday   Mgmt   For   For
Elect Director F. Robert Kurimsky   Mgmt   For   For
Elect Director David F. Walker   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Medtronic, Inc.

 

Meeting Date    08/22/2013    Country    USA    Provider Security ID    585055106
Record Date    07/01/2013    Meeting Type    Annual    Ticker    MDT

 

Shares Voted 200    Primary CUSIP 585055106    Primary ISIN US5850551061    Primary SEDOL 2575465

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Anderson   Mgmt   For   For
Elect Director Scott C. Donnelly   Mgmt   For   For
Elect Director Victor J. Dzau   Mgmt   For   For
Elect Director Omar Ishrak   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Michael O. Leavitt   Mgmt   For   For
Elect Director James T. Lenehan   Mgmt   For   For
Elect Director Denise M. O’Leary   Mgmt   For   For
Elect Director Kendall J. Powell   Mgmt   For   For
Elect Director Robert C. Pozen   Mgmt   For   For
Elect Director Preetha Reddy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Establishing Range For Board Size   Mgmt   For   For
Reduce Supermajority Vote Requirement for Removal of Directors   Mgmt   For   For
Reduce Supermajority Vote Requirement for Amendment of Articles   Mgmt   For   For
Rescind Fair Price Provision   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    08/27/2013    Country    Israel    Provider Security ID    M8769Q102
Record Date    07/25/2013    Meeting Type    Annual    Ticker    TEVA

 

Shares Voted 125    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Reelect Moshe Many as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Amir Elstein as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting   Mgmt   For   For
Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO   Mgmt   For   For
Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO   Mgmt   For   For
Approve Compensation Policy for the Directors and Officers of the Company   Mgmt   For   For
Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share   Mgmt   For   For
Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting   Mgmt   For   For
Discuss Financial Statements for 2012   Mgmt    
Vote YES where indicated if you are a controlling shareholder or have a personal interest in item; otherwise, vote NO where indicated. You may not abstain. If you vote YES on specific items, please provide an explanation to your account manager.   Mgmt   None   Against

Finisar Corporation

 

Meeting Date    09/03/2013    Country    USA    Provider Security ID    31787A507
Record Date    07/12/2013    Meeting Type    Annual    Ticker    FNSR

 

Shares Voted 200    Primary CUSIP 31787A507    Primary ISIN US31787A5074    Primary SEDOL 2517832

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry S. Rawls   Mgmt   For   For
Elect Director Robert N. Stephens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Lions Gate Entertainment Corp.

 

Meeting Date    09/10/2013    Country    Canada    Provider Security ID    535919203
Record Date    07/19/2013    Meeting Type    Annual    Ticker    LGF

 

Shares Voted 200    Primary CUSIP 535919203    Primary ISIN CA5359192039    Primary SEDOL 2753506

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Burns   Mgmt   For   For
Elect Director Gordon Crawford   Mgmt   For   For
Elect Director Arthur Evrensel   Mgmt   For   For
Elect Director Jon Feltheimer   Mgmt   For   For
Elect Director Frank Giustra   Mgmt   For   For
Elect Director Morley Koffman   Mgmt   For   For
Elect Director Harald Ludwig   Mgmt   For   For
Elect Director G. Scott Paterson   Mgmt   For   For

Elect Director Mark H. Rachesky   Mgmt   For   For
Elect Director Daryl Simm   Mgmt   For   For
Elect Director Hardwick Simmons   Mgmt   For   For
Elect Director Phyllis Yaffe   Mgmt   For   For
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Other Business   Mgmt   For   Abstain

The Men’s Wearhouse, Inc.

 

Meeting Date    09/10/2013    Country    USA    Provider Security ID    587118100
Record Date    07/22/2013    Meeting Type    Annual    Ticker    MW

 

Shares Voted 175    Primary CUSIP 587118100    Primary ISIN US5871181005    Primary SEDOL 2576327

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Michael L. Ray   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director Deepak Chopra   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Elect Director Allen I. Questrom   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Report on Sustainability   SH   Against   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Republic Airways Holdings Inc.

 

Meeting Date    09/17/2013    Country    USA    Provider Security ID    760276105
Record Date    07/29/2013    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 300    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Elect Director Richard P. Schifter   Mgmt   For   For
Elect Director David N. Siegel   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Diageo plc

 

Meeting Date    09/19/2013    Country    United Kingdom    Provider Security ID    G42089113
Record Date    09/17/2013    Meeting Type    Annual    Ticker    DGE

 

Shares Voted 337    Primary CUSIP G42089113    Primary ISIN GB0002374006    Primary SEDOL 0237400

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Re-elect Peggy Bruzelius as Director   Mgmt   For   For
Re-elect Laurence Danon as Director   Mgmt   For   For
Re-elect Lord Davies as Director   Mgmt   For   For
Re-elect Ho KwonPing as Director   Mgmt   For   For
Re-elect Betsy Holden as Director   Mgmt   For   For
Re-elect Dr Franz Humer as Director   Mgmt   For   For
Re-elect Deirdre Mahlan as Director   Mgmt   For   For
Re-elect Ivan Menezes as Director   Mgmt   For   For
Re-elect Philip Scott as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

NIKE, Inc.

 

Meeting Date    09/19/2013    Country    USA    Provider Security ID    654106103
Record Date    07/19/2013    Meeting Type    Annual    Ticker    NKE

 

Shares Voted 200    Primary CUSIP 654106103    Primary ISIN US6541061031    Primary SEDOL 2640147

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Graf, Jr.   Mgmt   For   For
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Phyllis M. Wise   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Cooper Tire & Rubber Company

 

Meeting Date    09/30/2013    Country    USA    Provider Security ID    216831107
Record Date    08/30/2013    Meeting Type    Special    Ticker    CTB

 

Shares Voted 100    Primary CUSIP 216831107    Primary ISIN US2168311072    Primary SEDOL 2222608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Harris Teeter Supermarkets, Inc.

 

Meeting Date    10/03/2013    Country    USA    Provider Security ID    414585109
Record Date    08/22/2013    Meeting Type    Special    Ticker    HTSI

 

Shares Voted 86    Primary CUSIP 414585109    Primary ISIN US4145851097    Primary SEDOL B7GH6J4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

The Procter & Gamble Company

 

Meeting Date    10/08/2013    Country    USA    Provider Security ID    742718109
Record Date    08/09/2013    Meeting Type    Annual    Ticker    PG

 

Shares Voted 535    Primary CUSIP 742718109    Primary ISIN US7427181091    Primary SEDOL 2704407

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Angela F. Braly   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Scott D. Cook   Mgmt   For   For
Elect Director Susan Desmond-Hellmann   Mgmt   For   For
Elect Director A.G. Lafley   Mgmt   For   For
Elect Director Terry J. Lundgren   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director Margaret C. Whitman   Mgmt   For   For
Elect Director Mary Agnes Wilderotter   Mgmt   For   For
Elect Director Patricia A. Woertz   Mgmt   For   For
Elect Director Ernesto Zedillo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Ruby Tuesday, Inc.

 

Meeting Date    10/09/2013    Country    USA    Provider Security ID    781182100
Record Date    08/12/2013    Meeting Type    Annual    Ticker    RT

 

Shares Voted 200    Primary CUSIP 781182100    Primary ISIN US7811821005    Primary SEDOL 2757616

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Buettgen   Mgmt   For   For
Elect Director Matthew A. Drapkin   Mgmt   For   Against
Elect Director Bernard Lanigan, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CSL Ltd.

 

Meeting Date    10/16/2013    Country    Australia    Provider Security ID    Q3018U109
Record Date    10/14/2013    Meeting Type    Annual    Ticker    CSL

 

Shares Voted 77    Primary CUSIP Q3018U109    Primary ISIN AU000000CSL8    Primary SEDOL 6185495

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Akehurst as Director   Mgmt   For   For
Elect Marie McDonald as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 25,000 Performance Rights to Paul Perreault, Managing Director of the Company   Mgmt   For   For
Approve the Termination Benefits of Brian McNamee   Mgmt   For   For

Array BioPharma Inc.

 

Meeting Date    10/23/2013    Country    USA    Provider Security ID    04269X105
Record Date    08/26/2013    Meeting Type    Annual    Ticker    ARRY

 

Shares Voted 600    Primary CUSIP 04269X105    Primary ISIN US04269X1054    Primary SEDOL 2678654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   Withhold
Elect Director Gil J. Van Lunsen   Mgmt   For   For
Elect Director John L. Zabriskie   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

BHP Billiton plc

 

Meeting Date    10/24/2013    Country    United Kingdom    Provider Security ID    G10877101
Record Date    10/22/2013    Meeting Type    Annual    Ticker    BLT

 

Shares Voted 311    Primary CUSIP G10877101    Primary ISIN GB0000566504    Primary SEDOL 0056650

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise the Risk and Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Grant of Deferred Shares and Performance Shares under the Group’s Employee Equity Plans to Andrew Mackenzie   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Re-elect Malcolm Broomhead as Director   Mgmt   For   For
Re-elect Sir John Buchanan as Director   Mgmt   For   For
Re-elect Carlos Cordeiro as Director   Mgmt   For   For
Re-elect David Crawford as Director   Mgmt   For   For
Re-elect Pat Davies as Director   Mgmt   For   For
Re-elect Carolyn Hewson as Director   Mgmt   For   For
Re-elect Lindsay Maxsted as Director   Mgmt   For   For
Re-elect Wayne Murdy as Director   Mgmt   For   For
Re-elect Keith Rumble as Director   Mgmt   For   For
Re-elect John Schubert as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop, a Shareholder Nominee to the Board   SH   Against   Against

Leap Wireless International, Inc.

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    521863308
Record Date    09/17/2013    Meeting Type    Special    Ticker    LEAP

 

Shares Voted 500    Primary CUSIP 521863308    Primary ISIN US5218633080    Primary SEDOL B02L895

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   Against
Adjourn Meeting   Mgmt   For   For

Saks Incorporated

 

Meeting Date    10/30/2013    Country    USA    Provider Security ID    79377W108
Record Date    10/02/2013    Meeting Type    Special    Ticker    SKS

 

Shares Voted 250    Primary CUSIP 79377W108    Primary ISIN US79377W1080    Primary SEDOL 2704786

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Oracle Corporation

 

Meeting Date    10/31/2013    Country    USA    Provider Security ID    68389X105
Record Date    09/03/2013    Meeting Type    Annual    Ticker    ORCL

 

Shares Voted 930    Primary CUSIP 68389X105    Primary ISIN US68389X1054    Primary SEDOL 2661568

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey S. Berg   Mgmt   For   For
Elect Director H. Raymond Bingham   Mgmt   For   For
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Safra A. Catz   Mgmt   For   For
Elect Director Bruce R. Chizen   Mgmt   For   Withhold
Elect Director George H. Conrades   Mgmt   For   Withhold
Elect Director Lawrence J. Ellison   Mgmt   For   For
Elect Director Hector Garcia-Molina   Mgmt   For   For
Elect Director Jeffrey O. Henley   Mgmt   For   For
Elect Director Mark V. Hurd   Mgmt   For   For
Elect Director Naomi O. Seligman   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Establish Human Rights Committee   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Provide Vote Counting to Exclude Abstentions   SH   Against   Against
Adopt Multiple Performance Metrics Under Executive Incentive Plans   SH   Against   For
Require Shareholder Approval of Quantifiable Performance Metrics   SH   Against   For

International Rectifier Corporation

 

Meeting Date    11/04/2013    Country    USA    Provider Security ID    460254105
Record Date    09/13/2013    Meeting Type    Annual    Ticker    IRF

 

Shares Voted 100    Primary CUSIP 460254105    Primary ISIN US4602541058    Primary SEDOL 2465384

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert S. Attiyeh   Mgmt   For   For
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Richard J. Dahl   Mgmt   For   For
Elect Director Dwight W. Decker   Mgmt   For   For
Elect Director Didier Hirsch   Mgmt   For   For
Elect Director Oleg Khaykin   Mgmt   For   For
Elect Director Thomas A. Lacey   Mgmt   For   For
Elect Director James D. Plummer   Mgmt   For   For
Elect Director Barbara L. Rambo   Mgmt   For   For
Elect Director Rochus E. Vogt   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cardinal Health, Inc.

 

Meeting Date    11/06/2013    Country    USA    Provider Security ID    14149Y108
Record Date    09/09/2013    Meeting Type    Annual    Ticker    CAH

 

Shares Voted 292    Primary CUSIP 14149Y108    Primary ISIN US14149Y1082    Primary SEDOL 2175672

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Colleen F. Arnold   Mgmt   For   For
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Glenn A. Britt   Mgmt   For   For
Elect Director Carrie S. Cox   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   For
Elect Director Bruce L. Downey   Mgmt   For   For
Elect Director John F. Finn   Mgmt   For   For
Elect Director Patricia A. Hemingway Hall   Mgmt   For   For
Elect Director Clayton M. Jones   Mgmt   For   For
Elect Director Gregory B. Kenny   Mgmt   For   For
Elect Director David P. King   Mgmt   For   For
Elect Director Richard C. Notebaert   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

DFC Global Corp.

 

Meeting Date    11/07/2013    Country    USA    Provider Security ID    23324T107
Record Date    09/20/2013    Meeting Type    Annual    Ticker    DLLR

 

Shares Voted 200    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clive Kahn   Mgmt   For   For
Elect Director John Gavin   Mgmt   For   For
Elect Director Edward A. Evans   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Commonwealth Bank Of Australia

 

Meeting Date    11/08/2013    Country    Australia    Provider Security ID    Q26915100
Record Date    11/06/2013    Meeting Type    Annual    Ticker    CBA

 

Shares Voted 247    Primary CUSIP Q26915100    Primary ISIN AU000000CBA7    Primary SEDOL 6215035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect John Anderson as Director   Mgmt   For   For
Elect Brian Long as Director   Mgmt   For   For
Elect Jane Hemstritch as Director   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Up to 62,966 Reward Rights to Ian Mark Narev, Chief Executive Officer and Managing Director of the Company   Mgmt   For   For
Approve the Selective Buy-Back Agreements   Mgmt   For   For
Approve the Selective Reduction of Capital   Mgmt   For   For

Cisco Systems, Inc.

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    17275R102
Record Date    09/20/2013    Meeting Type    Annual    Ticker    CSCO

 

Shares Voted 1,028    Primary CUSIP 17275R102    Primary ISIN US17275R1023    Primary SEDOL 2198163

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol A. Bartz   Mgmt   For   For
Elect Director Marc Benioff   Mgmt   For   For
Elect Director Gregory Q. Brown   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Michael D. Capellas   Mgmt   For   For
Elect Director John T. Chambers   Mgmt   For   For
Elect Director Brian L. Halla   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Kristina M. Johnson   Mgmt   For   For
Elect Director Roderick C. McGeary   Mgmt   For   For
Elect Director Arun Sarin   Mgmt   For   For
Elect Director Steven M. West   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Proxy Advisor Competition   SH   Against   Against

Microsoft Corporation

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    594918104
Record Date    09/13/2013    Meeting Type    Annual    Ticker    MSFT

 

Shares Voted 1,856    Primary CUSIP 594918104    Primary ISIN US5949181045    Primary SEDOL 2588173

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven A. Ballmer   Mgmt   For   For
Elect Director Dina Dublon   Mgmt   For   For
Elect Director William H. Gates   Mgmt   For   For
Elect Director Maria M. Klawe   Mgmt   For   For
Elect Director Stephen J. Luczo   Mgmt   For   For
Elect Director David F. Marquardt   Mgmt   For   For
Elect Director Charles H. Noski   Mgmt   For   For
Elect Director Helmut Panke   Mgmt   For   For
Elect Director John W. Thompson   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Hain Celestial Group, Inc.

 

Meeting Date    11/19/2013    Country    USA    Provider Security ID    405217100
Record Date    09/25/2013    Meeting Type    Annual    Ticker    HAIN

 

Shares Voted 100    Primary CUSIP 405217100    Primary ISIN US4052171000    Primary SEDOL 2492337

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Irwin D. Simon   Mgmt   For   Withhold
Elect Director Richard C. Berke   Mgmt   For   Withhold
Elect Director Jack Futterman   Mgmt   For   For
Elect Director Marina Hahn   Mgmt   For   For
Elect Director Andrew R. Heyer   Mgmt   For   For
Elect Director Roger Meltzer   Mgmt   For   For
Elect Director Scott M. O’Neil   Mgmt   For   For
Elect Director Lawrence S. Zilavy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

BHP Billiton Limited

 

Meeting Date    11/21/2013    Country    Australia    Provider Security ID    Q1498M100
Record Date    11/19/2013    Meeting Type    Annual    Ticker    BHP

 

Shares Voted 487    Primary CUSIP Q1498M100    Primary ISIN AU000000BHP4    Primary SEDOL 6144690

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Appoint KPMG LLP as the Auditor of BHP Billiton Plc   Mgmt   For   For
Authorize the Board to Fix Remuneration of the Auditor   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   Mgmt   For   For
Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Long Term Incentive Plan   Mgmt   For   For
Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company   Mgmt   For   For
Elect Andrew Mackenzie as Director   Mgmt   For   For
Elect Malcolm Broomhead as Director   Mgmt   For   For
Elect John Buchanan as Director   Mgmt   For   For
Elect Carlos Cordeiro as Director   Mgmt   For   For
Elect David Crawford as Director   Mgmt   For   For
Elect Pat Davies as Director   Mgmt   For   For
Elect Carolyn Hewson as Director   Mgmt   For   For
Elect Lindsay Maxsted as Director   Mgmt   For   For
Elect Wayne Murdy as Director   Mgmt   For   For
Elect Keith Rumble as Director   Mgmt   For   For
Elect John Schubert as Director   Mgmt   For   For
Elect Shriti Vadera as Director   Mgmt   For   For
Elect Jac Nasser as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect Ian Dunlop as Director   SH   Against   Against

Darling International Inc.

 

Meeting Date    11/26/2013    Country    USA    Provider Security ID    237266101
Record Date    10/21/2013    Meeting Type    Special    Ticker    DAR

 

Shares Voted 100    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For

Aspen Technology, Inc.

 

Meeting Date    12/05/2013    Country    USA    Provider Security ID    045327103
Record Date    10/14/2013    Meeting Type    Annual    Ticker    AZPN

 

Shares Voted 100    Primary CUSIP 045327103    Primary ISIN US0453271035    Primary SEDOL 2051868

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert M. Whelan, Jr.   Mgmt   For   For
Elect Director Donald P. Casey   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Guidewire Software, Inc.

 

Meeting Date    12/05/2013    Country    USA    Provider Security ID    40171V100
Record Date    10/18/2013    Meeting Type    Annual    Ticker    GWRE

 

Shares Voted 100    Primary CUSIP 40171V100    Primary ISIN US40171V1008    Primary SEDOL B7JYSG3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Cavoores   Mgmt   For   For
Elect Director Guy Dubois   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prospect Capital Corporation

 

Meeting Date    12/06/2013    Country    USA    Provider Security ID    74348T102
Record Date    09/10/2013    Meeting Type    Annual    Ticker    PSEC

 

Shares Voted 300    Primary CUSIP 74348T102    Primary ISIN US74348T1025    Primary SEDOL B020VX7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eugene S. Stark   Mgmt   For   For
Elect Director John F. Barry, III   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Issuance of Shares Below Net Asset Value (NAV)   Mgmt   For   For

MAKO Surgical Corp.

 

Meeting Date    12/13/2013    Country    USA    Provider Security ID    560879108
Record Date    11/12/2013    Meeting Type    Special    Ticker    MAKO

 

Shares Voted 300    Primary CUSIP 560879108    Primary ISIN US5608791084    Primary SEDOL B2PLY09

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   For
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Westpac Banking Corporation

 

Meeting Date    12/13/2013    Country    Australia    Provider Security ID    Q97417101
Record Date    12/11/2013    Meeting Type    Annual    Ticker    WBC

 

Shares Voted 516    Primary CUSIP Q97417101    Primary ISIN AU000000WBC1    Primary SEDOL 6076146

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Shares and Performance Share Rights to Gail Patricia Kelly, Managing Director and Chief Executive Officer of the Company   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities on Mandatory Conversion Date   Mgmt   For   For
Approve the Selective Buy-Back of Westpac Stapled Preferred Securities Before Mandatory Conversion Date   Mgmt   For   For

Elect Elizabeth Bryan as Director   Mgmt   For   For
Elect Peter Hawkins as Director   Mgmt   For   For
Elect Ewen Crouch as Director   Mgmt   For   For
Elect Peter Marriott as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Australia and New Zealand Banking Group Ltd.

 

Meeting Date    12/18/2013    Country    Australia    Provider Security ID    Q09504137
Record Date    12/16/2013    Meeting Type    Annual    Ticker    ANZ

 

Shares Voted 446    Primary CUSIP Q09504137    Primary ISIN AU000000ANZ3    Primary SEDOL 6065586

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company   Mgmt   For   For
Approve the Euro Preference Shares Buy-Back Scheme   Mgmt   For   For
Approve the First Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Approve the Second Buy-Back Scheme Relating to the Buy-Back of the “September 2008 CPS”   Mgmt   For   For
Ratify the Past Issuance of ANZ Capital Notes   Mgmt   For   For
Elect G.R. Liebelt as Director   Mgmt   For   For
Elect I.J. Macfarlane as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect D.C. Barrow as Director   SH   Against   Against

National Australia Bank Limited

 

Meeting Date    12/19/2013    Country    Australia    Provider Security ID    Q65336119
Record Date    12/17/2013    Meeting Type    Annual    Ticker    NAB

 

Shares Voted 386    Primary CUSIP Q65336119    Primary ISIN AU000000NAB4    Primary SEDOL 6624608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proposals   Mgmt    
Ratify the Past Issuance of NAB Convertible Preference Shares to Subscribers Under a Prospectus   Mgmt   For   For
Approve the Remuneration Report   Mgmt   For   For
Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer of the Company   Mgmt   For   For
Elect Daniel Gilbert as Director   Mgmt   For   For
Elect Jillian Segal as Director   Mgmt   For   For
Elect Anthony Kwan Tao Yuen as Director   Mgmt   For   For
Shareholder Proposal   Mgmt    
Elect David Barrow as Director   SH   Against   Against

Acuity Brands, Inc.

 

Meeting Date    01/07/2014    Country    USA    Provider Security ID    00508Y102
Record Date    11/12/2013    Meeting Type    Annual    Ticker    AYI

 

Shares Voted 50    Primary CUSIP 00508Y102    Primary ISIN US00508Y1029    Primary SEDOL 2818461

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gordon D. Harnett   Mgmt   For   For
Elect Director Robert F. McCullough   Mgmt   For   For
Elect Director Dominic J. Pileggi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Moog Inc.

 

Meeting Date    01/08/2014    Country    USA    Provider Security ID    615394202
Record Date    11/12/2013    Meeting Type    Annual    Ticker    MOG.A

 

Shares Voted 100    Primary CUSIP 615394202    Primary ISIN US6153942023    Primary SEDOL 2601218

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kraig H. Kayser   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Walgreen Co.

 

Meeting Date    01/08/2014    Country    USA    Provider Security ID    931422109
Record Date    11/11/2013    Meeting Type    Annual    Ticker    WAG

 

Shares Voted 176    Primary CUSIP 931422109    Primary ISIN US9314221097    Primary SEDOL 2934839

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice M. Babiak   Mgmt   For   For
Elect Director David J. Brailer   Mgmt   For   For
Elect Director Steven A. Davis   Mgmt   For   For
Elect Director William C. Foote   Mgmt   For   For
Elect Director Mark P. Frissora   Mgmt   For   For
Elect Director Ginger L. Graham   Mgmt   For   For
Elect Director Alan G. McNally   Mgmt   For   For
Elect Director Dominic P. Murphy   Mgmt   For   For
Elect Director Stefano Pessina   Mgmt   For   For
Elect Director Nancy M. Schlichting   Mgmt   For   For
Elect Director Alejandro Silva   Mgmt   For   For
Elect Director James A. Skinner   Mgmt   For   For
Elect Director Gregory D. Wasson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Adopt Proxy Access Right   SH   Against   Against

Woodward, Inc.

 

Meeting Date    01/22/2014    Country    USA    Provider Security ID    980745103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    WWD

 

Shares Voted 100    Primary CUSIP 980745103    Primary ISIN US9807451037    Primary SEDOL 2948089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary L. Petrovich   Mgmt   For   Withhold
Elect Director Larry E. Rittenberg   Mgmt   For   For
Elect Director Paul Donovan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Air Products and Chemicals, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    009158106
Record Date    11/29/2013    Meeting Type    Annual    Ticker    APD

 

Shares Voted 176    Primary CUSIP 009158106    Primary ISIN US0091581068    Primary SEDOL 2011602

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Chadwick C. Deaton   Mgmt   For   For
Elect Director Edward L. Monser   Mgmt   For   For
Elect Director Matthew H. Paull   Mgmt   For   For
Elect Director Lawrence S. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Jacobs Engineering Group Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    469814107
Record Date    12/02/2013    Meeting Type    Annual    Ticker    JEC

 

Shares Voted 113    Primary CUSIP 469814107    Primary ISIN US4698141078    Primary SEDOL 2469052

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Juan José Suárez Coppel   Mgmt   For   For
Elect Director John F. Coyne   Mgmt   For   For
Elect Director Linda Fayne Levinson   Mgmt   For   For
Elect Director Craig L. Martin   Mgmt   For   For
Elect Director Christopher M.T. Thompson   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Micron Technology, Inc.

 

Meeting Date    01/23/2014    Country    USA    Provider Security ID    595112103
Record Date    11/25/2013    Meeting Type    Annual    Ticker    MU

 

Shares Voted 1,044    Primary CUSIP 595112103    Primary ISIN US5951121038    Primary SEDOL 2588184

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Bailey   Mgmt   For   For
Elect Director Richard M. Beyer   Mgmt   For   For
Elect Director Patrick J. Byrne   Mgmt   For   For
Elect Director D. Mark Durcan   Mgmt   For   For
Elect Director Warren East   Mgmt   For   For
Elect Director Mercedes Johnson   Mgmt   For   For
Elect Director Lawrence N. Mondry   Mgmt   For   For
Elect Director Robert E. Switz   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Becton, Dickinson and Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    075887109
Record Date    12/10/2013    Meeting Type    Annual    Ticker    BDX

 

Shares Voted 172    Primary CUSIP 075887109    Primary ISIN US0758871091    Primary SEDOL 2087807

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Basil L. Anderson   Mgmt   For   For
Elect Director Henry P. Becton, Jr.   Mgmt   For   For
Elect Director Catherine M. Burzik   Mgmt   For   For
Elect Director Edward F. DeGraan   Mgmt   For   For
Elect Director Vincent A. Forlenza   Mgmt   For   For
Elect Director Claire M. Fraser   Mgmt   For   For
Elect Director Christopher Jones   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Gary A. Mecklenburg   Mgmt   For   For
Elect Director James F. Orr   Mgmt   For   For
Elect Director Willard J. Overlock, Jr.   Mgmt   For   For
Elect Director Rebecca W. Rimel   Mgmt   For   For
Elect Director Bertram L. Scott   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Monsanto Company

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    61166W101
Record Date    12/02/2013    Meeting Type    Annual    Ticker    MON

 

Shares Voted 100    Primary CUSIP 61166W101    Primary ISIN US61166W1018    Primary SEDOL 2654320

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gregory H. Boyce   Mgmt   For   For
Elect Director Laura K. Ipsen   Mgmt   For   For
Elect Director William U. Parfet   Mgmt   For   For
Elect Director George H. Poste   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Risk of Genetic Engineering in Order to Work with Regulators   SH   Against   Against
Report on Risk of Genetically Engineered Products   SH   Against   Against

Siemens AG

 

Meeting Date    01/28/2014    Country    Germany    Provider Security ID    D69671218
Record Date    Meeting Type    Annual    Ticker    SIE

 

Shares Voted 121    Primary CUSIP D69671218    Primary ISIN DE0007236101    Primary SEDOL 5727973

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2012/2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2012/2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Ratify Ernst & Young as Auditors for Fiscal 2013/2014   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Approve Cancellation of Capital Authorization   Mgmt   For   For
Amend Articles Re: Remuneration of the Supervisory Board   Mgmt   For   For

Spectrum Brands Holdings, Inc.

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    84763R101
Record Date    12/16/2013    Meeting Type    Annual    Ticker    SPB

 

Shares Voted 100    Primary CUSIP 84763R101    Primary ISIN US84763R1014    Primary SEDOL B3MYPN8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth C. Ambrecht   Mgmt   For   For
Elect Director Eugene I. Davis   Mgmt   For   For
Elect Director David R. Lumley   Mgmt   For   Withhold
Elect Director Omar M. Asali   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Verizon Communications Inc.

 

Meeting Date    01/28/2014    Country    USA    Provider Security ID    92343V104
Record Date    12/09/2013    Meeting Type    Special    Ticker    VZ

 

Shares Voted 576    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Special    Ticker    VOD

 

Shares Voted 7,381    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc   Mgmt   For   For
Approve Matters Relating to the Return of Value to Shareholders   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Board to Ratify and Execute Approved Resolutions   Mgmt   For   For

Vodafone Group plc

 

Meeting Date    01/28/2014    Country    United Kingdom    Provider Security ID    G93882135
Record Date    01/26/2014    Meeting Type    Court    Ticker    VOD

 

Shares Voted 7,381    Primary CUSIP G93882135    Primary ISIN GB00B16GWD56    Primary SEDOL B16GWD5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Court Meeting   Mgmt    
Approve Scheme of Arrangement   Mgmt   For   For

Visa Inc.

 

Meeting Date    01/29/2014    Country    USA    Provider Security ID    92826C839
Record Date    12/03/2013    Meeting Type    Annual    Ticker    V

 

Shares Voted 156    Primary CUSIP 92826C839    Primary ISIN US92826C8394    Primary SEDOL B2PZN04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary B. Cranston   Mgmt   For   For
Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Cathy E. Minehan   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director David J. Pang   Mgmt   For   For
Elect Director Charles W. Scharf   Mgmt   For   For
Elect Director William S. Shanahan   Mgmt   For   For
Elect Director John A. C. Swainson   Mgmt   For   For
Elect Director Maynard G. Webb, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Emerson Electric Co.

 

Meeting Date    02/04/2014    Country    USA    Provider Security ID    291011104
Record Date    11/26/2013    Meeting Type    Annual    Ticker    EMR

 

Shares Voted 139    Primary CUSIP 291011104    Primary ISIN US2910111044    Primary SEDOL 2313405

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director D. N. Farr   Mgmt   For   For
Elect Director H. Green   Mgmt   For   For
Elect Director C. A. Peters   Mgmt   For   For
Elect Director J. W. Prueher   Mgmt   For   For
Elect Director A.A. Busch, III   Mgmt   For   For
Elect Director J. S. Turley   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Sustainability   SH   Against   For
Report on Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

Compass Group plc

 

Meeting Date    02/06/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    02/04/2014    Meeting Type    Annual    Ticker    CPG

 

Shares Voted 307    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Paul Walsh as Director   Mgmt   For   For
Re-elect Dominic Blakemore as Director   Mgmt   For   For
Re-elect Richard Cousins as Director   Mgmt   For   For
Re-elect Gary Green as Director   Mgmt   For   For
Re-elect Andrew Martin as Director   Mgmt   For   For
Re-elect John Bason as Director   Mgmt   For   For
Re-elect Susan Murray as Director   Mgmt   For   For
Re-elect Don Robert as Director   Mgmt   For   For
Re-elect Sir Ian Robinson as Director   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks Notice   Mgmt   For   For

MICROSEMI CORPORATION

 

Meeting Date    02/11/2014    Country    USA    Provider Security ID    595137100
Record Date    12/16/2013    Meeting Type    Annual    Ticker    MSCC

 

Shares Voted 134    Primary CUSIP 595137100    Primary ISIN US5951371005    Primary SEDOL 2588140

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James J. Peterson   Mgmt   For   For
Elect Director Dennis R. Leibel   Mgmt   For   For
Elect Director Thomas R. Anderson   Mgmt   For   For
Elect Director William E. Bendush   Mgmt   For   For
Elect Director Paul F. Folino   Mgmt   For   For
Elect Director William L. Healey   Mgmt   For   For
Elect Director Matthew E. Massengill   Mgmt   For   For
Elect Director James V. Mazzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date    02/24/2014    Country    Israel    Provider Security ID    M8769Q102
Record Date    01/23/2014    Meeting Type    Special    Ticker    TEVA

 

Shares Voted 125    Primary CUSIP M8769Q102    Primary ISIN IL0006290147    Primary SEDOL 6882172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate   Mgmt   For   For

Whole Foods Market, Inc.

 

Meeting Date    02/24/2014    Country    USA    Provider Security ID    966837106
Record Date    12/30/2013    Meeting Type    Annual    Ticker    WFM

 

Shares Voted 307    Primary CUSIP 966837106    Primary ISIN US9668371068    Primary SEDOL 2963899

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John Elstrott   Mgmt   For   For
Elect Director Gabrielle Greene   Mgmt   For   For
Elect Director Shahid ‘Hass’ Hassan   Mgmt   For   For
Elect Director Stephanie Kugelman   Mgmt   For   For
Elect Director John Mackey   Mgmt   For   For
Elect Director Walter Robb   Mgmt   For   For
Elect Director Jonathan Seiffer   Mgmt   For   For
Elect Director Morris ‘Mo’ Siegel   Mgmt   For   For
Elect Director Jonathan Sokoloff   Mgmt   For   For
Elect Director Ralph Sorenson   Mgmt   For   For
Elect Director William ‘Kip’ Tindell, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Claw-back of Payments under Restatements   SH   Against   For
Provide For Confidential Running Vote Tallies   SH   Against   For

Apple Inc.

