0001209191-18-050974.txt : 20180913 0001209191-18-050974.hdr.sgml : 20180913 20180913195935 ACCESSION NUMBER: 0001209191-18-050974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180913 FILED AS OF DATE: 20180913 DATE AS OF CHANGE: 20180913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sipes David CENTRAL INDEX KEY: 0001632489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 181069903 MAIL ADDRESS: STREET 1: 1400 FASHION ISLAND BLVD., STREET 2: SUITE 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-13 0 0001384905 RingCentral Inc RNG 0001632489 Sipes David C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 Chief Operating Officer Class A Common Stock 2018-09-13 4 C 0 1500 0.00 A 280768 D Class A Common Stock 2018-09-13 4 M 0 5475 15.77 A 286243 D Class A Common Stock 2018-09-13 4 S 0 2629 94.59 D 283614 D Class A Common Stock 2018-09-13 4 S 0 2301 95.63 D 281313 D Class A Common Stock 2018-09-13 4 S 0 562 96.38 D 280751 D Class A Common Stock 2018-09-13 4 S 0 3898 97.95 D 276853 D Class A Common Stock 2018-09-13 4 S 0 361 98.11 D 276492 D Stock Option (right to buy) 15.77 2018-09-13 4 M 0 5475 0.00 D 2022-02-27 Class A Common Stock 5475 64111 D Stock Option (right to buy) 0.99 2018-09-13 4 M 0 1500 0.00 D 2019-11-12 Class B Common Stock 1500 15000 D Class B Common Stock 2018-09-13 4 M 0 1500 0.99 A Class A Common Stock 1500 1500 D Class B Common Stock 2018-09-13 4 C 0 1500 0.00 D Class A Common Stock 1500 0 D Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2018. Reflects weighted average sale price. Actual sale prices ranged from $94.05 to $95.00 on September 13, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $95.05 to $96.00 on September 13, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $96.05 to $96.85 on September 13, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $97.10 to $98.05 on September 13, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $98.10 to $98.15 on September 13, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. The option vests and becomes exercisable in 48 equal monthly installments commencing on March 27, 2015. Options are fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. /s/ Bruce P. Johnson, Attorney-in-fact for David Sipes 2018-09-13