0001209191-15-080037.txt : 20151113
0001209191-15-080037.hdr.sgml : 20151113
20151113162413
ACCESSION NUMBER: 0001209191-15-080037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151111
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RingCentral Inc
CENTRAL INDEX KEY: 0001384905
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 FASHION ISLAND BLVD
STREET 2: SUITE 700
CITY: San Mateo
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-655-6900
MAIL ADDRESS:
STREET 1: 1400 FASHION ISLAND BLVD
STREET 2: SUITE 700
CITY: San Mateo
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund III, LP
CENTRAL INDEX KEY: 0001587622
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 151229442
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund II, LP
CENTRAL INDEX KEY: 0001587618
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 151229443
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA, LLC
CENTRAL INDEX KEY: 0001587543
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 151229444
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Sandra
CENTRAL INDEX KEY: 0001587526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 151229447
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shmunis Vladimir
CENTRAL INDEX KEY: 0001586647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 151229448
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELCA Fund I, LP
CENTRAL INDEX KEY: 0001587616
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36089
FILM NUMBER: 151229445
BUSINESS ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-472-4100
MAIL ADDRESS:
STREET 1: C/O RINGCENTRAL, INC.
STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-11
0
0001384905
RingCentral Inc
RNG
0001586647
Shmunis Vladimir
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
1
1
1
0
CEO & Chairman
0001587526
Shmunis Sandra
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587616
ELCA Fund I, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587543
ELCA, LLC
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587618
ELCA Fund II, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
0001587622
ELCA Fund III, LP
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT
CA
94002
0
0
1
0
Class A Common Stock
2015-11-11
4
C
0
10230
0.00
A
71466
D
Class A Common Stock
2015-11-11
4
S
0
10230
21.02
D
61236
D
Class A Common Stock
2015-11-11
4
C
0
20459
0.00
A
20459
I
By ELCA Fund I, L.P.
Class A Common Stock
2015-11-11
4
S
0
20459
21.02
D
0
I
By ELCA Fund I, L.P.
Class A Common Stock
2015-11-12
4
C
0
8255
0.00
A
69491
D
Class A Common Stock
2015-11-12
4
S
0
8255
21.18
D
61236
D
Class A Common Stock
2015-11-12
4
C
0
16506
0.00
A
16506
I
By ELCA Fund I, L.P.
Class A Common Stock
2015-11-12
4
S
0
16506
21.18
D
0
I
By ELCA Fund I, L.P.
Stock Option (right to buy)
1.10
2015-11-11
4
M
0
10230
0.00
D
2020-01-18
Class B Common Stock
10230
474921
D
Class B Common Stock
2015-11-11
4
M
0
10230
1.10
A
Class A Common Stock
10230
1350204
D
Class B Common Stock
2015-11-11
4
C
0
10230
0.00
D
Class A Common Stock
10230
1339974
D
Class B Common Stock
2015-11-11
4
C
0
20459
0.00
D
Class A Common Stock
140393
5351071
I
By ELCA Fund I, L.P.
Stock Option (right to buy)
1.10
2015-11-12
4
M
0
8255
0.00
D
2020-01-18
Class B Common Stock
8255
466666
D
Class B Common Stock
2015-11-12
4
M
0
8255
1.10
A
Class A Common Stock
8255
1348229
D
Class B Common Stock
2015-11-12
4
C
0
8255
0.00
D
Class A Common Stock
8255
1339974
D
Class B Common Stock
2015-11-12
4
C
0
16506
0.00
D
Class A Common Stock
16506
5334565
I
By ELCA Fund I, L.P.
Class B Common Stock
Class A Common Stock
360000
360000
I
By ELCA Fund II, L.P.
Class B Common Stock
Class A Common Stock
360000
360000
I
By ELCA Fund III, L.P.
Class B Common Stock
Class A Common Stock
111
111
I
By ELCA, LLC
Class B Common Stock
Class A Common Stock
330013
330013
I
By GRAT for Spouse
Class B Common Stock
Class A Common Stock
330013
330013
I
By GRAT
Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2015.
Reflects weighted average sale price. Actual sale prices ranged from $21.00 to $21.10 on November 11, 2015. Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Reflects weighted average sale price. Actual sale prices ranged from $21.00 to $21.46 on November 12, 2015. Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Options are fully vested and exercisable.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
Reflects a reallocation of shares of Class B Common Stock from grantor retained annuity trust of reporting person to reporting person.
Includes shares directly held by reporting person's spouse.
These shares are held by a grantor retained annuity trust for the benefit of Mrs. Shmunis as annuitant. Mr. Shmunis and Mrs. Shmunis are co-trustees of the trust, and may be deemed to share voting and dispositive power with respect to the shares.
These shares are held by a grantor retained annuity trust for the benefit of Mr. Shmunis as annuitant. Mr. Shmunis and Mrs. Shmunis are co-trustees of the trust, and may be deemed to share voting and dispositive power with respect to the shares.
/s/ Bruce P. Johnson, Attorney-in-fact for Vladimir Shmunis
2015-11-12
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis
2015-11-12
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partners of ELCA Fund I, L.P.
2015-11-12
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC
2015-11-12
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P.
2015-11-12
/s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P.
2015-11-12