 

Meeting Date    02/28/2014    Country    USA    Provider Security ID    037833100
Record Date    12/30/2013    Meeting Type    Annual    Ticker    AAPL

 

Shares Voted 178    Primary CUSIP 037833100    Primary ISIN US0378331005    Primary SEDOL 2046251

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Campbell   Mgmt   For   For
Elect Director Timothy Cook   Mgmt   For   For
Elect Director Millard Drexler   Mgmt   For   For
Elect Director Al Gore   Mgmt   For   For
Elect Director Robert Iger   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For

Elect Director Arthur Levinson   Mgmt   For   For
Elect Director Ronald Sugar   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock   Mgmt   For   For
Establish a Par Value for Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Establish Board Committee on Human Rights   SH   Against   Against
Report on Trade Associations and Organizations that Promote Sustainability Practices   SH   Against   Against
Advisory Vote to Increase Capital Repurchase Program   SH   Against   Against
Proxy Access   SH   Against   Against

QUALCOMM Incorporated

 

Meeting Date    03/04/2014    Country    USA    Provider Security ID    747525103
Record Date    01/06/2014    Meeting Type    Annual    Ticker    QCOM

 

Shares Voted 353    Primary CUSIP 747525103    Primary ISIN US7475251036    Primary SEDOL 2714923

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara T. Alexander   Mgmt   For   For
Elect Director Donald G. Cruickshank   Mgmt   For   For
Elect Director Raymond V. Dittamore   Mgmt   For   For
Elect Director Susan Hockfield   Mgmt   For   For
Elect Director Thomas W. Horton   Mgmt   For   For
Elect Director Paul E. Jacobs   Mgmt   For   For
Elect Director Sherry Lansing   Mgmt   For   For
Elect Director Steven M. Mollenkopf   Mgmt   For   For
Elect Director Duane A. Nelles   Mgmt   For   For
Elect Director Clark T. ‘Sandy’ Randt, Jr.   Mgmt   For   For
Elect Director Francisco Ros   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Brent Scowcroft   Mgmt   For   For
Elect Director Marc I. Stern   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year

ABM Industries Incorporated

 

Meeting Date    03/05/2014    Country    USA    Provider Security ID    000957100
Record Date    01/15/2014    Meeting Type    Annual    Ticker    ABM

 

Shares Voted 100    Primary CUSIP 000957100    Primary ISIN US0009571003    Primary SEDOL 2024901

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anthony G. Fernandes   Mgmt   For   For
Elect Director Maryellen C. Herringer   Mgmt   For   For
Elect Director Stephen M. Kadenacy   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

PTC Inc.

 

Meeting Date    03/05/2014    Country    USA    Provider Security ID    69370C100
Record Date    01/06/2014    Meeting Type    Annual    Ticker    PTC

 

Shares Voted 130    Primary CUSIP 69370C100    Primary ISIN US69370C1009    Primary SEDOL B95N910

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Janice D. Chaffin   Mgmt   For   For
Elect Director James E. Heppelmann   Mgmt   For   For
Elect Director Paul A. Lacy   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   For   Against

Piedmont Natural Gas Company, Inc.

 

Meeting Date    03/06/2014    Country    USA    Provider Security ID    720186105
Record Date    01/02/2014    Meeting Type    Annual    Ticker    PNY

 

Shares Voted 118    Primary CUSIP 720186105    Primary ISIN US7201861058    Primary SEDOL 2688147

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Malcolm E. Everett, III   Mgmt   For   For
Elect Director Frank B. Holding, Jr.   Mgmt   For   For
Elect Director Minor M. Shaw   Mgmt   For   For
Elect Director Michael C. Tarwater   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Articles of Incorporation   Mgmt   For   For
Reduce Supermajority Vote Requirement in the Bylaws   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date    03/13/2014    Country    Spain    Provider Security ID    E11805103
Record Date    03/06/2014    Meeting Type    Annual    Ticker    BBVA

 

Shares Voted 875    Primary CUSIP E11805103    Primary ISIN ES0113211835    Primary SEDOL 5501906

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors   Mgmt   For   For
Reelect Tomás Alfaro Drake as Director   Mgmt   For   For
Reelect Carlos Loring Martínez de Irujo as Director   Mgmt   For   For
Reelect José Luis Palao García-Suelto as Director   Mgmt   For   For
Reelect Susana Rodríguez Vidarte as Director   Mgmt   For   Against
Ratify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director   Mgmt   For   Against
Appoint Lourdes Máiz Carro as Director   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Approve Deferred Share Bonus Plan for FY 2014   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

The Walt Disney Company

 

Meeting Date    03/18/2014    Country    USA    Provider Security ID    254687106
Record Date    01/17/2014    Meeting Type    Annual    Ticker    DIS

 

Shares Voted 350    Primary CUSIP 254687106    Primary ISIN US2546871060    Primary SEDOL 2270726

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Susan E. Arnold   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Jack Dorsey   Mgmt   For   For
Elect Director Robert A. Iger   Mgmt   For   For
Elect Director Fred H. Langhammer   Mgmt   For   For
Elect Director Aylwin B. Lewis   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Robert W. Matschullat   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Orin C. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Call Special Meeting   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Novo Nordisk A/S

 

Meeting Date    03/20/2014    Country    Denmark    Provider Security ID    K72807132
Record Date    03/13/2014    Meeting Type    Annual    Ticker    NOVO B

 

Shares Voted 350    Primary CUSIP K7314N152    Primary ISIN DK0060534915    Primary SEDOL BHC8X90

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of Board   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million   Mgmt   For   For
Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work   Mgmt   For   For
Approve Allocation of Income and Dividends of DKK 4.5 Per Share   Mgmt   For   For
Elect Goran Ando (Chairman) as Director   Mgmt   For   For
Elect Jeppe Christiansen (Vice Chairman) as New Director   Mgmt   For   For
Elect Bruno Angelici as Director   Mgmt   For   For
Elect Liz Hewitt as Director   Mgmt   For   For
Elect Thomas Koestler as Director   Mgmt   For   For
Elect Helge Lund as Director   Mgmt   For   For
Elect Hannu Ryopponen as Director   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024   Mgmt   For   For
Approve Publication of Annual Report in English   Mgmt   For   For
Change Language of Annual Meeting to English   Mgmt   For   For
Approve Guidelines for Incentive-Based Compensation for Executive Management and Board   Mgmt   For   For
Shareholder Proposals Submitted by Kjeld Beyer   Mgmt    
Provide Financial Information in Notice to Convene AGM   SH   Against   Against
Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years   SH   Against   Against
Simplify Access to Documents Available on Company’s Website   SH   Against   Against
Require Refreshments to be Available During Annual General Meeting   SH   Against   Against
Other Business   Mgmt    

Banco Santander S.A.

 

Meeting Date    03/27/2014    Country    Spain    Provider Security ID    E19790109
Record Date    03/20/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 1,612    Primary CUSIP E19790109    Primary ISIN ES0113900J37    Primary SEDOL 5705946

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements   Mgmt   For   For
Approve Discharge of Board   Mgmt   For   For
Approve Allocation of Income and Dividends   Mgmt   For   For
Ratify Appointment of and Elect José Javier Marín Romano as Director   Mgmt   For   For
Ratify Appointment of Juan Miguel Villar Mir as Director   Mgmt   For   For
Ratify Appointment of and Elect Sheila Bair as Director   Mgmt   For   For
Reelect Ana Patricia Botín-Sanz de Sautuola y O’Shea as Director   Mgmt   For   Against
Reelect Rodrigo Echenique Gordillo as Director   Mgmt   For   Against
Reelect Esther Giménez-Salinas i Colomer as Director   Mgmt   For   For
Reelect Vittorio Corbo Lioi as Director   Mgmt   For   Against
Renew Appointment of Deloitte as Auditor   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Amend Articles Re: Board Composition and Director Compensation   Mgmt   For   For
Amend Articles Re: Board and Committees   Mgmt   For   For
Amend Article 18 of General Meeting Regulations Re: Audit Committee   Mgmt   For   For
Approve Capital Raising of up to EUR 500 Million   Mgmt   For   For
Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion   Mgmt   For   For
Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Performance Shares Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Approve Employee Stock Purchase Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Canon Inc.

 

Meeting Date    03/28/2014    Country    Japan    Provider Security ID    J05124144
Record Date    12/31/2013    Meeting Type    Annual    Ticker    7751

 

Shares Voted 200    Primary CUSIP J05124144    Primary ISIN JP3242800005    Primary SEDOL 6172323

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Amend Articles to Indemnify Directors   Mgmt   For   For
Elect Director Mitarai, Fujio   Mgmt   For   For
Elect Director Tanaka, Toshizo   Mgmt   For   For
Elect Director Ikoma, Toshiaki   Mgmt   For   For
Elect Director Adachi, Yoroku   Mgmt   For   For
Elect Director Mitsuhashi, Yasuo   Mgmt   For   For
Elect Director Matsumoto, Shigeyuki   Mgmt   For   For
Elect Director Homma, Toshio   Mgmt   For   For
Elect Director Ozawa, Hideki   Mgmt   For   For
Elect Director Maeda, Masaya   Mgmt   For   For
Elect Director Tani, Yasuhiro   Mgmt   For   For
Elect Director Nagasawa, Kenichi   Mgmt   For   For
Elect Director Otsuka, Naoji   Mgmt   For   For
Elect Director Yamada, Masanori   Mgmt   For   For
Elect Director Wakiya, Aitake   Mgmt   For   For
Elect Director Ono, Kazuto   Mgmt   For   For
Elect Director Kimura, Akiyoshi   Mgmt   For   For
Elect Director Osanai, Eiji   Mgmt   For   For
Elect Director Saida, Kunitaro   Mgmt   For   For
Elect Director Kato, Haruhiko   Mgmt   For   For
Appoint Statutory Auditor Araki, Makoto   Mgmt   For   For
Appoint Statutory Auditor Yoshida, Osami   Mgmt   For   For
Appoint Statutory Auditor Kitamura, Kuniyoshi   Mgmt   For   Against
Approve Annual Bonus Payment to Directors   Mgmt   For   For

A. O. Smith Corporation

 

Meeting Date    04/07/2014    Country    USA    Provider Security ID    831865209
Record Date    02/17/2014    Meeting Type    Annual    Ticker    AOS

 

Shares Voted 134    Primary CUSIP 831865209    Primary ISIN US8318652091    Primary SEDOL 2816023

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gloster B. Current, Jr.   Mgmt   For   For
Elect Director William P. Greubel   Mgmt   For   For
Elect Director Idelle K. Wolf   Mgmt   For   For
Elect Director Gene C. Wulf   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Daimler AG

 

Meeting Date    04/09/2014    Country    Germany    Provider Security ID    D1668R123
Record Date       Meeting Type    Annual    Ticker    DAI

 

Shares Voted 137    Primary CUSIP D1668R123    Primary ISIN DE0007100000    Primary SEDOL 5529027

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.25 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KMPG AG as Auditors for Fiscal 2014   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Elect Bernd Bohr to the Supervisory Board   Mgmt   For   For
Elect Joe Kaeser to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Articles Re: Remuneration of Supervisory Board   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

Schlumberger Limited

 

Meeting Date    04/09/2014    Country    Curacao    Provider Security ID    806857108
Record Date    02/19/2014    Meeting Type    Annual    Ticker    SLB

 

Shares Voted 255    Primary CUSIP 806857108    Primary ISIN AN8068571086    Primary SEDOL 2779201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter L.S. Currie   Mgmt   For   For
Elect Director Tony Isaac   Mgmt   For   For
Elect Director K. Vaman Kamath   Mgmt   For   For
Elect Director Maureen Kempston Darkes   Mgmt   For   For
Elect Director Paal Kibsgaard   Mgmt   For   For
Elect Director Nikolay Kudryavtsev   Mgmt   For   For
Elect Director Michael E. Marks   Mgmt   For   For
Elect Director Lubna S. Olayan   Mgmt   For   For
Elect Director Leo Rafael Reif   Mgmt   For   For
Elect Director Tore I. Sandvold   Mgmt   For   For
Elect Director Henri Seydoux   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt and Approve Financials and Dividends   Mgmt   For   For
Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For

BP plc

 

Meeting Date    04/10/2014    Country    United Kingdom    Provider Security ID    G12793108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    BP.

 

Shares Voted 3,015    Primary CUSIP G12793108    Primary ISIN GB0007980591    Primary SEDOL 0798059

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Re-elect Bob Dudley as Director   Mgmt   For   For
Re-elect Iain Conn as Director   Mgmt   For   For
Re-elect Dr Brian Gilvary as Director   Mgmt   For   For
Re-elect Paul Anderson as Director   Mgmt   For   For
Re-elect Frank Bowman as Director   Mgmt   For   For
Re-elect Antony Burgmans as Director   Mgmt   For   For
Re-elect Cynthia Carroll as Director   Mgmt   For   For
Re-elect George David as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect Dame Ann Dowling as Director   Mgmt   For   For
Re-elect Brendan Nelson as Director   Mgmt   For   For
Re-elect Phuthuma Nhleko as Director   Mgmt   For   For
Re-elect Andrew Shilston as Director   Mgmt   For   For
Re-elect Carl-Henric Svanberg as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration   Mgmt   For   For
Approve Executive Directors’ Incentive Plan   Mgmt   For   For

Approve Remuneration of Non-Executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

H.B. Fuller Company

 

Meeting Date    04/10/2014    Country    USA    Provider Security ID    359694106
Record Date    02/12/2014    Meeting Type    Annual    Ticker    FUL

 

Shares Voted 100    Primary CUSIP 359694106    Primary ISIN US3596941068    Primary SEDOL 2354664

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Michael Losh   Mgmt   For   For
Elect Director Lee R. Mitau   Mgmt   For   For
Elect Director R. William Van Sant   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date    04/10/2014    Country    France    Provider Security ID    F58485115
Record Date    04/04/2014    Meeting Type    Annual/Special    Ticker    MC

 

Shares Voted 37    Primary CUSIP F58485115    Primary ISIN FR0000121014    Primary SEDOL 4061412

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Allocation of Income and Dividends of EUR 3.10 per Share   Mgmt   For   For
Reelect Delphine Arnault as Director   Mgmt   For   Against
Reelect Nicolas Bazire as Director   Mgmt   For   Against
Reelect Antonio Belloni as Director   Mgmt   For   Against
Reelect Diego Della Valle as Director   Mgmt   For   For
Reelect Pierre Gode as Director   Mgmt   For   Against
Reelect Marie-Josee Kravis as Director   Mgmt   For   For
Renew Appointment Paolo Bulgari as Censor   Mgmt   For   Against
Renew Appointment Patrick Houel as Censor   Mgmt   For   Against
Renew Appointment Felix G. Rohatyn as Censor   Mgmt   For   Against
Elect Marie-Laure Sauty de Chalon as Director   Mgmt   For   For
Advisory Vote on Compensation of Bernard Arnault   Mgmt   For   Against
Advisory Vote on Compensation of Antonio Belloni   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For

Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Pursuant to Item Above, Adopt New Bylaws   Mgmt   For   For

Telefonaktiebolaget LM Ericsson

 

Meeting Date    04/11/2014    Country    Sweden    Provider Security ID    W26049119
Record Date    04/04/2014    Meeting Type    Annual    Ticker    ERIC B

 

Shares Voted 456    Primary CUSIP W26049119    Primary ISIN SE0000108656    Primary SEDOL 5959378

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Chairman of Meeting   Mgmt   For   For
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive President’s Report   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 3.00 Per Share   Mgmt   For   For
Presentation of Nominating Committee’s Proposals   Mgmt    
Determine Number of Members (12) and Deputy Members (0) of Board   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work   Mgmt   For   For
Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Fix Number of Auditors at One   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Approve 2014 Stock Purchase Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan)   Mgmt   For   Against
Approve 2014 Key Contributor Retention Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan)   Mgmt   For   Against
Approve 2014 Executive Performance Stock Plan   Mgmt   For   For
Approve Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   For
Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan)   Mgmt   For   Against

Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs)   Mgmt   For   For
Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson   Mgmt    
Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM   SH   None   For
Request Board to Take Necessary Action to Create a Shareholders Association   SH   None   Against
Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies   SH   None   Against
Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders   SH   None   Against
Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights   SH   None   Against
Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran   SH   None   Against
Close Meeting   Mgmt    

Hancock Holding Company

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    410120109
Record Date    02/21/2014    Meeting Type    Annual    Ticker    HBHC

 

Shares Voted 100    Primary CUSIP 410120109    Primary ISIN US4101201097    Primary SEDOL 2415497

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank E. Bertucci   Mgmt   For   For
Elect Director Carl J. Chaney   Mgmt   For   For
Elect Director Terence E. Hall   Mgmt   For   For
Elect Director Thomas H. Olinde   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prosperity Bancshares, Inc.

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    743606105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    PB

 

Shares Voted 100    Primary CUSIP 743606105    Primary ISIN US7436061052    Primary SEDOL 2310257

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William H. Fagan   Mgmt   For   Withhold
Elect Director William T. Luedke, IV   Mgmt   For   Withhold
Elect Director Perry Mueller, Jr.   Mgmt   For   For
Elect Director Harrison Stafford, II   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rio Tinto plc

 

Meeting Date    04/15/2014    Country    United Kingdom    Provider Security ID    G75754104
Record Date    04/11/2014    Meeting Type    Annual    Ticker    RIO

 

Shares Voted 191    Primary CUSIP G75754104    Primary ISIN GB0007188757    Primary SEDOL 0718875

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report for UK Law Purposes   Mgmt   For   For
Approve Remuneration Report for Australian Law Purposes   Mgmt   For   For
Approve Potential Termination Benefits   Mgmt   For   For
Elect Anne Lauvergeon as Director   Mgmt   For   For
Elect Simon Thompson as Director   Mgmt   For   For
Re-elect Robert Brown as Director   Mgmt   For   For
Re-elect Jan du Plessis as Director   Mgmt   For   For
Re-elect Michael Fitzpatrick as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Richard Goodmanson as Director   Mgmt   For   For
Re-elect Lord Kerr as Director   Mgmt   For   For
Re-elect Chris Lynch as Director   Mgmt   For   For
Re-elect Paul Tellier as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Sam Walsh as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Resolutions 20 to 24 will be Voted on by Rio Tinto plc Shareholders Only   Mgmt    
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Scrip Dividend   Mgmt   For   For

Stanley Black & Decker, Inc.

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    854502101
Record Date    02/24/2014    Meeting Type    Annual    Ticker    SWK

 

Shares Voted 138    Primary CUSIP 854502101    Primary ISIN US8545021011    Primary SEDOL B3Q2FJ4

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George W. Buckley   Mgmt   For   For
Elect Director Patrick D. Campbell   Mgmt   For   For
Elect Director Carlos M. Cardoso   Mgmt   For   For
Elect Director Robert B. Coutts   Mgmt   For   For
Elect Director Debra A. Crew   Mgmt   For   For
Elect Director Benjamin H. Griswold, IV   Mgmt   For   For
Elect Director John F. Lundgren   Mgmt   For   For
Elect Director Anthony Luiso   Mgmt   For   For
Elect Director Marianne M. Parrs   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

U.S. Bancorp

 

Meeting Date    04/15/2014    Country    USA    Provider Security ID    902973304
Record Date    02/18/2014    Meeting Type    Annual    Ticker    USB

 

Shares Voted 400    Primary CUSIP 902973304    Primary ISIN US9029733048    Primary SEDOL 2736035

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Y. Marc Belton   Mgmt   For   For
Elect Director Victoria Buyniski Gluckman   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Richard K. Davis   Mgmt   For   For
Elect Director Roland A. Hernandez   Mgmt   For   For
Elect Director Doreen Woo Ho   Mgmt   For   For
Elect Director Joel W. Johnson   Mgmt   For   For
Elect Director Olivia F. Kirtley   Mgmt   For   For
Elect Director Jerry W. Levin   Mgmt   For   For
Elect Director David B. O’Maley   Mgmt   For   For
Elect Director O’dell M. Owens   Mgmt   For   For
Elect Director Craig D. Schnuck   Mgmt   For   For
Elect Director Patrick T. Stokes   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Vinci

 

Meeting Date    04/15/2014    Country    France    Provider Security ID    F5879X108
Record Date    04/09/2014    Meeting Type    Annual/Special    Ticker    DG

 

Shares Voted 70    Primary CUSIP F5879X108    Primary ISIN FR0000125486    Primary SEDOL B1XH026

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.77 per Share   Mgmt   For   For
Reelect Xavier Huillard as Director   Mgmt   For   Against
Reelect Yves-Thibault de Silguy as Director   Mgmt   For   For
Reelect Henri Saint Olive as Director   Mgmt   For   For
Reelect Qatari Diar Real Estate Investement Company as Director   Mgmt   For   For
Elect Marie-Christine Lombard as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Additional Pension Scheme Agreement with Xavier Huillard   Mgmt   For   For
Approve Severance Payment Agreement with Xavier Huillard   Mgmt   For   Against
Approve Transaction with YTSeuropaconsultants Re: Services Agreement   Mgmt   For   Against
Advisory Vote on Compensation of the Chairman and CEO   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   Against
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   For   Against
Amend Article 11 of Bylaws Re: Election of Representative of Employee   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

FirstMerit Corporation

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    337915102
Record Date    02/21/2014    Meeting Type    Annual    Ticker    FMER

 

Shares Voted 200    Primary CUSIP 337915102    Primary ISIN US3379151026    Primary SEDOL 2339434

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lizabeth A. Ardisana   Mgmt   For   Withhold
Elect Director Steven H. Baer   Mgmt   For   For
Elect Director Karen S. Belden   Mgmt   For   For
Elect Director R. Cary Blair   Mgmt   For   Withhold
Elect Director John C. Blickle   Mgmt   For   Withhold
Elect Director Robert W. Briggs   Mgmt   For   For
Elect Director Richard Colella   Mgmt   For   For
Elect Director Robert S. Cubbin   Mgmt   For   For
Elect Director Gina D. France   Mgmt   For   For
Elect Director Paul G. Greig   Mgmt   For   For
Elect Director Terry L. Haines   Mgmt   For   Withhold
Elect Director J. Michael Hochschwender   Mgmt   For   Withhold

Elect Director Clifford J. Isroff   Mgmt   For   Withhold
Elect Director Philip A. Lloyd, II   Mgmt   For   For
Elect Director Russ M. Strobel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

The Sherwin-Williams Company

 

Meeting Date    04/16/2014    Country    USA    Provider Security ID    824348106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SHW

 

Shares Voted 87    Primary CUSIP 824348106    Primary ISIN US8243481061    Primary SEDOL 2804211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arthur F. Anton   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director David F. Hodnik   Mgmt   For   For
Elect Director Thomas G. Kadien   Mgmt   For   For
Elect Director Richard J. Kramer   Mgmt   For   For
Elect Director Susan J. Kropf   Mgmt   For   For
Elect Director Christine A. Poon   Mgmt   For   For
Elect Director Richard K. Smucker   Mgmt   For   For
Elect Director John M. Stropki   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

L Oreal

 

Meeting Date    04/17/2014    Country    France    Provider Security ID    F58149133
Record Date    04/11/2014    Meeting Type    Annual/Special    Ticker    OR

 

Shares Voted 37    Primary CUSIP F58149133    Primary ISIN FR0000120321    Primary SEDOL 4057808

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.50 per Share   Mgmt   For   For
Elect Belen Garijo as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   Against
Reelect Xavier Fontanet as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.45 Million   Mgmt   For   For
Advisory Vote on Remuneration of Jean-Paul Agon, Chairman and CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Transaction with Nestle Re: Repurchase of 48,500 Million Shares Held by Nestle   Mgmt   For   For

Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Amend Article 8 of Bylaws Re: Age Limit of Directors, Election of Employee Representative, Director Length of Term, and Director Elections   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Approve Transaction Re: Sale by L Oreal of its Entire Stake in Galderma Group Companies to Nestle   Mgmt   For   For

Centene Corporation

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    15135B101
Record Date    02/21/2014    Meeting Type    Annual    Ticker    CNC

 

Shares Voted 100    Primary CUSIP 15135B101    Primary ISIN US15135B1017    Primary SEDOL 2807061

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael F. Neidorff   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director John R. Roberts   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Citigroup Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    172967424
Record Date    02/24/2014    Meeting Type    Annual    Ticker    C

 

Shares Voted 597    Primary CUSIP 172967424    Primary ISIN US1729674242    Primary SEDOL 2297907

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Corbat   Mgmt   For   For
Elect Director Duncan P. Hennes   Mgmt   For   For
Elect Director Franz B. Humer   Mgmt   For   For
Elect Director Eugene M. McQuade   Mgmt   For   For
Elect Director Michael E. O’Neill   Mgmt   For   For
Elect Director Gary M. Reiner   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Elect Director Robert L. Ryan   Mgmt   For   For
Elect Director Anthony M. Santomero   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director William S. Thompson, Jr.   Mgmt   For   For
Elect Director James S. Turley   Mgmt   For   For

Elect Director Ernesto Zedillo Ponce de Leon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Amend Director Indemnifications Provisions   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against

Federal Signal Corporation

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    313855108
Record Date    02/24/2014    Meeting Type    Annual    Ticker    FSS

 

Shares Voted 300    Primary CUSIP 313855108    Primary ISIN US3138551086    Primary SEDOL 2333986

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James E. Goodwin   Mgmt   For   For
Elect Director Paul W. Jones   Mgmt   For   For
Elect Director Bonnie C. Lind   Mgmt   For   For
Elect Director Dennis J. Martin   Mgmt   For   For
Elect Director Richard R. Mudge   Mgmt   For   For
Elect Director William F. Owens   Mgmt   For   For
Elect Director Brenda L. Reichelderfer   Mgmt   For   For
Elect Director John L. Workman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MetLife, Inc.

 

Meeting Date    04/22/2014    Country    USA    Provider Security ID    59156R108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    MET

 

Shares Voted 211    Primary CUSIP 59156R108    Primary ISIN US59156R1086    Primary SEDOL 2573209

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cheryl W. Grisé   Mgmt   For   For
Elect Director Carlos M. Gutierrez   Mgmt   For   For
Elect Director R. Glenn Hubbard   Mgmt   For   For
Elect Director Steven A. Kandarian   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For
Elect Director William E. Kennard   Mgmt   For   For
Elect Director James M. Kilts   Mgmt   For   For
Elect Director Catherine R. Kinney   Mgmt   For   For
Elect Director Denise M. Morrison   Mgmt   For   For

Elect Director Kenton J. Sicchitano   Mgmt   For   For
Elect Director Lulu C. Wang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For

ASML Holding NV

 

Meeting Date    04/23/2014    Country    Netherlands    Provider Security ID    N07059202
Record Date    03/26/2014    Meeting Type    Annual    Ticker    ASML

 

Shares Voted 47    Primary CUSIP N07059178    Primary ISIN NL0010273215    Primary SEDOL B929F46

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discuss the Company’s Business, Financial Situation and Sustainability   Mgmt    
Discuss the Remuneration Policy 2010 for Management Board Members   Mgmt    
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Approve Dividends of EUR 0.61 Per Ordinary Share   Mgmt   For   For
Amend Remuneration Policy for Management Board Members   Mgmt   For   For
Approve Performance Share Arrangement According to Remuneration Policy   Mgmt   For   For
Approve Numbers of Stock Options, Respectively Shares, for Employees   Mgmt   For   For
Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board   Mgmt    
Reelect F.W. Frohlich to Supervisory Board   Mgmt   For   For
Elect J.M.C. Stork to Supervisory Board   Mgmt   For   For
Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015   Mgmt    
Approve Remuneration of Supervisory Board   Mgmt   For   For
Ratify Deloitte as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Cancellation of Repurchased Shares   Mgmt   For   For
Other Business (Non-Voting)   Mgmt    
Close Meeting   Mgmt    

Axa

 

Meeting Date    04/23/2014    Country    France    Provider Security ID    F06106102
Record Date    04/15/2014    Meeting Type    Annual/Special    Ticker    CS

 

Shares Voted 258    Primary CUSIP F06106102    Primary ISIN FR0000120628    Primary SEDOL 7088429

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.81 per Share   Mgmt   For   For
Advisory Vote on Compensation of Henri de Castries, Chairman and CEO   Mgmt   For   For
Advisory Vote on Compensation of Denis Duverne, Vice CEO   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   Mgmt   For   For
Approve Severance Payment Agreement with Henri de Castries   Mgmt   For   Against
Approve Severance Payment Agreement with Denis Duverne   Mgmt   For   For
Reelect Henri de Castries as Director   Mgmt   For   For
Reelect Norbert Dentressangle as Director   Mgmt   For   For
Reelect Denis Duverne as Director   Mgmt   For   For
Reelect Isabelle Kocher as Director   Mgmt   For   For
Reelect Suet Fern Lee as Director   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans   Mgmt   For   For
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   Against
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

E. I. du Pont de Nemours and Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    263534109
Record Date    02/26/2014    Meeting Type    Annual    Ticker    DD

 

Shares Voted 181    Primary CUSIP 263534109    Primary ISIN US2635341090    Primary SEDOL 2018175

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lamberto Andreotti   Mgmt   For   For
Elect Director Richard H. Brown   Mgmt   For   For
Elect Director Robert A. Brown   Mgmt   For   For
Elect Director Bertrand P. Collomb   Mgmt   For   For
Elect Director Curtis J. Crawford   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Eleuthere I. du Pont   Mgmt   For   For
Elect Director Marillyn A. Hewson   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Lee M. Thomas   Mgmt   For   For
Elect Director Patrick J. Ward   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Prohibit Political Contributions   SH   Against   Against
Report on Herbicide Use on GMO Crops   SH   Against   Against
Establish Committee on Plant Closures   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Eaton Corporation plc

 

Meeting Date    04/23/2014    Country    Ireland    Provider Security ID    G29183103
Record Date    02/24/2014    Meeting Type    Annual    Ticker    ETN

 

Shares Voted 94    Primary CUSIP 278058102    Primary ISIN IE00B8KQN827    Primary SEDOL B8KQN82

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director George S. Barrett   Mgmt   For   For
Elect Director Todd M. Bluedorn   Mgmt   For   For
Elect Director Christopher M. Connor   Mgmt   For   For
Elect Director Michael J. Critelli   Mgmt   For   For
Elect Director Alexander M. Cutler   Mgmt   For   For
Elect Director Charles E. Golden   Mgmt   For   For
Elect Director Linda A. Hill   Mgmt   For   For
Elect Director Arthur E. Johnson   Mgmt   For   For
Elect Director Ned C. Lautenbach   Mgmt   For   For
Elect Director Deborah L. McCoy   Mgmt   For   For
Elect Director Gregory R. Page   Mgmt   For   For
Elect Director Gerald B. Smith   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approval of Overseas Market Purchases of the Company Shares   Mgmt   For   For

General Electric Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    369604103
Record Date    02/24/2014    Meeting Type    Annual    Ticker    GE

 

Shares Voted 2,062    Primary CUSIP 369604103    Primary ISIN US3696041033    Primary SEDOL 2380498

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. Geoffrey Beattie   Mgmt   For   For
Elect Director John J. Brennan   Mgmt   For   For
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Francisco D’Souza   Mgmt   For   For
Elect Director Marijn E. Dekkers   Mgmt   For   For
Elect Director Ann M. Fudge   Mgmt   For   For
Elect Director Susan J. Hockfield   Mgmt   For   For
Elect Director Jeffrey R. Immelt   Mgmt   For   For
Elect Director Andrea Jung   Mgmt   For   For
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director James E. Rohr   Mgmt   For   For
Elect Director Mary L. Schapiro   Mgmt   For   For
Elect Director Robert J. Swieringa   Mgmt   For   For
Elect Director James S. Tisch   Mgmt   For   For
Elect Director Douglas A. Warner, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Stock Retention/Holding Period   SH   Against   Against
Require More Director Nominations Than Open Seats   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   Against
Cessation of All Stock Options and Bonuses   SH   Against   Against
Seek Sale of Company   SH   Against   Against

Newmont Mining Corporation

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    651639106
Record Date    02/25/2014    Meeting Type    Annual    Ticker    NEM

 

Shares Voted 470    Primary CUSIP 651639106    Primary ISIN US6516391066    Primary SEDOL 2636607

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce R. Brook   Mgmt   For   For
Elect Director J. Kofi Bucknor   Mgmt   For   For
Elect Director Vincent A. Calarco   Mgmt   For   For
Elect Director Joseph A. Carrabba   Mgmt   For   For
Elect Director Noreen Doyle   Mgmt   For   For
Elect Director Gary J. Goldberg   Mgmt   For   For
Elect Director Veronica M. Hagen   Mgmt   For   For
Elect Director Jane Nelson   Mgmt   For   For
Elect Director Donald C. Roth   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   Against

The Coca-Cola Company

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    191216100
Record Date    02/24/2014    Meeting Type    Annual    Ticker    KO

 

Shares Voted 892    Primary CUSIP 191216100    Primary ISIN US1912161007    Primary SEDOL 2206657

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Herbert A. Allen   Mgmt   For   For
Elect Director Ronald W. Allen   Mgmt   For   For
Elect Director Ana Botin   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Richard M. Daley   Mgmt   For   For
Elect Director Barry Diller   Mgmt   For   For
Elect Director Helene D. Gayle   Mgmt   For   For
Elect Director Evan G. Greenberg   Mgmt   For   For
Elect Director Alexis M. Herman   Mgmt   For   For
Elect Director Muhtar Kent   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Maria Elena Lagomasino   Mgmt   For   For
Elect Director Sam Nunn   Mgmt   For   For
Elect Director James D. Robinson, III   Mgmt   For   For
Elect Director Peter V. Ueberroth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Wolverine World Wide, Inc.

