0001209191-18-023859.txt : 20180404 0001209191-18-023859.hdr.sgml : 20180404 20180404175446 ACCESSION NUMBER: 0001209191-18-023859 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180404 FILED AS OF DATE: 20180404 DATE AS OF CHANGE: 20180404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Praful CENTRAL INDEX KEY: 0001586646 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 18738420 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-04 0 0001384905 RingCentral Inc RNG 0001586646 Shah Praful C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 Chief Strategy Officer Class A Common Stock 2018-04-04 4 C 0 10000 0.00 A 305629 D Class A Common Stock 2018-04-04 4 S 0 9777 62.08 D 295852 D Class A Common Stock 2018-04-04 4 S 0 223 62.79 D 295629 D Class A Common Stock 25239 I By Trust Class A Common Stock 25239 I By Trust Stock Option (right to buy) 2.73 2018-04-04 4 M 0 10000 0.00 D 2022-03-02 Class B Common Stock 10000 25000 D Class B Common Stock 2018-04-04 4 M 0 10000 2.73 A Class A Common Stock 10000 10000 D Class B Common Stock 2018-04-04 4 C 0 10000 0.00 D Class A Common Stock 10000 0 D Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2017. Reflects weighted average sale price. Actual sale prices ranged from $61.70 to $62.65 on April 4, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $62.70 to $62.85 on April 4, 2018. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust. Options are fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. /s/ Bruce P. Johnson, Attorney-in-fact for Praful Shah 2018-04-04