0001209191-19-036953.txt : 20190613
0001209191-19-036953.hdr.sgml : 20190613
20190613194845
ACCESSION NUMBER: 0001209191-19-036953
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190611
FILED AS OF DATE: 20190613
DATE AS OF CHANGE: 20190613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Vladimir
CENTRAL INDEX KEY: 0001586647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 19897343
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Sandra
CENTRAL INDEX KEY: 0001587526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 19897344
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund I, LP
CENTRAL INDEX KEY: 0001587616
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 19897345
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund II, LP
CENTRAL INDEX KEY: 0001587618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 19897346
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund III, LP
CENTRAL INDEX KEY: 0001587622
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 19897347
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA, LLC
CENTRAL INDEX KEY: 0001587543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 19897348
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RingCentral Inc
CENTRAL INDEX KEY: 0001384905
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-06-11
0
0001384905
RingCentral Inc
RNG
0001586647
Shmunis Vladimir
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
1
1
1
0
CEO & Chairman
0001587526
Shmunis Sandra
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587616
ELCA Fund I, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587618
ELCA Fund II, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587622
ELCA Fund III, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587543
ELCA, LLC
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
Class A Common Stock
2019-06-11
4
C
0
16898
0.00
A
282297
D
Class A Common Stock
2019-06-11
4
S
0
3900
117.91
D
278397
D
Class A Common Stock
2019-06-11
4
S
0
8098
118.61
D
270299
D
Class A Common Stock
2019-06-11
4
S
0
2100
119.73
A
268199
D
Class A Common Stock
2019-06-11
4
S
0
1200
120.66
D
266999
D
Class A Common Stock
2019-06-11
4
S
0
400
122.02
D
266599
D
Class A Common Stock
2019-06-11
4
S
0
1000
123.23
D
265599
D
Class A Common Stock
2019-06-11
4
S
0
200
124.05
D
265399
D
Class A Common Stock
2019-06-12
4
C
0
16901
0.00
A
282300
D
Class A Common Stock
2019-06-12
4
S
0
9161
117.15
D
273139
D
Class A Common Stock
2019-06-12
4
S
0
6740
117.71
D
266399
D
Class A Common Stock
2019-06-12
4
S
0
1000
118.74
D
265399
D
Class A Common Stock
2019-06-13
4
C
0
16901
0.00
A
282300
D
Class A Common Stock
2019-06-13
4
S
0
1900
116.23
D
280400
D
Class A Common Stock
2019-06-13
4
S
0
10083
117.75
D
270317
D
Class A Common Stock
2019-06-13
4
S
0
4918
118.46
D
265399
D
Stock Option (right to buy)
1.10
2019-06-11
4
M
0
4677
0.00
D
2020-01-18
Class B Common Stock
4677
23390
D
Class B Common Stock
2019-06-11
4
M
0
4677
0.00
A
Class A Common Stock
4677
4677
D
Class B Common Stock
2019-06-11
4
C
0
4677
0.00
D
Class A Common Stock
4677
0
D
Stock Option (right to buy)
6.78
2019-06-11
4
M
0
12221
0.00
D
2022-09-25
Class B Common Stock
12221
523336
D
Class B Common Stock
2019-06-11
4
M
0
12221
0.00
A
Class A Common Stock
12221
12221
D
Class B Common Stock
2019-06-11
4
C
0
12221
0.00
D
Class A Common Stock
12221
0
D
Stock Option (right to buy)
1.10
2019-06-12
4
M
0
4678
0.00
D
2020-01-18
Class B Common Stock
4678
18712
D
Class B Common Stock
2019-06-12
4
M
0
4678
0.00
A
Class A Common Stock
4678
4678
D
Class B Common Stock
2019-06-12
4
C
0
4678
0.00
D
Class A Common Stock
4678
0
D
Stock Option (right to buy)
6.78
2019-06-12
4
M
0
12223
0.00
D
2022-09-25
Class B Common Stock
12223
511113
D
Class B Common Stock
2019-06-12
4
M
0
12223
0.00
A
Class A Common Stock
12223
12223
D
Class B Common Stock
2019-06-12
4
C
0
12223
0.00
D
Class A Common Stock
12223
0
D
Stock Option (right to buy)
1.10
2019-06-13
4
M
0
4678
0.00
D
2020-01-18
Class B Common Stock
4678
14034
D
Class B Common Stock
2019-06-13
4
M
0
4678
0.00
A
Class A Common Stock
4678
4678
D
Class B Common Stock
2019-06-13
4
C
0
4678
0.00
D
Class A Common Stock
4678
0
D
Stock Option (right to buy)
6.78
2019-06-13
4
M
0
12223
0.00
D
2022-09-25
Class B Common Stock
12223
498890
D
Class B Common Stock
2019-06-13
4
M
0
12223
0.00
A
Class A Common Stock
12223
12223
D
Class B Common Stock
2019-06-13
4
C
0
12223
0.00
D
Class A Common Stock
12223
0
D
Class B Common Stock
Class A Common Stock
5883107
5883107
I
By ELCA Fund I, L.P.
Class B Common Stock
Class A Common Stock
6690
6690
I
By ELCA Fund II, L.P.
Class B Common Stock
Class A Common Stock
6690
6690
I
By ELCA Fund III, L.P.
Class B Common Stock
Class A Common Stock
621
621
I
By ELCA, LLC
Class B Common Stock
Class A Common Stock
510
510
I
By Trust
Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.29 to $118.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (14) to this Form 4.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $118.29 to $119.18, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $119.31 to $120.26, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $120.43 to $121.11, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $121.75 to $122.21, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $122.80 to $123.73, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.50 to $117.49, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $117.50 to $118.40, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $118.50 to $118.94, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $115.90 to $116.88, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $117.20 to $118.19, inclusive.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $118.21 to $118.88, inclusive.
Shares subject to the option are fully vested and immediately exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Shares are held by the Shmunis Revocable Trust dated June 9, 1998, as amended, for which Vladimir Shmunis and Sandra Shmunis are trustees and beneficiaries.
/s/ Bruce P. Johnson, attorney-in-fact for Vladimir Shmunis
2019-06-13
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis
2019-06-13
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund I, L.P.
2019-06-13
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P.
2019-06-13
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P.
2019-06-13
/s/ Bruce P. Johnson, attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC
2019-06-13