0001209191-18-059849.txt : 20181123
0001209191-18-059849.hdr.sgml : 20181123
20181123180755
ACCESSION NUMBER: 0001209191-18-059849
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181120
FILED AS OF DATE: 20181123
DATE AS OF CHANGE: 20181123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Vladimir
CENTRAL INDEX KEY: 0001586647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 181199837
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Sandra
CENTRAL INDEX KEY: 0001587526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 181199838
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund I, LP
CENTRAL INDEX KEY: 0001587616
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 181199839
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA, LLC
CENTRAL INDEX KEY: 0001587543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 181199840
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund II, LP
CENTRAL INDEX KEY: 0001587618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 181199841
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund III, LP
CENTRAL INDEX KEY: 0001587622
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 181199842
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RingCentral Inc
CENTRAL INDEX KEY: 0001384905
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-20
0
0001384905
RingCentral Inc
RNG
0001586647
Shmunis Vladimir
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
1
1
1
0
CEO & Chairman
0001587526
Shmunis Sandra
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587616
ELCA Fund I, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587543
ELCA, LLC
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587618
ELCA Fund II, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587622
ELCA Fund III, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
Class A Common Stock
2018-11-20
4
C
0
8843
0.00
A
309799
D
Class A Common Stock
2018-11-20
4
S
0
500
65.22
D
309299
D
Class A Common Stock
2018-11-20
4
S
0
1912
66.09
D
307387
D
Class A Common Stock
2018-11-20
4
S
0
4306
67.07
D
303081
D
Class A Common Stock
2018-11-20
4
S
0
15612
68.40
D
287469
D
Class A Common Stock
2018-11-20
4
S
0
15241
69.17
D
272228
D
Class A Common Stock
2018-11-20
4
S
0
6477
70.13
D
265751
D
Class A Common Stock
2018-11-20
4
S
0
2000
71.07
D
263751
D
Class A Common Stock
2018-11-21
4
C
0
8844
0.00
A
272595
D
Class A Common Stock
2018-11-21
4
S
0
610
69.01
D
271985
D
Class A Common Stock
2018-11-21
4
S
0
3372
70.30
D
268613
D
Class A Common Stock
2018-11-21
4
S
0
4114
71.54
D
264499
D
Class A Common Stock
2018-11-21
4
S
0
748
71.89
D
263751
D
Class A Common Stock
2018-11-23
4
C
0
8845
0.00
A
272596
D
Class A Common Stock
2018-11-23
4
S
0
800
70.65
D
271796
D
Class A Common Stock
2018-11-23
4
S
0
8045
71.96
D
263751
D
Stock Option (right to buy)
1.10
2018-11-20
4
M
0
4677
0.00
D
2020-01-18
Class B Common Stock
4677
121617
D
Class B Common Stock
2018-11-20
4
M
0
4677
1.10
A
Class A Common Stock
4677
4677
D
Class B Common Stock
2018-11-20
4
C
0
4677
0.00
D
Class A Common Stock
4677
0
D
Stock Option (right to buy)
6.78
2018-11-20
4
M
0
4166
0.00
D
2022-09-25
Class B Common Stock
4166
787502
D
Class B Common Stock
2018-11-20
4
M
0
4166
6.78
A
Class A Common Stock
4166
4166
D
Class B Common Stock
2018-11-20
4
C
0
4166
0.00
D
Class A Common Stock
4166
0
D
Stock Option (right to buy)
1.10
2018-11-21
4
M
0
4677
0.00
D
2020-01-18
Class B Common Stock
4677
116940
D
Class B Common Stock
2018-11-21
4
M
0
4677
1.10
A
Class A Common Stock
4677
4677
D
Class B Common Stock
2018-11-21
4
C
0
4677
0.00
D
Class A Common Stock
4677
0
D
Stock Option (right to buy)
6.78
2018-11-21
4
M
0
4167
0.00
D
2022-09-25
Class B Common Stock
4167
783335
D
Class B Common Stock
2018-11-21
4
M
0
4167
6.78
A
Class A Common Stock
4167
4167
D
Class B Common Stock
2018-11-21
4
C
0
4167
0.00
D
Class A Common Stock
4167
0
D
Stock Option (right to buy)
1.10
2018-11-23
4
M
0
4678
0.00
D
2020-01-18
Class B Common Stock
4678
112262
D
Class B Common Stock
2018-11-23
4
M
0
4678
1.10
A
Class A Common Stock
4678
4678
D
Class B Common Stock
2018-11-23
4
C
0
4678
0.00
D
Class A Common Stock
4678
0
D
Stock Option (right to buy)
6.78
2018-11-23
4
M
0
4167
0.00
D
2022-09-25
B Common Stock
4167
779168
D
lass B Common Stock
2018-11-23
4
M
0
4167
6.78
A
Class A Common Stock
4167
4167
D
lass B Common Stock
2018-11-23
4
C
0
4167
0.00
D
Class A Common Stock
4167
0
D
Class B Common Stock
Class A Common Stock
5893107
5893107
I
By ELCA Fund I, L.P.
Class B Common Stock
Class A Common Stock
7200
7200
I
By ELCA Fund II, L.P.
Class B Common Stock
Class A Common Stock
7200
7200
I
By ELCA Fund III, L.P.
Class B Common Stock
Class A Common Stock
111
111
I
By ELCA, LLC
Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2018.
Reflects weighted average sale price. Actual sale prices ranged from $64.50 to $65.40 on November 20, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $65.54 to $66.49 on November 20, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $66.63 to $67.56 on November 20, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $67.71 to $68.70 on November 20, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $68.71 to $69.70 on November 20, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $69.71 to $70.70 on November 20, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $70.73 to $71.62 on November 20, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $68.67 to $69.40 on November 21, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $69.81 to $70.78 on November 21, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $70.81 to $71.80 on November 21, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $71.81 to $72.01 on November 21, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $70.36 to $71.05 on November 23, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $71.42 to $72.37 on November 23, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Options are fully vested and exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
/s/ Bruce P. Johnson, Attorney-in-fact for Vladimir Shmunis
2018-11-23
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis
2018-11-23
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partners of ELCA Fund I, L.P.
2018-11-23
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC
2018-11-23
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P.
2018-11-23
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P.
2018-11-23