 

Meeting Date    04/23/2014    Country    USA    Provider Security ID    978097103
Record Date    03/03/2014    Meeting Type    Annual    Ticker    WWW

 

Shares Voted 100    Primary CUSIP 978097103    Primary ISIN US9780971035    Primary SEDOL 2977500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William K. Gerber   Mgmt   For   For
Elect Director Blake W. Krueger   Mgmt   For   For
Elect Director Nicholas T. Long   Mgmt   For   For
Elect Director Michael A. Volkema   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

AstraZeneca plc

 

Meeting Date    04/24/2014    Country    United Kingdom    Provider Security ID    G0593M107
Record Date    04/22/2014    Meeting Type    Annual    Ticker    AZN

 

Shares Voted 204    Primary CUSIP G0593M107    Primary ISIN GB0009895292    Primary SEDOL 0989529

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Dividends   Mgmt   For   For
Appoint KPMG LLP as Auditor   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Leif Johansson as Director   Mgmt   For   For
Re-elect Pascal Soriot as Director   Mgmt   For   For
Elect Marc Dunoyer as Director   Mgmt   For   For
Re-elect Genevieve Berger as Director   Mgmt   For   For
Re-elect Bruce Burlington as Director   Mgmt   For   For
Elect Ann Cairns as Director   Mgmt   For   For
Re-elect Graham Chipchase as Director   Mgmt   For   For
Re-elect Jean-Philippe Courtois as Director   Mgmt   For   Against
Re-elect Rudy Markham as Director   Mgmt   For   For
Re-elect Nancy Rothwell as Director   Mgmt   For   For
Re-elect Shriti Vadera as Director   Mgmt   For   For
Re-elect John Varley as Director   Mgmt   For   For
Re-elect Marcus Wallenberg as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Remuneration Policy   Mgmt   For   Abstain
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For

Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For

Barclays plc

 

Meeting Date    04/24/2014    Country    United Kingdom    Provider Security ID    G08036124
Record Date    04/22/2014    Meeting Type    Annual    Ticker    BARC

 

Shares Voted 1,791    Primary CUSIP G08036124    Primary ISIN GB0031348658    Primary SEDOL 3134865

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Remuneration Policy   Mgmt   For   For
Approve Maximum Ratio of Fixed to Variable Remuneration   Mgmt   For   For
Elect Mike Ashley as Director   Mgmt   For   For
Elect Wendy Lucas-Bull as Director   Mgmt   For   For
Elect Tushar Morzaria as Director   Mgmt   For   For
Elect Frits van Paasschen as Director   Mgmt   For   For
Elect Steve Thieke as Director   Mgmt   For   For
Re-elect Tim Breedon as Director   Mgmt   For   For
Re-elect Reuben Jeffery III as Director   Mgmt   For   For
Re-elect Antony Jenkins as Director   Mgmt   For   For
Re-elect Dambisa Moyo as Director   Mgmt   For   For
Re-elect Sir Michael Rake as Director   Mgmt   For   For
Re-elect Diane de Saint Victor as Director   Mgmt   For   For
Re-elect Sir John Sunderland as Director   Mgmt   For   For
Re-elect Sir David Walker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Convergys Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    212485106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CVG

 

Shares Voted 100    Primary CUSIP 212485106    Primary ISIN US2124851062    Primary SEDOL 2284761

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrea J. Ayers   Mgmt   For   For
Elect Director John F. Barrett   Mgmt   For   For
Elect Director Richard R. Devenuti   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director Joseph E. Gibbs   Mgmt   For   For
Elect Director Joan E. Herman   Mgmt   For   For
Elect Director Thomas L. Monahan, III   Mgmt   For   For
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Richard F. Wallman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Johnson & Johnson

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    478160104
Record Date    02/25/2014    Meeting Type    Annual    Ticker    JNJ

 

Shares Voted 556    Primary CUSIP 478160104    Primary ISIN US4781601046    Primary SEDOL 2475833

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary Sue Coleman   Mgmt   For   For
Elect Director James G. Cullen   Mgmt   For   For
Elect Director Ian E. L. Davis   Mgmt   For   For
Elect Director Alex Gorsky   Mgmt   For   For
Elect Director Susan L. Lindquist   Mgmt   For   For
Elect Director Mark B. McClellan   Mgmt   For   For
Elect Director Anne M. Mulcahy   Mgmt   For   For
Elect Director Leo F. Mullin   Mgmt   For   For
Elect Director William D. Perez   Mgmt   For   For
Elect Director Charles Prince   Mgmt   For   For
Elect Director A. Eugene Washington   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

Life Time Fitness, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    53217R207
Record Date    02/27/2014    Meeting Type    Annual    Ticker    LTM

 

Shares Voted 100    Primary CUSIP 53217R207    Primary ISIN US53217R2076    Primary SEDOL B01R1Z1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bahram Akradi   Mgmt   For   For
Elect Director Giles H. Bateman   Mgmt   For   For
Elect Director Jack W. Eugster   Mgmt   For   For
Elect Director Guy C. Jackson   Mgmt   For   For
Elect Director John K. Lloyd   Mgmt   For   For
Elect Director Martha ‘Marti’ A. Morfitt   Mgmt   For   For
Elect Director John B. Richards   Mgmt   For   For
Elect Director Joseph S. Vassalluzzo   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Pfizer Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    717081103
Record Date    02/26/2014    Meeting Type    Annual    Ticker    PFE

 

Shares Voted 1,425    Primary CUSIP 717081103    Primary ISIN US7170811035    Primary SEDOL 2684703

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis A. Ausiello   Mgmt   For   Against
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Frances D. Fergusson   Mgmt   For   For
Elect Director Helen H. Hobbs   Mgmt   For   Against
Elect Director Constance J. Horner   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director George A. Lorch   Mgmt   For   For
Elect Director Shantanu Narayen   Mgmt   For   Against
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ian C. Read   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   Against
Elect Director Marc Tessier-Lavigne   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Require Shareholder Vote to Approve Political Contributions Policy   SH   Against   Against
Review and Assess Membership of Lobbying Organizations   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   For

T. Rowe Price Group, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    74144T108
Record Date    02/21/2014    Meeting Type    Annual    Ticker    TROW

 

Shares Voted 234    Primary CUSIP 74144T108    Primary ISIN US74144T1088    Primary SEDOL 2702337

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark S. Bartlett   Mgmt   For   For
Elect Director Edward C. Bernard   Mgmt   For   For
Elect Director Mary K. Bush   Mgmt   For   For
Elect Director Donald B. Hebb, Jr.   Mgmt   For   For
Elect Director Freeman A. Hrabowski, III   Mgmt   For   For
Elect Director James A.C. Kennedy   Mgmt   For   For
Elect Director Robert F. MacLellan   Mgmt   For   For
Elect Director Brian C. Rogers   Mgmt   For   For
Elect Director Olympia J. Snowe   Mgmt   For   For
Elect Director Alfred Sommer   Mgmt   For   For
Elect Director Dwight S. Taylor   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

TreeHouse Foods, Inc.

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    89469A104
Record Date    02/28/2014    Meeting Type    Annual    Ticker    THS

 

Shares Voted 50    Primary CUSIP 89469A104    Primary ISIN US89469A1043    Primary SEDOL B095X84

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis F. O’Brien   Mgmt   For   For
Elect Director Sam K. Reed   Mgmt   For   For
Elect Director Ann M. Sardini   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Webster Financial Corporation

 

Meeting Date    04/24/2014    Country    USA    Provider Security ID    947890109
Record Date    02/24/2014    Meeting Type    Annual    Ticker    WBS

 

Shares Voted 100    Primary CUSIP 947890109    Primary ISIN US9478901096    Primary SEDOL 2945143

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joel S. Becker   Mgmt   For   For
Elect Director John J. Crawford   Mgmt   For   For
Elect Director Robert A. Finkenzeller   Mgmt   For   For
Elect Director C. Michael Jacobi   Mgmt   For   For
Elect Director Laurence C. Morse   Mgmt   For   For
Elect Director Karen R. Osar   Mgmt   For   For
Elect Director Mark Pettie   Mgmt   For   For
Elect Director Charles W. Shivery   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

AT&T Inc.

 

Meeting Date    04/25/2014    Country    USA    Provider Security ID    00206R102
Record Date    02/26/2014    Meeting Type    Annual    Ticker    T

 

Shares Voted 1,093    Primary CUSIP 00206R102    Primary ISIN US00206R1023    Primary SEDOL 2831811

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall L. Stephenson   Mgmt   For   For
Elect Director Reuben V. Anderson   Mgmt   For   For
Elect Director Jaime Chico Pardo   Mgmt   For   For
Elect Director Scott T. Ford   Mgmt   For   For
Elect Director James P. Kelly   Mgmt   For   For
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Michael B. McCallister   Mgmt   For   For
Elect Director John B. McCoy   Mgmt   For   For
Elect Director Beth E. Mooney   Mgmt   For   For
Elect Director Joyce M. Roche   Mgmt   For   For
Elect Director Matthew K. Rose   Mgmt   For   For
Elect Director Cynthia B. Taylor   Mgmt   For   For
Elect Director Laura D’Andrea Tyson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Severance Agreements/Change-in-Control Agreements   Mgmt   For   For
Report on Indirect Political Contributions   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Lower Ownership Threshold for Action by Written Consent   SH   Against   For

Cleco Corporation

 

Meeting Date    04/25/2014    Country    USA    Provider Security ID    12561W105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CNL

Shares Voted 100    Primary CUSIP 12561W105    Primary ISIN US12561W1053    Primary SEDOL 2182445

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William L. Marks   Mgmt   For   For
Elect Director Peter M. Scott, III   Mgmt   For   For
Elect Director William H. Walker, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

GDF Suez

 

Meeting Date    04/28/2014    Country    France    Provider Security ID    F42768105
Record Date    04/22/2014    Meeting Type    Annual/Special    Ticker    GSZ

 

Shares Voted 238    Primary CUSIP F42768105    Primary ISIN FR0010208488    Primary SEDOL B0C2CQ3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Renew Appointment of Ernst and Young et Autres as Auditor   Mgmt   For   For
Renew Appointment of Deloitte and Associes as Auditor   Mgmt   For   For
Renew Appointment of Auditex as Alternate Auditor   Mgmt   For   For
Renew Appointment of BEAS as Alternate Auditor   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries   Mgmt   For   For
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million   Mgmt   For   For

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   Mgmt   For   Against
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers   Mgmt   For   For
Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly   Mgmt   For   Against
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Ordinary Business   Mgmt    
Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO   Mgmt   For   Against
Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO   Mgmt   For   Against
Shareholder Proposals Submitted by Link France FCPE, French employee mutual fund   Mgmt    
Approve Dividends of EUR 0.83 per Share   SH   Against   Against

Seaboard Corporation

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    811543107
Record Date    02/25/2014    Meeting Type    Annual    Ticker    SEB

 

Shares Voted 1    Primary CUSIP 811543107    Primary ISIN US8115431079    Primary SEDOL 2786687

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Steven J. Bresky   Mgmt   For   Withhold
Elect Director David A. Adamsen   Mgmt   For   For
Elect Director Douglas W. Baena   Mgmt   For   For
Elect Director Edward I. Shifman, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Report on Charitable, Political and Lobbying Contributions   SH   Against   For

The Boeing Company

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    097023105
Record Date    02/27/2014    Meeting Type    Annual    Ticker    BA

 

Shares Voted 149    Primary CUSIP 097023105    Primary ISIN US0970231058    Primary SEDOL 2108601

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Arthur D. Collins, Jr.   Mgmt   For   For
Elect Director Linda Z. Cook   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   For
Elect Director Lawrence W. Kellner   Mgmt   For   For
Elect Director Edward M. Liddy   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For

Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Elect Director Mike S. Zafirovski   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Require Independent Board Chairman   SH   Against   Against

United Technologies Corporation

 

Meeting Date    04/28/2014    Country    USA    Provider Security ID    913017109
Record Date    03/03/2014    Meeting Type    Annual    Ticker    UTX

 

Shares Voted 176    Primary CUSIP 913017109    Primary ISIN US9130171096    Primary SEDOL 2915500

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Louis R. Chenevert   Mgmt   For   For
Elect Director John V. Faraci   Mgmt   For   For
Elect Director Jean-Pierre Garnier   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Edward A. Kangas   Mgmt   For   For
Elect Director Ellen J. Kullman   Mgmt   For   For
Elect Director Marshall O. Larsen   Mgmt   For   For
Elect Director Harold McGraw, III   Mgmt   For   For
Elect Director Richard B. Myers   Mgmt   For   For
Elect Director H. Patrick Swygert   Mgmt   For   For
Elect Director Andre Villeneuve   Mgmt   For   For
Elect Director Christine Todd Whitman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Bayer AG

 

Meeting Date    04/29/2014    Country    Germany    Provider Security ID    D0712D163
Record Date       Meeting Type    Annual    Ticker    BAYN

 

Shares Voted 132    Primary CUSIP D0712D163    Primary ISIN DE000BAY0017    Primary SEDOL 5069211

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Elect Simone Bagel-Trah to the Supervisory Board   Mgmt   For   For
Elect Ernst-Ludwig Winnacker to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For

Bloomin’ Brands, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    094235108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    BLMN

 

Shares Voted 200    Primary CUSIP 094235108    Primary ISIN US0942351083    Primary SEDOL B847RJ0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James R. Craigie   Mgmt   For   For
Elect Director Mindy Grossman   Mgmt   For   For
Elect Director Mark E. Nunnelly   Mgmt   For   Withhold
Elect Director Chris T. Sullivan   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Community Trust Bancorp, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    204149108
Record Date    02/28/2014    Meeting Type    Annual    Ticker    CTBI

Shares Voted 100    Primary CUSIP 204149108    Primary ISIN US2041491083    Primary SEDOL 2706470

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles J. Baird   Mgmt   For   For
Elect Director Nick Carter   Mgmt   For   For
Elect Director Jean R. Hale   Mgmt   For   For
Elect Director James E. McGhee, II   Mgmt   For   For
Elect Director M. Lynn Parrish   Mgmt   For   For
Elect Director James R. Ramsey   Mgmt   For   For
Elect Director Anthony W. St. Charles   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Danone

 

Meeting Date    04/29/2014    Country    France    Provider Security ID    F12033134
Record Date    04/23/2014    Meeting Type    Annual/Special    Ticker    BN

 

Shares Voted 87    Primary CUSIP F12033134    Primary ISIN FR0000120644    Primary SEDOL B1Y9TB3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.45 per Share   Mgmt   For   For
Approve Stock Dividend Program   Mgmt   For   For
Reelect Bruno Bonnell as Director   Mgmt   For   For
Reelect Bernard Hours as Director   Mgmt   For   For
Reelect Isabelle Seillier as Director   Mgmt   For   For
Reelect Jean-Michel Severino as Director   Mgmt   For   For
Elect Gaelle Olivier as Director   Mgmt   For   For
Elect Lionel Zinsou-Derlin as Director   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions   Mgmt   For   For
Approve Transaction with J.P. Morgan   Mgmt   For   For
Approve Severance Payment Agreement with Bernard Hours   Mgmt   For   For
Approve Transaction with Bernard Hours   Mgmt   For   For
Advisory Vote on Compensation of Chairman and CEO, Franck Riboud   Mgmt   For   For
Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber   Mgmt   For   For
Advisory Vote on Compensation of Vice-CEO, Bernard Hours   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   For
Amend Articles 15 and16 of Bylaws Re: Employee Representatives   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Domino’s Pizza, Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    25754A201
Record Date    03/05/2014    Meeting Type    Annual    Ticker    DPZ

 

Shares Voted 100    Primary CUSIP 25754A201    Primary ISIN US25754A2015    Primary SEDOL B01SD70

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew B. Balson   Mgmt   For   Withhold
Elect Director Vernon ‘Bud’ O. Hamilton   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

H & M Hennes & Mauritz

 

Meeting Date    04/29/2014    Country    Sweden    Provider Security ID    W41422101
Record Date    04/23/2014    Meeting Type    Annual    Ticker    HM B

 

Shares Voted 130    Primary CUSIP W41422101    Primary ISIN SE0000106270    Primary SEDOL 5687431

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For
Receive President’s Report; Allow Questions   Mgmt    
Prepare and Approve List of Shareholders   Mgmt   For   For
Approve Agenda of Meeting   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Acknowledge Proper Convening of Meeting   Mgmt   For   For
Receive Financial Statements and Statutory Reports   Mgmt    
Receive Auditor Report   Mgmt    
Receive Chairman Report   Mgmt    
Receive Nominating Committee Report   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of SEK 9.50 Per Share   Mgmt   For   For
Approve Discharge of Board and President   Mgmt   For   For
Determine Number of Members (8) and Deputy Members of Board (0)   Mgmt   For   For
Approve Remuneration of Directors in the Amount of SEK 1.500,000 for Chairman, SEK 525,000 for the Other Directors; Approve Remuneration of Auditors   Mgmt   For   For
Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Stefan Persson, Melker Schorling, and Christian Sievert; Elect Lena Patriksson Keller, and Niklas Zennstrom as New Directors   Mgmt   For   For
Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines   Mgmt   For   Against
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   For
Close Meeting   Mgmt    

Humana Inc.

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    444859102
Record Date    02/28/2014    Meeting Type    Annual    Ticker    HUM

 

Shares Voted 138    Primary CUSIP 444859102    Primary ISIN US4448591028    Primary SEDOL 2445063

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kurt J. Hilzinger   Mgmt   For   For
Elect Director Bruce D. Broussard   Mgmt   For   For
Elect Director Frank A. D’Amelio   Mgmt   For   For
Elect Director W. Roy Dunbar   Mgmt   For   For
Elect Director David A. Jones, Jr.   Mgmt   For   For
Elect Director William J. McDonald   Mgmt   For   For
Elect Director William E. Mitchell   Mgmt   For   For
Elect Director David B. Nash   Mgmt   For   For
Elect Director James J. O’Brien   Mgmt   For   For
Elect Director Marissa T. Peterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

International Business Machines Corporation

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    459200101
Record Date    02/28/2014    Meeting Type    Annual    Ticker    IBM

 

Shares Voted 230    Primary CUSIP 459200101    Primary ISIN US4592001014    Primary SEDOL 2005973

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alain J.P. Belda   Mgmt   For   For
Elect Director William R. Brody   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director David N. Farr   Mgmt   For   For
Elect Director Shirley Ann Jackson   Mgmt   For   For
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director W. James McNerney, Jr.   Mgmt   For   For
Elect Director James W. Owens   Mgmt   For   For
Elect Director Virginia M. Rometty   Mgmt   For   For
Elect Director Joan E. Spero   Mgmt   For   For
Elect Director Sidney Taurel   Mgmt   For   For
Elect Director Lorenzo H. Zambrano   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amend Executive Incentive Bonus Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

Wells Fargo & Company

 

Meeting Date    04/29/2014    Country    USA    Provider Security ID    949746101
Record Date    03/04/2014    Meeting Type    Annual    Ticker    WFC

 

Shares Voted 974    Primary CUSIP 949746101    Primary ISIN US9497461015    Primary SEDOL 2649100

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Baker, II   Mgmt   For   For
Elect Director Elaine L. Chao   Mgmt   For   For
Elect Director John S. Chen   Mgmt   For   For
Elect Director Lloyd H. Dean   Mgmt   For   For
Elect Director Susan E. Engel   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Donald M. James   Mgmt   For   For
Elect Director Cynthia H. Milligan   Mgmt   For   For
Elect Director Federico F. Pena   Mgmt   For   For
Elect Director James H. Quigley   Mgmt   For   For
Elect Director Judith M. Runstad   Mgmt   For   For
Elect Director Stephen W. Sanger   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Susan G. Swenson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Review Fair Housing and Fair Lending Compliance   SH   Against   For

Anheuser-Busch InBev SA

 

Meeting Date    04/30/2014    Country    Belgium    Provider Security ID    B6399C107
Record Date    04/16/2014    Meeting Type    Annual/Special    Ticker    ABI

 

Shares Voted 122    Primary CUSIP B6399C107    Primary ISIN BE0003793107    Primary SEDOL 4755317

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual/ Special Meeting   Mgmt    
Special Meeting   Mgmt    
Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options   Mgmt   For   For
Receive Special Board Report Re: Authorized Capital   Mgmt    
Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital   Mgmt   For   For
Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital   Mgmt   For   Against
Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a   Mgmt   For   Against
Annual Meeting   Mgmt    
Receive Directors’ Reports (Non-Voting)   Mgmt    
Receive Auditors’ Reports (Non-Voting)   Mgmt    
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   Mgmt    
Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share   Mgmt   For   For
Approve Discharge of Directors   Mgmt   For   For
Approve Discharge of Auditors   Mgmt   For   For
Reelect Kees Storm as Independent Director   Mgmt   For   Against
Reelect Mark Winkelman as Independent Director   Mgmt   For   For
Reelect Alexandre Van Damme as Director   Mgmt   For   Against
Reelect Gregoire de Spoelberch as Director   Mgmt   For   Against
Reelect Carlos Alberto de Veiga Sicupera as Director   Mgmt   For   Against
Reelect Marcel Herrmann Telles as Director   Mgmt   For   Against
Elect Paulo Lemann as Director   Mgmt   For   Against
Elect Alexandre Behring as Director   Mgmt   For   Against
Elect Elio Leoni Sceti as Independent Director   Mgmt   For   For
Elect Maria Asuncion Aramburuzabala Larregui as Director   Mgmt   For   Against
Elect Valentin Diez Morodo as Director   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   Against
Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors   Mgmt   For   Against
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   Mgmt   For   For

British American Tobacco plc

 

Meeting Date    04/30/2014    Country    United Kingdom    Provider Security ID    G1510J102
Record Date    04/28/2014    Meeting Type    Annual    Ticker    BATS

 

Shares Voted 271    Primary CUSIP G1510J102    Primary ISIN GB0002875804    Primary SEDOL 0287580

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Re-elect Richard Burrows as Director   Mgmt   For   For
Re-elect Karen de Segundo as Director   Mgmt   For   For
Re-elect Nicandro Durante as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Christine Morin-Postel as Director   Mgmt   For   For
Re-elect Gerry Murphy as Director   Mgmt   For   For
Re-elect Kieran Poynter as Director   Mgmt   For   For
Re-elect Ben Stevens as Director   Mgmt   For   For
Re-elect Richard Tubb as Director   Mgmt   For   For
Elect Savio Kwan as Director   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

E.ON SE

 

Meeting Date    04/30/2014    Country    Germany    Provider Security ID    D24914133
Record Date    Meeting Type    Annual    Ticker    EOAN

 

Shares Voted 320    Primary CUSIP D24914133    Primary ISIN DE000ENAG999    Primary SEDOL 4942904

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.60 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2014   Mgmt   For   For
Ammend Affiliation Agreements with Subsidiary E.ON US Holding GmbH   Mgmt   For   For

EMC Corporation

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    268648102
Record Date    02/28/2014    Meeting Type    Annual    Ticker    EMC

 

Shares Voted 414    Primary CUSIP 268648102    Primary ISIN US2686481027    Primary SEDOL 2295172

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael W. Brown   Mgmt   For   For
Elect Director Randolph L. Cowen   Mgmt   For   For
Elect Director Gail Deegan   Mgmt   For   For
Elect Director James S. DiStasio   Mgmt   For   Against
Elect Director John R. Egan   Mgmt   For   For
Elect Director William D. Green   Mgmt   For   For
Elect Director Edmund F. Kelly   Mgmt   For   For
Elect Director Jami Miscik   Mgmt   For   Against
Elect Director Paul Sagan   Mgmt   For   For
Elect Director David N. Strohm   Mgmt   For   Against
Elect Director Joseph M. Tucci   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against

Mobile Mini, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    60740F105
Record Date    03/07/2014    Meeting Type    Annual    Ticker    MINI

 

Shares Voted 100    Primary CUSIP 60740F105    Primary ISIN US60740F1057    Primary SEDOL 2548177

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael L. Watts   Mgmt   For   For
Elect Director Erik Olsson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Molina Healthcare, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    60855R100
Record Date    03/07/2014    Meeting Type    Annual    Ticker    MOH

 

Shares Voted 100    Primary CUSIP 60855R100    Primary ISIN US60855R1005    Primary SEDOL 2212706

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Mario Molina   Mgmt   For   For
Elect Director Steven J. Orlando   Mgmt   For   For
Elect Director Ronna E. Romney   Mgmt   For   For
Elect Director Dale B. Wolf   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date    04/30/2014    Country    Germany    Provider Security ID    D55535104
Record Date       Meeting Type    Annual    Ticker    MUV2

 

Shares Voted 20    Primary CUSIP D55535104    Primary ISIN DE0008430026    Primary SEDOL 5294121

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2013 (Non-Voting)   Mgmt    
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 7.25 per Bearer Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Elect Ann-Kristin Achleitner to the Supervisory Board   Mgmt   For   For
Elect Benita Ferrero-Waldner to the Supervisory Board   Mgmt   For   For
Elect Ursula Gather to the Supervisory Board   Mgmt   For   For
Elect Peter Gruss to the Supervisory Board   Mgmt   For   For
Elect Gerd Haeusler to the Supervisory Board   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Bernd Pischetsrieder to the Supervisory Board   Mgmt   For   For
Elect Anton van Rossum to the Supervisory Board   Mgmt   For   For
Elect Ron Sommer to the Supervisory Board   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For
Approve Affiliation Agreements with Subsidiaries   Mgmt   For   For

SciQuest, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    80908T101
Record Date    03/06/2014    Meeting Type    Annual    Ticker    SQI

 

Shares Voted 100    Primary CUSIP 80908T101    Primary ISIN US80908T1016    Primary SEDOL B3T6ZG0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy J. Buckley   Mgmt   For   For
Elect Director Daniel F. Gillis   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Starwood Property Trust, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    85571B105
Record Date    03/10/2014    Meeting Type    Annual    Ticker    STWD

 

Shares Voted 200    Primary CUSIP 85571B105    Primary ISIN US85571B1052    Primary SEDOL B3PQ520

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard D. Bronson   Mgmt   For   For
Elect Director Jeffrey F. DiModica   Mgmt   For   For
Elect Director Jeffrey G. Dishner   Mgmt   For   For
Elect Director Camille J. Douglas   Mgmt   For   For
Elect Director Boyd W. Fellows   Mgmt   For   For
Elect Director Barry S. Sternlicht   Mgmt   For   For
Elect Director Strauss Zelnick   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

W.W. Grainger, Inc.

 

Meeting Date    04/30/2014    Country    USA    Provider Security ID    384802104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    GWW

 

Shares Voted 59    Primary CUSIP 384802104    Primary ISIN US3848021040    Primary SEDOL 2380863

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Brian P. Anderson   Mgmt   For   For
Elect Director V. Ann Hailey   Mgmt   For   For
Elect Director William K. Hall   Mgmt   For   For
Elect Director Stuart L. Levenick   Mgmt   For   For
Elect Director Neil S. Novich   Mgmt   For   For
Elect Director Michael J. Roberts   Mgmt   For   For
Elect Director Gary L. Rogers   Mgmt   For   For
Elect Director James T. Ryan   Mgmt   For   For
Elect Director E. Scott Santi   Mgmt   For   For
Elect Director James D. Slavik   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Woodside Petroleum Ltd.

 

Meeting Date    04/30/2014    Country    Australia    Provider Security ID    980228100
Record Date    04/28/2014    Meeting Type    Annual    Ticker    WPL

 

Shares Voted 139    Primary CUSIP 980228100    Primary ISIN AU000000WPL2    Primary SEDOL 6979728

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Michael Alfred Chaney as Director   Mgmt   For   For
Elect David Ian McEvoy as Director   Mgmt   For   For
Approve Adoption of Remuneration Report   Mgmt   For   For
Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors   Mgmt   For   Against
Approve the Amendments to the Company’s Constitution   Mgmt   For   For

Health Care REIT, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    42217K106
Record Date    03/04/2014    Meeting Type    Annual    Ticker    HCN

 

Shares Voted 246    Primary CUSIP 42217K106    Primary ISIN US42217K1060    Primary SEDOL 2440961

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director George L. Chapman   Mgmt   For   For
Elect Director Thomas J. DeRosa   Mgmt   For   For
Elect Director Jeffrey H. Donahue   Mgmt   For   For
Elect Director Peter J. Grua   Mgmt   For   For
Elect Director Fred S. Klipsch   Mgmt   For   For
Elect Director Timothy J. Naughton   Mgmt   For   For
Elect Director Sharon M. Oster   Mgmt   For   For
Elect Director Judith C. Pelham   Mgmt   For   For
Elect Director R. Scott Trumbull   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For

Helix Energy Solutions Group, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    42330P107
Record Date    03/07/2014    Meeting Type    Annual    Ticker    HLX

 

Shares Voted 100    Primary CUSIP 42330P107    Primary ISIN US42330P1075    Primary SEDOL 2037062

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nancy K. Quinn   Mgmt   For   For
Elect Director William L. Transier   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Investors Bancorp, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    46146P102
Record Date    03/04/2014    Meeting Type    Special    Ticker    ISBC

 

Shares Voted 273    Primary CUSIP 46146P102    Primary ISIN US46146P1021    Primary SEDOL B0J2NT6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Reorganization Plan   Mgmt   For   For
Approve Charitable Donations   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Investors Bancorp, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    46146P102
Record Date    03/27/2014    Meeting Type    Annual    Ticker    ISBC

 

Shares Voted 273    Primary CUSIP 46146P102    Primary ISIN US46146P1021    Primary SEDOL B0J2NT6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Dennis M. Bone   Mgmt   For   For
Elect Director Doreen R. Byrnes   Mgmt   For   For
Elect Director William V. Cosgrove   Mgmt   For   For
Elect Director Brendan J. Dugan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Koninklijke Philips N.V.

 

Meeting Date    05/01/2014    Country    Netherlands    Provider Security ID    N6817P109
Record Date    04/03/2014    Meeting Type    Annual    Ticker    PHIA

 

Shares Voted 142    Primary CUSIP N6817P109    Primary ISIN NL0000009538    Primary SEDOL 5986622

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
President’s Speech   Mgmt    
Discuss Remuneration Report   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Dividends of EUR 0.80 Per Share   Mgmt   For   For
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For
Elect Orit Gadiesh to Supervisory Board   Mgmt   For   For
Reappoint KPMG as Auditors for an Intermim Period of One Year   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger   Mgmt   For   For
Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a   Mgmt   For   For
Authorize Repurchase of Shares   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions   Mgmt    

Louisiana-Pacific Corporation

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    546347105
Record Date    02/28/2014    Meeting Type    Annual    Ticker    LPX

 

Shares Voted 200    Primary CUSIP 546347105    Primary ISIN US5463471053    Primary SEDOL 2535243

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Gary Cook   Mgmt   For   For
Elect Director Kurt M. Landgraf   Mgmt   For   For
Elect Director John W. Weaver   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Oasis Petroleum Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    674215108
Record Date    03/03/2014    Meeting Type    Annual    Ticker    OAS

 

Shares Voted 100    Primary CUSIP 674215108    Primary ISIN US6742151086    Primary SEDOL B64R5J2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ted Collins, Jr.   Mgmt   For   For
Elect Director Douglas E. Swanson, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Amend Executive Incentive Bonus Plan   Mgmt   For   For

Owens & Minor, Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    690732102
Record Date    03/06/2014    Meeting Type    Annual    Ticker    OMI

 

Shares Voted 100    Primary CUSIP 690732102    Primary ISIN US6907321029    Primary SEDOL 2665128

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stuart M. Essig   Mgmt   For   For
Elect Director John W. Gerdelman   Mgmt   For   For
Elect Director Lemuel E. Lewis   Mgmt   For   For
Elect Director Martha H. Marsh   Mgmt   For   For
Elect Director Eddie N. Moore, Jr.   Mgmt   For   For
Elect Director James E. Rogers   Mgmt   For   For
Elect Director David S. Simmons   Mgmt   For   For
Elect Director Robert C. Sledd   Mgmt   For   For
Elect Director Craig R. Smith   Mgmt   For   For
Elect Director Anne Marie Whittemore   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Rolls-Royce Holdings plc

 

Meeting Date    05/01/2014    Country    United Kingdom    Provider Security ID    G76225104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    RR.

 

Shares Voted 314    Primary CUSIP G7630U109    Primary ISIN GB00B63H8491    Primary SEDOL B63H849

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Lee Hsien Yang as Director   Mgmt   For   For
Elect Warren East as Director   Mgmt   For   For
Re-elect Ian Davis as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Dame Helen Alexander as Director   Mgmt   For   For
Re-elect Lewis Booth as Director   Mgmt   For   For
Re-elect Sir Frank Chapman as Director   Mgmt   For   For
Re-elect James Guyette as Director   Mgmt   For   For
Re-elect John McAdam as Director   Mgmt   For   For
Re-elect Mark Morris as Director   Mgmt   For   For
Re-elect John Neill as Director   Mgmt   For   For
Re-elect Colin Smith as Director   Mgmt   For   For
Re-elect Jasmin Staiblin as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For

Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve Payment to Shareholders   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Approve Performance Share Plan   Mgmt   For   For
Approve Deferred Share Bonus Plan   Mgmt   For   For
Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

THE BANCORP, INC.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    05969A105
Record Date    03/03/2014    Meeting Type    Annual    Ticker    TBBK

 

Shares Voted 200    Primary CUSIP 05969A105    Primary ISIN US05969A1051    Primary SEDOL B05BRL7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Betsy Z. Cohen   Mgmt   For   For
Elect Director Daniel G. Cohen   Mgmt   For   For
Elect Director Walter T. Beach   Mgmt   For   For
Elect Director Michael J. Bradley   Mgmt   For   For
Elect Director John C. Chrystal   Mgmt   For   For
Elect Director Hersh Kozlov   Mgmt   For   For
Elect Director Matthew Cohn   Mgmt   For   For
Elect Director William H. Lamb   Mgmt   For   For
Elect Director Frank M. Mastrangelo   Mgmt   For   For
Elect Director James J. McEntee, III   Mgmt   For   For
Elect Director Mei-Mei Tuan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Valero Energy Corporation

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    91913Y100
Record Date    03/04/2014    Meeting Type    Annual    Ticker    VLO

 

Shares Voted 492    Primary CUSIP 91913Y100    Primary ISIN US91913Y1001    Primary SEDOL 2041364

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jerry D. Choate   Mgmt   For   For
Elect Director Joseph W. Gorder   Mgmt   For   For
Elect Director William R. Klesse   Mgmt   For   For
Elect Director Deborah P. Majoras   Mgmt   For   For
Elect Director Donald L. Nickles   Mgmt   For   For
Elect Director Philip J. Pfeiffer   Mgmt   For   For

Elect Director Robert A. Profusek   Mgmt   For   For
Elect Director Susan Kaufman Purcell   Mgmt   For   For
Elect Director Stephen M. Waters   Mgmt   For   For
Elect Director Randall J. Weisenburger   Mgmt   For   For
Elect Director Rayford Wilkins, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

Verizon Communications Inc.

