0001209191-18-003305.txt : 20180111 0001209191-18-003305.hdr.sgml : 20180111 20180111193312 ACCESSION NUMBER: 0001209191-18-003305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180110 FILED AS OF DATE: 20180111 DATE AS OF CHANGE: 20180111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sipes David CENTRAL INDEX KEY: 0001632489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 18524506 MAIL ADDRESS: STREET 1: 1400 FASHION ISLAND BLVD., STREET 2: SUITE 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-10 0 0001384905 RingCentral Inc RNG 0001632489 Sipes David C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 Chief Operating Officer Class A Common Stock 2018-01-10 4 C 0 7800 0.00 A 287781 D Class A Common Stock 2018-01-10 4 S 0 9300 48.86 D 278481 D Stock Option (right to buy) 16.05 2018-01-10 4 M 0 6011 0.00 D 2021-04-15 Class B Common Stock 6011 12379 D Stock Option (right to buy) 15.77 2018-01-10 4 M 0 1789 0.00 D 2022-02-27 Class B Common Stock 1789 118211 D Class B Common Stock 2018-01-10 4 M 0 6011 16.05 A Class A Common Stock 6011 6011 D Class B Common Stock 2018-01-10 4 M 0 1789 15.77 A Class A Common Stock 1789 7800 D Class B Common Stock 2018-01-10 4 C 0 7800 0.00 D Class A Common Stock 7800 0 D Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. This restates the number of shares to correct a scrivener's error in the number of shares previously reported by the Reporting Person. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2017. Reflects weighted average sale price. Actual sale prices ranged from $48.30 to $49.25 on January 10, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. One forty-eighth (1/48th) of the Shares subject to the Option vested on the date that is one month after the Vesting Commencement Date 4/15/2014 and one forty-eighth (1/48th) of the Shares subject to the Option vests each month thereafter on the same day of the month as the Vesting Commencement Date. The option vests and becomes exercisable in 48 equal monthly installments commencing on March 27, 2015. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. /s/ Bruce P. Johnson, Attorney-in-fact for David Sipes 2018-01-11