0001209191-18-054849.txt : 20181011 0001209191-18-054849.hdr.sgml : 20181011 20181011201137 ACCESSION NUMBER: 0001209191-18-054849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181009 FILED AS OF DATE: 20181011 DATE AS OF CHANGE: 20181011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Vladimir CENTRAL INDEX KEY: 0001586647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 181119178 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Sandra CENTRAL INDEX KEY: 0001587526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 181119179 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund I, LP CENTRAL INDEX KEY: 0001587616 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 181119180 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA, LLC CENTRAL INDEX KEY: 0001587543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 181119181 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund II, LP CENTRAL INDEX KEY: 0001587618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 181119182 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund III, LP CENTRAL INDEX KEY: 0001587622 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 181119183 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-09 0 0001384905 RingCentral Inc RNG 0001586647 Shmunis Vladimir C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 1 1 1 0 CEO & Chairman 0001587526 Shmunis Sandra C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587616 ELCA Fund I, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587543 ELCA, LLC C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587618 ELCA Fund II, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587622 ELCA Fund III, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 Class A Common Stock 2018-10-09 4 C 0 13009 0.00 A 311783 D Class A Common Stock 2018-10-09 4 S 0 1307 81.05 D 310476 D Class A Common Stock 2018-10-09 4 S 0 8076 81.91 D 302400 D Class A Common Stock 2018-10-09 4 S 0 3526 82.82 D 298874 D Class A Common Stock 2018-10-09 4 S 0 100 83.47 D 298774 D Class A Common Stock 2018-10-10 4 C 0 13011 0.00 A 311785 D Class A Common Stock 2018-10-10 4 S 0 1810 76.17 D 309975 D Class A Common Stock 2018-10-10 4 S 0 6341 77.01 D 303634 D Class A Common Stock 2018-10-10 4 S 0 3860 78.00 D 299774 D Class A Common Stock 2018-10-10 4 S 0 200 78.59 D 299574 D Class A Common Stock 2018-10-10 4 S 0 700 79.94 D 298874 D Class A Common Stock 2018-10-10 4 S 0 100 81.00 D 298774 D Class A Common Stock 2018-10-11 4 C 0 13012 0.00 A 312786 D Class A Common Stock 2018-10-11 4 S 0 4502 75.04 D 308284 D Class A Common Stock 2018-10-11 4 S 0 6533 75.88 D 301751 D Class A Common Stock 2018-10-11 4 S 0 1977 76.83 D 299774 D Stock Option (right to buy) 1.10 2018-10-09 4 M 0 4677 0.00 D 2020-01-18 Class B Common Stock 4677 135649 D Class B Common Stock 2018-10-09 4 M 0 4677 1.10 A Class A Common Stock 4677 4677 D Class B Common Stock 2018-10-09 4 C 0 4677 0.00 D Class A Common Stock 4677 0 D Stock Option (right to buy) 6.78 2018-10-09 4 M 0 8332 0.00 D 2022-09-25 Class B Common Stock 8332 808336 D Class B Common Stock 2018-10-09 4 M 0 8332 6.78 A Class A Common Stock 8332 8332 D Class B Common Stock 2018-10-09 4 C 0 8332 0.00 D Class A Common Stock 8332 0 D Stock Option (right to buy) 1.10 2018-10-10 4 M 0 4677 0.00 D 2020-01-18 Class B Common Stock 4677 130972 D Class B Common Stock 2018-10-10 4 M 0 4677 1.10 A Class A Common Stock 4677 4677 D Class B Common Stock 2018-10-10 4 C 0 4677 0.00 D Class A Common Stock 4677 0 D Stock Option (right to buy) 6.78 2018-10-10 4 M 0 8334 0.00 D 2022-09-25 Class B Common Stock 8334 800002 D Class B Common Stock 2018-10-10 4 M 0 8334 6.78 A Class A Common Stock 8334 8334 D Class B Common Stock 2018-10-10 4 C 0 8334 0.00 D Class A Common Stock 8334 0 D Stock Option (right to buy) 1.10 2018-10-11 4 M 0 4678 0.00 D 2020-01-18 Class B Common Stock 4678 126294 D Class B Common Stock 2018-10-11 4 M 0 4678 1.10 A Class A Common Stock 4678 4678 D Class B Common Stock 2018-10-11 4 C 0 4678 0.00 D Class A Common Stock 4678 0 D Stock Option (right to buy) 6.78 2018-10-11 4 M 0 8334 0.00 D 2022-09-25 B Common Stock 8334 791668 D lass B Common Stock 2018-10-11 4 M 0 8334 6.78 A Class A Common Stock 8334 8334 D lass B Common Stock 2018-10-11 4 C 0 8334 0.00 D Class A Common Stock 8334 0 D Class B Common Stock Class A Common Stock 5893107 5893107 I By ELCA Fund I, L.P. Class B Common Stock Class A Common Stock 7200 7200 I By ELCA Fund II, L.P. Class B Common Stock Class A Common Stock 7200 7200 I By ELCA Fund III, L.P. Class B Common Stock Class A Common Stock 111 111 I By ELCA, LLC Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2018. Reflects weighted average sale price. Actual sale prices ranged from $80.40 to $81.39 on October 9, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $81.40 to $82.36 on October 9, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $82.46 to $83.21 on October 9, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $75.50 to $76.45 on October 10, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $76.50 to $77.47 on October 10, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $77.50 to $78.49 on October 10, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $78.50 to $78.68 on October 10, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $79.62 to $80.38 on October 10, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $74.49 to $75.46 on October 11, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $75.50 to $76.43 on October 11, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $76.50 to $77.32 on October 11, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Options are fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. /s/ Bruce P. Johnson, Attorney-in-fact for Vladimir Shmunis 2018-10-11 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis 2018-10-11 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partners of ELCA Fund I, L.P. 2018-10-11 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC 2018-10-11 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P. 2018-10-11 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P. 2018-10-11