0001209191-21-032514.txt : 20210513 0001209191-21-032514.hdr.sgml : 20210513 20210513201547 ACCESSION NUMBER: 0001209191-21-032514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210511 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marlow John H CENTRAL INDEX KEY: 0001586695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 21921531 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral, Inc. CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943322844 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 FORMER COMPANY: FORMER CONFORMED NAME: RingCentral Inc DATE OF NAME CHANGE: 20070103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-11 0 0001384905 RingCentral, Inc. RNG 0001586695 Marlow John H C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 SVP, CAO & General Counsel Class A Common Stock 2021-05-11 4 C 0 12000 0.00 A 215493 D Class A Common Stock 2021-05-11 4 S 0 100 253.66 D 215393 D Class A Common Stock 2021-05-11 4 S 0 100 255.00 D 215293 D Class A Common Stock 2021-05-11 4 S 0 400 257.67 D 214893 D Class A Common Stock 2021-05-11 4 S 0 300 259.44 D 214593 D Class A Common Stock 2021-05-11 4 S 0 300 260.83 D 214293 D Class A Common Stock 2021-05-11 4 S 0 1200 261.91 D 213093 D Class A Common Stock 2021-05-11 4 S 0 500 263.86 D 212593 D Class A Common Stock 2021-05-11 4 S 0 525 265.17 D 212068 D Class A Common Stock 2021-05-11 4 S 0 1603 266.54 D 210465 D Class A Common Stock 2021-05-11 4 S 0 1784 267.43 D 208681 D Class A Common Stock 2021-05-11 4 S 0 1310 268.55 D 207371 D Class A Common Stock 2021-05-11 4 S 0 1000 269.54 D 206371 D Class A Common Stock 2021-05-11 4 S 0 1288 270.64 D 205083 D Class A Common Stock 2021-05-11 4 S 0 1190 271.36 D 203893 D Class A Common Stock 2021-05-11 4 S 0 400 272.39 D 203577 D Class A Common Stock 2021-05-11 4 C 0 2500 0.00 A 2500 I By Trust Class A Common Stock 2021-05-11 4 S 0 100 257.84 D 2400 I By Trust Class A Common Stock 2021-05-11 4 S 0 100 260.37 D 2300 I By Trust Class A Common Stock 2021-05-11 4 S 0 200 261.75 D 2100 I By Trust Class A Common Stock 2021-05-11 4 S 0 100 262.91 D 2000 I By Trust Class A Common Stock 2021-05-11 4 S 0 339 266.07 D 1661 I By Trust Class A Common Stock 2021-05-11 4 S 0 534 266.86 D 1127 I By Trust Class A Common Stock 2021-05-11 4 S 0 227 268.05 D 900 I By Trust Class A Common Stock 2021-05-11 4 S 0 300 269.16 D 600 I By Trust Class A Common Stock 2021-05-11 4 S 0 200 270.18 D 400 I By Trust Class A Common Stock 2021-05-11 4 S 0 200 271.06 D 200 I By Trust Class A Common Stock 2021-05-11 4 S 0 200 272.04 D 0 I By Trust Class B Common Stock 2021-05-11 4 C 0 12000 0.00 D Class A Common Stock 12000 286334 D Class B Common Stock 2021-05-11 4 C 0 2500 0.00 D Class A Common Stock 2500 22500 I By Trust Class B Common Stock 2021-05-11 4 C 0 1600 0.00 D Class A Common Stock 1600 13800 I By Trusts Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on December 14, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.38 to $258.15, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (15) and footnotes (18) through (26) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.07 to $259.64, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.34 to $261.32, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.51 to $262.50, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.47 to $264.35, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.74 to $265.54, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.94 to $266.93, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.94 to $267.92, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.00 to $268.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.01 to $270.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $270.01 to $270.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.02 to $271.93, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.02 to $272.74, inclusive. Includes 84 shares acquired under the Issuer's Employee Stock Purchase Plan on May 12, 2021. Shares held in The M&M Family 2020 Irrevocable Trust. The Reporting Person and his spouse are co-trustees of this trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.84 to $257.85, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.63 to $261.87, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.44 to $266.39, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.45 to $267.24, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.53 to $268.30, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.69 to $269.66, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.78 to $270.57, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $270.81 to $271.30, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.02 to $272.21, inclusive. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Shares held in trusts for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of these trusts. This is the 1st of two Forms 4 that report transactions that occurred on May 11, 2021 by the Reporting Person and related parties. /s/ Bruce Johnson, Attorney-in-fact 2021-05-13