0000902664-19-004679.txt : 20191227 0000902664-19-004679.hdr.sgml : 20191227 20191227104111 ACCESSION NUMBER: 0000902664-19-004679 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191219 FILED AS OF DATE: 20191227 DATE AS OF CHANGE: 20191227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MGG Investment Group LP CENTRAL INDEX KEY: 0001723594 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38789 FILM NUMBER: 191312382 BUSINESS ADDRESS: STREET 1: 888 7TH AVENUE, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-356-6100 MAIL ADDRESS: STREET 1: 888 7TH AVENUE, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Racz Greg CENTRAL INDEX KEY: 0001384687 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38789 FILM NUMBER: 191312383 MAIL ADDRESS: STREET 1: C/O OCTAVIAN GLOBAL PARTNERS, LLC STREET 2: 650 MADISON AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLDiscovery Inc. CENTRAL INDEX KEY: 0001752474 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 611898603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8201 GREENSBORO DRIVE STREET 2: SUITE 300 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: (703) 288-3380 MAIL ADDRESS: STREET 1: 8201 GREENSBORO DRIVE STREET 2: SUITE 300 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: Pivotal Acquisition Corp DATE OF NAME CHANGE: 20180910 3 1 ownership.xml X0206 3 2019-12-19 0 0001752474 KLDiscovery Inc. KLDI 0001723594 MGG Investment Group LP ONE PENN PLAZA, 53RD FLOOR NEW YORK NY 10119 1 0 1 1 See remarks 0001384687 Racz Greg ONE PENN PLAZA, 53RD FLOOR NEW YORK NY 10119 1 0 1 1 See remarks Common Stock 250000 I See Footnote 8.00% Convertible Debenture Due December 19, 2024 18.00 2019-12-19 2024-12-19 Common Stock 5555556 I See Footnote MGG Investment Group LP ("MGG") is the investment advisor to certain investment funds and/or accounts ("MGG Funds") that hold the debentures reported herein. Gregory Racz ("Mr. Racz", and together with MGG, the "Reporting Persons") is the President and Chief Legal Officer of MGG. Kevin Griffin ("Mr. Griffin") is the Chief Executive Officer of MGG. The Reporting Persons and Mr. Griffin each disclaim beneficial ownership of the securities held by the MGG Funds, except to the extent of its or his pecuniary interest therein. The holder of the debentures may, at its option, require the Issuer to convert all (and not less than all) of the then-outstanding principal amount (including any interest paid in kind) of the debentures (and any or all accrued and unpaid interest thereon and all other amounts owing to the holder under the debentures, subject to certain exceptions). Accordingly, the principal amount of debentures owned by the holders and the number of shares of common stock issuable upon conversion of the debentures may increase from time to time. MGG may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, by virtue of the fact that Mr. Griffin currently serves on the board of directors of the Issuer. /s/ MGG Investment Group LP, by Gregory Racz, President & Chief Legal Officer 2019-12-27 /s/ Gregory Racz 2019-12-27