0001209191-18-012767.txt : 20180222 0001209191-18-012767.hdr.sgml : 20180222 20180222204111 ACCESSION NUMBER: 0001209191-18-012767 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150129 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sipes David CENTRAL INDEX KEY: 0001632489 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 18634453 MAIL ADDRESS: STREET 1: 1400 FASHION ISLAND BLVD., STREET 2: SUITE 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2015-01-29 2015-02-05 0 0001384905 RingCentral Inc RNG 0001632489 Sipes David C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 Chief Operating Officer Class A Common Stock 126448 D Stock Option (Right to Buy) 0.99 2018-07-22 Class B Common Stock 10865 D Stock Option (Right to Buy) 0.99 2019-04-24 Class B Common Stock 27818 D Stock Option (Right to Buy) 0.99 2019-11-12 Class B Common Stock 18033 D Stock Option (Right to Buy) 2.73 2012-03-02 2022-03-02 Class B Common Stock 83314 D Stock Option (Right to Buy) 20.88 2021-02-11 Class A Common Stock 20000 D Stock Option (Right to Buy) 16.05 2021-04-15 Class A Common Stock 40000 D Includes 7,500 Restricted Stock Units that will vest and be settled in shares of Class A Common Stock in 12 remaining equal quarterly installments commencing on February 20, 2015. Includes 16,250 Restricted Stock Units that will vest and be settled in shares of Class A Common Stock in 13 remaining equal quarterly installments commencing on February 20, 2015. The option to purchase 325,000 shares was granted on 7/22/2008 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. 25% of the shares subject to the option vested on 6/25/2009, and 1/48th of the shares vested each month thereafter over the following 36 months. The option to purchase 112,578 shares was granted on 4/29/2009 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. 25% of the shares subject to the option vested on 4/24/2009, and 1/48th of the shares vested each month thereafter over the following 36 months. The option to purchase 80,960 shares was granted on 11/12/2009 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. 25% of the shares subject to the option vested on 3/2/2013, and 1/48th of the shares vest each month thereafter over the following 36 months. The option to purchase 115,000 shares was granted on 3/2/2012 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. The option was immediately exercisable on the date of grant. 25% of the shares subject to the option vested on 3/2/2013, and 1/48th of the shares vest each month thereafter over the following 36 months. 1/48th of the shares subject to the option vested on the 3/11/2014 and 1/48th of the shares vest each month thereafter over the following 47 months. 1/48th of the shares subject to the option vested on the 5/15/2014 and 1/48th of the shares vest each month thereafter over the following 47 months. An internal audit confirmed the Reporting Person's beneficial ownership of shares was overstated in his original Form 3, and thereafter in the Reporting Person's subsequent reports. This amended Form 3 corrects the error. /s/ Bruce P. Johnson, Attorney-in-fact for David Sipes 2018-02-22