 

Meeting Date    05/01/2014    Country    USA    Provider Security ID    92343V104
Record Date    03/03/2014    Meeting Type    Annual    Ticker    VZ

 

Shares Voted 770    Primary CUSIP 92343V104    Primary ISIN US92343V1044    Primary SEDOL 2090571

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Shellye L. Archambeau   Mgmt   For   For
Elect Director Richard L. Carrion   Mgmt   For   Against
Elect Director Melanie L. Healey   Mgmt   For   For
Elect Director M. Frances Keeth   Mgmt   For   Against
Elect Director Robert W. Lane   Mgmt   For   For
Elect Director Lowell C. McAdam   Mgmt   For   For
Elect Director Donald T. Nicolaisen   Mgmt   For   Against
Elect Director Clarence Otis, Jr.   Mgmt   For   For
Elect Director Rodney E. Slater   Mgmt   For   Against
Elect Director Kathryn A. Tesija   Mgmt   For   Against
Elect Director Gregory D. Wasson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Proxy Access Right   Mgmt   For   For
Report on Net Neutrality   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Submit Severance Agreement (Change-in-Control) to Shareholder Vote   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Approve Proxy Voting Authority   SH   Against   Against

BASF SE

 

Meeting Date    05/02/2014    Country    Germany    Provider Security ID    D06216317
Record Date    Meeting Type    Annual    Ticker    BAS

 

Shares Voted 150    Primary CUSIP D06216101    Primary ISIN DE000BASF111    Primary SEDOL 5086577

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.70 per Share   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Alison Carnwath to the Supervisory Board   Mgmt   For   For
Elect Francois Diderich to the Supervisory Board   Mgmt   For   For
Elect Michael Diekmann to the Supervisory Board   Mgmt   For   For
Elect Franz Fehrenbach to the Supervisory Board   Mgmt   For   For
Elect Juergen Hambrecht to the Supervisory Board   Mgmt   For   For
Elect Anke Schaeferkordt to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 500 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Amend Affiliation Agreements with Subsidiariy BASF Plant Science Company GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Pigment GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Immobilien-Gesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Handels- und Exportgesellschaft mbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary LUWOGE GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Schwarzheide GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Coatings GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF Polyurethanes GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary BASF New Business GmbH   Mgmt   For   For

Dana Holding Corporation

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    235825205
Record Date    03/03/2014    Meeting Type    Annual    Ticker    DAN

 

Shares Voted 200    Primary CUSIP 235825205    Primary ISIN US2358252052    Primary SEDOL B2PFJR3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Virginia A. Kamsky   Mgmt   For   For
Elect Director Terrence J. Keating   Mgmt   For   For
Elect Director R. Bruce McDonald   Mgmt   For   For
Elect Director Joseph C. Muscari   Mgmt   For   For
Elect Director Mark A. Schulz   Mgmt   For   For

Elect Director Keith E. Wandell   Mgmt   For   For
Elect Director Roger J. Wood   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Pilgrim’s Pride Corporation

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    72147K108
Record Date    03/14/2014    Meeting Type    Annual    Ticker    PPC

 

Shares Voted 300    Primary CUSIP 72147K108    Primary ISIN US72147K1088    Primary SEDOL B5L3PZ2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gilberto Tomazoni   Mgmt   For   For
Elect Director Joesley Mendonca Batista   Mgmt   For   Withhold
Elect Director Wesley Mendonca Batista   Mgmt   For   For
Elect Director William W. Lovette   Mgmt   For   For
Elect Director Marcus Vinicius Pratini de Moraes   Mgmt   For   For
Elect Director Wallim Cruz De Vasconcellos Junior   Mgmt   For   For
Elect Director David E. Bell   Mgmt   For   For
Elect Director Michael L. Cooper   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   Against
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

RLJ Lodging Trust

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    74965L101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    RLJ

 

Shares Voted 200    Primary CUSIP 74965L101    Primary ISIN US74965L1017    Primary SEDOL B3PY1N7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert L. Johnson   Mgmt   For   For
Elect Director Thomas J. Baltimore, Jr.   Mgmt   For   For
Elect Director Evan Bayh   Mgmt   For   For
Elect Director Nathaniel A. Davis   Mgmt   For   For
Elect Director Robert M. La Forgia   Mgmt   For   For
Elect Director Glenda G. McNeal   Mgmt   For   For
Elect Director Joseph Ryan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Susquehanna Bancshares, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    869099101
Record Date    03/05/2014    Meeting Type    Annual    Ticker    SUSQ

Shares Voted 200    Primary CUSIP 869099101    Primary ISIN US8690991018    Primary SEDOL 2858876

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Anthony J. Agnone, Sr.   Mgmt   For   For
Elect Director Wayne E. Alter, Jr.   Mgmt   For   For
Elect Director Henry R. Gibbel   Mgmt   For   For
Elect Director Bruce A. Hepburn   Mgmt   For   For
Elect Director Donald L. Hoffman   Mgmt   For   For
Elect Director Sara G. Kirkland   Mgmt   For   For
Elect Director Jeffrey F. Lehman   Mgmt   For   For
Elect Director Michael A. Morello   Mgmt   For   For
Elect Director Scott J. Newkam   Mgmt   For   For
Elect Director Robert E. Poole, Jr.   Mgmt   For   For
Elect Director William J. Reuter   Mgmt   For   For
Elect Director Andrew S. Samuel   Mgmt   For   For
Elect Director Christine Sears   Mgmt   For   For
Elect Director James A. Ulsh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The GEO Group, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    36159R103
Record Date    03/10/2014    Meeting Type    Annual    Ticker    GEO

 

Shares Voted 92    Primary CUSIP 36159R103    Primary ISIN US36159R1032    Primary SEDOL 2943299

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Clarence E. Anthony   Mgmt   For   For
Elect Director Norman A. Carlson   Mgmt   For   For
Elect Director Anne N. Foreman   Mgmt   For   For
Elect Director Richard H. Glanton   Mgmt   For   For
Elect Director Christopher C. Wheeler   Mgmt   For   For
Elect Director George C. Zoley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Other Business   Mgmt   For   Against

The GEO Group, Inc.

 

Meeting Date    05/02/2014    Country    USA    Provider Security ID    36159R103
Record Date    03/10/2014    Meeting Type    Special    Ticker    GEO

 

Shares Voted 92    Primary CUSIP 36159R103    Primary ISIN US36159R1032    Primary SEDOL 2943299

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

 

Berkshire Hathaway Inc.

 

Meeting Date    05/03/2014    Country    USA    Provider Security ID    084670702
Record Date    03/05/2014    Meeting Type    Annual    Ticker    BRK.B

 

Shares Voted 488    Primary CUSIP 084670702    Primary ISIN US0846707026    Primary SEDOL 2073390

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Warren E. Buffett   Mgmt   For   For
Elect Director Charles T. Munger   Mgmt   For   For
Elect Director Howard G. Buffett   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director William H. Gates, III   Mgmt   For   For
Elect Director David S. Gottesman   Mgmt   For   For
Elect Director Charlotte Guyman   Mgmt   For   For
Elect Director Donald R. Keough   Mgmt   For   For
Elect Director Thomas S. Murphy   Mgmt   For   For
Elect Director Ronald L. Olson   Mgmt   For   For
Elect Director Walter Scott, Jr.   Mgmt   For   For
Elect Director Meryl B. Witmer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year
Adopt Quantitative Goals for GHG and Other Air Emissions   SH   Against   For
Approve Annual Dividends   SH   Against   Against

MKS INSTRUMENTS, INC.

 

Meeting Date    05/05/2014    Country    USA    Provider Security ID    55306N104
Record Date    03/12/2014    Meeting Type    Annual    Ticker    MKSI

 

Shares Voted 100    Primary CUSIP 55306N104    Primary ISIN US55306N1046    Primary SEDOL 2404871

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John R. Bertucci   Mgmt   For   For
Elect Director Robert R. Anderson   Mgmt   For   For
Elect Director Gregory R. Beecher   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Performant Financial Corporation

 

Meeting Date    05/05/2014    Country    USA    Provider Security ID    71377E105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    PFMT

 

Shares Voted 300    Primary CUSIP 71377E105    Primary ISIN US71377E1055    Primary SEDOL B835PW4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jon D. Shaver   Mgmt   For   For
Elect Director William D. Hansen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Sanofi

 

Meeting Date    05/05/2014    Country    France    Provider Security ID    F5548N101
Record Date    04/28/2014    Meeting Type    Annual    Ticker    SAN

 

Shares Voted 186    Primary CUSIP F5548N101    Primary ISIN FR0000120578    Primary SEDOL 5671735

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.80 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Reelect Christopher Viehbacher as Director   Mgmt   For   For
Reelect Robert Castaigne as Director   Mgmt   For   For
Reelect Christian Mulliez as Director   Mgmt   For   For
Elect Patrick Kron as Director   Mgmt   For   For
Advisory Vote on Compensation of Serge Weinberg, Chairman   Mgmt   For   For
Advisory Vote on Compensation of Christopher Viehbacher, CEO   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Darling International Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    237266101
Record Date    03/14/2014    Meeting Type    Annual    Ticker    DAR

 

Shares Voted 100    Primary CUSIP 237266101    Primary ISIN US2372661015    Primary SEDOL 2250289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Randall C. Stuewe   Mgmt   For   For
Elect Director O. Thomas Albrecht   Mgmt   For   For
Elect Director D. Eugene Ewing   Mgmt   For   For
Elect Director Dirk Kloosterboer   Mgmt   For   For
Elect Director Charles Macaluso   Mgmt   For   For
Elect Director John D. March   Mgmt   For   For
Elect Director Michael Urbut   Mgmt   For   For
Change Company Name   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Horsehead Holding Corp.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    440694305
Record Date    03/13/2014    Meeting Type    Annual    Ticker    ZINC

Shares Voted 300    Primary CUSIP 440694305    Primary ISIN US4406943054    Primary SEDOL B23XLC8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack Shilling   Mgmt   For   For
Elect Director John C. van Roden, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

M/I Homes, Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    55305B101
Record Date    03/12/2014    Meeting Type    Annual    Ticker    MHO

 

Shares Voted 100    Primary CUSIP 55305B101    Primary ISIN US55305B1017    Primary SEDOL 2549385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph A. Alutto   Mgmt   For   For
Elect Director Phillip G. Creek   Mgmt   For   For
Elect Director Norman L. Traeger   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Nielsen Holdings N.V.

 

Meeting Date    05/06/2014    Country    Netherlands    Provider Security ID    N63218106
Record Date    04/08/2014    Meeting Type    Annual    Ticker    NLSN

 

Shares Voted 330    Primary CUSIP N/A    Primary ISIN NL0009538479    Primary SEDOL B4NTRF5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Adopt Financial Statements and Statutory Reports   Mgmt   For   For
Approve Discharge of Board of Directors   Mgmt   For   For
Elect Director James A. Attwood, Jr.   Mgmt   For   Against
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Karen M. Hoguet   Mgmt   For   Against
Elect Director James M. Kilts   Mgmt   For   For
Elect Director Alexander Navab   Mgmt   For   Against
Elect Director Robert Pozen   Mgmt   For   For
Elect Director Vivek Ranadive   Mgmt   For   For
Elect Director Ganesh Rao   Mgmt   For   Against
Elect Director Javier G. Teruel   Mgmt   For   Against
Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Change Company Name   Mgmt   For   For
Advisory Vote to Approve Remuneration of Executives   Mgmt   For   Against

Schneider Electric SA

 

Meeting Date    05/06/2014    Country    France    Provider Security ID    F86921107
Record Date    04/29/2014    Meeting Type    Annual/Special    Ticker    SU

 

Shares Voted 98    Primary CUSIP F86921107    Primary ISIN FR0000121972    Primary SEDOL 4834108

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Treatment of Losses and Dividends of EUR 1.87 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   Against
Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire   Mgmt   For   Against
Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau   Mgmt   For   Against
Advisory Vote on Compensation of Jean-Pascal Tricoire   Mgmt   For   For
Advisory Vote on Compensation of Emmanuel Babeau   Mgmt   For   For
Elect Linda Knoll as Director   Mgmt   For   For
Reelect Noel Forgeard as Director   Mgmt   For   For
Reelect Willy Kissling as Director   Mgmt   For   For
Reelect Cathy Kopp as Director   Mgmt   For   For
Reelect Henri Lachmann as Director   Mgmt   For   For
Reelect Richard Thoman as Director   Mgmt   For   For
Ratify Appointment of Jeong Kim as Director   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Extraordinary Business   Mgmt    
Approve Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above   Mgmt   For   For
Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For
Elect Lone Fonss Schroder as Director   Mgmt   For   For

Snyder’s-Lance, Inc.

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    833551104
Record Date    03/06/2014    Meeting Type    Annual    Ticker    LNCE

 

Shares Voted 100    Primary CUSIP 833551104    Primary ISIN US8335511049    Primary SEDOL B54DFD7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. Peter Carlucci, Jr.   Mgmt   For   For
Elect Director James W. Johnston   Mgmt   For   For
Elect Director W. J. Prezzano   Mgmt   For   For
Elect Director Patricia A. Warehime   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Non-Employee Director Restricted Stock Plan   Mgmt   For   For
Change Range for Size of the Board   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

SOTHEBY’S

 

Meeting Date    05/06/2014    Country    USA    Provider Security ID    835898107
Record Date    03/12/2014    Meeting Type    Proxy Contest    Ticker    BID

 

Shares Voted 100    Primary CUSIP 835898107    Primary ISIN US8358981079    Primary SEDOL 2822406

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Management Proxy (Green Card)   Mgmt    
Elect Director John M. Angelo   Mgmt   For   Do Not Vote
Elect Director Jessica M. Bibliowicz   Mgmt   For   Do Not Vote
Elect Director Kevin C. Conroy   Mgmt   For   Do Not Vote
Elect Director Domenico De Sole   Mgmt   For   Do Not Vote
Elect Director The Duke of Devonshire   Mgmt   For   Do Not Vote
Elect Director Daniel Meyer   Mgmt   For   Do Not Vote
Elect Director Allen Questrom   Mgmt   For   Do Not Vote
Elect Director William F. Ruprecht   Mgmt   For   Do Not Vote
Elect Director Marsha E. Simms   Mgmt   For   Do Not Vote
Elect Director Robert S. Taubman   Mgmt   For   Do Not Vote
Elect Director Diana L. Taylor   Mgmt   For   Do Not Vote
Elect Director Dennis M. Weibling   Mgmt   For   Do Not Vote
Ratify Auditors   Mgmt   For   Do Not Vote
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Do Not Vote
Dissident Proxy (White Card)   Mgmt    
Elect Director Daniel S. Loeb   SH   For   For
Elect Director Harry J. Wilson   SH   For   Withhold
Elect Director Olivier Reza   SH   For   For
Management Nominee - John M. Angelo   SH   For   For
Management Nominee - Kevin C. Conroy   SH   For   For
Management Nominee - Domenico De Sole   SH   For   For
Management Nominee - The Duke of Devonshire   SH   For   For
Management Nominee - Allen Questrom   SH   For   For
Management Nominee - William F. Ruprecht   SH   For   For
Management Nominee - Marsha E. Simms   SH   For   For
Management Nominee - Diana L. Taylor   SH   For   For
Management Nominee - Dennis M. Weibling   SH   For   For
Ratify Auditors   Mgmt   None   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   None   For

Allianz SE

 

Meeting Date    05/07/2014    Country    Germany    Provider Security ID    D03080112
Record Date    Meeting Type    Annual    Ticker    ALV

 

Shares Voted 63    Primary CUSIP D03080112    Primary ISIN DE0008404005    Primary SEDOL 5231485

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 5.30 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Elect Jim Hagemann Snabe to the Supervisory Board   Mgmt   For   For
Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Mgmt   For   For
Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize the Acquisition Treasury Shares for Trading Purposes   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Amend Affiliation Agreements with Subsidiaries   Mgmt   For   For

Bank of America Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    060505104
Record Date    03/12/2014    Meeting Type    Annual    Ticker    BAC

 

Shares Voted 1,902    Primary CUSIP 060505104    Primary ISIN US0605051046    Primary SEDOL 2295677

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Susan S. Bies   Mgmt   For   For
Elect Director Jack O. Bovender, Jr.   Mgmt   For   For
Elect Director Frank P. Bramble, Sr.   Mgmt   For   For
Elect Director Pierre J. P. de Weck   Mgmt   For   For
Elect Director Arnold W. Donald   Mgmt   For   For
Elect Director Charles K. Gifford   Mgmt   For   For
Elect Director Charles O. Holliday, Jr.   Mgmt   For   For
Elect Director Linda P. Hudson   Mgmt   For   For
Elect Director Monica C. Lozano   Mgmt   For   For
Elect Director Thomas J. May   Mgmt   For   For
Elect Director Brian T. Moynihan   Mgmt   For   For
Elect Director Lionel L. Nowell, III   Mgmt   For   For
Elect Director Clayton S. Rose   Mgmt   For   For

Elect Director R. David Yost   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Certificate of Designations for Series T Preferred Stock   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Report on Climate Change Financing Risk   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

Brunswick Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    117043109
Record Date    03/04/2014    Meeting Type    Annual    Ticker    BC

 

Shares Voted 100    Primary CUSIP 117043109    Primary ISIN US1170431092    Primary SEDOL 2149309

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nancy E. Cooper   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   For
Elect Director Ralph C. Stayer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

CNO Financial Group, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    12621E103
Record Date    03/14/2014    Meeting Type    Annual    Ticker    CNO

 

Shares Voted 300    Primary CUSIP 12621E103    Primary ISIN US12621E1038    Primary SEDOL 2657750

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward J. Bonach   Mgmt   For   For
Elect Director Ellyn L. Brown   Mgmt   For   For
Elect Director Robert C. Greving   Mgmt   For   For
Elect Director Mary R. (Nina) Henderson   Mgmt   For   For
Elect Director R. Keith Long   Mgmt   For   For
Elect Director Neal C. Schneider   Mgmt   For   For
Elect Director Frederick J. Sievert   Mgmt   For   For
Elect Director Michael T. Tokarz   Mgmt   For   For
Elect Director John G. Turner   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

CSX Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    126408103
Record Date    03/07/2014    Meeting Type    Annual    Ticker    CSX

 

Shares Voted 199    Primary CUSIP 126408103    Primary ISIN US1264081035    Primary SEDOL 2160753

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donna M. Alvarado   Mgmt   For   For
Elect Director John B. Breaux   Mgmt   For   For
Elect Director Pamela L. Carter   Mgmt   For   For
Elect Director Steven T. Halverson   Mgmt   For   For
Elect Director Edward J. Kelly, III   Mgmt   For   For
Elect Director Gilbert H. Lamphere   Mgmt   For   For
Elect Director John D. McPherson   Mgmt   For   For
Elect Director Timothy T. O’Toole   Mgmt   For   For
Elect Director David M. Ratcliffe   Mgmt   For   For
Elect Director Donald J. Shepard   Mgmt   For   For
Elect Director Michael J. Ward   Mgmt   For   For
Elect Director J.C. Watts, Jr.   Mgmt   For   For
Elect Director J. Steven Whisler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For

Dominion Resources, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    25746U109
Record Date    03/21/2014    Meeting Type    Annual    Ticker    D

 

Shares Voted 100    Primary CUSIP 25746U109    Primary ISIN US25746U1097    Primary SEDOL 2542049

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William P. Barr   Mgmt   For   For
Elect Director Peter W. Brown   Mgmt   For   For
Elect Director Helen E. Dragas   Mgmt   For   For
Elect Director James O. Ellis, Jr.   Mgmt   For   For
Elect Director Thomas F. Farrell, II   Mgmt   For   Against
Elect Director John W. Harris   Mgmt   For   For
Elect Director Mark J. Kington   Mgmt   For   For
Elect Director Pamela J. Royal   Mgmt   For   For
Elect Director Robert H. Spilman, Jr.   Mgmt   For   For
Elect Director Michael E. Szymanczyk   Mgmt   For   For
Elect Director David A. Wollard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Approve Omnibus Stock Plan   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For
Report on Financial and Physical Risks of Climate Change   SH   Against   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   Against
Report on Environmental Impacts of Biomass and Assess Risks   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

General Dynamics Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    369550108
Record Date    03/06/2014    Meeting Type    Annual    Ticker    GD

 

Shares Voted 83    Primary CUSIP 369550108    Primary ISIN US3695501086    Primary SEDOL 2365161

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Nicholas D. Chabraja   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director William P. Fricks   Mgmt   For   For
Elect Director Paul G. Kaminski   Mgmt   For   For
Elect Director John M. Keane   Mgmt   For   For
Elect Director Lester L. Lyles   Mgmt   For   For
Elect Director James N. Mattis   Mgmt   For   For
Elect Director Phebe N. Novakovic   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Laura J. Schumacher   Mgmt   For   For
Elect Director Robert Walmsley   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   Against

Gilead Sciences, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    375558103
Record Date    03/12/2014    Meeting Type    Annual    Ticker    GILD

 

Shares Voted 287    Primary CUSIP 375558103    Primary ISIN US3755581036    Primary SEDOL 2369174

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John F. Cogan   Mgmt   For   For
Elect Director Etienne F. Davignon   Mgmt   For   Against
Elect Director Carla A. Hills   Mgmt   For   Against
Elect Director Kevin E. Lofton   Mgmt   For   For
Elect Director John W. Madigan   Mgmt   For   For
Elect Director John C. Martin   Mgmt   For   For

Elect Director Nicholas G. Moore   Mgmt   For   For
Elect Director Richard J. Whitley   Mgmt   For   Against
Elect Director Gayle E. Wilson   Mgmt   For   Against
Elect Director Per Wold-Olsen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Provide Right to Act by Written Consent   SH   Against   For
Link CEO Compensation to Patient Access to the Company’s Medicine   SH   Against   Against

GlaxoSmithKline plc

 

Meeting Date    05/07/2014    Country    United Kingdom    Provider Security ID    G3910J112
Record Date    05/02/2014    Meeting Type    Annual    Ticker    GSK

 

Shares Voted 729    Primary CUSIP G3910J112    Primary ISIN GB0009252882    Primary SEDOL 0925288

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Re-elect Sir Christopher Gent as Director   Mgmt   For   For
Re-elect Sir Andrew Witty as Director   Mgmt   For   For
Re-elect Sir Roy Anderson as Director   Mgmt   For   For
Re-elect Dr Stephanie Burns as Director   Mgmt   For   For
Re-elect Stacey Cartwright as Director   Mgmt   For   For
Re-elect Simon Dingemans as Director   Mgmt   For   For
Re-elect Lynn Elsenhans as Director   Mgmt   For   For
Re-elect Judy Lewent as Director   Mgmt   For   For
Re-elect Sir Deryck Maughan as Director   Mgmt   For   For
Re-elect Dr Daniel Podolsky as Director   Mgmt   For   For
Re-elect Dr Moncef Slaoui as Director   Mgmt   For   For
Re-elect Tom de Swaan as Director   Mgmt   For   For
Re-elect Jing Ulrich as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit & Risk Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Glimcher Realty Trust

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    379302102
Record Date    03/14/2014    Meeting Type    Annual    Ticker    GRT

 

Shares Voted 200    Primary CUSIP 379302102    Primary ISIN US3793021029    Primary SEDOL 2371696

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael P. Glimcher   Mgmt   For   For
Elect Director Yvette McGee Brown   Mgmt   For   For
Elect Director Nancy J. Kramer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hanger, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    41043F208
Record Date    03/10/2014    Meeting Type    Annual    Ticker    HGR

 

Shares Voted 100    Primary CUSIP 41043F208    Primary ISIN US41043F2083    Primary SEDOL 2796653

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Vinit K. Asar   Mgmt   For   For
Elect Director Christopher B. Begley   Mgmt   For   For
Elect Director Thomas P. Cooper   Mgmt   For   For
Elect Director Cynthia L. Feldmann   Mgmt   For   For
Elect Director Eric A. Green   Mgmt   For   For
Elect Director Stephen E. Hare   Mgmt   For   For
Elect Director Richard R. Pettingill   Mgmt   For   For
Elect Director Patricia B. Shrader   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Kite Realty Group Trust

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    49803T102
Record Date    03/18/2014    Meeting Type    Annual    Ticker    KRG

 

Shares Voted 600    Primary CUSIP 49803T102    Primary ISIN US49803T1025    Primary SEDOL B02H893

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Kite   Mgmt   For   For
Elect Director William E. Bindley   Mgmt   For   For
Elect Director Victor J. Coleman   Mgmt   For   For
Elect Director Richard A. Cosier   Mgmt   For   For
Elect Director Christie B. Kelly   Mgmt   For   For
Elect Director Gerald L. Moss   Mgmt   For   For
Elect Director David R. O’Reilly   Mgmt   For   For
Elect Director Barton R. Peterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

L Air Liquide

 

Meeting Date    05/07/2014    Country    France    Provider Security ID    F01764103
Record Date    04/30/2014    Meeting Type    Annual/Special    Ticker    AI

 

Shares Voted 58    Primary CUSIP F01764103    Primary ISIN FR0000120073    Primary SEDOL B1YXBJ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.55 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Benoit Potier as Director   Mgmt   For   Against
Reelect Paul Skinner as Director   Mgmt   For   For
Reelect Jean-Paul Agon as Director   Mgmt   For   For
Elect Sin Leng Low as Director   Mgmt   For   For
Elect Annette Winkler as Director   Mgmt   For   For
Approve Agreement with Benoit Potier   Mgmt   For   Against
Approve Agreement with Pierre Dufour   Mgmt   For   Against
Advisory Vote on Compensation of Benoit Potier   Mgmt   For   For
Advisory Vote on Compensation of Pierre Dufour   Mgmt   For   For
Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value   Mgmt   For   For
Amend Article 11 of Bylaws Re: Employee Shareholder Representatives   Mgmt   For   For
Amend Article 13 of Bylaws Re: Lead Director   Mgmt   For   For
Amend Article 21 of Bylaws Re: Allocation of Income   Mgmt   For   For
Ordinary Business   Mgmt    
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

LaSalle Hotel Properties

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    517942108
Record Date    02/20/2014    Meeting Type    Annual    Ticker    LHO

 

Shares Voted 100    Primary CUSIP 517942108    Primary ISIN US5179421087    Primary SEDOL 2240161

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael D. Barnello   Mgmt   For   For
Elect Director Donald A. Washburn   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against

Materion Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    576690101
Record Date    03/10/2014    Meeting Type    Annual    Ticker    MTRN

 

Shares Voted 100    Primary CUSIP 576690101    Primary ISIN US5766901012    Primary SEDOL 2149622

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Edward F. Crawford   Mgmt   For   For
Elect Director Joseph P. Keithley   Mgmt   For   For
Elect Director N. Mohan Reddy   Mgmt   For   For
Elect Director Craig S. Shular   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Opt Out of State’s Control Share Acquisition Law   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Eliminate Cumulative Voting   Mgmt   For   For

Piper Jaffray Companies

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    724078100
Record Date    03/12/2014    Meeting Type    Annual    Ticker    PJC

 

Shares Voted 100    Primary CUSIP 724078100    Primary ISIN US7240781002    Primary SEDOL 2227089

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew S. Duff   Mgmt   For   For
Elect Director William R. Fitzgerald   Mgmt   For   For
Elect Director B. Kristine Johnson   Mgmt   For   For
Elect Director Addison L. Piper   Mgmt   For   For
Elect Director Lisa K. Polsky   Mgmt   For   For
Elect Director Philip E. Soran   Mgmt   For   For
Elect Director Scott C. Taylor   Mgmt   For   For
Elect Director Michele Volpi   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Reckitt Benckiser Group plc

 

Meeting Date    05/07/2014    Country    United Kingdom    Provider Security ID    G74079107
Record Date    05/02/2014    Meeting Type    Annual    Ticker    RB.

 

Shares Voted 88    Primary CUSIP G74079107    Primary ISIN GB00B24CGK77    Primary SEDOL B24CGK7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Abstain
Approve Final Dividend   Mgmt   For   For

Re-elect Adrian Bellamy as Director   Mgmt   For   For
Re-elect Peter Harf as Director   Mgmt   For   For
Re-elect Adrian Hennah as Director   Mgmt   For   For
Re-elect Kenneth Hydon as Director   Mgmt   For   For
Re-elect Rakesh Kapoor as Director   Mgmt   For   For
Re-elect Andre Lacroix as Director   Mgmt   For   For
Re-elect Judith Sprieser as Director   Mgmt   For   For
Re-elect Warren Tucker as Director   Mgmt   For   For
Elect Nicandro Durante as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Sandy Spring Bancorp, Inc.

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    800363103
Record Date    03/19/2014    Meeting Type    Annual    Ticker    SASR

 

Shares Voted 100    Primary CUSIP 800363103    Primary ISIN US8003631038    Primary SEDOL 2148254

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark E. Friis   Mgmt   For   For
Elect Director Craig A. Ruppert   Mgmt   For   For
Elect Director Pamela A. Little   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Six Flags Entertainment Corporation

 

Meeting Date    05/07/2014    Country    USA    Provider Security ID    83001A102
Record Date    03/13/2014    Meeting Type    Annual    Ticker    SIX

 

Shares Voted 100    Primary CUSIP 83001A102    Primary ISIN US83001A1025    Primary SEDOL B43VKB8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kurt M. Cellar   Mgmt   For   For
Elect Director Charles A. Koppelman   Mgmt   For   For
Elect Director Jon L. Luther   Mgmt   For   For
Elect Director Usman Nabi   Mgmt   For   For
Elect Director Stephen D. Owens   Mgmt   For   For
Elect Director James Reid-Anderson   Mgmt   For   For
Elect Director Richard W. Roedel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Adidas AG

 

Meeting Date    05/08/2014    Country    Germany    Provider Security ID    D0066B185
Record Date    Meeting Type    Annual    Ticker    ADS

 

Shares Voted 32    Primary CUSIP D0066B102    Primary ISIN DE000A1EWWW0    Primary SEDOL 4031976

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Reelect Stefan Jentzsch to the Supervisory Board   Mgmt   For   For
Reelect Herbert Kauffmann to the Supervisory Board   Mgmt   For   For
Reelect Igor Landau to the Supervisory Board   Mgmt   For   For
Reelect Willi Schwerdtle to the Supervisory Board   Mgmt   For   For
Elect Katja Kraus to the Supervisory Board   Mgmt   For   For
Elect Kathrin Menges to the Supervisory Board   Mgmt   For   For
Ammend Articles Re: Compensation of Supervisory Board Members   Mgmt   For   For
Approve Issuance of Warrants/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Ratify KMPG as Auditors for Fiscal 2014   Mgmt   For   For
Ratify KMPG as Auditors for the 2014 Half Year Report   Mgmt   For   For

Alaska Air Group, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    011659109
Record Date    03/18/2014    Meeting Type    Annual    Ticker    ALK

 

Shares Voted 100    Primary CUSIP 011659109    Primary ISIN US0116591092    Primary SEDOL 2012605

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Patricia M. Bedient   Mgmt   For   For
Elect Director Marion C. Blakey   Mgmt   For   For
Elect Director Phyllis J. Campbell   Mgmt   For   For
Elect Director Jessie J. Knight, Jr.   Mgmt   For   For
Elect Director Dennis F. Madsen   Mgmt   For   For
Elect Director Byron I. Mallott   Mgmt   For   For
Elect Director Helvi K. Sandvik   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Bradley D. Tilden   Mgmt   For   For
Elect Director Eric K. Yeaman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjust Par Value of Common Stock   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

CVS Caremark Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    126650100
Record Date    03/13/2014    Meeting Type    Annual    Ticker    CVS

 

Shares Voted 235    Primary CUSIP 126650100    Primary ISIN US1266501006    Primary SEDOL 2577609

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director C. David Brown, II   Mgmt   For   Against
Elect Director Nancy-Ann M. DeParle   Mgmt   For   For
Elect Director David W. Dorman   Mgmt   For   Against
Elect Director Anne M. Finucane   Mgmt   For   Against
Elect Director Larry J. Merlo   Mgmt   For   For
Elect Director Jean-Pierre Millon   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   Against
Elect Director Tony L. White   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Eni S.p.A.

 

Meeting Date    05/08/2014    Country    Italy    Provider Security ID    T3643A145
Record Date    04/28/2014    Meeting Type    Annual/Special    Ticker    ENI

 

Shares Voted 414    Primary CUSIP T3643A145    Primary ISIN IT0003132476    Primary SEDOL 7145056

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Management Proposals   Mgmt    
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Extraordinary Business   Mgmt    
Shareholder Proposal Submitted by the Italian Treasury and Cassa Depositi e Prestiti   Mgmt    
Amend Articles Re: Director Honorability Requirements   SH   None   Against
Management Proposals   Mgmt    
Amend Company Bylaws Re: Shareholder Meetings   Mgmt   For   For
Ordinary Business   Mgmt    
Management Proposals   Mgmt    
Fix Number of Directors   Mgmt   For   For
Fix Board Terms for Directors   Mgmt   For   For
Appoint Directors (Slate Election) - Choose One of the Following Slates   Mgmt    

Slate Submitted by the Italian Treasury   SH   None   Do Not Vote
Slate Submitted by Institutional Investors   SH   None   For
Elect Board Chair   Mgmt   None   For
Approve Remuneration of Directors   Mgmt   For   Against
Approve Remuneration of Executive Directors   Mgmt   None   For
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates   Mgmt    
Slate Submitted by the Italian Treasury   SH   None   Against
Slate Submitted by Institutional Investors   SH   None   For
Appoint Chair of the Board of Statutory Auditors   SH   None   For
Approve Internal Auditors’ Remuneration   Mgmt   For   For
Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni’s Financial Control   Mgmt   For   For
Approve Long-Term Monetary Incentive Plan 2014-2016   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For

Ford Motor Company

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    345370860
Record Date    03/12/2014    Meeting Type    Annual    Ticker    F

 

Shares Voted 734    Primary CUSIP 345370860    Primary ISIN US3453708600    Primary SEDOL 2615468

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen G. Butler   Mgmt   For   For
Elect Director Kimberly A. Casiano   Mgmt   For   For
Elect Director Anthony F. Earley, Jr.   Mgmt   For   Against
Elect Director Edsel B. Ford, II   Mgmt   For   For
Elect Director William Clay Ford, Jr.   Mgmt   For   For
Elect Director Richard A. Gephardt   Mgmt   For   For
Elect Director James P. Hackett   Mgmt   For   For
Elect Director James H. Hance, Jr.   Mgmt   For   For
Elect Director William W. Helman, IV   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   Against
Elect Director John C. Lechleiter   Mgmt   For   For
Elect Director Ellen R. Marram   Mgmt   For   Against
Elect Director Alan Mulally   Mgmt   For   For
Elect Director Homer A. Neal   Mgmt   For   For
Elect Director Gerald L. Shaheen   Mgmt   For   For
Elect Director John L. Thornton   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Approve Non-Employee Director Omnibus Stock Plan   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

Hexcel Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    428291108
Record Date    03/13/2014    Meeting Type    Annual    Ticker    HXL

 

Shares Voted 100    Primary CUSIP 428291108    Primary ISIN US4282911084    Primary SEDOL 2416779

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Nick L. Stanage   Mgmt   For   For
Elect Director Joel S. Beckman   Mgmt   For   For
Elect Director Lynn Brubaker   Mgmt   For   For
Elect Director Jeffrey C. Campbell   Mgmt   For   For
Elect Director Sandra L. Derickson   Mgmt   For   For
Elect Director W. Kim Foster   Mgmt   For   For
Elect Director Thomas A. Gendron   Mgmt   For   For
Elect Director Jeffrey A. Graves   Mgmt   For   For
Elect Director David C. Hill   Mgmt   For   For
Elect Director David L. Pugh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Norfolk Southern Corporation

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    655844108
Record Date    02/27/2014    Meeting Type    Annual    Ticker    NSC

 

Shares Voted 63    Primary CUSIP 655844108    Primary ISIN US6558441084    Primary SEDOL 2641894

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas D. Bell, Jr.   Mgmt   For   For
Elect Director Erskine B. Bowles   Mgmt   For   For
Elect Director Robert A. Bradway   Mgmt   For   For
Elect Director Wesley G. Bush   Mgmt   For   For
Elect Director Daniel A. Carp   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Steven F. Leer   Mgmt   For   For
Elect Director Michael D. Lockhart   Mgmt   For   For
Elect Director Amy E. Miles   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Martin H. Nesbitt   Mgmt   For   For
Elect Director James A. Squires   Mgmt   For   For
Elect Director John R. Thompson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against

Pharmacyclics, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    716933106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    PCYC

 

Shares Voted 100    Primary CUSIP 716933106    Primary ISIN US7169331060    Primary SEDOL 2689690

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert F. Booth   Mgmt   For   For
Elect Director Kenneth A. Clark   Mgmt   For   For
Elect Director Robert W. Duggan   Mgmt   For   For
Elect Director Eric H. Halvorson   Mgmt   For   For
Elect Director Minesh P. Mehta   Mgmt   For   For
Elect Director David D. Smith   Mgmt   For   For
Elect Director Richard A. van den Broek   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Ryman Hospitality Properties, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    78377T107
Record Date    03/19/2014    Meeting Type    Annual    Ticker    RHP

 

Shares Voted 113    Primary CUSIP 78377T107    Primary ISIN US78377T1079    Primary SEDOL B8QV5C9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Bender   Mgmt   For   For
Elect Director E. K. Gaylord, II   Mgmt   For   For
Elect Director D. Ralph Horn   Mgmt   For   For
Elect Director Ellen Levine   Mgmt   For   For
Elect Director Robert S. Prather, Jr.   Mgmt   For   For
Elect Director Colin V. Reed   Mgmt   For   For
Elect Director Michael D. Rose   Mgmt   For   For
Elect Director Michael I. Roth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Standard Chartered plc

 

Meeting Date    05/08/2014    Country    United Kingdom    Provider Security ID    G84228157
Record Date    05/06/2014    Meeting Type    Annual    Ticker    STAN

 

Shares Voted 415    Primary CUSIP G84228157    Primary ISIN GB0004082847    Primary SEDOL 0408284

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   Against
Approve Remuneration Report   Mgmt   For   For

Elect Dr Kurt Campbell as Director   Mgmt   For   For
Elect Christine Hodgson as Director   Mgmt   For   For
Elect Naguib Kheraj as Director   Mgmt   For   For
Re-elect Om Bhatt as Director   Mgmt   For   For
Re-elect Jaspal Bindra as Director   Mgmt   For   For
Re-elect Dr Louis Chi-Yan Cheung as Director   Mgmt   For   For
Re-elect Dr Han Seung-soo as Director   Mgmt   For   For
Re-elect Simon Lowth as Director   Mgmt   For   For
Re-elect Ruth Markland as Director   Mgmt   For   For
Re-elect John Paynter as Director   Mgmt   For   For
Re-elect Sir John Peace as Director   Mgmt   For   For
Re-elect Alun Rees as Director   Mgmt   For   For
Re-elect Peter Sands as Director   Mgmt   For   For
Re-elect Viswanathan Shankar as Director   Mgmt   For   For
Re-elect Paul Skinner as Director   Mgmt   For   For
Re-elect Dr Lars Thunell as Director   Mgmt   For   For
Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Approve EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   For   For
Approve Scrip Dividend Program   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Fix Maximum Variable Compensation Ratio   Mgmt   For   For

United Parcel Service, Inc.

