0001209191-20-019067.txt : 20200313
0001209191-20-019067.hdr.sgml : 20200313
20200313203129
ACCESSION NUMBER: 0001209191-20-019067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200311
FILED AS OF DATE: 20200313
DATE AS OF CHANGE: 20200313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Vladimir
CENTRAL INDEX KEY: 0001586647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 20714991
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Sandra
CENTRAL INDEX KEY: 0001587526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 20714992
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund I, LP
CENTRAL INDEX KEY: 0001587616
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 20714993
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund II, LP
CENTRAL INDEX KEY: 0001587618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 20714994
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund III, LP
CENTRAL INDEX KEY: 0001587622
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 20714995
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA, LLC
CENTRAL INDEX KEY: 0001587543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 20714996
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RingCentral, Inc.
CENTRAL INDEX KEY: 0001384905
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 943322844
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
FORMER COMPANY:
FORMER CONFORMED NAME: RingCentral Inc
DATE OF NAME CHANGE: 20070103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-11
0
0001384905
RingCentral, Inc.
RNG
0001586647
Shmunis Vladimir
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
1
1
0
0
CEO & Chairman
0001587526
Shmunis Sandra
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
0
1
Wife of Reporting Person
0001587616
ELCA Fund I, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
0
1
Controlled by Reporting Person
0001587618
ELCA Fund II, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
0
1
Controlled by Reporting Person
0001587622
ELCA Fund III, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
0
1
Controlled by Reporting Person
0001587543
ELCA, LLC
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
0
1
Controlled by Reporting Person
Class A Common Stock
2020-03-11
4
M
0
25000
17.13
A
179197
D
Class A Common Stock
2020-03-11
4
S
0
610
187.89
D
178587
D
Class A Common Stock
2020-03-11
4
S
0
1098
189.11
D
177489
D
Class A Common Stock
2020-03-11
4
S
0
488
190.65
D
177001
D
Class A Common Stock
2020-03-11
4
S
0
488
191.44
D
176513
D
Class A Common Stock
2020-03-11
4
S
0
732
192.49
D
175781
D
Class A Common Stock
2020-03-11
4
S
0
1219
195.29
D
174562
D
Class A Common Stock
2020-03-11
4
S
0
671
196.28
D
173891
D
Class A Common Stock
2020-03-11
4
S
0
672
197.48
D
173219
D
Class A Common Stock
2020-03-11
4
S
0
1098
198.63
D
172121
D
Class A Common Stock
2020-03-11
4
S
0
651
199.71
D
171470
D
Class A Common Stock
2020-03-11
4
S
0
492
201.10
D
170978
D
Class A Common Stock
2020-03-11
4
S
0
55
201.59
D
170923
D
Class A Common Stock
2020-03-11
4
S
0
1220
203.59
D
169703
D
Class A Common Stock
2020-03-11
4
S
0
1220
205.34
D
168483
D
Class A Common Stock
2020-03-11
4
S
0
3423
206.31
D
165060
D
Class A Common Stock
2020-03-11
4
S
0
1890
207.52
D
163170
D
Class A Common Stock
2020-03-11
4
S
0
2460
208.65
D
160710
D
Class A Common Stock
2020-03-11
4
S
0
2680
209.60
D
158030
D
Class A Common Stock
2020-03-11
4
S
0
1101
210.56
D
156929
D
Class A Common Stock
2020-03-11
4
S
0
2487
211.68
D
154442
D
Class A Common Stock
2020-03-11
4
S
0
245
212.43
D
154197
D
Class A Common Stock
2020-03-11
4
C
0
16000
0.00
A
16000
I
By ELCA Fund I, L.P.
Class A Common Stock
2020-03-11
4
S
0
390
187.89
D
15610
I
By ELCA Fund I, L.P.
Class A Common Stock
2020-03-11
4
S
0
702
189.11
D
14908
I
By ELCA Fund I, L.P.
Class A Common Stock
2020-03-11
4
S
0
312
190.65
D
14596
I
By ELCA Fund I, L.P.
Class A Common Stock
2020-03-11
4
S
0
312
191.44
D
14284
I
By ELCA Fund I, L.P.
Class A Common Stock
2020-03-11
4
S
0
468
192.49
D
13816
I
By ELCA Fund I, L.P.
Class A Common Stock
2020-03-11
4
S
0
781
195.29
D
13036
I
By ELCA Fund I, L.P.
Class A Common Stock
2020-03-11
4
S
0
429
196.28
D
12607
I
By ELCA Fund I, L.P.
Stock Option (right to buy)
17.13
2020-03-11
4
M
0
25000
0.00
D
2022-05-01
Class A Common Stock
25000
375000
D
Class B Common Stock
2020-03-11
4
C
0
16000
0.00
D
Class A Common Stock
16000
5727107
I
By ELCA Fund I, L.P.
Class B Common Stock
Class A Common Stock
6690
6690
I
By ELCA Fund II, L.P.
Class B Common Stock
Class A Common Stock
6690
6690
I
By ELCA Fund III, L.P.
Class B Common Stock
Class A Common Stock
621
621
I
By ELCA, LLC
Class B Common Stock
Class A Common Stock
510
510
I
By Trust
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.76 to $188.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (21) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.91 to $189.62, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.14 to $191.10, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.14 to $191.53, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.39 to $192.66, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.75 to $195.73, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.01 to $196.97, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.02 to $197.87, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.48 to $199.34, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.58 to $200.26, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.59 to $201.55, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.20 to $204.05, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.77 to $205.68, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.85 to $206.84, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.90 to $207.87, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.05 to $209.01, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.11 to $210.10, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.11 to $210.86, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.19 to $212.16, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.19 to $212.48, inclusive.
Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Shares subject to the option were fully vested and immediately exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
Shares are held by the Shmunis Revocable Trust dated June 9, 1998, as amended, for which Vladimir Shmunis and Sandra Shmunis are trustees and beneficiaries.
This is the 1st of two Forms 4 that report the Reporting Persons' transactions that occurred on March 11, 2020.
/s/ Bruce P. Johnson, attorney-in-fact for Vladimir Shmunis
2020-03-13
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis
2020-03-13
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund I, L.P.
2020-03-13
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P.
2020-03-13
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P.
2020-03-13
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC
2020-03-13