0001209191-17-052725.txt : 20170913
0001209191-17-052725.hdr.sgml : 20170913
20170913192947
ACCESSION NUMBER: 0001209191-17-052725
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170913
FILED AS OF DATE: 20170913
DATE AS OF CHANGE: 20170913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marlow John H
CENTRAL INDEX KEY: 0001586695
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 171084237
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RingCentral Inc
CENTRAL INDEX KEY: 0001384905
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: 20 DAVIS DRIVE
CITY: BELMONT
STATE: CA
ZIP: 94002
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-13
0
0001384905
RingCentral Inc
RNG
0001586695
Marlow John H
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
1
0
0
SVP, CAO & General Counsel
Class A Common Stock
2017-09-13
4
C
0
6000
0.00
A
133101
D
Class A Common Stock
2017-09-13
4
S
0
6000
42.43
D
127101
D
Stock options (right to buy)
0.99
2017-09-13
4
M
0
6000
0.00
D
2019-02-13
Class B Common Stock
6000
54789
D
Class B Common Stock
2017-09-13
4
M
0
6000
0.99
A
Class A Common Stock
6000
344334
D
Class B Common Stock
2017-09-13
4
C
0
6000
0.00
D
Class A Common Stock
6000
338334
D
Class B Common Stock
Class A Common Stock
12500
12500
I
By Trust
Class B Common Stock
Class A Common Stock
12500
12500
I
By Trust
Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2016.
Reflects weighted average sale price. Actual sale prices ranged from $42.25 to $42.50 on September 13, 2017. Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Options are fully vested and exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust.
/s/ Bruce P. Johnson, Attorney-in-fact for John H. Marlow
2017-09-13