0000902664-19-004679.txt : 20191227
0000902664-19-004679.hdr.sgml : 20191227
20191227104111
ACCESSION NUMBER: 0000902664-19-004679
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191219
FILED AS OF DATE: 20191227
DATE AS OF CHANGE: 20191227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MGG Investment Group LP
CENTRAL INDEX KEY: 0001723594
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38789
FILM NUMBER: 191312382
BUSINESS ADDRESS:
STREET 1: 888 7TH AVENUE, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
BUSINESS PHONE: 212-356-6100
MAIL ADDRESS:
STREET 1: 888 7TH AVENUE, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Racz Greg
CENTRAL INDEX KEY: 0001384687
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38789
FILM NUMBER: 191312383
MAIL ADDRESS:
STREET 1: C/O OCTAVIAN GLOBAL PARTNERS, LLC
STREET 2: 650 MADISON AVENUE, 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KLDiscovery Inc.
CENTRAL INDEX KEY: 0001752474
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 611898603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8201 GREENSBORO DRIVE
STREET 2: SUITE 300
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: (703) 288-3380
MAIL ADDRESS:
STREET 1: 8201 GREENSBORO DRIVE
STREET 2: SUITE 300
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: Pivotal Acquisition Corp
DATE OF NAME CHANGE: 20180910
3
1
ownership.xml
X0206
3
2019-12-19
0
0001752474
KLDiscovery Inc.
KLDI
0001723594
MGG Investment Group LP
ONE PENN PLAZA, 53RD FLOOR
NEW YORK
NY
10119
1
0
1
1
See remarks
0001384687
Racz Greg
ONE PENN PLAZA, 53RD FLOOR
NEW YORK
NY
10119
1
0
1
1
See remarks
Common Stock
250000
I
See Footnote
8.00% Convertible Debenture Due December 19, 2024
18.00
2019-12-19
2024-12-19
Common Stock
5555556
I
See Footnote
MGG Investment Group LP ("MGG") is the investment advisor to certain investment funds and/or accounts ("MGG Funds") that hold the debentures reported herein. Gregory Racz ("Mr. Racz", and together with MGG, the "Reporting Persons") is the President and Chief Legal Officer of MGG. Kevin Griffin ("Mr. Griffin") is the Chief Executive Officer of MGG. The Reporting Persons and Mr. Griffin each disclaim beneficial ownership of the securities held by the MGG Funds, except to the extent of its or his pecuniary interest therein.
The holder of the debentures may, at its option, require the Issuer to convert all (and not less than all) of the then-outstanding principal amount (including any interest paid in kind) of the debentures (and any or all accrued and unpaid interest thereon and all other amounts owing to the holder under the debentures, subject to certain exceptions). Accordingly, the principal amount of debentures owned by the holders and the number of shares of common stock issuable upon conversion of the debentures may increase from time to time.
MGG may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, by virtue of the fact that Mr. Griffin currently serves on the board of directors of the Issuer.
/s/ MGG Investment Group LP, by Gregory Racz, President & Chief Legal Officer
2019-12-27
/s/ Gregory Racz
2019-12-27