0001209191-19-060793.txt : 20191216 0001209191-19-060793.hdr.sgml : 20191216 20191216215841 ACCESSION NUMBER: 0001209191-19-060793 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191216 DATE AS OF CHANGE: 20191216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marlow John H CENTRAL INDEX KEY: 0001586695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 191288493 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral, Inc. CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943322844 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 FORMER COMPANY: FORMER CONFORMED NAME: RingCentral Inc DATE OF NAME CHANGE: 20070103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-12 0 0001384905 RingCentral, Inc. RNG 0001586695 Marlow John H C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 SVP, CAO & General Counsel Class A Common Stock 2019-12-12 4 C 0 23400 0.00 A 159141 D Stock Options (right to buy) 2.73 2019-12-12 4 M 0 23400 0.00 D 2022-03-02 Class B Common Stock 23400 16999 D Class B Common Stock 2019-12-12 4 M 0 23400 0.00 A Class A Common Stock 23400 361734 D Class B Common Stock 2019-12-12 4 C 0 23400 0.00 D Class A Common Stock 0 338334 D Class B Common Stock Class A Common Stock 12500 12500 I By Trust Class B Common Stock Class A Common Stock 12500 12500 I By Trust Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. Options were fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust. /s/ Bruce P. Johnson as Attorney-in-fact for John Marlow 2019-12-16