0001209191-15-079190.txt : 20151110 0001209191-15-079190.hdr.sgml : 20151110 20151109210051 ACCESSION NUMBER: 0001209191-15-079190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151105 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 FASHION ISLAND BLVD STREET 2: SUITE 700 CITY: San Mateo STATE: CA ZIP: 94404 BUSINESS PHONE: 650-655-6900 MAIL ADDRESS: STREET 1: 1400 FASHION ISLAND BLVD STREET 2: SUITE 700 CITY: San Mateo STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA, LLC CENTRAL INDEX KEY: 0001587543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 151217229 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund I, LP CENTRAL INDEX KEY: 0001587616 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 151217230 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Sandra CENTRAL INDEX KEY: 0001587526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 151217231 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund III, LP CENTRAL INDEX KEY: 0001587622 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 151217233 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmunis Vladimir CENTRAL INDEX KEY: 0001586647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 151217232 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELCA Fund II, LP CENTRAL INDEX KEY: 0001587618 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 151217234 BUSINESS ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC. STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-05 0 0001384905 RingCentral Inc RNG 0001586647 Shmunis Vladimir C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 1 1 1 0 CEO & Chairman 0001587526 Shmunis Sandra C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587616 ELCA Fund I, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587543 ELCA, LLC C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587618 ELCA Fund II, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 0001587622 ELCA Fund III, LP C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 0 1 0 Class A Common Stock 2015-11-05 4 C 0 72174 0.00 A 133410 D Class A Common Stock 2015-11-05 4 S 0 72174 21.36 D 61236 D Class A Common Stock 2015-11-05 4 S 0 144347 21.36 D 2319 I By ELCA Fund I, L.P. Class A Common Stock 2015-11-06 4 C 0 71355 0.00 A 132591 D Class A Common Stock 2015-11-06 4 S 0 71355 20.59 D 61236 D Class A Common Stock 2015-11-06 4 C 0 140393 0.00 A 142712 I By ELCA Fund I, L.P. Class A Common Stock 2015-11-06 4 S 0 142712 20.59 D 0 I By ELCA Fund I, L.P. Class A Common Stock 2015-11-09 4 C 0 4654 0.00 A 65890 D Class A Common Stock 2015-11-09 4 S 0 4654 21.00 D 61236 D Class A Common Stock 2015-11-09 4 C 0 9308 0.00 A 9308 I By ELCA Fund I, L.P. Class A Common Stock 2015-11-09 4 S 0 9308 21.00 D 0 I By ELCA Fund I, L.P. Stock Option (right to buy) 1.10 2015-11-05 4 M 0 72174 0.00 D 2020-01-18 Class B Common Stock 72174 561160 D Class B Common Stock 2015-11-05 4 M 0 72174 1.10 A Class A Common Stock 72174 1412148 D Class B Common Stock 2015-11-05 4 C 0 72174 0.00 D Class A Common Stock 72174 1339974 D Stock Option (right to buy) 1.10 2015-11-06 4 M 0 71355 0.00 D 2020-01-18 Class B Common 71355 489805 D Class B Common Stock 2015-11-06 4 M 0 71355 1.10 A Class A Common 71355 1411329 D Class B Common Stock 2015-11-06 4 C 0 71355 0.00 D Class A Common 71355 1339974 D Class B Common Stock 2015-11-06 4 C 0 140393 0.00 D Class A Common 140393 5380838 I By ELCA Fund I, L.P. Class B Common Stock 1.10 2015-11-09 4 M 0 4654 0.00 D 2020-01-18 Class A Common Stock 4654 485151 D Class B Common Stock 2015-11-09 4 M 0 4654 1.10 A Class A Common Stock 4654 1344628 D Class B Common Stock 2015-11-09 4 C 0 4654 0.00 D Class A Common Stock 4654 1339974 D Class B Common Stock 2015-11-09 4 C 0 9308 0.00 D Class A Common Stock 9308 5371530 I By ELCA Fund I, L.P. Class B Common Stock Class A Common Stock 360000 360000 I By ELCA Fund II, L.P. Class B Common Stock Class A Common Stock 360000 360000 I By ELCA Fund III, L.P. Class B Common Stock Class A Common Stock 111 111 I By ELCA, LLC Class B Common Stock Class A Common Stock 330013 330013 I By GRAT for Spouse Class B Common Stock Class A Common Stock 330013 330013 I By GRAT Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2015. Reflects weighted average sale price. Actual sale prices ranged from $21.07 to $21.86 on November 5, 2015. Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Reflects weighted average sale price. Actual sale prices ranged from $20.37 to $21.15 on November 6, 2015. Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Reflects weighted average sale price. Actual sale prices ranged from $21.00 to $21.01 on November 9, 2015. Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Options are fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Includes shares directly held by reporting person's spouse. Reflects a reallocation of shares of Class B Common Stock from grantor retained annuity trust of reporting person to reporting person. These shares are held by a grantor retained annuity trust for the benefit of Mrs. Shmunis as annuitant. Mr. Shmunis and Mrs. Shmunis are co-trustees of the trust, and may be deemed to share voting and dispositive power with respect to the shares. These shares are held by a grantor retained annuity trust for the benefit of Mr. Shmunis as annuitant. Mr. Shmunis and Mrs. Shmunis are co-trustees of the trust, and may be deemed to share voting and dispositive power with respect to the shares. /s/ Bruce P. Johnson, Attorney-in-fact for Vladimir Shmunis 2015-11-09 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis 2015-11-09 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partners of ELCA Fund I, L.P. 2015-11-09 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC 2015-11-09 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund II, L.P. 2015-11-09 /s/ Bruce P. Johnson, Attorney-in-fact for Sandra Shmunis, a Managing Member of ELCA, LLC, the General Partner of ELCA Fund III, L.P. 2015-11-09