0001209191-19-060141.txt : 20191211
0001209191-19-060141.hdr.sgml : 20191211
20191211205342
ACCESSION NUMBER: 0001209191-19-060141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191209
FILED AS OF DATE: 20191211
DATE AS OF CHANGE: 20191211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA, LLC
CENTRAL INDEX KEY: 0001587543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 191280887
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund III, LP
CENTRAL INDEX KEY: 0001587622
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 191280888
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund II, LP
CENTRAL INDEX KEY: 0001587618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 191280889
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund I, LP
CENTRAL INDEX KEY: 0001587616
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 191280890
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Sandra
CENTRAL INDEX KEY: 0001587526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 191280891
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Vladimir
CENTRAL INDEX KEY: 0001586647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 191280892
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RingCentral, Inc.
CENTRAL INDEX KEY: 0001384905
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 943322844
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
FORMER COMPANY:
FORMER CONFORMED NAME: RingCentral Inc
DATE OF NAME CHANGE: 20070103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-09
0
0001384905
RingCentral, Inc.
RNG
0001586647
Shmunis Vladimir
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
1
1
1
0
CEO & Chairman
0001587526
Shmunis Sandra
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587616
ELCA Fund I, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587618
ELCA Fund II, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587622
ELCA Fund III, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587543
ELCA, LLC
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
Class A Common Stock
2019-12-09
4
C
0
60000
0.00
A
60000
I
By ELCA Fund I, L.P.
Class A Common Stock
2019-12-09
5
G
0
E
60000
0.00
D
0
I
By ELCA Fund I, L.P.
Class A Common Stock
2019-12-09
4
C
0
25000
0.00
A
216266
D
Class A Common Stock
2019-12-09
4
S
0
5934
166.12
D
210332
D
Class A Common Stock
2019-12-09
4
S
0
16966
166.86
D
193366
D
Class A Common Stock
2019-12-09
4
S
0
2100
167.65
D
191266
D
Class A Common Stock
2019-12-10
4
C
0
25000
0.00
A
216266
D
Class A Common Stock
2019-12-10
4
S
0
13634
164.83
D
202632
D
Class A Common Stock
2019-12-10
4
S
0
10566
165.56
D
192066
D
Class A Common Stock
2019-12-10
4
S
0
800
166.55
D
191266
D
Class A Common Stock
2019-12-11
4
C
0
25000
0.00
A
216266
D
Class A Common Stock
2019-12-11
4
S
0
700
158.13
D
215566
D
Class A Common Stock
2019-12-11
4
S
0
1700
159.22
D
213866
D
Class A Common Stock
2019-12-11
4
S
0
5997
160.16
D
207869
D
Class A Common Stock
2019-12-11
4
S
0
13238
161.20
D
194631
D
Class A Common Stock
2019-12-11
4
S
0
3165
162.04
D
191466
D
Class A Common Stock
2019-12-11
4
S
0
200
163.10
D
191266
D
Stock Option (right to buy)
6.78
2019-12-09
4
M
0
25000
0.00
D
2022-09-25
Class B Common Stock
25000
125000
D
Class B Common Stock
2019-12-09
4
M
0
25000
0.00
A
Class A Common Stock
25000
25000
D
Class B Common Stock
2019-12-09
4
C
0
25000
0.00
D
Class A Common Stock
25000
0
D
Stock Option (right to buy)
6.78
2019-12-10
4
M
0
25000
0.00
D
2022-09-25
Class B Common Stock
25000
100000
D
Class B Common Stock
2019-12-10
4
M
0
25000
0.00
A
Class A Common Stock
25000
25000
D
Class B Common Stock
2019-12-10
4
C
0
25000
0.00
D
Class A Common Stock
25000
0
D
Stock Option (right to buy)
6.78
2019-12-11
4
M
0
25000
0.00
D
2022-09-25
Class B Common Stock
25000
75000
D
Class B Common Stock
2019-12-11
4
M
0
25000
0.00
A
Class A Common Stock
25000
25000
D
Class B Common Stock
2019-12-11
4
C
0
25000
0.00
D
Class A Common Stock
25000
0
D
Class B Common Stock
2019-12-09
4
C
0
60000
0.00
D
Class A Common Stock
60000
5823107
I
By ELCA Fund I, L.P.
Class B Common Stock
Class A Common Stock
6690
6690
I
By ELCA Fund II, L.P.
Class B Common Stock
Class A Common Stock
6690
6690
I
By ELCA Fund III, L.P.
Class B Common Stock
Class A Common Stock
621
621
I
By ELCA, LLC
Class B Common Stock
Class A Common Stock
510
510
I
By Trust
Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.41 to $166.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (14) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.41 to $167.40, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.41 to $168.31, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.22 to $165.21, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.22 to $166.16, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.46 to $166.635, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.53 to $158.44, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.53 to $159.495, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.69 to $160.66, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.78 to $161.77, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.79 to $162.51, inclusive.
Shares subject to the option are fully vested and immediately exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
Shares are held by the Shmunis Revocable Trust dated June 9, 1998, as amended, for which Vladimir Shmunis and Sandra Shmunis are trustees and beneficiaries.
/s/ Bruce P. Johnson, attorney-in-fact for Vladimir Shmunis
2019-12-11
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis
2019-12-11
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund I, L.P.
2019-12-11
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P.
2019-12-11
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P.
2019-12-11
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC
2019-12-11