 

Meeting Date    05/08/2014    Country    USA    Provider Security ID    911312106
Record Date    03/10/2014    Meeting Type    Annual    Ticker    UPS

 

Shares Voted 183    Primary CUSIP 911312106    Primary ISIN US9113121068    Primary SEDOL 2517382

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   For
Elect Director Rodney C. Adkins   Mgmt   For   For
Elect Director Michael J. Burns   Mgmt   For   For

Elect Director D. Scott Davis   Mgmt   For   For
Elect Director Stuart E. Eizenstat   Mgmt   For   For
Elect Director Michael L. Eskew   Mgmt   For   For
Elect Director William R. Johnson   Mgmt   For   For
Elect Director Candace Kendle   Mgmt   For   For
Elect Director Ann M. Livermore   Mgmt   For   For
Elect Director Rudy H.P. Markham   Mgmt   For   For
Elect Director Clark T. “Sandy” Randt, Jr.   Mgmt   For   For
Elect Director Carol B. Tome   Mgmt   For   For
Elect Director Kevin M. Warsh   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For

AIA Group Ltd.

 

Meeting Date    05/09/2014    Country    Hong Kong    Provider Security ID    Y002A1105
Record Date    05/02/2014    Meeting Type    Annual    Ticker    01299

 

Shares Voted 1,760    Primary CUSIP N/A    Primary ISIN HK0000069689    Primary SEDOL B4TX8S1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Mohamed Azman Yahya as Director   Mgmt   For   For
Elect Edmund Sze-Wing Tse as Director   Mgmt   For   For
Elect Jack Chak-Kwong So as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For

Barnes Group Inc.

 

Meeting Date    05/09/2014    Country    USA    Provider Security ID    067806109
Record Date    03/11/2014    Meeting Type    Annual    Ticker    B

 

Shares Voted 100    Primary CUSIP 067806109    Primary ISIN US0678061096    Primary SEDOL 2080732

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William S. Bristow, Jr.   Mgmt   For   Withhold
Elect Director Patrick J. Dempsey   Mgmt   For   Withhold
Elect Director Hassell H. McClellan   Mgmt   For   Withhold
Elect Director JoAnna Sohovich   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Equity One, Inc.

 

Meeting Date    05/09/2014    Country    USA    Provider Security ID    294752100
Record Date    03/05/2014    Meeting Type    Annual    Ticker    EQY

 

Shares Voted 154    Primary CUSIP 294752100    Primary ISIN US2947521009    Primary SEDOL 2246329

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Cynthia R. Cohen   Mgmt   For   For
Elect Director Neil Flanzraich   Mgmt   For   For
Elect Director Jordan Heller   Mgmt   For   For
Elect Director Chaim Katzman   Mgmt   For   For
Elect Director Peter Linneman   Mgmt   For   For
Elect Director Galia Maor   Mgmt   For   For
Elect Director Jeffrey S. Olson   Mgmt   For   For
Elect Director Dori Segal   Mgmt   For   For
Elect Director David Fischel   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For

American Express Company

 

Meeting Date    05/12/2014    Country    USA    Provider Security ID    025816109
Record Date    03/14/2014    Meeting Type    Annual    Ticker    AXP

 

Shares Voted 219    Primary CUSIP 025816109    Primary ISIN US0258161092    Primary SEDOL 2026082

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Kenneth I. Chenault   Mgmt   For   For
Elect Director Peter Chernin   Mgmt   For   For
Elect Director Anne Lauvergeon   Mgmt   For   For
Elect Director Theodore J. Leonsis   Mgmt   For   For
Elect Director Richard C. Levin   Mgmt   For   For
Elect Director Richard A. McGinn   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Daniel L. Vasella   Mgmt   For   For
Elect Director Robert D. Walter   Mgmt   For   For
Elect Director Ronald A. Williams   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Prepare Employment Diversity Report   SH   Against   For
Report on Board Oversight of Privacy and Data Security and Requests for Customer Information   SH   Against   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date    05/12/2014    Country    USA    Provider Security ID    026874784
Record Date    03/17/2014    Meeting Type    Annual    Ticker    AIG

 

Shares Voted 294    Primary CUSIP 026874784    Primary ISIN US0268747849    Primary SEDOL 2027342

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Benmosche   Mgmt   For   For
Elect Director W. Don Cornwell   Mgmt   For   For
Elect Director Peter R. Fisher   Mgmt   For   For
Elect Director John H. Fitzpatrick   Mgmt   For   For
Elect Director William G. Jurgensen   Mgmt   For   For
Elect Director Christopher S. Lynch   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director George L. Miles, Jr.   Mgmt   For   For
Elect Director Henry S. Miller   Mgmt   For   For
Elect Director Robert S. Miller   Mgmt   For   For
Elect Director Suzanne Nora Johnson   Mgmt   For   For
Elect Director Ronald A. Rittenmeyer   Mgmt   For   For
Elect Director Douglas M. Steenland   Mgmt   For   For
Elect Director Theresa M. Stone   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes   Mgmt   For   For
Amend Tax Asset Protection Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Centrica plc

 

Meeting Date    05/12/2014    Country    United Kingdom    Provider Security ID    G2018Z143
Record Date    05/08/2014    Meeting Type    Annual    Ticker    CNA

 

Shares Voted 834    Primary CUSIP G2018Z143    Primary ISIN GB00B033F229    Primary SEDOL B033F22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Rick Haythornthwaite as Director   Mgmt   For   For

Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect Margherita Della Valle as Director   Mgmt   For   For
Re-elect Mary Francis as Director   Mgmt   For   For
Re-elect Mark Hanafin as Director   Mgmt   For   For
Re-elect Lesley Knox as Director   Mgmt   For   For
Elect Mike Linn as Director   Mgmt   For   For
Re-elect Nick Luff as Director   Mgmt   For   For
Re-elect Ian Meakins as Director   Mgmt   For   For
Re-elect Paul Rayner as Director   Mgmt   For   For
Re-elect Chris Weston as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

ING Groep NV

 

Meeting Date    05/12/2014    Country    Netherlands    Provider Security ID    N4578E413
Record Date    04/14/2014    Meeting Type    Annual    Ticker    INGA

 

Shares Voted 568    Primary CUSIP N4578E413    Primary ISIN NL0000303600    Primary SEDOL 7154182

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting and Announcements   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Receive Report of Supervisory Board (Non-Voting)   Mgmt    
Discuss Remuneration Report   Mgmt    
Approve Amendments to Remuneration Policy for Management Board Members   Mgmt   For   For
Adopt Financial Statements   Mgmt   For   For
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share   Mgmt   For   For
Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders   Mgmt   For   For
Amend Articles Re: Representation of the Board   Mgmt   For   For
Receive Announcements on Sustainability   Mgmt    
Approve Discharge of Management Board   Mgmt   For   For
Approve Discharge of Supervisory Board   Mgmt   For   For

Elect Eric Boyer de la Giroday to Supervisory Board   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring   Mgmt   For   For
Other Business (Non-Voting) and Closing   Mgmt    

Coca-Cola Bottling Co. Consolidated

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    191098102
Record Date    03/17/2014    Meeting Type    Annual    Ticker    COKE

 

Shares Voted 100    Primary CUSIP 191098102    Primary ISIN US1910981026    Primary SEDOL 2206721

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director J. Frank Harrison, III   Mgmt   For   Withhold
Elect Director H.W. McKay Belk   Mgmt   For   Withhold
Elect Director Alexander B. Cummings, Jr.   Mgmt   For   Withhold
Elect Director Sharon A. Decker   Mgmt   For   For
Elect Director William B. Elmore   Mgmt   For   Withhold
Elect Director Morgan H. Everett   Mgmt   For   Withhold
Elect Director Deborah H. Everhart   Mgmt   For   Withhold
Elect Director Henry W. Flint   Mgmt   For   Withhold
Elect Director William H. Jones   Mgmt   For   For
Elect Director James H. Morgan   Mgmt   For   Withhold
Elect Director John W. Murrey, III   Mgmt   For   For
Elect Director Dennis A. Wicker   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   Against

First American Financial Corporation

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    31847R102
Record Date    03/19/2014    Meeting Type    Annual    Ticker    FAF

 

Shares Voted 100    Primary CUSIP 31847R102    Primary ISIN US31847R1023    Primary SEDOL B4NFPK4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director James L. Doti   Mgmt   For   For
Elect Director Michael D. McKee   Mgmt   For   For
Elect Director Thomas V. McKernan   Mgmt   For   For
Elect Director Virginia M. Ueberroth   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Healthcare Realty Trust Incorporated

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    421946104
Record Date    03/13/2014    Meeting Type    Annual    Ticker    HR

 

Shares Voted 100    Primary CUSIP 421946104    Primary ISIN US4219461047    Primary SEDOL 2417921

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David R. Emery   Mgmt   For   For
Elect Director Batey M. Gresham, Jr.   Mgmt   For   For
Elect Director Dan S. Wilford   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Volkswagen AG (VW)

 

Meeting Date    05/13/2014    Country    Germany    Provider Security ID    D94523103
Record Date    04/21/2014    Meeting Type    Special    Ticker    VOW3

 

Shares Voted 21    Primary CUSIP D94523145    Primary ISIN DE0007664039    Primary SEDOL 5497168

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Meeting for Preferred Shareholders   Mgmt    
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 119 Million Pool of Preferred Shares to Guarantee Conversion Rights   Mgmt   For   For

Waste Management, Inc.

 

Meeting Date    05/13/2014    Country    USA    Provider Security ID    94106L109
Record Date    03/17/2014    Meeting Type    Annual    Ticker    WM

 

Shares Voted 402    Primary CUSIP 94106L109    Primary ISIN US94106L1098    Primary SEDOL 2937667

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bradbury H. Anderson   Mgmt   For   For
Elect Director Frank M. Clark, Jr.   Mgmt   For   For
Elect Director Patrick W. Gross   Mgmt   For   For
Elect Director Victoria M. Holt   Mgmt   For   For
Elect Director John C. Pope   Mgmt   For   For
Elect Director W. Robert Reum   Mgmt   For   For
Elect Director David P. Steiner   Mgmt   For   For
Elect Director Thomas H. Weidemeyer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For

ADTRAN, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    00738A106
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ADTN

Shares Voted 100    Primary CUSIP 00738A106    Primary ISIN US00738A1060    Primary SEDOL 2052924

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas R. Stanton   Mgmt   For   For
Elect Director H. Fenwick Huss   Mgmt   For   For
Elect Director William L. Marks   Mgmt   For   For
Elect Director James E. Matthews   Mgmt   For   For
Elect Director Balan Nair   Mgmt   For   For
Elect Director Roy J. Nichols   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

ARRIS Group, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    04270V106
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ARRS

 

Shares Voted 200    Primary CUSIP 04270V106    Primary ISIN US04270V1061    Primary SEDOL B9SMM04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alex B. Best   Mgmt   For   For
Elect Director Harry L. Bosco   Mgmt   For   For
Elect Director James A. Chiddix   Mgmt   For   For
Elect Director Andrew T. Heller   Mgmt   For   For
Elect Director Matthew B. Kearney   Mgmt   For   For
Elect Director Robert J. Stanzione   Mgmt   For   For
Elect Director Doreen A. Toben   Mgmt   For   For
Elect Director Debora J. Wilson   Mgmt   For   For
Elect Director David A. Woodle   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

BNP Paribas SA

 

Meeting Date    05/14/2014    Country    France    Provider Security ID    F1058Q238
Record Date    05/08/2014    Meeting Type    Annual/Special    Ticker    BNP

 

Shares Voted 151    Primary CUSIP F1058Q238    Primary ISIN FR0000131104    Primary SEDOL 7309681

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 1.50 per Share   Mgmt   For   For
Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Jean-Francois Lepetit as Director   Mgmt   For   For
Reelect Baudouin Prot as Director   Mgmt   For   Against
Reelect Fields Wicker-Miurin as Director   Mgmt   For   For

Ratify Appointment and Reelect Monique Cohen as Director   Mgmt   For   For
Elect Daniela Schwarzer as Director   Mgmt   For   For
Advisory Vote on Compensation of Baudouin Prot, Chairman   Mgmt   For   For
Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO   Mgmt   For   For
Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs   Mgmt   For   For
Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Executives and Risk Takers   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million   Mgmt   For   For
Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million   Mgmt   For   For
Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value   Mgmt   For   For
Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Filing of Required Documents/Other Formalities   Mgmt   For   For

Google Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    38259P706
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GOOG

 

Shares Voted 70    Primary CUSIP 38259P706    Primary ISIN US38259P7069    Primary SEDOL BKM4JZ7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Larry Page   Mgmt   For   For
Elect Director Sergey Brin   Mgmt   For   For
Elect Director Eric E. Schmidt   Mgmt   For   For
Elect Director L. John Doerr   Mgmt   For   For
Elect Director Diane B. Greene   Mgmt   For   For
Elect Director John L. Hennessy   Mgmt   For   For
Elect Director Ann Mather   Mgmt   For   For
Elect Director Paul S. Otellini   Mgmt   For   For
Elect Director K. Ram Shriram   Mgmt   For   For
Elect Director Shirley M. Tilghman   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Adopt Policy and Report on Impact of Tax Strategy   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Harte-Hanks, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    416196103
Record Date    03/20/2014    Meeting Type    Annual    Ticker    HHS

 

Shares Voted 300    Primary CUSIP 416196103    Primary ISIN US4161961036    Primary SEDOL 2410812

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Judy C. Odom   Mgmt   For   Withhold
Elect Director Robert A. Philpott   Mgmt   For   For
Elect Director Karen A. Puckett   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Ocwen Financial Corporation

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    675746309
Record Date    03/26/2014    Meeting Type    Annual    Ticker    OCN

 

Shares Voted 100    Primary CUSIP 675746309    Primary ISIN US6757463095    Primary SEDOL B14PL71

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Erbey   Mgmt   For   For
Elect Director Ronald M. Faris   Mgmt   For   For
Elect Director Ronald J. Korn   Mgmt   For   For
Elect Director William H. Lacy   Mgmt   For   For
Elect Director Wilbur L. Ross, Jr.   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director Barry N. Wish   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Statoil ASA

 

Meeting Date    05/14/2014    Country    Norway    Provider Security ID    R8413J103
Record Date    Meeting Type    Annual    Ticker    STL

 

Shares Voted 179    Primary CUSIP R4446E112    Primary ISIN NO0010096985    Primary SEDOL 7133608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Open Meeting   Mgmt    
Registration of Attending Shareholders and Proxies   Mgmt    
Elect Chairman of Meeting   Mgmt   For   For

Approve Notice of Meeting and Agenda   Mgmt   For   For
Designate Inspector(s) of Minutes of Meeting   Mgmt   For   For
Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share   Mgmt   For   For
Shareholder Proposals   Mgmt    
Withdraw Company from Tar Sands Activities in Canada   SH   Against   Against
Withdraw Company from Ice-Laden Activities in the Arctic   SH   Against   Against
Management Proposals   Mgmt    
Approve Company’s Corporate Governance Statement   Mgmt   For   For
Approve Remuneration Policy And Other Terms of Employment For Executive Management   Mgmt   For   Against
Approve Remuneration of Auditors   Mgmt   For   For
Reelect Olaug Svarva as Member of Corporate Assembly   Mgmt   For   For
Reelect Idar Kreutzer as Member of Corporate Assembly   Mgmt   For   For
Reelect Karin Aslaksen as Member of Corporate Assembly   Mgmt   For   For
Reelect Greger Mannsverk as Member of Corporate Assembly   Mgmt   For   For
Reelect Steinar Olsen as Member of Corporate Assembly   Mgmt   For   For
Reelect Ingvald Strommen as Member of Corporate Assembly   Mgmt   For   For
Reelect Rune Bjerke as Member of Corporate Assembly   Mgmt   For   For
Reelect Siri Kalvig as Member of Corporate Assembly   Mgmt   For   For
Reelect Barbro Haetta as Member of Corporate Assembly   Mgmt   For   For
Elect Terje Venold as Member of Corporate Assembly   Mgmt   For   For
Elect Tone Lunde Bakker as Member of Corporate Assembly   Mgmt   For   For
Elect Kjersti Kleven as Member of Corporate Assembly   Mgmt   For   For
Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly   Mgmt   For   For
Reelect Bassim Haj as Deputy Member of Corporate Assembly   Mgmt   For   For
Elect Nina Kivijervi as Deputy Member of Corporate Assembly   Mgmt   For   For
Elect Birgitte Vartdal as Deputy Members of Corporate Assembly   Mgmt   For   For
Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members   Mgmt   For   For
Reelect Olaug Svarva as Member and Chairman of Nominating Committee   Mgmt   For   For
Reelect Tom Rathe as Member of Nominating Committee   Mgmt   For   For
Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy   Mgmt   For   For
Elect Tone Bakker as New Member of Nominating Committee   Mgmt   For   For
Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members   Mgmt   For   For
Approve Quaterly Dividend Payment   Mgmt   For   For
Approve Equity Plan Financing   Mgmt   For   Against
Authorize Share Repurchase Program and Cancellation of Repurchased Shares   Mgmt   For   For
Shareholder Proposal   Mgmt    
Terminate Engagement in Angola and Azerbaijan   SH   Against   Against

Unilever NV

 

Meeting Date    05/14/2014    Country    Netherlands    Provider Security ID    N8981F271
Record Date    04/16/2014    Meeting Type    Annual    Ticker    UNA

 

Shares Voted 244    Primary CUSIP N8981F271    Primary ISIN NL0000009355    Primary SEDOL B12T3J1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Receive Report of Management Board (Non-Voting)   Mgmt    
Discuss Remuneration Report Containing Remuneration Policy for Management Board Members   Mgmt    
Approve Remuneration Policy   Mgmt   For   For
Approve Financial Statements and Allocation of Income   Mgmt   For   For
Approve Discharge of Executive Board Members   Mgmt   For   For
Approve Discharge of Non-Executive Board Members   Mgmt   For   For
Reelect P.G.J.M. Polman as an Executive Director   Mgmt   For   For
Relect R.J-M.S. Huet as an Executive Director   Mgmt   For   For
Reelect L.M. Cha as a Non-Executive Director   Mgmt   For   For
Reelect L.O. Fresco as a Non-Executive Director   Mgmt   For   For
Reelect A.M. Fudge as a Non-Executive Director   Mgmt   For   For
Reelect B.E. Grote as a Non-Executive Director   Mgmt   For   For
Reelect M.Ma as a Non-Executive Director   Mgmt   For   For
Reelect H. Nyasulu as a Non-Executive Director   Mgmt   For   For
Reelect M. Rifkind as a Non-Executive Director   Mgmt   For   For
Reelect J. Rishton as a Non-Executive Director   Mgmt   For   For
Reelect K.J. Storm as a Non-Executive Director   Mgmt   For   For
Reelect M. Treschow as a Non-Executive Director   Mgmt   For   For
Reelect P.S. Walsh as a Non-Executive Director   Mgmt   For   For
Elect F Sijbesma as a Non-Executive Director   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Approve Cancellation of Repurchased Shares   Mgmt   For   For
Allow Questions and Close Meeting   Mgmt    

Unilever plc

 

Meeting Date    05/14/2014    Country    United Kingdom    Provider Security ID    G92087165
Record Date    05/12/2014    Meeting Type    Annual    Ticker    ULVR

 

Shares Voted 175    Primary CUSIP G92087165    Primary ISIN GB00B10RZP78    Primary SEDOL B10RZP7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Re-elect Paul Polman as Director   Mgmt   For   For
Re-elect Jean-Marc Huet as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Louise Fresco as Director   Mgmt   For   For
Re-elect Ann Fudge as Director   Mgmt   For   For
Re-elect Dr Byron Grote as Director   Mgmt   For   For
Re-elect Mary Ma as Director   Mgmt   For   For
Re-elect Hixonia Nyasulu as Director   Mgmt   For   For
Re-elect Sir Malcolm Rifkind as Director   Mgmt   For   For
Re-elect John Rishton as Director   Mgmt   For   For
Re-elect Kees Storm as Director   Mgmt   For   For
Re-elect Michael Treschow as Director   Mgmt   For   For
Re-elect Paul Walsh as Director   Mgmt   For   For
Elect Feike Sijbesma as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

United Community Banks, Inc.

 

Meeting Date    05/14/2014    Country    USA    Provider Security ID    90984P303
Record Date    03/15/2014    Meeting Type    Annual    Ticker    UCBI

 

Shares Voted 300    Primary CUSIP 90984P303    Primary ISIN US90984P3038    Primary SEDOL 2862156

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director W. C. Nelson, Jr.   Mgmt   For   For
Elect Director Jimmy C. Tallent   Mgmt   For   For
Elect Director Robert H. Blalock   Mgmt   For   For
Elect Director Clifford V. Brokaw   Mgmt   For   For
Elect Director L. Cathy Cox   Mgmt   For   For
Elect Director Steven J. Goldstein   Mgmt   For   For
Elect Director Thomas A. Richlovsky   Mgmt   For   For
Elect Director Tim R. Wallis   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Align Technology, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    016255101
Record Date    03/20/2014    Meeting Type    Annual    Ticker    ALGN

 

Shares Voted 100    Primary CUSIP 016255101    Primary ISIN US0162551016    Primary SEDOL 2679204

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph Lacob   Mgmt   For   For
Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For
Elect Director George J. Morrow   Mgmt   For   For
Elect Director David C. Nagel   Mgmt   For   For
Elect Director Thomas M. Prescott   Mgmt   For   For
Elect Director Andrea L. Saia   Mgmt   For   For
Elect Director Greg J. Santora   Mgmt   For   For
Elect Director Warren S. Thaler   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Amgen Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    031162100
Record Date    03/17/2014    Meeting Type    Annual    Ticker    AMGN

 

Shares Voted 147    Primary CUSIP 031162100    Primary ISIN US0311621009    Primary SEDOL 2023607

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Baltimore   Mgmt   For   Against
Elect Director Frank J. Biondi, Jr.   Mgmt   For   For
Elect Director Robert A. Bradway   Mgmt   For   For
Elect Director Francois de Carbonnel   Mgmt   For   Against
Elect Director Vance D. Coffman   Mgmt   For   Against
Elect Director Robert A. Eckert   Mgmt   For   For
Elect Director Greg C. Garland   Mgmt   For   For
Elect Director Rebecca M. Henderson   Mgmt   For   Against
Elect Director Frank C. Herringer   Mgmt   For   Against
Elect Director Tyler Jacks   Mgmt   For   Against
Elect Director Judith C. Pelham   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Provide Vote Counting to Exclude Abstentions   SH   Against   Against

Apache Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    037411105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    APA

 

Shares Voted 82    Primary CUSIP 037411105    Primary ISIN US0374111054    Primary SEDOL 2043962

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Steven Farris   Mgmt   For   For
Elect Director A.D. Frazier, Jr.   Mgmt   For   For
Elect Director Amy H. Nelson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For

BG Group plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G1245Z108
Record Date    05/13/2014    Meeting Type    Annual    Ticker    BG.

 

Shares Voted 571    Primary CUSIP G1245Z108    Primary ISIN GB0008762899    Primary SEDOL 0876289

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Final Dividend   Mgmt   For   For
Elect Simon Lowth as Director   Mgmt   For   For
Elect Pam Daley as Director   Mgmt   For   For
Elect Martin Ferguson as Director   Mgmt   For   For
Re-elect Vivienne Cox as Director   Mgmt   For   For
Re-elect Chris Finlayson as Director   Mgmt    
Re-elect Andrew Gould as Director   Mgmt   For   For
Re-elect Baroness Hogg as Director   Mgmt   For   For
Re-elect Dr John Hood as Director   Mgmt   For   For
Re-elect Caio Koch-Weser as Director   Mgmt   For   For
Re-elect Lim Haw-Kuang as Director   Mgmt   For   For
Re-elect Sir David Manning as Director   Mgmt   For   For
Re-elect Mark Seligman as Director   Mgmt   For   For
Re-elect Patrick Thomas as Director   Mgmt   For   For
Reappoint Ernst & Young LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

BMW Group Bayerische Motoren Werke AG

 

Meeting Date    05/15/2014    Country    Germany    Provider Security ID    D12096109
Record Date    04/23/2014    Meeting Type    Annual    Ticker    BMW

Shares Voted 65    Primary CUSIP D12096109    Primary ISIN DE0005190003    Primary SEDOL 5756029

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 2.62 per Preffered Share and 2.60 per Ordinary Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Franz Haniel to the Supervisory Board   Mgmt   For   For
Elect Susanne Klatten to the Supervisory Board   Mgmt   For   For
Elect Robert Lane to the Supervisory Board   Mgmt   For   For
Elect Wolfgang Mayrhuber to the Supervisory Board   Mgmt   For   For
Elect Stefan Quandt to the Supervisory Board   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan   Mgmt   For   For
Approve Remuneration System for Management Board Members   Mgmt   For   For

Comfort Systems USA, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    199908104
Record Date    03/17/2014    Meeting Type    Annual    Ticker    FIX

 

Shares Voted 200    Primary CUSIP 199908104    Primary ISIN US1999081045    Primary SEDOL 2036047

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Darcy G. Anderson   Mgmt   For   For
Elect Director Herman E. Bulls   Mgmt   For   For
Elect Director Alfred J. Giardinelli, Jr.   Mgmt   For   For
Elect Director Alan P. Krusi   Mgmt   For   For
Elect Director Brian E. Lane   Mgmt   For   For
Elect Director Franklin Myers   Mgmt   For   For
Elect Director James H. Schultz   Mgmt   For   For
Elect Director Constance E. Skidmore   Mgmt   For   For
Elect Director Vance W. Tang   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Computer Programs and Systems, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    205306103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    CPSI

 

Shares Voted 100    Primary CUSIP 205306103    Primary ISIN US2053061030    Primary SEDOL 2872122

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David A. Dye   Mgmt   For   For
Elect Director A. Robert Outlaw, Jr.   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Amend Restricted Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Credit Acceptance Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    225310101
Record Date    03/20/2014    Meeting Type    Annual    Ticker    CACC

 

Shares Voted 50    Primary CUSIP 225310101    Primary ISIN US2253101016    Primary SEDOL 2232050

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald A. Foss   Mgmt   For   For
Elect Director Glenda J. Flanagan   Mgmt   For   For
Elect Director Brett A. Roberts   Mgmt   For   For
Elect Director Thomas N. Tryforos   Mgmt   For   For
Elect Director Scott J. Vassalluzzo   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Deutsche Telekom AG

 

Meeting Date    05/15/2014    Country    Germany    Provider Security ID    D2035M136
Record Date    Meeting Type    Annual    Ticker    DTE

 

Shares Voted 518    Primary CUSIP D2035M136    Primary ISIN DE0005557508    Primary SEDOL 5842359

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.50 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014   Mgmt   For   For
Elect Johannes Geismann to the Supervisory Board   Mgmt   For   For
Elect Lars Hinrichs to the Supervisory Board   Mgmt   For   For
Elect Ulrich Schroeder to the Supervisory Board   Mgmt   For   For
Elect Karl-Heinz Streibich to the Supervisory Board   Mgmt   For   For
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For

EPR Properties

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    26884U109
Record Date    03/10/2014    Meeting Type    Annual    Ticker    EPR

Shares Voted 100    Primary CUSIP 26884U109    Primary ISIN US26884U1097    Primary SEDOL B8XXZP1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David M. Brain   Mgmt   For   For
Elect Director Robert J. Druten   Mgmt   For   For
Elect Director Robin P. Sterneck   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

KapStone Paper and Packaging Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    48562P103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    KS

 

Shares Voted 200    Primary CUSIP 48562P103    Primary ISIN US48562P1030    Primary SEDOL B0L2NP0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John M. Chapman   Mgmt   For   For
Elect Director Ronald J. Gidwitz   Mgmt   For   For
Elect Director Matthew Kaplan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Lloyds Banking Group plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G5533W248
Record Date    05/13/2014    Meeting Type    Annual    Ticker    LLOY

 

Shares Voted 6,709    Primary CUSIP G5542W106    Primary ISIN GB0008706128    Primary SEDOL 0870612

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Elect Juan Colombas as Director   Mgmt   For   For
Elect Dyfrig John as Director   Mgmt   For   For
Re-elect Lord Blackwell as Director   Mgmt   For   For
Re-elect George Culmer as Director   Mgmt   For   For
Re-elect Carolyn Fairbairn as Director   Mgmt   For   For
Re-elect Anita Frew as Director   Mgmt   For   For
Re-elect Antonio Horta-Osorio as Director   Mgmt   For   For
Re-elect Nicholas Luff as Director   Mgmt   For   For
Re-elect David Roberts as Director   Mgmt   For   For
Re-elect Anthony Watson as Director   Mgmt   For   For
Re-elect Sara Weller as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For

Approve Scrip Dividend Programme   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   Against
Approve Variable Component of Remuneration for Code Staff   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Market Purchase of Preference Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For
Approve Related Party and Class 1 Transaction   Mgmt   For   For

PolyOne Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    73179P106
Record Date    03/18/2014    Meeting Type    Annual    Ticker    POL

 

Shares Voted 100    Primary CUSIP 73179P106    Primary ISIN US73179P1066    Primary SEDOL 2624561

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard H. Fearon   Mgmt   For   For
Elect Director Gregory J. Goff   Mgmt   For   For
Elect Director Gordon D. Harnett   Mgmt   For   For
Elect Director Sandra B. Lin   Mgmt   For   For
Elect Director Richard A. Lorraine   Mgmt   For   For
Elect Director Stephen D. Newlin   Mgmt   For   For
Elect Director Robert M. Patterson   Mgmt   For   For
Elect Director William H. Powell   Mgmt   For   For
Elect Director Kerry J. Preete   Mgmt   For   For
Elect Director Farah M. Walters   Mgmt   For   For
Elect Director William A. Wulfsohn   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Prudential plc

 

Meeting Date    05/15/2014    Country    United Kingdom    Provider Security ID    G72899100
Record Date    05/13/2014    Meeting Type    Annual    Ticker    PRU

 

Shares Voted 411    Primary CUSIP G72899100    Primary ISIN GB0007099541    Primary SEDOL 0709954

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Pierre-Olivier Bouee as Director   Mgmt   For   For
Elect Jacqueline Hunt as Director   Mgmt   For   For
Elect Anthony Nightingale as Director   Mgmt   For   For
Elect Alice Schroeder as Director   Mgmt   For   For
Re-elect Sir Howard Davies as Director   Mgmt   For   For
Re-elect Ann Godbehere as Director   Mgmt   For   For
Re-elect Alexander Johnston as Director   Mgmt   For   For
Re-elect Paul Manduca as Director   Mgmt   For   For
Re-elect Michael McLintock as Director   Mgmt   For   For
Re-elect Kaikhushru Nargolwala as Director   Mgmt   For   For
Re-elect Nicolaos Nicandrou as Director   Mgmt   For   For
Re-elect Philip Remnant as Director   Mgmt   For   For
Re-elect Barry Stowe as Director   Mgmt   For   For
Re-elect Tidjane Thiam as Director   Mgmt   For   For
Re-elect Lord Turnbull as Director   Mgmt   For   For
Re-elect Michael Wells as Director   Mgmt   For   For
Appoint KPMG LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares   Mgmt   For   For
Authorise Issue of Preference Shares   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

Simon Property Group, Inc.

