0001209191-18-012776.txt : 20180222
0001209191-18-012776.hdr.sgml : 20180222
20180222204706
ACCESSION NUMBER: 0001209191-18-012776
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170821
FILED AS OF DATE: 20180222
DATE AS OF CHANGE: 20180222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Sandra
CENTRAL INDEX KEY: 0001587526
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 18634471
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Vladimir
CENTRAL INDEX KEY: 0001586647
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 18634472
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA, LLC
CENTRAL INDEX KEY: 0001587543
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 18634469
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund I, LP
CENTRAL INDEX KEY: 0001587616
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 18634470
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund II, LP
CENTRAL INDEX KEY: 0001587618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 18634474
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund III, LP
CENTRAL INDEX KEY: 0001587622
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 18634473
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RingCentral Inc
CENTRAL INDEX KEY: 0001384905
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2017-08-21
2017-08-23
0
0001384905
RingCentral Inc
RNG
0001586647
Shmunis Vladimir
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
1
1
1
0
CEO & Chairman
0001587526
Shmunis Sandra
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587616
ELCA Fund I, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587543
ELCA, LLC
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587618
ELCA Fund II, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587622
ELCA Fund III, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
Class A Common Stock
2017-08-21
4
C
0
6000
0.00
A
355041
D
Class A Common Stock
2017-08-21
4
S
0
34452
38.08
D
320589
D
Class A Common Stock
2017-08-21
4
C
0
18333
0.00
A
18333
I
By ELCA Fund I, L.P.
Class A Common Stock
2017-08-21
4
S
0
18333
38.08
D
0
I
By ELCA Fund I, L.P.
Class A Common Stock
2017-08-22
4
C
0
6000
0.00
A
326589
D
Class A Common Stock
2017-08-22
4
S
0
6000
38.12
D
320589
D
Class A Common Stock
2017-08-22
4
C
0
18333
0.00
A
18333
I
By ELCA Fund I, L.P.
Class A Common Stock
2017-08-22
4
S
0
18333
38.12
D
0
I
By ELCA Fund I, L.P.
Class A Common Stock
2017-08-23
4
C
0
6000
0.00
A
326589
D
Class A Common Stock
2017-08-23
4
S
0
5230
38.47
D
321359
D
Class A Common Stock
2017-08-23
4
S
0
770
39.13
D
320589
D
Class A Common Stock
2017-08-23
4
C
0
18334
0.00
A
18334
I
By ELCA Fund I, L.P.
Class A Common Stock
2017-08-23
4
S
0
15980
38.47
D
2354
I
By ELCA Fund I, L.P.
Class A Common Stock
2017-08-23
4
S
0
2354
39.13
D
0
I
By ELCA Fund I, L.P.
Stock Option (right to buy)
1.10
2017-08-21
4
M
0
6000
0.00
D
2020-01-18
Class B Common Stock
6000
366666
D
Class B Common Stock
2017-08-21
4
M
0
6000
1.10
A
Class A Common Stock
6000
6000
D
Class B Common Stock
2017-08-21
4
C
0
6000
0.00
D
Class A Common Stock
6000
0
D
Class B Common Stock
2017-08-21
4
C
0
18333
0.00
D
Class A Common Stock
18333
6141440
I
By ELCA Fund I, L.P.
Stock Option (right to buy)
1.10
2017-08-22
4
M
0
6000
0.00
D
2020-01-18
Class B Common Stock
6000
360666
D
Class B Common Stock
2017-08-22
4
M
0
6000
1.10
A
Class A Common Stock
6000
6000
D
Class B Common Stock
2017-08-22
4
C
0
6000
0.00
D
Class A Common Stock
6000
0
D
Class B Common Stock
2017-08-22
4
C
0
18333
0.00
D
Class A Common Stock
18333
6123107
I
By ELCA Fund I, L.P.
Stock Option (right to buy)
1.10
2017-08-23
4
M
0
6000
0.00
D
2020-01-18
Class B Common Stock
6000
354666
D
Class B Common Stock
2017-08-23
4
M
0
6000
1.10
A
Class A Common Stock
6000
6000
D
Class B Common Stock
2017-08-23
4
C
0
6000
0.00
D
Class A Common Stock
6000
0
D
Class B Common Stock
2017-08-23
4
C
0
18334
0.00
D
Class A Common Stock
18334
6104773
I
By ELCA Fund I, L.P.
Class B Common Stock
Class A Common Stock
7200
7200
I
By ELCA Fund II, L.P.
Class B Common Stock
Class A Common Stock
7200
7200
I
By ELCA Fund III, L.P.
Class B Common Stock
Class A Common Stock
111
111
I
By ELCA, LLC
Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2017.
Reflects weighted average sale price. Actual sale prices ranged from $37.95 to $38.40 on August 21, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
This number is adjusted pursuant to an internal audit. However, the Reporting Person's total beneficial ownership is unchanged.
Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Reflects weighted average sale price. Actual sale prices ranged from $37.70 to $38.45 on August 22, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price
Reflects weighted average sale price. Actual sale prices ranged from $38.00 to $39.00 on August 23, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $39.03 to $39.35 on August 23, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Options are fully vested and exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
This amended Form 4 corrects and restates in its entirety the allocation of shares sold by the Reporting Person and ELCA Fund I, LP.
/s/ Bruce P. Johnson, Attorney-in-fact for Vladimir Shmunis
2018-02-22
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis
2018-02-22
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partners of ELCA Fund I, L.P.
2018-02-22
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC
2018-02-22
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P.
2018-02-22
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P.
2018-02-22