0001140361-14-019304.txt : 20140507 0001140361-14-019304.hdr.sgml : 20140507 20140507135155 ACCESSION NUMBER: 0001140361-14-019304 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140506 FILED AS OF DATE: 20140507 DATE AS OF CHANGE: 20140507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arndt Rebecca M CENTRAL INDEX KEY: 0001385498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 14820166 MAIL ADDRESS: STREET 1: 11200 W PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2014-05-06 0 0001569994 Waterstone Financial, Inc. WSBF 0001385498 Arndt Rebecca M 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 Vice President Common Stock 2014-05-06 4 S 0 7500 10.60 D 17066 D Common Stock 2013-12-31 4 A 0 2341 10.12 D 13796 I By ESOP Common Stock 20028 I By 401(k) plan Stock Options 16.11 2014-01-22 2017-01-05 Common Stock 27432 27432 D Stock Options 1.73 2014-01-22 2022-01-04 Common Stock 21946 21946 D William F. Bruss, attorney in fact 2014-05-07