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    828806109
Record Date    03/14/2014    Meeting Type    Annual    Ticker    SPG

 

Shares Voted 61    Primary CUSIP 828806109    Primary ISIN US8288061091    Primary SEDOL 2812452

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Melvyn E. Bergstein   Mgmt   For   For
Elect Director Larry C. Glasscock   Mgmt   For   For
Elect Director Karen N. Horn   Mgmt   For   For
Elect Director Allan Hubbard   Mgmt   For   For
Elect Director Reuben S. Leibowitz   Mgmt   For   For

Elect Director Daniel C. Smith   Mgmt   For   For
Elect Director J. Albert Smith, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

The Charles Schwab Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    808513105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    SCHW

 

Shares Voted 259    Primary CUSIP 808513105    Primary ISIN US8085131055    Primary SEDOL 2779397

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frank C. Herringer   Mgmt   For   For
Elect Director Stephen T. McLin   Mgmt   For   For
Elect Director Roger O. Walther   Mgmt   For   For
Elect Director Robert N. Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Prepare Employment Diversity Report   SH   Against   For
Pro-rata Vesting of Equity Awards   SH   Against   Against

The Dow Chemical Company

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    260543103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    DOW

 

Shares Voted 233    Primary CUSIP 260543103    Primary ISIN US2605431038    Primary SEDOL 2278719

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Arnold A. Allemang   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Jacqueline K. Barton   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   Against
Elect Director Jeff M. Fettig   Mgmt   For   Against
Elect Director Andrew N. Liveris   Mgmt   For   For
Elect Director Paul Polman   Mgmt   For   For
Elect Director Dennis H. Reilley   Mgmt   For   Against
Elect Director James M. Ringler   Mgmt   For   For
Elect Director Ruth G. Shaw   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Stock Retention/Holding Period   SH   Against   For

Union Pacific Corporation

 

Meeting Date    05/15/2014    Country    USA    Provider Security ID    907818108
Record Date    03/24/2014    Meeting Type    Annual    Ticker    UNP

 

Shares Voted 100    Primary CUSIP 907818108    Primary ISIN US9078181081    Primary SEDOL 2914734

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrew H. Card, Jr.   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director David B. Dillon   Mgmt   For   For
Elect Director Judith Richards Hope   Mgmt   For   For
Elect Director John J. Koraleski   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Michael W. McConnell   Mgmt   For   For
Elect Director Thomas F. McLarty, III   Mgmt   For   For
Elect Director Steven R. Rogel   Mgmt   For   For
Elect Director Jose H. Villarreal   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Stock Retention/Holding Period   SH   Against   For

Cameron International Corporation

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    13342B105
Record Date    03/21/2014    Meeting Type    Annual    Ticker    CAM

 

Shares Voted 211    Primary CUSIP 13342B105    Primary ISIN US13342B1052    Primary SEDOL 2222233

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director H. Paulett Eberhart   Mgmt   For   For
Elect Director Peter J. Fluor   Mgmt   For   For
Elect Director James T. Hackett   Mgmt   For   For
Elect Director Jack B. Moore   Mgmt   For   For
Elect Director Michael E. Patrick   Mgmt   For   For
Elect Director Jon Erik Reinhardsen   Mgmt   For   For
Elect Director Bruce W. Wilkinson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Discovery Communications, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    25470F104
Record Date    03/20/2014    Meeting Type    Annual    Ticker    DISCA

 

Shares Voted 201    Primary CUSIP 25470F104    Primary ISIN US25470F1049    Primary SEDOL B3D7K31

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert R. Bennett   Mgmt   For   Withhold
Elect Director John C. Malone   Mgmt   For   Withhold
Elect Director David M. Zaslav   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Dril-Quip, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    262037104
Record Date    03/24/2014    Meeting Type    Annual    Ticker    DRQ

 

Shares Voted 50    Primary CUSIP 262037104    Primary ISIN US2620371045    Primary SEDOL 2116767

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Blake T. DeBerry   Mgmt   For   For
Elect Director John V. Lovoi   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Amend Articles to Delete Obsolete Provisions   Mgmt   For   For
Amend Articles Deleting Exception to Business Combination Provisions for Co-founders   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Growth Properties, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    370023103
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GGP

 

Shares Voted 820    Primary CUSIP 370023103    Primary ISIN US3700231034    Primary SEDOL B56VLR5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard B. Clark   Mgmt   For   For
Elect Director Mary Lou Fiala   Mgmt   For   For
Elect Director J. Bruce Flatt   Mgmt   For   For
Elect Director John K. Haley   Mgmt   For   For
Elect Director Daniel B. Hurwitz   Mgmt   For   For
Elect Director Brian W. Kingston   Mgmt   For   For
Elect Director Sandeep Mathrani   Mgmt   For   For
Elect Director David J. Neithercut   Mgmt   For   For
Elect Director Mark R. Patterson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Hutchison Whampoa Limited

 

Meeting Date    05/16/2014    Country    Hong Kong    Provider Security ID    Y38024108
Record Date    05/12/2014    Meeting Type    Annual    Ticker    00013

 

Shares Voted 338    Primary CUSIP Y38024108    Primary ISIN HK0013000119    Primary SEDOL 6448068

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Declare Final Dividend   Mgmt   For   For
Elect Fok Kin Ning, Canning as Director   Mgmt   For   Against
Elect Lai Kai Ming, Dominic as Director   Mgmt   For   Against
Elect Kam Hing Lam as Director   Mgmt   For   Against
Elect William Shurniak as Director   Mgmt   For   For
Elect Wong Chung Hin as Director   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Mgmt   For   Against
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Authorize Reissuance of Repurchased Shares   Mgmt   For   Against
Adopt New Articles of Association   Mgmt   For   For
Add Chinese Name to Existing Company Name   Mgmt   For   For
Amend Articles of Association   Mgmt   For   For

Seattle Genetics, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    812578102
Record Date    03/21/2014    Meeting Type    Annual    Ticker    SGEN

 

Shares Voted 134    Primary CUSIP 812578102    Primary ISIN US8125781026    Primary SEDOL 2738127

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John A. Orwin   Mgmt   For   For
Elect Director Srinivas Akkaraju   Mgmt   For   For
Elect Director David W. Gryska   Mgmt   For   For
Elect Director John P. McLaughlin   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Goldman Sachs Group, Inc.

 

Meeting Date    05/16/2014    Country    USA    Provider Security ID    38141G104
Record Date    03/17/2014    Meeting Type    Annual    Ticker    GS

 

Shares Voted 90    Primary CUSIP 38141G104    Primary ISIN US38141G1040    Primary SEDOL 2407966

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Lloyd C. Blankfein   Mgmt   For   For
Elect Director M. Michele Burns   Mgmt   For   For
Elect Director Gary D. Cohn   Mgmt   For   For
Elect Director Claes Dahlback   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director James A. Johnson   Mgmt   For   For
Elect Director Lakshmi N. Mittal   Mgmt   For   For
Elect Director Adebayo O. Ogunlesi   Mgmt   For   For

Elect Director Peter Oppenheimer   Mgmt   For   For
Elect Director James J. Schiro   Mgmt   For   For
Elect Director Debora L. Spar   Mgmt   For   For
Elect Director Mark E. Tucker   Mgmt   For   For
Elect Director David A. Viniar   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Adopt Proxy Access Right   SH   Against   Against

Total SA

 

Meeting Date    05/16/2014    Country    France    Provider Security ID    F92124100
Record Date    05/12/2014    Meeting Type    Annual/Special    Ticker    FP

 

Shares Voted 320    Primary CUSIP F92124100    Primary ISIN FR0000120271    Primary SEDOL B15C557

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Ordinary Business   Mgmt    
Approve Financial Statements and Statutory Reports   Mgmt   For   For
Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 2.38 per Share   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Reelect Patricia Barbizet as Director   Mgmt   For   For
Reelect Marie-Christine Coisne-Roquette as Director   Mgmt   For   For
Reelect Paul Desmarais Jr as Director   Mgmt   For   Against
Reelect Barbara Kux as Director   Mgmt   For   For
Advisory Vote on Compensation of Christophe de Margerie   Mgmt   For   For
Extraordinary Business   Mgmt    
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For   For
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million   Mgmt   For   For
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11   Mgmt   For   For
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For   For
Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries   Mgmt   For   For
Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans   Mgmt   For   Against
Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives   Mgmt   For   For
Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board   Mgmt   For   For
Amend Article 15 of Bylaws Re: Age Limit for CEO   Mgmt   For   For
Amend Article 17 of Bylaws Re: Proxy Voting   Mgmt   For   For

Shareholder Proposals Submitted by UES Amont Total Workers’ Council   Mgmt    
Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives   SH   Against   Against
Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator   SH   Against   Against
Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws   SH   Against   Against
Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws   SH   Against   Against
Amend Article 12.7 of Bylaws: Remuneration of Directors   SH   Against   Against

3D Systems Corporation

 

Meeting Date    05/19/2014    Country    USA    Provider Security ID    88554D205
Record Date    03/21/2014    Meeting Type    Annual    Ticker    DDD

 

Shares Voted 100    Primary CUSIP 88554D205    Primary ISIN US88554D2053    Primary SEDOL 2889768

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William E. Curran   Mgmt   For   For
Elect Director Peter H. Diamandis   Mgmt   For   For
Elect Director Charles W. Hull   Mgmt   For   For
Elect Director Jim D. Kever   Mgmt   For   For
Elect Director G. Walter Loewenbaum, II   Mgmt   For   For
Elect Director Kevin S. Moore   Mgmt   For   For
Elect Director Abraham N. Reichental   Mgmt   For   For
Elect Director Daniel S. Van Riper   Mgmt   For   For
Elect Director Karen E. Welke   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Ultimate Software Group, Inc.

 

Meeting Date    05/19/2014    Country    USA    Provider Security ID    90385D107
Record Date    03/25/2014    Meeting Type    Annual    Ticker    ULTI

 

Shares Voted 29    Primary CUSIP 90385D107    Primary ISIN US90385D1072    Primary SEDOL 2249964

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director LeRoy A. Vander Putten   Mgmt   For   For
Elect Director Robert A. Yanover   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

American Tower Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    03027X100
Record Date    03/25/2014    Meeting Type    Annual    Ticker    AMT

 

Shares Voted 76    Primary CUSIP 03027X100    Primary ISIN US03027X1000    Primary SEDOL B7FBFL2

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Raymond P. Dolan   Mgmt   For   For
Elect Director Ronald M. Dykes   Mgmt   For   For
Elect Director Carolyn F. Katz   Mgmt   For   For
Elect Director Gustavo Lara Cantu   Mgmt   For   Against
Elect Director JoAnn A. Reed   Mgmt   For   For
Elect Director Pamela D.A. Reeve   Mgmt   For   Against
Elect Director David E. Sharbutt   Mgmt   For   For
Elect Director James D. Taiclet, Jr.   Mgmt   For   For
Elect Director Samme L. Thompson   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Axiall Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    05463D100
Record Date    04/04/2014    Meeting Type    Annual    Ticker    AXLL

 

Shares Voted 100    Primary CUSIP 05463D100    Primary ISIN US05463D1000    Primary SEDOL B9F5TH2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul D. Carrico   Mgmt   For   For
Elect Director T. Kevin DeNicola   Mgmt   For   For
Elect Director Patrick J. Fleming   Mgmt   For   For
Elect Director Robert M. Gervis   Mgmt   For   For
Elect Director Victoria F. Haynes   Mgmt   For   For
Elect Director Michael H. McGarry   Mgmt   For   For
Elect Director William L. Mansfield   Mgmt   For   For
Elect Director Mark L. Noetzel   Mgmt   For   For
Elect Director Robert Ripp   Mgmt   For   For
Elect Director David N. Weinstein   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Boston Properties, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    101121101
Record Date    03/26/2014    Meeting Type    Annual    Ticker    BXP

 

Shares Voted 130    Primary CUSIP 101121101    Primary ISIN US1011211018    Primary SEDOL 2019479

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Carol B. Einiger   Mgmt   For   For
Elect Director Jacob A. Frenkel   Mgmt   For   For
Elect Director Joel I. Klein   Mgmt   For   For
Elect Director Douglas T. Linde   Mgmt   For   For
Elect Director Matthew J. Lustig   Mgmt   For   For
Elect Director Alan J. Patricof   Mgmt   For   For

Elect Director Ivan G. Seidenberg   Mgmt   For   For
Elect Director Owen D. Thomas   Mgmt   For   For
Elect Director Martin Turchin   Mgmt   For   For
Elect Director David A. Twardock   Mgmt   For   For
Elect Director Mortimer B. Zuckerman   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Require Independent Board Chairman   SH   Against   Against
Adopt Proxy Access Right   SH   Against   Against
Pro-rata Vesting of Equity Awards   SH   Against   Against

Dynex Capital, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    26817Q506
Record Date    03/21/2014    Meeting Type    Annual    Ticker    DX

 

Shares Voted 300    Primary CUSIP 26817Q506    Primary ISIN US26817Q5062    Primary SEDOL 2718680

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas B. Akin   Mgmt   For   For
Elect Director Byron L. Boston   Mgmt   For   For
Elect Director Michael R. Hughes   Mgmt   For   For
Elect Director Barry A. Igdaloff   Mgmt   For   For
Elect Director Valerie A. Mosley   Mgmt   For   For
Elect Director Robert A. Salcetti   Mgmt   For   For
Elect Director James C. Wheat, III   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Financial Engines, Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    317485100
Record Date    03/21/2014    Meeting Type    Annual    Ticker    FNGN

 

Shares Voted 100    Primary CUSIP 317485100    Primary ISIN US3174851002    Primary SEDOL B65V2X6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Blake R. Grossman   Mgmt   For   For
Elect Director Robert A. Huret   Mgmt   For   For
Elect Director Jeffrey N. Maggioncalda   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Glencore Xstrata plc

 

Meeting Date    05/20/2014    Country    United Kingdom    Provider Security ID    G39420107
Record Date    05/18/2014    Meeting Type    Annual    Ticker    GLEN

 

Shares Voted 1,636    Primary CUSIP N/A    Primary ISIN JE00B4T3BW64    Primary SEDOL B4T3BW6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Change of Company Name to Glencore plc   Mgmt   For   For
Adopt New Articles of Association   Mgmt   For   For
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Final Distribution   Mgmt   For   For
Re-elect Anthony Hayward as Director   Mgmt   For   For
Re-elect Leonhard Fischer as Director   Mgmt   For   For
Re-elect William Macaulay as Director   Mgmt   For   For
Re-elect Ivan Glasenberg as Director   Mgmt   For   For
Re-elect Peter Coates as Director   Mgmt   For   For
Elect John Mack as Director   Mgmt   For   For
Elect Peter Grauer as Director   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Reappoint Deloitte LLP as Auditors   Mgmt   For   For
Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Approve Scrip Dividend Program   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For

JPMorgan Chase & Co.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    46625h100
Record Date    03/21/2014    Meeting Type    Annual    Ticker    JPM

 

Shares Voted 746    Primary CUSIP 46625h100    Primary ISIN US46625H1005    Primary SEDOL 2190385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linda B. Bammann   Mgmt   For   For
Elect Director James A. Bell   Mgmt   For   For
Elect Director Crandall C. Bowles   Mgmt   For   For
Elect Director Stephen B. Burke   Mgmt   For   For
Elect Director James S. Crown   Mgmt   For   For
Elect Director James Dimon   Mgmt   For   For
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Laban P. Jackson, Jr.   Mgmt   For   For
Elect Director Michael A. Neal   Mgmt   For   For
Elect Director Lee R. Raymond   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   Against
Amend Articles/Bylaws/Charter - Call Special Meetings   SH   Against   For
Provide for Cumulative Voting   SH   Against   Against

Lexington Realty Trust

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    529043101
Record Date    03/19/2014    Meeting Type    Annual    Ticker    LXP

 

Shares Voted 300    Primary CUSIP 529043101    Primary ISIN US5290431015    Primary SEDOL 2139151

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Robert Roskind   Mgmt   For   For
Elect Director T. Wilson Eglin   Mgmt   For   For
Elect Director Richard J. Rouse   Mgmt   For   For
Elect Director Harold First   Mgmt   For   For
Elect Director Richard S. Frary   Mgmt   For   Withhold
Elect Director James Grosfeld   Mgmt   For   Withhold
Elect Director Kevin W. Lynch   Mgmt   For   Withhold
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Linde AG

 

Meeting Date    05/20/2014    Country    Germany    Provider Security ID    D50348107
Record Date    04/28/2014    Meeting Type    Annual    Ticker    LIN

 

Shares Voted 29    Primary CUSIP D50348107    Primary ISIN DE0006483001    Primary SEDOL 5740817

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 3.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For

Newport Corporation

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    651824104
Record Date    03/26/2014    Meeting Type    Annual    Ticker    NEWP

 

Shares Voted 200    Primary CUSIP 651824104    Primary ISIN US6518241046    Primary SEDOL 2636748

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Christopher Cox   Mgmt   For   For
Elect Director Oleg Khaykin   Mgmt   For   For
Elect Director Cherry A. Murray   Mgmt   For   For
Elect Director Robert J. Phillippy   Mgmt   For   For
Elect Director Kenneth F. Potashner   Mgmt   For   For
Elect Director Peter J. Simone   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Qlik Technologies Inc.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    74733T105
Record Date    03/21/2014    Meeting Type    Annual    Ticker    QLIK

 

Shares Voted 134    Primary CUSIP 74733T105    Primary ISIN US74733T1051    Primary SEDOL B3WPL22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce Golden   Mgmt   For   For
Elect Director Lars Bjork   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Royal Dutch Shell plc

 

Meeting Date    05/20/2014    Country    United Kingdom    Provider Security ID    G7690A100
Record Date    05/16/2014    Meeting Type    Annual    Ticker    RDSA

 

Shares Voted 554    Primary CUSIP G7690A118    Primary ISIN GB00B03MLX29    Primary SEDOL B03MLX2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Elect Euleen Goh as Director   Mgmt   For   For
Elect Patricia Woertz as Director   Mgmt   For   For
Elect Ben van Beurden as Director   Mgmt   For   For
Re-elect Guy Elliott as Director   Mgmt   For   For
Re-elect Simon Henry as Director   Mgmt   For   For
Re-elect Charles Holliday as Director   Mgmt   For   For
Re-elect Gerard Kleisterlee as Director   Mgmt   For   For
Re-elect Jorma Ollila as Director   Mgmt   For   For
Re-elect Sir Nigel Sheinwald as Director   Mgmt   For   For
Re-elect Linda Stuntz as Director   Mgmt   For   For
Re-elect Hans Wijers as Director   Mgmt   For   For
Re-elect Gerrit Zalm as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Approve Long Term Incentive Plan   Mgmt   For   For
Approve Deferred Bonus Plan   Mgmt   For   For
Approve Restricted Share Plan   Mgmt   For   Against
Approve EU Political Donations and Expenditure   Mgmt   For   For

Southwestern Energy Company

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    845467109
Record Date    03/28/2014    Meeting Type    Annual    Ticker    SWN

 

Shares Voted 290    Primary CUSIP 845467109    Primary ISIN US8454671095    Primary SEDOL 2828619

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John D. Gass   Mgmt   For   For
Elect Director Catherine A. Kehr   Mgmt   For   For
Elect Director Greg D. Kerley   Mgmt   For   For
Elect Director Vello A. Kuuskraa   Mgmt   For   For
Elect Director Kenneth R. Mourton   Mgmt   For   For
Elect Director Steven L. Mueller   Mgmt   For   For
Elect Director Elliott Pew   Mgmt   For   For
Elect Director Alan H. Stevens   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws - Call Special Meetings   SH   Against   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For

Two Harbors Investment Corp.

 

Meeting Date    05/20/2014    Country    USA    Provider Security ID    90187B101
Record Date    03/25/2014    Meeting Type    Annual    Ticker    TWO

 

Shares Voted 500    Primary CUSIP 90187B101    Primary ISIN US90187B1017    Primary SEDOL B563MS9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director E. Spencer Abraham   Mgmt   For   For
Elect Director James J. Bender   Mgmt   For   For
Elect Director Mark D. Ein   Mgmt   For   For
Elect Director Stephen G. Kasnet   Mgmt   For   For
Elect Director Jacques R. Rolfo   Mgmt   For   For
Elect Director W. Reid Sanders   Mgmt   For   For
Elect Director Thomas E. Siering   Mgmt   For   For
Elect Director Brian C. Taylor   Mgmt   For   For
Elect Director Hope B. Woodhouse   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Amazon.com, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    023135106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    AMZN

 

Shares Voted 86    Primary CUSIP 023135106    Primary ISIN US0231351067    Primary SEDOL 2000019

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jeffrey P. Bezos   Mgmt   For   For
Elect Director Tom A. Alberg   Mgmt   For   For
Elect Director John Seely Brown   Mgmt   For   For
Elect Director William B. Gordon   Mgmt   For   For
Elect Director Jamie S. Gorelick   Mgmt   For   For
Elect Director Alain Monie   Mgmt   For   For
Elect Director Jonathan J. Rubinstein   Mgmt   For   For
Elect Director Thomas O. Ryder   Mgmt   For   For
Elect Director Patricia Q. Stonesifer   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Comcast Corporation

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    20030N101
Record Date    03/21/2014    Meeting Type    Annual    Ticker    CMCSA

 

Shares Voted 507    Primary CUSIP 20030N101    Primary ISIN US20030N1019    Primary SEDOL 2044545

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Bacon   Mgmt   For   For
Elect Director Sheldon M. Bonovitz   Mgmt   For   For
Elect Director Edward D. Breen   Mgmt   For   For
Elect Director Joseph J. Collins   Mgmt   For   For
Elect Director J. Michael Cook   Mgmt   For   For
Elect Director Gerald L. Hassell   Mgmt   For   For
Elect Director Jeffrey A. Honickman   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director Brian L. Roberts   Mgmt   For   For
Elect Director Ralph J. Roberts   Mgmt   For   For
Elect Director Johnathan A. Rodgers   Mgmt   For   For
Elect Director Judith Rodin   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Lobbying Payments and Policy   SH   Against   For
Pro-rata Vesting of Equity Plans   SH   Against   Against

Euronet Worldwide, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    298736109
Record Date    03/24/2014    Meeting Type    Annual    Ticker    EEFT

 

Shares Voted 100    Primary CUSIP 298736109    Primary ISIN US2987361092    Primary SEDOL 2320148

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Andrzej Olechowski   Mgmt   For   For
Elect Director Eriberto R. Scocimara   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

First Solar, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    336433107
Record Date    04/01/2014    Meeting Type    Annual    Ticker    FSLR

 

Shares Voted 100    Primary CUSIP 336433107    Primary ISIN US3364331070    Primary SEDOL B1HMF22

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Ahearn   Mgmt   For   For
Elect Director Sharon L. Allen   Mgmt   For   For
Elect Director Richard D. Chapman   Mgmt   For   For
Elect Director George A. (‘Chip’) Hambro   Mgmt   For   For
Elect Director James A. Hughes   Mgmt   For   For
Elect Director Craig Kennedy   Mgmt   For   For
Elect Director James F. Nolan   Mgmt   For   For
Elect Director William J. Post   Mgmt   For   For
Elect Director J. Thomas Presby   Mgmt   For   For
Elect Director Paul H. Stebbins   Mgmt   For   For
Elect Director Michael Sweeney   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Pro-rata Vesting of Equity Awards   SH   Against   Against
Require a Majority Vote for the Election of Directors   SH   Against   For

Genesee & Wyoming Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    371559105
Record Date    04/01/2014    Meeting Type    Annual    Ticker    GWR

 

Shares Voted 67    Primary CUSIP 371559105    Primary ISIN US3715591059    Primary SEDOL 2374060

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mortimer B. Fuller, III   Mgmt   For   For
Elect Director John C. Hellmann   Mgmt   For   For
Elect Director Robert M. Melzer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Graphic Packaging Holding Company

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    388689101
Record Date    03/24/2014    Meeting Type    Annual    Ticker    GPK

 

Shares Voted 500    Primary CUSIP 388689101    Primary ISIN US3886891015    Primary SEDOL B2Q8249

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director G. Andrea Botta   Mgmt   For   For
Elect Director Jeffrey H. Coors   Mgmt   For   For
Elect Director David W. Scheible   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For

Kate Spade & Company

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    485865109
Record Date    03/21/2014    Meeting Type    Annual    Ticker    KATE

 

Shares Voted 100    Primary CUSIP 485865109    Primary ISIN US4858651098    Primary SEDOL BJWG213

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bernard W. Aronson   Mgmt   For   For
Elect Director Lawrence S. Benjamin   Mgmt   For   For
Elect Director Raul J. Fernandez   Mgmt   For   For
Elect Director Kenneth B. Gilman   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Kenneth P. Kopelman   Mgmt   For   For
Elect Director Kay Koplovitz   Mgmt   For   For
Elect Director Craig A. Leavitt   Mgmt   For   For
Elect Director Deborah J. Lloyd   Mgmt   For   For
Elect Director Doreen A. Toben   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Other Business   Mgmt   For   Against

Magellan Health Services, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    559079207
Record Date    03/31/2014    Meeting Type    Annual    Ticker    MGLN

 

Shares Voted 69    Primary CUSIP 559079207    Primary ISIN US5590792074    Primary SEDOL 2307787

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William J. McBride   Mgmt   For   For
Elect Director Robert M. Le Blanc   Mgmt   For   For
Elect Director Perry G. Fine   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Mondelez International, Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    609207105
Record Date    03/14/2014    Meeting Type    Annual    Ticker    MDLZ

 

Shares Voted 346    Primary CUSIP 609207105    Primary ISIN US6092071058    Primary SEDOL B8CKK03

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen F. Bollenbach   Mgmt   For   Against
Elect Director Lewis W.K. Booth   Mgmt   For   For
Elect Director Lois D. Juliber   Mgmt   For   Against
Elect Director Mark D. Ketchum   Mgmt   For   Against
Elect Director Jorge S. Mesquita   Mgmt   For   For
Elect Director Nelson Peltz   Mgmt   For   For
Elect Director Fredric G. Reynolds   Mgmt   For   For
Elect Director Irene B. Rosenfeld   Mgmt   For   For
Elect Director Patrick T. Siewert   Mgmt   For   For
Elect Director Ruth J. Simmons   Mgmt   For   Against
Elect Director Ratan N. Tata   Mgmt   For   Against
Elect Director Jean-Francois M. L. van Boxmeer   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Assess Environmental Impact of Non-Recyclable Packaging   SH   Against   For

Nationstar Mortgage Holdings Inc.

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    63861C109
Record Date    03/27/2014    Meeting Type    Annual    Ticker    NSM

 

Shares Voted 100    Primary CUSIP 63861C109    Primary ISIN US63861C1099    Primary SEDOL B7F8P79

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert H. Gidel   Mgmt   For   Withhold
Elect Director Brett Hawkins   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year

PPL Corporation

 

Meeting Date    05/21/2014    Country    USA    Provider Security ID    69351T106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    PPL

 

Shares Voted 528    Primary CUSIP 69351T106    Primary ISIN US69351T1060    Primary SEDOL 2680905

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Frederick M. Bernthal   Mgmt   For   For
Elect Director John W. Conway   Mgmt   For   Against
Elect Director Philip G. Cox   Mgmt   For   For
Elect Director Steven G. Elliott   Mgmt   For   For
Elect Director Louise K. Goeser   Mgmt   For   Against
Elect Director Stuart E. Graham   Mgmt   For   Against
Elect Director Stuart Heydt   Mgmt   For   Against
Elect Director Raja Rajamannar   Mgmt   For   For
Elect Director Craig A. Rogerson   Mgmt   For   Against
Elect Director William H. Spence   Mgmt   For   For
Elect Director Natica von Althann   Mgmt   For   For
Elect Director Keith H. Williamson   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Report on Political Contributions   SH   Against   For
Amend Bylaws - Call Special Meetings   SH   Against   For

SAP AG

 

Meeting Date    05/21/2014    Country    Germany    Provider Security ID    D66992104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    SAP

 

Shares Voted 157    Primary CUSIP D66992104    Primary ISIN DE0007164600    Primary SEDOL 4846288

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 1.00 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH   Mgmt   For   For
Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH   Mgmt   For   For
Change of Corporate Form to Societas Europaea (SE)   Mgmt   For   For
Elect Hasso Plattner to the Supervisory Board   Mgmt   For   Against
Elect Pekka Ala-Pietilae to the Supervisory Board   Mgmt   For   Against
Elect Anja Feldmann to the Supervisory Board   Mgmt   For   For
Elect Wilhelm Haarmann to the Supervisory Board   Mgmt   For   Against
Elect Bernard Liautaud to the Supervisory Board   Mgmt   For   For
Elect Hartmut Mehdorn to the Supervisory Board   Mgmt   For   Against
Elect Erhard Schipporeit to the Supervisory Board   Mgmt   For   For
Elect Hagemann Snabe to the Supervisory Board   Mgmt   For   Against
Elect Klaus Wucherer to the Supervisory Board   Mgmt   For   For

Deutsche Bank AG

 

Meeting Date    05/22/2014    Country    Germany    Provider Security ID    D18190898
Record Date    Meeting Type    Annual    Ticker    DBK

 

Shares Voted 151    Primary CUSIP D18190898    Primary ISIN DE0005140008    Primary SEDOL 5750355

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify KPMG AG as Auditors for Fiscal 2014   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Management Board Members to 200 Percent of Fixed Remuneration   Mgmt   For   For
Fix Maximum Variable Compensation Ratio for Key Employees to 200 Percent of Fixed Remuneration   Mgmt   For   For
Approve Remuneration of Supervisory Board Committees   Mgmt   For   For
Approve Creation of EUR 256 Million Pool of Capital without Preemptive Rights   Mgmt   For   For
Approve Issuance of Convertible and Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights   Mgmt   For   For
Authorize Issuance of Participation Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary Deutsche Immobilien Leasing GmbH   Mgmt   For   For
Approve Affiliation Agreements with Subsidiary Deutsche Bank (Europe) GmbH   Mgmt   For   For

Dime Community Bancshares, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    253922108
Record Date    03/27/2014    Meeting Type    Annual    Ticker    DCOM

 

Shares Voted 200    Primary CUSIP 253922108    Primary ISIN US2539221083    Primary SEDOL 2034148

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Kenneth J. Mahon   Mgmt   For   For
Elect Director George L. Clark, Jr.   Mgmt   For   For
Elect Director Steven D. Cohn   Mgmt   For   For
Elect Director Robert C. Golden   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Facebook, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    30303M102
Record Date    03/24/2014    Meeting Type    Annual    Ticker    FB

 

Shares Voted 346    Primary CUSIP 30303M102    Primary ISIN US30303M1027    Primary SEDOL B7TL820

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Marc L. Andreessen   Mgmt   For   For
Elect Director Erskine B. Bowles   Mgmt   For   For
Elect Director Susan D. Desmond-Hellmann   Mgmt   For   For
Elect Director Donald E. Graham   Mgmt   For   For
Elect Director Reed Hastings   Mgmt   For   For
Elect Director Sheryl K. Sandberg   Mgmt   For   For
Elect Director Peter A. Thiel   Mgmt   For   For
Elect Director Mark Zuckerberg   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Screen Political Contributions for Consistency with Corporate Values   SH   Against   Against
Assess Privacy and Advertising Policy Relating to Childhood Obesity   SH   Against   Against
Report on Sustainability   SH   Against   For

Intel Corporation

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    458140100
Record Date    03/24/2014    Meeting Type    Annual    Ticker    INTC

 

Shares Voted 1,029    Primary CUSIP 458140100    Primary ISIN US4581401001    Primary SEDOL 2463247

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charlene Barshefsky   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Susan L. Decker   Mgmt   For   For
Elect Director John J. Donahoe   Mgmt   For   For
Elect Director Reed E. Hundt   Mgmt   For   For
Elect Director Brian M. Krzanich   Mgmt   For   For
Elect Director James D. Plummer   Mgmt   For   For
Elect Director David S. Pottruck   Mgmt   For   For
Elect Director Frank D. Yeary   Mgmt   For   For
Elect Director David B. Yoffie   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

NextEra Energy, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    65339F101
Record Date    03/24/2014    Meeting Type    Annual    Ticker    NEE

 

Shares Voted 85    Primary CUSIP 65339F101    Primary ISIN US65339F1012    Primary SEDOL 2328915

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Sherry S. Barrat   Mgmt   For   For
Elect Director Robert M. Beall, II   Mgmt   For   For
Elect Director James L. Camaren   Mgmt   For   For

Elect Director Kenneth B. Dunn   Mgmt   For   For
Elect Director Kirk S. Hachigian   Mgmt   For   For
Elect Director Toni Jennings   Mgmt   For   For
Elect Director James L. Robo   Mgmt   For   For
Elect Director Rudy E. Schupp   Mgmt   For   For
Elect Director John L. Skolds   Mgmt   For   For
Elect Director William H. Swanson   Mgmt   For   For
Elect Director Hansel E. Tookes, II   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Supermajority Vote Requirement   SH   Against   For

NL Industries, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    629156407
Record Date    03/24/2014    Meeting Type    Annual    Ticker    NL

 

Shares Voted 300    Primary CUSIP 629156407    Primary ISIN US6291564077    Primary SEDOL 2618069

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Loretta J. Feehan   Mgmt   For   Withhold
Elect Director Robert D. Graham   Mgmt   For   Withhold
Elect Director Cecil H. Moore, Jr.   Mgmt   For   For
Elect Director Thomas P. Stafford   Mgmt   For   For
Elect Director Steven L. Watson   Mgmt   For   Withhold
Elect Director Terry N. Worrell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Old Dominion Freight Line, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    679580100
Record Date    03/19/2014    Meeting Type    Annual    Ticker    ODFL

 

Shares Voted 100    Primary CUSIP 679580100    Primary ISIN US6795801009    Primary SEDOL 2656423

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Earl E. Congdon   Mgmt   For   For
Elect Director David S. Congdon   Mgmt   For   For
Elect Director J. Paul Breitbach   Mgmt   For   For
Elect Director John R. Congdon, Jr.   Mgmt   For   For
Elect Director Robert G. Culp, III   Mgmt   For   For
Elect Director John D. Kasarda   Mgmt   For   For
Elect Director Leo H. Suggs   Mgmt   For   For
Elect Director D. Michael Wray   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Strategic Hotels & Resorts, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    86272T106
Record Date    02/28/2014    Meeting Type    Annual    Ticker    BEE

 

Shares Voted 300    Primary CUSIP 86272T106    Primary ISIN US86272T1060    Primary SEDOL 2438654

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert P. Bowen   Mgmt   For   For
Elect Director Raymond L. Gellein, Jr.   Mgmt   For   For
Elect Director James A. Jeffs   Mgmt   For   For
Elect Director David W. Johnson   Mgmt   For   For
Elect Director Richard D. Kincaid   Mgmt   For   For
Elect Director David M.C. Michels   Mgmt   For   For
Elect Director William A. Prezant   Mgmt   For   For
Elect Director Eugene F. Reilly   Mgmt   For   For
Elect Director Sheli Z. Rosenberg   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

The Home Depot, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    437076102
Record Date    03/24/2014    Meeting Type    Annual    Ticker    HD

 

Shares Voted 295    Primary CUSIP 437076102    Primary ISIN US4370761029    Primary SEDOL 2434209

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director F. Duane Ackerman   Mgmt   For   Against
Elect Director Francis S. Blake   Mgmt   For   For
Elect Director Ari Bousbib   Mgmt   For   For
Elect Director Gregory D. Brenneman   Mgmt   For   Against
Elect Director J. Frank Brown   Mgmt   For   For
Elect Director Albert P. Carey   Mgmt   For   Against
Elect Director Armando Codina   Mgmt   For   Against
Elect Director Helena B. Foulkes   Mgmt   For   For
Elect Director Wayne M. Hewett   Mgmt   For   For
Elect Director Karen L. Katen   Mgmt   For   Against
Elect Director Mark Vadon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Bylaws - Call Special Meetings   SH   Against   For
Prepare Employment Diversity Report   SH   Against   For

Theravance, Inc.

