0001140361-14-020831.txt : 20140514 0001140361-14-020831.hdr.sgml : 20140514 20140514145318 ACCESSION NUMBER: 0001140361-14-020831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140513 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arndt Rebecca M CENTRAL INDEX KEY: 0001385498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 14840933 MAIL ADDRESS: STREET 1: 11200 W PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2014-05-13 0 0001569994 Waterstone Financial, Inc. WSBF 0001385498 Arndt Rebecca M 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 Vice President Common Stock 2014-05-13 4 M 0 8778 1.73 A 25844 D Common Stock 13796 I By ESOP Common Stock 20028 I By 401(k) plan Employee Stock Option (right to buy) 1.73 2014-05-13 4 M 0 8778 1.73 D 2014-01-22 2022-01-04 Common Stock 8778 13168 D Stock Option 16.11 2014-01-22 2017-01-05 Common Stock 27432 27432 D /s/ William F Bruss 2014-05-14