0001209191-21-027987.txt : 20210422 0001209191-21-027987.hdr.sgml : 20210422 20210422181823 ACCESSION NUMBER: 0001209191-21-027987 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210420 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marlow John H CENTRAL INDEX KEY: 0001586695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 21846028 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral, Inc. CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943322844 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 FORMER COMPANY: FORMER CONFORMED NAME: RingCentral Inc DATE OF NAME CHANGE: 20070103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-20 0 0001384905 RingCentral, Inc. RNG 0001586695 Marlow John H C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 SVP, CAO & General Counsel Class A Common Stock 165895 D Class A Common Stock 2021-04-20 4 C 0 2500 0.00 A 2500 I By Trust Class A Common Stock 2021-04-20 4 S 0 300 324.52 D 2200 I By Trust Class A Common Stock 2021-04-20 4 S 0 600 325.62 D 1600 I By Trust Class A Common Stock 2021-04-20 4 S 0 500 326.58 D 1100 I By Trust Class A Common Stock 2021-04-20 4 S 0 700 328.46 D 400 I By Trust Class A Common Stock 2021-04-20 4 S 0 200 329.79 D 200 I By Trust Class A Common Stock 2021-04-20 4 S 0 200 330.84 D 0 I By Trust Class A Common Stock 2021-04-20 4 C 0 1600 0.00 A 1600 I By Trusts Class A Common Stock 2021-04-20 4 S 0 200 324.66 D 1400 I By Trust Class A Common Stock 2021-04-20 4 S 0 600 326.01 D 800 I By Trusts Class A Common Stock 2021-04-20 4 S 0 500 328.30 D 300 I By Trusts Class A Common Stock 2021-04-20 4 S 0 300 329.59 D 0 I By Trusts Class B Common Stock Class A Common Stock 298334 298334 D Class B Common Stock 2021-04-20 4 C 0 2500 0.00 D Class A Common Stock 2500 25000 I By Trust Class B Common Stock 2021-04-20 4 C 0 1600 0.00 D Class A Common Stock 1600 15400 I By Trusts Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. Shares held in The M&M Family 2020 Irrevocable Trust. The Reporting Person and his spouse are co-trustees of this trust. The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on December 14, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.02 to $324.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) and footnotes (11) through (14) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.22 to $326.055, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.26 to $327.01, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.21 to $328.75, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.30 to $330.27, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.62 to $331.06, inclusive. Shares held in trusts for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of these trusts. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.46 to $324.86, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.60 to $326.57, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.00 to $328.63, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.22 to $329.91, inclusive. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. /s/ Bruce Johnson, Attorney-in-fact 2021-04-22