 

Meeting Date    05/22/2014    Country    USA    Provider Security ID    88338T104
Record Date    04/10/2014    Meeting Type    Annual    Ticker    THRX

 

Shares Voted 100    Primary CUSIP 88338T104    Primary ISIN US88338T1043    Primary SEDOL B032G04

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Rick E Winningham   Mgmt   For   For
Elect Director Henrietta H. Fore   Mgmt   For   For
Elect Director Robert V. Gunderson, Jr.   Mgmt   For   For
Elect Director Burton G. Malkiel   Mgmt   For   For
Elect Director Peter S. Ringrose   Mgmt   For   For
Elect Director William H. Waltrip   Mgmt   For   For
Elect Director George M. Whitesides   Mgmt   For   For
Elect Director William D. Young   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Thomson Reuters Corporation

 

Meeting Date    05/22/2014    Country    Canada    Provider Security ID    884903105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    TRI

 

Shares Voted 164    Primary CUSIP 884903105    Primary ISIN CA8849031056    Primary SEDOL 2889371

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David Thomson   Mgmt   For   For
Elect Director James C. Smith   Mgmt   For   For
Elect Director Sheila C. Bair   Mgmt   For   For
Elect Director Manvinder S. Banga   Mgmt   For   For
Elect Director David W. Binet   Mgmt   For   For
Elect Director Mary Cirillo   Mgmt   For   For
Elect Director Michael E. Daniels   Mgmt   For   For
Elect Director Steven A. Denning   Mgmt   For   For
Elect Director P. Thomas Jenkins   Mgmt   For   For
Elect Director Ken Olisa   Mgmt   For   For
Elect Director Vance K. Opperman   Mgmt   For   For
Elect Director Peter J. Thomson   Mgmt   For   For
Elect Director Wulf von Schimmelmann   Mgmt   For   For
Approve PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Advisory Vote on Executive Compensation Approach   Mgmt   For   For

AmTrust Financial Services, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    032359309
Record Date    03/27/2014    Meeting Type    Annual    Ticker    AFSI

 

Shares Voted 110    Primary CUSIP 032359309    Primary ISIN US0323593097    Primary SEDOL B1H4YP4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Donald T. DeCarlo   Mgmt   For   For
Elect Director Susan C. Fisch   Mgmt   For   For
Elect Director Abraham Gulkowitz   Mgmt   For   For
Elect Director George Karfunkel   Mgmt   For   For
Elect Director Michael Karfunkel   Mgmt   For   For
Elect Director Jay J. Miller   Mgmt   For   For
Elect Director Barry D. Zyskind   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Avis Budget Group, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    053774105
Record Date    03/27/2014    Meeting Type    Annual    Ticker    CAR

 

Shares Voted 100    Primary CUSIP 053774105    Primary ISIN US0537741052    Primary SEDOL B1CL8J2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ronald L. Nelson   Mgmt   For   For
Elect Director Alun Cathcart   Mgmt   For   For
Elect Director Mary C. Choksi   Mgmt   For   For
Elect Director Leonard S. Coleman   Mgmt   For   For
Elect Director Jeffrey H. Fox   Mgmt   For   For
Elect Director John D. Hardy, Jr.   Mgmt   For   For
Elect Director Lynn Krominga   Mgmt   For   For
Elect Director Eduardo G. Mestre   Mgmt   For   For
Elect Director F. Robert Salerno   Mgmt   For   For
Elect Director Stender E. Sweeney   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Continental Resources, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    212015101
Record Date    03/27/2014    Meeting Type    Annual    Ticker    CLR

 

Shares Voted 155    Primary CUSIP 212015101    Primary ISIN US2120151012    Primary SEDOL B1XGWS3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Boren   Mgmt   For   For
Elect Director William B. Berry   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cooper Tire & Rubber Company

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    216831107
Record Date    04/04/2014    Meeting Type    Annual    Ticker    CTB

 

Shares Voted 100    Primary CUSIP 216831107    Primary ISIN US2168311072    Primary SEDOL 2222608

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roy V. Armes   Mgmt   For   For
Elect Director Thomas P. Capo   Mgmt   For   For
Elect Director Steven M. Chapman   Mgmt   For   For
Elect Director John J. Holland   Mgmt   For   For
Elect Director John F. Meier   Mgmt   For   For
Elect Director John H. Shuey   Mgmt   For   For
Elect Director Richard L. Wambold   Mgmt   For   For
Elect Director Robert D. Welding   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

HSBC Holdings plc

 

Meeting Date    05/23/2014    Country    United Kingdom    Provider Security ID    G4634U169
Record Date    05/22/2014    Meeting Type    Annual    Ticker    HSBA

 

Shares Voted 2,737    Primary CUSIP G4634U169    Primary ISIN GB0005405286    Primary SEDOL 0540528

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Variable Pay Cap   Mgmt   For   For
Elect Kathleen Casey as Director   Mgmt   For   For
Elect Sir Jonathan Evans as Director   Mgmt   For   For
Elect Marc Moses as Director   Mgmt   For   For
Elect Jonathan Symonds as Director   Mgmt   For   For
Re-elect Safra Catz as Director   Mgmt   For   For
Re-elect Laura Cha as Director   Mgmt   For   For
Re-elect Marvin Cheung as Director   Mgmt   For   For
Re-elect Joachim Faber as Director   Mgmt   For   For
Re-elect Rona Fairhead as Director   Mgmt   For   For
Re-elect Renato Fassbind as Director   Mgmt   For   For
Re-elect Douglas Flint as Director   Mgmt   For   For
Re-elect Stuart Gulliver as Director   Mgmt   For   For
Re-elect Sam Laidlaw as Director   Mgmt   For   For
Re-elect John Lipsky as Director   Mgmt   For   For
Re-elect Rachel Lomax as Director   Mgmt   For   For

Re-elect Iain Mackay as Director   Mgmt   For   For
Re-elect Sir Simon Robertson as Director   Mgmt   For   For
Reappoint KPMG Audit plc as Auditors   Mgmt   For   For
Authorise the Group Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Directors to Allot Any Repurchased Shares   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

HSN, Inc.

 

Meeting Date    05/23/2014    Country    USA    Provider Security ID    404303109
Record Date    03/25/2014    Meeting Type    Annual    Ticker    HSNI

 

Shares Voted 100    Primary CUSIP 404303109    Primary ISIN US4043031099    Primary SEDOL B3CLRB1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William Costello   Mgmt   For   For
Elect Director James M. Follo   Mgmt   For   For
Elect Director Mindy Grossman   Mgmt   For   For
Elect Director Stephanie Kugelman   Mgmt   For   For
Elect Director Arthur C. Martinez   Mgmt   For   For
Elect Director Thomas J. McInerney   Mgmt   For   For
Elect Director John B. (Jay) Morse, Jr.   Mgmt   For   For
Elect Director Matthew E. Rubel   Mgmt   For   For
Elect Director Ann Sarnoff   Mgmt   For   For
Elect Director Courtnee Ulrich   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Airbus Group

 

Meeting Date    05/27/2014    Country    Netherlands    Provider Security ID    N0280E105
Record Date    04/29/2014    Meeting Type    Annual    Ticker    AIR

 

Shares Voted 89    Primary CUSIP F17114103    Primary ISIN NL0000235190    Primary SEDOL 4012250

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Annual Meeting   Mgmt    
Open Meeting   Mgmt    
Discussion on Company’s Corporate Governance Structure   Mgmt    
Receive Report on Business and Financial Statements   Mgmt    

Discuss Remuneration Report Containing Remuneration Policy   Mgmt    
Receive Explanation on Company’s Reserves and Dividend Policy   Mgmt    
Discussion of Agenda Items   Mgmt    
Adopt Financial Statements   Mgmt   For   For
Approve Allocation of Income and Dividends of EUR 0.75 per Share   Mgmt   For   For
Approve Discharge of Non-Executive Members of the Board of Directors   Mgmt   For   For
Approve Discharge of Executive Members of the Board of Directors   Mgmt   For   For
Ratify KPMG as Auditors   Mgmt   For   For
Approve Amendments to Remuneration Policy for the Board of Directors   Mgmt   For   For
Amend Articles Re: Change Company Name   Mgmt   For   For
Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans   Mgmt   For   For
Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding   Mgmt   For   For
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For   For
Close Meeting   Mgmt    

Deutsche Post AG

 

Meeting Date    05/27/2014    Country    Germany    Provider Security ID    D19225107
Record Date    Meeting Type    Annual    Ticker    DPW

 

Shares Voted 132    Primary CUSIP D19225107    Primary ISIN DE0005552004    Primary SEDOL 4617859

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)   Mgmt    
Approve Allocation of Income and Dividends of EUR 0.80 per Share   Mgmt   For   For
Approve Discharge of Management Board for Fiscal 2013   Mgmt   For   For
Approve Discharge of Supervisory Board for Fiscal 2013   Mgmt   For   For
Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014   Mgmt   For   For
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For   For
Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For   For
Approve Stock Option Plan for Key Employees; Approve Creation of EUR 40 Million Pool of Conditional Capital to Guarantee Conversion Rights   Mgmt   For   For
Elect Henning Kagermann to the Supervisory Board   Mgmt   For   For
Elect Simone Menne to the Supervisory Board   Mgmt   For   For
Elect Ulrich Schroeder to the Supervisory Board   Mgmt   For   For
Elect Stefan Schulte to the Supervisory Board   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary DHL Home Delivery GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post IT Services GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Assekuranz Vermittlungs GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Beteiligungen Holding GmbH   Mgmt   For   For

Amend Affiliation Agreement with Subsidiary Deutsche Post Consult GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post DHL Research and InnovationGmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post Grundstuecks-Vermietungsgesellschaft beta mbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Deutsche Post IT Brief GmbH   Mgmt   For   For
Amend Affiliation Agreement with Subsidiary Werbeagentur Janssen GmbH   Mgmt   For   For

Merck & Co., Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    58933Y105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    MRK

 

Shares Voted 595    Primary CUSIP 58933Y105    Primary ISIN US58933Y1055    Primary SEDOL 2778844

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Leslie A. Brun   Mgmt   For   For
Elect Director Thomas R. Cech   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director Thomas H. Glocer   Mgmt   For   For
Elect Director William B. Harrison, Jr.   Mgmt   For   For
Elect Director C. Robert Kidder   Mgmt   For   For
Elect Director Rochelle B. Lazarus   Mgmt   For   For
Elect Director Carlos E. Represas   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Craig B. Thompson   Mgmt   For   For
Elect Director Wendell P. Weeks   Mgmt   For   For
Elect Director Peter C. Wendell   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide Right to Act by Written Consent   SH   Against   For
Amend Articles/Bylaws/Charter — Call Special Meetings   SH   Against   For

PDF Solutions, Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    693282105
Record Date    04/04/2014    Meeting Type    Annual    Ticker    PDFS

 

Shares Voted 200    Primary CUSIP 693282105    Primary ISIN US6932821050    Primary SEDOL 2782425

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Thomas Caulfield   Mgmt   For   For
Elect Director R. Stephen Heinrichs   Mgmt   For   For
Elect Director Joseph R. Bronson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

 

The Travelers Companies, Inc.

 

Meeting Date    05/27/2014    Country    USA    Provider Security ID    89417E109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    TRV

 

Shares Voted 75    Primary CUSIP 89417E109    Primary ISIN US89417E1091    Primary SEDOL 2769503

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan L. Beller   Mgmt   For   For
Elect Director John H. Dasburg   Mgmt   For   For
Elect Director Janet M. Dolan   Mgmt   For   For
Elect Director Kenneth M. Duberstein   Mgmt   For   For
Elect Director Jay S. Fishman   Mgmt   For   For
Elect Director Patricia L. Higgins   Mgmt   For   For
Elect Director Thomas R. Hodgson   Mgmt   For   For
Elect Director William J. Kane   Mgmt   For   For
Elect Director Cleve L. Killingsworth, Jr.   Mgmt   For   For
Elect Director Philip T. (Pete) Ruegger, III   Mgmt   For   For
Elect Director Donald J. Shepard   Mgmt   For   For
Elect Director Laurie J. Thomsen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Report on Political Contributions   SH   Against   For

Alkermes plc

 

Meeting Date    05/28/2014    Country    Ireland    Provider Security ID    G01767105
Record Date    03/17/2014    Meeting Type    Annual    Ticker    ALKS

 

Shares Voted 200    Primary CUSIP 01642T108    Primary ISIN IE00B56GVS15    Primary SEDOL B3P6D26

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paul J. Mitchell   Mgmt   For   For
Elect Director Richard F. Pops   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Change Location of Annual Meeting   Mgmt   For   For
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Chevron Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    166764100
Record Date    04/02/2014    Meeting Type    Annual    Ticker    CVX

 

Shares Voted 385    Primary CUSIP 166764100    Primary ISIN US1667641005    Primary SEDOL 2838555

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Linnet F. Deily   Mgmt   For   For
Elect Director Robert E. Denham   Mgmt   For   For
Elect Director Alice P. Gast   Mgmt   For   For
Elect Director Enrique Hernandez, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director George L. Kirkland   Mgmt   For   For
Elect Director Charles W. Moorman, IV   Mgmt   For   For
Elect Director Kevin W. Sharer   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Elect Director Ronald D. Sugar   Mgmt   For   For
Elect Director Carl Ware   Mgmt   For   For
Elect Director John S. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Charitable Contributions   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For
Report on Management of Hydraulic Fracturing Risks and Opportunities   SH   Against   For
Require Independent Board Chairman   SH   Against   Against
Amend Bylaws - Call Special Meetings   SH   Against   For
Require Director Nominee with Environmental Experience   SH   Against   For
Adopt Guidelines for Country Selection   SH   Against   For

DigitalGlobe, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    25389M877
Record Date    04/01/2014    Meeting Type    Annual    Ticker    DGI

 

Shares Voted 100    Primary CUSIP 25389M877    Primary ISIN US25389M8771    Primary SEDOL B0V0257

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Howell M. Estes III   Mgmt   For   For
Elect Director Kimberly Till   Mgmt   For   For
Elect Director Eddy Zervigon   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Exxon Mobil Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    30231G102
Record Date    04/04/2014    Meeting Type    Annual    Ticker    XOM

 

Shares Voted 887    Primary CUSIP 30231G102    Primary ISIN US30231G1022    Primary SEDOL 2326618

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Boskin   Mgmt   For   For
Elect Director Peter Brabeck-Letmathe   Mgmt   For   For
Elect Director Ursula M. Burns   Mgmt   For   For
Elect Director Larry R. Faulkner   Mgmt   For   For
Elect Director Jay S. Fishman   Mgmt   For   For
Elect Director Henrietta H. Fore   Mgmt   For   For
Elect Director Kenneth C. Frazier   Mgmt   For   For
Elect Director William W. George   Mgmt   For   For
Elect Director Samuel J. Palmisano   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Rex W. Tillerson   Mgmt   For   For
Elect Director William C. Weldon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Require a Majority Vote for the Election of Directors   SH   Against   For
Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually   SH   Against   Against
Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For
Adopt Quantitative GHG Goals for Products and Operations   SH   Against   For

Fidelity National Information Services, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    31620M106
Record Date    04/01/2014    Meeting Type    Annual    Ticker    FIS

 

Shares Voted 248    Primary CUSIP 31620M106    Primary ISIN US31620M1062    Primary SEDOL 2769796

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David K. Hunt   Mgmt   For   For
Elect Director Richard N. Massey   Mgmt   For   For
Elect Director Leslie M. Muma   Mgmt   For   For
Elect Director James B. Stallings, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Reduce Supermajority Vote Requirement   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Hanmi Financial Corporation

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    410495204
Record Date    04/02/2014    Meeting Type    Annual    Ticker    HAFC

 

Shares Voted 200    Primary CUSIP 410495204    Primary ISIN US4104952043    Primary SEDOL B6TPXR5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director I Joon Ahn   Mgmt   For   For
Elect Director John A. Hall   Mgmt   For   For
Elect Director Paul Seon-Hong Kim   Mgmt   For   For
Elect Director Chong Guk (C.G.) Kum   Mgmt   For   For
Elect Director Joon Hyung Lee   Mgmt   For   For
Elect Director Chulse (William) Park   Mgmt   For   For
Elect Director Joseph K. Rho   Mgmt   For   For
Elect Director David L. Rosenblum   Mgmt   For   For
Elect Director William J. Stolte   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Pioneer Natural Resources Company

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    723787107
Record Date    04/03/2014    Meeting Type    Annual    Ticker    PXD

 

Shares Voted 26    Primary CUSIP 723787107    Primary ISIN US7237871071    Primary SEDOL 2690830

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Timothy L. Dove   Mgmt   For   For
Elect Director Stacy P. Methvin   Mgmt   For   For
Elect Director Charles E. Ramsey, Jr.   Mgmt   For   For
Elect Director Frank A. Risch   Mgmt   For   For
Elect Director Edison C. Buchanan   Mgmt   For   For
Elect Director Larry R. Grillot   Mgmt   For   For
Elect Director J. Kenneth Thompson   Mgmt   For   For
Elect Director Jim A. Watson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

WellCare Health Plans, Inc.

 

Meeting Date    05/28/2014    Country    USA    Provider Security ID    94946T106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    WCG

 

Shares Voted 100    Primary CUSIP 94946T106    Primary ISIN US94946T1060    Primary SEDOL B01R258

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Breon   Mgmt   For   For
Elect Director Carol J. Burt   Mgmt   For   For
Elect Director Roel C. Campos   Mgmt   For   For
Elect Director David J. Gallitano   Mgmt   For   For
Elect Director D. Robert Graham   Mgmt   For   For
Elect Director Kevin F. Hickey   Mgmt   For   For
Elect Director Christian P. Michalik   Mgmt   For   For
Elect Director Glenn D. Steele, Jr.   Mgmt   For   For

Elect Director William L. Trubeck   Mgmt   For   For
Elect Director Paul E. Weaver   Mgmt   For   For
Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Dice Holdings, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    253017107
Record Date    04/21/2014    Meeting Type    Annual    Ticker    DHX

 

Shares Voted 400    Primary CUSIP 253017107    Primary ISIN US2530171071    Primary SEDOL B23DMS1

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter R. Ezersky   Mgmt   For   Withhold
Elect Director David S. Gordon   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Entravision Communications Corporation

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    29382R107
Record Date    04/11/2014    Meeting Type    Annual    Ticker    EVC

 

Shares Voted 500    Primary CUSIP 29382R107    Primary ISIN US29382R1077    Primary SEDOL 2615112

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Walter F. Ulloa   Mgmt   For   Withhold
Elect Director Philip C. Wilkinson   Mgmt   For   Withhold
Elect Director Paul A. Zevnik   Mgmt   For   Withhold
Elect Director Esteban E. Torres   Mgmt   For   For
Elect Director Gilbert R. Vasquez   Mgmt   For   For
Elect Director Jules G. Buenabenta   Mgmt   For   For
Elect Director Patricia Diaz Dennis   Mgmt   For   For
Elect Director Juan Saldivar von Wuthenau   Mgmt   For   Withhold
Amend Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SOTHEBY’S

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    835898107
Record Date    03/12/2014    Meeting Type    Annual    Ticker    BID

 

Shares Voted 100    Primary CUSIP 835898107    Primary ISIN US8358981079    Primary SEDOL 2822406

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director John M. Angelo   Mgmt   For   For
Elect Director Jessica M. Bibliowicz   Mgmt   For   For
Elect Director Kevin C. Conroy   Mgmt   For   For
Elect Director Domenico De Sole   Mgmt   For   For

Elect Director The Duke Of Devonshire   Mgmt   For   For
Elect Director Daniel S. Loeb   Mgmt   For   For
Elect Director Daniel Meyer   Mgmt   For   For
Elect Director Allen Questrom   Mgmt   For   For
Elect Director Olivier Reza   Mgmt   For   For
Elect Director William F. Ruprecht   Mgmt   For   For
Elect Director Marsha E. Simms   Mgmt   For   For
Elect Director Robert S. Taubman   Mgmt   For   For
Elect Director Diana L. Taylor   Mgmt   For   For
Elect Director Dennis M. Weibling   Mgmt   For   For
Elect Director Harry J. Wilson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SS&C Technologies Holdings, Inc.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    78467J100
Record Date    04/01/2014    Meeting Type    Annual    Ticker    SSNC

 

Shares Voted 100    Primary CUSIP 78467J100    Primary ISIN US78467J1007    Primary SEDOL B58YSC6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Normand A. Boulanger   Mgmt   For   For
Elect Director David A. Varsano   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Stock Option Plan   Mgmt   For   Against
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Targa Resources Corp.

 

Meeting Date    05/29/2014    Country    USA    Provider Security ID    87612G101
Record Date    04/01/2014    Meeting Type    Annual    Ticker    TRGP

 

Shares Voted 100    Primary CUSIP 87612G101    Primary ISIN US87612G1013    Primary SEDOL B55PZY3

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles R. Crisp   Mgmt   For   For
Elect Director Laura C. Fulton   Mgmt   For   For
Elect Director James W. Whalen   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Report on Methane Emissions Management and Reduction Targets   SH   Against   For

Telefonica S.A.

 

Meeting Date    05/29/2014    Country    Spain    Provider Security ID    879382109
Record Date    05/23/2014    Meeting Type    Annual    Ticker    TEF

 

Shares Voted 628    Primary CUSIP 879382109    Primary ISIN ES0178430E18    Primary SEDOL 5732524

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Consolidated and Standalone Financial Statements, Allocation of Income, and Discharge of Board   Mgmt   For   For
Renew Appointment of Ernst & Young as Auditor   Mgmt   For   For
Authorize Capitalization of Reserves for Scrip Dividends   Mgmt   For   For
Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital   Mgmt   For   For
Authorize Share Repurchase Program   Mgmt   For   For
Approve Restricted Stock Plan   Mgmt   For   For
Approve Share Matching Plan   Mgmt   For   For
Authorize Board to Ratify and Execute Approved Resolutions   Mgmt   For   For
Advisory Vote on Remuneration Policy Report   Mgmt   For   For

Highwoods Properties, Inc.

 

Meeting Date    05/30/2014    Country    USA    Provider Security ID    431284108
Record Date    03/03/2014    Meeting Type    Annual    Ticker    HIW

 

Shares Voted 97    Primary CUSIP 431284108    Primary ISIN US4312841087    Primary SEDOL 2420640

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Charles A. Anderson   Mgmt   For   For
Elect Director Gene H. Anderson   Mgmt   For   For
Elect Director Edward J. Fritsch   Mgmt   For   For
Elect Director David J. Hartzell   Mgmt   For   For
Elect Director Sherry A. Kellett   Mgmt   For   For
Elect Director Mark F. Mulhern   Mgmt   For   For
Elect Director L. Glenn Orr, Jr.   Mgmt   For   For
Elect Director O. Temple Sloan, Jr.   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

UnitedHealth Group Incorporated

 

Meeting Date    06/02/2014    Country    USA    Provider Security ID    91324P102
Record Date    04/04/2014    Meeting Type    Annual    Ticker    UNH

 

Shares Voted 199    Primary CUSIP 91324P102    Primary ISIN US91324P1021    Primary SEDOL 2917766

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director William C. Ballard, Jr.   Mgmt   For   For
Elect Director Edson Bueno   Mgmt   For   For
Elect Director Richard T. Burke   Mgmt   For   For
Elect Directo Robert J. Darretta   Mgmt   For   For
Elect Director Stephen J. Hemsley   Mgmt   For   For
Elect Director Michele J. Hooper   Mgmt   For   For
Elect Director Rodger A. Lawson   Mgmt   For   For
Elect Director Douglas W. Leatherdale   Mgmt   For   For

Elect Director Glenn M. Renwick   Mgmt   For   For
Elect Director Kenneth I. Shine   Mgmt   For   For
Elect Director Gail R. Wilensky   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Report on Lobbying Payments and Policy   SH   Against   For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    192446102
Record Date    04/07/2014    Meeting Type    Annual    Ticker    CTSH

 

Shares Voted 476    Primary CUSIP 192446102    Primary ISIN US1924461023    Primary SEDOL 2257019

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Patsalos-Fox   Mgmt   For   For
Elect Director Robert E. Weissman   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Columbia Sportswear Company

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    198516106
Record Date    04/02/2014    Meeting Type    Annual    Ticker    COLM

 

Shares Voted 23    Primary CUSIP 198516106    Primary ISIN US1985161066    Primary SEDOL 2229126

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Gertrude Boyle   Mgmt   For   For
Elect Director Timothy P. Boyle   Mgmt   For   For
Elect Director Sarah A. Bany   Mgmt   For   For
Elect Director Murrey R. Albers   Mgmt   For   For
Elect Director Stephen E. Babson   Mgmt   For   For
Elect Director Andy D. Bryant   Mgmt   For   For
Elect Director Edward S. George   Mgmt   For   For
Elect Director Walter T. Klenz   Mgmt   For   For
Elect Director Ronald E. Nelson   Mgmt   For   For
Elect Director John W. Stanton   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Cubist Pharmaceuticals, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    229678107
Record Date    04/08/2014    Meeting Type    Annual    Ticker    CBST

 

Shares Voted 100    Primary CUSIP 229678107    Primary ISIN US2296781071    Primary SEDOL 2240934

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael Bonney   Mgmt   For   For
Elect Director Jane Henney   Mgmt   For   For
Elect Director Leon Moulder, Jr.   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

MasterCard Incorporated

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    57636Q104
Record Date    04/09/2014    Meeting Type    Annual    Ticker    MA

 

Shares Voted 230    Primary CUSIP 57636Q104    Primary ISIN US57636Q1040    Primary SEDOL B121557

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard Haythornthwaite   Mgmt   For   For
Elect Director Ajay Banga   Mgmt   For   For
Elect Director Silvio Barzi   Mgmt   For   For
Elect Director David R. Carlucci   Mgmt   For   For
Elect Director Steven J. Freiberg   Mgmt   For   For
Elect Director Julius Genachowski   Mgmt   For   For
Elect Director Merit E. Janow   Mgmt   For   For
Elect Director Nancy J. Karch   Mgmt   For   For
Elect Director Marc Olivie   Mgmt   For   For
Elect Director Rima Qureshi   Mgmt   For   For
Elect Director Jose Octavio Reyes Lagunes   Mgmt   For   For
Elect Director Jackson P. Tai   Mgmt   For   For
Elect Director Edward Suning Tian   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Monster Worldwide, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    611742107
Record Date    04/09/2014    Meeting Type    Annual    Ticker    MWW

 

Shares Voted 600    Primary CUSIP 611742107    Primary ISIN US6117421072    Primary SEDOL 2892045

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Salvatore Iannuzzi   Mgmt   For   For
Elect Director John Gaulding   Mgmt   For   For
Elect Director Edmund P. Giambastiani, Jr.   Mgmt   For   Against
Elect Director Jeffrey F. Rayport   Mgmt   For   For
Elect Director Roberto Tunioli   Mgmt   For   Against
Elect Director Timothy T. Yates   Mgmt   For   For

Ratify Auditors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against

Syntel, Inc.

 

Meeting Date    06/03/2014    Country    USA    Provider Security ID    87162H103
Record Date    04/08/2014    Meeting Type    Annual    Ticker    SYNT

 

Shares Voted 100    Primary CUSIP 87162H103    Primary ISIN US87162H1032    Primary SEDOL 2095703

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Paritosh K. Choksi   Mgmt   For   For
Elect Director Bharat Desai   Mgmt   For   For
Elect Director Thomas Doke   Mgmt   For   For
Elect Director Rajesh Mashruwala   Mgmt   For   For
Elect Director George R. Mrkonic, Jr.   Mgmt   For   For
Elect Director Prashant Ranade   Mgmt   For   For
Elect Director Neerja Sethi   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Cabela’s Incorporated

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    126804301
Record Date    04/07/2014    Meeting Type    Annual    Ticker    CAB

 

Shares Voted 100    Primary CUSIP 126804301    Primary ISIN US1268043015    Primary SEDOL B00N2Z7

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Theodore M. Armstrong   Mgmt   For   For
Elect Director James W. Cabela   Mgmt   For   For
Elect Director John H. Edmondson   Mgmt   For   For
Elect Director John Gottschalk   Mgmt   For   For
Elect Director Dennis Highby   Mgmt   For   For
Elect Director Reuben Mark   Mgmt   For   For
Elect Director Michael R. McCarthy   Mgmt   For   For
Elect Director Thomas L. Millner   Mgmt   For   For
Elect Director Donna M. Milrod   Mgmt   For   For
Elect Director Beth M. Pritchard   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

SolarCity Corporation

 

Meeting Date    06/04/2014    Country    USA    Provider Security ID    83416T100
Record Date    04/11/2014    Meeting Type    Annual    Ticker    SCTY

 

Shares Voted 100    Primary CUSIP 83416T100    Primary ISIN US83416T1007    Primary SEDOL B8BZJC4

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Antonio J. Gracias   Mgmt   For   For
Elect Director Nancy E. Pfund   Mgmt   For   For
Elect Director Peter J. Rive   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Activision Blizzard, Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    00507V109
Record Date    04/07/2014    Meeting Type    Annual    Ticker    ATVI

 

Shares Voted 933    Primary CUSIP 00507V109    Primary ISIN US00507V1098    Primary SEDOL 2575818

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Robert J. Corti   Mgmt   For   Against
Elect Director Brian G. Kelly   Mgmt   For   For
Elect Director Robert A. Kotick   Mgmt   For   For
Elect Director Barry Meyer   Mgmt   For   For
Elect Director Robert J. Morgado   Mgmt   For   Against
Elect Director Peter Nolan   Mgmt   For   For
Elect Director Richard Sarnoff   Mgmt   For   For
Elect Director Elaine Wynn   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   Against
Amend Provisions Relating to the Relationship with Vivendi   Mgmt   For   For
Amend Provisions Relating to Supermajority and Special Voting Requirements   Mgmt   For   For
Amend Provisions Relating to the Ability to Amend Bylaws   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Ingersoll-Rand plc

 

Meeting Date    06/05/2014    Country    Ireland    Provider Security ID    G47791101
Record Date    04/08/2014    Meeting Type    Annual    Ticker    IR

 

Shares Voted 252    Primary CUSIP G47791101    Primary ISIN IE00B6330302    Primary SEDOL B633030

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Ann C. Berzin   Mgmt   For   For
Elect Director John Bruton   Mgmt   For   For
Elect Director Jared L. Cohon   Mgmt   For   For
Elect Director Gary D. Forsee   Mgmt   For   For
Elect Director Edward E. Hagenlocker   Mgmt   For   For
Elect Director Constance J. Horner   Mgmt   For   For
Elect Director Michael W. Lamach   Mgmt   For   For
Elect Director Theodore E. Martin   Mgmt   For   For
Elect Director John P. Surma   Mgmt   For   For
Elect Director Richard J. Swift   Mgmt   For   For

Elect Director Tony L. White   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Renew Directors’ Authority to Issue Shares   Mgmt   For   For
Renew Directors’ Authority to Issue Shares for Cash   Mgmt   For   For
Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares   Mgmt   For   For

Live Nation Entertainment, Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    538034109
Record Date    04/10/2014    Meeting Type    Annual    Ticker    LYV

 

Shares Voted 300    Primary CUSIP 538034109    Primary ISIN US5380341090    Primary SEDOL B0T7YX2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Carleton   Mgmt   For   Against
Elect Director Jonathan Dolgen   Mgmt   For   For
Elect Director Ariel Emanuel   Mgmt   For   For
Elect Director Robert Ted Enloe, III   Mgmt   For   Against
Elect Director Jeffrey T. Hinson   Mgmt   For   For
Elect Director Margaret “Peggy” Johnson   Mgmt   For   For
Elect Director James S. Kahan   Mgmt   For   For
Elect Director Gregory B. Maffei   Mgmt   For   For
Elect Director Randall T. Mays   Mgmt   For   For
Elect Director Michael Rapino   Mgmt   For   For
Elect Director Mark S. Shapiro   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

MarketAxess Holdings Inc.

 

Meeting Date    06/05/2014    Country    USA    Provider Security ID    57060D108
Record Date    04/08/2014    Meeting Type    Annual    Ticker    MKTX

 

Shares Voted 45    Primary CUSIP 57060D108    Primary ISIN US57060D1081    Primary SEDOL B03Q9D0

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard M. McVey   Mgmt   For   For
Elect Director Steven L. Begleiter   Mgmt   For   For
Elect Director Stephen P. Casper   Mgmt   For   For
Elect Director Jane Chwick   Mgmt   For   For
Elect Director William F. Cruger   Mgmt   For   For
Elect Director David G. Gomach   Mgmt   For   For
Elect Director Carlos M. Hernandez   Mgmt   For   For
Elect Director Ronald M. Hersch   Mgmt   For   For
Elect Director John Steinhardt   Mgmt   For   For
Elect Director James J. Sullivan   Mgmt   For   For

Elect Director Lesley Daniels Webster   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

DFC Global Corp.

