0001209191-17-062397.txt : 20171122 0001209191-17-062397.hdr.sgml : 20171122 20171122183914 ACCESSION NUMBER: 0001209191-17-062397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171120 FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhruv Mitesh CENTRAL INDEX KEY: 0001705419 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 171220842 MAIL ADDRESS: STREET 1: 34601 CASCADES CIRCLE CITY: UNION CITY STATE: CA ZIP: 94587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-20 0 0001384905 RingCentral Inc RNG 0001705419 Dhruv Mitesh C/O RINGCENTRAL, INC 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 Chief Financial Officer Class A Common Stock 2017-11-20 4 F 0 9026 48.65 D 129087 D Class A Common Stock 2017-11-22 4 C 0 3000 0.00 A 132087 D Class A Common Stock 2017-11-22 4 S 0 1200 47.84 D 130887 D Class A Common Stock 2017-11-22 4 S 0 1800 48.48 D 129087 D Stock Option (right to buy) 4.48 2017-11-22 4 M 0 2667 0.00 D 2022-05-09 Class B Common Stock 2667 0 D Class B Common Stock 2017-11-22 4 M 0 2667 4.48 A Class A Common Stock 2667 2667 D Stock Option (right to buy) 6.78 2017-11-22 4 M 0 333 0.00 D 2022-08-02 Class B Common Stock 333 29667 D Class B Common Stock 2017-11-22 4 M 0 333 6.78 A Class A Common Stock 333 3000 D Class B Common Stock 2017-11-22 4 C 0 3000 0.00 D Class A Common Stock 3000 0 D In an exempt disposition to the issuer under rule 16b-3(e), the Reporting Person remitted shares to the issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of previously reported restricted stock units. Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2017. Reflects weighted average sale price. Actual sale prices ranged from $47.30 to $48.25 on November 22, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $48.30 to $48.65 on November 22, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Options are fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. /s/ Bruce P. Johnson, Attorney-in-fact for Mitesh Dhruv 2017-11-22