0001209191-18-012776.txt : 20180222 0001209191-18-012776.hdr.sgml : 20180222 20180222204706 ACCESSION NUMBER: 0001209191-18-012776 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170821 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Sandra CENTRAL INDEX KEY: 0001587526 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 18634471 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Vladimir CENTRAL INDEX KEY: 0001586647 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 18634472 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA, LLC CENTRAL INDEX KEY: 0001587543 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 18634469 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund I, LP CENTRAL INDEX KEY: 0001587616 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 18634470 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund II, LP CENTRAL INDEX KEY: 0001587618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 18634474 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund III, LP CENTRAL INDEX KEY: 0001587622 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 18634473 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2017-08-21 2017-08-23 0 0001384905 RingCentral Inc RNG 0001586647 Shmunis Vladimir C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 1 1 1 0 CEO & Chairman 0001587526 Shmunis Sandra C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587616 ELCA Fund I, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587543 ELCA, LLC C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587618 ELCA Fund II, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587622 ELCA Fund III, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 Class A Common Stock 2017-08-21 4 C 0 6000 0.00 A 355041 D Class A Common Stock 2017-08-21 4 S 0 34452 38.08 D 320589 D Class A Common Stock 2017-08-21 4 C 0 18333 0.00 A 18333 I By ELCA Fund I, L.P. Class A Common Stock 2017-08-21 4 S 0 18333 38.08 D 0 I By ELCA Fund I, L.P. Class A Common Stock 2017-08-22 4 C 0 6000 0.00 A 326589 D Class A Common Stock 2017-08-22 4 S 0 6000 38.12 D 320589 D Class A Common Stock 2017-08-22 4 C 0 18333 0.00 A 18333 I By ELCA Fund I, L.P. Class A Common Stock 2017-08-22 4 S 0 18333 38.12 D 0 I By ELCA Fund I, L.P. Class A Common Stock 2017-08-23 4 C 0 6000 0.00 A 326589 D Class A Common Stock 2017-08-23 4 S 0 5230 38.47 D 321359 D Class A Common Stock 2017-08-23 4 S 0 770 39.13 D 320589 D Class A Common Stock 2017-08-23 4 C 0 18334 0.00 A 18334 I By ELCA Fund I, L.P. Class A Common Stock 2017-08-23 4 S 0 15980 38.47 D 2354 I By ELCA Fund I, L.P. Class A Common Stock 2017-08-23 4 S 0 2354 39.13 D 0 I By ELCA Fund I, L.P. Stock Option (right to buy) 1.10 2017-08-21 4 M 0 6000 0.00 D 2020-01-18 Class B Common Stock 6000 366666 D Class B Common Stock 2017-08-21 4 M 0 6000 1.10 A Class A Common Stock 6000 6000 D Class B Common Stock 2017-08-21 4 C 0 6000 0.00 D Class A Common Stock 6000 0 D Class B Common Stock 2017-08-21 4 C 0 18333 0.00 D Class A Common Stock 18333 6141440 I By ELCA Fund I, L.P. Stock Option (right to buy) 1.10 2017-08-22 4 M 0 6000 0.00 D 2020-01-18 Class B Common Stock 6000 360666 D Class B Common Stock 2017-08-22 4 M 0 6000 1.10 A Class A Common Stock 6000 6000 D Class B Common Stock 2017-08-22 4 C 0 6000 0.00 D Class A Common Stock 6000 0 D Class B Common Stock 2017-08-22 4 C 0 18333 0.00 D Class A Common Stock 18333 6123107 I By ELCA Fund I, L.P. Stock Option (right to buy) 1.10 2017-08-23 4 M 0 6000 0.00 D 2020-01-18 Class B Common Stock 6000 354666 D Class B Common Stock 2017-08-23 4 M 0 6000 1.10 A Class A Common Stock 6000 6000 D Class B Common Stock 2017-08-23 4 C 0 6000 0.00 D Class A Common Stock 6000 0 D Class B Common Stock 2017-08-23 4 C 0 18334 0.00 D Class A Common Stock 18334 6104773 I By ELCA Fund I, L.P. Class B Common Stock Class A Common Stock 7200 7200 I By ELCA Fund II, L.P. Class B Common Stock Class A Common Stock 7200 7200 I By ELCA Fund III, L.P. Class B Common Stock Class A Common Stock 111 111 I By ELCA, LLC Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2017. Reflects weighted average sale price. Actual sale prices ranged from $37.95 to $38.40 on August 21, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. This number is adjusted pursuant to an internal audit. However, the Reporting Person's total beneficial ownership is unchanged. Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Reflects weighted average sale price. Actual sale prices ranged from $37.70 to $38.45 on August 22, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price Reflects weighted average sale price. Actual sale prices ranged from $38.00 to $39.00 on August 23, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $39.03 to $39.35 on August 23, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Options are fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. This amended Form 4 corrects and restates in its entirety the allocation of shares sold by the Reporting Person and ELCA Fund I, LP. /s/ Bruce P. Johnson, Attorney-in-fact for Vladimir Shmunis 2018-02-22 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis 2018-02-22 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partners of ELCA Fund I, L.P. 2018-02-22 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC 2018-02-22 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P. 2018-02-22 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P. 2018-02-22