0001209191-19-056571.txt : 20191114 0001209191-19-056571.hdr.sgml : 20191114 20191114163945 ACCESSION NUMBER: 0001209191-19-056571 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191112 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhruv Mitesh CENTRAL INDEX KEY: 0001705419 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 191221080 MAIL ADDRESS: STREET 1: 34601 CASCADES CIRCLE CITY: UNION CITY STATE: CA ZIP: 94587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral, Inc. CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943322844 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 FORMER COMPANY: FORMER CONFORMED NAME: RingCentral Inc DATE OF NAME CHANGE: 20070103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-12 0 0001384905 RingCentral, Inc. RNG 0001705419 Dhruv Mitesh C/O RINGCENTRAL, INC 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 Chief Financial Officer Class A Common Stock 2019-11-12 4 C 0 1900 0.00 A 157525 D Class A Common Stock 2019-11-12 4 M 0 1500 15.98 A 159025 D Class A Common Stock 2019-11-12 4 S 0 437 170.50 D 158588 D Class A Common Stock 2019-11-12 4 S 0 1502 171.59 D 157086 D Class A Common Stock 2019-11-12 4 S 0 1897 172.35 D 155189 D Class A Common Stock 2019-11-12 4 S 0 700 173.40 D 154489 D Class A Common Stock 2019-11-13 4 M 0 1500 16.05 A 155989 D Class A Common Stock 2019-11-13 4 S 0 100 165.95 D 155889 D Class A Common Stock 2019-11-13 4 S 0 721 167.43 D 155168 D Class A Common Stock 2019-11-13 4 S 0 1815 168.50 D 153353 D Stock Option (right to buy) 10.42 2019-11-12 4 M 0 1900 0.00 D 2023-06-12 Class B Common Stock 1900 9268 D Class B Common Stock 2019-11-12 4 M 0 1900 10.42 A Class A Common Stock 1900 1900 D Class B Common Stock 2019-11-12 4 C 0 1900 0.00 D Class A Common Stock 1900 0 D Stock Option (right to buy) 15.98 2019-11-12 4 M 0 1500 0.00 D 2023-02-09 Class A Common Stock 1500 18500 D Stock Option (right to buy) 16.05 2019-11-13 4 M 0 1500 0.00 D 2021-04-15 Class A Common Stock 1500 8500 D Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 3, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.83 to $170.81, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (8) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.98 to $171.96, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.00 to $172.94, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.02 to $173.75, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.00 to $167.75, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.12 to $168.87, inclusive. Options are fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. /s/ Bruce P. Johnson, Attorney-in-fact 2019-11-14