0001209191-16-127049.txt : 20160610
0001209191-16-127049.hdr.sgml : 20160610
20160610160621
ACCESSION NUMBER: 0001209191-16-127049
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160526
FILED AS OF DATE: 20160610
DATE AS OF CHANGE: 20160610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RingCentral Inc
CENTRAL INDEX KEY: 0001384905
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 FASHION ISLAND BLVD
STREET 2: SUITE 700
CITY: San Mateo
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-655-6900
MAIL ADDRESS:
STREET 1: 1400 FASHION ISLAND BLVD
STREET 2: SUITE 700
CITY: San Mateo
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marlow John H
CENTRAL INDEX KEY: 0001586695
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 161708705
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-05-26
2016-05-31
0
0001384905
RingCentral Inc
RNG
0001586695
Marlow John H
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
1
0
0
SVP & General Counsel
Class A Common Stock
2016-05-26
4
C
0
7000
0.00
A
94318
D
Class A Common Stock
2016-05-26
4
S
0
7000
19.67
D
87318
D
Class A Common Stock
2016-05-27
4
C
0
1000
0.00
A
88318
D
Class A Common Stock
2016-05-27
4
S
0
1000
19.73
D
87318
D
Stock options (right to buy)
0.99
2016-05-26
4
M
0
2000
0.00
D
2019-02-13
Class B Common Stock
2000
104789
D
Class B Common Stock
2016-05-26
4
M
0
2000
0.00
A
Class A Common Stock
2000
385334
D
Class B Common Stock
2016-05-26
4
C
0
2000
0.00
D
Class A Common Stock
2000
383334
D
Class B Common Stock
2016-05-26
4
C
0
5000
0.00
D
Class A Common
5000
378334
D
Class B Common Stock
2016-05-27
4
C
0
1000
0.00
D
Class A Common Stock
1000
377334
D
Class B Common Stock
Class A Common Stock
12500
12500
I
By Trust
Class B Common Stock
Class A Common Stock
12500
12500
I
By Trust
Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2015.
Reflects weighted average sale price. Actual sale prices ranged from $19.15 to $19.825 on May 26, 2016. Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Reflects weighted average sale price. Actual sale prices ranged from $19.68 to $19.79 on May 27, 2016. Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Options are fully vested and exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust.
This amendment is being filed to restate the amount of securities acquired, disposed of and beneficially owned and the amount of securities underlying derivative securities in columns 5, 7 and 9 of Table II. The original Form 4 filed by the Reporting Person on May 31, 2016 incorrectly reported that the Reporting Person (a) exercised 7,000 stock options and converted the underlying shares of Class B Common Stock into Class A Common Stock on May 26, 2016 and (b) exercised 1,000 stock options and converted the underlying shares of Class B Common Stock into Class A Common Stock on May 27, 2016. Rather, the Reporting Person (a) exercised 2,000 stock options and converted the underlying shares of Class B Common Stock into Class A Common Stock and converted an additional 5,000 shares of Class B Common Stock already owned into Class A Common Stock on May 26, 2016 and (b) did not exercise any stock options but converted 1,000 shares of Class B Common Stock already owned into Class A Common Stock on May 27, 2016.
/s/ Bruce P. Johnson, Attorney-in-fact for John H. Marlow
2016-06-10