-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NrOPbpu1LG5XLLj93Yb8NoMqqQJHFXD2HZhyZCXBl1t6KnPRovd1WvvlcJ3j3Xmr PLAwq+K7dr7AIoDSMYzVFQ== 0001193125-10-225548.txt : 20101007 0001193125-10-225548.hdr.sgml : 20101007 20101007104344 ACCESSION NUMBER: 0001193125-10-225548 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101007 DATE AS OF CHANGE: 20101007 EFFECTIVENESS DATE: 20101007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDX Independence Funds, Inc. CENTRAL INDEX KEY: 0001385533 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22001 FILM NUMBER: 101113106 BUSINESS ADDRESS: STREET 1: 60 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-250-5883 MAIL ADDRESS: STREET 1: 60 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TDAX Funds, Inc. DATE OF NAME CHANGE: 20070108 0001385533 S000016523 TDX Independence 2030 Exchange-Traded Fund C000045995 Independence Shares 0001385533 S000016524 TDX Independence 2040 Exchange-Traded Fund C000045996 Independence Shares DEFA14A 1 ddefa14a.htm TDX INDEPENDENCE FUNDS, INC. TDX Independence Funds, Inc.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 14A

PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE

SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO.      )

Filed by the Registrant  x                            Filed by a Party other than the Registrant  ¨

Check the appropriate box:

 

¨ Preliminary Proxy Statement

 

¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

¨ Definitive Proxy Statement

 

x Definitive Additional Materials

 

¨ Soliciting Material Pursuant to Rule 14a-12

TDX INDEPENDENCE FUNDS, INC.

(Name of Registrant as Specified In Its Charter)

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):

 

x No fee required.

 

¨ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

  (1) Title of each class of securities to which transaction applies:

          

 

  (2) Aggregate number of securities to which transaction applies:

          

 

  (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

          

 

  (4) Proposed maximum aggregate value of transaction:

          

 

  (5)   Total fee paid:

          

 

 

¨ Fee paid previously with preliminary materials:

 

¨ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a) (2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

  (1) Amount Previously Paid:

          

 

  (2) Form, Schedule or Registration Statement No.:

          

 

  (3) Filing Party:

          

 

  (4) Date Filed:

          

 

 

 

 


ANSWERING MACHINE:

We are calling for < shareholder name > regarding the < TDX Independence 2030 Exchange-Traded Fund/TDX Independence 2040 Exchange-Traded Fund>. An important reminder with information about the special shareholder meeting was previously sent to your email address, now we have recently sent it using the US Postal Service. Please call 1-866-905-8159 at your earliest convenience. We are available weekdays until 11 PM, and Saturday 12 noon to 6 PM Eastern Time. Again the toll-free number is
1-866-905-8159.

Thank you.

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