0001209191-16-141316.txt : 20160913 0001209191-16-141316.hdr.sgml : 20160913 20160913215802 ACCESSION NUMBER: 0001209191-16-141316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160822 FILED AS OF DATE: 20160913 DATE AS OF CHANGE: 20160913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund III, LP CENTRAL INDEX KEY: 0001587622 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 161884073 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund II, LP CENTRAL INDEX KEY: 0001587618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 161884074 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA, LLC CENTRAL INDEX KEY: 0001587543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 161884075 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund I, LP CENTRAL INDEX KEY: 0001587616 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 161884076 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Vladimir CENTRAL INDEX KEY: 0001586647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 161884078 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Sandra CENTRAL INDEX KEY: 0001587526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 161884077 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-22 0 0001384905 RingCentral Inc RNG 0001586647 Shmunis Vladimir C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 1 1 1 0 CEO & Chairman 0001587526 Shmunis Sandra C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587616 ELCA Fund I, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587543 ELCA, LLC C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587618 ELCA Fund II, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587622 ELCA Fund III, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 Class A Common Stock 2016-09-09 4 C 0 10000 0.00 A 10000 I By ELCA Fund I, L.P. Class A Common Stock 2016-09-09 5 G 0 E 10000 0.00 D 0 I By ELCA Fund I, L.P. Class A Common Stock 222522 D Class B Common Stock 2016-08-22 5 G 0 E 351788 0.00 D Class A Common Stock 351788 0 I By GRAT for Spouse Class B Common Stock 2016-08-22 5 G 0 E 351788 0.00 D Class A Common Stock 351788 0 I By GRAT Class B Common Stock 2016-09-09 4 C 0 10000 0.00 D Class A Common Stock 10000 6400989 I By ELCA Fund I, L.P. Class B Common Stock Class A Common Stock 7200 7200 I By ELCA Fund II, L.P. Class B Common Stock Class A Common Stock 7200 7200 I By ELCA Fund III, L.P. Class B Common Stock Class A Common Stock 111 111 I By ELCA, LLC Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The Reporting Person transferred 10,000 shares of the Issuer's Class A Common Stock as a gift to Morgan Stanley Global Impact Funding Trust, Inc., a 501(c)(3) charitable foundation. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain events, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Upon termination of the grantor retained annuity trust on August 22, 2016, 351,788 of the shares were transferred to the reporting person's adult children. The remaining 338,872 shares were distributed to ELCA Fund I, L.P. and are reported in this Form 4 as indirectly owned. These shares were held by a grantor retained annuity trust for the benefit of Mrs. Shmunis as annuitant. Mr. Shmunis and Mrs. Shmunis were co-trustees of the trust, and were deemed to share voting and dispositive power with respect to the shares. The grantor retained annuity trust was dissolved on August 22, 2016. These shares were held by a grantor retained annuity trust for the benefit of Mr. Shmunis as annuitant. Mr. Shmunis and Mrs. Shmunis were co-trustees of the trust, and were deemed to share voting and dispositive power with respect to the shares. The grantor retained annuity trust was dissolved on August 22, 2016. Reflects (i) a distribution of an aggregate of 637,744 shares of Class B Common Stock held by grantor retained annuity trusts of the Reporting Person and the Reporting Person's spouse to ELCA Fund I, L.P. on August 22, 2016 and (ii) a reallocation of an aggregate of 618,680 shares of Class B Common Stock held by the Reporting Person and the Reporting Person's spouse to ELCA Fund I, L.P. on September 12, 2016. Represents the shares held by ELCA Fund II, L.P. and ELCA III, L.P. in which the Reporting Persons have a pecuniary interest. /s/ Bruce P. Johnson, Attorney-in-fact for Vladimir Shmunis 2016-09-13 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis 2016-09-13 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partners of ELCA Fund I, L.P. 2016-09-13 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC 2016-09-13 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P. 2016-09-13 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P. 2016-09-13