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    23324T107
Record Date    04/29/2014    Meeting Type    Special    Ticker    DLLR

 

Shares Voted 200    Primary CUSIP 23324T107    Primary ISIN US23324T1079    Primary SEDOL B6SM9H9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Merger Agreement   Mgmt   For   Against
Advisory Vote on Golden Parachutes   Mgmt   For   For
Adjourn Meeting   Mgmt   For   Against

Wal-Mart Stores, Inc.

 

Meeting Date    06/06/2014    Country    USA    Provider Security ID    931142103
Record Date    04/11/2014    Meeting Type    Annual    Ticker    WMT

 

Shares Voted 652    Primary CUSIP 931142103    Primary ISIN US9311421039    Primary SEDOL 2936921

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Aida M. Alvarez   Mgmt   For   Against
Elect Director James I. Cash, Jr.   Mgmt   For   For
Elect Director Roger C. Corbett   Mgmt   For   For
Elect Director Pamela J. Craig   Mgmt   For   For
Elect Director Douglas N. Daft   Mgmt   For   Against
Elect Director Michael T. Duke   Mgmt   For   Against
Elect Director Timothy P. Flynn   Mgmt   For   For
Elect Director Marissa A. Mayer   Mgmt   For   For
Elect Director C. Douglas McMillon   Mgmt   For   For
Elect Director Gregory B. Penner   Mgmt   For   For
Elect Director Steven S Reinemund   Mgmt   For   For
Elect Director Jim C. Walton   Mgmt   For   For
Elect Director S. Robson Walton   Mgmt   For   Against
Elect Director Linda S. Wolf   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Require Independent Board Chairman   SH   Against   Against
Disclosure of Recoupment Activity from Senior Officers   SH   Against   For
Report on Lobbying Payments and Policy   SH   Against   For

athenahealth, Inc.

 

Meeting Date    06/09/2014    Country    USA    Provider Security ID    04685W103
Record Date    04/15/2014    Meeting Type    Annual    Ticker    ATHN

 

Shares Voted 28    Primary CUSIP 04685W103    Primary ISIN US04685W1036    Primary SEDOL B24FJV8

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Amy Abernethy   Mgmt   For   For
Elect Director Jonathan Bush   Mgmt   For   For
Elect Director Brandon Hull   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

General Motors Company

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    37045V100
Record Date    04/11/2014    Meeting Type    Annual    Ticker    GM

 

Shares Voted 260    Primary CUSIP 37045V100    Primary ISIN US37045V1008    Primary SEDOL B665KZ5

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Joseph J. Ashton   Mgmt   For   For
Elect Director Mary T. Barra   Mgmt   For   For
Elect Director Erroll B. Davis, Jr.   Mgmt   For   For
Elect Director Stephen J. Girsky   Mgmt   For   For
Elect Director E. Neville Isdell   Mgmt   For   For
Elect Director Kathryn V. Marinello   Mgmt   For   For
Elect Director Michael G. Mullen   Mgmt   For   For
Elect Director James J. Mulva   Mgmt   For   For
Elect Director Patricia F. Russo   Mgmt   For   For
Elect Director Thomas M. Schoewe   Mgmt   For   For
Elect Director Theodore M. Solso   Mgmt   For   For
Elect Director Carol M. Stephenson   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Provide for Cumulative Voting   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against

Isis Pharmaceuticals, Inc.

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    464330109
Record Date    04/11/2014    Meeting Type    Annual    Ticker    ISIS

 

Shares Voted 100    Primary CUSIP 464330109    Primary ISIN US4643301090    Primary SEDOL 2459785

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Spencer R. Berthelsen   Mgmt   For   For
Elect Director B. Lynne Parshall   Mgmt   For   For
Elect Director Joseph H. Wender   Mgmt   For   For
Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy   Mgmt   For   For
Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For

Amend Non-Employee Director Stock Option Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Republic Airways Holdings Inc.

 

Meeting Date    06/10/2014    Country    USA    Provider Security ID    760276105
Record Date    04/14/2014    Meeting Type    Annual    Ticker    RJET

 

Shares Voted 300    Primary CUSIP 760276105    Primary ISIN US7602761055    Primary SEDOL 2858348

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bryan K. Bedford   Mgmt   For   For
Elect Director Neal S. Cohen   Mgmt   For   For
Elect Director Lawrence J. Cohen   Mgmt   For   For
Elect Director Robert L. Colin   Mgmt   For   For
Elect Director Daniel P. Garton   Mgmt   For   For
Elect Director Douglas J. Lambert   Mgmt   For   For
Elect Director Mark L. Plaumann   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Caterpillar Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    149123101
Record Date    04/14/2014    Meeting Type    Annual    Ticker    CAT

 

Shares Voted 128    Primary CUSIP 149123101    Primary ISIN US1491231015    Primary SEDOL 2180201

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David L. Calhoun   Mgmt   For   For
Elect Director Daniel M. Dickinson   Mgmt   For   For
Elect Director Juan Gallardo   Mgmt   For   For
Elect Director Jesse J. Greene, Jr.   Mgmt   For   For
Elect Director Jon M. Huntsman, Jr.   Mgmt   For   For
Elect Director Peter A. Magowan   Mgmt   For   For
Elect Director Dennis A. Muilenburg   Mgmt   For   For
Elect Director Douglas R. Oberhelman   Mgmt   For   For
Elect Director William A. Osborn   Mgmt   For   For
Elect Director Edward B. Rust, Jr.   Mgmt   For   For
Elect Director Susan C. Schwab   Mgmt   For   For
Elect Director Miles D. White   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Omnibus Stock Plan   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Review and Amend Human Rights Policies   SH   Against   For
Report on Controls to Ensure no Sales to Sudan   SH   Against   For
Provide for Cumulative Voting   SH   Against   Against

Compass Group plc

 

Meeting Date    06/11/2014    Country    United Kingdom    Provider Security ID    G23296182
Record Date    06/09/2014    Meeting Type    Special    Ticker    CPG

 

Shares Voted 307    Primary CUSIP G23296182    Primary ISIN GB0005331532    Primary SEDOL 0533153

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Adopt New Articles of Association   Mgmt   For   For
Approve Matters Relating to the Return of Cash to Shareholders   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of New Ordinary Shares   Mgmt   For   For

EMCOR Group, Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    29084Q100
Record Date    04/16/2014    Meeting Type    Annual    Ticker    EME

 

Shares Voted 100    Primary CUSIP 29084Q100    Primary ISIN US29084Q1004    Primary SEDOL 2474164

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Stephen W. Bershad   Mgmt   For   For
Elect Director David A.B. Brown   Mgmt   For   For
Elect Director Larry J. Bump   Mgmt   For   For
Elect Director Anthony J. Guzzi   Mgmt   For   For
Elect Director Richard F. Hamm, Jr.   Mgmt   For   For
Elect Director David H. Laidley   Mgmt   For   For
Elect Director Frank T. MacInnis   Mgmt   For   For
Elect Director Jerry E. Ryan   Mgmt   For   For
Elect Director Michael T. Yonker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Generac Holdings Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    368736104
Record Date    04/17/2014    Meeting Type    Annual    Ticker    GNRC

 

Shares Voted 100    Primary CUSIP 368736104    Primary ISIN US3687361044    Primary SEDOL B6197Q2

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bennett Morgan   Mgmt   For   For
Elect Director Todd A. Adams   Mgmt   For   For
Elect Director Ralph W. Castner   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For

Higher One Holdings, Inc.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    42983D104
Record Date    04/16/2014    Meeting Type    Annual    Ticker    ONE

 

Shares Voted 300    Primary CUSIP 42983D104    Primary ISIN US42983D1046    Primary SEDOL B575RZ6

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Mark Volchek   Mgmt   For   For
Elect Director David Cromwell   Mgmt   For   For
Elect Director Lowell Robinson   Mgmt   For   For
Declassify the Board of Directors   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For

Mentor Graphics Corporation

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    587200106
Record Date    04/07/2014    Meeting Type    Annual    Ticker    MENT

 

Shares Voted 200    Primary CUSIP 587200106    Primary ISIN US5872001061    Primary SEDOL 2578033

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Keith L. Barnes   Mgmt   For   Withhold
Elect Director Peter Bonfield   Mgmt   For   Withhold
Elect Director Gregory K. Hinckley   Mgmt   For   Withhold
Elect Director J. Daniel McCranie   Mgmt   For   Withhold
Elect Director Patrick B. McManus   Mgmt   For   Withhold
Elect Director Walden C. Rhines   Mgmt   For   Withhold
Elect Director David S. Schechter   Mgmt   For   Withhold
Elect Director Jeffrey M. Stafeil   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Adopt Majority Voting for Uncontested Election of Directors   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For
Amend Bundled Compensation Plans   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Stifel Financial Corp.

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    860630102
Record Date    04/14/2014    Meeting Type    Annual    Ticker    SF

 

Shares Voted 100    Primary CUSIP 860630102    Primary ISIN US8606301021    Primary SEDOL 2849234

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bruce A. Beda   Mgmt   For   For
Elect Director Fredrick O. Hanser   Mgmt   For   For
Elect Director Ronald J. Kruszewski   Mgmt   For   For

Elect Director Thomas P. Mulroy   Mgmt   For   For
Elect Director Thomas W. Weisel   Mgmt   For   For
Elect Director Kelvin R. Westbrook   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Target Corporation

 

Meeting Date    06/11/2014    Country    USA    Provider Security ID    87612E106
Record Date    04/14/2014    Meeting Type    Annual    Ticker    TGT

 

Shares Voted 134    Primary CUSIP 87612E106    Primary ISIN US87612E1064    Primary SEDOL 2259101

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Roxanne S. Austin   Mgmt   For   Against
Elect Director Douglas M. Baker, Jr.   Mgmt   For   For
Elect Director Calvin Darden   Mgmt   For   Against
Elect Director Henrique De Castro   Mgmt   For   Against
Elect Director James A. Johnson   Mgmt   For   Against
Elect Director Mary E. Minnick   Mgmt   For   Against
Elect Director Anne M. Mulcahy   Mgmt   For   Against
Elect Director Derica W. Rice   Mgmt   For   Against
Elect Director Kenneth L. Salazar   Mgmt   For   For
Elect Director John G. Stumpf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Eliminate Perquisites   SH   Against   Against
Require Independent Board Chairman   SH   Against   Against
Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations   SH   Against   Against

Gulfport Energy Corporation

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    402635304
Record Date    04/23/2014    Meeting Type    Annual    Ticker    GPOR

 

Shares Voted 100    Primary CUSIP 402635304    Primary ISIN US4026353049    Primary SEDOL 2398684

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael G. Moore   Mgmt   For   For
Elect Director Donald L. Dillingham   Mgmt   For   For
Elect Director Craig Groeschel   Mgmt   For   For
Elect Director David L. Houston   Mgmt   For   For
Elect Director Michael S. Reddin   Mgmt   For   For
Elect Director Scott E. Streller   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Omega Healthcare Investors, Inc.

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    681936100
Record Date    04/23/2014    Meeting Type    Annual    Ticker    OHI

 

Shares Voted 146    Primary CUSIP 681936100    Primary ISIN US6819361006    Primary SEDOL 2043274

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Barbara B. Hill   Mgmt   For   For
Elect Director Harold J. Kloosterman   Mgmt   For   For
Elect Director C. Taylor Pickett   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

Universal Health Realty Income Trust

 

Meeting Date    06/12/2014    Country    USA    Provider Security ID    91359E105
Record Date    04/14/2014    Meeting Type    Annual    Ticker    UHT

 

Shares Voted 100    Primary CUSIP 91359E105    Primary ISIN US91359E1055    Primary SEDOL 2927497

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Alan B. Miller   Mgmt   For   For
Elect Director Robert F. McCadden   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Honda Motor Co. Ltd.

 

Meeting Date    06/13/2014    Country    Japan    Provider Security ID    J22302111
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7267

 

Shares Voted 272    Primary CUSIP J22302111    Primary ISIN JP3854600008    Primary SEDOL 6435145

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 22   Mgmt   For   For
Elect Director Ike, Fumihiko   Mgmt   For   For
Elect Director Ito, Takanobu   Mgmt   For   For
Elect Director Iwamura, Tetsuo   Mgmt   For   For
Elect Director Yamamoto, Takashi   Mgmt   For   For
Elect Director Yamamoto, Yoshiharu   Mgmt   For   For
Elect Director Nonaka, Toshihiko   Mgmt   For   For
Elect Director Yoshida, Masahiro   Mgmt   For   For
Elect Director Kuroyanagi, Nobuo   Mgmt   For   For
Elect Director Kunii, Hideko   Mgmt   For   For
Elect Director Shiga, Yuuji   Mgmt   For   For
Elect Director Takeuchi, Kohei   Mgmt   For   For
Elect Director Aoyama, Shinji   Mgmt   For   For
Elect Director Kaihara, Noriya   Mgmt   For   For

InnerWorkings, Inc.

 

Meeting Date    06/13/2014    Country    USA    Provider Security ID    45773Y105
Record Date    04/15/2014    Meeting Type    Annual    Ticker    INWK

 

Shares Voted 300    Primary CUSIP 45773Y105    Primary ISIN US45773Y1055    Primary SEDOL B17W6V8

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Jack M. Greenberg   Mgmt   For   For
Elect Director Eric D. Belcher   Mgmt   For   For
Elect Director Charles K. Bobrinskoy   Mgmt   For   For
Elect Director Daniel M. Friedberg   Mgmt   For   For
Elect Director David Fisher   Mgmt   For   For
Elect Director J. Patrick Gallagher, Jr.   Mgmt   For   For
Elect Director Julie M. Howard   Mgmt   For   For
Elect Director Linda S. Wolf   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

CVR Energy, Inc.

 

Meeting Date    06/17/2014    Country    USA    Provider Security ID    12662P108
Record Date    04/21/2014    Meeting Type    Annual    Ticker    CVI

 

Shares Voted 100    Primary CUSIP 12662P108    Primary ISIN US12662P1084    Primary SEDOL B23PS12

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Bob G. Alexander   Mgmt   For   For
Elect Director SungHwan Cho   Mgmt   For   Withhold
Elect Director Carl C. Icahn   Mgmt   For   Withhold
Elect Director Courtney Mather   Mgmt   For   Withhold
Elect Director John J. Lipinski   Mgmt   For   Withhold
Elect Director Samuel Merksamer   Mgmt   For   Withhold
Elect Director Stephen Mongillo   Mgmt   For   For
Elect Director Andrew Roberto   Mgmt   For   Withhold
Elect Director James M. Strock   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Amend Omnibus Stock Plan   Mgmt   For   For

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date    06/17/2014    Country    USA    Provider Security ID    35671D857
Record Date    04/21/2014    Meeting Type    Annual    Ticker    FCX

 

Shares Voted 234    Primary CUSIP 35671D857    Primary ISIN US35671D8570    Primary SEDOL 2352118

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Richard C. Adkerson   Mgmt   For   For
Elect Director Robert J. Allison, Jr.   Mgmt   For   Withhold
Elect Director Alan R. Buckwalter, III   Mgmt   For   For
Elect Director Robert A. Day   Mgmt   For   For
Elect Director James C. Flores   Mgmt   For   For
Elect Director Gerald J. Ford   Mgmt   For   For
Elect Director Thomas A. Fry, III   Mgmt   For   For
Elect Director H. Devon Graham, Jr.   Mgmt   For   Withhold
Elect Director Lydia H. Kennard   Mgmt   For   For
Elect Director Charles C. Krulak   Mgmt   For   Withhold
Elect Director Bobby Lee Lackey   Mgmt   For   Withhold
Elect Director Jon C. Madonna   Mgmt   For   For
Elect Director Dustan E. McCoy   Mgmt   For   Withhold
Elect Director James R. Moffett   Mgmt   For   For
Elect Director Stephen H. Siegele   Mgmt   For   For
Elect Director Frances Fragos Townsend   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For
Approve Executive Incentive Bonus Plan   Mgmt   For   For
Require Director Nominee with Environmental Experience   SH   Against   Against

Toyota Motor Corp.

 

Meeting Date    06/17/2014    Country    Japan    Provider Security ID    J92676113
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7203

 

Shares Voted 420    Primary CUSIP J92676113    Primary ISIN JP3633400001    Primary SEDOL 6900643

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 100   Mgmt   For   For
Elect Director Uchiyamada, Takeshi   Mgmt   For   For
Elect Director Toyoda, Akio   Mgmt   For   For
Elect Director Ozawa, Satoshi   Mgmt   For   For
Elect Director Kodaira, Nobuyori   Mgmt   For   For
Elect Director Kato, Mitsuhisa   Mgmt   For   For
Elect Director Maekawa, Masamoto   Mgmt   For   For
Elect Director Ihara, Yasumori   Mgmt   For   For
Elect Director Sudo, Seiichi   Mgmt   For   For
Elect Director Saga, Koei   Mgmt   For   For
Elect Director Fukuichi, Tokuo   Mgmt   For   For
Elect Director Terashi, Shigeki   Mgmt   For   For
Elect Director Ishii, Yoshimasa   Mgmt   For   For
Elect Director Uno, Ikuo   Mgmt   For   Against

Elect Director Kato, Haruhiko   Mgmt   For   For
Elect Director Mark T. Hogan   Mgmt   For   For
Appoint Statutory Auditor Nakatsugawa, Masaki   Mgmt   For   For
Appoint Statutory Auditor Kitayama, Teisuke   Mgmt   For   Against
Appoint Alternate Statutory Auditor Sakai, Ryuuji   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Disposal of Treasury Shares for a Private Placement   Mgmt   For   For

Bankrate, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    06647F102
Record Date    04/23/2014    Meeting Type    Annual    Ticker    RATE

 

Shares Voted 100    Primary CUSIP 06647F102    Primary ISIN US06647F1021    Primary SEDOL B4WDWB9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Peter C. Morse   Mgmt   For   Withhold
Elect Director Christian Stahl   Mgmt   For   Withhold
Elect Director Mitch Truwit   Mgmt   For   Withhold
Ratify Auditors   Mgmt   For   For

Fred’s, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    356108100
Record Date    05/02/2014    Meeting Type    Annual    Ticker    FRED

 

Shares Voted 200    Primary CUSIP 356108100    Primary ISIN US3561081007    Primary SEDOL 2354385

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Michael J. Hayes   Mgmt   For   For
Elect Director John R. Eisenman   Mgmt   For   For
Elect Director Thomas H. Tashjian   Mgmt   For   Withhold
Elect Director B. Mary McNabb   Mgmt   For   Withhold
Elect Director Michael T. McMillan   Mgmt   For   For
Elect Director Bruce A. Efird   Mgmt   For   For
Elect Director Steven R. Fitzpatrick   Mgmt   For   For
Ratify Auditors   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For

The Men’s Wearhouse, Inc.

 

Meeting Date    06/18/2014    Country    USA    Provider Security ID    587118100
Record Date    04/30/2014    Meeting Type    Annual    Ticker    MW

 

Shares Voted 75    Primary CUSIP 587118100    Primary ISIN US5871181005    Primary SEDOL 2576327

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director David H. Edwab   Mgmt   For   For
Elect Director Douglas S. Ewert   Mgmt   For   For
Elect Director Rinaldo S. Brutoco   Mgmt   For   For
Elect Director Sheldon I. Stein   Mgmt   For   For
Elect Director William B. Sechrest   Mgmt   For   For
Elect Director Grace Nichols   Mgmt   For   For
Elect Director Allen I. Questrom   Mgmt   For   For
Elect Director B. Michael Becker   Mgmt   For   For
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ratify Auditors   Mgmt   For   For

Hitachi Ltd.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J20454112
Record Date    03/31/2014    Meeting Type    Annual    Ticker    6501

 

Shares Voted 1,000    Primary CUSIP J20454112    Primary ISIN JP3788600009    Primary SEDOL 6429104

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katsumata, Nobuo   Mgmt   For   For
Elect Director Cynthia Carroll   Mgmt   For   For
Elect Director Sakakibara, Sadayuki   Mgmt   For   For
Elect Director George Buckley   Mgmt   For   For
Elect Director Mochizuki, Harufumi   Mgmt   For   For
Elect Director Philip Yeo   Mgmt   For   For
Elect Director Yoshihara, Hiroaki   Mgmt   For   For
Elect Director Nakanishi, Hiroaki   Mgmt   For   For
Elect Director Hatchoji, Takashi   Mgmt   For   For
Elect Director Higashihara, Toshiaki   Mgmt   For   For
Elect Director Miyoshi, Takashi   Mgmt   For   For
Elect Director Mochida, Nobuo   Mgmt   For   For

Mitsubishi Corp.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J43830116
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8058

 

Shares Voted 166    Primary CUSIP J43830116    Primary ISIN JP3898400001    Primary SEDOL 6596785

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 38   Mgmt   For   For
Amend Articles To Clarify that Company President is a Role Filled by an Executive Officer   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Kobayashi, Ken   Mgmt   For   For
Elect Director Nakahara, Hideto   Mgmt   For   For
Elect Director Yanai, Jun   Mgmt   For   For
Elect Director Kinukawa, Jun   Mgmt   For   For

Elect Director Miyauchi, Takahisa   Mgmt   For   For
Elect Director Uchino, Shuma   Mgmt   For   For
Elect Director Mori, Kazuyuki   Mgmt   For   For
Elect Director Hirota, Yasuhito   Mgmt   For   For
Elect Director Ito, Kunio   Mgmt   For   For
Elect Director Tsukuda, Kazuo   Mgmt   For   For
Elect Director Kato, Ryozo   Mgmt   For   For
Elect Director Konno, Hidehiro   Mgmt   For   For
Elect Director Sakie Tachibana Fukushima   Mgmt   For   For
Appoint Statutory Auditor Nabeshima, Hideyuki   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For

SoftBank Corp.

 

Meeting Date    06/20/2014    Country    Japan    Provider Security ID    J75963108
Record Date    03/31/2014    Meeting Type    Annual    Ticker    9984

 

Shares Voted 100    Primary CUSIP J75963108    Primary ISIN JP3436100006    Primary SEDOL 6770620

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 20   Mgmt   For   For
Elect Director Goto, Yoshimitsu   Mgmt   For   For
Elect Director Fujihara, Kazuhiko   Mgmt   For   For
Elect Director Nagamori, Shigenobu   Mgmt   For   For

Japan Tobacco Inc

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J27869106
Record Date    03/31/2014    Meeting Type    Annual    Ticker    2914

 

Shares Voted 200    Primary CUSIP J27869106    Primary ISIN JP3726800000    Primary SEDOL 6474535

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 50   Mgmt   For   For
Amend Articles To Change Fiscal Year End   Mgmt   For   For
Elect Director Tango, Yasutake   Mgmt   For   For
Elect Director Koizumi, Mitsuomi   Mgmt   For   For
Elect Director Shingai, Yasushi   Mgmt   For   For
Elect Director Okubo, Noriaki   Mgmt   For   For
Elect Director Saeki, Akira   Mgmt   For   For
Elect Director Miyazaki, Hideki   Mgmt   For   For
Elect Director Oka, Motoyuki   Mgmt   For   For
Elect Director Koda, Main   Mgmt   For   For
Appoint Alternate Statutory Auditor Masaki, Michio   Mgmt   For   For
Approve Alternate Income Allocation, with a Final Dividend of JPY 150   SH   Against   Against
Authorize Share Repurchase of Up To 200 Million Shares in the Coming Year   SH   Against   For

Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares   SH   Against   For
Cancel the Company’s Treasury Shares   SH   Against   For
Amend Articles to Allow Shareholder Meetings to Resolve on Share Warrants   SH   Against   Against

Kite Realty Group Trust

 

Meeting Date    06/24/2014    Country    USA    Provider Security ID    49803T102
Record Date    05/05/2014    Meeting Type    Special    Ticker    KRG

 

Shares Voted 600    Primary CUSIP 49803T102    Primary ISIN US49803T1025    Primary SEDOL B02H893

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Issue Shares in Connection with Acquisition   Mgmt   For   For
Increase Authorized Common Stock   Mgmt   For   For
Adjourn Meeting   Mgmt   For   For

Mizuho Financial Group Inc.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J4599L102
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8411

 

Shares Voted 3,027    Primary CUSIP J4599L102    Primary ISIN JP3885780001    Primary SEDOL 6591014

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 3.5   Mgmt   For   Against
Amend Articles To Adopt U.S.-Style Board Structure - Reduce Directors’ Term - Recognize Validity of Board Resolutions in Written or Electronic Format - Authorize Board to Determine Income Allocation – Remove Provisions on Class 13 Preferred Shares   Mgmt   For   For
Elect Director Sato, Yasuhiro   Mgmt   For   For
Elect Director Tsujita, Yasunori   Mgmt   For   For
Elect Director Aya, Ryusuke   Mgmt   For   For
Elect Director Shimbo, Junichi   Mgmt   For   For
Elect Director Fujiwara, Koji   Mgmt   For   For
Elect Director Takahashi, Hideyuki   Mgmt   For   For
Elect Director Funaki, Nobukatsu   Mgmt   For   For
Elect Director Nomiyama, Akihiko   Mgmt   For   For
Elect Director Ohashi, Mitsuo   Mgmt   For   For
Elect Director Kawamura, Takashi   Mgmt   For   For
Elect Director Kainaka, Tatsuo   Mgmt   For   Against
Elect Director Anraku, Kanemitsu   Mgmt   For   For
Elect Director Ota, Hiroko   Mgmt   For   For
Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So   SH   Against   Against
Approve Alternate Income Allocation, with a Final Dividend of JPY 5   SH   Against   For
Amend Articles to Put Director Nominees’ and Statutory Auditor Nominees’ Concurrent Posts at Listed Companies in Proxy Materials   SH   Against   Against
Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately   SH   Against   For

Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as “Vulture” to Characterize Foreign Shareholders   SH   Against   Against
Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect   SH   Against   Against
Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups   SH   Against   Against
Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company’s Website   SH   Against   Against
Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Manipulating Stock Prices on Green-Sheet Markets   SH   Against   Against

Nissan Motor Co. Ltd.

 

Meeting Date    06/24/2014    Country    Japan    Provider Security ID    J57160129
Record Date    03/31/2014    Meeting Type    Annual    Ticker    7201

 

Shares Voted 300    Primary CUSIP J57160129    Primary ISIN JP3672400003    Primary SEDOL 6642860

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 15   Mgmt   For   For
Elect Director Sakamoto, Hideyuki   Mgmt   For   For
Elect Director Matsumoto, Fumiaki   Mgmt   For   For
Elect Director Bernard Rey   Mgmt   For   For
Appoint Statutory Auditor Imazu, Hidetoshi   Mgmt   For   For
Appoint Statutory Auditor Nakamura, Toshiyuki   Mgmt   For   For
Appoint Statutory Auditor Nagai, Motoo   Mgmt   For   Against

Restoration Hardware Holdings, Inc.

 

Meeting Date    06/25/2014    Country    USA    Provider Security ID    761283100
Record Date    05/05/2014    Meeting Type    Annual    Ticker    RH

 

Shares Voted 100    Primary CUSIP 761283100    Primary ISIN US7612831005    Primary SEDOL B8V9GG9

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Katie Mitic   Mgmt   For   For
Elect Director Thomas Mottola   Mgmt   For   Withhold
Elect Director Barry Sternlicht   Mgmt   For   For
Advisory Vote on Say on Pay Frequency   Mgmt   Three Years   One Year
Ratify Auditors   Mgmt   For   For

Mitsubishi Estate Co Ltd

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J43916113
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8802

 

Shares Voted 100    Primary CUSIP J43916113    Primary ISIN JP3899600005    Primary SEDOL 6596729

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 6   Mgmt   For   For
Elect Director Kimura, Keiji   Mgmt   For   For
Elect Director Sugiyama, Hirotaka   Mgmt   For   For

Elect Director Yanagisawa, Yutaka   Mgmt   For   For
Elect Director Kazama, Toshihiko   Mgmt   For   For
Elect Director Kato, Jo   Mgmt   For   For
Elect Director Aiba, Naoto   Mgmt   For   For
Elect Director Ono, Masamichi   Mgmt   For   For
Elect Director Okusa, Toru   Mgmt   For   For
Elect Director Tanisawa, Junichi   Mgmt   For   For
Elect Director Matsuhashi, Isao   Mgmt   For   For
Elect Director Tokiwa, Fumikatsu   Mgmt   For   For
Elect Director Gomi, Yasumasa   Mgmt   For   For
Elect Director Tomioka, Shuu   Mgmt   For   For
Appoint Statutory Auditor Matsuo, Kenji   Mgmt   For   Against

Mitsubishi UFJ Financial Group

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J44497105
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8306

 

Shares Voted 1,692    Primary CUSIP J44497105    Primary ISIN JP3902900004    Primary SEDOL 6335171

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 9   Mgmt   For   For
Elect Director Sono, Kiyoshi   Mgmt   For   For
Elect Director Wakabayashi, Tatsuo   Mgmt   For   For
Elect Director Hirano, Nobuyuki   Mgmt   For   For
Elect Director Tanaka, Masaaki   Mgmt   For   For
Elect Director Yuuki, Taihei   Mgmt   For   For
Elect Director Kagawa, Akihiko   Mgmt   For   For
Elect Director Kuroda, Tadashi   Mgmt   For   For
Elect Director Nagaoka, Takashi   Mgmt   For   For
Elect Director Okamoto, Junichi   Mgmt   For   For
Elect Director Noguchi, Hiroyuki   Mgmt   For   For
Elect Director Okuda, Tsutomu   Mgmt   For   For
Elect Director Araki, Ryuuji   Mgmt   For   For
Elect Director Okamoto, Kunie   Mgmt   For   For
Elect Director Kawamoto, Yuuko   Mgmt   For   For
Elect Director Matsuyama, Haruka   Mgmt   For   For
Appoint Statutory Auditor Sato, Yukihiro   Mgmt   For   Against
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For

Orexigen Therapeutics, Inc.

 

Meeting Date    06/27/2014    Country    USA    Provider Security ID    686164104
Record Date    04/29/2014    Meeting Type    Annual    Ticker    OREX

 

Shares Voted 500    Primary CUSIP 686164104    Primary ISIN US6861641040    Primary SEDOL B1WLCZ6

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Elect Director Eckard Weber   Mgmt   For   For
Elect Director Patrick J. Mahaffy   Mgmt   For   Withhold
Elect Director Michael A. Narachi   Mgmt   For   For
Approve Flexible Settlement Feature for the Potential Conversion of the Notes   Mgmt   For   Against
Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against
Ratify Auditors   Mgmt   For   For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J7771X109
Record Date    03/31/2014    Meeting Type    Annual    Ticker    8316

 

Shares Voted 222    Primary CUSIP J7771X109    Primary ISIN JP3890350006    Primary SEDOL 6563024

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 65   Mgmt   For   For
Elect Director Miyata, Koichi   Mgmt   For   For
Elect Director Kurumatani, Nobuaki   Mgmt   For   For
Elect Director Inoue, Atsuhiko   Mgmt   For   For
Elect Director Ota, Jun   Mgmt   For   For
Elect Director Yokoyama, Yoshinori   Mgmt   For   For
Appoint Statutory Auditor Nakao, Kazuhiko   Mgmt   For   For

Takeda Pharmaceutical Co. Ltd.

 

Meeting Date    06/27/2014    Country    Japan    Provider Security ID    J8129E108
Record Date    03/31/2014    Meeting Type    Annual    Ticker    4502

 

Shares Voted 107    Primary CUSIP J8129E108    Primary ISIN JP3463000004    Primary SEDOL 6870445

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Approve Allocation of Income, with a Final Dividend of JPY 90   Mgmt   For   For
Amend Articles To Transfer Authority to Preside over Shareholder Meetings from President to Representative Director   Mgmt   For   For
Elect Director Hasegawa, Yasuchika   Mgmt   For   For
Elect Director Yamanaka, Yasuhiko   Mgmt   For   For
Elect Director Yamada, Tadataka   Mgmt   For   For
Elect Director Iwasaki, Masato   Mgmt   For   For
Elect Director Honda, Shinji   Mgmt   For   For
Elect Director Sudo, Fumio   Mgmt   For   For
Elect Director Kojima, Yorihiko   Mgmt   For   For
Elect Director Christophe Weber   Mgmt   For   For
Elect Director Francois Roger   Mgmt   For   For
Elect Director Sakane, Masahiro   Mgmt   For   For
Appoint Alternate Statutory Auditor Kuroda, Katsushi   Mgmt   For   For
Approve Adjustment to Aggregate Compensation Ceiling for Directors   Mgmt   For   For
Approve Annual Bonus Payment to Directors   Mgmt   For   For
Approve Performance-Based Equity Compensation for Directors   Mgmt   For   For

Tesco plc

 

Meeting Date    06/27/2014    Country    United Kingdom    Provider Security ID    G87621101
Record Date    06/25/2014    Meeting Type    Annual    Ticker    TSCO

 

Shares Voted 1,329    Primary CUSIP G87621101    Primary ISIN GB0008847096     Primary SEDOL 0884709

 

Proposal Text   Proponent   Mgmt Rec   Vote Instruction
Accept Financial Statements and Statutory Reports   Mgmt   For   For
Approve Remuneration Report   Mgmt   For   For
Approve Remuneration Policy   Mgmt   For   For
Approve Final Dividend   Mgmt   For   For
Elect Mark Armour as Director   Mgmt   For   For
Re-elect Sir Richard Broadbent as Director   Mgmt   For   For
Re-elect Philip Clarke as Director   Mgmt   For   For
Re-elect Gareth Bullock as Director   Mgmt   For   For
Re-elect Patrick Cescau as Director   Mgmt   For   For
Re-elect Stuart Chambers as Director   Mgmt   For   For
Re-elect Olivia Garfield as Director   Mgmt   For   For
Re-elect Ken Hanna as Director   Mgmt   For   For
Re-elect Deanna Oppenheimer as Director   Mgmt   For   For
Re-elect Jacqueline Tammenoms Bakker as Director   Mgmt   For   For
Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For
Authorise Issue of Equity with Pre-emptive Rights   Mgmt   For   For
Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
Authorise EU Political Donations and Expenditure   Mgmt   For   For
Authorise the Company to Call EGM with Two Weeks’ Notice   Mgmt   For   For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant       db-X Exchange-Traded Funds Inc.

 

By (Signature and Title)*  

/s/ Alex Depetris

    
  Alex Depetris, President and Chief Executive Officer and Secretary  
Date  

August 18, 2014

 

*Print the name and title of each signing officer under his or her signature.